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Analysis of Solution Proposals for Hosts to Learn NAT64 Prefix
RFC 7051

Document Type RFC - Informational (November 2013)
Authors Jouni Korhonen , Teemu Savolainen
Last updated 2015-10-14
RFC stream Internet Engineering Task Force (IETF)
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IESG Responsible AD Martin Stiemerling
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RFC 7051
Internet Engineering Task Force (IETF)                  J. Korhonen, Ed.
Request for Comments: 7051                                      Broadcom
Category: Informational                               T. Savolainen, Ed.
ISSN: 2070-1721                                                    Nokia
                                                           November 2013

     Analysis of Solution Proposals for Hosts to Learn NAT64 Prefix

Abstract

   Hosts and applications may benefit from learning if an IPv6 address
   is synthesized and if NAT64 and DNS64 are present in a network.  This
   document analyzes all proposed solutions (known at the time of
   writing) for communicating whether the synthesis is taking place,
   what address format was used, and what IPv6 prefix was used by the
   NAT64 and DNS64.  These solutions enable both NAT64 avoidance and
   local IPv6 address synthesis.  The document concludes by recommending
   the standardization of the approach based on heuristic discovery.

Status of This Memo

   This document is not an Internet Standards Track specification; it is
   published for informational purposes.

   This document is a product of the Internet Engineering Task Force
   (IETF).  It represents the consensus of the IETF community.  It has
   received public review and has been approved for publication by the
   Internet Engineering Steering Group (IESG).  Not all documents
   approved by the IESG are a candidate for any level of Internet
   Standard; see Section 2 of RFC 5741.

   Information about the current status of this document, any errata,
   and how to provide feedback on it may be obtained at
   http://www.rfc-editor.org/info/rfc7051.

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Copyright Notice

   Copyright (c) 2013 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
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   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.

Table of Contents

   1. Introduction ....................................................3
   2. Terminology .....................................................4
   3. Issues ..........................................................5
   4. Background ......................................................6
   5. Proposed Solutions to Learn about Synthesis and
      Network-Specific Prefix .........................................7
      5.1. DNS Query for a Well-Known Name ............................7
           5.1.1. Solution Description ................................7
           5.1.2. Analysis and Discussion .............................7
           5.1.3. Summary .............................................8
      5.2. EDNS0 Option Indicating AAAA Record Synthesis and Format ...8
           5.2.1. Solution Description ................................8
           5.2.2. Analysis and Discussion .............................9
           5.2.3. Summary ............................................10
      5.3. EDNS0 Flags Indicating AAAA Record Synthesis and Format ...10
           5.3.1. Solution Description ...............................10
           5.3.2. Analysis and Discussion ............................10
           5.3.3. Summary ............................................11
      5.4. DNS Resource Record for IPv4-Embedded IPv6 Address ........11
           5.4.1. Solution Description ...............................11
           5.4.2. Analysis and Discussion ............................12
           5.4.3. Summary ............................................12
      5.5. Learning the IPv6 Prefix of a Network's NAT64 Using DNS ...13
           5.5.1. Solution Description ...............................13
           5.5.2. Analysis and Discussion ............................13
           5.5.3. Summary ............................................14
      5.6. Learning the IPv6 Prefix of a Network's NAT64
           Using DHCPv6 ..............................................14
           5.6.1. Solution Description ...............................14
           5.6.2. Analysis and Discussion ............................15
           5.6.3. Summary ............................................15

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      5.7. Learning the IPv6 Prefix of a Network's NAT64
           Using Router ..............................................16
           5.7.1. Solution Description ...............................16
           5.7.2. Analysis and Discussion ............................16
           5.7.3. Summary ............................................17
      5.8. Using Application-Layer Protocols such as STUN ............17
           5.8.1. Solution Description ...............................17
           5.8.2. Analysis and Discussion ............................17
           5.8.3. Summary ............................................19
      5.9. Learning the IPv6 Prefix of a Network's NAT64
           Using Access-Technology-Specific Methods ..................19
           5.9.1. Solution Description ...............................19
           5.9.2. Analysis and Discussion ............................19
           5.9.3. Summary ............................................20
   6. Conclusion .....................................................20
   7. Security Considerations ........................................21
   8. Contributors ...................................................22
   9. Acknowledgements ...............................................22
   10. References ....................................................22
      10.1. Normative References .....................................22
      10.2. Informative References ...................................23

1.  Introduction

   Hosts and applications may benefit from learning if an IPv6 address
   is synthesized, which would mean that a NAT64 is used to reach the
   IPv4 network or Internet.  There are two issues that can be addressed
   with solutions that allow hosts and applications to learn the
   Network-Specific Prefix (NSP) [RFC6052] used by the NAT64 [RFC6146]
   and the DNS64 [RFC6147] devices.

   The first issue is finding out whether a particular address is
   synthetic and therefore learning the presence of a NAT64.  For
   example, a dual-stack host with IPv4 connectivity could use this
   information to bypass NAT64 and use native IPv4 transport for
   destinations that are reachable through IPv4.  We will refer this as
   'Issue #1' throughout the document.

   The second issue is finding out how to construct from an IPv4 address
   an IPv6 address that will be routable to/by the NAT64.  This is
   useful when IPv4 literals can be found in the payload of some
   protocol or applications do not use DNS to resolve names to addresses
   but know the IPv4 address of the destination by some other means.  We
   will refer this as 'Issue #2' throughout the document.

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   Additionally, three other issues have to be considered by a solution
   addressing the first two issues: whether DNS is required ('Issue
   #3'), whether a solution supports changing NSP ('Issue #4'), and
   whether multiple NSPs are supported (either of the same or different
   length) for load-balancing purposes ('Issue #5').

   This document analyzes all proposed solutions known at the time of
   writing for communicating if the synthesis is taking place, used
   address format, and the IPv6 prefix used by the NAT64 and DNS64.
   Based on the analysis we conclude whether the issue of learning the
   Network-Specific Prefix is worth solving and what would be the
   recommended solution(s) in that case.

2.  Terminology

   Address Synthesis

      Address synthesis is a mechanism, in the context of this document,
      where an IPv4 address is represented as an IPv6 address understood
      by a NAT64 device.  The synthesized IPv6 address is formed by
      embedding an IPv4 address as-is into an IPv6 address prefixed with
      an NSP/WKP.  It is assumed that the 'unused' suffix bits of the
      synthesized address are set to zero as described in Section 2.2 of
      [RFC6052].

   DNS64

      DNS extensions for network address translation from IPv6 clients
      to IPv4 servers: A network entity that synthesizes IPv6 addresses
      and AAAA records out of IPv4 addresses and A records, hence making
      IPv4 namespaces visible in the IPv6 namespace.  DNS64 uses NSP
      and/or WKP in the synthesis process.

   NAT64

      Network Address and protocol Translation mechanism for translating
      IPv6 packets to IPv4 packets and vice versa: A network entity that
      a host or an application may want to either avoid or utilize.
      IPv6 packets that hosts sent to addresses in the NSP and/or WKP
      are routed to NAT64.

   NSP

      Network-Specific Prefix: A prefix chosen by a network
      administrator for NAT64/DNS64 to present IPv4 addresses in the
      IPv6 namespace.

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   WKP

      Well-Known Prefix: A prefix (64:ff9b::/96) chosen by IETF and
      configured by a network administrator for NAT64/DNS64 to present
      IPv4 addresses in the IPv6 namespace.

3.  Issues

   This document analyzes different solutions with a focus on the
   following five issues:

   Issue #1

      The problem of distinguishing between synthesized and real IPv6
      addresses, which allows a host to learn the presence of a NAT64 in
      the network.

   Issue #2

      The problem of learning the NSP used by the access network and
      needed for local IPv6 address synthesis.

   Issue #3

      The problem of learning the NSP or WKP used by the access network
      by a host not implementing DNS (hence, applications are unable to
      use DNS to learn the prefix).

   Issue #4

      The problem of supporting changing NSP.  The NSP learned by the
      host may become stale for multiple reasons.  For example, the host
      might move to a new network that uses a different NSP, thus making
      the previously learned NSP stale.  Also, the NSP used in the
      network may be changed due administrative reasons, thus again
      making the previously learned NSP stale.

   Issue #5

      The problem of supporting multiple NSPs.  A network may be
      configured with multiple NSPs for address synthesis.  For example,
      for load-balancing purposes, each NAT64 device in the same network
      could be assigned their own NSP.  It should be noted that learning
      a single NSP is enough for an end host to successfully perform
      local IPv6 address synthesis, but to avoid NAT64, the end host
      needs to learn all NSPs used by the access network.

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4.  Background

   Certain applications, operating in protocol translation scenarios,
   can benefit from knowing the IPv6 prefix used by a local NAT64 of the
   attached access network.  This applies to Scenario 1 ("IPv6 network
   to IPv4 Internet"), Scenario 5 ("An IPv6 network to an IPv4
   network"), and Scenario 7 ("The IPv6 Internet to the IPv4 Internet")
   in the IPv4/IPv6 translation framework document [RFC6144].  Scenario
   3 ("The IPv6 Internet to an IPv4 network") is not considered
   applicable herein as in that case, a NAT64 is located at the front of
   a remote IPv4 network, and a host in IPv6 Internet can benefit very
   little from learning the NSP IPv6 prefix used by the remote NAT64.
   The NAT64 prefix can be either a Network-Specific Prefix (NSP) or the
   Well-Known Prefix (WKP).  Below is (an incomplete) list of various
   use cases where it is beneficial for a host or an application to know
   the presence of a NAT64 and the NSP/WKP:

   o  Host-based DNSSEC validation.  As is documented in DNS64
      [RFC6147], Section 5.5, Point 3, synthetic AAAA records cannot be
      successfully validated in a host.  In order to utilize NAT64, a
      security-aware and validating host has to perform the DNS64
      function locally, and hence, it has to be able to learn WKP or
      proper NSP.

   o  Protocols that use IPv4 literals.  In IPv6-only access, native
      IPv4 connections cannot be created.  If a network has NAT64, it is
      possible to synthesize an IPv6 address by combining the IPv4
      literal and the IPv6 prefix used by NAT64.  The synthesized IPv6
      address can then be used to create an IPv6 connection.

   o  Multicast translation [MCAST-TRANSLATOR] [V4V6MC-FRAMEWORK].

   o  URI schemes with host IPv4 address literals rather than domain
      names (e.g., http://192.0.2.1, ftp://192.0.2.1, imap://192.0.2.1,
      ipp://192.0.2.1).  A host can synthesize an IPv6 address out of
      the literal in the URI and use IPv6 to create a connection through
      NAT64.

   o  Updating the host's [RFC6724] preference table to prefer native
      prefixes over translated prefixes.  This is useful as applications
      are more likely able to traverse through NAT44 than NAT64.

   DNS64 cannot serve applications that are not using DNS or that obtain
   referral as an IPv4 literal address.  One example application is the
   Session Description Protocol (SDP) [RFC4566], as used by the Real
   Time Streaming Protocol (RTSP) [RFC2326] and the Session Initiation
   Protocol (SIP) [RFC3261].  Other example applications include web
   browsers, as IPv4 address literals are still encountered in web pages

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   and URLs.  Some of these applications could still work through NAT64,
   provided they were able to create locally valid IPv6 presentations of
   peers' IPv4 addresses.

   It is a known issue that passing IP address referrals often fails in
   today's Internet [REFERRAL-PS].  Synthesizing IPv6 addresses does not
   necessarily make the situation any better as the synthesized
   addresses utilizing NSP are not distinguishable from public IPv6
   addresses for the referral receiver.  However, the situation is not
   really any different from the current Internet as using public
   addresses does not really guarantee reachability (for example, due to
   firewalls).  A node 'A' behind NAT64 may detect it is talking to a
   node 'B' through NAT64, in which case the node 'A' may want to avoid
   passing its IPv6 address as a referral to the node 'B'.  The node 'B'
   on the IPv4 side of the NAT64 should not see the IPv6 address of a
   node 'A' from the IPv6 side of NAT64, and hence the node 'B' should
   not be able to pass IPv6 address referral to a node 'C'.  Passing
   IPv4 presentation of the IPv6 address of the host 'A' to the node 'C'
   is bound to similar problems as passing a public IPv4 address of a
   host behind NAT44 as a referral.  This analysis focuses on detecting
   NAT64 presence from the IPv6 side of NAT64.

5.  Proposed Solutions to Learn about Synthesis and Network-Specific
    Prefix

5.1.  DNS Query for a Well-Known Name

5.1.1.  Solution Description

   Section 3 of [RFC7050] describes a host behavior for discovering the
   presence of a DNS64 server and a NAT64 device, and heuristics for
   discovering the used NSP.  A host requiring information for local
   IPv6 address synthesis or for NAT64 avoidance sends a DNS query for a
   AAAA record of a Well-Known IPv4-only Fully Qualified Domain Name
   (FQDN).  If a host receives a negative reply, it knows that no DNS64
   and NAT64 are in the network.

   If a host receives a AAAA reply, it knows the network must be
   utilizing IPv6 address synthesis.  After receiving a synthesized AAAA
   resource record, the host may examine the received IPv6 address and
   use heuristics, such as "subtracting" the known IPv4 address out of
   synthesized IPv6 address, to find out the NSP.

5.1.2.  Analysis and Discussion

   The PROs of the proposal are listed below:

   +  Can be used to solve Issues #1 and #2.

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   +  Solves Issue #4 via the lifetime of the DNS record.

   +  Can partially solve Issue #5 if multiple synthetic AAAA records
      are included in the response.  Can find multiple address formats.

   +  Does not necessarily require any standards effort.

   +  Does not require host stack or resolver changes.  All required
      logic and heuristics can be implemented in applications that are
      interested in learning about address synthesis taking place.

   +  The solution is backward compatible from the point of view of
      'legacy' hosts and servers.

   +  Hosts or applications interested in learning about synthesis and
      the used NSP can do the "discovery" proactively at any time, for
      example, every time the host attaches to a new network.

   +  Does not require explicit support from the network using NAT64.

   The CONs of the proposal are listed below:

   -  Requires hosting of a DNS resource record for the Well-Known Name.

   -  Does not provide a solution for Issue #3.

   -  This method is only able to find one NSP even if a network is
      utilizing multiple NSPs (Issue #5) (unless DNS64 includes multiple
      synthetic AAAA records in response).

5.1.3.  Summary

   This is the only approach that can be deployed without explicit
   support from the network or the host.  This approach could also
   complement explicit methods and be used as a fallback approach when
   explicit methods are not supported by an access network.

5.2.  EDNS0 Option Indicating AAAA Record Synthesis and Format

5.2.1.  Solution Description

   [SYNTH-FLAG-2011] defined a new Extension Mechanisms for DNS (EDNS0)
   option [RFC2671] that contained 3 flag bits (called SY-bits).  The
   EDNS0 option served as an implicit indication of the presence of a
   DNS64 server and NAT64 device.  The EDNS0 option SY-bit values other
   than '000' and '111' explicitly told the NSP prefix length.  Only the
   DNS64 server could insert the EDNS0 option and the required SY-bits
   combination into the synthesized AAAA resource record.

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5.2.2.  Analysis and Discussion

   The PROs of the proposal are listed below:

   +  Can be used to solve Issue #1 and is designed to explicitly solve
      Issue #2.

   +  Solves Issue #4 via the lifetime of the DNS record.

   +  Can partially solve Issue #5 if multiple synthetic AAAA records
      are included in the response and all use same format.

   +  The solution is backward compatible from the point of view of
      'legacy' hosts and servers.

   +  Even if the solution is bundled with DNS queries and responses, a
      standardization of a new DNS record type is not required; rather,
      just defining a new EDNS0 option is needed.

   +  EDNS0 option implementation requires changes only to DNS64
      servers.

   +  Does not require additional provisioning or management as the
      EDNS0 option is added automatically by the DNS64 server to the
      responses.

   +  Does not involve additional queries towards the global DNS
      infrastructure as EDNS0 logic can be handled within the DNS64
      server.

   The CONs of the proposal are listed below:

   -  Requires end hosts to support EDNS0 extension mechanisms
      [RFC6891].

   -  Requires host resolver changes and mechanism/additions to the host
      resolver API (or flags, hints, etc.) to deliver a note to the
      querying application that the address is synthesized and what is
      the NSP prefix length.

   -  Requires a modification to DNS64 servers to include the EDNS0
      option to the synthesized responses.

   -  Does not provide a solution for Issue #3.

   -  EDNS0 flags and options are typically hop-by-hop only, severely
      limiting the applicability of these approaches, unless the EDNS0-
      capable DNS64 is the first DNS server the end host talks to, as it

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      is otherwise not possible to guarantee that the EDNS0 option
      survives through all DNS proxies and servers in between.

5.2.3.  Summary

   The solution based on the EDNS0 option works by extending the
   existing EDNS0 resource record.  Although the solution has host
   resolver and DNS64 server impacts, the changes are limited to those
   entities (end host, applications) that are interested in learning the
   presence of NAT64 and the used NAT64 prefix.  The provisioning and
   management overhead is minimal, if not non-existent, as the EDNS0
   options are synthesized in a DNS64 server in a same manner as the
   synthesized AAAA resource records.  Moreover, EDNS0 does not induce
   any load to DNS servers because no new RRType query is defined.

5.3.  EDNS0 Flags Indicating AAAA Record Synthesis and Format

5.3.1.  Solution Description

   [SYNTH-FLAG-2010] defined 3 new flag bits (called SY-bits) in the
   EDNS0 OPT [RFC2671] header that served as an implicit indication of
   the presence of a DNS64 server and NAT64 device.  SY-bit values other
   than '000' or '111' explicitly told the NSP prefix length.  Only the
   DNS64 server could insert the EDNS0 option and the required SY-bits
   combination into the synthesized AAAA resource record.

5.3.2.  Analysis and Discussion

   The PROs of the proposal are listed below:

   +  Can be used to solve Issue #1 and is designed to explicitly solve
      Issue #2.

   +  Solves Issue #4 via the lifetime of the DNS record.

   +  Can partially solve Issue #5 if multiple synthetic AAAA records
      are included in the response and all use same format.

   +  The solution is backward compatible from the point of view of
      'legacy' hosts and servers.

   +  EDNS0 option implementation requires changes only to DNS64
      servers.

   +  Does not require additional provisioning or management as the
      EDNS0 option is added automatically by the DNS64 server to the
      responses.

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   +  Does not involve additional queries towards the global DNS
      infrastructure as EDNS0 logic can be handled within the DNS64
      server.

   The CONs of the proposal are listed below:

   -  Requires end hosts to support EDNS0 extension mechanisms
      [RFC6891].

   -  Consumes scarce flag bits from the EDNS0 OPT header.

   -  Requires a host resolver changes and mechanism/additions to the
      host resolver API (or flags, hints, etc.) to deliver a note to the
      querying application that the address is synthesized and what is
      the NSP prefix length.

   -  Requires a modification to DNS64 servers to include the EDNS0
      option to the synthesized responses.

   -  Does not provide a solution for Issue #3.

   -  EDNS0 flags and options are typically hop-by-hop only, severely
      limiting the applicability of these approaches, unless the EDNS0-
      capable DNS64 is the first DNS server the end host talks to, as it
      is otherwise not possible to guarantee that the EDNS0 option
      survives through all DNS proxies and servers in between.

5.3.3.  Summary

   This option is included here for the sake of completeness.  The
   consumption of three bits of the limited EDNS0 OPT space can be
   considered unfavorable and hence is unlikely to be accepted.

5.4.  DNS Resource Record for IPv4-Embedded IPv6 Address

5.4.1.  Solution Description

   [DNS-A64] proposed a new DNS resource record (A64) that would be a
   record dedicated to storing a single IPv4-embedded IPv6 address
   [RFC6052].  Use of a dedicated resource record would allow a host to
   distinguish between real IPv6 addresses and synthesized IPv6
   addresses.  The solution requires the host to send a query for an A64
   record.  A positive answer with an A64 record informs the requesting
   host that the resolved address is not a native address but an IPv4-
   embedded IPv6 address.  This would ease the local policies to prefer
   direct communications (i.e., avoid using IPv4-embedded IPv6 addresses
   when a native IPv6 address or a native IPv4 address is available).
   Applications may be notified via new or modified API.

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5.4.2.  Analysis and Discussion

   The PROs of the proposal are listed below:

   +  Can be used to solve Issues #1 and #5.

   +  Solves Issue #4 via the lifetime of the DNS record.

   +  The solution is backward compatible from the point of view of
      'legacy' hosts and servers.

   +  Synthesized addresses can be used in authoritative DNS servers.

   +  Maintains the reliability of the DNS model (i.e., a synthesized
      IPv6 address is presented as such and not as a native IPv6
      address).

   +  When both IPv4-converted and native IPv6 addresses are configured
      for the same QNAME, native addresses are preferred.

   The CONs of the proposal are listed below:

   -  Does not address Issues #2 or #3 in any way.

   -  Requires a host resolver changes and mechanism/additions to the
      host resolver API (or flags, hints, etc.) to deliver a note to the
      querying application that the address is synthesized.

   -  Requires standardization of a new DNS resource record type (A64)
      and the implementation of it in both resolvers and servers.

   -  Requires a coordinated deployment between different flavors of DNS
      servers within the provider to work deterministically.

   -  Additional load on the DNS servers (3 queries -- A64, AAAA, and A
      -- may be issued by a dual-stack host).

   -  Does not help to identify synthesized IPv6 addresses if the
      session does not involve any DNS queries.

5.4.3.  Summary

   While the proposed solution delivers explicit information about
   address synthesis taking place, solving the Issue #1, standardization
   of a new DNS record type might turn out to be too overwhelming a task
   as a solution for a temporary transition phase.  Defining a new
   record type increases the load towards the DNS server as the host
   issues parallel A64, AAAA, and A queries.

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5.5.  Learning the IPv6 Prefix of a Network's NAT64 Using DNS

5.5.1.  Solution Description

   [LEARN-PREFIX] proposed two DNS-based methods for discovering the
   presence of a DNS64 server and a NAT64 device.  It also proposed a
   mechanism for discovering the used NSP.

   First, the document proposed that a host may learn the presence of a
   DNS64 server and a NAT64 device by receiving a TXT resource record
   with a well-known string (which the document proposes to be reserved
   by IANA) followed by the NAT64 unicast IPv6 address and the prefix
   length.  The DNS64 server would add the TXT resource record into the
   DNS response.

   Second, the document proposed specifying a new URI-Enabled NAPTR
   (U-NAPTR) [RFC4848] application to discover the NAT64's IPv6 prefix
   and length.  The input domain name is exactly the same as would be
   used for a reverse DNS lookup, derived from the host's IPv6 in the
   ".ip6.arpa." tree.  The host doing the U-NAPTR queries may need
   multiple queries until the host finds the provisioned domain name
   with the correct prefix length.  The response to a successful U-NAPTR
   query contains the unicast IPv6 address and the prefix length of the
   NAT64 device.

5.5.2.  Analysis and Discussion

   The PROs of the proposal are listed below:

   +  Can be used to solve Issues #1 and #2.

   +  Solves Issue #4 via the lifetime of the DNS record.

   +  Does not require host stack or resolver changes if the required
      logic and heuristics are implemented in applications that are
      interested in learning about address synthesis taking place.

   The CONs of the proposal are listed below:

   -  Requires standardization of a Well-Known Name by IANA for the TXT
      resource record and/or standardization of a new U-NAPTR
      application.

   -  Requires a host resolver changes and mechanism/additions to the
      host resolver API (or flags, hints, etc.) to deliver a note to the
      querying application that the address is synthesized and what is
      the NSP prefix length.  However, it is possible that the U-NAPTR

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      application logic is completely implemented by the application
      itself as noted in the PROs list.

   -  The U-NAPTR prefix-learning method may entail multiple queries.

   -  The U-NAPTR prefix-learning method requires provisioning of NSPs
      in the ".ip6.arpa." tree.

   -  RFC5507 [RFC5507] specifically recommends against reusing TXT
      resource records to expand DNS.

   -  Requires configuration on the access network's DNS servers.

   -  Does not provide a solution for Issue #3.

   Note: If the TXT record includes multiple NSPs, Issue #5 could be
   solved as well, but only if nodes as a group would select different
   NSPs, hence supporting load balancing.  As this is not clear, this
   item is not yet listed under PROs or CONs.

5.5.3.  Summary

   The implementation of this solution requires some changes to the
   applications and resolvers in a similar fashion as in solutions in
   Sections 5.2, 5.3, and 5.4.  Unlike the other DNS-based approaches,
   the U-NAPTR-based solution also requires provisioning information
   into the ".ip6.arpa." tree, which is no longer entirely internal to
   the provider hosting the NAT64/DNS64 service.

   The iterative approach of learning the NAT64 prefix in an U-NAPTR-
   based solution may result in multiple DNS queries, which can be
   considered more complex and inefficient compared to other DNS-based
   solutions.

5.6.  Learning the IPv6 Prefix of a Network's NAT64 Using DHCPv6

5.6.1.  Solution Description

   Two individual IETF documents specified DHCPv6-based approaches.

   [LEARN-PREFIX] described a new DHCPv6 [RFC3315] option
   (OPTION_AFT_PREFIX_DHCP) that would contain the IPv6 unicast prefix,
   IPv6 Any-Source Multicast (ASM) prefix, and IPv6 Source-Specific
   Multicast (SSM) prefix (and their lengths) for the NAT64.

   [DHCPV6-SHARED-ADDRESS] proposed a DHCPv6 option that could be used
   to communicate to a requesting host the prefix used for building
   IPv4-converted IPv6 addresses together with the format type and

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   therefore also the used address synthesis algorithm.  Provisioning
   the format type is required so as to be correctly handled by the
   NAT64-enabled devices deployed in a given domain.

5.6.2.  Analysis and Discussion

   The PROs of the proposal are listed below:

   +  Can be used to solve Issues #1, #2, #3, and #4 via the lifetime of
      the DHCPv6 information.

   +  Does not involve the DNS system.  Therefore, applications that
      would not normally initiate any DNS queries can still learn the
      NAT64 prefix.

   +  DHCPv6 is designed to provide various kinds of configuration
      information in a centrally managed fashion.

   The CONs of the proposal are listed below:

   -  Change of NSP requires change to the DHCPv6 configuration.

   -  Requires at least stateless DHCPv6 client on hosts.

   -  Requires support on DHCPv6 clients, which is not trivial in all
      operating systems.

   -  The DHCPv6-based solution involves changes and management on
      network-side nodes that are not really part of the NAT64/DNS64
      deployment or aware of issues caused by NAT64/DNS64.

   -  A new DHCPv6 option is required along with the corresponding
      changes to both DHCPv6 clients and servers.

   Note: If DHCPv6 would include multiple NSPs, Issue #5 could be solved
   as well, but only if nodes as a group would select different NSPs,
   hence supporting load balancing.  As this is not clear, this item is
   not yet listed under PROs or CONs.

5.6.3.  Summary

   The DHCPv6-based solution would be a good solution as it hooks into
   the general IP configuration phase, allows easy updates when
   configuration information changes, and does not involve DNS in
   general.  Use of DHCPv6 requires configuration changes on DHCPv6
   clients and servers and, in some cases, may also require
   implementation changes.  Furthermore, it is not obvious that all
   devices that need translation services would implement stateless

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   DHCPv6.  For example, cellular Third Generation Partnership Project
   (3GPP) networks do not mandate hosts or networks to implement or
   deploy DHCPv6.

5.7.  Learning the IPv6 Prefix of a Network's NAT64 Using Router
      Advertisements

5.7.1.  Solution Description

   Revision three of [LEARN-PREFIX] described a new Router Advertisement
   (RA) [RFC4861] option (OPTION_AFT_PREFIX_RA) that would contain the
   IPv6 unicast prefix, IPv6 ASM prefix, and IPv6 SSM prefix (and their
   lengths) for the NAT64.  The RA option is essentially the same as for
   DHCPv6, discussed in Section 5.6.

5.7.2.  Analysis and Discussion

   The PROs of the proposal are listed below:

   +  Can be used to solve Issues #1, #2, and #3.

   +  Can solve Issue #4 if lifetime information can be communicated.

   The CONs of the proposal are listed below:

   -  Requires configuration and management of all access routers to
      emit correct information in the RA.  This could, for example, be
      accomplished somehow by piggybacking on top of routing protocols
      (which would then require enhancements to routing protocols).

   -  In some operating systems, it may not be trivial to transfer
      information obtained in the RA to upper layers.

   -  Requires changes to the host operating system's IP stack.

   -  An NSP change requires changes to the access router configuration.

   -  Requires standardization of a new option to the Router
      Advertisement, which is generally an unfavored approach.

   -  The RA-based solution involves changes and management on network-
      side nodes that are not really part of the NAT64/DNS64 deployment
      or aware of issues caused by NAT64/DNS64.

   Note: If the RA would include multiple NSPs, Issue #5 could be solved
   as well, but only if nodes as a group would select different NSPs,
   hence supporting load balancing.  As this is not clear, this item is
   not yet listed under PROs or CONs.

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5.7.3.  Summary

   The RA-based solution would be a good solution as it hooks into the
   general IP configuration phase, allows easy updates when
   configuration information changes, and does not involve DNS in
   general.  However, generally introducing any changes to the Neighbor
   Discovery Protocol that are not absolutely necessary are unfavored
   due to the impact on both the network-side node and end host IP stack
   implementations.

   Compared to the DHCPv6 equivalent solution in Section 5.6, the
   management overhead is greater with the RA-based solution.  With the
   DHCPv6-based solution, the management can be centralized to a few
   DHCPv6 servers compared to the RA-based solution where each access
   router is supposed to be configured with the same information.

5.8.  Using Application-Layer Protocols such as STUN

5.8.1.  Solution Description

   Application-layer protocols, such as Session Traversal Utilities for
   NAT (STUN) [RFC5389], that define methods for endpoints to learn
   their external IP addresses could be used for NAT64 and NSP
   discovery.  This document focuses on STUN, but the protocol could be
   something else as well.

   A host must first use DNS to discover IPv6 representations of STUN
   servers' IPv4 addresses, because the host has no way to directly use
   IPv4 addresses to contact STUN servers.

   After learning the IPv6 address of a STUN server, the STUN client
   sends a request to the STUN server containing a new 'SENDING-TO'
   attribute that tells the server the IPv6 address to which the client
   sent the request.  In a reply, the server includes another new
   attribute called 'RECEIVED-AS', which contains the server's IP
   address on which the request arrived.  After receiving the reply, the
   client compares the 'SENDING-TO' and 'RECEIVED-AS' attributes to find
   out an NSP candidate.

5.8.2.  Analysis and Discussion

   This solution is relatively similar to the one described in
   Section 5.1, but instead of using DNS, it uses STUN to get input for
   heuristic algorithms.

   The PROs of the proposal are listed below:

   +  Can be used to solve Issues #1 and #2.

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   +  Does not require host changes or supportive protocols such as DNS
      or DHCPv6.  All required logic and heuristics can be implemented
      in applications that are interested in learning about address
      synthesis taking place.

   +  The solution is backward compatible from the point of view of
      'legacy' hosts and servers.

   +  Hosts or applications interested in learning about synthesis and
      the used NSP can do the "discovery" proactively at any time, for
      example, every time the host attaches to a new network.

   +  Does not require explicit support from the network using NAT64.

   +  Can possibly be bundled to existing STUN message exchanges as new
      attributes, and hence, a client can learn its external IPv4
      address and an NSP/WKP with the same exchange.

   +  Can be used to confirm the heuristics by synthesizing the IPv6
      address of another STUN server or by synthesizing the IPv6 address
      of first STUN server after the host has heuristically determined
      NSP using the method in Section 5.1, i.e., the connectivity test
      could be done with STUN.

   +  The true IPv4 destination address is used in NSP determination
      instead of the IPv4 address received from DNS.  This may increase
      reliability.

   +  The same STUN improvement could also be used to reveal NAT66 on
      the data path, if the 'RECEIVED-AS' would contain a different IPv6
      address from 'SENDING-TO'.

   The CONs of the proposal are listed below:

   -  Requires a server on the network to respond to the queries.

   -  Requires standardization if done as an extension to STUN.

   -  The solution involves changes and management on network side nodes
      that are not really part of the NAT64/DNS64 deployment or aware of
      issues caused by NAT64/DNS64.

   -  Does not solve Issue #3 if the STUN server's synthetic IPv6
      address is provisioned via DNS.

   -  Does not solve Issue #4 as the STUN server would not be aware of
      the learned NSP's validity time.

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   -  Does not solve Issue #5 as the STUN server would not be aware of
      multiple NSP prefixes.

   -  Heavyweight solution especially if an application does not
      otherwise support STUN.

5.8.3.  Summary

   An approach based on STUN or a similar protocol is a second way to
   solve the problem without explicit access-network support.  The
   heuristics for NSP discovery would still be in the client; however,
   the result may be more reliable as an actual IPv4 destination address
   is compared to the IPv6 address used in sending.  The additional
   benefit of STUN is that the client learns its public IPv4 address
   with the same message exchange.  STUN could also be used as the
   connectivity test tool if the client would first heuristically
   determine NSP out of DNS as described in Section 5.1, synthesize the
   IPv6 representation of the STUN server's IPv4 address, and then test
   connectivity to the STUN server.

   As an additional benefit, the STUN improvement could be used for
   NAT66 discovery.

5.9.  Learning the IPv6 Prefix of a Network's NAT64 Using Access-
      Technology-Specific Methods

5.9.1.  Solution Description

   Several link layers on different access systems have attachment time
   signaling protocols for negotiating various parameters that are used
   later on with the established link-layer connection.  Examples of
   such include the 3GPP Non-Access-Stratum (NAS) signaling protocol
   [NAS.24.301] among other link layers and tunneling solutions.  There,
   using NAS signaling it could be possible to list all NSPs with their
   respective prefix lengths in generic protocol configuration option
   containers during the network access establishment.  The lack of NSPs
   in protocol configuration option containers would be an implicit
   indication that there is no NAT64 present in the network.

5.9.2.  Analysis and Discussion

   The PROs of the proposal are listed below:

   +  Can be used to solve Issues #1, #2, #3, and #5.

   +  Can solve Issue #4 if lifetime information is also communicated.

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   The CONs of the proposal are listed below:

   -  Requires configuration and management of all access routers/
      gateways to emit correct information in "link/lower-layer"
      signaling.  If NAT64 functionality is implemented into the access
      router/gateway that terminates the generic protocol configuration
      exchange, then the configuration management can be automated.

   -  In some operating systems, it may not be trivial to transfer
      information obtained in "link/lower layers" to upper layers.

   -  An NSP change may require changes to the access router/gateway
      configuration.

   -  Requires standardization of a new configuration parameter
      exchange/container for each access system of interest.  The
      proposed solution is indeed specific to each access technology.

5.9.3.  Summary

   The solution based on access technology would be a good solution as
   it hooks into general network access establishment phase, allows easy
   updates when configuration information changes, and does not involve
   DNS in general.  However, generally introducing any changes to the
   link/lower layers is a long and slow process, and changes would need
   to be done for all access technologies/systems that are used with
   NAT64.

   Compared to the RA-equivalent solution in Section 5.7, the management
   overhead is equivalent or even less than the RA-based solution.

6.  Conclusion

   Our conclusion is to recommend publishing the Well-Known DNS Name
   heuristic discovery-based method as a Standards Track IETF document
   for applications and host implementors to implement as-is.

   As a general principle, we prefer to have as minimal a solution as
   possible, avoid impacts to entities not otherwise involved in the
   protocol translation scheme, minimize host impact, and require
   minimal to no operational effort on the network side.

   Of the different issues, we give the most weight to Issues #1 and #2.
   We do not give much weight to Issue #3, as cases where hosts need to
   synthesize IPv6 addresses but do not have DNS available seem rare to
   us.  Even if an application does not otherwise utilize DNS, it ought
   to be able to trigger a simple DNS query to find out WKP/NSP.  Issue
   #4 is handled by the majority of solutions, and Issue #5 is

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   considered to be mostly insignificant as even if individual hosts
   would use only one NSP at a time, different hosts would be using
   different NSPs, hence supporting load-balancing targets.  Only one of
   the discussed solutions, see Section 5.6, supports learning of
   possible new or indicating support for multiple algorithms for
   address synthesis other than the one described in [RFC6052].

   The DNS64 entity has to be configured with WKP/NSP in order for it to
   do synthesis; hence, using DNS also for delivering the synthesis
   information sounds logical.  The fact that the synthesis information
   fate-shares the information received in the DNS response is a
   valuable attribute and reduces the possible distribution of stale
   prefix information.  However, having all DNS64 servers support
   explicit WKP/NSP discovery (ENDS0, A64, and DNS SRV record
   approaches) is difficult to arrange.  The U-NAPTR-based approach
   would require provisioning information into the ".ip6.arpa." tree,
   which would not be entirely internal for the provider.  Use of DHCPv6
   would involve additional trouble configuring DHCPv6 servers and
   ensuring DHCPv6 clients are in place; it would also involve ensuring
   that the NAT64 and DHCPv6 (and possibly even some DNS64 servers) are
   all in sync.  RA-based mechanisms are operationally expensive as
   configuration would have to be placed and maintained in the access
   routers.  Furthermore, both DHCPv6 and RA-based mechanisms involve
   entities that do not otherwise need to be aware of protocol
   translation (they only need to know DNS server addresses).  Finally,
   regarding the use of STUN, a host does not need to implement STUN
   whereas DNS is, in practice, required anyway.  Also, the STUN
   protocol would need to be changed on both the host and network side
   to support the discovery of NAT64 and WKP/NSP.

7.  Security Considerations

   The security considerations are essentially similar to those
   described in DNS64 [RFC6147].  The document also talks about man-in-
   the-middle and denial-of-service attacks caused by forging of
   information required for IPv6 synthesis from corresponding IPv4
   addresses.  Forgery of information required for IPv6 address
   synthesis may allow an attacker to insert itself as a middle man or
   to perform a denial-of-service attack.  The DHCPv6 and RA-based
   approaches are vulnerable to forgery as the attacker may send forged
   RAs or act as a rogue DHCPv6 server (unless DHCPv6 authentication
   [RFC3315] or Secure Neighbor Discovery (SEND) [RFC3971] are used).
   If the attacker is already able to modify and forge DNS responses
   (flags, addresses of known IPv4-only servers, records, etc.), ability
   to influence local address synthesis is likely of low additional
   value.  Also, a DNS-based mechanism is only as secure as the method
   used to configure the DNS server's IP addresses on the host.
   Therefore, if, for example, the host cannot trust DHCPv6, it cannot

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   trust the DNS server learned via DHCPv6 either, unless the host has a
   way to authenticate all DNS responses (e.g., via DNSSEC [RFC4033]).

8.  Contributors

   The following individual contributed text to this document.

      Mohamed Boucadair
      France Telecom
      Rennes, 35000
      France

      EMail: mohamed.boucadair@orange-ftgroup.com

9.  Acknowledgements

   The authors would like to thank Dan Wing and Christian Huitema,
   especially for the STUN idea and for their valuable comments and
   discussions.

   Jouni Korhonen would like to specifically thank Nokia Siemens
   Networks as he completed the majority of this document while employed
   there.

10.  References

10.1.  Normative References

   [RFC2326]  Schulzrinne, H., Rao, A., and R. Lanphier, "Real Time
              Streaming Protocol (RTSP)", RFC 2326, April 1998.

   [RFC2671]  Vixie, P., "Extension Mechanisms for DNS (EDNS0)",
              RFC 2671, August 1999.

   [RFC3261]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,
              A., Peterson, J., Sparks, R., Handley, M., and E.
              Schooler, "SIP: Session Initiation Protocol", RFC 3261,
              June 2002.

   [RFC3315]  Droms, R., Bound, J., Volz, B., Lemon, T., Perkins, C.,
              and M. Carney, "Dynamic Host Configuration Protocol for
              IPv6 (DHCPv6)", RFC 3315, July 2003.

   [RFC4566]  Handley, M., Jacobson, V., and C. Perkins, "SDP: Session
              Description Protocol", RFC 4566, July 2006.

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   [RFC4848]  Daigle, L., "Domain-Based Application Service Location
              Using URIs and the Dynamic Delegation Discovery Service
              (DDDS)", RFC 4848, April 2007.

   [RFC4861]  Narten, T., Nordmark, E., Simpson, W., and H. Soliman,
              "Neighbor Discovery for IP version 6 (IPv6)", RFC 4861,
              September 2007.

   [RFC5389]  Rosenberg, J., Mahy, R., Matthews, P., and D. Wing,
              "Session Traversal Utilities for NAT (STUN)", RFC 5389,
              October 2008.

   [RFC6052]  Bao, C., Huitema, C., Bagnulo, M., Boucadair, M., and X.
              Li, "IPv6 Addressing of IPv4/IPv6 Translators", RFC 6052,
              October 2010.

   [RFC6146]  Bagnulo, M., Matthews, P., and I. van Beijnum, "Stateful
              NAT64: Network Address and Protocol Translation from IPv6
              Clients to IPv4 Servers", RFC 6146, April 2011.

   [RFC6147]  Bagnulo, M., Sullivan, A., Matthews, P., and I. van
              Beijnum, "DNS64: DNS Extensions for Network Address
              Translation from IPv6 Clients to IPv4 Servers", RFC 6147,
              April 2011.

   [RFC6724]  Thaler, D., Draves, R., Matsumoto, A., and T. Chown,
              "Default Address Selection for Internet Protocol Version 6
              (IPv6)", RFC 6724, September 2012.

   [RFC7050]  Savolainen, T., Korhonen, J., and D. Wing, "Discovery of
              the IPv6 Prefix Used for IPv6 Address Synthesis",
              RFC 7050, November 2013.

10.2.  Informative References

   [DHCPV6-SHARED-ADDRESS]
              Boucadair, M., Levis, P., Grimault, J., Savolainen, T.,
              and G. Bajko, "Dynamic Host Configuration Protocol
              (DHCPv6) Options for Shared IP Addresses Solutions", Work
              in Progress, December 2009.

   [DNS-A64]  Boucadair, M. and E. Burgey, "A64: DNS Resource Record for
              IPv4-Embedded IPv6 Address", Work in Progress,
              September 2010.

   [LEARN-PREFIX]
              Wing, D., "Learning the IPv6 Prefix of a Network's IPv6/
              IPv4 Translator", Work in Progress, October 2009.

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   [MCAST-TRANSLATOR]
              Venaas, S., Asaeda, H., SUZUKI, S., and T. Fujisaki, "An
              IPv4 - IPv6 multicast translator", Work in Progress,
              December 2010.

   [NAS.24.301]
              3GPP, "Non-Access-Stratum (NAS) protocol for Evolved
              Packet System (EPS)", 3GPP TS 24.301 8.8.0, December 2010,
              <http://www.3gpp.org/ftp/Specs/html-info/24301.htm>.

   [REFERRAL-PS]
              Carpenter, B., Jiang, S., and Z. Cao, "Problem Statement
              for Referral", Work in Progress, February 2011.

   [RFC3971]  Arkko, J., Kempf, J., Zill, B., and P. Nikander, "SEcure
              Neighbor Discovery (SEND)", RFC 3971, March 2005.

   [RFC4033]  Arends, R., Austein, R., Larson, M., Massey, D., and S.
              Rose, "DNS Security Introduction and Requirements",
              RFC 4033, March 2005.

   [RFC5507]  IAB, Faltstrom, P., Austein, R., and P. Koch, "Design
              Choices When Expanding the DNS", RFC 5507, April 2009.

   [RFC6144]  Baker, F., Li, X., Bao, C., and K. Yin, "Framework for
              IPv4/IPv6 Translation", RFC 6144, April 2011.

   [RFC6891]  Damas, J., Graff, M., and P. Vixie, "Extension Mechanisms
              for DNS (EDNS(0))", STD 75, RFC 6891, April 2013.

   [SYNTH-FLAG-2010]
              Korhonen, J. and T. Savolainen, "EDNS0 Option for
              Indicating AAAA Record Synthesis and Format", Work
              in Progress, July 2010.

   [SYNTH-FLAG-2011]
              Korhonen, J. and T. Savolainen, "EDNS0 Option for
              Indicating AAAA Record Synthesis and Format", Work
              in Progress, February 2011.

   [V4V6MC-FRAMEWORK]
              Venaas, S., Li, X., and C. Bao, "Framework for IPv4/IPv6
              Multicast Translation", Work in Progress, June 2011.

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Authors' Addresses

   Jouni Korhonen (editor)
   Broadcom
   Porkkalankatu 24
   FIN-00180 Helsinki
   Finland

   EMail: jouni.nospam@gmail.com

   Teemu Savolainen (editor)
   Nokia
   Hermiankatu 12 D
   FI-33720 Tampere
   Finland

   EMail: teemu.savolainen@nokia.com

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