An Information Model for Kerberos Version 5
RFC 6880

Document Type RFC - Proposed Standard (March 2013; No errata)
Author Leif Johansson 
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Internet Engineering Task Force (IETF)                      L. Johansson
Request for Comments: 6880                                         SUNET
Category: Standards Track                                     March 2013
ISSN: 2070-1721

              An Information Model for Kerberos Version 5


   This document describes an information model for Kerberos version 5
   from the point of view of an administrative service.  There is no
   standard for administrating a Kerberos 5 Key Distribution Center
   (KDC).  This document describes the services exposed by an
   administrative interface to a KDC.

Status of This Memo

   This is an Internet Standards Track document.

   This document is a product of the Internet Engineering Task Force
   (IETF).  It represents the consensus of the IETF community.  It has
   received public review and has been approved for publication by the
   Internet Engineering Steering Group (IESG).  Further information on
   Internet Standards is available in Section 2 of RFC 5741.

   Information about the current status of this document, any errata,
   and how to provide feedback on it may be obtained at

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Copyright Notice

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   than English.

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Table of Contents

   1. Introduction ....................................................3
   2. Requirements Notation ...........................................4
   3. Information Model Demarcation ...................................5
   4. Information Model Specification .................................6
      4.1. Principal ..................................................6
           4.1.1. Principal: Attributes ...............................6
           4.1.2. Principal: Associations .............................7
      4.2. KeySet .....................................................8
           4.2.1. KeySet: Attributes ..................................8
           4.2.2. KeySet: Associations ................................8
      4.3. Key ........................................................9
           4.3.1. Key: Attributes .....................................9
           4.3.2. Key: Associations ..................................10
           4.3.3. Key: Remarks .......................................10
      4.4. Policy ....................................................10
           4.4.1. Policy: Attributes .................................10
           4.4.2. Mandatory-to-Implement Policy ......................11
   5. Implementation Scenarios .......................................11
      5.1. LDAP Backend to KDC .......................................12
      5.2. LDAP Frontend to KDC ......................................12
      5.3. SOAP ......................................................12
      5.4. NETCONF ...................................................12
   6. Security Considerations ........................................12
   7. Acknowledgments ................................................13
   8. References .....................................................13
      8.1. Normative References ......................................13
      8.2. Informative References ....................................14

1.  Introduction

   The Kerberos version 5 authentication service described in [RFC4120]
   describes how a Key Distribution Center (KDC) provides authentication
   to clients.  RFC 4120 does not stipulate how a KDC is managed, and
   several "kadmin" servers have evolved since RFC 4120 was written.
   This document describes the services required to administer a KDC and
   the underlying information model assumed by a kadmin-type service.

   The information model is written in terms of "attributes" and either
   "services" or "interfaces", but the use of these particular words
   must not be taken to imply any particular modeling paradigm.  Neither
   an object-oriented model nor a Lightweight Directory Access Protocol
   (LDAP) [RFC4510] schema is intended.  The author has attempted to
   describe, in prose, the intended semantics and syntax of the
   components of the model.  For instance, an LDAP schema based on this
   model will be more precise in the expression of the syntax while
   preserving the semantics of this model.

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   Implementations of this document MAY decide to change the names used
   (e.g., principalName).  If so, an implementation MUST provide a name-
   to-name mapping to this document.  In particular, schema languages
   may have different typographical conventions, e.g., the use of an
   uppercase letter (as seen in camelCase) versus the use of '_' and '-'
   to separate 'words' in a name.  Implementations MUST call out such
   conventions explicitly.

   Implementations of this document MUST be able to support default
   values for attributes and have the ability to specify syntax for
   attribute values.

2.  Requirements Notation

   This document uses the standard key words ("MUST", "MUST NOT",
   "RECOMMENDED", "MAY", and "OPTIONAL") that are defined in [RFC2119],
   but with modifications to those definitions as described below.  The
   reason for this (which was discussed extensively in the Kerberos
   working group) is as follows:

   This document describes an information model for Kerberos 5, but it
   does not directly describe any mapping onto a particular schema or
   modeling language.  Hence, an implementation of this model consists
   of a mapping to such a language, e.g., an LDAP or SQL schema.
   Therefore, the standard normative key words require precise

   The terms "MUST" and "REQUIRED" mean that a schema implementing this
   model must have a way to represent a feature (i.e., that it is
   mandatory to implement it in the schema), but that, unless otherwise
   specified, the feature may represent an optional element in the
   chosen schema definition language.

   However, "MUST" also means that a KDC or administrative interface
   implementing this information model has to provide the feature and
   associated behavior consistent with the schema.

   For instance, principalName (see Section represents the name
   of a principal.  In an LDAP schema (for instance), this may be
   represented as an optional attribute even though all KDCs
   implementing this specification must support this attribute.

   The terms "MAY" and "OPTIONAL" mean that it is optional for a KDC or
   administrative interface implementing this information model to
   implement this feature.  These terms also mean that implementing the
   feature in the schema is optional.

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   Implementers of the schema should be aware that, unless the schema
   definition can represent critical but optional elements, language
   confusion may arise when optional elements are used but not
   understood by all implementations in a particular deployment.

   The expression "MUST NOT be OPTIONAL" means that it is mandatory that
   a feature be implemented ("MUST" per the definition in [RFC2119]) and
   additionally that it must not be marked as optional in the schema
   language.  In particular, this expression means that the feature is
   both mandatory to implement and must be present in all
   representations of the object to which it applies.

   The terms "SHOULD" and "RECOMMENDED" mean that the consequences of
   not implementing the feature as if it were described with the "MUST"
   keyword must be carefully weighed before choosing a different course.
   In particular, these terms imply that interoperability concerns may
   arise from not following the recommended practice in schema that
   implement this model.

   Context will determine whether the "SHOULD" key word applies to the
   schema, to the underlying behavior of the KDC, or both.  For
   instance, when this document states that principalIsDisabled (see
   Section SHOULD default to FALSE, this statement implies both
   a recommendation for the behavior of KDCs as well as a recommendation
   for the representation of that behavior in schema.

3.  Information Model Demarcation

   The information model specified in Section 4 describes objects, their
   properties, and the relationships between the objects.  These
   elements comprise an abstract view of the data represented in a KDC.
   It is important to understand that the information model is not a
   schema.  In particular, the way objects are compared for equality
   beyond that which is implied by the specification of a syntax is not
   part of this specification, nor is the ordering specified between the
   elements of a particular syntax.

   Further work on Kerberos will undoubtedly prompt updates to this
   information model to reflect changes in the functions performed by
   the KDC.  Such extensions to the information model should always use
   a normative reference to the relevant RFCs in detailing the change in
   KDC function.

   This model describes a number of elements related to password policy
   management.  Not all of the elements in this model are unique to
   Kerberos.  For example, an LDAP implementation of this model should
   incorporate existing LDAP schema where functional overlap exists,
   rather than defining additional Kerberos-specific elements.

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4.  Information Model Specification

4.1.  Principal

   The fundamental entity stored in a KDC is the principal.  The
   principal is associated with keys and generalizes the "user" concept.
   The principal MUST be implemented in full and MUST NOT be OPTIONAL in
   an implementation

4.1.1.  Principal: Attributes  principalName

   The principalName MUST uniquely identify the principal within the
   administrative context of the KDC.  The principalName MUST be
   equivalent to the string representation of the principal name (see
   Section 2.1.1 of [RFC1964]), including, if applicable for the name
   type, the realm.

   The attribute MAY be multivalued if the implementation supports
   aliases, enterprise names, or both.  In this case, exactly one of the
   principalName values MAY be designated as the canonical
   principalName.  If the implementation supports encryption types
   (enctypes) that require salt, exactly one of the values of
   principalName MAY be designated as the canonical salting

   Implementations (i.e., schema) that support enterprise names,
   aliases, or both, SHOULD provide for efficient lookup of principal
   objects based on the alias or enterprise name.  principalNotUsedBefore

   The principal MUST NOT be used before this date.  The syntax of the
   attribute MUST be Internet date/time format from [RFC3339].  The
   attribute MUST be single-valued.  principalNotUsedAfter

   The principal MUST NOT be used after this date.  The syntax of the
   attribute MUST be Internet date/time format from [RFC3339].  The
   attribute MUST be single-valued.  principalIsDisabled

   A boolean attribute used to disable a principal.  The attribute
   SHOULD default to boolean FALSE.

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RFC 6880                  KDC Information Model               March 2013  principalLastCredentialChangeTime

   This single-valued attribute contains the time of the last successful
   change of credentials (e.g., password or private key) associated with
   this principal.  The syntax of the attribute MUST be Internet
   date/time format from [RFC3339].  principalCreateTime

   This single-valued attribute contains the time and date when this
   principal was created.  The syntax of the attribute MUST be Internet
   date/time format from [RFC3339].  principalModifyTime

   This single-valued attribute contains the time and date when this
   principal was last modified, excluding changes to credentials.  The
   syntax of the attribute MUST be Internet date/time format from
   [RFC3339].  principalMaximumTicketLifetime

   This single-valued attribute contains the time, in seconds,
   representing the maximum lifetime of a ticket issued for this
   principal.  principalMaximumRenewableTicketLifetime

   This single-valued attribute contains the delta time, in seconds,
   representing the maximum amount of time a ticket may be renewed for
   this principal.  principalAllowedEnctype

   This OPTIONAL multivalued attribute lists the enctypes allowed for
   this principal.  If empty or absent, any enctype supported by the
   implementation is allowed for this principal.

   This attribute is intended as a policy attribute and restricts all
   uses of enctypes, including server, client, and session keys.  Data
   models MAY choose to use policy objects in order to represent more
   complex decision mechanisms.

4.1.2.  Principal: Associations

   Each principal MAY be associated with 0 or more KeySets and MAY be
   associated with 0 or more Policies.  The KeySet is represented as an
   object in this model, because it has attributes associated with it

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   (the key version number).  In typical situations, the principal is
   associated with exactly one KeySet, but implementations MUST NOT
   assume this case.  That is, an implementation of this standard MUST
   be able to handle the general case of multiple KeySets associated
   with each principal.  Multiple KeySets may, for instance, be useful
   when performing a key rollover for a principal.

4.2.  KeySet

   In Kerberos, principals are associated with zero or more symmetric
   secret keys, and each key has a key version number (kvno) and an
   enctype.  In this model, we group keys by kvno into KeySet objects.
   A principal can have zero or more KeySet objects associated with it,
   each of which MUST have one or more keys.  Each KeySet is associated
   with exactly one principal.  A schema derived from this model MAY
   lack a direct analogue of KeySet, as described in this document.

   It is expected that most Kerberos implementations will use a special-
   purpose interface for setting and changing principal passwords and

   If a server supports an enctype for a principal, that enctype must be
   present in at least one key for the principal in question.  For any
   given enctype, a KeySet MUST NOT contain more than one key with that

   The security of Kerberos 5 depends absolutely on the confidentiality
   and integrity of the key objects stored in the KDC.  Implementations
   of this standard MUST facilitate, to the extent possible, an
   administrator's ability to place more restrictive access controls on
   KeySets than on other principal data, and to arrange for more secure
   backup for KeySets.

4.2.1.  KeySet: Attributes  kvno

   The key version number.  This is a single-valued attribute containing
   a non-negative integer.  This number is incremented by one each time
   a key in the KeySet is changed.

4.2.2.  KeySet: Associations

   Each KeySet MUST be associated with a set of one or more Keys.

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4.3.  Key

   Implementations of this model MUST NOT force keys to be represented.
   That is, a schema that REQUIRED a key to be present would not meet
   this constraint.

4.3.1.  Key: Attributes  keyEncryptionType

   The enctype SHOULD be represented as an enumeration of the enctypes
   supported by the KDC using the string name ("encryption type") of the
   enctype from the IANA registry of Kerberos Encryption Type Numbers.
   One example is "aes128-cts-hmac-sha1-96".  keyValue

   The binary representation of the key data.  This MUST be a single-
   valued octet string.  keySaltValue

   The binary representation of the key salt.  This MUST be a single-
   valued octet string.  keyStringToKeyParameter

   This MUST be a single-valued octet string representing an opaque
   parameter associated with the enctype.  This parameter is specified
   using the string-to-key method defined in Section 3 of [RFC3961].  keyNotUsedBefore

   The key MUST NOT be used before this date.  The syntax of the
   attribute MUST be semantically equivalent to the standard ISO date
   format ([RFC3339]).  This attribute MUST be single-valued.  keyNotUsedAfter

   The key MUST NOT be used after this date.  The syntax of the
   attribute MUST be semantically equivalent to the standard ISO date
   format ([RFC3339]).  This attribute MUST be single-valued.  keyIsDisabled

   This is a boolean attribute that SHOULD be set to FALSE by default.
   If this attribute is TRUE, the key MUST NOT be used.  The
   keyIsDisabled attributed is used to temporarily disable a key.

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4.3.2.  Key: Associations


4.3.3.  Key: Remarks

   The security of the keys is an absolute requirement for the operation
   of Kerberos 5.  If keys are implemented, adequate protection from
   unauthorized modification and disclosure MUST be available and is
   REQUIRED of the implementation.

4.4.  Policy

   Implementations SHOULD implement policies, but MAY allow them to be
   OPTIONAL.  The policy should be thought of as a "typed hole", i.e.,
   as an opaque binary value paired with an identifier of the type of
   data contained in the binary value.  Both attributes (type and value)
   must be present.

4.4.1.  Policy: Attributes  policyIdentifier

   The policyIdentifier MUST be globally unique.  Possible types of
   identifiers include:

   o  An Object Identifier (OID) [RFC4517]

   o  A URI [RFC3986]

   o  A UUID [RFC4122]

   Implementations of this specification are expected to assign globally
   unique identifiers to the list of the standard policy below in
   accordance with best practices for identifier management for the
   schema language used.  policyIsCritical

   This boolean attribute indicates that the KDC MUST be able to
   correctly interpret and apply the policy for the principal to be
   used.  policyContent

   This optional single opaque binary value is used to store a
   representation of the policy.  In general, a policy cannot be fully
   expressed using attribute-value pairs.  The policyContent is OPTIONAL

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   in the sense that an implementation MAY use it to store an opaque
   value for the policy types that are not directly representable in
   that implementation.  policyUse

   This optional single enumerated string value is used to describe the
   use of the policy.  Implementations SHOULD provide this attribute and
   MUST (if the attribute is implemented) describe the enumerated set of
   possible values.  The intent is that this attribute provide an
   initial context-based filtering.

4.4.2.  Mandatory-to-Implement Policy

   All implementations that represent policy objects MUST be able to
   represent the policies listed in this section.  Implementations are
   not required to use the same underlying data representation for the
   policyContent binary value, but SHOULD use the same OIDs as the
   policyIdentifier.  In general, the expression of policy may require a
   Turing-complete language.  This specification does not attempt to
   model policy-expression language.  Password Quality Policy

   Password quality policy controls the requirements placed by the KDC
   on new passwords.  Password Management Policy

   Password management policy controls how passwords are changed.  Keying Policy

   A keying policy specifies the association of enctypes with new
   principals.  For example, when a principal is created, one of the
   applicable keying policies is used to determine the set of keys to
   associate with the principal.  Ticket Flag Policy

   A ticket flag policy specifies the ticket flags allowed for tickets
   issued for a principal.

5.  Implementation Scenarios

   There are several ways to implement an administrative service for
   Kerberos 5 based on this information model.  In this section, we list
   a few of them.

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5.1.  LDAP Backend to KDC

   Given an LDAP schema implementation of this information model, it
   would be possible to build an administrative service by backending
   the KDC to a directory server where principals and keys are stored.
   Using the security mechanisms available on the directory, server keys
   are protected from access by anyone apart from the KDC.
   Administration of the principals, policy, and other non-key data is
   done through the directory server, while the keys are modified using
   the set/change password protocol [PASSWORD].

5.2.  LDAP Frontend to KDC

   An alternative way to provide a directory interface to the KDC is to
   implement an LDAP frontend to the KDC that exposes all non-key
   objects as entries and attributes.  As in the example above, all keys
   are modified using the set/change password protocol [PASSWORD].  In
   this scenario, the implementation would typically not use a
   traditional LDAP implementation, but would treat LDAP as a protocol
   to access data in the native KDC database.

5.3.  SOAP

   Given an XML schema implementation of this information model, it
   would be possible to build a SOAP interface to the KDC.  This
   situation demonstrates the value of creating an abstract information
   model that is mappable to multiple schema representations.


   Given a YAML (YAML Ain't Markup Language) implementation of this
   information model, it would be possible to create a NETCONF-based
   interface to the KDC, enabling management of the KDC from standard
   network management applications.

6.  Security Considerations

   This document describes an abstract information model for Kerberos 5.
   The Kerberos 5 protocol depends on the security of the keys stored in
   the KDC.  The model described here assumes that keys MUST NOT be
   transported in the clear over the network and furthermore that keys
   be treated as write-only attributes that SHALL be modified (using the
   administrative interface) only by the change-password protocol

   Exposing the object model of a KDC typically implies that objects can
   be modified, deleted, or both.  In a KDC, not all principals are
   created equal.  For instance, deleting krbtgt/EXAMPLE.COM@EXAMPLE.COM

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   effectively disables the EXAMPLE.COM realm.  Hence, access control is
   paramount to the security of any implementation.  This document does
   not mandate access control.  This situation implies only that access
   control is beyond the scope of the standard information model, i.e.,
   that access control may not be accessible via any protocol based on
   this model.  If access control objects are exposed via an extension
   to this model, the presence of access control may in itself provide
   points of attack by giving away information about principals that
   have elevated rights.

7.  Acknowledgments

   The author wishes to extend his thanks to Love Hoernquist-Aestrand
   and Sam Hartman for their important contributions to this document.

8.  References

8.1.  Normative References

   [RFC1964]  Linn, J., "The Kerberos Version 5 GSS-API Mechanism", RFC
              1964, June 1996.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC3339]  Klyne, G., Ed. and C. Newman, "Date and Time on the
              Internet: Timestamps", RFC 3339, July 2002.

   [RFC3961]  Raeburn, K., "Encryption and Checksum Specifications for
              Kerberos 5", RFC 3961, February 2005.

   [RFC3986]  Berners-Lee, T., Fielding, R., and L. Masinter, "Uniform
              Resource Identifier (URI): Generic Syntax", STD 66, RFC
              3986, January 2005.

   [RFC4120]  Neuman, C., Yu, T., Hartman, S., and K. Raeburn, "The
              Kerberos Network Authentication Service (V5)", RFC 4120,
              July 2005.

   [RFC4122]  Leach, P., Mealling, M., and R. Salz, "A Universally
              Unique IDentifier (UUID) URN Namespace", RFC 4122, July

   [RFC4517]  Legg, S., "Lightweight Directory Access Protocol (LDAP):
              Syntaxes and Matching Rules", RFC 4517, June 2006.

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8.2.  Informative References

   [PASSWORD] Williams, N., "Kerberos Set/Change Key/Password Protocol
              Version 2", Work in Progress, November 2008.

   [RFC4510]  Zeilenga, K., "Lightweight Directory Access Protocol
              (LDAP): Technical Specification Road Map", RFC 4510, June

Author's Address

   Leif Johansson
   Swedish University Network
   Thulegatan 11


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