Network Working Group                                       Jari Arkko
     INTERNET-DRAFT                                           Vesa Torvinen
     <draft-arkko-sip-sec-agree-00.txt>                            Ericsson
     14 November 2001                                            Tao Haukka
                                                                      Nokia
                                                                 Sanjoy Sen
                                                               Lee Valerius
                                                            Nortel Networks


                Security Mechanism Agreement for SIP Connections

1.   Status of this Memo

     This document is an Internet-Draft and is in full conformance with all
     provisions of Section 10 of RFC2026. Internet-Drafts are working docu¡
     ments of the Internet Engineering Task Force (IETF), its areas, and
     its working groups.  Note that other groups may also distribute work¡
     ing documents as Internet-Drafts.

     Internet-Drafts are draft documents valid for a maximum of six months
     and may be updated, replaced, or made obsolete by other documents at
     any time.  It is inappropriate to use Internet-Drafts as reference
     material or to cite them other than as work in progress.

     The list of current Internet-Drafts may be found at
     http://www.ietf.org/ietf/1id-abstracts.txt

     The list of Internet-Draft Shadow Directories may be found at
     http://www.ietf.org/shadow.html.

     The distribution of this memo is unlimited.  It is filed as <draft-
     arkko-sip-sec-agree-00.txt>, and  expires May 14, 2002.  Please send
     comments to the author or to Mobile IP working group.

2.   Abstract

     SIP has a number of security mechanisms for hop-by-hop and end-to-end
     protection. Some of the security mechanisms have been built in to the
     SIP protocol, such as HTTP authentication or secure attachments. In
     these mechanisms there are even alternative algorithms and parameters.
     Currently, HTTP authentication is known to be vulnerable to so called
     Bidding-Down attacks where a Man-In-The-Middle attacker simply modi¡
     fies messages in a way that leads parties to believe the other side
     only supports weaker algorithms than they actually do. Also, currently
     it isn't possible to select which security mechanisms to use over a
     connection. In particular, even if some mechanisms such as OPTIONS or
     NEGOTIATE were used to make this selection, the selection would be
     again vulnerable against the Bidding-Down attack. On small networks
     configuration and software update methods are sufficient to deal with
     this type of attacks, but on large networks that evolve over time, the
     security implications are serious: either you deny connections from
     large amounts of older equipment, or risk losing all value of new
     algorithms through attacks that are trivial to the attackers.



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3.   Contents


       1.          Status of this Memo..................................1
       2.          Abstract.............................................1
       3.          Contents.............................................2
       4.          Introduction.........................................2
       5.          The Problem..........................................3
       6.          Alternative Solutions................................4
       7.          Proposed Solution....................................5
         7.1.      Design...............................................5
         7.2.      Header descriptions..................................6
       8.          Examples.............................................7
         8.1.      Selecting Between New and Old Mechanisms.............7
         8.2.      Selecting Improved Digest Algorithms.................8
         8.3.      Ensuring Protection on All Hops......................9
       9.          Security Considerations..............................10
       10.         Conclusions..........................................10
       11.         Acknowledgments......................................11
       12.         References...........................................11
       13.         Author's Address.....................................11

4.   Introduction

     Traditionally, security protocols have included facilities to agree on
     the used mechanisms, algorithms, and other security parameters. The
     reason for this is that experience has shown algorithm development
     uncovers problems in old algorithms and produces new ones. Further¡
     more, different algorithms are suitable for different situations. Typ¡
     ically, protocols also select other parameters beyond algorithms at
     the same time.

     The purpose of this paper is to study whether similar functionality is
     necessary in SIP [1]. SIP has some security functionality built-in
     such as different variants of HTTP authentication [4], secure attach¡
     ments such as S/MIME, and can also use underlying security protocols
     such as IPSec/IKE [2], TLS [3].  Some of the built-in security func¡
     tionality has also alternative algorithms and other parameters.  While
     some work within the SIP Working Group has been looking towards reduc¡
     ing the number of recommended security solutions (e.g. recommend just
     one lower layer security protocol), we can not expect to cut down the
     number of items in the whole list to one. There will still be multiple
     security solutions in SIP. Furthermore, given that security work
     around SIP is in its early stages, it is likely that new methods will
     appear in the future, to complete the methods that exist today.

     Chapter 5 shows that without a secure method to choose between secu¡
     rity mechanisms and/or their parameters, SIP is vulnerable to certain
     attacks. As the HTTP authentication RFC [4] points out, authentication
     and integrity protection using multiple alternative methods and algo¡
     rithms is vulnerable to Man-in-the-Middle (MITM) attacks. More seri¡
     ously, it is hard to know if a SIP peer entity truly can't perform
     e.g. auth-int QOP in Digest, TLS, or S/MIME, or if a MITM attack is in
     progress. In small workstation networks these issues are not very



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     relevant, but the deployment of hundreds of millions of small devices
     with little or no possibilities for coordinated security policies, let
     alone software upgrades makes these issues much worse. This conclusion
     is supported by the requirements from 3GPP [7].

     Chapter 6 outlines some possible solutions to these problems, and
     Chapter 7 documents our proposed solution.

5.   The Problem


     SIP has alternative security mechanisms such as HTTP authentication /
     integrity protection, lower layer security protocol(s), S/MIME. It is
     likely that their use will continue in the future. SIP security is
     developing, and is likely to see also new solutions in the future, for
     example along the introduction of SIP for new network access technolo¡
     gies. Future services may also bring with themselves different secu¡
     rity requirements and methods.

     Deployment of large number of SIP-based consumer devices such as 3GPP
     terminals requires all network devices to be able to accommodate both
     current and future mechanisms; there is no possiblity for instanta¡
     neous change since the new solutions are coming gradually in as new
     standards and product releases occur. It isn't even possible to
     upgrade some of the devices without getting completely new hardware.

     So, the basic security problem that such a large SIP-based network
     must consider, how do security mechanisms get selected? It would be
     desirable to take advantage of new mechanisms as they become available
     in products.

     Firstly, we need to know somehow what security should be applied, and
     preferably find this out without too many additional roundtrips.

     Secondly, selection of security mechanisms MUST be secure.  Tradition¡
     ally, all security protocols use a secure form of negotiation. For
     instance, after establishing mutual keys through Diffie-Hellman, IKE
     sends hashes of the previously sent data -- including the offered
     crypto mechanisms. This allows the peers to detect if the initial,
     unprotected offers were tampered with.

     The security implications of this are subtle, but do have a fundamen¡
     tal importance in building large networks that change over time. Given
     that the hashes are produced also using algorithms agreed in the first
     unprotected messages, one could ask what the difference in security
     really is. First, assuming hashing is mandatory and only secure algo¡
     rithms are used, we still need to prevent MITM attackers from modify¡
     ing other parameters, such as whether encryption is provided or not.
     Secondly, it turns out, however, that there indeed is still a differ¡
     ence even for hashes. Let us first assume two peers capable of using
     both strong and weak security. If the initial offers are not protected
     in any way, *any* attacker can easily "downgrade" the offers by remov¡
     ing the strong options. This would force the two peers to use weak
     security between them. But if the offers are protected in some way --



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     such as by hashing, or repeating them later when the selected security
     is really on -- the situation is different. It would not be sufficient
     for the attacker to modify a single message. Instead, the attacker
     would have to modify both the offer message, as well as the message
     that contains the hash/repetition. More importantly, the attacker
     would have to forge the weak hash / security that is present in the
     second message, and would have to do so in real time between the sent
     offers and the later messages. Otherwise, the peers would notice that
     the hash is incorrect.

     In conclusion, the security difference is making a trivial attack pos¡
     sible versus demanding the attacker to break algorithms. An example of
     where this has a serious consequence is when a network is first
     deployed with integrity protection (such as an improved HTTP Digest
     [8, 9]), and then later new devices are added that support also
     encryption (such as S/MIME). In this situation, an insecure negotia¡
     tion procedure allows attackers to trivially force even new devices to
     use only integrity protection.

     It can be asked why the devices would be allowing both weak and strong
     security in the first place. The answer lies in understanding how net¡
     works are deployed, and in the logistical and economical problems in
     upgrading global networks instantanously. These issues are of particu¡
     larly high relevance for networks with a large number of devices, such
     as the third generation mobile networks. Once millions or even hun¡
     dreds of millions of devices have been sold to customers, it becomes
     impossible to replace them with new devices. Therefore, network equip¡
     ment such as SIP proxies must continue to accept even the older
     equipement that are less capable in terms of security.  Similarly,
     clients wishing to stay in contact regardless of who they call or
     where they are, have a need to allow both weaker and stronger mecha¡
     nisms.

     Therefore, we feel that in large networks it is necessary to include
     some security agreement mechanisms in SIP.

6.   Alternative Solutions

     Basic SIP features such as OPTIONS and Require, Supported headers are
     capable of informing peers about various capabilities including secu¡
     rity mechanisms. However, the straightforward use of these features
     does not guarantee a secured agreement.

     HTTP Digest algorithm lists [4] are not secure for picking among the
     digest integrity algorithms, as is described in the RFC itself.  More
     seriously, they have no provisions for allowing encryption to be nego¡
     tiated. Hence, it would be hard to turn on possible future encryption
     schemes in a secure manner.

     The SIP NEGOTIATE method [5] allows powerful negotiation of various
     kinds of parameters, including security mechanisms and algorithms.
     However, it does not allow for secure negotiation as is described in
     the Internet Draft itself.




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     The SIP Security Framework [6] also allows for the agreement about the
     used security mechanisms. However, it does not do this in a secure
     manner.

7.   Proposed Solution

     In our opinion, the optimal solution to the SIP security negotiation
     problem has the following properties:

     (a) It allows the selection of security mechanisms, such as lower
     layer security protocols or secure attachments. It also allows the
     selection of individual algorithms and parameters where the security
     functions are integrated in SIP (such as in the case of HTTP authenti¡
     cation or secure attachments).

     (b) It allows both end-to-end and hop-by-hop negotiation.

     (c) It is secure, i.e. prevents bidding down attacks.

     (d) It is capable of running without additional roundtrips.  This is
     important in the cellular environment, where an additional roundtrip
     could cost 1000 to 1500 ms for the call set up delay.

7.1. Design

     We propose a scheme where security features are represented as regular
     option tags in SIP. If there will ever be any features that require
     parameters such as key lengths, the option tags can be associated with
     an optional value field.  The client announces a list of supported
     option tags in its first message, and the server returns its selection
     in the second message.

     In order to secure the agreement, we simply repeat the client's origi¡
     nal list of option tags in the clients's first protected request. The
     server can then proceed to verify that the list has not been modified.
     If a modification is detected, the server returns on error or discon¡
     nects. The server MUST send a positive answer if and only if the list
     was not modified.

     If the server's selection was changed in transit, the message protec¡
     tion fails given that wrong algorithms are being tried to be used. The
     client's first protected request can be a real request such as INVITE,
     as the server MUST check the correctness of the lists before it pro¡
     ceeds to execute the requested operation.

     If the above was enough, we could use the regular SIP Supported header
     for this purpose. However, in order to be able to support hop-by-hop
     as well as end-to-end agreement in a controlled fashion (and without a
     large increase of roundtrips), we need to specify the senders and
     receivers of the security information. For this purpose we use a
     method similar to the SIP Security Framework proposal [6].

     In the protocol design a trade-off has been made between minimizing
     roundtrips and making the server stateless.  In order to implement the



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     checking functionality, SIP servers MUST store the state from the pre¡
     vious messages. The addition of a single roundtrip would have enabled
     stateless operation. However, it should be noted that where this
     method is applied, there are already security associations being cre¡
     ated so the SIP nodes are already statefull.

7.2. Header descriptions

     The following descriptions are of preliminary nature, and could be
     syntactically represented in different ways, such as with separate
     headers.

     The Security-Method header indicates who wants security towards whom,
     and what kind of security.  The syntax of this header is as follows:

       "Security-Method:" to-uri "," from-uri "," mechlist

       Where

         to-uri = uri
         from-uri = uri
         mechlist = mechopts *( ";" mechopts )
         mechopts = mechtag *( "," mechtag )
         mechtag = option-tag ["=" token *( ":" token )]

     The meaning of these fields is as follows:

     - The "to-uri" indicates the desired receiver of the information. The
     value of this field should be a SIP URI.  When sent by a client, the
     value would typically (but not necessarily) contain just the host and
     port number parts. The special value "*" signifies all SIP entities
     along the path.

     - The "from-uri" indicates the sender of the security agreement infor¡
     mation. The value of this is also a SIP URI. When sent by a client,
     the value would typically (but not necessarily) include a username
     part. The special value "*" signifies all SIP entities along the path.

     - The "mechlist" represents a list of security mechanisms, all of
     which must be supported simultaneously on the same connection (such as
     both HTTP Digest *and* IPsec/IKE).

     - The "mechopts" represents a list of alternative security mechanisms.
     Inside one "mechlist" entry we can have multiple alternative mecha¡
     nisms and algorithms. For instance, the the list
     "org.iana.sip.digest=md5, org.iana.sip.digest=sha1; org.iana.sip.ike"
     would represent the requirement that one must run simultaneous
     IPsec/IKE and HTTP Digest with either MD5 or SHA1 inside.

     The "mechtag" represent one individual mechanism. The "option-tag"
     syntax is used for these in order to facilitiate the easy addition of
     new mechanisms. All option tags starting with "org.iana.sip."  MUST be
     documented in Internet Drafts or RFCs. The initial list of standard¡
     ized option-tags is presented below:



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       org.iana.sip.ike: IPsec/IKE
       org.iana.sip.tls: TLS
       org.iana.sip.digest: HTTP Digest authentication, the algorithm
                            and QoP being optional parameters
       org.iana.sip.smime: S/MIME

     The optional "token" parameters associated with an "option-tag" can be
     used to assign parameter values to certain options.  This may be use¡
     ful to select algorithms, key lengths, or other similar parameters in
     mechanisms integrated to SIP.

     Multiple instances of the same header field can appear in SIP mes¡
     sages. Typically, the client inserts its own Security-Method header
     when it sends a request, and the server/proxy adds its own response.
     The parameters are in all cases set in an appropriate manner to indi¡
     cate in the "to-uri" paremeter the party who inserted the header.

8.   Examples

8.1. Selecting Between New and Old Mechanisms

     In this example we demonstrate the use of the framework for securing
     the first hop using some security mechanism, without knowing before¡
     hand which methods the server supports. We assume that the client is
     not willing to reveal any information on what it intends to do, so it
     uses OPTIONS in the first message that is sent in the clear. The exam¡
     ple starts by a client sending a message to the server, indicating
     that it is of the new variant that supports both HTTP Digest and TLS
     in Step 1. In Step 2, the server responds that with its selection and
     the peers start the security services at Step 3. In Step 4, the client
     resends its Security-Method header, which the server verifies, and
     responds with 200 OK.

       1. Client -> Server:

          OPTIONS server SIP/2.0
          Security-Method: sip:client sip:server org.iana.sip.tls,
                           org.iana.sip.digest

       2. Server -> Client:

          200 OK
          Security-Method: sip:server sip:client org.iana.sip.tls

       3. Security handshake at a lower layer

       4. Client -> Server:

          INVITE server SIP/2.0
          Security-Method: sip:client sip:server org.iana.sip.tls,
                           org.iana.sip.digest

       5. Server -> Client:




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          200 OK

     In the example we have omitted the returned values of Security-Method
     in replies for clarity. Typically in SIP the servers do not remove
     header fields as they answer, they only add new headers.

     If this example was run without Security-Method in Step 1, the peers
     would not know what kind of security the other one supports, and would
     be forced to error-prone trials.

     More seriously, if the Security-Method was omitted in Step 4, the
     whole process would be prone for MITM attacks. An attacker could spoof
     "ICMP Port Unreachable" message on the trials, or remove the stronger
     security option from the header in Step 1, therefore substantially
     reducing the security.

8.2. Selecting Improved Digest Algorithms

     This example attempts to show that the 3GPP requirements on being able
     to use lightweight security methods over the cellular interface and
     secure agreement on algorithms in these methods can be achieved using
     our method.

     In 3GPP networks, the clients make REGISTER operation in their first
     message, in order to inform the home network that they are at a par¡
     ticular location. Due to the properties of 3GPP radio interfaces, it
     is necessary to optimize the number of roundtrips needed in the whole
     process. Therefore, we try to parallelize the tasks. It should be
     noted that the same functionality could be achieved using additional
     OPTIONS messages. We assume that 3GPP uses an improved form of HTTP
     Digest authentication, perhaps in the form outlined in [8] or [9] to
     protect signaling in the first hop. (IPsec AH would also be possible
     without IKE.)  We assume this improved method is called integrity pro¡
     tection and denoted by org.iana.sip.integrity.

     The example starts by a new version client coming to a new area and
     learning the address of the local proxy.  The client also knows its
     home server address. We assume that some trust has already been estab¡
     lished between the client and the home, and between the client and the
     proxy. Perhaps this trust is in the form of the nodes belonging under
     the same PKI, or having distributed shared secrets beforehand.

     In Step 1 the client sends a message to the server, indicating that it
     is of the new variant that supports algorithms MD5 and SHA1 for Digest
     for the protection of the first hop. The messages are passed onwards
     to the server through the proxy. In Step 2, the proxy responds that
     with its selection as well as some end-to-end authentication headers
     that takes place simultaneously. In Step 3, the integrity protection
     is turned on and the client sends the next round of REGISTER messages
     to the server. This includes the repetition of the original security
     capabilities of the client.  In Step 4, the server verifies this list,
     and responds with 200 OK.

       1. Client -> Proxy:



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          REGISTER server SIP/2.0
          Security-Method: sip:client sip:proxy org.iana.sip.integrity=md5,
                           org.iana.sip.integrity=sha1

       2. Proxy -> Client:

          401 Authentication Required
          (Some end-to-end authentication headers)
          Security-Method: sip:proxy sip:client org.iana.sip.integrity=md5,

       3. Client -> Proxy:

          REGISTER server SIP/2.0
          (Some end-to-end authentication headers)
          (Some proxy integrity header in SIP)
          Security-Method: sip:client sip:proxy org.iana.sip.integrity=md5,
                           org.iana.sip.integrity=sha1

       4. Proxy -> Client:

          200 OK
          (Some proxy integrity header in SIP)


     As in the previous example, if this was run without Security-Method in
     Step 1, the peers would not know what kind of algorithms the peers
     support.

     Also as in the previous example, removing the repetition of the Secu¡
     rity-Method header in Step 3 would open the system to MITM attacks.

8.3. Ensuring Protection on All Hops

     In this example the client wishes to verify that the whole path is
     end-to-end protected with IPsec/IKE.  In our example we assume one
     proxy between the client and the server. The client starts by indicat¡
     ing it wants some security all the way, as well as some security on
     its known hop. Further hops have to take in account the first require¡
     ment.

       Client -> Proxy:
         OPTIONS server SIP/2.0
         Security-Method: * * org.iana.sip.ike
         Security-Method: sip:client sip:proxy org.iana.sip.ike

       Proxy -> Server:
         OPTIONS server SIP/2.0
         Security-Method: * * org.iana.sip.ike
         Security-Method: sip:client sip:proxy org.iana.sip.ike
         Security-Method: sip:proxy sip:server org.iana.sip.ike

       Server -> Proxy:
         200 OK
         Security-Method: sip:server sip:proxy org.iana.sip.ike



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       Proxy -> Client:
         200 OK
         Security-Method: sip:server sip:proxy org.iana.sip.ike
         Security-Method: sip:proxy sip:client org.iana.sip.ike

       (Security handshakes at lower layer on both connections)

       Client -> Proxy:
         INVITE server SIP/2.0
         Security-Method: * * org.iana.sip.ike
         Security-Method: sip:client sip:proxy org.iana.sip.ike

       Proxy -> Server:
         OPTIONS server SIP/2.0
         Security-Method: * * org.iana.sip.ike
         Security-Method: sip:client sip:proxy org.iana.sip.ike
         Security-Method: sip:proxy sip:server org.iana.sip.ike

       Server -> Proxy:
         200 OK

       Proxy -> Client:
         200 OK

     In this example, the number of requirements for security put forward
     by the Security-Method header increase as the messages travel through
     the proxy chain. Each hop has to take in account the "*" statements,
     and act accordingly. After the security is established on all hops,
     the repeated statements travel through the same path and the proxy and
     the server verify that the capability lists are the same.

9.   Security Considerations

     This draft is about making it possible to select between various SIP
     security mechanisms in a secure manner. In particular, the method pre¡
     sented here allow current networks using hop-by-hop mechanisms to
     later securely upgrade to end-to-end mechanisms without requiring a
     simultaneous modification in all equipment. Also, the presented method
     allows SIP entities to request that the complete path through several
     proxies is protected with lower-layer mechanisms such as TLS. Cur¡
     rently this isn't possible.

     The method presented in this draft is secure only if the weakest pro¡
     posed mechanism offers at least integrity protection. Therefore, we
     recommend that HTTP Basic authentication SHOULD NOT be used in con¡
     junction with this method. We also recommend that HTTP Digest authen¡
     tication be upgraded to support the integrity protection of larger
     parts of SIP messages than it currently does [8, 9].

10.  Conclusions

     The presented methods appear to correct a known security hole in HTTP
     Authentication, and in selecting between different security mecha¡
     nisms. This is important for deployments in large networks. The



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     authors seek comments on the proposed approach, and encourage security
     analysis of both current SIP and the proposal.

11.  Acknowledgments

     The authors wish to thank Rolf Blom, Hugh Shieh, Gunther Horn, Krister
     Boman, David Castellanos-Zamora, Aki Niemi, Valtteri Niemi, and mem¡
     bers of the 3GPP SA3 group for interesting discussions in this problem
     space.

12.  References

     [1] Handley, M., Schulzrinne, H, Schooler, E. and Rosenberg, J., "SIP:
     Session Initiation Protocol", Work In Progress, draft-ietf-sip-
     rfc2543bis-03.txt, IETF, May 2001.

     [2] S. Kent, R. Atkinson, "Security Architecture for the Internet Pro¡
     tocol", RFC 2401, November 1998.

     [3] T. Dierks, C. Allen, "The TLS Protocol Version 1.0", RFC 2246,
     January 1999.

     [4] Franks, J. et al, "HTTP Authentication: Basic and Digest Access
     Authentication", RFC 2617, June 1999.

     [5] S. Parameswar, B. Stucker, "The SIP Negotiate Method", Work In
     Progress, draft-spbs-sip-negotiate-00.txt, IETF, August 2001.

     [6] M. Thomas, "SIP Security Framework", draft-thomas-sip-sec-frame¡
     work-00.txt.  Work In Progress, IETF, July 2001.

     [7] M. Garcia, D. Mills, G. Bajko, G. Mayer, F. Derome, H. Shieh, A.
     Allen, S. Chotai, K. Drage, J. Bharatia, "3GPP requirements on SIP",
     draft-garcia-sipping-3gpp-reqs-00.txt. Work In Progress, IETF, October
     2001.

     [8] J. Undery, "SIP Authentication: SIP Digest Access Authentication",
     draft-undery-sip-digest-00.txt. Work In Progress, IETF, July 2001.

     [9] S. Sen, J. Valerius, "Single Hop Message Authentication in SIP",
     draft-sen-sipping-onehop-digest-00.txt. Work In Progress, IETF, Novem¡
     ber 2001.

13.  Author's Address

     Jari Arkko, Vesa Torvinen
     Ericsson
     02420 Jorvas
     Finland
     EMail: Jari.Arkko@ericsson.com, Vesa.Torvinen@ericsson.fi

     Tao Haukka
     Nokia
     Finland



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     EMail: Tao.Haukka@nokia.com

     Sanjoy Sen
     Nortel Networks
     2735-B Glenville Drive
     Richardson, TX 75082, USA
     EMail: sanjoy@nortelnetworks.com

     Lee Valerius
     Nortel Networks
     2201 Lakeside Blvd
     Richards, TX 75082, USA
     EMail: valerius@nortelnetworks.com












































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