IPFIX Working Group                                          B. Trammell
Internet-Draft                                                 E. Boschi
Intended status: Standards Track                              ETH Zurich
Expires: March 25, 2011                                        A. Wagner
                                                             Consecom AG
                                                      September 21, 2010


  Exporting Aggregated Flow Data using the IP Flow Information Export
                            (IPFIX) Protocol
                    draft-trammell-ipfix-a9n-00.txt

Abstract

   This document describes the export of aggregated Flow information
   using IPFIX.  An Aggregated Flow is essentially an IPFIX Flow
   representing packets from zero or more original Flows, within an
   externally imposed time interval.  The document describes Aggregated
   Flow export within the framework of IPFIX Mediators and defines an
   interoperable, implementation-independent method for Aggregated Flow
   export.

Status of this Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at http://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on March 25, 2011.

Copyright Notice

   Copyright (c) 2010 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents



Trammell, et al.         Expires March 25, 2011                 [Page 1]


Internet-Draft              IPFIX Aggregation             September 2010


   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.


Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
   2.  Terminology  . . . . . . . . . . . . . . . . . . . . . . . . .  3
   3.  Requirements for Aggregation Support in IPFIX  . . . . . . . .  4
   4.  Use Cases for IPFIX Aggregation  . . . . . . . . . . . . . . .  5
   5.  Aggregation of IP Flows  . . . . . . . . . . . . . . . . . . .  6
     5.1.  A general model for IP Flow Aggregation  . . . . . . . . .  6
     5.2.  Interval Distribution  . . . . . . . . . . . . . . . . . .  8
     5.3.  Key Aggregation  . . . . . . . . . . . . . . . . . . . . .  8
     5.4.  Aggregating and Distributing Counters  . . . . . . . . . . 10
     5.5.  Counting Original Flows  . . . . . . . . . . . . . . . . . 12
     5.6.  Counting Distinct Key Values . . . . . . . . . . . . . . . 12
     5.7.  Exact versus Approximate Counting during Aggregation . . . 13
     5.8.  Interval Combination . . . . . . . . . . . . . . . . . . . 13
   6.  Aggregation in the IPFIX Architecture  . . . . . . . . . . . . 13
   7.  Export of Aggregated IP Flows using IPFIX  . . . . . . . . . . 15
     7.1.  Time Interval Export . . . . . . . . . . . . . . . . . . . 15
     7.2.  Flow Count Export  . . . . . . . . . . . . . . . . . . . . 16
       7.2.1.  originalFlowsPresent Information Element . . . . . . . 16
       7.2.2.  originalFlowsInitiated InformationElement  . . . . . . 16
       7.2.3.  originalFlowsCompleted InformationElement  . . . . . . 16
       7.2.4.  originalFlows InformationElement . . . . . . . . . . . 17
     7.3.  Aggregate Counter Distibution Export . . . . . . . . . . . 17
       7.3.1.  Aggregate Counter Distribution Options Template  . . . 17
       7.3.2.  valueDistributionMethod Information Element  . . . . . 18
   8.  Examples . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
   9.  Security Considerations  . . . . . . . . . . . . . . . . . . . 19
   10. IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 19
   11. References . . . . . . . . . . . . . . . . . . . . . . . . . . 20
     11.1. Normative References . . . . . . . . . . . . . . . . . . . 20
     11.2. Informative References . . . . . . . . . . . . . . . . . . 20
   Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 21











Trammell, et al.         Expires March 25, 2011                 [Page 2]


Internet-Draft              IPFIX Aggregation             September 2010


1.  Introduction

   The aggregation of packet data into flows serves a variety of
   different purposes, as noted in [RFC3917] and [RFC5472].  Aggregation
   beyond the flow level, into records representing multiple Flows, is a
   common analysis and data reduction technique as well, with
   applicability to large-scale network data analysis, archiving, and
   inter-organization exchange.

   Aggregation is applicable to a wide variety of situations, including
   traffic matrix calculation, generation of time series data for
   visualizations or anomaly detection, and data reduction.  Depending
   on the keys used for aggregation, it may have an anonymising affect
   on the data.  Aggregation can take place at one of any number of
   locations within a measurement infrastructure.  Exporters may export
   aggregated Flow information simply as normal flow information, by
   performing aggregation after metering but before export.  IPFIX
   Mediators are particularly well suited to performing aggregation, as
   they can collect information from multiple original exporters at
   geographically and topologically distinct observation points.

   Aggregation as defined and described in this document covers a
   superset of the applications defined in the IPFIX Mediators Problem
   Statement [RFC5982], including 5.1 "Adjusting Flow Granularity
   (herein referred to as Key Aggregation), 5.4 "Time Composition"
   (herein referred to as Interval Combination), and 5.5 "Spatial
   Composition", although the architectural aspects of spatial
   composition are not addressed by this document.

   Since aggregated flows as defined in the following section are
   essentially Flows, IPFIX can be used to export [RFC5101] and store
   [RFC5655] aggregated data without further specification.  However,
   this document further provides a common basis for the application of
   IPFIX to the handling of aggregated data, through a detailed
   terminology, model of aggregation operations, methods for original
   Flow counting and counter distribution across time intervals, and an
   aggregation metadata representation based upon IPFIX Options.


2.  Terminology

   Terms used in this document that are defined in the Terminology
   section of the IPFIX Protocol [RFC5101] document are to be
   interpreted as defined there.

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [RFC2119].



Trammell, et al.         Expires March 25, 2011                 [Page 3]


Internet-Draft              IPFIX Aggregation             September 2010


   In addition, this document defines the following terms

   Aggregated Flow:   A Flow, as defined by [RFC5101], derived from a
      set of zero or more original Flows within a defined time interval.
      The two primary differences between a Flow and an Aggregated Flow
      are (1) that the time interval of a Flow is generally derived from
      information about the timing of the packets comprising the Flow,
      while the time interval of an Aggregated Flow are generally
      externally imposed; and (2) that an Aggregated Flow may represent
      zero packets (i.e., an assertion that no packets were seen for a
      given Flow Key in a given time interval).

   (Intermediate) Aggregation Function:   A mapping from a set of zero
      or more original Flows into a set of aggregated Flow, that
      separates the original Flows into a set of one or more given time
      intervals.

   (Intermediate) Aggregation Process:   An Intermediate Process, as in
      [I-D.ietf-ipfix-mediators-framework], hosting an Intermediate
      Aggregation Function.

   Aggregation Interval:   A time interval imposed upon an Aggregated
      Flow.  Aggregation Functions commonly use a regular Aggregation
      Interval (e.g. "every five minutes", "every calendar month"),
      though regularity is not necessary.

   original Flow:   A Flow given as input to an Aggregation Function in
      order to generate Aggregated Flows.

   contributing Flow:   An original Flow that is partially or completely
      represented within an Aggregated Flow.  Each aggregated Flow is
      made up of zero or more contributing Flows, and an original flow
      may contribute to zero or more Aggregated Flows.


3.  Requirements for Aggregation Support in IPFIX

   In defining a terminology, model, and metadata for Aggregated Flow
   export using IPFIX, we have sought to meet the following
   requirements.

   First, a specification of Aggregated Flow export must seek to be as
   interoperable as possible.  Export of Aggregated Flows using the
   techniques described in this document will result in Flow data which
   can be collected by Collecting Processes and read by File Readers
   which do not provide any special support for Aggregated Flow export.

   Second, a specification of Aggregated Flow export must seek to be as



Trammell, et al.         Expires March 25, 2011                 [Page 4]


Internet-Draft              IPFIX Aggregation             September 2010


   implementation-independent as the IPFIX protocol itself.  In
   Section 6, we specify the flow aggregation process as an intermediate
   process within the IPFIX Mediator framework
   [I-D.ietf-ipfix-mediators-framework], and specify a variety of
   different architectural arrangements for flow aggregation; these are
   meant to be descriptive as opposed to proscriptive.  In metadata
   export, we seek to define properties of the set of exported
   Aggregated Flows, as opposed to the properties of the specific
   algorithms used to aggregate these Flows.  Specifically out of scope
   for this effort are any definition of a language for defining
   aggregation operations, or the configuration parameters of
   Aggregation Processes.

   From the definition of presented in Section 2, an Aggregated Flow is
   a Flow as in [RFC5101], with a restricted definition as to the
   packets making up the Flow.  Practically speaking, Aggregated Flows
   are derived from original Flows, as opposed to a raw packet stream.
   Key to this definition of Aggregated Flow is how timing affects the
   process of aggregation, as for the most part flow aggregation takes
   place within some set of (usually regular) time intervals.  Any
   specification for Aggregated Flow export must account for the special
   role time intervals play in aggregation, and the many-to-many
   relationship between Aggregated Flows and original Flows which this
   implies.


4.  Use Cases for IPFIX Aggregation

   Aggregation, as a common data analysis method, has many applications.
   When used with a regular Aggregation Interval, it generates time
   series data from a collection of flows with discrete intervals.  Time
   series data is itself useful for a wide variety of analysis tasks,
   such as generating parameters for network anomaly detection systems,
   or driving visualizations of volume per time for traffic with
   specific characteristics.  Traffic matrix calculation from flow data
   is inherently an aggregation action, by aggregating the flow key down
   to interface, address prefix, or autonomous system.

   Irregular or data-dependent Aggregation Intervals and Key Aggregation
   operations can be also be used to provide adaptive aggregation of
   network flow data, providing a higher-resolution view on data of
   interest (e.g., potential attacks) to an application while providing
   lower resolution to "less interesting" data (e.g., normal web
   traffic).  Indeed, this multiple-resolution approach can be applied
   by a Mediator exporting unchanged original Flow data for the most
   interesting flows alongside the Aggregated Flows of varying
   resolution for the less interesting ones.




Trammell, et al.         Expires March 25, 2011                 [Page 5]


Internet-Draft              IPFIX Aggregation             September 2010


   Note that an aggregation operation which removes potentially
   sensitive information as identified in [I-D.ietf-ipfix-anon] may tend
   to have an anonymising effect on the Aggregated Flows, as well;
   however, any application of aggregation as part of a data protection
   scheme should ensure that all the issues raised in Section 4 of
   [I-D.ietf-ipfix-anon] are addressed.


5.  Aggregation of IP Flows

   As stated in Section 2, an Aggregated Flow is simply an IPFIX Flow
   generated from original Flows by an Aggregation Function.  Here, we
   present a general model for aggregation, and elaborate and provide
   examples of specific aggregation operations that may be performed by
   the Aggregation Process; we use this to define the export of
   Aggregated Flows in Section 7

5.1.  A general model for IP Flow Aggregation

   An Intermediate Aggregation Process consumes original Flows and
   exports Aggregated Flows, as defined in Section 2.  While this
   document does not define an implementation of an Intermediate
   Aggregation Process further than this, or the Aggregation Functions
   that it applies, it can be helpful to partially decompose this
   function into a set of common operations, in order to more fully
   examine the effects these operations have.

   Aggregation is composed of three general types of operations on
   original Flows: those that externally impose a time interval, called
   here the Aggregation Interval; those that reduce or otherwise modify
   the Flow Key; and those that aggregate and distribute the resulting
   non-Flow Key fields accordingly.  Most aggregation functions will
   perform each of these types of operations.

   Interval Distribution is the external imposition of a time interval
   onto an original Flow.  Note that this may lead to an original Flow
   contributing to multiple aggregated Flows, if the original Flow's
   time interval crosses at least one boundary between Aggregation
   Intervals.  Interval Distribution is described in more detail in
   Section 5.2.

   Key aggregation, the modification of Flow Keys, may occur in two
   ways.  First, the Flow Key may be projected: that is, Information
   Elements may be removed from the Flow Key, or the space of values in
   the Flow Key may be reduced.  Second, derived Information Elements
   may be added to the Flow Key. Both of these modifications may result
   in multiple original Flows contributing to the same Aggregated Flow.
   Key Aggregation is described in more detail in Section 5.3.



Trammell, et al.         Expires March 25, 2011                 [Page 6]


Internet-Draft              IPFIX Aggregation             September 2010


   Interval distribution and key aggregation together may generate
   multiple intermediate aggregated Flows covering the same time
   interval with the same Flow Key; these intermediate Flows must then
   be combined into Aggregated Flows.  Non-key values are first
   distributed among the Aggregated Flows to which an original Flow
   contributes according to some distribution algorithm (see
   Section 5.4), and values from multiple contributing Flows are
   combined using the same operation by which values are combined from
   packets to form Flows for each Information Element: in general,
   counters are added, averages are averaged, flags are unioned, and so
   on.  Aggregation may also introduce new non-key fields, e.g. per-flow
   average counters, or distinct counters for key fields projected out
   of the Aggregated Flow.

   As a result of this final combination and distribution,an Aggregation
   Function produces at most one Aggregated Flow resulting from a set of
   original Flows for a given modified Flow Key and Aggregation
   Interval.

   This general model is illustrated in the figure below.  Note that
   interval and key field steps are commutative and optional, and as
   such may occur in any order.


           original Flows
                 |
                 V
      +------------------------+
      |  Interval Distribution |<--- Aggregation Interval
      +------------------------+
                 | (Flows with modified intervals)
                 V
      +------------------------+
      |   Key Aggregation and  |<--- specification of keys
      |  Key Field replacement |
      +------------------------+
                 | (Flows with modified keys/intervals)
                 V (Addition of new non-key values)
      +------------------------+
      |     Combination of     |
      | contributing Flows and |
      |  Counter Distribution  |
      +------------------------+
                 |
                 V
           Aggregated Flows

           Figure 1: Conceptual model of aggregation operations



Trammell, et al.         Expires March 25, 2011                 [Page 7]


Internet-Draft              IPFIX Aggregation             September 2010


5.2.  Interval Distribution

   Interval Distribution generally imposes a regular interval on the
   resulting Aggregated Flows; the selection of an interval is a matter
   for the specific aggregation application, and has tradeoffs.  Shorter
   intervals allow higher resolution aggregated data and, in streaming
   applications, faster reaction time.  Longer intervals lead to greater
   data reduction and simplified counter distribution.  Specifically,
   counter distribution is greatly simplified by the choice of an
   interval longer than the duration of longest original Flow, itself
   generally determined by the original Flow's Metering Process active
   timeout; in this case an original Flow can contribute to at most two
   Aggregated Flows, and the more exotic value distribution methods
   become inapplicable.

   Aggregation intervals, however, need not be regular.  The aggregation
   interval can be chosen, for example, based on time of day, or on the
   relative volume of the original Flows, in order to adapt the
   aggregation to the conditions on the measured network.

   |                |                |                |
   | |<--flow A-->| |                |                |
   |        |<--flow B-->|           |                |
   |          |<-------------flow C-------------->|   |
   |                |                |                |
   |   interval 0   |   interval 1   |   interval 2   |

              Figure 2: Illustration of interval distribution

   In Figure 2, we illustrate three common possibilities for interval
   distribution.  For flow A, the start and end times lie within the
   boundaries of a single interval 0; therefore, flow A contributes to
   only one Aggregated Flow.  Flow B, by contrast, has the same duration
   but crosses the boundary between intervals 0 and 1; therefore, it
   will contribute to two Aggregated Flows, and its counters must be
   distributed among these flows, though in the two-interval case this
   can be simplified somewhat simply by picking one of the two
   intervals, or proportionally distributing between them.  Only flows
   like flow A and flow B will be produced when the interval is chosen
   to be longer than the duration of longest original Flow, as above.
   More complicated is the case of flow C, which contributes to more
   than two flows, and must have its counters distributed according to
   some policy as in Section 5.4.

5.3.  Key Aggregation

   Key Aggregation modifies the Flow Key of the original Flows, through
   projection, replacement, and augmentation.  For example, consider



Trammell, et al.         Expires March 25, 2011                 [Page 8]


Internet-Draft              IPFIX Aggregation             September 2010


   original Flows with a flow key containing the traditional five-tuple
   of source and destination address and port, and transport protocol.
   Aggregating by host pair would project the Flow Key down by
   eliminating port and protocol fields.  Aggregating by source /24
   network would project the Flow Key down to just the source address,
   then further applying a prefix mask to the source address.

   During aggregation, new Flow Key fields may be added to original
   Flows, or Flow Key Fields may be replaced with ancillary values
   derived from the Flow.  To continue the example from above, consider
   an aggregation operation for counting traffic per source autonomous
   system.  Here, the Flow Key would be projected down to just the
   source address, and the source address would be replaced with the
   source AS number, looked up in a table maintained by the intermediate
   Aggregation Process.

   Original Flow Key
   +---------+---------+----------+----------+-------+-----+
   | src ip4 | dst ip4 | src port | dst port | proto | tos |
   +---------+---------+----------+----------+-------+-----+
        |         |         |          |         |      |
     retain   mask /24      X          X         X      X
        V         V
   +---------+-------------+
   | src ip4 | dst ip4 /24 |
   +---------+-------------+
   Aggregated Flow Key (by source address and destination class-C)

        Figure 3: Illustration of key aggregation by simple masking

   Figure 3 illustrates an example projection operation, aggregation by
   source address and destination class C network.  Here, the port,
   protocol, and type-of-service information is removed from the flow
   key, the source address is retained, and the destination address is
   masked by dropping the low 8 bits.
















Trammell, et al.         Expires March 25, 2011                 [Page 9]


Internet-Draft              IPFIX Aggregation             September 2010


   Original Flow Key
   +---------+---------+----------+----------+-------+-----+
   | src ip4 | dst ip4 | src port | dst port | proto | tos |
   +---------+---------+----------+----------+-------+-----+
        |         |         |          |         |      |
   +-------------------+    X          X         X      X
   | ASN lookup table  |
   +-------------------+
        V         V
   +---------+---------+
   | src asn | dst asn |
   +---------+---------+
   Aggregated Flow Key (by source and dest ASN)

         Figure 4: Illustration of key aggregation by replacement

   Figure 4 illustrates an example projection operation with a
   replacement function, aggregation by source and destination ASN
   without ASN information available in the original Flow.  Here, the
   port, protocol, and type-of-service information is removed from the
   flow key, while the source and destination addresses are run though
   an IP address to ASN lookup table, and the Aggregated Flow key is
   made up of the resulting source and destination ASNs.

5.4.  Aggregating and Distributing Counters

   In general, counters in Aggregated Flows are treated the same as in
   any Flow: on a per-Information Element basis, the counters are
   calculated as if they were derived from the set of packets in the
   original flow.  For the most part, when aggregating original Flows
   into Aggregated Flows, this is simply done by summation.

   When the Aggregation Interval is longer or much longer than the
   longest original Flow, a Flow can cross at most one Interval
   boundary, and will therefore contribute to at most two Aggregated
   Flows.  Most common in this case is to arbitrarily but consistently
   choose to account the original Flow's counters either to the first or
   the last aggregated Flow to which it could contribute.

   However, this becomes more complicated when the Aggregation Interval
   is shorter than the longest original Flow in the source data.  In
   such cases, each original Flow can incompletely cover one or more
   time intervals, and apply to one or more Aggregated Flows; in this
   case, the Aggregation Process must distribute the counters in the
   original Flows across the multiple Aggregated Flows.  There are
   several methods for doing this, listed here in increasing order of
   complexity and accuracy.




Trammell, et al.         Expires March 25, 2011                [Page 10]


Internet-Draft              IPFIX Aggregation             September 2010


   End Interval:   The counters for an original Flow are added to the
      counters of the appropriate Aggregated Flow containing the end
      time of the original Flow.

   Start Interval:   The counters for an original Flow are added to the
      counters of the appropriate Aggregated Flow containing the start
      time of the original Flow.

   Mid Interval:   The counters for an original Flow are added to the
      counters of a single appropriate Aggregated Flow containing some
      timestamp between start and end time of the original Flow.

   Simple Uniform Distribution:   Each counter for an original Flow is
      divided by the number of time intervals the original Flow covers
      (i.e., of appropriate Aggregated Flows sharing the same Flow Key),
      and this number is added to each corresponding counter in each
      Aggregated Flow.

   Proportional Uniform Distribution:   Each counter for an original
      Flow is divided by the number of time _units_ the original Flow
      covers, to derive a mean count rate.  This mean count rate is then
      multiplied by the number of time units in the intersection of the
      duration of the original Flow and the time interval of each
      Aggregated Flow.  This is like simple uniform distribution, but
      accounts for the fractional portions of a time interval covered by
      an original Flow in the first and last time interval.

   Simulated Process:   Each counter of the original Flow is distributed
      among the intervals of the Aggregated Flows according to some
      function the Aggregation Process uses based upon properties of
      Flows presumed to be like the original Flow.  For example, bulk
      transfer flows might follow a more or less proportional uniform
      distribution, while interactive processes are far more bursty.

   Direct:   The Aggregation Process has access to the original packet
      timings from the packets making up the original Flow, and uses
      these to distribute or recalculate the counters.

   A method for exporting the distribution of counters across multiple
   Aggregated Flows is detailed in Section 7.3.  In any case, counters
   MUST be distributed across the multiple Aggregated Flows in such a
   way that the total count is preserved, within the limits of accuracy
   of the implementation (e.g., inaccuracy introduced by the use of
   floating-point numbers is tolerable).  This property allows data to
   be aggregated and re-aggregated without any loss of original count
   information.  To avoid confusion in interpretation of the aggregated
   data, all the counters for a set of given original Flows SHOULD be
   distributed via the same method.



Trammell, et al.         Expires March 25, 2011                [Page 11]


Internet-Draft              IPFIX Aggregation             September 2010


5.5.  Counting Original Flows

   When aggregating multiple original Flows into an Aggregated Flow, it
   is often useful to know how many original Flows are present in the
   Aggregated Flow.  This document introduces four new information
   elements in Section 7.2 to export these counters.

   There are two possible ways to count original Flows, which we call
   here conservative and non-conservative.  Conservative flow counting
   has the property that each original Flow contributes exactly one to
   the total flow count within a set of aggregated Flows.  In other
   words, conservative flow counters are distributed just as any other
   counter, except each original Flow is assumed to have a flow count of
   one.  When a count for an original Flow must be distributed across a
   set of Aggregated Flows, and a distribution method is used which does
   not account for that original Flow completely within a single
   Aggregated Flow, conservative flow counting requires a fractional
   representation.

   By contrast, non-conservative flow counting is used to count how many
   flows are represented in an Aggregated Flow.  Flow counters are not
   distributed in this case.  An original Flow which is present within N
   Aggregated Flows would add N to the sum of non-conservative flow
   counts, one to each Aggregated Flow.  In other words, the sum of
   conservative flow counts over a set of Aggregated Flows is always
   equal to the number of original Flows, while the sum of non-
   conservative flow counts is strictly greater than or equal to the
   number of original Flows.

   For example, consider flows A, B, and C as illustrated in Figure 2.
   Assume that the key aggregation step aggregates the keys of these
   three flows to the same aggregated flow key, and that start interval
   counter distribution is in effect.  The conservative flow count for
   interval 0 is 3 (since flows A, B, and C all begin in this interval),
   and for the other two intervals is 0.  The non-conservative flow
   count for interval 0 is also 3 (due to the presence of flows A, B,
   and C), for interval 1 is 2 ( flows B and C), and for interval 2 is 1
   (flow 0).  The sum of the conservative counts 3 + 0 + 0 = 3, the
   number of original Flows; while the sum of the non-conservative
   counts 3 + 2 + 1 = 6.

5.6.  Counting Distinct Key Values

   One common case in aggregation is counting distinct values that were
   projected out during key aggregation.  For example, consider an
   application counting destinations contacted per host, a common case
   in host characterization or anomaly detection.  Here, the Aggregation
   Process needs a way to export this distinct key count information.



Trammell, et al.         Expires March 25, 2011                [Page 12]


Internet-Draft              IPFIX Aggregation             September 2010


   For such applications, a distinctCountOf(key name) Information
   Element should be registered with IANA to represent these cases.
   [EDITOR'S NOTE: There is an open question as to the best way to do
   this: either through the registration of Information Elements for
   common cases in this draft, the registration of Information Elements
   on demand, or the definition of a new Information Element space for
   distinct counts bound to a PEN, as in [RFC5103].]

5.7.  Exact versus Approximate Counting during Aggregation

   In certain circumstances, particularly involving aggregation by
   devices with limited resources, and in situations where exact
   aggregated counts are less important than relative magnitudes (e.g.
   driving graphical displays), counter distribution during key
   aggregation may be performed by approximate counting means (e.g.
   Bloom filters).

5.8.  Interval Combination

   One special case of aggregation uses adaptive Aggregation Intervals
   without any projection in order to join long-lived Flows which may
   have been split (e.g., due to an active timeout shorter than the
   Flow.)  This is referred to as "Time Composition" in section 5.4 of
   [RFC5982].  Here, the Flow Key is unmodified, and the Aggregation
   Interval is chosen on a per-Flow basis to cover the interval spanned
   by the set of aggregated Flows.  This may be applied alone in order
   to normalize split Flows, or in combination with other aggregation
   functions in order to obtain more accurate original Flow counts.


6.  Aggregation in the IPFIX Architecture

   The techniques described in this document can be applied to IPFIX
   data at three stages within the collection infrastructure: on initial
   export, within a mediator, or after collection, as shown in Figure 5.
















Trammell, et al.         Expires March 25, 2011                [Page 13]


Internet-Draft              IPFIX Aggregation             September 2010


   +==========================================+
   | Exporting Process                        |
   +==========================================+
     |                                      |
     |             (Aggregated Flow Export) |
     V                                      |
   +=============================+          |
   | Mediator                    |          |
   +=============================+          |
     |                                      |
     | (Aggregating Mediator)               |
     V                                      V
   +==========================================+
   | Collecting Process                       |
   +==========================================+
           |
           | (Aggregation for Storage)
           V
   +--------------------+
   | IPFIX File Storage |
   +--------------------+

                 Figure 5: Potential Aggregation Locations

   Aggregation can be applied for either intermediate or final analytic
   purposes.  In certain circumstances, it may make sense to export
   Aggregated Flows from an Exporting Process, for example, if the
   Exporting Process is designed to drive a time-series visualization
   directly.  Note that this case, where the Aggregation Process is
   essentially integrated into the Metering Process, is essentially
   covered by the IPFIX architecture [RFC5470]: the flow keys used are
   simply a subset of those that would normally be used.  A Metering
   Process in this arrangement MAY choose to simulate the generation of
   larger flows in order to generate original flow counts, if the
   application calls for compatibility with an Aggregation Process
   deployed in a separate location.

   Deployment of an Intermediate Aggregation Process within a Mediator
   [RFC5982] is a much more flexible arrangement.  Here, the Mediator
   consumes original Flows and produces aggregated Flows; this
   arrangement is suited to any of the use cases detailed in Section 4.
   In a mediator, aggregation can be applied as well to aggregating
   original Flows from multiple sources into a single stream of
   aggregated Flows; the architectural specifics of this arrangement are
   not addressed in this document, which is concerned only with the
   aggregation operation itself; see
   [I-D.claise-ipfix-mediation-protocol] for details.




Trammell, et al.         Expires March 25, 2011                [Page 14]


Internet-Draft              IPFIX Aggregation             September 2010


   In the specific case that an Aggregation Process is employed for data
   reduction for storage purposes, it can take original Flows from a
   Collecting Process or File Reader and pass Aggregated Flows to a File
   Writer for storage.

   The data flows into and out of an Intermediate Aggregation Process
   are showin in Figure 6.

   packets --+                     +- IPFIX Messages -+
             |                     |                  |
             V                     V                  V
   +==================+ +====================+ +=============+
   | Metering Process | | Collecting Process | | File Reader |
   |                  | +====================+ +=============+
   |                  |            |  original Flows  |
   |                  |            V                  V
   + - - - - - - - - -+======================================+
   |           Intermediate Aggregation Process (IAP)        |
   +=========================================================+
             | Aggregated                  Aggregated |
             | Flows                            Flows |
             V                                        V
   +===================+                       +=============+
   | Exporting Process |                       | File Writer |
   +===================+                       +=============+
             |                                        |
             +------------> IPFIX Messages <----------+

           Figure 6: Data flows through the aggregation process


7.  Export of Aggregated IP Flows using IPFIX

   In general, Aggregated Flows are exported in IPFIX as any normal
   Flow.  However, certain aspects of aggregated flow export benefit
   from additional guidelines, or new Information Elements to represent
   aggregation metadata or information generated during aggregation.
   These are detailed in the following subsections.

7.1.  Time Interval Export

   Since an Aggregated Flow is simply a Flow, the existing timestamp
   Information Elements in the IPFIX Information Model (e.g.,
   flowStartMilliseconds, flowEndNanoseconds) are sufficient to specify
   the time interval for aggregation.  Therefore, this document
   specifies no new aggregation-specific Information Elements for
   exporting time interval information.




Trammell, et al.         Expires March 25, 2011                [Page 15]


Internet-Draft              IPFIX Aggregation             September 2010


   Each Aggregated Flow SHOULD contain both an interval start and
   interval end timestamp.  If an exporter of Aggregated Flows omits the
   interval end timestamp from each Aggregated Flow, the time interval
   for Aggregated Flows within an Observation Domain and Transport
   Session MUST be regular and constant.  However, note that this
   approach might lead to interoperability problems when exporting
   Aggregated Flows to non-aggregation-aware Collecting Processes and
   downstream analysis tasks; therefore, an Exporting Process capable of
   exporting only interval start timestamps MUST provide a configuration
   option to export interval end timestamps as well.

7.2.  Flow Count Export

   The following four Information Elements are defined to count original
   Flows as discussed in Section 5.5.

7.2.1.  originalFlowsPresent Information Element

   Description:   The non-conservative count of original Flows
      contributing to this Aggregated Flow.  Non-conservative counts
      need not sum to the original count on re-aggregation.

   Abstract Data Type:   unsigned64

   ElementId:   TBD1

   Status:   Proposed

7.2.2.  originalFlowsInitiated InformationElement

   Description:   The conservative count of original Flows whose first
      packet is represented within this Aggregated Flow.  Conservative
      counts must some to the original count on re-aggregation.

   Abstract Data Type:   unsigned64

   ElementId:   TBD2

   Status:   Proposed

7.2.3.  originalFlowsCompleted InformationElement

   Description:   The conservative count of original Flows whose last
      packet is represented within this Aggregated Flow.  Conservative
      counts must some to the original count on re-aggregation.






Trammell, et al.         Expires March 25, 2011                [Page 16]


Internet-Draft              IPFIX Aggregation             September 2010


   Abstract Data Type:   unsigned64

   ElementId:   TBD3

   Status:   Proposed

7.2.4.  originalFlows InformationElement

   Description:   The conservative count of original Flows contributing
      to this Aggregated Flow; may be distributed via any of the methods
      described in Section 5.4.

   Abstract Data Type:   float64

   ElementId:   TBD4

   Status:   Proposed

7.3.  Aggregate Counter Distibution Export

   When exporting counters distributed among Aggregated Flows, as
   described in Section 5.4, the Exporting Process MAY export an
   Aggregate Counter Distribution Record for each Template describing
   Aggregated Flow records; this Options Template is described below.
   It uses the valueDistributionMethod Information Element, also defined
   below.  Since in many cases distribution is simple, accounting the
   counters from contributing Flows to the first Interval to which they
   contribute, this is default situation, for which no Aggregate Counter
   Distribution Record is necessary; Aggregate Counter Distribution
   Records are only applicable in more exotic situations, such as using
   an Aggregation Interval smaller than the durations of original Flows.

7.3.1.  Aggregate Counter Distribution Options Template

   This Options Template defines the Aggregate Counter Distribution
   Record, which allows the binding of a value distribution method to a
   Template ID.  This is used to signal to the Collecting Process how
   the counters were distributed.  The fields are as below:

   +-------------------------+-----------------------------------------+
   | IE                      | Description                             |
   +-------------------------+-----------------------------------------+
   | templateId [scope]      | The Template ID of the Template         |
   |                         | defining the Aggregated Flows to which  |
   |                         | this distribution option applies.  This |
   |                         | Information Element MUST be defined as  |
   |                         | a Scope Field.                          |




Trammell, et al.         Expires March 25, 2011                [Page 17]


Internet-Draft              IPFIX Aggregation             September 2010


   | valueDistributionMethod | The method used to distribute the       |
   |                         | counters for the Aggregated Flows       |
   |                         | defined by the associated Template.     |
   +-------------------------+-----------------------------------------+

7.3.2.  valueDistributionMethod Information Element

   Description:   A description of the method used to distribute the
      counters from contributing Flows into the Aggregated Flow records
      described by an associated Template.  The method is deemed to
      apply to all the non-key Information Elements in the referenced
      Template for which value distribution is a valid operation; if the
      originalFlowsInitiated and/or originalFlowsCompleted Information
      Elements appear in the Template, they are not subject to this
      distribution method, as they each infer their own distribution
      method.  The distribution methods are taken from Section 5.4 and
      encoded as follows:

   +-------+-----------------------------------------------------------+
   | Value | Description                                               |
   +-------+-----------------------------------------------------------+
   | 1     | Start Interval: The counters for an original Flow are     |
   |       | added to the counters of the appropriate Aggregated Flow  |
   |       | containing the start time of the original Flow.  This     |
   |       | should be assumed the default if value distribution       |
   |       | information is not available at a Collecting Process for  |
   |       | an Aggregated Flow.                                       |
   | 2     | End Interval: The counters for an original Flow are added |
   |       | to the counters of the appropriate Aggregated Flow        |
   |       | containing the end time of the original Flow.             |
   | 3     | Mid Interval: The counters for an original Flow are added |
   |       | to the counters of a single appropriate Aggregated Flow   |
   |       | containing some timestamp between start and end time of   |
   |       | the original Flow.                                        |
   | 4     | Simple Uniform Distribution: Each counter for an original |
   |       | Flow is divided by the number of time intervals the       |
   |       | original Flow covers (i.e., of appropriate Aggregated     |
   |       | Flows sharing the same Flow Key), and this number is      |
   |       | added to each corresponding counter in each Aggregated    |
   |       | Flow.                                                     |











Trammell, et al.         Expires March 25, 2011                [Page 18]


Internet-Draft              IPFIX Aggregation             September 2010


   | 5     | Proportional Uniform Distribution: Each counter for an    |
   |       | original Flow is divided by the number of time _units_    |
   |       | the original Flow covers, to derive a mean count rate.    |
   |       | This mean count rate is then multiplied by the number of  |
   |       | time units in the intersection of the duration of the     |
   |       | original Flow and the time interval of each Aggregated    |
   |       | Flow.  This is like simple uniform distribution, but      |
   |       | accounts for the fractional portions of a time interval   |
   |       | covered by an original Flow in the first and last time    |
   |       | interval.                                                 |
   | 6     | Simulated Process: Each counter of the original Flow is   |
   |       | distributed among the intervals of the Aggregated Flows   |
   |       | according to some function the Aggregation Process uses   |
   |       | based upon properties of Flows presumed to be like the    |
   |       | original Flow.  This is essentially an assertion that the |
   |       | Aggregation Process has no direct packet timing           |
   |       | information but is nevertheless not using one of the      |
   |       | other simpler distribution methods.  The Aggregation      |
   |       | Process specifically makes no assertion as to the         |
   |       | correctness of the simulation.                            |
   | 7     | Direct: The Aggregation Process has access to the         |
   |       | original packet timings from the packets making up the    |
   |       | original Flow, and uses these to distribute or            |
   |       | recalculate the counters.                                 |
   +-------+-----------------------------------------------------------+

   Abstract Data Type:   unsigned8

   ElementId:   TBD5

   Status:   Proposed


8.  Examples

   [TODO]


9.  Security Considerations

   [TODO]


10.  IANA Considerations

   [TODO: add all IEs defined in Section 6.]





Trammell, et al.         Expires March 25, 2011                [Page 19]


Internet-Draft              IPFIX Aggregation             September 2010


11.  References

11.1.  Normative References

   [RFC5101]  Claise, B., "Specification of the IP Flow Information
              Export (IPFIX) Protocol for the Exchange of IP Traffic
              Flow Information", RFC 5101, January 2008.

   [RFC5102]  Quittek, J., Bryant, S., Claise, B., Aitken, P., and J.
              Meyer, "Information Model for IP Flow Information Export",
              RFC 5102, January 2008.

11.2.  Informative References

   [RFC5103]  Trammell, B. and E. Boschi, "Bidirectional Flow Export
              Using IP Flow Information Export (IPFIX)", RFC 5103,
              January 2008.

   [RFC5470]  Sadasivan, G., Brownlee, N., Claise, B., and J. Quittek,
              "Architecture for IP Flow Information Export", RFC 5470,
              March 2009.

   [RFC5472]  Zseby, T., Boschi, E., Brownlee, N., and B. Claise, "IP
              Flow Information Export (IPFIX) Applicability", RFC 5472,
              March 2009.

   [RFC5153]  Boschi, E., Mark, L., Quittek, J., Stiemerling, M., and P.
              Aitken, "IP Flow Information Export (IPFIX) Implementation
              Guidelines", RFC 5153, April 2008.

   [RFC5610]  Boschi, E., Trammell, B., Mark, L., and T. Zseby,
              "Exporting Type Information for IP Flow Information Export
              (IPFIX) Information Elements", RFC 5610, July 2009.

   [RFC5655]  Trammell, B., Boschi, E., Mark, L., Zseby, T., and A.
              Wagner, "Specification of the IP Flow Information Export
              (IPFIX) File Format", RFC 5655, October 2009.

   [RFC5982]  Kobayashi, A. and B. Claise, "IP Flow Information Export
              (IPFIX) Mediation: Problem Statement", RFC 5982,
              August 2010.

   [RFC3917]  Quittek, J., Zseby, T., Claise, B., and S. Zander,
              "Requirements for IP Flow Information Export (IPFIX)",
              RFC 3917, October 2004.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.



Trammell, et al.         Expires March 25, 2011                [Page 20]


Internet-Draft              IPFIX Aggregation             September 2010


   [I-D.ietf-ipfix-anon]
              Boschi, E. and B. Trammell, "IP Flow Anonymisation
              Support", draft-ietf-ipfix-anon-03 (work in progress),
              April 2010.

   [I-D.ietf-ipfix-mediators-framework]
              Kobayashi, A., Claise, B., Muenz, G., and K. Ishibashi,
              "IPFIX Mediation: Framework",
              draft-ietf-ipfix-mediators-framework-08 (work in
              progress), August 2010.

   [I-D.claise-ipfix-mediation-protocol]
              Claise, B., Kobayashi, A., and B. Trammell, "Specification
              of the Protocol for IPFIX Mediations",
              draft-claise-ipfix-mediation-protocol-01 (work in
              progress), March 2010.


Authors' Addresses

   Brian Trammell
   Swiss Federal Institute of Technology Zurich
   Gloriastrasse 35
   8092 Zurich
   Switzerland

   Phone: +41 44 632 70 13
   Email: trammell@tik.ee.ethz.ch


   Elisa Boschi
   Swiss Federal Institute of Technology Zurich
   Gloriastrasse 35
   8092 Zurich
   Switzerland

   Email: boschie@tik.ee.ethz.ch


   Arno Wagner
   Consecom AG
   Bellariastrasse 11
   8002 Zurich
   Switzerland

   Email: arno@wagner.name





Trammell, et al.         Expires March 25, 2011                [Page 21]