Internet Draft                                             Mark Watson
 Document: draft-watson-sipping-req-history-01.txt          Mary Barnes
                                                        Nortel Networks
                                                        Cullen Jennings
                                                                  Cisco
                                                           Jon Peterson
 Category: Informational                                        NeuStar
 Expires  October 2002                                       April 2002
 
             Generic Request History Capability - Requirements
 
 Status of this Memo
 
    This document is an Internet-Draft and is in full conformance with
    all provisions of Section 10 of RFC2026.
 
    Internet-Drafts are working documents of the Internet Engineering
    Task Force (IETF), its areas, and its working groups.  Note that
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 Abstract
 
    Many services that SIP is anticipated to support require the
    ability to determine why and how the call arrived at a specific
    application.  Examples of such services include (but are not
    limited to) sessions initiated to call centers via "click to talk"
    SIP URLs on a web page, "call history/logging" style services
    within intelligent "call management" software for SIP UAs and calls
    to voicemail servers and call centers.  While SIP implicitly
    provides the redirect/retarget capabilities that enable calls to be
    routed to chosen applications, there is currently no standard
    mechanism within SIP for communicating the history of such a
    request. This "request history" information allows the receiving
    application to determine hints about how and why the call arrived
    at the application/user.
 
 
 
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    This draft discusses the motivations in support of a mechanism
    which records the "request history" and proposes detailed
    requirements for such a generic "request history" capability.
 
 
 Table of Contents
 
    1. Introduction:  Why define a Generic "Request History"
    capability?......................................................2
    2. Conventions used in this document.............................3
    3. "Request History" Requirements................................3
    4. Further Requirements Related Considerations...................4
       4.1 Further considerations for capturing retargeting..........4
       4.2 Reason for retargeting....................................5
       4.3 Optionality of the ôRequest Historyö capability...........5
    5. Going forward.................................................5
    6. Security Considerations.......................................5
    7. IANA Considerations...........................................6
    8. Appendix A - Scenarios........................................7
       8.1 Sequentially forking with Retargetting....................8
       8.2 Voicemail.................................................9
 
 1. Introduction:  Why define a Generic "Request History" capability?
 
    SIP implicitly provides redirect/retarget capabilities that enable
    calls to be routed to specific applications as defined in [1]. The
    term retarget will be used henceforth in this draft to refer to the
    process of a Proxy Server/UAC changing a URI in a request and thus
    changing the target of the request.  This term is chosen to avoid
    associating this request history only with the specific SIP
    Redirect Server capability that provides for a response to be sent
    back to a UAC requesting that the UAC should retarget the original
    request to an alternate URI.  The rules for determining request
    targets as described in section 16.5 of [1] are believed to be
    consistent with the use of the retarget term in this draft.
 
    The motivation for the request history is that in the process of
    retargeting old routing information can be forever lost. This lost
    information may be important history that allows elements to which
    the call is retargeted to process the call in a locally defined,
    application specific manner. The proposal in this draft is to
    provide a mechanism for transporting the request history.  It is
    not proposing any behavior for a Proxy or UA upon receipt of the
    information. Indeed, such behavior should be a local decision for
    the recipient application.
 
    Current network applications provide the ability for elements
    involved with the call to exchange additional information relating
 
 
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    to how and why the call was routed to a particular destination.
    The following are examples of such applications:
    1. Web "referral" applications, whereby an application residing
       within a web server determines that a visitor to a website has
       arrived at the site via an "associate" site which will receive
       some "referral" commission for generating this traffic,
    2. Email forwarding whereby the forwarded-to user obtains a
       "history" of who sent the email to whom and at what time
    3. Traditional telephony based call redirection services such as
       Voicemail, call-center "automatic call distribution", and
       "follow-me" style services.
 
    Several of the aforementioned applications, and specifically those
    applications based on email or WWW, define application specific
    mechanisms through which it is possible to obtain the necessary
    history information.
 
    In order to prevent differing proprietary mechanisms emerging to
    obtain the required "request history" information, it is proposed
    that the SIPPING WG evaluate the requirements and determine a
    generic mechanism for the transport of such "request history"
    information.
 
 2. Conventions used in this document
 
    The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
    "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in
    this document are to be interpreted as described in RFC-2119.
 
 
 3. "Request History" Requirements
 
    The following list constitutes a set of requirements for a "Request
    History" capability. Note that some of these requirements may be
    met using existing elements within SIP û whether and what SIP
    extensions would be needed to meet these requirements is out of
    scope of this draft.
 
    The requirements have been enumerated and tagged to facilitate
    reference to each requirement:
 
    1) CAPABILITY-req:  The "Request History" capability will provide a
    capability to inform proxies and UAs involved in processing a
    request about the history/progress of that request. While this is
    inherently provided when the retarget is in response to a SIP
    redirect, it is deemed useful for non-redirect retargeting
    scenarios, as well.
 
 
 
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    2) GENERATION-req: "Request History" information is generated when
    the request is retargetted [see section 4.1 for further discussion
    of this requirement].
 
    3) ISSUER-req: "Request History" information can be generated by a
    UA, proxy or redirect server. It can be passed in both requests and
    responses.
 
 
    4) CONTENT-req:  The "Request History" information for each
    occurrence of retargeting, shall include the following:
 
       4.1) The new URI or address to which the request is in the
    process of being retargeted
 
      4.2) The URI or address from which the request was retargeted.
 
 
      4.3) The reason for the Request-URI modification [See section 4.2
      for further description of this requirement].
 
      4.4) Chronological ordering of the Request History information.
 
    5) REQUEST-VALIDITY-req:  Request-History is applicable to requests
    not sent within an established dialog. (i.e. INVITE, REGISTER,
    MESSAGE, and OPTIONS).
 
    6) BACKWARDS-req: Request-History information may be passed from
    the generating entity backwards towards the UAC. This is needed to
    enable services which inform the calling party about the dialog
    establishment attempts.
 
    7) FORWARDS-req:  Request-History information may also be included
    by the generating entity in the request, if it is forwarded
    onwards.
 
    8) REDIRECT-RESP-req:  An entity (UA or proxy) retargeting in
    response to a redirect or REFER shall include any Request History
    information from the redirect/REFER in the new request.
 
 
 4. Further Requirements Related Considerations
 
    This section of the document further addresses some concerns that
    arise out of the Requirements specification in section 3.
 
 4.1 Further considerations for capturing retargeting
 
 
 
 
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    The original request URI of a retargetted request SHOULD identify
    the user, service or resource which performed the retargeting as
    captured in requirement 4.2 in section 3. In some scenarios, it
    might be possible for more than one instance of retargeting to
    occur within the same Proxy.  It is recommended that a proxy SHOULD
    NOT 'internally retarget' a request to a different user, service or
    resource on the same proxy, without generating Call History
    information for the 'internal retargetting' as well.
 
 
 4.2 Reason for retargeting
 
    The reason for the retargetting is only known to the application
    performing the retargeting.  However it does make sense to define a
    set of reasons which will be commonly required.  It is proposed
    that [8] provides a reasonable starting point for the definition
    for the set of reasons.
 
 4.3 Optionality of the ôRequest Historyö capability
 
    Requirement 2 in section 3 specifies that "Request History"
    information is generated when the request is retargeted.  The
    optionality of the generation of the ôRequest Historyö must be
    specified by the application using the generic mechanism.  In many
    cases, it is anticipated that whether the history is added to the
    Request would be a local policy decision which is enforced by the
    specific application, thus no specific protocol element is needed.
 
 
 5. Going forward
 
    The authors request that the SIPPING WG study this contribution and
    come to consensus regarding the set of requirements necessary for a
    Generic Request History mechanism. It is further suggested that a
    suitable starting point for further work thereafter would be to
    analyze the various mechanisms proposed for this problem domain
    [2][3][4][5] [6] and [7] and determine the extent to which these
    meet the agreed requirements.  Such an analysis would thus provide
    suitable grounds for determining what extensions (if any) are
    necessary to SIP in order to support the agreed requirements.
 
 
 6. Security Considerations
 
    These requirements do not introduce any new Privacy or integrity
    requirements for SIP. However, since the Request History
    information is being inserted by an element in the network which is
    retargeting, it may be a slightly different problem than the basic
    SIP header problem, thus specific consideration may be needed.
 
 
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    Security should be re-evaluated once a stable solution proposal
    based on these requirements is put forth.
 
 
 7.IANA Considerations
 
    This document does not have any implications for IANA.
 
 References
 
    [1] J. Rosenberg et al, ôSIP: Session initiation protocol," draft-
    ietf-sip-rfc2543bis-09.txt, February 27th, 2002.
 
    [2] B. Campbell, R. Sparks, "Control of Service Context using SIP
    Request-URI", RFC 3087, April 2001.
 
    [3] S. Levy, B. Byerly, J. Yang, "Diversion Indication in SIP",
    draft-levy-sip-diversion-03.txt, November, 2001.
 
    [4] W. Marshall et al, "SIP Extensions for Caller Identity and                                                         th    Privacy", draft-ietf-sip-privacy-04.txt, February 27  , 2002.
 
    [5] D. Willis, B. Rosen, "SIP Cookies", draft-willis-sip-cookies-
    00.txt,July, 2001.
 
    [6] W. Marshall et al,"SIP Extensions for supporting distributed
    call state", draft-ietf-sip-state-02.txt, August, 2001.
 
    [7] D. Oran, H. Schulzrinne, "SIP extension for tracking locations
    attempted", oran-sip-visited-00.txt, August 6, 2000.
 
    [8] H. Schulzrinne, D. Oran, G. Camarillo, "The Reason Header Field
    for the Session Initiation Protocol", draft-schulzrinne-sip-reason-                        th    01.txt, February, 28  , 2002.
 
 Acknowledgments
 
 The authors would like to thank Chris Hogg for serving as the editor
 for the initial (-00) version of this draft. In addition, Sanjoy Sen
 provided useful comments and suggestions related to this draft.
 
 
 
 AuthorsÆ Addresses
 
    Mark Watson
    Nortel Networks (UK)
    Maidenhead Office Park (Bray House)
    Westacott Way
 
 
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    Maidenhead,
    Berkshire                        Tel: +44 (0)1628-434456
    England                       Email:  mwatson@nortelnetworks.com
 
    Mary Barnes
    Nortel Networks               Tel: +1 972-684-5432
    Richardson, Texas             Email:  mbarnes@nortelnetworks.com
 
    Jon Peterson
    NeuStar, Inc.
    1800 Sutter Street, Suite 570
    Concord, CA 94520             Email: Jon.Peterson@NeuStar.com
 
    Cullen Jennings
    Cisco Systems
    170 West Tasman Dr               Tel: +1 408 527 9132
    MS: SJC-21/3                     Email: fluffy@cisco.com
 
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 8. Appendix A - Scenarios
 
    This section highlights some scenarios under which the Request
    History Capability could be applicable.
 
 
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    Certainly, various other solutions can be applied in some fashion
    to each of these scenarios, however, the objective of this draft
    has been to abstract the requirements from these scenarios towards
    providing a more robust solution for each and at the same time
    providing fundamental building block(s) applicable to future
    applications.
 
 8.1   Sequentially forking with Retargetting
 
    This scenario is as follows:
 
       o UA 1 sends a call to proxy 1. Proxy 1 sequentially tries
         several places (UA2, UA3 and UA4) before retargetting the call
         to Proxy 2.  Proxy 2 unfortunately tries several of the same
         places (UA3 and UA4), before completing at UA5.
 
 
    UA1        Proxy1  Proxy2     UA2      UA3      UA4      UA5
 
    |            |         |        |        |        |        |
    |--INVITE -->|         |        |        |        |        |
    |            |         |        |        |        |        |
    |            |--INVITE -------->|        |        |        |
    |<--100 -----|         |        |        |        |        |
    |            |<-302 ------------|        |        |        |
    |            |         |        |        |        |        |
    |            |-------INVITE ------------>|        |        |
    |            |         |        |        |        |        |
    |            |<-------180 ---------------|        |        |
    |<---180 ----|         |        |        |        |        |
    |  . .       |-------INVITE------------->|        |        |
    |            |       timeout    |        |        |        |
    |            |         |        |        |        |        |
    |            |------INVITE ---------------------->|        |
    |<--100 -----|         |        |        |        |        |
    |            |<-302 ------------------------------|        |
    |            |         |        |        |        |        |
    |            |-INVITE->|        |        |        |        |
    |            |         |        |        |        |        |
    |            |         |---INVITE ------>|        |        |
    |            |         |        |        |        |        |
    |            |         |<---180----------|        |        |
    |<---180 --------------|        |        |        |        |
    |            |         |        |        |        |        |
    |  . .       |         |----INVITE------>|        |        |
    |            |         |      timeout    |        |        |
    |            |         |        |        |        |        |
    |            |         |------INVITE ------------>|        |
 
 
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    |<--100 ---------------|        |        |        |        |
    |            |         |<-302 --------------------|        |
    |            |         |        |        |        |        |
    |            |         |------INVITE --------------------->|
    |            |         |        |        |        |        |
    |            |         |<-----200 OK---------------------->|
    |<--200 OK-------------|        |        |        |        |
    |            |         |        |        |        |        |
    |--ACK --------------------------------------------------->|
    |            |         |        |        |        |        |
 
 
    This scenario is provided to show the duplication of messaging when
    there isnÆt sufficient knowledge to optimize a sequential attempt
    at reaching an end user.
 
 
 8.2  Voicemail
 
    This scenario is as follows:
 
       o UA 1 called UA A which had been forwarded to UA B which
         forwarded to a UA VM (voicemail server) which needs
         information (e.g. reason the call was retargetted) to make a
         policy decision about what mailbox to use, which greeting to
         play etc.
 
    UA1          Proxy           UA-A         UA-B        UA-VM
 
    |              |              |             |          |
    |--INVITE ---->|              |             |          |
    |              |              |             |          |
    |              |--INVITE ---->|             |          |
    |<--100 -------|              |             |          |
    |              |<-302 --------|             |          |
    |              |              |             |          |
    |              |--------INVITE ------------>|          |
    |              |              |             |          |
    |              |<--------180 ---------------|          |
    |<---180 ------|              |             |          |
    |  . . .       |--------INVITE------------->|          |
    |              |        timeout             |          |
    |              |              |             |          |
    |              |-------INVITE ------------------------>|
    |              |              |             |          |
    |              |<-200 ---------------------------------|
    |              |              |             |          |
    |<-200---------|              |             |          |
    |              |              |             |          |
 
 
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    |--ACK ----------------------------------------------->|
    |              |              |             |          |
    |              |              |             |          |
 
 
    Certainly, another valid scenario for the support of voicemail
    would be that this  'policy decision' on which mailbox to use
    (etc.) is made by the UA which forwarded to voicemail (UA B), or by
    the Proxy which performed the forwarding on behalf of B. In this
    case, the UA or Proxy can put all the information that the
    Voicemail server needs to identity the correct mailbox, etc., into
    the Request-URI. This fits with the SIP service paradigm where the
    Request-URI identifies the resource (namely, the particular
    mailbox/greeting etc.) that is required.
 
    However,  whilst this model is certainly applicable and required in
    SIP, it places service intelligence away from the system providing
    the key aspect of the service (the VM server).
 
    The proposal in this draft  is to rely on  generic information-
    providing capabilities in the UA/Proxy, allowing the Voicemail
    system to provide more and better voicemail-related services
    without relying on specific capabilities in the UA/Proxy. This
    would allow voicemail service providers to innovate independently
    of the particular UA/Proxy that their customers are using, and its
    capabilities. Presently, with the information loss problem, VM
    service providers, and any other similar service providers, are
    limited in the services they can provide because they do not have
    complete information about how the call reached them. They rely on
    the UA/proxy of their customers having the necessary capabilities
    to formulate a Request-URI identifying exactly what should happen
    next. Finally, there is obviously a desire to use existing
    voicemail platforms based on PSTN/ISDN technology which operate
    according to the paradigm in this example.
 
 
 
 
 
 
 
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