Behave                                                          R. Penno
Internet-Draft                                                S. Kamiset
Updates: 4787 5382 5508                                 Juniper Networks
(if approved)                                               S. Perreault
Intended status: BCP                                            Viagenie
Expires: April 12, 2012                                     M. Boucadair
                                                          France Telecom
                                                       November 16, 2011


   Network Address Translation (NAT) Behavioral Requirements Updates
              draft-penno-behave-rfc4787-5382-5508-bis-02

Abstract

   This document clarifies and updates several requirements of RFC4787,
   RFC5382 and RFC5508 based on operational and development experience.
   The focus of this document is NAPT44.

Status of this Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at http://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on April 12, 2012.

Copyright Notice

   Copyright (c) 2011 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of



Penno, et al.            Expires April 12, 2012                 [Page 1]


Internet-Draft           NAT behavioral updates             October 2011


   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.


Table of Contents

   1.  Terminology . . . . . . . . . . . . . . . . . . . . . . . . . . 3
   2.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . . . 3
     2.1.  Requirements Language . . . . . . . . . . . . . . . . . . . 3
     2.2.  Scope . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
   3.  TCP Session Tracking  . . . . . . . . . . . . . . . . . . . . . 3
     3.1.  TCP Transitory Connection Idle-Timeout  . . . . . . . . . . 4
     3.2.  TCP RST . . . . . . . . . . . . . . . . . . . . . . . . . . 5
   4.  Address Pooling Paired (APP)  . . . . . . . . . . . . . . . . . 5
   5.  EIF Security  . . . . . . . . . . . . . . . . . . . . . . . . . 5
   6.  EIF Protocol Independent  . . . . . . . . . . . . . . . . . . . 5
   7.  EIF Mapping Refresh . . . . . . . . . . . . . . . . . . . . . . 6
     7.1.  Outbound Mapping Refresh and Error Packets  . . . . . . . . 6
   8.  EIM Protocol Independent  . . . . . . . . . . . . . . . . . . . 6
   9.  Port Parity . . . . . . . . . . . . . . . . . . . . . . . . . . 6
   10. Port Randomization  . . . . . . . . . . . . . . . . . . . . . . 7
   11. IP Identification (IP ID) . . . . . . . . . . . . . . . . . . . 7
   12. ICMP Query Mappings Timeout . . . . . . . . . . . . . . . . . . 7
   13. Hairpinning Support for ICMP Packets  . . . . . . . . . . . . . 7
   14. Acknowledgements  . . . . . . . . . . . . . . . . . . . . . . . 8
   15. IANA Considerations . . . . . . . . . . . . . . . . . . . . . . 8
   16. Security Considerations . . . . . . . . . . . . . . . . . . . . 8
   17. References  . . . . . . . . . . . . . . . . . . . . . . . . . . 8
     17.1. Normative References  . . . . . . . . . . . . . . . . . . . 8
     17.2. Informative References  . . . . . . . . . . . . . . . . . . 9
   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . . . 9




















Penno, et al.            Expires April 12, 2012                 [Page 2]


Internet-Draft           NAT behavioral updates             October 2011


1.  Terminology

   The reader should be familiar with all terms defined in [RFC2663] ,
   [RFC4787] , [RFC5382] and [RFC5508]


2.  Introduction

   [RFC4787], [RFC5382] and [RFC5508] greatly advanced NAT
   interoperability and conformance.  But with widespread deployment and
   evolution of NAT more development and operational experience was
   acquired some areas of the original documents need further
   clarification or updates.  This documents provides such
   clarifications and updates.

2.1.  Requirements Language

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [RFC2119].

2.2.  Scope

   This document focuses solely on NAPT44 and its goal is to clarify,
   fill gaps or update requirements of [RFC4787], [RFC5382] and
   [RFC5508].  It is out of the scope of this document the creation of
   completely new requirements not associated with the documents cited
   above.  New requirements would be better served elsewhere and if they
   are CGN specific in [I-D.ietf-behave-lsn-requirements]


3.  TCP Session Tracking

   [RFC5382] specifies TCP timers associated with various connection
   states but does not specify the TCP state machine a NAPT44 should use
   as a basis to apply such timers.  The TCP state machine below,
   adapted from [RFC6146], provides guidance on how TCP session tracking
   could be implemented - it is non-normative.













Penno, et al.            Expires April 12, 2012                 [Page 3]


Internet-Draft           NAT behavioral updates             October 2011


                                      +-----------------------------+
                                      |                             |
                                      V                             |
                                +------+     CV4                    |
                                |CLOSED|-----SYN------+             |
                                +------+              |             |
                                   ^                  |             |
                                   |TCP_TRANS T.O.    |             |
                                   |                  V             |
                                +-------+          +-------+        |
                                | TRANS |          |V4 INIT|        |
                                +-------+          +-------+        |
                                 |    ^               |             |
                           data pkt   |               |             |
                                 |  V4 or V4 RST      |             |
                                 |  TCP_EST T.O.      |             |
                                 V    |              SV4 SYN        |
                            +--------------+          |             |
                            | ESTABLISHED  |<---------+             |
                            +--------------+                        |
                              |           |                         |
                         CV4 FIN      SV4 FIN                       |
                              |           |                         |
                              V           V                         |
                      +---------+       +----------+                |
                      |CV4 FIN  |       | SV4 FIN  |                |
                      |   RCV   |       |    RCV   |                |
                      +---------+       +----------+                |
                              |           |                         |
                         SV4 FIN      CV4 FIN                  TCP_TRANS
                              |           |                        T.O.
                              V           V                         |
                        +----------------------+                    |
                        | CV4 FIN + SV4 FIN RCV|--------------------+
                        +----------------------+

3.1.  TCP Transitory Connection Idle-Timeout

   [RFC5382]:REQ-5 The transitory connection idle-timeout is defined as
   the minimum time a TCP connection in the partially open or closing
   phases must remain idle before the NAT considers the associated
   session a candidate for removal.  But the document does not clearly
   states if these can be configured separately.  This document
   clarifies that a NAT device SHOULD provide different knobs for
   configuring the open and closing idle timeouts.

   This document further acknowledges that most TCP flows are very short
   (less than 10 seconds) [FLOWRATE][TCPWILD]and therefore a partially



Penno, et al.            Expires April 12, 2012                 [Page 4]


Internet-Draft           NAT behavioral updates             October 2011


   open timeout of 4 minutes might be excessive if security is a
   concern.  Therefore it MAY be configured to be less than 4 minutes in
   such cases.

3.2.  TCP RST

   [RFC5382] leaves the handling of TCP RST packets unspecified.  This
   document does not try standardize such behavior but clarifies based
   on operational experience that a NAT that receives a TCP RST for an
   active mapping and performs session tracking MAY immediately delete
   the sessions and remove any state associated with it.

   If the NAT device that performs TCP session tracking receives a TCP
   RST for the first session that created a mapping, it MAY remove the
   session and the mapping immediately.


4.  Address Pooling Paired (APP)

   [RFC4787]: REQ-2 [RFC5382]:ND Address Pooling Paired behavior for NAT
   is recommended in previous documents but behavior when a public IPv4
   run out of ports is left undefined.  This document clarifies that if
   APP is enabled new sessions from a subscriber that already has a
   mapping associated with a public IP that ran out of ports SHOULD be
   dropped.  The administrator MAY provide a knob that allows a NAT
   device to starting using ports from another public IP when the one
   that anchored the APP mapping ran out of ports.  This is trade-off
   between subscriber service continuity and APP strict enforcement.
   (NE: It is sometimes referred as 'soft-APP')


5.  EIF Security

   [RFC4787]:REQ-8 and [RFC5382]:REQ-3 End-point independent filtering
   could potentially result in security attacks from the public realm.
   In order to handle this, when possible there MUST be strict filtering
   checks in the inbound direction.  A knob SHOULD be provided to limit
   the number of inbound sessions and a knob SHOULD be provided to
   enable or disable EIF on a per application basis.


6.  EIF Protocol Independent

   [RFC4787]:REQ-8 and[RFC5382]: REQ-3 Current RFCs do not specify
   whether EIF mappings are protocol independent.  In other words, if a
   outbound TCP SYN creates a mapping it is left undefined whether
   inbound UDP can create sessions and packets are forwarded.  EIF
   mappings SHOULD be protocol independent in order allow inbound



Penno, et al.            Expires April 12, 2012                 [Page 5]


Internet-Draft           NAT behavioral updates             October 2011


   packets for protocols that multiplex TCP and UDP over the same IP:
   port through the NAT and maintain compatibility with stateful NAT64
   [RFC6146].  But the administrator MAY provide a configuration knob to
   make it protocol dependent.


7.  EIF Mapping Refresh

   [RFC4787]: REQ-6 [RFC5382]: ND The NAT mapping Refresh direction MAY
   have a "NAT Inbound refresh behavior" of "True" but it does not
   clarifies how this applies to EIF mappings.  The issue in question is
   whether inbound packets that match an EIF mapping but do not create a
   new session due to a security policy should refresh the mapping
   timer.  This document clarifies that even when a NAT device has a
   inbound refresh behavior of TRUE, that such packets SHOULD NOT
   refresh the mapping.  Otherwise a simple attack of a packet every 2
   minutes can keep the mapping indefinitely.

7.1.  Outbound Mapping Refresh and Error Packets

   In the case of NAT outbound refresh behavior there might be certain
   types of packets that should not refresh the mapping.  For example,
   if the mapping is kept alive by ICMP Error or TCP RST outbound
   packets sent as response to inbound packets, these SHOULD NOT refresh
   the mapping.


8.  EIM Protocol Independent

   [RFC4787] [RFC5382]: REQ-1 Current RFCs do not specify whether EIM
   are protocol independent.  In other words, if a outbound TCP SYN
   creates a mapping it is left undefined whether outbound UDP can reuse
   such mapping and create session.  On the other hand, Stateful NAT64
   [RFC6146] clearly specifies three binding information bases (TCP,
   UDP, ICMP).  This document clarifies that EIM mappings SHOULD be
   protocol dependent .  A knob MAY be provided in order allow protocols
   that multiplex TCP and UDP over the same source IP and port to use a
   single mapping.


9.  Port Parity

   A NAT devices MAY disable port parity preservation for dynamic
   mappings.  Nevertheless, A NAT SHOULD support means to explicitly
   request to preserve port parity (e.g., [I-D.boucadair-pcp-rtp-rtcp]).






Penno, et al.            Expires April 12, 2012                 [Page 6]


Internet-Draft           NAT behavioral updates             October 2011


10.  Port Randomization

   A NAT SHOULD follow the recommendations specified in Section 4 of
   [RFC6056] especially:

      "A NAPT that does not implement port preservation [RFC4787]
      [RFC5382] SHOULD obfuscate selection of the ephemeral port of a
      packet when it is changed during translation of that packet.

      A NAPT that does implement port preservation SHOULD obfuscate the
      ephemeral port of a packet only if the port must be changed as a
      result of the port being already in use for some other session.

      A NAPT that performs parity preservation and that must change the
      ephemeral port during translation of a packet SHOULD obfuscate the
      ephemeral ports.  The algorithms described in this document could
      be easily adapted such that the parity is preserved (i.e., force
      the lowest order bit of the resulting port number to 0 or 1
      according to whether even or odd parity is desired)."


11.  IP Identification (IP ID)

   A NAT SHOULD handle the Identification field of translated IPv4
   packets as specified in Section 9 of
   [I-D.ietf-intarea-ipv4-id-update].


12.  ICMP Query Mappings Timeout

   Section 3.1 of [RFC5508] says that ICMP Query Mappings are to be
   maintained by NAT device.  However, RFC doesn't discuss about the
   Query Mapping timeout values.  Section 3.2 of that RFC only discusses
   about ICMP Query Session Timeouts.  ICMP Query Mappings MAY be
   deleted once the last the session using the mapping is deleted.


13.  Hairpinning Support for ICMP Packets

   [RFC5508]:REQ-7 This requirement specifies that NAT devices enforcing
   Basic NAT MUST support traversal of hairpinned ICMP Query sessions.
   This implicitly means that address mappings from external address to
   internal address (similar to Endpoint Independent Filters) MUST be
   maintained to allow inbound ICMP Query sessions.  If an ICMP Query is
   received on an external address, NAT device can then translate to an
   internal IP.

   [RFC5508]:REQ-7 This requirement specifies that all NAT devices



Penno, et al.            Expires April 12, 2012                 [Page 7]


Internet-Draft           NAT behavioral updates             October 2011


   (i.e., Basic NAT as well as NAPT devices) MUST support the traversal
   of hairpinned ICMP Error messages.  This too requires NAT devices to
   maintain address mappings from external IP address to internal IP
   address in addition to the ICMP Query Mappings described in section
   3.1 of that RFC.


14.  Acknowledgements

   Thanks to Dan Wing, Suresh Kumar, Mayuresh Bakshi, Rajesh Mohan and
   Senthil Sivamular for review and discussions.


15.  IANA Considerations

   None.


16.  Security Considerations

   In the case of EIF mappings due to high risk of resource crunch, a
   NAT device MAY provide a knob to limit the number of inbound sessions
   spawned from a EIF mapping.


17.  References

17.1.  Normative References

   [I-D.ietf-intarea-ipv4-id-update]
              Touch, J., "Updated Specification of the IPv4 ID Field",
              draft-ietf-intarea-ipv4-id-update-04 (work in progress),
              September 2011.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC2663]  Srisuresh, P. and M. Holdrege, "IP Network Address
              Translator (NAT) Terminology and Considerations",
              RFC 2663, August 1999.

   [RFC3605]  Huitema, C., "Real Time Control Protocol (RTCP) attribute
              in Session Description Protocol (SDP)", RFC 3605,
              October 2003.

   [RFC4787]  Audet, F. and C. Jennings, "Network Address Translation
              (NAT) Behavioral Requirements for Unicast UDP", BCP 127,
              RFC 4787, January 2007.



Penno, et al.            Expires April 12, 2012                 [Page 8]


Internet-Draft           NAT behavioral updates             October 2011


   [RFC5382]  Guha, S., Biswas, K., Ford, B., Sivakumar, S., and P.
              Srisuresh, "NAT Behavioral Requirements for TCP", BCP 142,
              RFC 5382, October 2008.

   [RFC5508]  Srisuresh, P., Ford, B., Sivakumar, S., and S. Guha, "NAT
              Behavioral Requirements for ICMP", BCP 148, RFC 5508,
              April 2009.

   [RFC6056]  Larsen, M. and F. Gont, "Recommendations for Transport-
              Protocol Port Randomization", BCP 156, RFC 6056,
              January 2011.

   [RFC6146]  Bagnulo, M., Matthews, P., and I. van Beijnum, "Stateful
              NAT64: Network Address and Protocol Translation from IPv6
              Clients to IPv4 Servers", RFC 6146, April 2011.

17.2.  Informative References

   [FLOWRATE]
              Zhang, Y., Breslau, L., Paxson, V., and S. Shenker, "On
              the Characteristics and Origins of Internet Flow Rates",
              2002.

   [I-D.boucadair-pcp-rtp-rtcp]
              Boucadair, M. and S. Sivakumar, "Reserving N and N+1 Ports
              with PCP", draft-boucadair-pcp-rtp-rtcp-03 (work in
              progress), October 2011.

   [I-D.ietf-behave-lsn-requirements]
              Perreault, S., Yamagata, I., Miyakawa, S., Nakagawa, A.,
              and H. Ashida, "Common requirements for Carrier Grade NAT
              (CGN)", draft-ietf-behave-lsn-requirements-04 (work in
              progress), October 2011.

   [TCPWILD]  Qian, F., Subhabrata, S., Gerber, A., Spatscheck, O.,
              Morley Mao, Z., and W. Willinger, "TCP Revisited: A Fresh
              Look at TCP in the Wild".














Penno, et al.            Expires April 12, 2012                 [Page 9]


Internet-Draft           NAT behavioral updates             October 2011


Authors' Addresses

   Renaldo Penno
   Juniper Networks
   1194 N Mathilda Avenue
   Sunnyvale, California  94089
   USA

   Phone:
   Email: rpenno@juniper.net


   Sarat Kamiset
   Juniper Networks
   1194 N Mathilda Avenue
   Sunnyvale, California  94089
   USA

   Email: skamiset@juniper.net
   URI:


   Simon Perreault
   Viagenie
   2875 boul. Laurier, suite D2-630
   Quebec, QC  G1V 2M2
   Canada

   Email: simon.perreault@viagenie.ca
   URI:


   Mohamed Boucadair
   France Telecom
   Rennes,   35000
   France

   Email: mohamed.boucadair@orange-ftgroup.com
   URI:












Penno, et al.            Expires April 12, 2012                [Page 10]