Network Working Group                                          M. Stumpf
Internet-Draft                                                 S. Hoehne
Expires: August 15, 2004                                     SpaceNet AG
                                                       February 15, 2004


        Marking Mail Transfer Agents in Reverse DNS with TXT RRs
                      draft-stumpf-dns-mtamark-01

Status of this Memo

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.

   Internet-Drafts are working documents of the Internet Engineering
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   This Internet-Draft will expire on August 15, 2004.

Copyright Notice

   Copyright (C) The Internet Society (2004). All Rights Reserved.

Abstract

   In contrast to other more extensive approaches to deal with
   unsolicited email, commonly called "spam", this memo discusses a very
   simple authentication scheme. It uses marking of hosts in reverse DNS
   (in-addr.arpa zone) to allow the receiving mail transfer agents to
   decide whether the connecting (sending) host is a designated mail
   transfer agent (MTA) or not.

   Despite being a weaker scheme than most of the other proposals
   currently discussed, it can reduce the amount of spam and viruses/
   worms significantly and has the advantage that it can be implemented
   based on existing and well-established Internet technology like DNS
   without any changes to that technology.



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Table of Contents

   1.    INTRODUCTION . . . . . . . . . . . . . . . . . . . . . . . .  3
   1.1   Motivation . . . . . . . . . . . . . . . . . . . . . . . . .  3
   1.2   Terminology  . . . . . . . . . . . . . . . . . . . . . . . .  4
   2.    PROPOSAL . . . . . . . . . . . . . . . . . . . . . . . . . .  5
   2.1   Defining A Well Known Subdomain for the Reverse DNS Tree . .  5
   2.2   Service Specific Resource Records  . . . . . . . . . . . . .  5
   2.2.1 Terms and Definitions  . . . . . . . . . . . . . . . . . . .  5
   2.2.2 Hints for Implementors . . . . . . . . . . . . . . . . . . .  6
   2.3   Contact Information  . . . . . . . . . . . . . . . . . . . .  6
   2.3.1 Terms and Definitions  . . . . . . . . . . . . . . . . . . .  6
   2.3.2 Hints for Implementors . . . . . . . . . . . . . . . . . . .  7
   2.4   Example Records  . . . . . . . . . . . . . . . . . . . . . .  7
   3.    EFFECTS ON EXISTING MAIL INFRASTRUCTURE  . . . . . . . . . .  8
   3.1   Unmarked Addresses . . . . . . . . . . . . . . . . . . . . .  8
   3.2   Local Mail Clients . . . . . . . . . . . . . . . . . . . . .  8
   3.3   Roaming Users  . . . . . . . . . . . . . . . . . . . . . . .  8
   3.4   IPv6 Compatibility . . . . . . . . . . . . . . . . . . . . .  8
   4.    EXPANDING THIS PROPOSAL  . . . . . . . . . . . . . . . . . .  9
   5.    REGISTRATION OF A NEW DNS RR . . . . . . . . . . . . . . . . 10
   5.1   Why We Do Not Propose a New DNS RR . . . . . . . . . . . . . 10
   5.2   Into the Future  . . . . . . . . . . . . . . . . . . . . . . 10
   6.    IANA CONSIDERATIONS  . . . . . . . . . . . . . . . . . . . . 11
   7.    SECURITY CONSIDERATIONS  . . . . . . . . . . . . . . . . . . 12
         References . . . . . . . . . . . . . . . . . . . . . . . . . 13
         Authors' Addresses . . . . . . . . . . . . . . . . . . . . . 14
   A.    Acknowledgements . . . . . . . . . . . . . . . . . . . . . . 15
         Intellectual Property and Copyright Statements . . . . . . . 16






















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1. INTRODUCTION

1.1 Motivation

   The problem with spam and viruses/worms has increased and changed a
   lot during the last years. In the beginning, distributing unsolicited
   email was accomplished by abusing relay open mailservers [RFC2505].
   Spread of viruses needed humans passing on infected data. The
   situation today shows worms coming packed with their own SMTP
   modules, utilizing address books and scanning documents for new
   addresses and therefore victims. A lot of worms install backdoors and
   (enable) proxy servers. These infected hosts are afterwards abused by
   spammers to send unsolicited email.

   With the growing adoption of DSL techniques, a significant part of
   the Internet hosts shifted to poorly maintained workstations in
   homes. Permanently connected to the Internet, these hosts form an
   easy and "paying" prey for worms and abusers. Not only in homes, also
   in companies the number of poorly maintained hosts is growing.

   History and viruses like VBS/LoveLet class or worms like CodeRed and
   Nimda and the zillions of open proxy servers show, we cannot count on
   users or administrators to get the problems fixed.

   However, what the administrators can decide proactively is whether a
   certain host, represented by its IP address, is meant to be a MTA
   that should have the ability to talk to other MTAs across the
   Internet. Most - if not all - of the proxy servers or workstations do
   not need to have this ability.

   We suggest a mechanism to enable the administrator to mark IP
   addresses in the Domain Name System [RFC1034], [RFC1035] with labels
   meaning

   o  "This IP address is assigned to a MTA that is intended to send
      messages across the Internet"

   o  "This IP address does not host a MTA, do not accept emails from
      that IP address."

   and therefore give receiving MTAs a hint as whether to accept
   messages from the sending MTA or not.









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   This document describes such a mechanism that

   o  is easy, fast and cheap to deploy and implement,

   o  uses existing Internet technology without modification and without
      breaking it or the need for workarounds

   While this document specializes on SMTP the technique used in this
   proposal is not limited to the SMTP, but can be adopted by any
   service and is easily extensible.

1.2 Terminology

   The key words "MUST", "MUST NOT", "SHOULD", "SHOULD NOT",
   "RECOMMENDED", "NOT RECOMMENDED", and "MAY" in this document are to
   be interpreted as described in RFC2119 [RFC2119].



































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2. PROPOSAL

2.1 Defining A Well Known Subdomain for the Reverse DNS Tree

   Storing arbitrary string attributes in the Domain Name System
   [RFC1464] is a technique described and used at least since 1993. One
   solution that we took into consideration has been to store string
   attributes like "MTA=1" or "MTA=0" at the same level as PTR records.

   However this method does not support specific queries and has a high
   overhead for parsing the responses, is prone to naming collisions and
   will trigger errors and problems in old implementations of DNS
   servers with the 512 byte size limit.

   Thus we propose expanding the reverse DNS tree with a subdomain with
   the well known name

       _srv


2.2 Service Specific Resource Records

2.2.1 Terms and Definitions

   Within the above "_srv" subdomain there will be another subdomain
   named after the service for which the specific records will be
   defined. For SMTP the name of the subdomain will be

       _smtp

   The symbolic name of the desired service is the same as defined in
   Assigned Numbers [RFC3232] or locally. An underscore (_) is prepended
   to the service identifier to avoid collisions with DNS labels that
   occur in nature. The service name is case insensitive. Readers
   familiar with RFC2782 [RFC2782] are already accustomed to that naming
   scheme.

   Whether SMTP connections are to be allowed/or disallowed from that
   host is specified by a TXT record within the service subdomain for
   the entry

       _perm

   The name "_perm" is case insensitive.

   The value of the TXT record will be either "1" or "0":





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   1 -  (MTA=yes) indicates that the connection is originating from an
      IP address that is intended to be a MTA talking to other MTAs
      across the public Internet and that the message SHOULD be
      accepted.

   0 -  (MTA=no) indicates that the IP address of the sending
      communication partner is NOT meant to be a MTA and that messages
      SHOULD NOT be accepted from that connection, unless successful
      authentification via other methods (e.g. ODMR [RFC2645]) advise
      the contrary.


2.2.2 Hints for Implementors

   o  The "_perm" record for a given service MUST be unique for a given
      IP address within the "_smtp" subdomain. In the case of multiple
      contradictory records they MUST be treated as one record having
      the value 0 (MTA=no).

   o  If the value of the resource record is other than "1" (MTA=yes) or
      "0" (MTA=no) the value MUST be treated as "0" (MTA=no).

   o  If there are multiple TXT resource records for one service with
      identical values implementors SHOULD treat them as one record.


2.3 Contact Information

2.3.1 Terms and Definitions

   The contact information provides automatic notification of
   administrators, if hosts within their responsibility get abused or
   infected by viruses.

   Currently there is no easy way to get information about contacts for
   a given IP address. There are a lot of different sources, where the
   best are probably the whois databases of the various (Regional
   Internet Registries (RIR) like ARIN, RIPE, APNIC or LACNIC. However,
   there is no common agreed upon format for abuse contacts, and for
   some allocations, referrals have to be followed to other registries
   like BRNIC or KRNIC, that again use different record formats.

   An easy way to specify contact information for a given IP address is
   to use the Responsible Person (RP) resource record as defined in RFC
   1183 [RFC1183].






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   Another use of an email address provided with the contact information
   is the possibility for a MTA to customize the error message
   [RFC2821], [RFC1893] like in

       550-5.7.1 Message rejected. Sender is not labelled a valid MTA.
       550 5.7.1 Please contact <abuse@example.com>.

   where "abuse@example.com" is derived from the information stored in
   the RP records.

   The RP resource records SHOULD be inserted into the IN-ADDR.ARPA zone
   at the same level as the PTR records for reverse DNS.

   However, there may be more than one contact address for various
   services involved, so service specific contact information may also
   be provided at the service subdomain level.

2.3.2 Hints for Implementors

   o  Programs utilizing these records should first query for RP records
      along with the service subdomain and if that fails try again and
      query for RP records at the PTR level.

   o  More than one RP resource record may be specified. It is up to the
      reporting program or person to choose a random contact to notify
      or send notification to all of them.


2.4 Example Records

   Some examples, how records might look like in BIND syntax:

   $ORIGIN 0.0.10.in-addr.arpa.

   1                       IN  PTR  mail.example.com.
   _perm._smtp._srv.1      IN  TXT  "1"
   _smtp._srv.1            IN  RP   abuse.example.com. .

   2                       IN  PTR  www.example.com.
   2                       IN  RP   abuse.example.com. .
   _perm._smtp._srv.2      IN  TXT  "0"
   _smtp._srv.2            IN  RP   spam.example.com. .









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3. EFFECTS ON EXISTING MAIL INFRASTRUCTURE

   One of the main goals of this proposal has been to limit the impact
   on existing Internet infrastructure as much as possible.

   Putting this proposal in effect will not break existing
   infrastructure or widely used mechanisms like gatewaying, forwarding
   and (authenticated) relaying of emails

3.1 Unmarked Addresses

   Each receiving MTA is free to decide how to classify connections from
   IP addresses without the marks as defined in this document.

   However, as a general guideline, we propose a grace period of six
   months after publication of this document, where missing marks are to
   be treated with a default of "MTA=yes" and after the grace period
   missing marks are to be treated as "MTA=no".

   Implementors are asked to provide a mechanism for the administrator
   to easily specify a default behavior for unmarked IP addresses.

3.2 Local Mail Clients

   MTAs implementing the policy defined in this document should take
   care to provide mechanisms for the administrators to easily specify a
   list of "local addresses" which use the receiving MTA as an outgoing
   relay. The MTA will accept messages from those IP addresses despite
   not being marked as "MTA=no".

3.3 Roaming Users

   Typically, roaming users or local users from dialin/dynamic IP
   addresses have "MTA=no" set on the connection to the receiving MTA.
   The ODMR [RFC2645] extension to the SMTP protocol [RFC2821] specifies
   a way for roaming users to authenticate themselves to the receiving
   MTA and validate the connection.

   Authenticated connections must be accepted, even when the connecting
   IP address is marked as "MTA=no".

   Implementors must take care not to reject connections before the
   initiator of the connection had the chance to authenticate himself.

3.4 IPv6 Compatibility

   This proposal is fully compatible with IPv6. The same TXT and RP RRs
   and lookup mechanisms can be applied to the "ip6.arpa" zone as well.



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4. EXPANDING THIS PROPOSAL

   This proposal concentrates on labelling SMTP servers. However the
   principle is generic and can be used for other services, too.

   Other entries in the service subdomain like e.g. "_key" can be used
   to store the public key the MTA at that IP address uses for
   authentication or signing of messages.











































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5. REGISTRATION OF A NEW DNS RR

5.1 Why We Do Not Propose a New DNS RR

   The problem with a new DNS RR (and one reason why we try to avoid it)
   is the resulting need to modify all kinds of DNS software. DNS
   servers, DNS resolvers and - probably the strongest argument against
   - ISP management software. Internet Service Providers do not edit
   zone files with an editor. They have a database and a GUI of some
   sort that is capable handling all kinds of "well known" RRs.

   We had quick, easy and cheap adoption in mind and if all ISP
   management software has to be changed to make use of the new RR, it
   will either take a long time or will never happen. TXT and RP records
   are well understood for years and our approach is even backed up by a
   RFC [RFC2821].

5.2 Into the Future

   Should the future show that TXT RRs should be better substituted by a
   new DNS RR to carry the labels, we are all for it. But for now
   something has to happen, and it is better to happen quick.





























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6. IANA CONSIDERATIONS

   The IANA already maintains the registry for service names [RFC3232]
   that are used to name the service subdomain proposed. No other IANA
   services are required by this document.














































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7. SECURITY CONSIDERATIONS

   The authors believe that this specification does not cause any new
   security problems.

   The same security issues apply as to other DNS based services.

   Probably the worst case scenario is hijacking of a part of the
   reverse DNS zone and modification of the special TXT record defined
   in this document to "MTA=no" to block email sending capabilities for
   hosts with that IP addresses.








































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References

   [RFC1034]  Mockapetris, P., "Domain names - concepts and facilities",
              STD 13, RFC 1034, November 1987.

   [RFC1035]  Mockapetris, P., "Domain names - implementation and
              specification", STD 13, RFC 1035, November 1987.

   [RFC1101]  Mockapetris, P., "DNS encoding of network names and other
              types", RFC 1101, April 1989.

   [RFC1183]  Everhart, C., Mamakos, L., Ullmann, R. and P. Mockapetris,
              "New DNS RR Definitions", RFC 1183, October 1990.

   [RFC1464]  Rosenbaum, R., "Using the Domain Name System To Store
              Arbitrary String Attributes", RFC 1464, May 1993.

   [RFC1630]  Berners-Lee, T., "Universal Resource Identifiers in WWW: A
              Unifying Syntax for the Expression of Names and Addresses
              of Objects on the Network as used in the World-Wide Web",
              RFC 1630, June 1994.

   [RFC1738]  Berners-Lee, T., Masinter, L. and M. McCahill, "Uniform
              Resource Locators (URL)", RFC 1738, December 1994.

   [RFC1893]  Vaudreuil, G., "Enhanced Mail System Status Codes", RFC
              1893, January 1996.

   [RFC1912]  Barr, D., "Common DNS Operational and Configuration
              Errors", RFC 1912, February 1996.

   [RFC2168]  Daniel, R. and M. Mealling, "Resolution of Uniform
              Resource Identifiers using the Domain Name System", RFC
              2168, June 1997.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC2317]  Eidnes, H., de Groot, G. and P. Vixie, "Classless
              IN-ADDR.ARPA delegation", BCP 20, RFC 2317, March 1998.

   [RFC2396]  Berners-Lee, T., Fielding, R. and L. Masinter, "Uniform
              Resource Identifiers (URI): Generic Syntax", RFC 2396,
              August 1998.

   [RFC2505]  Lindberg, G., "Anti-Spam Recommendations for SMTP MTAs",
              BCP 30, RFC 2505, February 1999.




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   [RFC2629]  Rose, M., "Writing I-Ds and RFCs using XML", RFC 2629,
              June 1999.

   [RFC2645]  Gellens, R., "ON-DEMAND MAIL RELAY (ODMR) SMTP with
              Dynamic IP Addresses", RFC 2645, August 1999.

   [RFC2782]  Gulbrandsen, A., Vixie, P. and L. Esibov, "A DNS RR for
              specifying the location of services (DNS SRV)", RFC 2782,
              February 2000.

   [RFC2821]  Klensin, J., "Simple Mail Transfer Protocol", RFC 2821,
              April 2001.

   [RFC3232]  Reynolds, J., "Assigned Numbers: RFC 1700 is Replaced by
              an On-line Database", RFC 3232, January 2002.

   [RFC3305]  Mealling, M. and R. Denenberg, "Report from the Joint W3C/
              IETF URI Planning Interest Group: Uniform Resource
              Identifiers (URIs), URLs, and Uniform Resource Names
              (URNs): Clarifications and Recommendations", RFC 3305,
              August 2002.


Authors' Addresses

   Markus Stumpf
   SpaceNet AG
   Joseph-Dollinger-Bogen 14
   Muenchen,   80807
   DE

   Phone: +49 89 32356-0
   Fax:   +49 89 32356-299
   EMail: maex-rfc@space.net
   URI:   http://www.space.net/


   Steff Hoehne
   SpaceNet AG
   Joseph-Dollinger-Bogen 14
   Muenchen,   80807
   DE

   Phone: +49 89 32356-0
   Fax:   +49 89 32356-299
   EMail: steff-rfc@space.net
   URI:   http://www.space.net/




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Appendix A. Acknowledgements

   The authors gratefully acknowledges the contributions of: Christian
   Brunner and Sebastian von Bomhard, Elmar Bartel for some good hints
   that should plate our English, Scott Nelson for directing us towards
   RFC1464 [RFC1464] and all the members of the RIPE Antispam list, the
   IRTF ASRG group and a lot of our net.friends for their comments and
   input.

   A big 'Thank You' goes also to Marshal T. Rose for the wonderful
   xml2rfc








































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Intellectual Property Statement

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   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION



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   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.


Acknowledgement

   Funding for the RFC Editor function is currently provided by the
   Internet Society.











































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