Energy Management Working Group                               E. Tychon
     Internet Draft                                               M. Laherty
     Intended status: Informational                      Cisco Systems, Inc.
     Expires: September 15, 2011                                B. Schoening
                                                      Independent Consultant
     
                                                              March 15, 2011
     
     
     
     
                  Energy Management (EMAN) Applicability Statement
                  draft-tychon-eman-applicability-statement-01.txt
     
     
     Status of this Memo
     
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     Copyright Notice
     
        Copyright (c) 2011 IETF Trust and the persons identified as the
        document authors. All rights reserved.
     
        This document is subject to BCP 78 and the IETF Trust's Legal
        Provisions Relating to IETF Documents
        (http://trustee.ietf.org/license-info) in effect on the date of
        publication of this document. Please review these documents
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     Abstract
     
        The Energy Management (EMAN) framework will work on the management
        of energy-aware devices. In this document we describe the
        applicability of the EMAN framework for a variety of applications.
        We show how network elements and applications can use EMAN. We
        furthermore describe relations of the EMAN framework to other
        architectures and frameworks.
     
     
     
     Table of Contents
     
        1. Introduction...................................................3
           1.1. Energy Measurement........................................4
           1.2. Energy Control............................................4
           1.3. Examples..................................................5
              1.3.1. Corporate Networks...................................5
              1.3.2. Building Networks....................................5
              1.3.3. Home Energy Gateways.................................5
              1.3.4. Datacenters..........................................5
              1.3.5. Intelligent Power Strips.............................6
        2. Relation of EMAN to Other Frameworks and Technologies..........6
           2.1. IEC.......................................................6
           2.2. ISO.......................................................7
           2.3. ANSI C12..................................................7
           2.4. EnergyStar................................................8
           2.5. DMTF......................................................8
              2.5.1. Common Information Model Profiles....................9
              2.5.2. Desktop And Mobile Architecture for System Hardware
              (DASH)......................................................9
           2.6. SmartGrid.................................................9
     
     
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           2.7. NAESB, ASHRAE and NEMA...................................10
           2.8. ZigBee...................................................11
        3. Limitations...................................................12
        4. Security Considerations.......................................12
           4.1. SmartGrid................................................12
        5. IANA Considerations...........................................13
        6. References....................................................13
           6.1. Normative References.....................................13
           6.2. Informative References...................................13
        7. Acknowledgments...............................................13
     
     
     
        (Beginning of section to be removed from the final version)
     
        TO DO
     
     
     
        (End of section to be removed from the final version)
     
     
     
     1. Introduction
     
        The EMAN framework describes how energy information can be
        retrieved, controlled and monitored from IP-enabled consumers with
        traditional methods such as Simple Network Management Protocol
        (SNMP). In essence, the framework defines Management Information
        Base (MIBs) for SNMP.
     
        In this document, we describe typical applications of the EMAN
        framework; we will show opportunities and limitations of the
        framework. Furthermore, we describe other standards that are similar
        to EMAN but addresses different domains or users.
     
        EMAN will enable heterogeneous energy consumers to report their own
        consumption, and to a lesser extent, external system to control
        them. There are multiple scenarios where this is desirable,
        particularly today considering the increased importance of limiting
        consumption of finite energy resources and reducing operational
        expenses.
     
     1.1. EMAN Documents Overview
     
        The EMAN working group is actively working on a series of documents.
        (TODO: list existing documents)
     
     
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     1.2. Energy Measurement
     
        More and more devices today are able to measure and report their own
        energy consumption. Smart power strips and some current generation
        Power-over-Ethernet switches are already able to meter consumption
        of the connected devices.  However, when managed and reported
        through proprietary means, this information is not really useful at
        the enterprise level.
     
        The primary goal of EMAN is to enable reporting and management
        within a standard framework that is applicable to the wide variety
        of today's end devices, meters and proxies.
     
        Being able to know who's consuming what, when and how at any time by
        leveraging existing networks, and across various equipment is one
        pillar of the EMAN framework.
     
     1.3. Energy Control
     
        There are many cases where reducing energy consumption is desirable,
        such as when the demand is already high, when there's no one using
        the resource, and so on.
     
        In some cases, you can't simply turn it off without considering the
        context. For instance you cannot turn off all phones, because some
        still need to be available in case of emergency. You can't turn
        office cooling off totally during non-work hours, but you can reduce
        the comfort level, and so on.
     
        In other cases, there are intermediate power levels between off and
        on, such as standby, sleep or soft-off modes [DQERM].
     
        The EMAN framework will provide a control mechanism that is
        generalized for all devices, power states, and allows for fine-
        grained priority control, and emergency function.
     
        Power control requires flexibility and support for different polices
        and mechanisms; including centralized management with a network
        management station, autonomous management by individual devices, and
        alignment with dynamic demand-response mechanisms.
     
     
     
     
     
     
     
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     1.4. Examples
     
     1.4.1. Corporate Networks
     
        Corporate networks connect computers, printers, phones, network
        equipment and other devices over local and wide area networks.
        These networks are typically centrally managed and operate 24x7.
     
        Today, no standard MIB exists for monitoring and control of energy
        in enterprise network using SNMP.
     
     1.4.2. Building Networks
     
        Buildings are big energy consumers, and companies are looking into
        ways to reduce their energy consumption, as well as to react
        positively in case of an emergency, such as a brownout risk day.
     
        While building networks may be IP enabled, most use older network
        technologies including serial RS-485 and token ring technologies.
        Within these networks, gateways may connect the building system
        protocol to IP networks for management and control.
     
        Air conditioning, lighting and so on can all be metered and
        controlled using the EMAN framework. EMAN can, for instance, act as
        a communication protocol between a presence system to deactivate the
        cooling and phones when there's no one on the floor.
     
     1.4.3. Home Energy Gateways
     
        Home Energy Gateways (HEG) are devices with remote metering
        capabilities, and will let service providers and utility companies
        respond to demand by varying pricing according to time of usage.
     
        The HEG itself may use specific protocols, but using the EMAN
        framework, it will be able to report usage, pricing or other
        indicators to the user using SNMP. Using a simple application on its
        home network, the consumer is now empowered to see and decide how to
        use energy.
     
     1.4.4. Datacenters
     
        Datacenters too are big energy consumers. All that equipment
        generates heat, and heat needs to be evacuated though a HVAC
        (Heating, Ventilating, and Air Conditioning) system. Controlling the
        datacenter consumption means slowing down or turning off equipment
        and cooling.
     
     
     
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        The EMAN framework will enable a new level of control by providing a
        unified means of communication between heterogeneous devices over a
        network.
     
     1.4.5. Intelligent Power Strips
     
        Intelligent Power Strips are power distribution units with IP
        communication capability to remotely enable / disable a particular
        outlet, and often have the ability to measure power consumption for
        each outlet.
     
        These devices are currently supporting either their own proprietary
        protocol or a proprietary SNMP MIB, but EMAN will provide a uniform
        framework designed for power control and monitoring for all vendors.
     
     2. Relation of EMAN to Other Frameworks and Technologies
     
        EMAN as a framework is tied with other standards and efforts in the
        area. We will try to re-use existing standards as much as possible,
        as well as providing control to adjacent technologies such as Smart
        Grid.
     
        We have listed most of them with a brief description of their
        objectives and the current state.
     
     2.1. IEC
     
        The International Electrotechnical Commission (IEC) has developed a
        broad set of standards for power management.  Among these, the most
        applicable to our purposes is IEC 61850, a standard for the design
        of electric utility automation.  The abstract data model defined in
        61850 is built upon and extends the Common Information Model (CIM).
        The complete 61850 CIM model includes over a hundred object classes
        and is widely used by utilities in the US and worldwide
     
        This set of standards was originally conceived to automate control
        of a substation. An electrical substation is a subsidiary station of
        an electricity generation, transmission and distribution system
        where voltage is transformed from high to low or the reverse using
        transformers. While the original domain of 61850 is substation
        automation, the extensive model that resulted has been widely used
        in other areas, including Energy Management Systems (EMS) and forms
        the core of many Smart Grid standards.
     
        IEC TC57 WG19 is an ongoing working group to harmonize the CIM data
        model and 61850 standards.
     
     
     
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        With its broad installed base and foundational data model for recent
        smart grid efforts, it's highly advisable that the EMON model reuse
        as much as possible from the IEC standards.
     
     2.2. ISO
     
        The ISO is developing an energy management standard called ISO
        50001.  The intent of the framework is to facilitate the creation of
        energy management programs for industrial, commercial and other
        entities.  The standard defines a process for energy management at
        an organization level.  It is not expected to define the way in
        which devices report energy and consume energy. The IETF effort
        would be complementary.
     
        ISO 50001 is based on the common elements found in all of ISO's
        management system standards, assuring a high level of compatibility
        with ISO 9001 (quality management) and ISO 14001 (environmental
        management). ISO 50001 benefits will include
     
       - Integrating energy efficiency into management practices and
          throughout the supply chain.
       - Energy management best practices and good energy management
          behaviors
       - benchmarking, measuring, documenting, and reporting energy
          intensity improvements and their projected impact on reductions in
          greenhouse gas (GHG) emissions
       - Evaluating and prioritizing the implementation of new energy-
          efficient technologies
     
       ISO 50001 is being developed by ISO project committee ISO/PC 242,
       Energy management and is expected to be published as an International
       Standard by 2011.
     
        http://www.iso.org/iso/pressrelease.htm?refid=Ref1337
     
     2.3. ANSI C12
     
        The American National Standards Institute (ANSI) has defined a
        collection of power meter standards under ANSI C12.  The primary
        standards include communication protocols (C12.18, 21 and 22), data
        and schema definitions (C12.19), and measurement accuracy (C12.20).
        European equivalent standards are provided by the IEC.
     
     
     
     
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        ANSI C12.20 defines accuracy classes for watt-hour meters.  Typical
        accuracy classes are class 0.5, class 1, and class 3; which
        correspond to +/- 0.5%, +/- 1% and +/- 3% accuracy thresholds.
     
        All of these standards are oriented toward the meter itself, and are
        therefore very specific and used by electricity distributors and
        producers.
     
        The EMON standard should be compatible with existing ANSI C.12
        standards.
     
     2.4. EnergyStar
     
        The US Environmental Protection Agency (EPA) and US Department of
        Energy (DOE) jointly sponsor the Energy Star program.  The program
        promotes the development of energy efficient products and practices.
     
        To earn Energy Star approval, appliances in the home or business
        must meet specific energy efficiency targets.  The Energy Star
        program also provides planning tools and technical documentation to
        help homeowners design more energy efficient homes. Energy Star is a
        program; it's not a protocol or standard.
     
        For businesses and data centers, Energy Star offers technical
        support to help companies establish energy conservation practices.
        Energy Star provides best practices for measuring current energy
        performance, goal setting, and tracking improvement.  The Energy
        Star tools offered include a rating system for building performance
        and comparative benchmarks.
     
        http://www.energystar.gov/index.cfm?c=about.ab_history
     
     2.5. DMTF
     
        The DMTF has standardized management solutions for power-state
        configuration and management of elements in a heterogeneous
        environment.  These specifications provide physical, logical and
        virtual system management requirements for power-state control.
     
        Through various Working Group efforts these specifications continue
        to evolve and advance in features and functionalities.  The full
        specifications can be found at the DMTF web site:
     
        http://www.dmtf.org
     
     
     
     
     
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     2.5.1. Common Information Model Profiles
     
        The DMTF uses CIM-based (Common Information Model) 'Profiles' to
        represent and manage power utilization and configuration of a
        managed element.  The key profiles are 'Power Supply' (DSP 1015),
        'Power State' (DSP 1027) and 'Power Utilization Management' (DSP
        1085).
     
        These profiles define monitoring and configuration of a Power
        Managed Element's static and dynamic power saving modes, power
        allocation limits and power states, among other features.
     
        Power saving modes can be established as static or dynamic.  Static
        modes are fixed policies that limit power to a utilization or
        wattage limit.  Dynamic power saving modes rely upon internal
        feedback to control power consumption.
     
        Power states are eight named operational and non operational levels.
        These are On, Sleep-Light, Sleep-Deep, Hibernate, Off-Soft, and Off-
        Hard.  Power change capabilities provide immediate, timed interval,
        and graceful transitions between on, off, and reset power states.
        Table 3 of the Power State Profile defines the correspondence
        between the ACPI and DMTF power state models, although it is not
        necessary for a managed element to support ACPI. Optionally, a
        TransitingToPowerState property can represent power state
        transitions in progress.
     
     2.5.2. Desktop And Mobile Architecture for System Hardware (DASH)
     
        DMTF DASH (DSP0232) has addressed the challenges of managing
        heterogeneous desktop and mobile systems (including power) via in-
        band and out-of-band environments.  Utilizing the DMTF's WS-
        Management web services and the CIM data model, DASH provides
        management and control of managed elements like power, CPU etc.
     
        Both in service and out-of-service systems can be managed with the
        DASH specification in a fully secured remote environment.  Full
        power lifecycle management is possible using out-of-band management.
     
     2.6. SmartGrid
     
        The Smart Grid standards efforts underway in the United States are
        overseen by the US National Institute of Standards and Technology
        [NIST].  NIST was given the charter to oversee the development of
        smart grid related standards by the Energy Independence and Security
        Act of 2007.  NIST is responsible for coordinating a public-private
     
     
     
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        partnership with key energy and consumer stakeholders in order to
        facilitate the development of smart grid standards.
     
        The smart grid standards activity (sponsored and hosted by NIST) is
        monitored and facilitated by the SGIP (Smart Grid Interoperability
        Panel).  This group has several sub groups called working groups.
        These teams examine smaller parts of the smart grid.  They include
        B2G, I2G, and H2G and others (Building to Grid; Industrial to Grid
        and Home to Grid).
     
        http://collaborate.nist.gov/twiki-
        sggrid/bin/view/SmartGrid/SGIPWorkingGroupsAndCommittees
     
        When a working group detects a standard or technology gap, the team
        seeks approval from the SGIP for the creation of a Priority Action
        Plan (PAP).  The PAP is a private-public partnership with a charter
        to close a specific gap.  There are currently 17 Priority Action
        Plans (PAP).
     
        PAP 10 Addresses "Standard Energy Usage Information".
     
        Smart Grid standards will provide distributed intelligence in the
        network and allow enhanced load shedding.  For example, pricing
        signals will enable selective shutdown of non critical activities
        during  peak-load pricing periods.  These actions can be effected
        through both centralized and distributed management controls.
        Similarly, brown-outs, air quality alerts, and peak demand limits
        can be managed through the smart grid data models, based upon IEC
        61850.
     
     2.7. NAESB, ASHRAE and NEMA
     
        As an output of the PAP10's work on the standard information model,
        multiple stakeholders agreed to work on a utility centric model in
        NAESB (North American Electric Standards Board) and the building
        side information model in a joint effort by American Society of
        Heating, Refrigerating and Air-Conditioning Engineers (ASHRAE) and
        National Electrical Manufacturers Association (NEMA).
     
        The NAESB effort is a NAESB REQ/WEQ.
        http://www.naesb.org/smart_grid_PAP10.asp
     
        The ASHRAE effort is SPC201.   http://collaborate.nist.gov/twiki-
        sggrid/bin/view/SmartGrid/PAP17Information
     
        The output of both ANSI approved SDO's is an information model.  It
        is not a device level monitoring protocol.
     
     
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        After the ASHRAE SPC201 group formed as a result of initial work
        done by the PAP 10, the SGIP added PAP17 in order to focus
        specifically on in-building standards for energy using devices.
     
        PAP 17 "will lead to development of a data model standard to enable
        energy consuming devices and control systems in the customer
        premises to manage electrical loads and generation sources in
        response to communication with the Smart Grid. It will be possible
        to communicate information about those electrical loads to
        utilities, other electrical service providers, and market operators.
     
        The term "Facility Smart Grid Information" is intended to convey the
        nature of critical information originating from the customer
        operated "facility" which deals with the representation and dynamics
        of loads including prediction, measurement and shedding. It also
        helps to distinguish between this PAP and that of PAP10 which deals
        exclusively with the representation of energy usage.
     
        This data model standard will complement the flow, aggregation,
        summary, and forecasting of energy usage information being
        standardized by NAESB in PAP10 through the definition of additional
        distinct model components. While the NAESB standard is focusing on
        "a single limited-scope information model" that "will not cover all
        interactions associated with energy in the home or commercial space"
        including, for example, load management ("Report to the SGIP
        Governing Board: PAP10 plan," June 15, 2010), these new components
        will address load modeling and behavior necessary to manage on-site
        generation, demand response, electrical storage, peak demand
        management, load shedding capability estimation, and responsive
        energy load control."
     
        http://collaborate.nist.gov/twiki-
        sggrid/bin/view/SmartGrid/PAP17FacilitySmartGridInformationStandard
     
     
     
     2.8. ZigBee
     
        The "Zigbee Smart Energy 2.0 effort" currently focuses on wireless
        communication to smart home appliances.  It is intended to enable
        home energy management and direct load control by utilities.
     
        ZigBee protocols are intended for use in embedded applications
        requiring low data rates and low power consumption. ZigBee's current
        focus is to define a general-purpose, inexpensive, self-organizing
        mesh network that can be used for industrial control, embedded
     
     
     
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        sensing, medical data collection, smoke and intruder warning,
        building automation, home automation, etc.
     
        It is not known if the Zigbee Alliance plans to extend support to
        business class devices.  There also does not appear to be a plan for
        context aware marking.
     
        Zigbee is currently not an ANSI recognized SDO -- but they are
        working toward formal recognition.
     
     3. Limitations
     
        EMAN will address the needs of the network operators in term of
        measurement and, to a lesser extend, control over IP networks.
     
        It is not the purpose of EMAN to create a new protocol stack for
        energy-aware endpoints, but rather to create a data model to measure
        and report energy and other metrics over SNMP.
     
        Other legacy protocols may already exists (ModBus), but are not
        designed initially to work on IP, even if in some cases it is
        possible to transport them over IP with some limitations.
     
        The EMAN framework does not aim to address questions regarding
        Smartgrid, Electricity producers, distributors even if there is
        obvious link between them.
     
     4. Security Considerations
     
        EMAN uses the SNMP protocol and is subject to its own security. More
        specifically, SNMPv3 [RFC3411] provides important security features
        such as confidentiality, integrity, and authentication.
     
     4.1. SmartGrid
     
        Even if discussing SmartGrid security is not the scope of this
        document, NIST has found at least five standards that are directly
        related to smart grid security. That includes standards from NERC,
        IEEE, AMI System Security Requirements, UtilityAMI Home Area Network
        System Requirements and IEC standards.
     
        The SmartGrid security issue is more difficult being actually an
        open network, spawning entire territories and devices from smart
        meters, secondary and primary sub stations, etc.
     
        EDITOR'S NODE: TO BE EXPANDED
     
     
     
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     5. IANA Considerations
     
        This memo includes no request to IANA.
     
     6. References
     
     6.1. Normative References
     
        [RFC3411] An Architecture for Describing Simple Network Management
        Protocol (SNMP) Management Frameworks
     
     6.2. Informative References
     
         [DQERM] https://datatracker.ietf.org/doc/draft-quittek-eman-
        reference-model/
     
         [NIST]  http://www.nist.gov/smartgrid/
     
     
     
     
     
     7. Acknowledgments
     
        This document was prepared using 2-Word-v2.0.template.dot.
     
        The authors would like to thank Jeff Wheeler for its contribution to
        the DMTF section.
     
     
     
        Copyright (c) 2011 IETF Trust and the persons identified as authors
        of the code. All rights reserved.
     
        Redistribution and use in source and binary forms, with or without
        modification, is permitted pursuant to, and subject to the license
        terms contained in, the Simplified BSD License set forth in Section
        4.c of the IETF Trust's Legal Provisions Relating to IETF Documents
        (http://trustee.ietf.org/license-info).
     
     
     
     
     
     
     
     
     
     
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     Authors' Addresses
     
        Emmanuel Tychon
        Cisco Systems, Inc.
        De Keleetlaan, 6A
        B1831 Diegem
        Belgium
        Email: etychon@cisco.com
     
     
        Matthew Laherty
        Cisco Systems, Inc.
        Email: mlaherty@cisco.com
     
     
        Brad Schoening
        44 Rivers Edge Drive
        Little Silver, NJ 07739
        USA
        Email: brad@bradschoening.com
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
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