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Simple SIP Usage Scenario for Applications in the Endpoints
RFC 5638

Document Type RFC - Informational (September 2009)
Was draft-sinnreich-sip-tools (individual in rai area)
Authors Kundan Singh , Eunsoo Shim , Alan Johnston , Henry Sinnreich
Last updated 2018-12-20
RFC stream Internet Engineering Task Force (IETF)
IESG Responsible AD Cullen Fluffy Jennings
Send notices to (None)
RFC 5638
Network Working Group                                  H. Sinnreich, Ed.
Request for Comments: 5638                                         Adobe
Category: Informational                                      A. Johnston
                                                                 E. Shim
                                                                K. Singh
                                              Columbia University Alumni
                                                          September 2009

      Simple SIP Usage Scenario for Applications in the Endpoints


   For Internet-centric usage, the number of SIP-required standards for
   presence and IM and audio/video communications can be drastically
   smaller than what has been published by using only the rendezvous and
   session-initiation capabilities of SIP.  The simplification is
   achieved by avoiding the emulation of telephony and its model of the
   intelligent network.  'Simple SIP' relies on powerful computing
   endpoints.  Simple SIP desktop applications can be combined with rich
   Internet applications (RIAs).  Significant telephony features may
   also be implemented in the endpoints.

   This approach for SIP reduces the number of SIP standards with which
   to comply -- from roughly 100 currently, and still growing, to about

   References for NAT traversal and for security are also provided.

Status of This Memo

   This memo provides information for the Internet community.  It does
   not specify an Internet standard of any kind.  Distribution of this
   memo is unlimited.

Copyright Notice

   Copyright (c) 2009 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   ( in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must

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RFC 5638        SIP Usage for Applications in Endpoints   September 2009

   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the BSD License.

Table of Contents

   1. Introduction ....................................................3
   2. The Endpoint in the SIP and Web Architectures ...................5
      2.1. The Telephony Gateway as a SIP Endpoint ....................6
   3. Applicability for Simple SIP in the Endpoints ...................7
      3.1. What Simple SIP Can Accomplish .............................7
      3.2. Baseline for Simple SIP ....................................7
      3.3. What Simple SIP May or May Not Accomplish ..................8
      3.4. What Is Out of Scope for Simple SIP ........................8
      3.5. Borderline Cases ...........................................9
   4. Mandatory SIP References for Internet-Centric Usage .............9
      4.1. RFC 3261: "SIP: Session Initiation Protocol" ..............10
      4.2. RFC 4566: "SDP: Session Description Protocol" .............10
      4.3. RFC 3264: "An Offer/Answer Model with Session
           Description Protocol (SDP)" ...............................10
      4.4. RFC 3840: "Indicating User Agent Capabilities in
           the Session Initiation Protocol (SIP)" ....................10
      4.5. RFC 3263: "Session Initiation Protocol (SIP):
           Locating SIP Servers" .....................................11
      4.6. RFC 3265: "Session Initiation Protocol
           (SIP)-Specific Event Notification" ........................11
      4.7. RFC 3856: "A Presence Event Package for the
           Session Initiation Protocol (SIP)" ........................11
      4.8. RFC 3863: "Presence Information Data Format (PIDF)" .......11
      4.9. RFC 3428: "Session Initiation Protocol (SIP)
           Extension for Instant Messaging" ..........................12
      4.10. RFC 4474: "Enhancements for Authenticated
            Identity Management in the Session Initiation
            Protocol (SIP)" ..........................................12
      4.11. RFC 3581: "An Extension to the Session Initiation
            Protocol (SIP) for Symmetric Response Routing" ...........12
      4.12. Updates to SIP-Related Protocols .........................12
   5. SIP Applications in the Endpoints ..............................12
   6. NAT Traversal ..................................................14
   7. Security Considerations ........................................14
   8. Acknowledgements ...............................................15
   9. References .....................................................16
      9.1. Normative References ......................................16
      9.2. Informative References ....................................17

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1.  Introduction

   The Session Initiation Protocol (SIP) has become the global standard
   for real-time multimedia communications over the Internet and in
   private IP networks, due to its adoption by service providers and in
   enterprise networks alike.  The cost of this success has been a
   continuing increase in complexity to accommodate the various
   requirements for such networks.  At the same time, the World Wide Web
   has become the platform for a boundless variety of rich Internet
   applications (RIAs), both in the browser and on the desktop.  For SIP
   to be useful for RIAs, requirements for legacy voice-service
   providers that add unnecessary complexity may be avoided by
   delegating the interworking to telephony gateway endpoints.  This
   usage scenario for SIP requires following the end-to-end principle of
   the Internet architecture at the application level or, in other
   words, placing SIP applications in the endpoints.

   There are several reasons, from the Web service's perspective, to
   place most or all SIP applications in the endpoints and just use the
   client-server (CS) or peer-to-peer (P2P) rendezvous function for SIP:

   1. Value proposition: SIP applications in the endpoints can be easily
      mixed with RIAs and thus enable service providers to offer new
      services in a scalable and flexible manner.  Mixing SIP
      applications with RIAs also significantly enhances the value of
      SIP applications.  Rich Internet applications support unrestricted
      user choice as an alternative that is beyond what is traditionally
      prepackaged as network-based communication service plans.

   2. Eliminating the problems associated with distributed SIP
      applications in various feature servers across the network allows
      us to greatly simplify SIP.  There is also the Internet end-to-end
      principle, which argues that network intermediaries cannot
      completely understand the applications and their state in the

   'Simple SIP' in this document refers the SIP functions necessary to
   support only the rendezvous and session-setup functions of SIP,
   voice, video, basic presence, instant messaging, and also security.
   Simple SIP is focused on providing a basic multimedia, real-time
   communications "call".  This includes presence, instant messaging,
   voice, and video for point-to-point and various conference
   applications.  One or a very small number of additional servers may
   also be provided; for example, a voice-mail server may be provided as
   an auxiliary to make a simple one-to-one call to voice mail if the
   callee does not answer or to check voice mail.

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   Once the applications in the endpoints have established basic
   communications, it is up to them to support available features
   selected by users.  This paper is targeted to such scenarios.  In
   telephony, most of the value to users and service providers alike is
   added by signaling.  By contrast, on the Web, RIAs add most of the
   value.  The integrated use of SIP and RIAs in the endpoints can
   combine the best of both.

   This approach limits the number of SIP standards to roughly 11 that
   are listed here as the core for simple SIP.  At the time of this
   writing, the Real-Time Applications and Infrastructure (RAI) area of
   the IETF is focused on a dedicated working group for the core SIP
   protocol, separate from various SIP applications.  We anticipate this
   emerging work will also be the core of what is termed here as simple
   SIP and will actually further reduce the number of references that
   reflect the present core SIP standards.

   This memo aims to shield Web application developers from the need to
   know or understand more than the core SIP protocol.  The total number
   of references has been kept to a minimum and includes other related
   topics, such as examples for providing telephony services in the
   endpoints, NAT traversal, and security.  The referenced papers are,
   however, entry points to these knowledge resources.  Readers
   interested in a more detailed list of SIP topics, especially
   telephony, can follow up the short list here with the extensive list
   in "A Hitchhikers' Guide to SIP", RFC 5411 [12].  The guide has over
   140 references for understanding most, but not all, of the published
   features of SIP in the IETF and elsewhere.  There is also a Web site
   that automatically tracks the number of SIP-related RFCs [13].  Other
   standards and commercial organizations have greatly enlarged the
   published features of SIP as well.  We could not actually provide a
   complete count on everything that has been published as some form of
   SIP-standard document.

   NAT traversal is also a basic requirement for simple SIP.  However,
   given the potential option of using the Host Identity Protocol (HIP)
   in SIP-enabled endpoints, as shown in Section 4, simple SIP may not
   require any standards other than those mentioned here.  The
   alternative to HIP is to use SIP-specific protocols for NAT
   traversal, such as STUN (Simple Traversal of the UDP Protocol through
   NAT), TURN (Traversal Using Relay NAT), and ICE (Interactive
   Connectivity Establishment), as discussed in Section 4.

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL
   this document are to be interpreted as described in RFC 2119.

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2.  The Endpoint in the SIP and Web Architectures

   SIP has been defined in RFC 3261 for rendezvous and session
   initiation.  The usual example is the trapezoid model for
   communications between two endpoints placed in two different SIP
   service-provider domains.  SIP is also flexible, since SIP
   applications beyond the rendezvous function can reside either in the
   SIP networks in additional feature and media servers or in the
   endpoints.  SIP endpoints are our focus in this memo.

   Since SIP has been invented, with much initial similarity between SIP
   and HTTP, the Web has evolved from a global access mechanism to
   static documents to a universal platform with rich interaction
   between the user and client.  In most cases, the client is the
   browser, though recently dedicated Web desktop clients have emerged
   as well.

   The Web provides access to applications as well as to documents.  It
   is beyond the scope of this memo to describe the application and
   network architectures of the Web.  We will note, however, some of the
   new application and communication forms that have emerged on the Web
   as a result of a Darwinian evolution [30] rather than as a result of
   being defined in standards organizations.  They are referred to as
   Rich Internet Applications.

   Examples of RIAs include social networks, blogs, wikis, web-based
   office and collaboration tools, as well as task-related apps for
   creating to-do lists, tracking time, combining geographic information
   with various applications (such as tracking exercise paths and
   recording the metrics), tracking airline flights, combining live
   video from events with results and comments, etc.

   More information can be found at [31] and in the vast collection of
   books about RIAs.

   RIAs have positioned the browser (and associated Web desktop
   applications) as the dominant platform for a large variety of
   applications.  They are universal application platforms, independent
   of network location, operating system, processor, or display size.

   Behind the better-known Web applications are a wealth of new
   technologies that can enhance SIP-based communications, for example,
   the aggregation of data at runtime from several resources on the
   Internet.  A variety of RIA components, such as found on interactive
   Web pages, can significantly improve the user experience of SIP-based
   communications.  This is in contrast to the fixed interfaces found in
   most SIP user agents (UA), such as phones and desktop clients.

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   The Web network and application architecture is very different from
   SIP service-provider networks at present, but the one point where
   they both meet is the end-user device of any shape: fixed or mobile.

   The desire of SIP service providers to support new services in a
   scalable and flexible manner is incidentally easier to implement by
   the loose service coupling on the Web, as it is possible to
   characterize a service, or actually a mix of several service
   components (such as in a mash-up), with a URI.  This is in contrast
   to network services registration being done by a central registrar.
   The Web architecture is also better suited for users to select and
   configure their applications and interaction mode with the client.
   The boundless variety of configurations of services and client
   settings on the Web is in contrast with the prepackaged services and
   fixed user-agent configurations in present SIP services.

   Last but not least, program execution locally on the client is faster
   if the interaction with servers across the network is minimized.

   The motivation behind this memo is the potential of integrating SIP-
   based multimedia communications with access to RIAs on the Web.  To
   mention a few scenarios: adding SIP- and RTP-based real-time
   communications to RIAs, integrating (from a user perspective) the SIP
   location service (not to be confused with geographic location
   services) with other desktop- and network-based geographic location
   services, using social networks as part of the contact list, etc.

2.1.  The Telephony Gateway as a SIP Endpoint

   In order to accomplish interoperability with the installed base of
   telephone networks of various kinds, integrating SIP communications
   into RIAs precludes, in our opinion, carrying legacy telephony
   features over to the Web.  Interoperability between the Internet and
   telephone networks is best left to gateways that look to the Web as
   special endpoints serving large numbers of users.  Plain one-to-one
   phone calls are already supported by Internet-to-telephony gateways.
   If added, PSTN (Public Switched Telephone Network) or ISDN telephony
   features must be exposed to Web users; visual Web display and
   interaction with the user is preferable to carrying the extremely
   complex SIP equivalents over into the Internet.  On the Internet side
   of telephony gateways, simple SIP is all that needs to be deployed,
   in our opinion.  Additional telephony features can be just another
   RIA hosted in the gateway.  The market is the best indicator to show
   if such an effort is worthwhile to be productized.

   Overloading simple SIP with telephony features is a non-objective, as
   detailed in Section 3.

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3.  Applicability for Simple SIP in the Endpoints

   This section aims to clarify the scope of applicability by
   considering what can be done better in the endpoints, what simple SIP
   for user agents can and cannot accomplish, and what is out of scope.
   We will use emergency calls as an example to illustrate these points
   on applicability.  Emergency calls are also a good example for
   considering if and when SIP-plus-RIA applications could be used as
   emergency telephony enhancements or even replacements.

3.1.  What Simple SIP Can Accomplish

   The main goal for SIP applications on the desktop or in the browser
   is to support the integration of SIP- and RTP-based real-time
   communications with RIAs.  This assumes powerful endpoints, such as
   PC/laptop, smart mobile phones, or various dedicated devices.

   Example of better functionality: emergency calls not limited to a
   Public Safety Access Point (PSAP), but extended to a medical service
   taking care of patients or elderly people.

   In this example, besides alerting the right medical provider of the
   emergency, vital body-sign data and video can also be transmitted.
   In the opposite direction, the caller may get visual and audio
   information and instructions for instant self-help.  In this
   scenario, there is no need to invoke a PSAP service.  A dedicated
   device for such scenarios may actually have an emergency medical call
   button, though for telephone calls to a PSAP this is not recommended
   [14].  Powerful endpoints may also have various means to determine
   the geographic location of the caller and transmit it to the
   emergency care provider.  In this and other examples, SIP voice may
   be a component of several other communications means, but not always
   the central one; some emergency communications and data transfer may
   actually be performed without voice, such as instances when the
   "caller" cannot speak for some reason.

3.2.  Baseline for Simple SIP

   The focus of the memo is to define the baseline for simple SIP:  the
   establishment of a one-to-one real-time multimedia communication
   session for presence, IM, voice, and video.  Adequate security must
   also be provided; authentication and encryption for the media and for
   parts of the signaling should be done in a manner consistent with the
   routing of SIP messages.

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3.3.  What Simple SIP May or May Not Accomplish

   There are border cases where simple SIP may or may not accomplish
   some necessary legacy function.  Example: an emergency call to a PSAP
   over the Internet may be supported using the SOS URN [15] and the
   LoST protocol [16] to determine where to route the call.  If,
   however, emergency calls must be routed over the PSTN to a country-
   specific telephone number, the assistance of a SIP proxy and also of
   a SIP-PSTN gateway is required to recognize and route the emergency
   call.  Depending on the local jurisdiction, emergency calls from a
   SIP UA may require other features that are beyond the scope of this

3.4.  What Is Out of Scope for Simple SIP

   The simple usage of SIP is applicable when avoiding the traditional
   voice-provider approaches for charging (or monetizing) that aim to
   provide, manage, and charge for what is referred to as services (not
   applications); some examples of such approaches to charging are
   listed here.  Simple SIP means to avoid placing any functions in the
   network other than the rendezvous function of SIP.  This includes

   o  support of legacy telephony functions, such as emulating public-
      telephone-switch services and voice-only private branch exchanges.

   o  SIP network architectures designed to support telephony-type
      network models.  Examples include long chains of SIP proxies and
      feature servers (more than the two SIP servers shown in RFC 3261)
      that may be encountered inside and between closed Voice over IP
      (VoIP) networks and in-transit VoIP networks in between.  Long
      chains of intermediaries of any type not only add complexity, they
      pose a security risk that increases with the number of SIP network
      elements.  Complex server-based networks also make it more
      difficult to introduce new services.  A special problem in SIP
      server chains is forking, which leads to the well-known problems
      of concurrency in computing; the so-called race conditions in
      telephony.  This is amplified by redesigning the whole network
      every time there is a new SIP routing requirement.

   o  support for legacy telephony models, such as identifying end-user
      devices for the purpose of differentiated charging by type of
      service or for charging for roaming between networks.

   o  policies and the associated policy servers and network elements
      for Quality of Service (QoS) to enforce service-rate-specific
      policies for real-time communications.

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   o  design considerations for SIP for compatibility with legacy
      telephony networks, traditional telephony services, and various
      telephone numbering plans.  This pushes the responsibility of
      mapping the URI to telephone numbers to edge networks where the
      IP-PSTN gateway functions are performed.  The handling of
      telephony-specific functions, such as early media, are also pushed
      to edge gateway networks.  Other design considerations for
      interworking with the PSTN and 'looking like the PSTN' are also

   This list is not exhaustive, but conveys the concept of what to avoid
   when using SIP as a simpler protocol to understand and to implement.

3.5.  Borderline Cases

   There are also some interesting borderline cases for what to avoid,
   such as Provisional Response Acknowledgements (PRACKs), specified in
   RFC 3262.  PRACK is targeted for multi-hop SIP server networks and
   PSTN interworking, especially to assure reliable early media.  PRACK
   can be delegated, albeit with some limitations to the SIP-PSTN
   gateway.  PRACK does little to improve the user experience and has no
   relevance on true broadband networks with minimal SIP hop counts.
   Using PRACK may therefore be a decision best left to designers.

   Another interesting example of a borderline case are the issues with
   SIP's Non-Invite transactions as discussed in RFC 4320 [17].  Long
   chains of SIP intermediaries complicate the handling of provisional
   responses and may create several problems, such as storms of late
   responses from forked SIP forwarding paths.  We mentioned that long
   chains of SIP intermediaries are out of scope for simple SIP, but
   since designers may encounter various scenarios, even those they
   don't like, the decision to conform the user agent (UA) to RFC 4320
   is best left to them.

   The list of borderline cases is also not exhaustive and the above are
   only examples.  So where is the borderline? We believe that SIP usage
   on the Internet, without any intermediaries designed to support
   closed VoIP networks, eliminates the borderline cases.  Enterprise
   SIP networks are also most useful when designed to work with the
   Internet model in mind, by giving enterprise users the benefit of
   SIP-enhanced Web applications for productivity.  Handling of SIP in
   enterprise firewalls is out of the scope of this memo.

4.  Mandatory SIP References for Internet-Centric Usage

   Here is the minimal set of mandatory references to support the
   Internet-centric approach to SIP, outlined above.  The minimal set of
   references defines simple SIP.

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   The proposed change process [29] for SIP in the IETF RAI area will
   define the updated SIP core specification and thus reduce even more
   the required SIP standards for what is referred to here as simple

4.1.  RFC 3261: "SIP: Session Initiation Protocol"

   RFC 3261 [1] is the core specification for SIP.  The trapezoid model
   for SIP, found in RFC 3261, is only an example and a use case
   applicable to two service providers featuring an outgoing SIP proxy
   and an incoming SIP proxy in each domain respectively.  However, SIP
   can also work in peer-to-peer (P2P) communications without SIP

4.2.  RFC 4566: "SDP: Session Description Protocol"

   SDP [2] is the standard format for the representation of media
   parameters, transport addresses, and other session data irrespective
   of the protocol used to transport the SDP data.  SIP is one of the
   protocols used to transport SDP data, to enable the setting up of
   multimedia communication sessions.  Other Internet application
   protocols use SDP as well.

4.3.  RFC 3264: "An Offer/Answer Model with Session Description Protocol

   Though SDP has the capability to describe SIP sessions, how to arrive
   at a common description by two SIP endpoints requires a negotiation
   procedure to agree on common media codecs, along with IP addresses
   and ports where the media can be received.  This negotiation
   procedure is specified in RFC 3264 [3].  As will be seen in Section
   6, this negotiation is usually considerably complicated due to the
   existence of NAT between the SIP endpoints.

4.4.  RFC 3840: "Indicating User Agent Capabilities in the Session
      Initiation Protocol (SIP)"

   A SIP UA can convey its capability in the Contact header field,
   indicating if it can support presence, IM, audio, or video, and if
   the device is fixed, mobile, or other, such as the endpoint being an
   automaton (voice mail for example).  Which SIP methods are supported
   may also be indicated as specified in RFC 3840 [4].  SIP registrars
   (SIP servers or the P2P SIP overlay) can be informed of endpoint
   capabilities.  Missing capabilities can be displayed for the user by,
   for example, grayed out or missing icons.

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4.5.  RFC 3263: "Session Initiation Protocol (SIP): Locating SIP

   RFC 3263 [5] adds key clarifications to the base SIP specification in
   RFC 3261 by specifying how a SIP user agent (UA) or SIP server can
   determine with DNS queries not only the IP addresses of the target
   SIP servers, but also which SIP servers can support UDP or TCP
   transport, as required.  TCP may be required to support secure SIP
   (SIPS) using Transport Layer Security (TLS) transport or when SIP
   messages are too large to fit into UDP packets without fragmentation.
   Successive DNS queries yield finer-grain location by providing NAPTR,
   SRV, and A type records.  Note that finding a SIP server requires
   several successive DNS queries to access these records.

   Locating SIP servers is also required for P2P SIP when a peer node
   wishes to communicate with a SIP UA outside its own P2P SIP overlay

4.6.  RFC 3265: "Session Initiation Protocol (SIP)-Specific Event

   RFC 3265 [6] provides an extensible framework by which SIP nodes can
   request notification from remote nodes indicating that certain events
   have occurred.  The most prominent event notifications are those used
   for presence, though SIP events are used for many other SIP services,
   some of which can be useful for simple SIP.

4.7.  RFC 3856: "A Presence Event Package for the Session Initiation
      Protocol (SIP)"

   RFC 3856 [7] defines the usage of SIP as a presence protocol and
   makes use of the SUBSCRIBE and NOTIFY methods for presence events.
   SIP location services already contain presence information in the
   form of registrations and, as such, can be reused to establish
   connectivity for subscriptions and notifications.  This can enable
   either endpoints or servers to support rich applications based on

4.8.  RFC 3863: "Presence Information Data Format (PIDF)"

   RFC 3863 [8] defines the Presence Information Data Format (PIDF) and
   the media type "application/pidf+xml" to represent the XML MIME
   entity for PIDF.  PIDF is used by SIP to carry presence information.

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4.9.  RFC 3428: "Session Initiation Protocol (SIP) Extension for Instant

   The SIP extension for IM in RFC 3428 [9] consists in the MESSAGE
   method (defined in RFC 3428) only for the pager model of IM, based on
   the assumption that an IM conversation state exists in the client
   interface in the endpoints or in the mind of the users.

4.10.  RFC 4474: "Enhancements for Authenticated Identity Management in
       the Session Initiation Protocol (SIP)"

   RFC 4474 [10] defines (1) an identity header and (2) an identity info
   header for SIP requests that carry, respectively, the signature of
   the issuer over parts of the SIP request and the signed identity
   information.  The signature includes the FROM header and the identity
   of the sender.  The associated identity info header identifies the
   sender of the SIP request, such as INVITE.  The issuer of the
   signature can present their certificate as well.  It is assumed the
   issuer may be the domain owner.  Strong authentication is thus
   provided for SIP requests.  Authentication for SIP responses is not
   defined in this document.

4.11.  RFC 3581: "An Extension to the Session Initiation Protocol (SIP)
       for Symmetric Response Routing"

   RFC 3581 [11] specifies an extension to SIP called "rport" so that
   responses are sent back to the source IP address and port from which
   the request originated.  This correction to RFC 3261 is helpful for
   NAT traversal, debugging, and support of multi-homed hosts.

4.12.  Updates to SIP-Related Protocols

   Several of the above are being updated to benefit from the experience
   of large deployments and frequent interoperability testing.  We
   recommend readers to constantly check for revisions.  One update
   example is "Correct Transaction Handling for 200 Responses to the
   Session Initiation Protocol INVITE Requests" [18].  This is an update
   to RFC 3261; the added security risk for misbehaving SIP UAs is
   handled in the forwarding SIP proxy.

5.  SIP Applications in the Endpoints

   Although the present adoption of SIP is mainly due to telephony
   applications, its roots are in the Web and it has initial similarity
   to HTTP.  As a result, SIP may play other roles in adequately
   powerful endpoints (their number keeps increasing with Moore's law).
   SIP-based multimedia communications may be linked with various other
   applications on the Web.  Either some non-SIP application or the

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   communication feature may be perceived as the primary usage.  An
   example is mixing SIP-based real-time communications with some Web
   content of high interest to the user.


   1. In a conversation between a consumer and the contact center, a Web
      conference can be invoked to present to the user buying options or
      help information.  This information can make use of mashups to
      combine real-time data from various sources on the Web.

   2. In a social network, multimedia conversations combined with Web
      mashups can be invoked, thus strengthening the bond between its

   3. Conversations can be invoked while watching some events on the Web
      in real time.  However, the main beneficiary in this case may be
      the Web site, since the conversation can prolong the time for
      users watching that Web site.

   This shows the value of combining RIAs with SIP-based communications.

   It is a matter for the end user's judgment whether the Web content or
   the associated communication capability is more important, or if a
   mix of both is most attractive.

   Example: a Web-based enterprise directory where employees can find a
   wealth of data.  Adding SIP multimedia communications to the
   enterprise directory to call someone (if online and not too busy)
   enhances its usefulness, but is not critical to the directory.

   SIP applications in the endpoints can, however, accomplish most
   telephony functions as well.  This has been amply documented in SIP-
   related work in the IETF, such as:

   o  "A Call Control and Multi-party usage framework for SIP" [19]
      presents a large assortment of telephony applications where the
      call control resides in the participating endpoints that use the
      peer-to-peer feature invocation model.  The peer-to-peer design
      and its principles are based on multiparty call control.

   o  "Session Initiation Protocol Service Examples" [20] contains a
      collection of SIP call flows for traditional telephony, many of
      which require no server support for the respective features.  The
      SIP service examples for telephony are extremely useful since they
      illustrate in detail the concepts and applications supported by
      the core simple SIP references.

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RFC 5638        SIP Usage for Applications in Endpoints   September 2009

   In conclusion, SIP applications in the endpoints can support both a
   mix of real-time communications with new rich Internet applications
   and traditional telephony features as well.

6.  NAT Traversal

   SIP devices behind one or more NATs are, at present, the rule rather
   than the exception.

   "Best Current Practices for NAT Traversal for SIP" [22]
   comprehensively summarizes the use of STUN, TURN, and ICE, and
   provides a definitive set of 'Best Common Practices' to demonstrate
   the traversal of SIP and its associated RTP media packets through NAT

   The use of ICE has been developed mainly for SIP.  Other proposals,
   such as NICE (generic for non-SIP) and "D-ICE" for Real Time
   Streaming Protocol (RTSP) streaming media, have also been proposed.
   Internet games have different NAT traversal techniques of their own.
   This list is not exhaustive and such approaches are based on
   different NAT traversal protocols for each application protocol,

   A general, non-application-protocol-specific approach for NAT
   traversal is therefore highly desirable.

   One approach for NAT traversal that is generic and applicable for all
   application protocols is to deploy the Host Identity Protocol (HIP)
   and solve NAT traversal only once, at the HIP level.  HIP has many
   other useful features (such as support for the IPv6 transition in
   endpoints, mobility, and multihoming) that are beyond the scope of
   this paper.  "Basic HIP Extensions for Traversal of Network Address
   Translators" [23] provides an extensive coverage of the use of HIP
   for NAT traversal.

   Using HIP-enabled endpoints can provide the functions required for
   NAT traversal [24] for all applications, for both IPv4 and IPv6.  HIP
   can thus simplify the SIP UA since it takes away the burden of NAT
   traversal from the SIP UA and moves it to the HIP protocol module in
   the endpoint.

7.  Security Considerations

   All protocols discussed in this paper have their own specific
   security requirements that MUST be considered.  The special security
   considerations for SIP signaling security and RTP media security are
   discussed here.

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RFC 5638        SIP Usage for Applications in Endpoints   September 2009

   SIP security has two main parts: transport security and identity.

   o  Transport security for SIP is specified in RFC 3261.  Secure SIP
      has the notation SIPS in the request URI and uses TLS over TCP.
      Note that SIP over UDP cannot be secured in this way.  Transport
      security works only hop by hop.  Specifying SIPS requires the user
      to trust all intermediate servers and no end-to-end media
      encryption is assumed.  There is no insurance for misbehaving
      intermediaries in the path.  SIPS is therefore really adequate
      only in single-hop scenarios.

   o  RFC 4474, "Enhancements for Authenticated Identity Management in
      the Session Initiation Protocol (SIP)", which is mentioned
      previously, specifies the use of certificates for secure
      identification of the parties involved in SIP signaling requests.

   o  The Datagram Transport Layer Security (DTLS) specified in RFC 4347
      [25] has wide applicability for other applications that require
      UDP transport.  DTLS has been designed to have maximum commonality
      with TLS, yet does not require TCP transport and works over UDP.
      The DTLS-SRTP (Secure Realtime Transport Protocol) Framework [26]
      can support encrypted communications between endpoints using
      self-signed certificates whose fingerprints are exchanged over an
      integrity-protected SIP signaling channel.  The SRTP master secret
      is derived using the DTLS exchange as described in [27].

   o  ZRTP [28] provides key agreement for SRTP for multimedia
      communication with voice without depending on SIP signaling,
      though it can utilize an integrity-protected SIP signaling path
      for authentication.  ZRTP does not require the use of certificates
      or any Public Key Infrastructure (PKI).  ZRTP provides best-effort
      SRTP encryption without any additional SIP extensions.

8.  Acknowledgements

   The authors would like to thank Cullen Jennings, Ralph Droms, and
   Adrian Farrel for helpful comments in the most recent stage of this

   Special thanks are due to Paul Kyzivat for challenging the authors to
   clarify the role of telephony network gateways and also to Keith
   Drage for challenging them to discuss the use of emergency calls
   using simple SIP.

   Robert Sparks has pointed to some missing references, which we have

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RFC 5638        SIP Usage for Applications in Endpoints   September 2009

   The authors would also like to thank Jiri Kuthan, Adrian Georgescu,
   and others for the detailed discussion on the SIPPING WG list.  As a
   result, we have added clarification of what simple SIP can do, what
   it does not aim to do, and some scenarios in between.  We would also
   like to thank Wilhelm Wimmreuter for the detailed review of the
   initial draft and to Arjun Roychaudhury for the comments regarding
   the need to clarify the difference between network-based services and
   endpoint applications.

9.  References

9.1. Normative References

   [1]   Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,
         Peterson, J., Sparks, R., Handley, M., and E. Schooler, "SIP:
         Session Initiation Protocol", RFC 3261, June 2002.

   [2]   Handley, M., Jacobson, V., and C. Perkins, "SDP: Session
         Description Protocol", RFC 4566, July 2006.

   [3]   Rosenberg, J. and H. Schulzrinne, "An Offer/Answer Model with
         Session Description Protocol (SDP)", RFC 3264, June 2002.

   [4]   Rosenberg, J., Schulzrinne, H., and P. Kyzivat, "Indicating
         User Agent Capabilities in the Session Initiation Protocol
         (SIP)", RFC 3840, August 2004.

   [5]   Rosenberg, J. and H. Schulzrinne, "Session Initiation Protocol
         (SIP): Locating SIP Servers", RFC 3263, June 2002.

   [6]   Roach, A., "Session Initiation Protocol (SIP)-Specific Event
         Notification", RFC 3265, June 2002.

   [7]   Rosenberg, J., "A Presence Event Package for the Session
         Initiation Protocol (SIP)", RFC 3856, August 2004.

   [8]   Sugano, H., Fujimoto, S., Klyne, G., Bateman, A., Carr, W., and
         J. Peterson, "Presence Information Data Format (PIDF)", RFC
         3863, August 2004.

   [9]   Campbell, B., Ed., Rosenberg, J., Schulzrinne, H., Huitema, C.,
         and D. Gurle, "Session Initiation Protocol (SIP) Extension for
         Instant Messaging", RFC 3428, December 2002.

   [10]  Peterson, J. and C. Jennings, "Enhancements for Authenticated
         Identity Management in the Session Initiation Protocol (SIP)",
         RFC 4474, August 2006.

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RFC 5638        SIP Usage for Applications in Endpoints   September 2009

   [11]  Rosenberg, J. and H. Schulzrinne, "An Extension to the Session
         Initiation Protocol (SIP) for Symmetric Response Routing", RFC
         3581, August 2003.

9.2.  Informative References

   [12]  Rosenberg, J., "A Hitchhiker's Guide to the Session Initiation
         Protocol (SIP)", RFC 5411, February 2009.

   [13]  Ohlmeier, N., "VoIP RFC Watch",

   [14]  Rosen, B. and J. Polk, "Best Current Practice for
         Communications Services in support of Emergency Calling", Work
         in Progress, July 2009.

   [15]  Schulzrinne, H., "A Uniform Resource Name (URN) for Emergency
         and Other Well-Known Services", RFC 5031, January 2008.

   [16]  Hardie, T., Newton, A., Schulzrinne, H., and H. Tschofenig,
         "LoST: A Location-to-Service Translation Protocol", RFC 5222,
         August 2008.

   [17]  Sparks, R., "Actions Addressing Identified Issues with the
         Session Initiation Protocol's (SIP) Non-INVITE Transaction",
         RFC 4320, January 2006.

   [18]  Sparks, R. and T. Zourzouvillys, "Correct Transaction Handling
         for 200 Responses to Session Initiation Protocol INVITE
         Requests", Work in Progress, July 2009.

   [19]  Mahy, R., Sparks, R., Rosenberg, J., Petrie, D., and A.
         Johnson, "A Call Control and Multi-party usage framework for
         the Session Initiation Protocol (SIP)", Work in Progress, March

   [20]  Johnston, A., Ed., Sparks, R., Cunningham, C., Donovan, S., and
         K. Summers, "Session Initiation Protocol Service Examples", BCP
         144, RFC 5359, October 2008.

   [22]  Boulton, C., Rosenberg, J., Camarillo, G. and F. Audet, "Best
         Current Practices for NAT Traversal for Client-Server SIP",
         Work in Progress, September 2008.

   [23]  Komu, M., Henderson, T., Tschofenig, H., Melen, J. and A.
         Keraenen, "Basic HIP Extensions for Traversal of Network
         Address Translators", Work in Progress, June 2009.

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RFC 5638        SIP Usage for Applications in Endpoints   September 2009

   [24]  Moskowitz, R., "HIP Experimentation using Teredo", July 2008,

   [25]  Rescorla, E. and N. Modadugu, "Datagram Transport Layer
         Security", RFC 4347, April 2006.

   [26]  Fischl, J., Tschofenig, H. and E. Rescorla, "Framework for
         Establishing an SRTP Security Context using DTLS", Work in
         Progress, March 2009.

   [27]  McGrew, D. and E. Rescorla, "Datagram Transport Layer Security
         (DTLS) Extension to Establish Keys for Secure Real-time
         Transport Protocol (SRTP)", Work in Progress, February 2009.

   [28]  Zimmerman, P., Johnston, A. and J. Callas, "ZRTP: Media Path
         Key Agreement for Secure RTP", Work in Progress, March 2009

   [29]  Peterson, J., Jennings, C. and R. Sparks, "Change Process for
         the Session Initiation Protocol (SIP)", Work in Progress, July

   [30]  Raman, T.V., "Toward 2 exp(W), Beyond Web 2.0", Communications
         of the ACM, Vol. 52, No.2, p. 52-59, February 2009.

   [31]  Wikipedia, "Rich Internet application",

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RFC 5638        SIP Usage for Applications in Endpoints   September 2009

Authors' Addresses

   Henry Sinnreich
   Adobe Systems, Inc.
   601 Townsend Street,
   San Francisco, CA 94103, USA


   Alan Johnston
   Saint Louis, MO, USA


   Eunsoo Shim
   Avaya Labs Research
   233 Mount Airy Road
   Basking Ridge, NJ 07920 USA


   Kundan Singh
   Columbia University Alumni
   1214 Amsterdam Ave., MC0401
   New York, NY, USA


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