INTERNET DRAFT                                            Weibin Zhao
draft-zhao-slp-customization-03.txt               Henning Schulzrinne
March 25, 2002                                    Columbia University
Expires: September 25, 2002                       Chatschik Bisdikian
                                                       William Jerome
                                                                  IBM


                  Selection and Sort Extension for SLP


Status of This Memo

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.

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Copyright Notice

   Copyright (C) The Internet Society (2002).  All Rights Reserved.

Abstract

   This document defines the Selection and Sort Extension for the
   Service Location Protocol. These extensions allow a User Agent to
   request that the URL entries in a Service Reply be bounded to the
   specified maximum number, or be sorted according to the specified
   sort key list. Using these two extensions together can support best
   match.







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1. Introduction

   This document defines the Selection and Sort Extension for the
   Service Location Protocol (SLP [1]). These extensions allow a User
   Agent (UA) to request that the URL entries in a Service Reply
   (SrvRply) be bounded to the specified maximum number, or be sorted
   according to the specified sort key list.

   Using the Selection Extension, a UA can opt for finding a few (not
   all) services, which is useful if the UA only has limited resources
   or uses a low-bandwidth channel. Using the Sort Extension, a UA can
   ask the DA/SA to sort matched URL entries, which helps the UA to
   choose a service from multiple candidates. By not needing to pass
   attributes to the UA, sort at the server side is more efficient than
   sort at the client side. Furthermore, using the Selection and Sort
   Extension together can support best match, such as finding a service
   that has the maximum speed or the minimum load, or has a speed
   closest to a reference value.

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted according to in RFC 2119 [2].

2. Selection Extension

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     | Selection Extension ID = TBD  |  Next Extension Offset (NEO)  |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     | NEO, cont'd   |  upper-bound  |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                      Figure 1. Selection Extension

   The format of the Selection Extension is shown in Figure 1. A UA uses
   this extension in a Service Request (SrvRqst) to request that the URL
   entries in the corresponding SrvRply be bounded to the specified
   maximum number. If the upper-bound is n, and the number of matched
   URL entries is m, then the corresponding SrvRply SHOULD include only
   the first n matched URL entries if m > n, or include all m matched
   URL entries if m <= n.

   When a DA/SA receives a SrvRqst with a Selection Extension, the DA/SA
   SHOULD set the error code in the corresponding SrvRply as follows:
   (1) OPTION_NOT_UNDERSTOOD [1] if the DA/SA does not support the
   Selection Extension, (2) zero if the DA/SA has successfully performed
   the requested selection.



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   We denote a Selection Extension as Select(upper-bound). Thus,
   Select(3) means that the corresponding SrvRply SHOULD include at most
   three URL entries.

3. Sort Extension

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |    Sort Extension ID = TBD    |  Next Extension Offset (NEO)  |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     | NEO, cont'd   | reverse-order |   length of <sort-key-list>   |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                      <sort-key-list> string                   \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                       Figure 2. Sort Extension

   The format of the Sort Extension is shown in Figure 2. A UA uses this
   extension in a SrvRqst to request the URL entries in the
   corresponding SrvRply be sorted according to the <sort-key-list>.
   This <sort-key-list> MUST have at least one key, and MAY have up to
   eight keys; extra keys (beyond eight) are ignored.

   For each key in the <sort-key-list>, default ordering is assumed
   unless a corresponding bit is set in the reverse-order byte. For
   example, if the reverse-order byte is 0x80, then the first key is
   sorted in reverse order, all other keys are sorted in default order.

   Although SLP has five different attribute types (integer, string,
   boolean, opaque and keyword), we only consider integer sort and
   string sort. This is based on the following observations: (1) a
   keyword attribute has no value, it never needs to be sorted; (2)
   boolean and opaque attributes can be sorted as string if needed. The
   integer sort uses the integerOrderingMatch rule defined in X.520 [3],
   whereas the string sort is performed based on lexical ordering.
   Strings are compared using the rules defined in section 6.4 of RFC
   2608 [1].

   As different types of attributes have different sort rules, the type
   of an attribute must be determined before it can be properly sorted.
   In SLP, attributes are defined in service templates [4]. But
   retrieving the attribute type information from service templates is
   practically difficult due to the existence of incomplete deployment
   of service templates and inconsistent template versions. Therefore,
   we adopt a simple approach: all sort types are indicated in the Sort
   Extension so that service templates are no longer needed in the sort
   type resolution process.



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   The <sort-key-list> is defined using ABNF [5] as follows:

   sort-key-list  = sort-key / sort-key "," sort-key-list
   sort-key       = attr-name / attr-name "=" / attr-name "=" ref-value
   attr-name      = attr-tag from section 5 of RFC 2608
   ref-value      = intval from section 5 of RFC 2608

   The sort type for each sort-key is determined using the following
   rule: if a sort-key is in the form of "<attr-name>=" or "<attr-
   name>=<ref-value>", then the specified attribute is sorted as
   integer, otherwise the specified attribute is sorted as string.
   Furthermore, the form of "<attr-name>=" indicates a regular integer
   sort, whereas the form of "<attr-name>=<ref-value>" indicates a
   reference-based integer sort.

   For example, if a <sort-key-list> is encoded as "A,B=,C=12", then
   attribute A is sorted as string, attribute B is sorted as integer,
   and attribute C is sorted as integer based on the distance to the
   reference value 12. A reference-based integer sort "C=12" requires
   the following two steps:

   Step 1. for each matched service, if its attribute C has a value of
           x, then use |x-12| as its metric.

   Step 2. use the metrics obtained in Step 1 to sort attribute C
           for matched services.

   The SLP sort rules are adapted from the LDAP sort rules defined in
   RFC 2891 [6]. Note that sort in SLP is best effort, no sort error
   will be returned from a DA/SA to a UA.

   (1) The <sort-key-list> is in order of highest to lowest sort key
       precedence (section 1.1 of RFC 2891).

   (2) Each attribute SHOULD only occur in the <sort-key-list> once
       (section 1.1 of RFC 2891). If an attribute is included in the
       <sort-key-list> multiple times, only its first occurrence is
       considered, all other occurrences are ignored.

   (3) For a multi-valued attribute, the least value in each entry
       SHOULD be used in sort (section 2.2 of RFC 2891).

   (4) An entry missing one or more of the sort keys is treated as
       having NULLs for those missed keys (section 2.2 of RFC 2891).

   (5) NULL is considered as a larger value than all other valid
       values (section 2.2 of RFC 2891).




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   (6) As the attribute type in SLP is un-enforced, an attribute may
       have inconsistent values. For the purpose of sort, inconsistent
       values may exist only when an attribute is sorted as integer.
       Inconsistent values SHOULD be treated as NULLs.

   When a DA/SA receives a SrvRqst with a Sort Extension, the DA/SA
   SHOULD set the error code in the corresponding SrvRply as follows:
   (1) OPTION_NOT_UNDERSTOOD [1] if the DA/SA does not support the Sort
   Extension, (2) zero if the DA/SA has successfully performed the
   requested sort.

   We denote a Sort Extension as Sort(reverse-order, "sort-key-list").
   The following examples illustrate how to use the Sort Extension.

   o Integer sort on speed (reverse order).

     Sort(0x80, "speed=")

     [Note] The "=" following the attribute name "speed" indicates that
     the values are considered as integers, and only values with integer
     syntax will be sorted.

   o Integer sort on load (default order) and speed (reverse order).

     Sort(0x40, "load=,speed=")

   o String sort on model (default order).

     Sort(0x00, "model")

     [Note] Since the attribute name "model" is not followed by an "=",
     the values are considered as strings, and sorted as such.

   o Integer sort on speed (default order), based on a reference
     value 12.

     Sort(0x00, "speed=12")

     [Note] The "=" following the attribute name "speed" indicates that
     the values are considered as integers. Further, a reference value
     "12" following the "=" indicates that the values are sorted based
     on the distance to the reference value 12. For example, if we have
     four matched services, with the "speed" attribute as 8 (URL1),
     10 (URL2), 12 (URL3), and 15 (URL4), then the sorted URL list will
     be "URL3,URL2,URL4,URL1" (based on the metric ordering of
     |12-12| < |12-10| < |12-15| < |12-8|).





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4. Using the Selection and Sort Extension Together

   In addition to being used individually, the Selection and Sort
   Extension can be used together to support best match, such as finding
   a service with the maximum speed. When these two extensions appear in
   the same SrvRqst message, they MUST be processed in the order of
   their presence. Let's look at some examples.

   o Find the minimum load

     Sort(0x00, "load=")
     Select(1)

   o Find top three in terms of speed

     Sort(0x80, "speed=")
     Select(3)

   o Find the minimum load among the top three in terms of speed

     Sort(0x80, "speed=")
     Select(3)
     Sort(0x00, "load=")
     Select(1)

   o Find the service that has a speed closest to 12

     Sort(0x00, "speed=12")
     Select(1)

5. Constants

   Selection  Extension ID                 TBD    (section 2)
   Sort       Extension ID                 TBD    (section 3)

6. Security Considerations

   The security considerations for RFC 2891 apply to this document.

7. Acknowledgments

   The need for best match in SLP was initially proposed by Erik
   Guttman. He reviewed the whole document in detail and gave many
   valuable comments. Ira McDonald also provided good suggestions.







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8. References

   [1] E. Guttman, C. Perkins, J. Veizades and M. Day, "Service location
       protocol, version 2", RFC 2608, June 1999.

   [2] S. Bradner, "Key words for use in RFCs to indicate requirement
       levels", BCP 14, RFC 2119, March 1997.

   [3] International Telephone Union, "The Directory: Selected
       Attribute Types", X.520, 1997.

   [4] E. Guttman, C. Perkins and J. Kempf, "Service Templates and
       Service: Schemes", RFC 2609, June, 1999.

   [5] D. Crocker and P. Overell, "Augmented BNF for Syntax
       Specifications: ABNF", RFC 2234, November 1997.

   [6] T. Howes, M. Wahl and A. Anantha, "LDAP Control Extension for
       Server Side Sorting of Search Results", RFC 2891, August 2000.

9. Authors' Addresses

   Weibin Zhao
   Henning Schulzrinne
   Department of Computer Science
   Columbia University
   1214 Amsterdam Avenue, MC 0401
   New York, NY 10027-7003
   Email: {zwb,hgs}@cs.columbia.edu

   Chatschik Bisdikian
   William F. Jerome
   IBM T. J. Watson Research Center
   P.O.Box 218
   Yorktown Heights, NY 10598-0218
   Email: {bisdik,wfj}@us.ibm.com

10. Full Copyright Statement

   Copyright (C) The Internet Society (2002).  All Rights Reserved.

   This document and translations of it may be copied and furnished to
   others, and derivative works that comment on or otherwise explain it
   or assist in its implementation may be prepared, copied, published
   and distributed, in whole or in part, without restriction of any
   kind, provided that the above copyright notice and this paragraph are
   included on all such copies and derivative works.  However, this
   document itself may not be modified in any way, such as by removing



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   the copyright notice or references to the Internet Society or other
   Internet organizations, except as needed for the purpose of
   developing Internet standards in which case the procedures for
   copyrights defined in the Internet Standards process must be
   followed, or as required to translate it into languages other than
   English.

   The limited permissions granted above are perpetual and will not be
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   This document and the information contained herein is provided on an
   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
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   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.



































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