CoRE                                                   A. Bhattacharyya
Internet Draft                                         S. Bandyopadhyay
Intended status: Standards track                                 A. Pal
Expires: April 2014                      Tata Consultancy Services Ltd.
                                                        October 8, 2013



                    CoAP option for no server-response
                   draft-tcs-coap-no-response-option-03


   Abstract

   There can be typical M2M scenarios where responses from the data
   sink to the data source against request/ notification from the
   source might be considered redundant. This kind of open-loop
   exchange (with no reverse path from the sink to the source) may be
   desired while updating resources or notifying about the updated
   status of a resource in constrained systems looking for maximized
   throughput with minimized resource consumption. CoAP already
   provides a non-confirmable (NON) mode of exchange where The
   receiving end-point does not respond with ACK. However, the
   receiving end-point responds the sender with a status code
   indicating "the result of the attempt to understand and satisfy the
   request".

   This draft introduces a header option: 'No-Resp' to suppress
   responses from the receiver and discusses exemplary use cases which
   motivated this proposition based on real experience. This option
   also provides granularity by allowing suppression of a typical class
   or a combination of classes of responses. This option is applicable
   for both request/ response as well as resource-observe mode and may
   be effective for both unicast and multicast scenarios.

Status of this Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF), its areas, and its working groups.  Note that
   other groups may also distribute working documents as Internet-
   Drafts.

   Internet-Drafts are draft documents valid for a maximum of six
   months and may be updated, replaced, or obsoleted by other documents




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   at any time.  It is inappropriate to use Internet-Drafts as
   reference material or to cite them other than as "work in progress."

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF), its areas, and its working groups.  Note that
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   Drafts.

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   This Internet-Draft will expire on April 8, 2014.

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Table of Contents


   1. Introduction...................................................3
      1.1. Granular suppression of responses.........................3
      1.2. Terminology...............................................4
   2. Potential benefits.............................................4
   3. Exemplary application scenarios................................4
      3.1. Frequent update of geo-location from vehicles to backend
      (Category 1)...................................................5
         3.1.1. Benefits using No-Resp...............................6


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      3.2. A fleet-tracking application running on a PDA or smart-phone
      (Category 2)...................................................6
         3.2.1. Benefits using No-Resp...............................6
      3.3. Multicasting traffic congestion information to PDAs/ smart-
      phones using resource-observe (Category 2 with pseudo multicast)
      ...............................................................7
         3.3.1. Using granular response suppression..................7
         3.3.2. Benefits using No-Resp...............................7
   4. Option Definition..............................................7
      4.1. Achieving granular suppression............................9
   5. Example.......................................................10
      5.1. Request/response Scenario................................11
         5.1.1. Using No-Resp with PUT..............................11
         5.1.2. Using No-Resp with POST.............................11
            5.1.2.1. POST updating a target resource................11
            5.1.2.2. POST performing updates through resource creation
            ........................................................12
      5.2. Resource-observe Scenario................................13
   6. IANA Considerations...........................................14
   7. Security Considerations.......................................14
   8. Acknowledgments...............................................15
   9. References....................................................15
      9.1. Normative References.....................................15

1. Introduction

   This draft proposes a new header option 'No-Resp' for Constrained
   Application Protocol (CoAP). This option enables the sender end-
   point to explicitly express its disinterest in getting responses
   back from the receiving end-point. By default this option expresses
   disinterest in any kind of response. This option should be
   applicable along with non-confirmable (NON) updates/ notifications.
   At present this option will have no effect if used with confirmable
   (CON) mode.

   Along with the technical details this draft presents some practical
   application scenarios which should bring out the utility of this
   option.

1.1. Granular suppression of responses

   This option enables granularity by allowing the sender to choose the
   typical class or combination of classes of responses which it is
   disinterested in. For example, a sender may explicitly tell the
   receiver that no response is required unless something 'bad' happens
   and a response of class 4.xx or 5.xx is to be fed back to the
   sender. No response is required in case of 2.xx classes. A similar


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   scheme is described in Section 3.7 of [I-D.ietf-core-groupcomm] on
   the server side. Here the server may perform granular suppression
   for group communication. But in this case the server itself decides
   whether to suppress responses or not. This option enables the
   clients to explicitly inform the server about the disinterest in
   responses.

1.2. Terminology

   The terms used in this draft are in conformance with those defined
   in [I-D.ietf-core-coap].

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC-2119.

2. Potential benefits

   If this option is opportunistically used with fitting M2M
   applications then the concerned systems may benefit in the following
   aspects:

       * Reduction of network clogging

       * Reduction in server-side loading

       * Reduction in battery consumption at the constrained end-point

       * Reduction in communication cost at the constrained end-point

       * May help to satisfy hard real-time requirements (since,
         waiting due to closed loop latency is completely avoided)

3. Exemplary application scenarios

   The described scenarios are confined within a communication pattern
   where there is a direct communication channel between a constrained
   device (the device may well be a constrained gateway) and an
   unconstrained backend. Also, we consider only the scenario of data
   updates which may happen in the following 2 forms:

     1) Through a push to the server by the client using PUT or POST
        (request/ response)
     2) Through notifications by the server to client in response to an
        'observe' request by the client



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   The application scenarios are classified into 2 categories as below:

   Category 1) Data-source=constrained device; Data-sink=backend.

   Category 2) Data-source=backend; Data-sink=constrained device.

   Next sub-section describes the user stories and the potential
   benefits in each of the cases through the use of No-Resp option. An
   Intelligent Traffic System (ITS) is considered as the base
   application. The application scenarios are formed out of its
   different aspects.

3.1. Frequent update of geo-location from vehicles to backend (Category
   1)

   Each vehicle in ITS is equipped with a sensor-gateway comprising
   sensors like GPS and Accelerometer. The sensor-gateway connects to
   the Internet using a low-bandwidth cellular (e.g. GPRS) connection.
   The GPS co-ordinates are periodically updated to the backend server
   by the gateway. In case of ITS the update rate is adaptive to the
   motional-state of the vehicle. If the vehicle moves fast the update
   rate is high as the position of the vehicle changes rapidly. If the
   vehicle is static or moves slowly then the update rate is low. This
   ensures that bandwidth and energy is not consumed unnecessarily. The
   motional-state of the vehicle is inferred by a local analytics,
   running on the sensor-gateway, using the accelerometer data and the
   rate of change in GPS co-ordinates. The back-end server hosts
   applications which use the updates for each vehicle and produce
   necessary information for remote users.

   The application may act in request/ response mode where the sensor-
   gateways push data to the backend. Or it can act in resource-observe
   mode where the backend initiates the exchange by sending observe
   requests to the sensor-gateways and receive updates in the form of
   notifications.

   Retransmitting a location co-ordinate which is already passed by a
   vehicle is not efficient as it adds redundant traffic to the
   network. So, the updates are done in NON mode. However, given the
   thousands of vehicles updating frequently, the NON exchange will
   also trigger huge number of status responses from the backend. Each
   response in the air is of 4bytes of application layer plus several
   bytes originating from the lower layers. Thus the cumulative load on
   the network will be quite significant.





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   On the contrary, if the edge devices explicitly declare that they do
   not need any status response then significant load will be reduced
   from the network and the server as well.

3.1.1. Benefits using No-Resp

   Thus mapping the above scenario to the benefits mentioned in section
   2 reveals that use of 'No-Resp' will help in:

       * Reduction of network clogging

       * Reduction in server-side loading

       * Help in achieving real-time requirements as the application is
         not bound by any delay due to closed loop latency

3.2. A fleet-tracking application running on a PDA or smart-phone
   (Category 2)

   Now, let us consider the other side of the ITS backend. Say, the
   security personnel in a city are on high alert and want to track a
   high-speed train carrying some important statesmen. The application
   on the hand-held device subscribes to the ITS backend server and
   receives continuous real-time updates.

   If the handheld has to send a status response for each notification
   it receives then that will cost the device both in terms of
   communication cost and battery life. This can be avoided if, similar
   to the above scenario, the backend explicitly specifies that no
   response from the handheld is required. So, the backend uses 'No-
   Resp' for each of the notifications.

3.2.1. Benefits using No-Resp

   Thus mapping the above scenario to the benefits mentioned in section
   2 reveals that use of 'No-Resp' will help in:

       * Reduction in battery consumption at the constrained end-point

       * Reduction in communication cost at the constrained end-point

       * Help in achieving real-time requirements as the application is
         not bound by any delay due to closed loop latency.






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3.3. Multicasting traffic congestion information to PDAs/ smart-phones
   using resource-observe (Category 2 with pseudo multicast)

   The ITS might have an application which runs some analytics at the
   backend and determines the instantaneous traffic congestion spots in
   a city. The analytics is done based on the real-time geo-location
   updates received from the vehicles within the system. The backend
   application multicasts the results of the analytics to the
   constrained handheld devices which subscribed for real-time updates
   on congestion points. So, in stricter terms, it is a pseudo
   multicast using resource observe. In this case the backend may use
   No-Resp option along with NON notifications to reduce the traffic
   generated due to simultaneous status responses from hundreds of
   subscribed handheld devices.

3.3.1. Using granular response suppression

   However, an intelligent application may use the granularity feature
   of this option such that the responses are fed-back to the backend
   when notification to particular devices causes errors. So the
   notifications may contain No-Resp saying that a response is to be
   suppressed only in success conditions and all responses in case of
   errors should be fed back. The server might eventually stop sending
   notification to the subscribed clients which responded with
   consecutive 'bad' responses. This will indirectly help saving
   network bandwidth.

3.3.2. Benefits using No-Resp

   Thus mapping the above scenario to the benefits mentioned in section
   2 reveals that use of 'No-Resp' will help in:

       * Reduction of network clogging

       * Reduction in battery consumption at the constrained end-point

       * Reduction in communication cost at the constrained end-point

4. Option Definition

   The properties of this option are as in Table 1.








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   +--------+-----+----------------+-------------+--------+---------+
   | Number | C/E |       Name     | Data Format | Length | Default |
   +--------+-----+----------------+-------------+--------+---------+
   |   TBD  |  E  |    No-Resp     |     uint    |   0-1  | (none)  |
   +--------+-----+----------------+-------------+--------+---------+
                           Table 1: Option Properties

   This option has a maximum length of 1 byte. When present with an
   empty value this option would express the sender's disinterest in
   all kinds of responses.

   This option may contain values to indicate interest/ disinterest in
   a particular class or combination of classes of responses as
   described in the next sub-section.

   This option is presently defined for update requests (e.g., PUT) in
   NON mode or for non-confirmable update notifications against an
   observe request. At present this option should have no effect if
   used with a CON request.

   The following table provides a 'ready-reckoner' on possible
   applicability of this option for all the four REST methods. This
   table is prepared in view of the type of application scenarios
   foreseen so far.

























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   +-------------+----------------------------------------------------+
   | Method Name |              Remarks on applicability              |
   +-------------+----------------------------------------------------+
   |     GET     |                     Not applicable                 |
   +-------------+----------------------------------------------------+
   |             | Applicable for frequent updates in NON mode on     |
   |             | existing fixed resources. Might not be useful when |
   |             | PUT 'creates' a new resource. Under usual          |
   |     PUT     | circumstances the client would always like to know |
   |             | if the resource was created before attempting for  |
   |             | future updates.                                    |
   +-------------+----------------------------------------------------+
   |             | If POST is used just to update a target resource   |
   |             | then NO-Resp can be used in the same manner as in  |
   |             | NON-PUT. May also be applicable when POST performs |
   |             | resource creation and the client does not refer to |
   |    POST     | the resource in future. For example, rather than   |
   |             | updating a fixed resource, POST API may contain a  |
   |             | query-string with name/value pairs for a defined   |
   |             | action (e.x. insertion into a database as part of  |
   |             | frequent updates). The resources created this way  |
   |             | may be 'short-lived' resources which the client    |
   |             | will not refer to in future (see section 5.1.2.2). |
   +-------------+----------------------------------------------------+
   |             | Not applicable. Deletion is usually a permanent    |
   |    DELETE   | action and the client should make sure that the    |
   |             | deletion actually happened.                        |
   +-------------+----------------------------------------------------+
         Table 2: Applicability of No-Resp for different methods

4.1. Achieving granular suppression

   This option is defined as a bit-map (Table 3) to achieve granular
   suppression.















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   +-------+-----------------------+---------------------------------+
   | Value | Binary Representation |          Description            |
   +-------+-----------------------+---------------------------------+
   |   0   |      00000000         | Suppress all responses (same as |
   |       |                       | empty value).                   |
   +-------+-----------------------+---------------------------------+
   |   1   |      00000001         |   Allow 2.xx success responses. |
   +-------+-----------------------+---------------------------------+
   |   2   |      00000010         |     Allow 4.xx client errors.   |
   +-------+-----------------------+---------------------------------+
   |   4   |      00000100         |     Allow 5.xx server errors.   |
   +-------+-----------------------+---------------------------------+
                          Table 3: Option values


   XOR of the values defined for allowing particular classes will
   result in allowing a combination of classes of responses. So, a
   value of 5 (binary: 00000101) will result in allowing all 2.xx and
   5.xx classes of responses. It is to be noted that a value of 7 will
   indicate that all types of responses are to be allowed (which is as
   good as not using No-Resp at all).

   Implementation Note: The use of No-Resp option is very much driven
      by the application scenario and the characteristics of the
      information to be updated. Judicious use of this option benefits
      the overall system as explained in sections 2 and 3.
      When No-Resp is used with empty or 0 value, the updating end-
      point should cease the listening activity for response against
      the particular request. On the contrary, opening up at least one
      class of responses means that the updating end-point can no
      longer stop listening and must be configured to listen up to the
      defined time-out period for the particular request. The updating
      end-point never knows whether the present update will be a
      success or a failure. Thus, if the client decides to open up the
      responses for errors (4.xx & 5.xx) then it has to wait for the
      entire time-out period even for the instances where the request
      is successful (and the server is not supposed to send back a
      response). Under suach circumstances the use of No-Resp may not
      help improving the performance in terms of overall latency.
      However, the advantages in terms of saving network and energy
      resources will still hold.

5. Example

   This section illustrates few examples of exchanges based on the
   scenario narrated in section 3.1. Examples for other scenarios can
   be easily conceived based on these illustrations.


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5.1. Request/response Scenario

5.1.1. Using No-Resp with PUT

   Figure 1 shows a typical request with this option. The depicted
   scenario occurs when the vehicle#n moves very fast and update rate
   is high. The vehicle is assigned a dedicated resource: vehicle-stat-
   <n>, where <n> can be any string uniquely identifying the vehicle.
   The update requests are in NON mode. The No-Resp option causes the
   server not to reply with any status code.

   Client Server
   |      |
   |      |
   +----->| Header: PUT (T=NON, Code=0.03, MID=0x7d38)
   | PUT  | Token: 0x53
   |      | Uri-Path: "vehicle-stat-00"
   |      | Content Type: text/plain
   |      | No-Resp: (empty)
   |      | Payload:
   |      | "VehID=00&RouteID=DN47&Lat=22.5658745&Long=88.4107966667&
   |      | Time=2013-01-13T11:24:31"
   |      |
   [No response from the server. Next update in 20 secs.]
   |      |
   +----->| Header: PUT (T=NON, Code=0.03, MID=0x7d39)
   | PUT  | Token: 0x54
   |      | Uri-Path: "vehicle-stat-00"
   |      | Content Type: text/plain
   |      | No-Resp: (empty)
   |      | Payload:
   |      | "VehID=00&&RouteID=DN47&Lat=22.5649015&Long=88.4103511667&
   |      | Time=2013-01-13T11:24:51"

   Figure 1: Exemplary unreliable update with No-Resp option using PUT.

5.1.2. Using No-Resp with POST

   POST "usually results in a new resource being created or the target
   resource being updated". Exemplary uses of 'No-Resp' for both these
   'usual' actions of POST are given below.

5.1.2.1. POST updating a target resource

   In this case POST acts the same way as PUT. The exchanges are same
   as above. The updated values are carried as payload of POST as shown
   in Figure 2.


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   Client Server
   |      |
   |      |
   +----->| Header: POST (T=NON, Code=0.02, MID=0x7d38)
   | POST | Token: 0x53
   |      | Uri-Path: "vehicle-stat-00"
   |      | Content Type: text/plain
   |      | No-Resp: (empty)
   |      | Payload:
   |      | "VehID=00&RouteID=DN47&Lat=22.5658745&Long=88.4107966667&
   |      | Time=2013-01-13T11:24:31"
   |      |
   [No response from the server. Next update in 20 secs.]
   |      |
   +----->| Header: PUT (T=NON, Code=0.02, MID=0x7d39)
   | POST | Token: 0x54
   |      | Uri-Path: "vehicle-stat-00"
   |      | Content Type: text/plain
   |      | No-Resp: (empty)
   |      | Payload:
   |      | "VehID=00&&RouteID=DN47&Lat=22.5649015&Long=88.4103511667&
   |      | Time=2013-01-13T11:24:51"

   Figure 2: Exemplary unreliable update with No-Resp option using POST
                           as the update-method.

5.1.2.2. POST performing updates through resource creation

   In most practical implementations the backend of section 3.1 will
   have a dedicated database to store the location updates. In such a
   case the client would send an update string as the POST URI which
   contains the name/value pairs for each update. Thus frequent updates
   may be performed through POST by creating such 'short-lived'
   resources which the client would not refer to in future. Hence 'No-
   Resp' can be used in same manner as for updating fixed resources.
   The scenario is depicted in Figure 3.













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   Client Server
   |      |
   |      |
   +----->| Header: POST (T=NON, Code=0.02, MID=0x7d38)
   | POST | Token: 0x53
   |      | Uri-Path:"<base-url>/insertInfo?VehID=00&RouteID=DN47
   |      | &Lat=22.5658745&Long=88.4107966667&
   |      | Time=2013-01-13T11:24:31"
   |      |
   |      | No-Resp: (empty)
   |      |
   [No response from the server. Next update in 20 secs.]
   |      |
   +----->| Header: POST (T=NON, Code=0.02, MID=0x7d39)
   | POST | Token: 0x54
   |      | Uri-Path: "<base-url>/insertInfo?VehID=00&RouteID=DN47
   |      | &Lat=22.5649015&Long=88.4103511667&
   |      | Time=2013-01-13T11:24:51"
   |      | No-Resp: (empty)
   |      |

   Figure 3: Exemplary unreliable update with No-Resp option using POST
        with a query-string to insert update information to backend
                                 database.

5.2. Resource-observe Scenario

   The resource-observe variant of the scenario of section 3.1 is
   depicted in Figure 4.


















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   Server Client
   |      |
   |<-----+ Header  : GET (MID=0x5d28)
   |  GET | Token   : 0x53
   |      | Uri-Path: vehicle-stat
   |      | Observe : (empty)
   |      |
   |      |
   +----->| Header: 2.05 (T=NON, MID=0x7d38)
   | 2.05 | Token: 0x53
   |      | Content Type: text/plain
   |      | No-Resp: (empty)
   |      | Payload:
   |      | "VehID=00&RouteID=DN47&Lat=22.5658745&Long=88.4107966667&
   |      | Time=2013-01-13T11:24:31"
   |      |
   [No response from the server. Next update in 20 secs.]
   |      |
   +----->| Header: 2.05 (T=NON, MID=0x7d39)
   | 2.05 | Token: 0x53
   |      | Content Type: text/plain
   |      | No-Resp: (empty)
   |      | Payload:
   |      | "VehID=00&&RouteID=DN47&Lat=22.5649015&Long=88.4103511667&
   |      | Time=2013-01-13T11:24:51"


    Figure 4: Exemplary unreliable update in resource-observe mode with
                              No-Resp option.

6. IANA Considerations

   The IANA is requested to add the following option number entries:

   +--------+-----------+----------------------------+
   | Number | Name      |          Reference         |
   +--------+-----------+----------------------------+
   |   TBD  |  No-Resp  | Section 4 of this document |
   +--------+-----------+----------------------------+

7. Security Considerations

   The No-Resp option defined in this document presents no security
   considerations beyond those in Section 11 of the base CoAP
   specification [I-D.ietf-core-coap].




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8. Acknowledgments

   Thanks to Carsten Bormann, Esko Dijk, Bert Greevenbosch and Akbar
   Rahman for their valuable inputs.

9. References

9.1. Normative References

   [I-D.ietf-core-coap]

   Shelby, Z., Hartke, K. and Bormann, C.,"Constrained Application
   Protocol (CoAP)", draft-ietf-core-coap-18, June 28, 2013

   [I-D.ietf-core-observe]

   Hartke, K.,"Observing Resources in CoAP", draft-ietf-core-observe-
   09, July 15, 2013

   [I-D.ietf-core-groupcomm]

   Rahman, A. and Dijk, E.,"Group Communication for CoAP", draft-ietf
   core-groupcomm-12, July 30, 2013


























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Authors' Addresses

   Abhijan Bhattacharyya
   Tata Consultancy Services Ltd.
   Kolkata, India

   Email: abhijan.bhattacharyya@tcs.com


   Soma Bandyopadhyay
   Tata Consultancy Services Ltd.
   Kolkata, India

   Email: soma.bandyopadhyay@tcs.com


   Arpan Pal
   Tata Consultancy Services Ltd.
   Kolkata, India

   Email: arpan.pal@tcs.com




























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