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Requirements for Signaling of Pre-Congestion Information in a Diffserv Domain
RFC 6663

Document Type RFC - Informational (July 2012)
Authors Georgios Karagiannis , Tom Taylor , Kwok Ho Chan , Michael Menth , Philip Eardley
Last updated 2015-10-14
RFC stream Internet Engineering Task Force (IETF)
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RFC 6663
Internet Engineering Task Force (IETF)                    G. Karagiannis
Request for Comments: 6663                          University of Twente
Category: Informational                                        T. Taylor
ISSN: 2070-1721                                                   Huawei
                                                                 K. Chan
                                                              Consultant
                                                                M. Menth
                                                 University of Tuebingen
                                                              P. Eardley
                                                                      BT
                                                               July 2012

        Requirements for Signaling of Pre-Congestion Information
                          in a Diffserv Domain

Abstract

   Pre-Congestion Notification (PCN) is a means for protecting quality
   of service for inelastic traffic admitted to a Diffserv domain.  The
   overall PCN architecture is described in RFC 5559.  This memo
   describes the requirements for the signaling applied within the PCN-
   domain: (1) PCN-feedback-information is carried from the PCN-egress-
   node to the Decision Point; (2) the Decision Point may ask the PCN-
   ingress-node to measure, and report back, the rate of sent PCN-
   traffic between that PCN-ingress-node and PCN-egress-node.  The
   Decision Point may be either collocated with the PCN-ingress-node or
   a centralized node (in the first case, (2) is not required).  The
   signaling requirements pertain in particular to two edge behaviors,
   Controlled Load (CL) and Single Marking (SM).

Status of This Memo

   This document is not an Internet Standards Track specification; it is
   published for informational purposes.

   This document is a product of the Internet Engineering Task Force
   (IETF).  It represents the consensus of the IETF community.  It has
   received public review and has been approved for publication by the
   Internet Engineering Steering Group (IESG).  Not all documents
   approved by the IESG are a candidate for any level of Internet
   Standard; see Section 2 of RFC 5741.

   Information about the current status of this document, any errata,
   and how to provide feedback on it may be obtained at
   http://www.rfc-editor.org/info/rfc6663.

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Copyright Notice

   Copyright (c) 2012 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.

Table of Contents

   1. Introduction ....................................................2
      1.1. Requirements Language ......................................3
   2. Signaling Requirements for Messages from the PCN-Egress-Nodes
      to Decision Point(s) ............................................3
   3. Signaling Requirements for Messages between Decision Point(s)
      and PCN-Ingress-Nodes ...........................................5
   4. Security Considerations .........................................5
   5. Acknowledgments .................................................6
   6. References ......................................................6
      6.1. Normative References .......................................6
      6.2. Informative References .....................................6

1.  Introduction

   The main objective of Pre-Congestion Notification (PCN) is to support
   the quality of service (QoS) of inelastic flows within a Diffserv
   domain in a simple, scalable, and robust fashion.  Two mechanisms are
   used: admission control and flow termination.  Admission control is
   used to decide whether to admit or block a new flow request, while
   flow termination is used in abnormal circumstances to decide whether
   to terminate some of the existing flows.  To support these two
   features, the overall rate of PCN-traffic is metered on every link in
   the domain, and PCN-packets are appropriately marked when certain
   configured rates are exceeded.  These configured rates are below the
   rate of the link, thus providing notification to boundary nodes about
   overloads before any congestion occurs (hence "pre-congestion"
   notification).  The PCN-egress-nodes measure the rates of differently
   marked PCN traffic in periodic intervals and report these rates to
   the Decision Points for admission control and flow termination; the
   Decision Points use these rates to make decisions.  The Decision
   Points may be collocated with the PCN-ingress-nodes, or their

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   function may be implemented in a centralized node.  For more details
   see [RFC5559], [RFC6661], and [RFC6662].

   This memo specifies the requirements on signaling protocols:
   o  to carry reports from a PCN-egress-node to the Decision Point,
   o  to carry requests, from the Decision Point to a PCN-ingress-node,
      that trigger the PCN-ingress-node to measure the PCN-sent-rate,
   o  to carry reports, from a PCN-ingress-node to the Decision Point.

   The latter two messages are only needed if the Decision Point and
   PCN-ingress-node are not collocated.

1.1.  Requirements Language

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC 2119 [RFC2119].

2.  Signaling Requirements for Messages from the PCN-Egress-Nodes to
    Decision Point(s)

   The PCN-egress-node measures per ingress-egress-aggregate the rates
   of differently marked PCN-traffic in regular intervals.  The
   measurement intervals are recommended to take a fixed value between
   100 ms and 500 ms; see [RFC6661] and [RFC6662].  At the end of each
   measurement interval, the PCN-egress-node calculates the congestion-
   level-estimate (CLE) based on these quantities.

   The PCN-egress-node MAY be configured to record a set of identifiers
   of PCN-flows for which it received excess-traffic-marked packets
   during the last measurement interval.  The latter may be useful to
   perform flow termination in networks with multipath routing.

   At the end of each measurement interval, or less frequently if
   "optional report suppression" is activated (see [RFC6661] and
   [RFC6662]), the PCN-egress-node sends a report to the Decision Point.

   For the SM edge behavior, the report MUST contain:
   o  the identifier of the PCN-ingress-node and the identifier of the
      PCN-egress-node (typically their IP addresses); together they
      specify the ingress-egress-aggregate to which the report refers,
   o  the rate of not-marked PCN-traffic (NM-rate) in octets/second, and
   o  the rate of PCN-marked traffic (PM-rate) in octets/second.

   For the CL edge behavior, the report MUST contain:
   o  the identifier of the PCN-ingress-node and the identifier of the
      PCN-egress-node (typically their IP addresses); together they
      specify the ingress-egress-aggregate to which the report refers,

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   o  the rate of not-marked PCN-traffic (NM-rate) in octets/second,
   o  the rate of threshold-marked PCN traffic (ThM-rate) in
      octets/second, and
   o  the rate of excess-traffic-marked traffic (ETM-rate) in
      octets/second.

   The number format and the rate units used by the signaling protocol
   will limit the maximum rate that PCN can use.  If signaling space is
   tight, it might be reasonable to impose a limit, but any such limit
   may impose unnecessary constraints in the future.

   The signaling report can either be sent directly to the Decision
   Point or it can "piggy-back", i.e., be included within some other
   message that passes through the PCN-egress-node and then reaches the
   Decision Point.

   As described in [RFC6661], PCN reports from the PCN-egress-node to
   the Decision Point may contain flow identifiers for individual flows
   within an ingress-egress-aggregate that have recently experienced
   excess-marking.  Hence, the PCN report messages used by the PCN CL
   edge behavior MUST be capable of carrying sequences of octet strings
   constituting such identifiers.

   Signaling messages SHOULD have a higher priority and a lower drop
   precedence than PCN-packets (see [RFC5559]) in order to deliver them
   quickly and to prevent them from being dropped in case of overload.

   The load generated by the signaling protocol SHOULD be minimized.  We
   give three methods that may help to achieve that goal:
   1.  piggy-backing the reports by the PCN-egress-nodes to the Decision
      Point(s) onto other signaling messages that are already in place,
   2.  reducing the amount of reports to be sent by optional report
      suppression, or
   3.  combining reports for different ingress-egress-aggregates in a
      single message (if they are for the same Decision Point).

   As PCN reports are sent regularly, additional reliability mechanisms
   are not needed.  This also holds in the presence of optional report
   suppression, as reports are sent periodically if actions by the
   Decision Point(s) are needed; see [RFC6661] and [RFC6662].

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3.  Signaling Requirements for Messages between Decision Point(s) and
    PCN-Ingress-Nodes

   Through request-response signaling between the Decision Point and
   PCN-ingress-node, the Decision Point requests and in response the
   PCN-ingress-node measures and reports the PCN-sent-rate for a
   specific ingress-egress-aggregate.  Signaling is needed only if the
   Decision Point and PCN-ingress-node are not collocated.

   The request MUST contain:
   o  the identifier of the PCN-ingress-node and the identifier of the
      PCN-egress-node; together they determine the ingress-egress-
      aggregate for which the PCN-sent-rate is requested, and
   o  the identifier of the Decision Point that requests the PCN-sent-
      rate.

   The report MUST contain:
   o  the PCN-sent-rate in octets/second, and
   o  the identifier of the PCN-ingress-node and the identifier of the
      PCN-egress-node.

   The request MUST be addressed to the PCN-ingress-node, and the report
   MUST be addressed to the Decision Point that requested it.

   Because they are sent only when flow termination is needed (which is
   an urgent action), the request and the report SHOULD be sent with
   high priority, with a lower drop precedence than PCN-packets, and in
   a reliable manner.

   Note that a complete system description for a PCN-domain with
   centralized Decision Point includes the signaling from Decision Point
   to the PCN-ingress-nodes to control flow admission and termination.
   However, this is a known problem (with solutions provided in
   [RFC3084] and [RFC5431], for example), and it lies outside the scope
   of the present document.

4.  Security Considerations

   [RFC5559] provides a general description of the security
   considerations for PCN.  This memo relies on the security-related
   requirements of the PCN signaling, provided in [RFC5559].  In
   particular, the signaling between the PCN-boundary-nodes must be
   protected from attacks.  For example, the recipient needs to validate
   that the message is indeed from the node that claims to have sent it.
   Possible measures include digest authentication and protection
   against replay and man-in-the-middle attacks.

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   Specifically for the generic aggregate RSVP protocol, additional
   protection methods against security attacks are described in
   [RFC4860].

5.  Acknowledgments

   We would like to acknowledge the members of the PCN working group for
   the discussions that produced the contents of this memo.

6.  References

6.1.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC5559]  Eardley, P., Ed., "Pre-Congestion Notification (PCN)
              Architecture", RFC 5559, June 2009.

   [RFC6661]  Charny, A., Huang, F., Karagiannis, G., Twente, U., Menth,
              M., and T. Taylor, Ed., "Pre-Congestion Notification (PCN)
              Boundary-Node Behaviour for the Controlled Load (CL) Mode
              of Operation", RFC 6661, July 2012.

   [RFC6662]  Charny, A., Zhang, J., Karagiannis, G., Twente, U., Menth,
              M., and T. Taylor, Ed., "Pre-Congestion Notification (PCN)
              Boundary-Node Behaviour for the Single Marking (SM) Mode
              of Operation", RFC 6662, July 2012.

6.2.  Informative References

   [RFC3084]  Chan, K., Seligson, J., Durham, D., Gai, S., McCloghrie,
              K., Herzog, S., Reichmeyer, F., Yavatkar, R., and A.
              Smith, "COPS Usage for Policy Provisioning (COPS-PR)", RFC
              3084, March 2001.

   [RFC4860]  Le Faucheur, F., Davie, B., Bose, P., Christou, C., and M.
              Davenport, "Generic Aggregate Resource ReSerVation
              Protocol (RSVP) Reservations", RFC 4860, May 2007.

   [RFC5431]  Sun, D., "Diameter ITU-T Rw Policy Enforcement Interface
              Application", RFC 5431, March 2009.

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Authors' Addresses

   Georgios Karagiannis
   University of Twente
   P.O. Box 217
   7500 AE Enschede,
   The Netherlands
   EMail: g.karagiannis@utwente.nl

   Tom Taylor
   Huawei Technologies
   Ottawa
   Canada
   EMail: tom.taylor.stds@gmail.com

   Kwok Ho Chan
   Consultant
   EMail: khchan.work@gmail.com

   Michael Menth
   University of Tuebingen
   Sand 13
   72076 Tuebingen
   Germany
   Phone: +49-7071-2970505
   EMail: menth@uni-tuebingen.de

   Philip Eardley
   BT
   B54/77, Sirius House Adastral Park Martlesham Heath
   Ipswich, Suffolk  IP5 3RE
   United Kingdom
   EMail: philip.eardley@bt.com

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