Network Working Group                                          Wilkinson
Internet-Draft                                                       YFS
Intended status: Informational                           January 9, 2010
Expires: July 13, 2010


                rxgk: GSSAPI based security class for RX
                      draft-wilkinson-afs3-rxgk-00

Abstract

   rxgk is a security class for the RX RPC protocol.  It uses the GSSAPI
   framework to provide authentication, confidentiality and integrity
   protection.  This document provides a general description of rxgk.  A
   further document will provide details of integration with specific RX
   applications.

Status of this Memo

   This Internet-Draft is submitted to IETF in full conformance with the
   provisions of BCP 78 and BCP 79.

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   This Internet-Draft will expire on July 13, 2010.

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   Copyright (c) 2010 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of



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   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the BSD License.


Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
     1.1.  Requirements Language  . . . . . . . . . . . . . . . . . .  3
   2.  Encryption framework . . . . . . . . . . . . . . . . . . . . .  3
     2.1.  Key usage values . . . . . . . . . . . . . . . . . . . . .  3
   3.  Security Levels  . . . . . . . . . . . . . . . . . . . . . . .  4
   4.  Token Format . . . . . . . . . . . . . . . . . . . . . . . . .  4
   5.  Key negotiation  . . . . . . . . . . . . . . . . . . . . . . .  5
   6.  The combine tokens operation . . . . . . . . . . . . . . . . .  8
     6.1.  Overview . . . . . . . . . . . . . . . . . . . . . . . . .  8
     6.2.  Key combination algorithm  . . . . . . . . . . . . . . . .  9
     6.3.  RPC definition . . . . . . . . . . . . . . . . . . . . . .  9
     6.4.  Server operation . . . . . . . . . . . . . . . . . . . . .  9
     6.5.  Client operation . . . . . . . . . . . . . . . . . . . . .  9
   7.  The rxgk security class  . . . . . . . . . . . . . . . . . . . 10
     7.1.  Overview . . . . . . . . . . . . . . . . . . . . . . . . . 10
     7.2.  Rekeying . . . . . . . . . . . . . . . . . . . . . . . . . 10
     7.3.  Key derivation . . . . . . . . . . . . . . . . . . . . . . 10
     7.4.  The Challenge  . . . . . . . . . . . . . . . . . . . . . . 11
     7.5.  The Response . . . . . . . . . . . . . . . . . . . . . . . 11
       7.5.1.  The Authenticator  . . . . . . . . . . . . . . . . . . 12
     7.6.  Checking the Reponse . . . . . . . . . . . . . . . . . . . 12
     7.7.  Packet handling  . . . . . . . . . . . . . . . . . . . . . 12
       7.7.1.  Encryption . . . . . . . . . . . . . . . . . . . . . . 13
       7.7.2.  Integrity protection . . . . . . . . . . . . . . . . . 13
       7.7.3.  Authentication only  . . . . . . . . . . . . . . . . . 14
   8.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 14
   9.  Security Considerations  . . . . . . . . . . . . . . . . . . . 14
     9.1.  Abort Packets  . . . . . . . . . . . . . . . . . . . . . . 14
   10. Normative References . . . . . . . . . . . . . . . . . . . . . 14
   Appendix A.  Acknowledgements  . . . . . . . . . . . . . . . . . . 15
   Author's Address . . . . . . . . . . . . . . . . . . . . . . . . . 15










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1.  Introduction

   rxgk is a GSSAPI [RFC2743] based security class for the rx protocol.
   It provides authentication, confidentiality and integrity protection
   for rx RPC calls, using a security context established using any
   GSSAPI mechanism with PRF [RFC4401] support.

   Architecturally, rxgk is split into two parts.  The rxgk rx security
   class provides strong encryption using previously negotiated ciphers
   and keys.  It builds on the Kerberos crypto framework for its
   encryption requirements, but is authentication mechanism independent
   - the class itself does not require the use of either Kerberos, or
   GSSAPI.  The security class simply uses a previously negotiated
   encryption type, and master key.  The master key is never directly
   used, but instead a per connection key is derived for each new secure
   connection that is established.

   The second portion of rxgk is a service which permits the negotiation
   of an encryption algorithm, and the establishment of a master key.
   This is done via a separate RPC exchange with a server, prior to the
   setup of any rxgk connections.  The exchange establishes an rxgk
   token, and a master key shared between client and server.  This
   exchange is protected within a GSSAPI security context.

1.1.  Requirements Language

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC 2119 [RFC2119].


2.  Encryption framework

   Bulk data encryption within rxgk is performed using the encryption
   framework defined by RFC3961 [RFC3961].  Any algorithm which is
   defined using this framework and supported by both client and server
   may be used.

2.1.  Key usage values

   In order to avoid using the same key for multiple tasks, key
   derivation is employed.  The following key usage values are used by
   rxgk, their functions are as defined later in this document.








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   const RXGK_CLIENT_ENC_PACKET            = 1026;
   const RXGK_CLIENT_MIC_PACKET            = 1027;
   const RXGK_SERVER_ENC_PACKET            = 1028;
   const RXGK_SERVER_MIC_PACKET            = 1029;
   const RXGK_CLIENT_ENC_RESPONSE          = 1030;
   const RXGK_CLIENT_COMBINE_ORIG          = 1032;
   const RXGK_SERVER_COMBINE_NEW           = 1034;
   const RXGK_SERVER_ENC_TICKET            = 1036;


3.  Security Levels

   rxgk supports the negotiation of a range of different security
   levels.  These, along with the protocol constant that represents them
   during key negotiation, are:

   Authentication only  (0) Provides only connection authentication,
         without either integrity or confidentiality protection.  This
         mode of operation provides higher throughput, but is vulnerable
         to man in the middle attacks.  This corresponds to the
         traditional 'clear' security level

   Integrity  (1) Provides integrity protection only.  Data is protected
         from modification by an attacker, but not against
         eavesdropping.  This corresponds to the tranditional 'auth'
         level.

   Encryption  (2) Provides both integrity and confidentiality
         protection, corresponding to 'crypt'

   Bind  (3) Connection security is provided by channel bindings with
         another layer.  This mode of operation is experimental, and
         this value is reserved for future expansion.


4.  Token Format

   An rxgk token is an opaque identifier which is specific to an
   particular application's implementation of rxgk.  The token is
   completely opaque to the client, which just transmits it from server
   to server.  The token must permit the receiving server to identify
   the corresponding user and session key for the incoming connection -
   whether that be by encrypting the information within the token, or
   making the token a large random identifier which keys a lookup hash
   table on the server.

   The token MUST NOT expose the session key on the wire.  It MUST be
   sufficiently random that an attacker cannot predict suitable token



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   values by observing other connections.  An attacker MUST NOT be able
   to forge tokens which convey a particular session key or identity.


5.  Key negotiation

   rxgk uses an independent RX RPC service for key negotiation.  The
   location of this service is application dependent.  Within a given
   application protocol, a client must be able to locate the key
   negotiation service, and that service must be able to create tokens
   which can be read by the application server.  The simplest deployment
   has the service running on every server, on the same transport
   endpoints, but using a separate, dedicated, rx service id.

   The key negotiation RPC is defined by the following XDR

       typedef afs_int32 RXGK_Enctypes<>;

       struct RXGK_StartParams {
           RXGK_Enctypes enctypes;
           afs_int32 levels<>;
           afs_int32 lifetime;
           afs_int32 bytelife;
           opaque client_nonce<>;
       };

       struct RXGK_ClientInfo {
           afs_int32 errorcode;
           afs_int32 flags;
           afs_int32 enctype;
           afs_int32 level;
           afs_int32 lifetime;
           afs_int32 bytelife;
           afs_int64 expiration;
           opaque mic<>;
           RXGK_Ticket_Crypt ticket;
           opaque server_nonce<>;
       };

       package RXGK_

       GSSNegotiate(IN RXGK_StartParams *client_start,
                    IN RXGK_Token *input_token_buffer,
                    IN RXGK_Token *opaque_in,
                    OUT RXGK_Token *output_token_buffer,
                    OUT RXGK_Token *opaque_out,
                    OUT afs_uint32 *gss_status,
                    OUT RXGK_Token *rxgk_info) = 1;



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   The client populates RXGK_StartParams with lists of its prefered
   options.  These should be ordered from best to worst, with the
   clients favoured option occuring first within the list.  The
   parameters are:

   enctypes:  List of encryption types from the Kerberos Encryption Type
         Number registry created in RFC3961 and maintained by IANA.
         This list indicates the encryption types that the client is
         prepared to support.

   levels:  List of supported rxgk transport encryption levels.

   lifetime:  The maximum lifetime of the negotiated key, in seconds.

   bytelife:  The maximum amount of data that the negotiated key should
         encrypt before being discared, expressed as log 2 of the number
         of bytes.  A value of 0 indicates that there is no limit on the
         number of bytes that may be transmitted.  The byte lifetime is
         advisory - a connection that is over its byte lifetime should
         be permitted to continue, but clients should attempt to
         establish a new context at their earliest convenience.

   clientnonce:  A client generated string of random bytes, to be used
         as input to the key generation.

   The client then calls gss_init_sec_context() to obtain an output
   token to send to the server.  The GSS service name is application
   dependent.

   The client then calls RXGK_GSSNegotiate, as defined above.  This
   takes the following parameters

   clientparms  The client params structure detailed above.  This should
         remain constant across the negotiation

   input_token_buffer  The token produced by a call to
         gss_init_sec_context

   opaque_in  An opaque token, which was returned by the server
         following a previous call to GSSNegotiate in this negotiation.
         If this is the first call, this should be NULL.

   output_token_buffer  The token output by the server's call to
         gss_accept_sec_context







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   opaque_out  An opaque token, which the server may use to preserve
         state information between multiple calls in the same context
         negotiate.  The client should use this value as opaque_in in
         its next call to GSSNegotiate.

   gss_status  The major status code output by the server's call to
         gss_accept_sec_context

   rxgk_info  If gss_status == GSS_S_COMPLETE this contains an encrypted
         block containing the server's response to the client.  See
         below.

   Upon receiving the server's response, the client checks the contents
   of gss_status.  If this is GSS_S_CONTINUE_NEEDED, the client should
   call gss_init_sec_context again with the token provided by the server
   in output_token_buffer, followed by a further call to GSSNegotiate,
   including the server's previous opaque_out as this call's opaque_in

   This process continues until the either the server, or client,
   encounters an error, or the server returns GSS_S_COMPLETE in
   gss_status.

   Upon completion, rxgk_info contains the XDR representation of a
   RXGK_ClientInfo structure, encrypted using gss_wrap() with
   confidentiality protection.  The client should decrypt this structure
   using gss_unwrap - ClientInfo contains the following server populated
   fields

   errorcode  A policy (rather than connection establishment) error
         code.  If non-zero, an error has occured, the resulting key
         negotiation has failed, and the rest of the values in this
         structure are undefined.

   flags

   enctype  The encryption type selected by the server.  This will be
         one of the types listed by the client in its StartParams
         structure

   level The rxgk security level selected by the server.

   lifetime  The connection lifetime, in seconds, as determined by the
         server (this must be less than or equal to the lifetime
         proposed by the client)







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   bytelife  The maximum amount of data (in log 2 bytes) that may be
         transfered using this key.  This must be less than or equal to
         the bytelife proposed by the client

   expiration  The time, in seconds since the Unix epoch, at which this
         token expires

   mic   The result of calling gss_get_mic over the XDR encoded
         representation of the StartParams request received by the
         server.

   token An rxgk token.  This is an opaque blob, as detailed earlier

   server_nonce  The nonce used by the server to create the K0 used
         within the rxgk token

   Upon receiving the server's response, the client must verify that the
   mic contained within it matches the MIC of the XDR representation of
   the StartParams structure it sent to the server (this prevents a man
   in the middle from performing a downgrade attack).  It should also
   verify that the server's selected connection properties match those
   it proposed.

   The client may then compute K0, by taking the nonce it sent to the
   server (client_nonce), and the one it has just received
   (server_nonce), combining them together, and passsing them to
   gss_psuedo_random, with the GSS_C_PRF_KEY_FULL option

           gss_pseudo_random(gssapi_context,
                             GSS_C_PRF_KEY_FULL,
                             client_nonce || server_nonce,
                             K,
                             *K0);

   || is the concatenation operation

   K, the desired output length, is the key generation seed length as
   specified in the RFC3961 profile of the negotiated enctype


6.  The combine tokens operation

6.1.  Overview

   A client may elect to combine multiple rxgk tokens in its possession
   into a single token.  This allows an rx connection to be secured
   using a combination of multiple, individually established identities,
   which provides additional security for a number of application



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   protocols.

   Token combination is performed using the CombineTokens RPC call.  The
   client has two keys - K0 and K1, and two tokens, T0 and T1.  It
   locally combines the two keys using a defined combination alogrithm
   to produce Kn.  It then calls the CombineTokens RPC with T0 and T1,
   to receive a new token, Tn, which has embeded within it Kn, as
   computed by the server.

6.2.  Key combination algorithm

   Assume that the tokens being combined are T0 and T1, with initial
   keys K0 and K1.  The new initial key for the combined token, Kn is
   computed using the KRB-FX-CF2 operation, described in section 6.1 of
   draft-ietf-krb-wg-preauth-framework-14
   [I-D.ietf-krb-wg-preauth-framework].  The constants pepper1 and
   pepper2 required by this operation are defined as the ASCII strings
   "AFS" and "rxgk" respectively.

6.3.  RPC definition

   The combine keys RPC is defined as

       CombineTokens(IN opaque token0,
                     IN opaque token1,
                     OUT opaque new_token) = 2;

6.4.  Server operation

   The server receives both token0 and token1 from the RPC call, and
   decrypts these tokens using its private key.  Providing this
   decryption is successful, it now has copies of the initial key (K0)
   from both tokens.  It then performs the key combination algorithm
   detailed above to obtain a new key, Kn.  The server constructs a new
   token, where each of the numerical fields are set to the minimum of
   the values of each of the original tokens, and the list of identities
   is the union of those in the original tokens.  This new token
   contains the derived key, Kn.  The new token is encrypted with the
   server's private key, as normal, and returned to the client.

6.5.  Client operation

   As detailed within the overview, the client calls the CombineTokens
   RPC using two tokens, T0 and T1 within its posession.  It then
   receives a new token, Tn from this call.  The client can only make
   use of Tn to establish an rxgk protected connection if it can derive
   Kn, which it can only do if it already knows K0 and K1.




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7.  The rxgk security class

7.1.  Overview

   When a new connection using rxgk is created by the client, it stores
   the current timestamp (as start_time for the rest of this
   discussion), and then uses this, along with other connection
   information, to derive a transport key from the current user's master
   key.

   This key is then used to protect the first message the client sends
   to the server.  The server follows the standard RX security
   establishment protocol, and responds to the client with a challenge.
   rxgk challenges simply contain some versioning information and a
   random nonce selected by the server.

   Upon receiving this challenge, the client uses the transport key to
   encrypt an authenticator, which contains the server's nonce, and some
   other connection information.  The client sends this authenticator,
   together with start_time and the current user's rxgk token, back to
   the server.

   The server decrypts the rxgk token to determine the master key in
   use, uses this to derive the transport key, which it in turn uses to
   decrypt the authenticator, and thus validate the connection.

7.2.  Rekeying

   As part of connection negotiation, the server and client agree upon a
   number of advisory lifetimes (both time, and data, based) for
   connection keys.  Each connection has a key number, which starts at
   0.  When a connection exceeds one of its lifetimes, either side may
   elect to increment the key number.  When the other endpoint sees a
   key number increment, it should reset all of its connection counters.
   Endpoints should accept packets encrypted with either the current,
   previous, or next key number, to allow for resends around the
   rekeying process.

   The key version number is contained within the 16 bit spare field of
   the RX header (used by previous security layers as a checksum field),
   and expressed as an unsigned value in network byte order.  If
   rekeying would cause this value to wrap, then the endpoint perform
   the rekey must terminate the connection.

7.3.  Key derivation

   In order to avoid the sharing of keys between multiple connections,
   each connection has its own transport key, TK, which is derived from



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   the master key, K0.  Derivation is performed using the PRF+ function
   defined in RFC4402, combined with the random-to-key function of K0's
   encryption type, as defined in RFC3961.  The PRF input data is the
   concantenation of the rx epoch, connection ID, start_time and key
   number, all in network byte order.  This gives:

     TK = random-to-key(PRF+(K0, L,
                             epoch || cid || start_time || key_number))

   L is the key generation seed length as specified in the RFC3961
   profile

   Note that start_time is selected by the client when it receives the
   server's challenge, and shared with the server as part of its
   response.  Thus both sides of the negotiation are guaranteed to use
   the same value for start_time.

7.4.  The Challenge

   The rxgk challenge is an XDR encoded structure with the following
   signature:

       struct RXGK_Challenge {
           afs_int32 version;
           opaque nonce[20];
       };

   version:  The rxgk version number

   nonce:  20 octets of random data

   A client receiving a challenge containing an unknown version number
   MUST reject that challenge.

7.5.  The Response

   The rxgk response is an XDR encoded structure, with the following
   signature:

       struct RXGK_Response {
           afs_int32 version;
           afs_int64 start_time;
           opaque token<>
           opaque authenticator<>
       };






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   version:  the rxgk version number

   start_time:  the number of seconds since the Unix epoch (1970-1-1 00:
         00:00Z)

   authenticator:  the XDR encoded representation of RXGK_Authenticator,
         encrypted with the transport key, and key usage
         RXGK_CLIENT_ENC_RESPONSE.

7.5.1.  The Authenticator

       struct RXGK_Authenticator {
           opaque nonce[20];
           opaque appdata<>
           afs_uint32 epoch;
           afs_uint32 cid;
           afs_int32 maxcalls;
           afs_int32 call_numbers<>;
       };

   nonce:  a copy of the nonce from the challenge

   appdata:  an application specific opaque blob

   epoch:  the rx connection epoch

   cid:  the rx connection ID

   maxcalls:  the highest rx call number in use

   call_numbers:  the set of current rx call numbers

7.6.  Checking the Reponse

   To check the validity of an rxgk response, the authenticator should
   be decrypted, the nonce compared with that sent in the challenge, and
   the connection ID and epoch compared with that of the current
   connection.  Failure of any of these steps MUST result in the failure
   of the security context.

7.7.  Packet handling

   The way in which the rxgk security class handles packets depends upon
   the requested security level.  As noted earlier, 3 levels are
   currently defined - authentication only, integrity protection and
   encryption





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7.7.1.  Encryption

   Using the encryption security level provides both integrity and
   confidentiality protection.

   The existing payload is prefixed with a psuedo header, to produce the
   following data for encryption.

    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                             epoch                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                              cid                                |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                          call number                            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                            sequence                             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                         security index                          |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | Data ...                                                        |
   +-+-+-+-+-+-


   This plaintext is encrypted using an RFC3961 style encrypt()
   function, with the connection's transport key, using key usage
   RXGK_CLIENT_ENC_PACKET for messages from client to server, and
   RXGK_SERVER_ENC_PACKET for messages from server to client, and the
   encrypted block transmitted to the peer.

7.7.2.  Integrity protection

   The rxgk_auth security level prepends the packet with the same data
   block as crypt (as detailed above), and then calls the RFC3961
   get_mic operation over the result, using key usage
   RXGK_CLIENT_MIC_PACKET for messages from client to server, and
   RXGK_SERVER_MIC_PACKET for messages from server to client.

   The peer is sent the output from the MIC operation, followed by the
   original payload (excluding the additional header which was added for
   the MIC step).

   Upon receiving a protected packet, the receiver should consult the
   RFC3961 profile for the encryption algorithm in use to determine how
   many bytes of checksum are contained within the packet.  Having split
   the data into checksum and payload using this information, the
   checksum should be verified using the encryption profile's
   verify_mic() operation with the appropriate key derivation.



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   Note that the checksum field within the rx packet header itself is
   not used, as it is too small to hold a collision proof checksum
   value.

7.7.3.  Authentication only

   When running at the rxgk_clear level, no manipulation of the payload
   is performed by the security class.


8.  IANA Considerations

   This memo includes no request to IANA.


9.  Security Considerations

9.1.  Abort Packets

   RX Abort packets are not protected by the security layer.  Therefore
   caution should be exercised when relying on their results.  In
   particular, clients MUST NOT use an error from GSSNegotiate or
   CombineTokens to determine whether to downgrade to another security
   class


10.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC2743]  Linn, J., "Generic Security Service Application Program
              Interface Version 2, Update 1", RFC 2743, January 2000.

   [RFC3961]  Raeburn, K., "Encryption and Checksum Specifications for
              Kerberos 5", RFC 3961, February 2005.

   [RFC4401]  Williams, N., "A Pseudo-Random Function (PRF) API
              Extension for the Generic Security Service Application
              Program Interface (GSS-API)", RFC 4401, February 2006.

   [I-D.ietf-krb-wg-preauth-framework]
              Hartman, S. and L. Zhu, "A Generalized Framework for
              Kerberos Pre-Authentication",
              draft-ietf-krb-wg-preauth-framework-15 (work in progress),
              October 2009.





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Internet-Draft  rxgk: GSSAPI based security class for RX    January 2010


Appendix A.  Acknowledgements

   rxgk was originally developed over a number of AFS Hackathons.  The
   editor of this document has assembled the protocol description from a
   number of notes taken at these meetings, and from a partial
   implementation in the Arla AFS client.

   Thanks to Derrick Brashear, Jeffrey Hutzelman, Love Hornquist Astrand
   and Chaskiel Grundman for their original design work, and comments on
   this document, and apologies for any omissions or misconceptions in
   my archaelogical work.

   Marcus Watts and Jeffrey Altman provided invaluable feedback on an
   earlier version of this document at the 2009 Edinburgh AFS Hackathon.


Author's Address

   Simon Wilkinson
   Your File System Inc

   Email: simon@sxw.org.uk





























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