Network Working Group                                           S. Ooghe
Internet-Draft                                                   Alcatel
Expires: November 2, 2006                                       N. Voigt
                                                                 Siemens
                                                              M. Platnic
                                                             ECI Telecom
                                                                 T. Haag
                                                               T-Systems
                                                               S. Wadhwa
                                                        Juniper Networks
                                                                May 2006


   Framework and Requirements for an Access Node Control Mechanism in
                    Broadband Multi-Service Networks
                   draft-ooghe-ancp-framework-00.txt

Status of this Memo

   By submitting this Internet-Draft, each author represents that any
   applicable patent or other IPR claims of which he or she is aware
   have been or will be disclosed, and any of which he or she becomes
   aware will be disclosed, in accordance with Section 6 of BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF), its areas, and its working groups.  Note that
   other groups may also distribute working documents as Internet-
   Drafts.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   The list of current Internet-Drafts can be accessed at
   http://www.ietf.org/ietf/1id-abstracts.txt.

   The list of Internet-Draft Shadow Directories can be accessed at
   http://www.ietf.org/shadow.html.

   This Internet-Draft will expire on November 2, 2006.

Copyright Notice

   Copyright (C) The Internet Society (2006).

Abstract




Ooghe, et al.           Expires November 2, 2006                [Page 1]


Internet-Draft               ANCP Framework                     May 2006


   The purpose of this document is to define a framework for an Access
   Node Control Mechanism between a Network Access Server (NAS) and an
   Access Node (e.g. a Digital Subscriber Line Access Multiplexer
   (DSLAM)) in a multi-service reference architecture in order to
   perform QoS-related, service-related and Subscriber-related
   operations.  The Access Node Control Mechanism will ensure that the
   transmission of the information does not need to go through distinct
   element managers but rather using a direct device-device
   communication.  This allows for performing access link related
   operations within those network elements, while avoiding impact on
   the existing OSS systems.








































Ooghe, et al.           Expires November 2, 2006                [Page 2]


Internet-Draft               ANCP Framework                     May 2006


Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  4
     1.1.  Requirements notation  . . . . . . . . . . . . . . . . . .  5
     1.2.  Definitions  . . . . . . . . . . . . . . . . . . . . . . .  5
   2.  General Architecture Aspects . . . . . . . . . . . . . . . . .  6
     2.1.  Concept of an Access Node Control Mechanism  . . . . . . .  6
     2.2.  Reference Architecture . . . . . . . . . . . . . . . . . .  7
       2.2.1.  Home Gateway . . . . . . . . . . . . . . . . . . . . .  7
       2.2.2.  Access Loop  . . . . . . . . . . . . . . . . . . . . .  8
       2.2.3.  Access Node  . . . . . . . . . . . . . . . . . . . . .  8
       2.2.4.  Access Node uplink . . . . . . . . . . . . . . . . . .  8
       2.2.5.  Aggregation Network  . . . . . . . . . . . . . . . . .  8
       2.2.6.  Network Access Server  . . . . . . . . . . . . . . . .  9
       2.2.7.  Regional Network . . . . . . . . . . . . . . . . . . .  9
     2.3.  Access Node Control Mechanism Transport methods  . . . . .  9
     2.4.  Operation and Management . . . . . . . . . . . . . . . . . 10
       2.4.1.  Port Addressing Scheme . . . . . . . . . . . . . . . . 11
   3.  Use Cases for Access Node Control Mechanism  . . . . . . . . . 12
     3.1.  Dynamic Access Loop Attributes . . . . . . . . . . . . . . 12
     3.2.  Access Loop Configuration  . . . . . . . . . . . . . . . . 13
     3.3.  Remote Connectivity Test . . . . . . . . . . . . . . . . . 14
     3.4.  Multicast  . . . . . . . . . . . . . . . . . . . . . . . . 15
   4.  Requirements . . . . . . . . . . . . . . . . . . . . . . . . . 16
     4.1.  ANCP Functional Requirements . . . . . . . . . . . . . . . 16
     4.2.  Protocol Design Requirements . . . . . . . . . . . . . . . 17
     4.3.  ANCP transport requirements  . . . . . . . . . . . . . . . 17
     4.4.  Access Node Requirements . . . . . . . . . . . . . . . . . 18
       4.4.1.  Access Node Architecture . . . . . . . . . . . . . . . 18
       4.4.2.  Access Node Control Connection attributes  . . . . . . 18
       4.4.3.  Capability Negotiation . . . . . . . . . . . . . . . . 19
       4.4.4.  Adjacency Requirements . . . . . . . . . . . . . . . . 19
       4.4.5.  Access Node Identification . . . . . . . . . . . . . . 20
       4.4.6.  Message Handling . . . . . . . . . . . . . . . . . . . 20
       4.4.7.  Access Node Parameter Control  . . . . . . . . . . . . 20
   5.  Policy Server Interaction  . . . . . . . . . . . . . . . . . . 21
   6.  Security Considerations  . . . . . . . . . . . . . . . . . . . 22
   7.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 23
   8.  References . . . . . . . . . . . . . . . . . . . . . . . . . . 24
     8.1.  Normative References . . . . . . . . . . . . . . . . . . . 24
     8.2.  Informative References . . . . . . . . . . . . . . . . . . 24
   Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 25
   Intellectual Property and Copyright Statements . . . . . . . . . . 27








Ooghe, et al.           Expires November 2, 2006                [Page 3]


Internet-Draft               ANCP Framework                     May 2006


1.  Introduction

   Digital Subscriber Line (DSL) technology is widely deployed for
   Broadband Access for Next Generation Networks.  Several documents
   like DSL Forum TR-058 [TR-058], DSL Forum TR-059 [TR-059] and DSL
   Forum TR-101 [TR-101] describe possible architectures for these
   access networks.  In the scope of these specifications is the
   delivery of voice, video and data services.  The framework defined by
   this document is targeted at DSL-based access (either by means of
   ATM/DSL or as Ethernet/DSL).

   Traditional architectures require permanent virtual circuit(s) per
   Subscriber.  Such virtual circuit is configured on layer 2 and
   terminated at the first layer 3 device (e.g.  Broadband Remote Access
   Server (BRAS)).  Beside the data plane, the models define the
   architectures for element, network and service management.  But due
   to organizational boundaries between departments operating the local
   loop, departments operating the ATM network, and departments
   operating the IP network interworking at the management plane is not
   always possible.  Besides, management networks are usually not
   designed to transmit management data between the different entities
   in real time.

   When deploying value-added services across DSL access networks,
   special attention regarding quality of service and service control is
   required, which implies a tighter coordination between Network Nodes
   (e.g.  Access Nodes and NAS), without burdening the OSS layer with
   unpractical expectations.

   Therefore, there is a need for an Access Node Control Mechanism
   between a Network Access Server (NAS) and an Access Node (e.g. a
   Digital Subscriber Line Access Multiplexer (DSLAM)) in a multi-
   service reference architecture in order to perform QoS-related,
   service-related and Subscriber-related operations.  The Access Node
   Control Mechanism will ensure that the transmission of the
   information does not need to go through distinct element managers but
   rather using a direct device-device communication.  This allows for
   performing access link related operations within those network
   elements, while avoiding impact on the existing OSS systems.

   This document provides a framework for such an Access Node Control
   Mechanism and identifies a number of use cases for which this
   mechanism can be justified.  Next, it presents a number of
   requirements for the Access Node Control Protocol (ANCP) and the
   network elements that need to support it.






Ooghe, et al.           Expires November 2, 2006                [Page 4]


Internet-Draft               ANCP Framework                     May 2006


1.1.  Requirements notation

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [RFC2119].

1.2.  Definitions

   o  Access Node (AN): Network device, usually located at a service
      provider central office or street cabinet, that terminates Access
      Loop connections from Subscribers.  In case the Access Loop is a
      Digital Subscriber Line (DSL), this is often referred to as a DSL
      Access Multiplexer (DSLAM).

   o  Network Access Server (NAS): Network device which aggregates
      multiplexed Subscriber traffic from a number of Access Nodes.  The
      NAS plays a central role in per-subscriber policy enforcement and
      QoS.  Often referred to as an Broadband Network Gateway (BNG) or
      Broadband Remote Access Server (BRAS).  A detailed definition of
      the NAS is given in [RFC2881].































Ooghe, et al.           Expires November 2, 2006                [Page 5]


Internet-Draft               ANCP Framework                     May 2006


2.  General Architecture Aspects

   In this section first the concept of the Access Node Control
   Mechanism is described.  Then, the reference architecture is
   described where the Access Node Control Mechanism is introduced.

2.1.  Concept of an Access Node Control Mechanism

   The high-level communication framework for an Access Node Control
   Mechanism is defined in Figure 1.  The Access Node Control Mechanism
   defines a general-purpose method for multiple network scenarios with
   an extensible communication scheme, addressing the different use
   cases that are described throughout this document.

                                                +--------+
                                                | Policy |
                                                | Server |
                                                +--------+
                                                     |
                                                     |
   +-----+   +-----+   +--------+                 +-----+   +----------+
   | CPE |---| HGW |---|        |                 |     |   |          |
   +-----+   +-----+   | Access |   +---------+   |     |   | Regional |
                       |  Node  |---| Aggreg. |---| NAS |---| Network  |
   +-----+   +-----+   |        |   |  Node   |   |     |   |          |
   | CPE |---| HGW |---|        |   +---------+   |     |   |          |
   +-----+   +-----+   +--------+                 +-----+   +----------+
                               Information Reports
                            -------------------------->
                                Control Requests
                            <--------------------------
                                Control Responses
                            -------------------------->

                           Access Node Control Mechanism
                            <------------------------->
                                  PPP, DHCP, IP
     <---------><------------------------------------->

   Figure 1

   From a functional perspective, a number of functions can be
   identified:

   o  A controller function: this function is used to either send out
      requests for information to be used by the network element where
      the controller function resides, or to trigger a certain behavior
      in the network element where the reporting and/or enforcement



Ooghe, et al.           Expires November 2, 2006                [Page 6]


Internet-Draft               ANCP Framework                     May 2006


      function resides;

   o  A reporting and/or enforcement function: the reporting function is
      used to convey status information to the controller function that
      requires the information for executing local functions.  An
      example of this is the transmission of an Access Loop data rate
      from an Access Node to a Network Access Server (NAS) tasked with
      shaping traffic to that rate.  The enforcement function can be
      contacted by the controller function to trigger a local action.
      An example of this is the initiation of a port testing mechanism
      on an Access Node.

   The use cases in this document are described in an abstract way,
   independent from any actual protocol mapping.  The actual protocol
   specification is out of scope of this document, but there are certain
   characteristics of the protocol required such as to simplify
   specification, implementation, debugging & troubleshooting, but also
   to be easily extensible in order to support additional use cases.

2.2.  Reference Architecture

   The reference architecture used in this document can be based on ATM
   or Ethernet access/aggregation.  Specifically:

   o  In case of a legacy ATM aggregation network that is to be used for
      the introduction of new QoS-enabled IP services, the architecture
      builds on the reference architecture specified in DSL Forum [TR-
      059];

   o  In case of an Ethernet aggregation network that supports new QoS-
      enabled IP services (including Ethernet multicast replication),
      the architecture builds on the reference architecture specified in
      DSL Forum [TR-101].

   Given the industry's move towards Ethernet as the new access and
   aggregation technology for triple play services, the primary focus
   throughout this document is on a TR-101 architecture.  However the
   concepts are equally applicable to an ATM architecture based on TR-
   059.

2.2.1.  Home Gateway

   The Home Gateway (HGW) connects the different Customer Premises
   Equipment (CPE) to the Access Node and the access network.  In case
   of DSL, the HGW is a DSL Network Termination (NT) that could either
   operate as a layer 2 bridge or as a layer 3 router.  In the latter
   case, such a device is also referred to as a Routing Gateway (RG).




Ooghe, et al.           Expires November 2, 2006                [Page 7]


Internet-Draft               ANCP Framework                     May 2006


2.2.2.  Access Loop

   The Access Loop ensures physical connectivity between the Network
   Interface Device (NID) at the customer premises, and the Access Node.
   Legacy protocol encapsulations use multi-protocol encapsulation over
   AAL5, defined in RFC2364.  This covers PPP over Ethernet (PPPoE,
   defined in RFC2516), bridged IP (IPoE) and routed IP (IPoA, defined
   in RFC2225).  Next to this, PPPoA as defined in RFC2364 can be used.
   Future scenarios include cases where the Access Loop supports direct
   Ethernet encapsulation (e.g. when using VDSL).

2.2.3.  Access Node

   The Access Node (AN) is a network device, usually located at a
   service provider central office or street cabinet, that terminates
   Access Loop connections from Subscribers.  In case the Access Loop is
   a Digital Subscriber Line (DSL), this is often referred to as a DSL
   Access Multiplexer (DSLAM).  The AN may support one or more Access
   Loop technologies and allow them to inter-work with a common
   aggregation network technology.

   Besides the Access Loop termination the AN can also aggregate traffic
   from other Access Nodes using ATM or Ethernet.

   The framework defined by this document is targeted at DSL-based
   access (either by means of ATM/DSL or as Ethernet/DSL).  The
   framework shall be open to non-DSL technologies, like Passive Optical
   Networks (PON) and IEEE 802.16 (WiMAX), but the details of this are
   outside the scope of this document.

   The reporting and/or enforcement function defined in Section 2.1
   typically resides in an Access Node.

2.2.4.  Access Node uplink

   The fundamental requirements for the Access Node uplink are to
   provide traffic aggregation, Class of Service distinction and
   customer separation and traceability.  This can be achieved using an
   ATM or an Ethernet based technology.

2.2.5.  Aggregation Network

   The aggregation network provides traffic aggregation towards the NAS.
   The aggregation technology can be based on ATM (in case of a TR-059
   architecture) or Ethernet (in case of a TR-101 architecture).






Ooghe, et al.           Expires November 2, 2006                [Page 8]


Internet-Draft               ANCP Framework                     May 2006


2.2.6.  Network Access Server

   The NAS is a network device which aggregates multiplexed Subscriber
   traffic from a number of Access Nodes.  The NAS plays a central role
   in per-subscriber policy enforcement and QoS.  It is often referred
   to as a Broadband Network Gateway (BNG) or Broadband Remote Access
   Server (BRAS).  A detailed definition of the NAS is given in RFC2881.

   The NAS interfaces to the aggregation network by means of standard
   ATM or Ethernet interfaces, and towards the regional broadband
   network by means of transport interfaces for Ethernet frames (e.g.
   GigE, Ethernet over SONET).  The NAS functionality correpsonds to the
   BNG functionality described in DSL Forum TR-101.  In addition to
   this, the NAS supports the Access Node Control functionality defined
   for the respective use cases throughout this document.

   The controller function defined in Section 2.1 typically resides in a
   NAS.

2.2.7.  Regional Network

   The Regional Network connects one or more NAS and associated Access
   Networks to Network Service Providers (NSPs) and Application Service
   Providers (ASPs).  The NSP authenticates access and provides and
   manages the IP address to Subscribers.  It is responsible for overall
   service assurance and includes Internet Service Providers (ISPs).
   The ASP provides application services to the application Subscriber
   (gaming, video, content on demand, IP telephony etc.).

   The Regional Network supports aggregation of traffic from multiple
   Access Networks and hands off larger geographic locations to NSPs and
   ASPs - relieving a potential requirement for them to build
   infrastructure to attach more directly to the various Access
   Networks.

2.3.  Access Node Control Mechanism Transport methods

   The connectivity between the Access Node and the NAS may differ
   depending on the actual layer 2 technology used (ATM or Ethernet).
   Therefore the identification of unicast & multicast flows/channels
   will also differ (see also Section 2.4.1).

   In case of an ATM access/aggregation network, the Access Node Control
   messages are sent over a dedicated Permanent Virtual Circuit (PVC)
   configured between the AN and the NAS.  These ATM PVCs should be
   given a high priority (e.g. by using a Constant Bitrate (CBR)
   connection) so that the ATM cells carrying the Access Node Control
   messages are not lost in the event of congestion.  It is discouraged



Ooghe, et al.           Expires November 2, 2006                [Page 9]


Internet-Draft               ANCP Framework                     May 2006


   to route the Access Node Control messages within the VP that also
   carries the customer connections, if that VP is configured with a
   best effort QoS class (e.g.  Unspecified Bitrate (UBR)).  The PVCs of
   multiple Access Node Control connections can be routed into a Virtual
   Path (VP) that is given a high priority and runs across the
   aggregation network.  This requires the presence of a VC cross-
   connect in the aggregation node that terminates the VP.

   In case of an Ethernet access/aggregation network, the Access Node
   Control messages are sent over a dedicated Ethernet Virtual LAN
   (VLAN) using a separate VLAN identifier.  Depending on penetration
   and network design, this can be a simple VLAN for each Access Node
   or, for higher-grade connections and bundling, one Customer VLAN
   (C-VLAN) for each Access Node and one Service VLAN (S-VLAN) for all
   the control connections of every Access Node.  These VLANs should be
   given a high priority (e.g. by using a high Class of Service (CoS)
   value) so that the Ethernet frames carrying the Access Node Control
   messages are not lost in the event of congestion.

   The control connection between NAS and Access Node uses the same
   physical network- and routing resources as the Subscriber traffic.
   This means that the connection is an inband connection between the
   involved network elements.  Therefore there is no need for an
   additional physical interface to establish the control connection.

   The control plane interactions are transactional in nature and imply
   a reliable communication channel to share states.  Bidirectional
   operations are needed, as well as dynamic negotiation of capabilities
   to address transition issues.

2.4.  Operation and Management

   When introducing an Access Node Control Mechanism, care is needed to
   ensure that the existing management mechanisms remain operational as
   before.

   Specifically when using the Access Node Control Mechanism for
   performing a configuration action on a network element, one gets
   confronted with the challenge of supporting multiple managers for the
   same network element: both the Element Manager as well as the Access
   Node Control Mechanism may now perform configuration actions on the
   same network element.  Conflicts therefore need to be avoided.

   Also, when using the Access Node Control Mechanism for performing a
   reporting action, there is a possibility to integrate this with a
   central Policy Management system that keeps track of the different
   Subscriber related parameters (e.g.  Access Loop net data rate).




Ooghe, et al.           Expires November 2, 2006               [Page 10]


Internet-Draft               ANCP Framework                     May 2006


2.4.1.  Port Addressing Scheme

   In deployments using an ATM aggregation network, the ATM PVC on an
   Access Loop connects the Subscriber to a NAS.  Based on such
   property, in a PPP scenario, the NAS typically includes a NAS-Port-Id
   (or NAS-Port in some cases) attribute in RADIUS authentication &
   accounting packets sent to the RADIUS server(s).  Such attribute
   includes the identification of the ATM VC for this Subscriber, which
   allows in turn identifying the Access Loop.

   In an Ethernet-based aggregation network, the port addressing scheme
   is defined in TR-101.  Two mechanisms can be used:

   o  A first approach is to use a one-to-one VLAN assignment model for
      all DSL ports.  This allows the Access Loop identification to be
      directly derived from the VLAN tagging, i.e.  S-VLAN ID or <S-VLAN
      ID, C-VLAN ID> pair, of the frames coming from this Access Loop;

   o  A second approach is to use a many-to-one VLAN assignment model
      and to encode the Access Loop identification in the "Agent Circuit
      ID" sub-option to be added to a DHCP or PPPoE message.  The
      details of this approach are specified in TR-101.

   This document reuses the port addressing scheme specified in TR-101.
   It should be noted however that the use of such a scheme does not
   imply the actual existence of a PPPoE or DHCP session, nor on the
   specific interworking function present in the Access Node.  In some
   cases, no PPPoE or DHCP session may be present, while the port
   addressing would still be desirable.






















Ooghe, et al.           Expires November 2, 2006               [Page 11]


Internet-Draft               ANCP Framework                     May 2006


3.  Use Cases for Access Node Control Mechanism

3.1.  Dynamic Access Loop Attributes

   [TR-059] and [TR-101] discuss various queuing/scheduling mechanisms
   to avoid congestion in the access network while dealing with multiple
   flows with distinct QoS requirements.  Such mechanisms require that
   the NAS gains knowledge about the topology of the access network, the
   various links being used and their respective rates.  Some of the
   information required is somewhat dynamic in nature (e.g.  DSL actual
   data rate, also known as the "DSL sync rate"), hence cannot come from
   a provisioning and/or inventory management OSS system.  Some of the
   information varies less frequently (e.g. capacity of a DSLAM uplink),
   but nevertheless needs to be kept strictly in sync between the actual
   capacity of the uplink and the image the BRAS has of it.

   OSS systems are rarely able to enforce in a reliable and scalable
   manner the consistency of such data, notably across organizational
   boundaries.  The Access Port Discovery function allows the NAS to
   perform these advanced functions without having to depend on an
   error-prone & possibly complex integration with an OSS system.

   Communicating Access Loop attributes is specifically important in
   case the rate of the Access Loop changes overtime.  The DSL actual
   data rate may be different every time the DSL NT is turned on.
   Additionally, during the time the DSL NT is active, data rate changes
   can occur due to environmental conditions (the DSL Access Loop can
   get "out of sync" and can retrain to a lower value, or the DSL Access
   Loop could use Seamless Rate Adaptation making the actual data rate
   fluctuate while the line is active).

   The hierarchy and the rates of the various links to enable the NAS
   hierarchical scheduling and policing mechanisms are the following:

   o  The identification and speed (data rate) of the DSL Access Loop
      (also known as the "DSL sync rate")

   o  The identification and speed (data rate) of the Remote
      Terminal(RT)/Access Node link (when relevant)

   The NAS can adjust downstream shaping to current Access Loop actual
   data rate, and more generally re-configure the appropriate nodes of
   its hierarchical scheduler (support of advanced capabilities
   according to TR-101).

   This use case may actually include more information than link
   identification and corresponding data rates.  In case of DSL Access
   Loops, the following Access Loop characteristics can be sent to the



Ooghe, et al.           Expires November 2, 2006               [Page 12]


Internet-Draft               ANCP Framework                     May 2006


   NAS (cf. ITU-T Recommendation G.997.1 [G.997.1]):

   o  DSL Type (e.g.  ADSL1, ADSL2, SDSL, VDSL)

   o  Framing mode (e.g.  ATM, ITU-T Packet Transfer Mode (PTM), IEEE
      802.3 Ethernet in the First Mile (EFM))

   o  DSL port state (e.g. synchronized/showtime, low power, no power/
      idle)

   o  Actual net data rate (upstream/downstream)

   o  Maximum achievable/attainable data rate (upstream/downstream)

   o  Minimum data rate configured for the Access Loop (upstream/
      downstream)

   o  Maximum data rate configured for the Access Loop (upstream/
      downstream)

   o  Minimum data rate in low power state configured for the Access
      Loop (upstream/downstream)

   o  Maximum achievable interleaving delay (upstream/downstream)

   o  Actual interleaving delay (upstream/downstream)

   The NAS MUST be able to receive Access Loop characteristics
   information, and share such information with AAA/policy servers.

3.2.  Access Loop Configuration

   Access Loop rates are typically configured in a static way.  If a
   Subscriber wants to change its Access Loop rate, this requires an
   OPEX intensive reconfiguration of the access port configuration via
   the network operator, possibly implying a business-to-business
   transaction between an Internet Service Provider (ISP) and an Access
   Provider.

   Using the Access Node Control Mechanism to change the Access Loop
   rate from the NAS avoids those cross-organization business-to-
   business interactions and allows to centralize Subscriber-related
   service data in e.g. a policy server.  More generally, several Access
   Loop parameters (e.g. minimum data rate, interleaving delay) could be
   changed by means of the Access Node Control Mechanism.

   Triggered by the communication of the Access Loop attributes
   described in Section 3.1, the NAS could query a policy server (e.g.



Ooghe, et al.           Expires November 2, 2006               [Page 13]


Internet-Draft               ANCP Framework                     May 2006


   RADIUS server) to retrieve Access Loop configuration data.  The best
   way to change Access Loop parameters is by using profiles.  These
   profiles (e.g.  DSL profiles for different services) are pre-
   configured by the Element Manager managing the Access Nodes.  The NAS
   may then use the the Configure Request message to send a reference to
   the right profile to the Access Node.  The NAS may also update the
   Access Loop configuration due to a Subscriber service change (e.g.
   triggered by the policy server).

   The Access Loop Configuration mechanism may also be useful for
   configuration of parameters that are not specific to the Access Loop
   technology.  Examples include the QoS profile to be used for an
   Access Loop, or the per-Subscriber multicast channel entitlement
   information, used for IPTV applications where the Access Node is
   performing IGMP snooping or IGMP proxy function.  The latter is also
   discussed in Section 3.4.

3.3.  Remote Connectivity Test

   Traditionally, ATM circuits are point to point connections between
   the BRAS and the DSLAM or DSL NT.  In order to test the connectivity
   on layer 2, appropriate OAM functionality is used for operation and
   troubleshooting.  An end-to-end OAM loopback is performed between the
   edge devices (NAS and HGW) of the broadband access network.

   When migrating to an Ethernet-based aggregation network (as defined
   by TR-101), end to end ATM OAM functionality is no longer applicable.
   Ideally in an Ethernet aggregation network, end-to-end Ethernet OAM
   as specified in IEEE 802.1ag and ITU-T Recommendation Y.1730/1731 can
   provide Access Loop connectivity testing and fault isolation.
   However, most HGWs do not yet support these standard Ethernet OAM
   procedures.  Also, various access technologies exist such as ATM/DSL,
   Ethernet in the First Mile (EFM) etc.  Each of these access
   technologies have their own link-based OAM mechanisms that have been
   or are being standardized in different standard bodies.

   In a mixed Ethernet and ATM access network (including the local
   loop), it is desirable to keep the same ways to test and troubleshoot
   connectivity as those used in an ATM based architecture.  To reach
   consistency with the ATM based approach, an Access Node Control
   Mechanism between NAS and Access Node can be used until end-to-end
   Ethernet OAM mechanisms are more widely available.

   Triggered by a local management interface, the NAS can use the Access
   Node Control Mechanism to initiate an Access Loop test between Access
   Node and HGW.  In case of an ATM based Access Loop the Access Node
   Control Mechanism can trigger the Access Node to generate ATM (F4/F5)
   loopback cells on the Access Loop.  In case of Ethernet, the Access



Ooghe, et al.           Expires November 2, 2006               [Page 14]


Internet-Draft               ANCP Framework                     May 2006


   Node can perform a port synchronization and administrative test for
   the access loop.  The Access Node can send the result of the test to
   the NAS via a Subscriber Response message.  The NAS may then send the
   result via a local management interface.  Thus, the connectivity
   between the NAS and the HGW can be monitored by a single trigger
   event.

3.4.  Multicast

   With the rise of supporting IPTV services in a resource efficient
   way, multicast services are getting increasingly important.  This
   especially holds for an Ethernet-based access/aggregation
   architecture.  In such a architecture, the Access Node, aggregation
   node(s) and the NAS are involved in the multicast replication
   process, thereby avoiding that serveral copies of the same stream are
   sent within the network.

   Typically IGMP is used to control the multicast content replication
   process within the access/aggregation network.  This is achieved by
   means of IGMP snooping or IGMP proxy in the Access Node, aggregation
   node(s) and the NAS.  However, a Subscriber's policy and
   configuration for multicast traffic might only be known at the NAS.
   The Access Node Control Mechanism could be used to exchange the
   necessary information between the Access Node and the NAS so as to
   allow the Access Node to perform multicast replication in line with
   the Subscriber's policy and configuration, and also allow the NAS to
   follow each Subscriber's multicast group membership.
























Ooghe, et al.           Expires November 2, 2006               [Page 15]


Internet-Draft               ANCP Framework                     May 2006


4.  Requirements

4.1.  ANCP Functional Requirements

   o  The ANCP MUST address all use cases described in this document,
      and be general-purpose and extensible enough to foresee additional
      use cases (including the use of other Access Nodes than a DSLAM,
      e.g. a PON Access Node).

   o  The ANCP must be flexible enough to accommodate the various
      technologies that can be used in an access network and in the
      Access Node.

   o  The ANCP MUST be an open protocol, either an existing protocol
      endorsed by an appropriate standard body (e.g.  IETF) or a new
      protocol which will be submitted for standardization to an
      appropriate standard body.  It must be possible for other
      organizations to define additional protocol information elements.

   o  The ANCP MUST be transaction-oriented, allowing to reliably share
      states between the NAS and the Access Node, and recover from loss
      of synchronization (e.g. node or link failure).  Transactions MUST
      be either fully completed, or rolled-back to the previous state.

   o  The ANCP MUST be able to recover from access network connectivity
      disruption and automatically resynchronize.  It MUST also be able
      to recover from message losses on the access network.

   o  The ANCP MUST allow fast-paced transactions, in the order of
      magnitude of tens of transactions per second between a given pair
      (Access Node, NAS).  The protocol MUST allow fast completion of a
      given operation, in the order of magnitude of tens of
      milliseconds.  The protocol MUST be scalable enough to allow a
      given NAS to control hundreds of Access Nodes.

   o  The ANCP MUST be simple and lightweight enough to allow an
      implementation on Access Nodes with limited control plane
      resources (e.g.  CPU and memory).

   o  The ANCP MUST ensure the authenticity of the message initiator and
      the integrity of the messages.  The main goal is to protect the
      systems (Access Nodes and NAS) against attacks.

   o  The ANCP SHOULD minimize sources of configuration mismatch, help
      automation of the overall operation of the systems involved
      (Access Nodes and NAS) and be easy to troubleshoot.





Ooghe, et al.           Expires November 2, 2006               [Page 16]


Internet-Draft               ANCP Framework                     May 2006


   o  The implementation of the ANCP in the NAS and Access Nodes MUST be
      manageable via an element management interface.  This MUST allow
      to retrieve statistics and alarms (e.g. via SNMP) about the
      operation of the ANCP, as well as initiate OAM operations and
      retrieve corresponding results.

   o  A NAS supporting the ANCP MUST correlate layer 2 configuration
      data with the AAA authorization process and related Subscriber
      data.

4.2.  Protocol Design Requirements

   o  The ANCP SHOULD have a "boot" sequence allowing to inform the peer
      about control capabilities supported by the two peers (Access
      Node, NAS) and negotiate a common subset.  This sequence SHOULD be
      such that a system supporting the ANCP would automatically
      recognize when its peer doesn't support it at all.

   o  The ANCP SHOULD include a "keep-alive" mechanism to automatically
      detect loss of connectivity on the access network or failure of
      the peer node.

   o  The ANCP SHOULD provide a "shutdown" sequence allowing to inform
      the peer that the system is gracefully shutting down.

   o  The ANCP SHOULD include a "request/response" transaction-oriented
      model for the NAS to communicate control decisions or request
      information from the Access Node.  If the response is negative,
      then the state of the Access Node MUST be unchanged (roll-back).

   o  The ANCP SHOULD include a "report" model for the Access Node to
      spontaneously communicate to the NAS changes of states.

   o  The ANCP SHOULD support a graceful restart mechanism to enable it
      to be resilient to network failures between the AN and NAS.

   o  The ANCP MUST be mapped on top of the IP network layer and make
      use of IPoA or IPoE on ATM or Ethernet, respectively (possibly via
      a transport layer).

4.3.  ANCP transport requirements

   o  The Access Node Control Mechanism MUST be defined in a way that is
      independent of the underlying layer 2 transport technology.
      Specifically, the Access Node Control Mechanism MUST support
      transmission over an ATM as well as over an Ethernet aggregation
      network.




Ooghe, et al.           Expires November 2, 2006               [Page 17]


Internet-Draft               ANCP Framework                     May 2006


   o  If the layer 2 transport technology is based on ATM, then the
      encapsulation MUST be according to RFC2684.

   o  The transport protocol used for the Access Node Control messages
      MUST be reliable and scalable.

   o  A loss of the control connection MUST NOT affect user connectivity
      and element operation.

   o  If the connection is lost, it MUST NOT lead to undefined states on
      the network elements.

   o  For maintenance purpose the Access Node Control connection MUST be
      designed in a way that any malfunction of the connection is
      automatically detected and reported from the Access Node or NAS to
      the Element Manager or Network Manager to support the network
      operator in troubleshooting the network.

4.4.  Access Node Requirements

4.4.1.  Access Node Architecture

   The Access Node Control Mechanism is defined by a dedicated relation
   between the Access Node (AN) and the NAS.  If one service provider
   has multiple physical NAS devices which represent one logical device
   (single edge architecture) one DSLAM can be connected to more than
   one NAS.  Therefore the physical DSLAM needs to be split in virtual
   DSLAMs each having its own Access Node Control controler

   o  An Access Node as physical device can be split in logical
      partitions.  Each partition MAY have its independent NAS.
      Therefore the Access Node MUST support at least 2 partitions.  The
      Access Node SHOULD support 8 partitions.

   o  One partition is grouped of several DSL ports.  Each physical DSL
      port of an Access Node MUST be assigned uniquely to one partition.

   o  Each AN partition MUST have a separate control connection to a NAS
      and SHOULD be able to enforce access control on the controllers to
      only designated partitions being bound to one controller.

   o  The Access Node SHOULD be able to work with redundant controllers.

4.4.2.  Access Node Control Connection attributes

   Dependent on network topology the Access Node can be located in
   street cabinet or central office installation.  If an Access Node in
   street cabinet installation is connected to a NAS all user and Access



Ooghe, et al.           Expires November 2, 2006               [Page 18]


Internet-Draft               ANCP Framework                     May 2006


   Node Control data use the same physical link.  Usually, remote Access
   Nodes are aggregated by an aggregation network and connected to the
   NAS.  Certain connection attributes must be supported

   o  The Access Node Control Mechanism SHOULD use the same facilities
      as the ones used for the data traffic.

   o  The Access Node Control Connection MUST be terminated at the
      Access Node.

   o  For security purposes, the Access Node Control messages sent over
      the control connection MUST NOT be sent towards the customer
      premises

   o  The Access Node MUST NOT support the capability to configure
      sending Access Node Control messages towards the customer
      premises.

   o  Control transactions SHOULD be processed in a timely fashion.

   o  Access Node Control messages SHOULD be marked with a high priority
      (e.g.  VBR-rt or CBR for ATM cells, p-bit 6 or 7 for Ethernet
      packets) in order for the packets not to be dropped in case of
      congestion.

   o  If ATM interfaces are used VPI as well as VCI value MUST be
      configurable in the full range.

   o  If Ethernet interfaces are used, C-Tag as well as S-Tag MUST be
      configurable in the full range.

4.4.3.  Capability Negotiation

   o  The Access Node MUST provide a capability to indicate which use
      cases are supported.

   o  In case the Access Node and NAS cannot agree on a common set of
      capabilities, the Access Node MUST report this failure to network
      management.

4.4.4.  Adjacency Requirements

   o  The Access Node MUST be able to support an adjacency protocol used
      to synchronize states across the link, discover the identity of
      the entity at the other end of a link, and detect when it changes.

   o  The Access Node SHOULD report adjacency establishment or loss of
      adjacency with the controller to network management.



Ooghe, et al.           Expires November 2, 2006               [Page 19]


Internet-Draft               ANCP Framework                     May 2006


4.4.5.  Access Node Identification

   o  To identify the Access Node and Access Port within a control
      domain a unique identifier is required.  This identifier MUST be
      in line with the addressing scheme principles specified in section
      3.9.3 of TR-101.

4.4.6.  Message Handling

   o  The Access Node SHOULD dampen notifications related to line
      attributes or line state.

   o  The Access Node SHOULD be able to handle sending/receiving a large
      burst of messages efficiently (e.g. using mechanisms like "message
      bundling").

4.4.7.  Access Node Parameter Control

   Naturally the Access Node Control Mechanism is not designed to
   replace an Element Manager managing the Access Node.  There are
   parameters primarily layer 1 in the Access Node such as the DSL noise
   margin and DSL Power Spectral Densities (PSD) which are not allowed
   to be configured by ANCP or any other control connection except the
   Element Manager.  This has to be ensured and protected by the Access
   Node.  It needs to be configured in the Access Node which parameters
   are allowed (resp. not allowed) to be modified by the Access Node
   Control Mechanism, how parameters should be modified, stored, or
   overwritten It needs to be defined the default parameter set the
   Access Node will come up after recovery.

   o  It MUST be possible to configure which parameters can be modified.




















Ooghe, et al.           Expires November 2, 2006               [Page 20]


Internet-Draft               ANCP Framework                     May 2006


5.  Policy Server Interaction

   This document does not consider the specific details of the
   communication with a policy server (e.g. using RADIUS).















































Ooghe, et al.           Expires November 2, 2006               [Page 21]


Internet-Draft               ANCP Framework                     May 2006


6.  Security Considerations

   TBD
















































Ooghe, et al.           Expires November 2, 2006               [Page 22]


Internet-Draft               ANCP Framework                     May 2006


7.  Acknowledgements

   The authors would like to thank everyone that has provided comments
   or input to this document.  In particular, the authors acknowledge
   the work done by the contributors to the DSL Forum related activites:
   Jerome Moisand, Wojciech Dec, Peter Arberg and Ole Helleberg
   Andersen.












































Ooghe, et al.           Expires November 2, 2006               [Page 23]


Internet-Draft               ANCP Framework                     May 2006


8.  References

8.1.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", RFC 2119, March 1997.

8.2.  Informative References

   [G.997.1]  ITU-T, "Physical layer management for digital subscriber
              line (DSL) transceivers", ITU-T Rec. G.997.1, Sep 2005.

   [RFC2881]  Mitton, D. and M. Beadles, "Network Access Server
              Requirements Next Generation (NASREQNG) NAS Model",
              RFC 2881, Jul 2000.

   [TR-058]   Elias, M. and S. Ooghe, "Multi-Service Architecture &
              Framework Requirements", DSL Forum TR-058, September 2003.

   [TR-059]   Anschutz, T., "DSL Evolution - Architecture Requirements
              for the Support of QoS-Enabled IP Services", DSL Forum TR-
              059, September 2003.

   [TR-101]   Cohen, A. and E. Shrum, "Migration to Ethernet-Based DSL
              Aggregation", DSL Forum TR-101, May 2006.


























Ooghe, et al.           Expires November 2, 2006               [Page 24]


Internet-Draft               ANCP Framework                     May 2006


Authors' Addresses

   Sven Ooghe
   Alcatel
   Francis Wellesplein 1
   B-2018 Antwerp
   Belgium

   Phone: +32 3 240 42 26
   Email: sven.ooghe@alcatel.be


   Norbert Voigt
   Siemens
   Siemensallee 1
   17489 Greifswald
   Germany

   Phone: +49 3834 555 771
   Email: norbert.voigt@siemens.com


   Michel Platnic
   ECI Telecom
   30 Hasivim Street
   49517 Petakh Tikva
   Israel

   Phone: + 972 3 926 85 35
   Email: michel.platnic@ecitele.com


   Thomas Haag
   T-Systems
   Deutsche Telekom Allee 7
   64295 Darmstadt
   Germany

   Phone: +49 6151 937 5347
   Email: thomas.haag@t-systems.com











Ooghe, et al.           Expires November 2, 2006               [Page 25]


Internet-Draft               ANCP Framework                     May 2006


   Sanjay Wadhwa
   Juniper Networks
   10 Technology Park Drive
   Westford, MA 01886
   US

   Phone:
   Email: swadhwa@juniper.net











































Ooghe, et al.           Expires November 2, 2006               [Page 26]


Internet-Draft               ANCP Framework                     May 2006


Intellectual Property Statement

   The IETF takes no position regarding the validity or scope of any
   Intellectual Property Rights or other rights that might be claimed to
   pertain to the implementation or use of the technology described in
   this document or the extent to which any license under such rights
   might or might not be available; nor does it represent that it has
   made any independent effort to identify any such rights.  Information
   on the procedures with respect to rights in RFC documents can be
   found in BCP 78 and BCP 79.

   Copies of IPR disclosures made to the IETF Secretariat and any
   assurances of licenses to be made available, or the result of an
   attempt made to obtain a general license or permission for the use of
   such proprietary rights by implementers or users of this
   specification can be obtained from the IETF on-line IPR repository at
   http://www.ietf.org/ipr.

   The IETF invites any interested party to bring to its attention any
   copyrights, patents or patent applications, or other proprietary
   rights that may cover technology that may be required to implement
   this standard.  Please address the information to the IETF at
   ietf-ipr@ietf.org.


Disclaimer of Validity

   This document and the information contained herein are provided on an
   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,
   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.


Copyright Statement

   Copyright (C) The Internet Society (2006).  This document is subject
   to the rights, licenses and restrictions contained in BCP 78, and
   except as set forth therein, the authors retain all their rights.


Acknowledgment

   Funding for the RFC Editor function is currently provided by the
   Internet Society.




Ooghe, et al.           Expires November 2, 2006               [Page 27]