SIPPING H. Tschofenig Internet-Draft Nokia Siemens Networks Intended status: Standards Track D. Wing Expires: May 22, 2008 Cisco H. Schulzrinne Columbia University T. Froment Alcatel-Lucent G. Dawirs University of Namur November 19, 2007 A Document Format for Expressing Authorization Policies to tackle Spam and Unwanted Communication for Internet Telephony draft-tschofenig-sipping-spit-policy-02.txt Status of this Memo By submitting this Internet-Draft, each author represents that any applicable patent or other IPR claims of which he or she is aware have been or will be disclosed, and any of which he or she becomes aware will be disclosed, in accordance with Section 6 of BCP 79. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet- Drafts. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." The list of current Internet-Drafts can be accessed at http://www.ietf.org/ietf/1id-abstracts.txt. The list of Internet-Draft Shadow Directories can be accessed at http://www.ietf.org/shadow.html. This Internet-Draft will expire on May 22, 2008. Copyright Notice Copyright (C) The IETF Trust (2007). Tschofenig, et al. Expires May 22, 2008 [Page 1]
Internet-Draft Policies for Internet Telephony Spam November 2007 Abstract SPAM, defined as sending unsolicited messages to someone in bulk, might be a problem on SIP open-wide deployed networks. The responsibility for filtering or blocking calls can belong to different elements in the call flow and may depend on various factors. This document defines an authorization based policy language that allows end users to upload anti-SPIT policies to intermediaries, such as SIP proxies. These policies mitigate unwanted SIP communications. It extends the Common Policy authorization framework with additional conditions and actions. The new conditions match a particular Session Initiation Protocol (SIP) communication pattern based on a number of attributes. The range of attributes includes information provided, for example, by SIP itself, by the SIP identity mechanism, by information carried within SAML assertions. Tschofenig, et al. Expires May 22, 2008 [Page 2]
Internet-Draft Policies for Internet Telephony Spam November 2007 Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 4 2. Terminology . . . . . . . . . . . . . . . . . . . . . . . . . 4 3. Generic Processing . . . . . . . . . . . . . . . . . . . . . . 5 3.1. Structure of SPIT Authorization Documents . . . . . . . . 5 3.2. Rule Transport . . . . . . . . . . . . . . . . . . . . . . 5 4. Condition Elements . . . . . . . . . . . . . . . . . . . . . . 6 4.1. Identity . . . . . . . . . . . . . . . . . . . . . . . . . 6 4.1.1. Acceptable Forms of Authentication . . . . . . . . . . 6 4.1.2. Computing a URI for the Sender . . . . . . . . . . . . 7 4.2. Sphere . . . . . . . . . . . . . . . . . . . . . . . . . . 8 4.3. SPIT Handling . . . . . . . . . . . . . . . . . . . . . . 9 4.4. Presence Status . . . . . . . . . . . . . . . . . . . . . 9 4.5. Time Period Condition . . . . . . . . . . . . . . . . . . 9 5. Actions . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 5.1. Execute Action . . . . . . . . . . . . . . . . . . . . . . 11 5.2. Forward To . . . . . . . . . . . . . . . . . . . . . . . . 12 6. Examples . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 6.1. Identity and Time-Based Policy . . . . . . . . . . . . . . 12 6.2. Extended Time-Based Policy . . . . . . . . . . . . . . . . 13 6.3. Policy for triggering Captcha and Hashcash Challenges . . 14 7. XML Schema . . . . . . . . . . . . . . . . . . . . . . . . . . 16 8. XCAP USAGE . . . . . . . . . . . . . . . . . . . . . . . . . . 19 8.1. Application Unique ID . . . . . . . . . . . . . . . . . . 19 8.2. XML Schema . . . . . . . . . . . . . . . . . . . . . . . . 19 8.3. Default Namespace . . . . . . . . . . . . . . . . . . . . 20 8.4. MIME Type . . . . . . . . . . . . . . . . . . . . . . . . 20 8.5. Validation Constraints . . . . . . . . . . . . . . . . . . 20 8.6. Data Semantics . . . . . . . . . . . . . . . . . . . . . . 20 8.7. Naming Conventions . . . . . . . . . . . . . . . . . . . . 20 8.8. Resource Interdependencies . . . . . . . . . . . . . . . . 20 8.9. Authorization Policies . . . . . . . . . . . . . . . . . . 20 9. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 20 9.1. Anti-SPIT Policy XML Schema Registration . . . . . . . . . 21 9.2. Anti-SPIT Policy Namespace Registration . . . . . . . . . 21 9.3. XCAP Application Usage ID . . . . . . . . . . . . . . . . 21 10. Security Considerations . . . . . . . . . . . . . . . . . . . 21 11. Contributors . . . . . . . . . . . . . . . . . . . . . . . . . 22 12. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . 22 13. References . . . . . . . . . . . . . . . . . . . . . . . . . . 22 13.1. Normative References . . . . . . . . . . . . . . . . . . . 22 13.2. Informative References . . . . . . . . . . . . . . . . . . 24 Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 26 Intellectual Property and Copyright Statements . . . . . . . . . . 28 Tschofenig, et al. Expires May 22, 2008 [Page 3]
Internet-Draft Policies for Internet Telephony Spam November 2007 1. Introduction The problem of SPAM for Internet Telephony (SPIT) is an imminent challenge and only the combination of several techniques can provide a framework for dealing with unwanted communication, as stated in [I-D.jennings-sip-hashcash]. One important building block is to have a mechanism that can instruct SIP intermediaries to react differently on incoming requests based on policies. Different entities, such as end users, parents on behalf of their children, system administrators in enterprise networks, etc., might create and modify authorization policies. The conditions in these policies can be created from many sources but some information elements are more important than others. For example, there is reason to believe that applying authorization policies based on the authenticated identity is an effective way to accept a communication attempt to deal with unsolicited communication. Authentication based on the SIP identity mechanism, see [RFC4474], is one important concept. The requirements for the authorization policies described in this document are outlined in [I-D.froment-sipping-spit-requirements]. A framework document is available at [I-D.tschofenig-sipping-framework-spit-reduction]. 2. Terminology The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119 [RFC2119]. This document reuses the terminology from RFC 4745 [RFC4745]: Rule maker: The RM is an entity that creates the authorization policies that react to unwanted connection attempts. The rule maker might be an end user that owns the device, a VoIP service provider, a person with a relationship to the end user (e.g., the parents of a child using a mobile phone). A standardized policy language is needed when the creation, modification and deletion of authorization policies are not only a local matter. Tschofenig, et al. Expires May 22, 2008 [Page 4]
Internet-Draft Policies for Internet Telephony Spam November 2007 Authorization policy: An authorization policy is given by a rule set. A rule set contains an unordered list of rules. Each rule has a condition, an action and a transformation component. The terms 'authorization policy', 'policy', 'rule set', 'authorization policy rule', 'policy rule' and 'rule' are used interchangeably. Authorization policies can be applied at the end host and/or by intermediaries. Permission: The term permission refers to the action and transformation components of a rule. We use the term 'Recipient' for the entity that is target of the communication attempt of a sender. 3. Generic Processing 3.1. Structure of SPIT Authorization Documents A SPIT authorization document is an XML document, formatted according to the schema defined in RFC 4745 [RFC4745]. SPIT authorization documents inherit the MIME type of common policy documents, application/auth-policy+xml. As described in [RFC4745], this document is composed of rules which contain three parts - conditions, actions, and transformations. Each action or transformation, which is also called a permission, has the property of being a positive grant to the authorization server to perform the resulting actions, be it allow, block etc . As a result, there is a well-defined mechanism for combining actions and transformations obtained from several sources. This mechanism therefore can be used to filter connection attempts thus leading to effective SPIT prevention. 3.2. Rule Transport Policies are XML documents that are stored at a Proxy Server or a dedicated device. The Rule Maker therefore needs to use a protocol to create, modify and delete the authorization policies defined in this document. Such a protocol is available with the Extensible Markup Language (XML) Configuration Access Protocol (XCAP) [RFC4825]. Tschofenig, et al. Expires May 22, 2008 [Page 5]
Internet-Draft Policies for Internet Telephony Spam November 2007 4. Condition Elements This section describes the additional enhancements of the conditions- part of the rule. This document inherits the Common Policy functionality, including <identity>, <validity>, and <sphere> conditions. Note that, as discussed in [RFC4745], a permission document applies to a translation if all the expressions in its conditions part evaluate to TRUE. 4.1. Identity Although the <identity> element is defined in [RFC4745], that specification indicates that the specific usages of the framework document need to define details that are protocol and usage specific. In particular, it is necessary for a usage of the common policy framework to: o Define acceptable means of authentication. o Define the procedure for representing the identity as a URI or IRI [RFC3987]. This sub-section defines those details for systems based on [RFC3856]. 4.1.1. Acceptable Forms of Authentication When used with SIP, a request is considered authenticated if one of the following techniques is used: SIP Digest: The proxy has authenticated the sender using SIP [RFC3261] digest authentication [RFC2617]. However, if the anonymous authentication described on page 194 of RFC 3261 [RFC3261] was used, the sender is not considered authenticated. Asserted Identity: If a request contains a P-Asserted-ID header field [RFC3325] and the request is coming from a trusted element, the sender is considered authenticated. Tschofenig, et al. Expires May 22, 2008 [Page 6]
Internet-Draft Policies for Internet Telephony Spam November 2007 Cryptographically Verified Identity: If a request contains an Identity header field as defined in [RFC4474], and it validates the From header field of the request, the request is considered to be authenticated. Note that this is true even if the request contained a From header field of the form sip:anonymous@example.com. As long as the signature verifies that the request legitimately came from this identity, it is considered authenticated. An anonymous From header field with RFC 4474 [RFC4474] is considered authenticated, while anonymous digest is not considered authenticated, because the former still involves the usage of an actual username and credential as part of an authentication operation in the originating domain. 4.1.2. Computing a URI for the Sender For messages that are authenticated using SIP Digest, the identity of the sender is set equal to the address of record (AoR) for the user that has authenticated themselves. The AoR is always a URI, and can be either a SIP URI or tel URI [RFC3966]. For example, consider the following "user record" in a database: SIP AOR: sip:alice@example.com digest username: ali digest password: f779ajvvh8a6s6 digest realm: example.com If the proxy server receives an INVITE, challenges it with the realm set to "example.com", and the subsequent INVITE contains an Authorization header field with a username of "ali" and a digest response generated with the password "f779ajvvh8a6s6", the identity used in matching operations is "sip:alice@example.com". For messages that are authenticated using RFC 3325 [RFC3325], the identity of the sender is equal to the URI in the P-Asserted-ID header field. If there are multiple values for the P-Asserted-ID header field (there can be one sip URI and one tel URI [RFC3966]), then each of them is used for the comparisons outlined in [RFC4745], and if either of them match a <one> or <except> element, it is considered a match. For messages that are authenticated using the SIP Identity mechanism [RFC4474], identity of the sender is equal to the SIP URI in the From header field of the request, assuming that the signature in the Identity header field has been validated. Tschofenig, et al. Expires May 22, 2008 [Page 7]
Internet-Draft Policies for Internet Telephony Spam November 2007 In SIP systems, it is possible for a user to have aliases - that is, there are multiple SIP AoRs "assigned" to a single user. In terms of this specification, there is no relationship between those aliases. Each would look like a different user. This will be the consequence for systems where the sender is in a different domain than the recipient. However, even if the sender and recipient are in the same domain, and the proxy server knows that there are aliases for the sender, these aliases are not mapped to each other or used in any way. SIP also allows for anonymous identities. If a message is anonymous because the digest challenge/response used the "anonymous" username, the message is considered unauthenticated and will match only an empty <identity> element. If a message is anonymous because it contains a Privacy header field [RFC3323], but still contains a P-Asserted-ID header field, the identity in the P-Asserted-ID header field is still used in the authorization computations; the fact that the message was anonymous has no impact on the identity processing. However, if the message had traversed a trust boundary and the P-Asserted-ID header field and the Privacy header field had been removed, the message will be considered unauthenticated when it arrives at the proxy server. Finally, if a message contained an Identity header field that was validated, and the From header field contained a URI of the form sip:anonymous@example.com, then the sender is considered authenticated, and it will have an identity equal to sip:anonymous@example.com. Had such an identity been placed into a <one> or <except> element, there will be a match. It is important to note that SIP frequently uses both SIP URI and tel URI [RFC3966] as identifiers, and to make matters more confusing, a SIP URI can contain a phone number in its user part, in the same format used in a tel URI. The sender's identity that is a SIP URI with a phone number will not match the <one> and <except> conditions whose 'id' is a tel URI with the same number. The same is true in the reverse. If the sender's identity is a tel URI, this will not match a SIP URI in the <one> or <except> conditions whose user part is a phone number. URIs of different schemes are never equivalent. 4.2. Sphere The <sphere> element is defined in [RFC4745]. However, each application making use of the common policy specification needs to determine how the policy server computes the value of the sphere to be used in the evaluation of the condition. To compute the value of <sphere>, the proxy server interacts with a presence server who knows whether at least one of the published presence documents includes the <sphere> element [RFC4480] as part of Tschofenig, et al. Expires May 22, 2008 [Page 8]
Internet-Draft Policies for Internet Telephony Spam November 2007 the person data component [RFC4479], and all of those containing the element have the same value for it, that is the value used for the sphere in policy policy processing. If, however, the <sphere> element was not available to the presence server (and hence not for the proxy server), or it was present but had inconsistent values, its value is considered undefined in terms of policy processing. 4.3. SPIT Handling The <spit-handling> element is a way to react on the execution of certain SPIT handling mechanisms. For example, a rule might indicate that a CAPTCHA has to be sent to the sender and the sender subsequently has to return the result. Depending on the outcome of the robot test the rules might enforce different actions. This element provides such a condition capability. The <spit-handling> condition evaluates to TRUE if any of its child elements evaluate to TRUE, i.e., the results of the individual child element are combined using a logical OR. The <spit-handling> element MAY contain zero or more <challenge> elements. The <challenge> elements has an attribute 'result' that either contains "SUCCESS" or "FAILURE". 4.4. Presence Status This condition evaluates to TRUE when the called user's current presence activity status is equal to the value in the <presence- status> element. Otherwise the condition evaluates to FALSE. 4.5. Time Period Condition The <time-period> element allows to make decisions based on the time, date and timezone. It defines an extended version of the <validity> element. The <time-period> element may contain the following attributes: dtstart: Start of interval (RFC 2445 [RFC2445] DATE-TIME). This attribute is MANDATORY. dtend: End of interval (RFC 2445 [RFC2445] DATE-TIME). This attribute is MANDATORY. Tschofenig, et al. Expires May 22, 2008 [Page 9]
Internet-Draft Policies for Internet Telephony Spam November 2007 timestart: Start of time interval in a particular day. It is of the TIME data type as mentioned in Section 4.3.12 of RFC 2445 [RFC2445]. This attribute is OPTIONAL. The default value is 000000. timeend: End of time interval in a particular day. It is of the TIME data type as mentioned in Section 4.3.12 of RFC 2445 [RFC2445]. This attribute is OPTIONAL. The default value is 235959. byweekday: List of days of the week. This attribute is OPTIONAL. The <time-period> is based on the description in CPL [RFC3880] but with a reduced feature set. The "dtstart" and "dtend" attributes are formatted as iCalendar COS DATE-TIME values, as specified in Section 4.3.5 of RFC 2445 [RFC2445]. Only floating or UTC times can be used with time zones. The DATE-TIME is a subset of the corresponding syntaxes from ISO 8601 [ISO8601]. The "timestart" specifes a time value to indicate the beginning of every day. The default value is 000000 representing the beginning of the day. The "timeend" specifes a time value to indicate the end of every day. The default value is 235959 representing the end of the day. The "byweekday" attribute specifies a comma-separated list of days of the week. "MO" indicates Monday, "TU" indicates Tuesday, "WE" indicates Wednesday, "TH" indicates Thursday, "FR" indicates Friday, "SA" indicates Saturday, and "SU" indicates Sunday. These values are not case-sensitive. Here is an example of the time-period element. <time dtstart="20070112T083000" timestart="0800" timeend="1800" byweekday="MO,TU,WE,TH,FR" dtend="20080101T183000"/> The following aspects need to be considered: Tschofenig, et al. Expires May 22, 2008 [Page 10]
Internet-Draft Policies for Internet Telephony Spam November 2007 1) By default, if all the OPTIONAL parameters are missing, <time- period> element is valid for the whole duration from 'dtstart' to 'dtend'. 2) The 'byweekday' attribute comes into effect only if the period from 'dtstart' till 'dtstart' is long enough to accommodate the specified values, else they are just neglected. 3) If the values of the 'byweekday' attribute values do not correspond to the expected domain, they are simply ignored. 4) Only a single 'byweekday' attribute MUST be listed in a <time> element. 5. Actions As stated in [RFC4474], conditions are the 'if'-part of rules, whereas actions and transformations form their 'then'-part. The actions and transformations parts of a rule determine which operations the proxy server MUST execute on receiving a connection request attempt that matches all conditions of this rule. Actions and transformations permit certain operations to be executed. 5.1. Execute Action The <handling> element allows a couple of actions to be triggered, namely Block Action: The block action states that this specific connection request MUST NOT be forwarded and a "403" forbidden message MUST be sent to the sender of the message. Allow Action: The Allow action states that this specific connection request MUST be forwarded. Furthermore, a couple of further mechanisms, such as computational puzzles mechanism (described in [I-D.jennings-sip-hashcash]), the consent framework (described in [I-D.ietf-sip-consent-framework]) etc. can be executed. Each mechanism needs to register a URI and the value of URI is placed in this field. [Editior's Note: For editorial purposes the schema currently lists a few examples but in a non-URI format. When solution documents define these URIs then they can be used with this document.] Tschofenig, et al. Expires May 22, 2008 [Page 11]
Internet-Draft Policies for Internet Telephony Spam November 2007 5.2. Forward To The action supported in this section is forwarding of calls with the <forward-to> element that contains the following child element <target> that specifies the address of the forwarding rule. It should be a valid SIP URI (RFC 3261 [RFC3261]) or TEL URI (RFC 3966 [RFC3966]). 6. Examples This section provides a few examples for policy rules defined in this document. 6.1. Identity and Time-Based Policy The following policy shows a white list with an identity condition and a simple time-based condition. Tschofenig, et al. Expires May 22, 2008 [Page 12]
Internet-Draft Policies for Internet Telephony Spam November 2007 <?xml version="1.0" encoding="UTF-8"?> <ruleset xmlns="urn:ietf:params:xml:ns:common-policy" xmlns:spit="urn:ietf:params:xml:ns:spit-policy" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"> <rule id="AA56i09"> <conditions> <identity> <one id="sip:bob@example.com"/> <many> <except domain="example.com"/> <except domain="example.org"/> <except id="sip:alice@bad.example.net"/> <except id="sip:bob@good.example.net"/> <except id="tel:+1-212-555-1234" /> <except id="sip:alice@example.com"/> </many> </identity> <sphere value="work"/> <validity> <from>2003-12-24T17:00:00+01:00</from> <until>2003-12-24T19:00:00+01:00</until> </validity> </conditions> <actions> <spit:handling>allow</spit:handling> </actions> <transformations/> </rule> </ruleset> 6.2. Extended Time-Based Policy The following policy shows the usage of the <time-period> element to forward calls to an answering machine during the night. Tschofenig, et al. Expires May 22, 2008 [Page 13]
Internet-Draft Policies for Internet Telephony Spam November 2007 <?xml version="1.0" encoding="UTF-8"?> <ruleset xmlns="urn:ietf:params:xml:ns:common-policy" xmlns:spit="urn:ietf:params:xml:ns:spit-policy" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"> <rule id="AA56i10"> <conditions> <spit:time-period> <time dtstart="19970105T083000" timestart="2200" timeend="0800" byweekday="MO,TU,WE,TH,FR" dtend="19991230T183000"/> </spit:time-period> </conditions> <actions> <spit:forward-to> <target>sip:answering-machine@home.foo-bar.com </target> </spit:forward-to> </actions> <transformations/> </rule> </ruleset> 6.3. Policy for triggering Captcha and Hashcash Challenges The following example policy shows three rules with the rule id r1 - r4. Rule r1 matches for authenticated identities from the domain "example.com", "example.org" and the single identity "sip:bob@good.example.net". For these conditions SIP messages are forwarded to the SIP UA as indicated with the <handling> element. Rule r2 indicates that for SIP messages where the identity has not been verifiable the hash cash mechanism [I-D.jennings-sip-hashcash] and CAPTCHAs [I-D.tschofenig-sipping-captcha] are applied (see the 'hashcash' and the 'captcha' token in the <execute> element). Rule r3 contains the <spit-handling> element with the <challenge> child element. This rule evaluates to TRUE if the sender returned a valid hash cash or a valid CAPTCHA result. The action part of the rule indicates that the call is then forwarded to the answering machine, namely sip:answering-machine@home.foo-bar.com. Rule r4 blocks the call if sender provided a wrong hash cash or CAPTCHA result. Tschofenig, et al. Expires May 22, 2008 [Page 14]
Internet-Draft Policies for Internet Telephony Spam November 2007 Rule r1 and r2 are valid only from 2007-01-01T01:00:00+01:00 to 2007- 07-01T24:00:00+01:00. <?xml version="1.0" encoding="UTF-8"?> <ruleset xmlns="urn:ietf:params:xml:ns:common-policy" xmlns:spit="urn:ietf:params:xml:ns:spit-policy" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"> <rule id="r1"> <conditions> <identity> <one id="sip:bob@good.example.net"/> <many domain="example.com"/> <many domain="example.org"/> </identity> <validity> <from>2007-01-01T01:00:00+01:00</from> <until>2007-07-01T24:00:00+01:00</until> </validity> </conditions> <actions> <spit:execute>allow</spit:execute> </actions> <transformations/> </rule> <rule id="r2"> <conditions> <validity> <from>2007-01-01T01:00:00+01:00</from> <until>2007-07-01T24:00:00+01:00</until> </validity> </conditions> <actions> <spit:execute>hashcash</spit:execute> <spit:execute>captcha</spit:execute> </actions> <transformations/> </rule> <rule id="r3"> <conditions> <spit:spit-handling> <challenge result="SUCCESS">hashcash</challenge> <challenge result="SUCCESS">captcha</challenge> </spit:spit-handling> </conditions> Tschofenig, et al. Expires May 22, 2008 [Page 15]
Internet-Draft Policies for Internet Telephony Spam November 2007 <actions> <spit:forward-to> <target>sip:answering-machine@home.foo-bar.com </target> </spit:forward-to> </actions> <transformations/> </rule> <rule id="r4"> <conditions> <spit:spit-handling> <challenge result="FAILURE">hashcash</challenge> <challenge result="FAILURE">captcha</challenge> </spit:spit-handling> </conditions> <actions> <spit:execute>block</spit:execute> </actions> <transformations/> </rule> </ruleset> 7. XML Schema This section contains the XML schema that defines the policies schema described in this document. This schema extends the Common Policy schema (see [RFC4474]) by introducing new members of the <condition> and <action> elements. <?xml version="1.0" encoding="UTF-8"?> <xs:schema targetNamespace="urn:ietf:params:xml:ns:spit-policy" xmlns:spit="urn:ietf:params:xml:ns:spit-policy" xmlns:xs="http://www.w3.org/2001/XMLSchema" elementFormDefault="qualified" attributeFormDefault="unqualified"> <!-- This import brings in the XML language attribute xml:lang--> <xs:import namespace="http://www.w3.org/XML/1998/namespace" schemaLocation="http://www.w3.org/2001/xml.xsd"/> <xs:import namespace="urn:ietf:params:xml:ns:common-policy"/> <!-- Conditions --> Tschofenig, et al. Expires May 22, 2008 [Page 16]
Internet-Draft Policies for Internet Telephony Spam November 2007 <xs:element name="spit-handling"> <xs:complexType> <xs:sequence> <xs:element name="challenge" type="spit:challenge-type" minOccurs="0" maxOccurs="unbounded"/> <xs:any namespace="##other" processContents="lax" minOccurs="0" maxOccurs="unbounded"/> </xs:sequence> <xs:attribute name="result" use="required"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="SUCCESS"/> <xs:enumeration value="FAILURE"/> </xs:restriction> </xs:simpleType> </xs:attribute> </xs:complexType> </xs:element> <xs:element name="presence-status" type="spit:presence-status-activity-type"/> <xs:simpleType name="presence-status-activity-type"> <xs:restriction base="xs:string"/> </xs:simpleType> <xs:simpleType name="challenge-type"> <xs:restriction base="xs:string"/> </xs:simpleType> <xs:element name="time-period" type="spit:TimeSwitchType"/> <xs:complexType name="TimeType"> <xs:annotation> <xs:documentation>Exactly one of the two attributes "dtend" and "duration" must occur. None of the attributes following freq are meaningful unless freq appears. </xs:documentation> </xs:annotation> <xs:attribute name="dtstart" type="xs:string" use="required"> <xs:annotation> <xs:documentation>RFC 2445 DATE-TIME</xs:documentation> </xs:annotation> </xs:attribute> <xs:attribute name="dtend" type="xs:string" use="required"> <xs:annotation> Tschofenig, et al. Expires May 22, 2008 [Page 17]
Internet-Draft Policies for Internet Telephony Spam November 2007 <xs:documentation>RFC 2445 DATE-TIME</xs:documentation> </xs:annotation> </xs:attribute> <xs:attribute name="timestart" type="xs:string" use="optional" default="000000"> <xs:annotation> <xs:documentation>RFC 2445 TIME. It represents time in hours, minutes and seconds and denotes the beginning of the day time. The default value is 000000, denoting the beginning of the day. </xs:documentation> </xs:annotation> </xs:attribute> <xs:attribute name="timeend" type="xs:string" use="optional" default="235959"> <xs:annotation> <xs:documentation>RFC 2445 TIME. It represents time in hours, minutes and seconds and denotes the end of the day time. The default value is 235959, denoting the end of the day. </xs:documentation> </xs:annotation> </xs:attribute> <xs:attribute name="byweekday" type="xs:string" use="optional"> <xs:annotation> <xs:documentation>Comma-separated list of days of the week. Valid values are "MO", "TU", "WE", "TH", "FR", "SA" and "SU". These values are not case-sensitive. Each can be preceded by a positive (+n) or negative (-n) integer. </xs:documentation> </xs:annotation> </xs:attribute> <xs:anyAttribute namespace="##any" processContents="lax"/> </xs:complexType> <xs:complexType name="TimeSwitchType"> <xs:complexContent> <xs:restriction base="xs:anyType"> <xs:sequence> <xs:element name="time" type="spit:TimeType" minOccurs="1" maxOccurs="unbounded"/> </xs:sequence> </xs:restriction> Tschofenig, et al. Expires May 22, 2008 [Page 18]
Internet-Draft Policies for Internet Telephony Spam November 2007 </xs:complexContent> </xs:complexType> <!-- Action --> <xs:element name="execute"> <xs:simpleType> <xs:restriction base="xs:string"> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="forward-to" type="spit:forward-to-type"/> <xs:complexType name="forward-to-type"> <xs:sequence> <xs:element name="target" type="spit:target-type"/> <xs:any namespace="##other" processContents="lax" minOccurs="0" maxOccurs="unbounded"/> </xs:sequence> </xs:complexType> <xs:simpleType name="target-type"> <xs:restriction base="xs:anyURI"/> </xs:simpleType> </xs:schema> 8. XCAP USAGE The following section defines the details necessary for clients to manipulate SPIT authorization documents from a server using XCAP. 8.1. Application Unique ID XCAP requires application usages to define a unique application usage ID (AUID) in either the IETF tree or a vendor tree. This specification defines the "Spit-policy" AUID within the IETF tree, via the IANA registration in Section 9. 8.2. XML Schema XCAP requires application usages to define a schema for their documents. The schema for Anti-SPIT authorization documents is described in Section 7. Tschofenig, et al. Expires May 22, 2008 [Page 19]
Internet-Draft Policies for Internet Telephony Spam November 2007 8.3. Default Namespace XCAP requires application usages to define the default namespace for their documents. The default namespace is urn:ietf:params:xml:ns:spit-policy. 8.4. MIME Type XCAP requires application usages to defined the MIME type for documents they carry. Anti-SPIT privacy authorization documents inherit the MIME type of Common Policy documents, application/ auth-policy+xml. 8.5. Validation Constraints This specification does not define additional constraints. 8.6. Data Semantics This document discusses the semantics of Anti-SPIT authorization. 8.7. Naming Conventions When a SIP Proxy receives a SIP message to route it towards to a specific user foo, it will look for all documents within http://[xcaproot]/spit-policy/users/foo, and use all documents found beneath that point to guide authorization policy. 8.8. Resource Interdependencies This application usage does not define additional resource interdependencies. 8.9. Authorization Policies This application usage does not modify the default XCAP authorization policy, which is that only a user can read, write or modify his/her own documents. A server can allow privileged users to modify documents that they do not own, but the establishment and indication of such policies is outside the scope of this document. 9. IANA Considerations There are several IANA considerations associated with this specification. Tschofenig, et al. Expires May 22, 2008 [Page 20]
Internet-Draft Policies for Internet Telephony Spam November 2007 9.1. Anti-SPIT Policy XML Schema Registration URI: urn:ietf:params:xml:schema:spit-policy Registrant Contact: Hannes Tschofenig (hannes.tschofenig@nsn.com). XML: The XML schema to be registered is contained in Section 7. Its first line is <?xml version="1.0" encoding="UTF-8"?> and its last line is </xs:schema> 9.2. Anti-SPIT Policy Namespace Registration URI: urn:ietf:params:xml:ns:spit-policy Registrant Contact: Hannes Tschofenig (hannes.tschofenig@nsn.com). XML: 9.3. XCAP Application Usage ID This section registers an XCAP Application Usage ID (AUID) according to the IANA procedures defined in [RFC4825]. Name of the AUID: spit-policy Description: The rules defined in this documents describe ways to react on unwanted and unsolicted communication (including Spam). 10. Security Considerations This document aims to make it simple for users to influence the behavior of SIP message routing with an emphasis on SPIT prevention. This document proposes a strawman proposal for conditions and actions that might be useful when it comes to allowing a UA to tell its proxies which messages it wants to receive and what tasks it wants those proxies to perform before sending a SIP request to the UA. A couple of requirements are described in [I-D.froment-sipping-spit-requirements] and a general discussion about the available solution mechanisms is available with [I-D.ietf-sipping-spam]. This document offers the ability to glue the different solution pieces together. Since this document uses the Common Policy framework it also inherits its capabilities, including the combining permission algorithm that is applied when multiple rules fire. Unauthorized access to the Tschofenig, et al. Expires May 22, 2008 [Page 21]
Internet-Draft Policies for Internet Telephony Spam November 2007 user's Anti-SPIT rules must be prevented to avoid the introduction of security vulnerabilities. 11. Contributors We would like to thank Mayutan Arumaithurai (mayutan.arumaithurai@gmail.com) for his work on this document. 12. Acknowledgments We would like to thank o Jonathan Rosenberg, David Schwartz and Dan York for sharing their thoughts with us before the first version of this document was written. o Miguel Garcia and Remi Denis-Courmont for their review comments to the -00 version. o Mayutan Arumaithurai for his editing help with the -00 version. o Poikselka Miikka, Isomaki Markus, Jari Mutikainen, Jean-Marie Stupka, and Antti Laurila for their comments and for pointing us to specifications outside the IETF. This document intentionally re-uses concept from existing documents. In particular, we reused o ideas from SIEVE [RFC3028], a mail filtering language. o the text in Section 4.5 is based on the description in the Call Processing Language (CPL) [RFC3880]. In general, the difference between CPL and this document is that CPL has a more procedural approach, while this proposal is matching-based. It is obviously possible to enhance CPL as well to provide the functionality offered in this document. o text in Section 4.1 from [I-D.ietf-simple-presence-rules]. o content of Section 5.2, and Section 4.4 is reused from [ETSI-TS-183-004]. 13. References 13.1. Normative References [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", March 1997. [RFC2617] Franks, J., Hallam-Baker, P., Hostetler, J., Lawrence, S., Leach, P., Luotonen, A., and L. Stewart, "HTTP Authentication: Basic and Digest Access Authentication", RFC 2617, June 1999. Tschofenig, et al. Expires May 22, 2008 [Page 22]
Internet-Draft Policies for Internet Telephony Spam November 2007 [RFC3261] Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A., Peterson, J., Sparks, R., Handley, M., and E. Schooler, "SIP: Session Initiation Protocol", RFC 3261, June 2002. [RFC3323] Peterson, J., "A Privacy Mechanism for the Session Initiation Protocol (SIP)", RFC 3323, November 2002. [RFC3325] Jennings, C., Peterson, J., and M. Watson, "Private Extensions to the Session Initiation Protocol (SIP) for Asserted Identity within Trusted Networks", RFC 3325, November 2002. [RFC3428] Campbell, B., Rosenberg, J., Schulzrinne, H., Huitema, C., and D. Gurle, "Session Initiation Protocol (SIP) Extension for Instant Messaging", RFC 3428, December 2002. [RFC3840] Rosenberg, J., Schulzrinne, H., and P. Kyzivat, "Indicating User Agent Capabilities in the Session Initiation Protocol (SIP)", RFC 3840, August 2004. [RFC3856] Rosenberg, J., "A Presence Event Package for the Session Initiation Protocol (SIP)", RFC 3856, August 2004. [RFC3966] Schulzrinne, H., "The tel URI for Telephone Numbers", RFC 3966, December 2004. [RFC3987] Duerst, M. and M. Suignard, "Internationalized Resource Identifiers (IRIs)", RFC 3987, January 2005. [RFC4412] Schulzrinne, H. and J. Polk, "Communications Resource Priority for the Session Initiation Protocol (SIP)", RFC 4412, February 2006. [RFC4474] Peterson, J. and C. Jennings, "Enhancements for Authenticated Identity Management in the Session Initiation Protocol (SIP)", RFC 4474, August 2006. [RFC4479] Rosenberg, J., "A Data Model for Presence", RFC 4479, July 2006. [RFC4480] Schulzrinne, H., Gurbani, V., Kyzivat, P., and J. Rosenberg, "RPID: Rich Presence Extensions to the Presence Information Data Format (PIDF)", RFC 4480, July 2006. [RFC4745] Schulzrinne, H., Tschofenig, H., Morris, J., Cuellar, J., Polk, J., and J. Rosenberg, "Common Policy: A Document Format for Expressing Privacy Preferences", RFC 4745, Tschofenig, et al. Expires May 22, 2008 [Page 23]
Internet-Draft Policies for Internet Telephony Spam November 2007 February 2007. [RFC4825] Rosenberg, J., "The Extensible Markup Language (XML) Configuration Access Protocol (XCAP)", RFC 4825, May 2007. 13.2. Informative References [ETSI-TS-183-004] ETSI, "TS 183 004, Telecommunications and Internet converged Services and Protocols for Advanced Networking (TISPAN); PSTN/ISDN simulation services: Communication Diversion (CDIV); Protocol specification", 2007. [I-D.froment-sipping-spit-requirements] Froment, T., "Requirements for Authorization Policies to tackle Spam and Unwanted Communication for Internet Telephony", draft-froment-sipping-spit-requirements-01 (work in progress), July 2007. [I-D.ietf-ecrit-service-urn] Schulzrinne, H., "A Uniform Resource Name (URN) for Emergency and Other Well-Known Services", draft-ietf-ecrit-service-urn-07 (work in progress), August 2007. [I-D.ietf-mmusic-file-transfer-mech] Garcia-Martin, M., Isomaki, M., Camarillo, G., and S. Loreto, "A Session Description Protocol (SDP) Offer/Answer Mechanism to Enable File Transfer", draft-ietf-mmusic-file-transfer-mech-04 (work in progress), October 2007. [I-D.ietf-simple-message-sessions] Campbell, B., "The Message Session Relay Protocol", draft-ietf-simple-message-sessions-19 (work in progress), February 2007. [I-D.ietf-simple-presence-rules] Rosenberg, J., "Presence Authorization Rules", draft-ietf-simple-presence-rules-10 (work in progress), July 2007. [I-D.ietf-sip-consent-framework] Rosenberg, J., Camarillo, G., and D. Willis, "A Framework for Consent-based Communications in the Session Initiation Protocol (SIP)", draft-ietf-sip-consent-framework-03 (work in progress), November 2007. Tschofenig, et al. Expires May 22, 2008 [Page 24]
Internet-Draft Policies for Internet Telephony Spam November 2007 [I-D.ietf-sipping-spam] Rosenberg, J. and C. Jennings, "The Session Initiation Protocol (SIP) and Spam", draft-ietf-sipping-spam-05 (work in progress), July 2007. [I-D.jennings-sip-hashcash] Jennings, C., "Computational Puzzles for SPAM Reduction in SIP", draft-jennings-sip-hashcash-06 (work in progress), July 2007. [I-D.mahy-iptel-cpc] Mahy, R., "The Calling Party's Category tel URI Parameter", draft-mahy-iptel-cpc-06 (work in progress), March 2007. [I-D.rosenberg-sipping-service-identification] Rosenberg, J., "Identification of Communications Services in the Session Initiation Protocol (SIP)", draft-rosenberg-sipping-service-identification-03 (work in progress), July 2007. [I-D.schubert-sipping-saml-cpc] Schubert, S., "Conveying CPC using the SAML", draft-schubert-sipping-saml-cpc-02 (work in progress), July 2006. [I-D.schwartz-sipping-spit-saml] Schwartz, D., "SPAM for Internet Telephony (SPIT) Prevention using the Security Assertion Markup Language (SAML)", draft-schwartz-sipping-spit-saml-01 (work in progress), June 2006. [I-D.tschofenig-sipping-captcha] Tschofenig, H. and E. Leppanen, "Completely Automated Public Turing Test to Tell Computers and Humans Apart (CAPTCHA) based Robot Challenges for the Session Initiation Protocol (SIP)", draft-tschofenig-sipping-captcha-00 (work in progress), July 2007. [I-D.tschofenig-sipping-framework-spit-reduction] Tschofenig, H., "A Framework to tackle Spam and Unwanted Communication for Internet Telephony", draft-tschofenig-sipping-framework-spit-reduction-01 (work in progress), July 2007. [ISO8601] ISO (International Organization for Standardization), ""Data elements and interchange formats -- Information Tschofenig, et al. Expires May 22, 2008 [Page 25]
Internet-Draft Policies for Internet Telephony Spam November 2007 interchange -- Representation of dates and times", ISO Standard ISO 8601:2000(E), International Organization for Standardization, Geneva, Switzerland,", December 2000. [OMA-TS-XDM_Shared_Policy] Open Mobile Alliance, "Shared Policy XDM Specification", 2007. [OTZ] Eggert, P., "Sources for Time Zone and Daylight Saving Time Data, available at http://www.twinsun.com/tz/tz-link.htm", 2007. [RFC2445] Dawson, F. and Stenerson, D., "Internet Calendaring and Scheduling Core Object Specification (iCalendar)", RFC 2445, November 1998. [RFC3028] Showalter, T., "Sieve: A Mail Filtering Language", RFC 3028, January 2001. [RFC3266] Olson, S., Camarillo, G., and A. Roach, "Support for IPv6 in Session Description Protocol (SDP)", RFC 3266, June 2002. [RFC3880] Lennox, J., Wu, X., and H. Schulzrinne, "Call Processing Language (CPL): A Language for User Control of Internet Telephony Services", RFC 3880, October 2004. Authors' Addresses Hannes Tschofenig Nokia Siemens Networks Otto-Hahn-Ring 6 Munich, Bavaria 81739 Germany Email: Hannes.Tschofenig@nsn.com URI: http://www.tschofenig.com Dan Wing Cisco Phone: Email: dwing@cisco.com Tschofenig, et al. Expires May 22, 2008 [Page 26]
Internet-Draft Policies for Internet Telephony Spam November 2007 Henning Schulzrinne Columbia University Department of Computer Science 450 Computer Science Building New York, NY 10027 US Phone: +1 212 939 7004 Email: hgs@cs.columbia.edu URI: http://www.cs.columbia.edu Thomas Froment Alcatel-Lucent 1, rue Ampere - BP 80056 Massy, Paris 91302 France Email: Thomas.Froment@alcatel-lucent.fr Geoffrey Dawirs University of Namur 21, rue Grandgagnage Namur B-5000 Belgique Email: gdawirs@gdawirs.be Tschofenig, et al. Expires May 22, 2008 [Page 27]
Internet-Draft Policies for Internet Telephony Spam November 2007 Full Copyright Statement Copyright (C) The IETF Trust (2007). This document is subject to the rights, licenses and restrictions contained in BCP 78, and except as set forth therein, the authors retain all their rights. This document and the information contained herein are provided on an "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. Intellectual Property The IETF takes no position regarding the validity or scope of any Intellectual Property Rights or other rights that might be claimed to pertain to the implementation or use of the technology described in this document or the extent to which any license under such rights might or might not be available; nor does it represent that it has made any independent effort to identify any such rights. Information on the procedures with respect to rights in RFC documents can be found in BCP 78 and BCP 79. Copies of IPR disclosures made to the IETF Secretariat and any assurances of licenses to be made available, or the result of an attempt made to obtain a general license or permission for the use of such proprietary rights by implementers or users of this specification can be obtained from the IETF on-line IPR repository at http://www.ietf.org/ipr. The IETF invites any interested party to bring to its attention any copyrights, patents or patent applications, or other proprietary rights that may cover technology that may be required to implement this standard. Please address the information to the IETF at ietf-ipr@ietf.org. Acknowledgment Funding for the RFC Editor function is provided by the IETF Administrative Support Activity (IASA). Tschofenig, et al. Expires May 22, 2008 [Page 28]