Network Working Group                                      A. Atlas, Ed.
Internet-Draft                                       Avici Systems, Inc.
Expires: April 24, 2005                                 October 24, 2004


               U-turn Alternates for IP/LDP Fast-Reroute
                 draft-atlas-ip-local-protect-uturn-01

Status of this Memo

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Copyright Notice

   Copyright (C) The Internet Society (2004).

Abstract

   This document defines and describes the use of u-turn alternates to
   provide local protection for IP unicast and/or LDP traffic in the
   event of a single link or node failure.  When a topology change
   occurs, a router S pre-computes for each prefix an alternate next-hop
   that can be used if the primary next-hop fails.  An acceptable
   alternate can be either a loop-free alternate or a U-turn alternate.
   A U-turn alternate uses a neighbor, whose primary next-hop to the
   prefix is router S itself and which has itself a loop-free



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   node-protecting alternate, which thus does not go through router S to
   reach the destination prefix.

Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
     1.1   Terminology  . . . . . . . . . . . . . . . . . . . . . . .  4
   2.  U-turn Alternates  . . . . . . . . . . . . . . . . . . . . . .  5
     2.1   ECMP U-turn Neighbors  . . . . . . . . . . . . . . . . . .  7
     2.2   U-turn Neighbor's Alternate  . . . . . . . . . . . . . . .  8
     2.3   Identifying U-turn Traffic . . . . . . . . . . . . . . . .  9
       2.3.1   Implicit U-turn Packet Identification  . . . . . . . .  9
         2.3.1.1   Broadcast and NBMA Interfaces  . . . . . . . . . .  9
       2.3.2   Explicitly Marked U-turn Packet Identification . . . . 10
   3.  Example Algorithm for finding U-turn Alternates  . . . . . . . 12
     3.1   SRLG Protection  . . . . . . . . . . . . . . . . . . . . . 15
   4.  Alternate Next-Hop Calculation . . . . . . . . . . . . . . . . 15
     4.1   IP/LDP Fast-Reroute Alternate Capability . . . . . . . . . 15
     4.2   U-turn Recipient Capabilities  . . . . . . . . . . . . . . 16
     4.3   Link-Protecting U-turn Alternate . . . . . . . . . . . . . 17
     4.4   U-turn Node-Protecting Alternate . . . . . . . . . . . . . 17
     4.5   Selection Procedure  . . . . . . . . . . . . . . . . . . . 17
       4.5.1   Selection Procedure with One Primary Neighbor  . . . . 18
         4.5.1.1   Selection Between Multiple Loop-Free
                   Node-Protecting Alternate  . . . . . . . . . . . . 18
       4.5.2   Alternate Selection with Multiple Primary Neighbors  . 19
   5.  Using an Alternate . . . . . . . . . . . . . . . . . . . . . . 19
     5.1   Alternate Use On Failure . . . . . . . . . . . . . . . . . 20
     5.2   U-turn Packets Forwarding  . . . . . . . . . . . . . . . . 22
   6.  LDP Interactions and Routing Aspects . . . . . . . . . . . . . 22
     6.1   LDP Interactions . . . . . . . . . . . . . . . . . . . . . 22
     6.2   Inter-Region Routes  . . . . . . . . . . . . . . . . . . . 22
   7.  U-turn Alternates Interactions with Tunnels  . . . . . . . . . 23
   8.  Security Considerations  . . . . . . . . . . . . . . . . . . . 24
   9.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 24
   10.   Intellectual Property Considerations . . . . . . . . . . . . 24
   11.   References . . . . . . . . . . . . . . . . . . . . . . . . . 24
       Editor's Address . . . . . . . . . . . . . . . . . . . . . . . 25
       Contributing Authors' Addresses  . . . . . . . . . . . . . . . 25
       Intellectual Property and Copyright Statements . . . . . . . . 27











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1.  Introduction

   This document extends IP Fast-Reroute, as defined in [IPFRR] and
   [FRAMEWORK], which allows a router whose local interface or next-hop
   has failed to forward traffic to a pre-computed alternate until the
   router installs the new primary next-hops based upon the changed
   network topology.

   The existence of suitable loop-free alternate next-hops is topology
   dependent.  This document defines a second type of alternate
   next-hop, known as a u-turn alternate, and provides the common
   behavior and selection method necessary to allow u-turn alternates to
   function.

   The topology in Figure 1 is an example where there is no loop-free
   alternate from S to D, but there is a u-turn alternate.


                           @@@>
                              <---    +-----+
                           +----------| N_1 |
                           |     5    +-----+
                           |               |
                       +---+-+             |
                       |  S  |          @  |10
                       +-----+          @  |
                          |             V  |
                      |   |5               |
                      V   |                |
                          |                |
                       +-----+             |
                       |  E  |          +-----+
                       +-----+          | R_1 |
                            |           +-----+
                        |   |5             |
                        |   |           10 | |
                        V   |              | |
                           +-----+         | V
                           |  D  |---------+
                           +-----+

                Figure 1: Topology with U-turn Alternate

   In Figure 1, there is no loop-free alternate for S to use to reach D.
   This is because the costs are such that N_1 uses S as its primary
   neighbor; therefore if S were to send the traffic to N_1, it would
   loop back to S.  If both S and N_1 support the mechanisms defined in
   this document, then S could use N_1 as a u-turn alternate.  Traffic



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   destined to D which was sent by S to N_1 would be forwarded by N_1 to
   R_1, N_1's loop-free node-protecting alternate.

   In examining realistic networks, it was seen that loop-free
   alternates did not provide adequate coverage for the traffic between
   all the source-destination pairs.  As with loop-free alternates, the
   existence of suitable u-turn alternates is topology dependent; it is
   seen to substantially extend the coverage on realistic topology above
   that seen with just loop-free alternates.

   This document describes the case where a loop-free node-protecting
   alternate must be available at a neighbor's neighbor.  It is possible
   to extend the length of the U-turn to provide better coverage at the
   cost of additional local computational complexity.

1.1  Terminology

   This document uses the terminology defined in [FRAMEWORK] and the
   additional terms defined below.

   Distance_opt(A, B) or D_opt(A,B): The distance of a shortest path
      from A to B.

   Distance_!S(A, B) or D_!S(A,B): The distance of a shortest path from
      A to B that does not traverse S.

   Reverse Distance of a node X: --- This is the Distance_opt(X, S).

   U-Turn Alternate: This is an alternate next-hop of S that goes to a
      neighbor N_i, whose primary next-hop is S, and whose alternate
      neighbor does not go back trough the router S, which may therefore
      use the link to N_i as an alternate.

   Link(A->B): A link connecting router A to router B.

   ---> An arrow indicating the primary next-hop towards D.

   @@@> An arrow indicating the alternate next-hop towards D.

   U-Turn Neighbor: A neighbor N_i is a U-Turn neighbor of router S with
      respect to a given destination D if and only if S is a primary
      neighbor of N_i to reach the destination D for all optimal paths
      which go through S to reach D.

   ECMP U-Turn Neighbor: A neighbor N_i which is a U-Turn neighbor and
      which has at least one equal cost path to reach D that does not go
      through S as well as the path(s) which do go through S to reach D.




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   Looping Neighbor: A neighbor N_i is a looping neighbor of router S
      with respect to a given destination D if and only if S is not the
      primary next-hop of N_i on at least one optimal path from S to D
      that also goes through S.


2.  U-turn Alternates

   As with primary next-hops, an alternate next-hop is discussed in
   relation to a particular destination router D.  As described in
   [IPFRR], a neighbor can provide a loop-free alternate if Equation 1
   is true.

   D_opt(N_i, D) < D_opt(N_i, S) + D_opt(S, D)

   Equation 1: Criteria for a Loop-Free Alternate

   When there are no loop-free alternates, this means that all of S's
   remaining non-primary neighbors will send traffic for D back to S,
   either directly or indirectly.  It is probable that one of S's
   non-primary neighbors will have a loop-free node-protecting alternate
   that could be utilized if the neighbor N_i is able to identify a
   packet as a U-turn packet.

   N_i can indicate its ability to correctly identify incoming U-turn
   packets on each layer-3 interface; such an interface is U-turn
   Recipient capable[ISIS-LOCAL-PROTECT][OSPF-LOCAL-PROTECT].  U-turn
   packets are identified implicitly or explicitly as described in
   Section 2.3.

   N_i MUST only send U-turn packets to N_i's loop-free node-protecting
   alternate if the packet is received from a primary neighbor for that
   destination.  This motivates the definitions below of a Looping
   Neighbor and a U-turn Neighbor.  These examples are illustrated in
   Figure 2.

   Looping Neighbor: A neighbor N_i is a looping neighbor of router S
      with respect to a given destination D if any of N_i's shortest
      paths to D goes through S but S is not the primary next-hop of
      N_i for all those paths through S.

   U-Turn Neighbor: A neighbor N_i is a U-Turn Neighbor of router S with
      respect to a given destination D if and only if S is a primary
      next-hop of  N_i to reach the destination D for all optimal paths
      that go through S to reach D.






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                               +-----+  -->
                               | N_4 |------     <--- +-----+
                               +-----+     |    |-----| R_3 |
                                  |    15  |    | 5   +-----+
                                  |50      |    |        |
                +-----+  --->     |        +-----+       | 70
                | N_2 |------     |        | N_3 |       |
                +-----+     |     |        +-----+       |
                 |       15 |     |            | 30      |
                 | 10       |   +-----+  <---  |         |
              @  |          ----|  S  |--------|         |
              @  |       <@@@   +-----+                  |
              V  |                 |   |                 |
                 |              10 |   |                 |
              +-----+              |   V                 |
              | R_2 |          +-----+                   |
              +-----+          |  E  |                   |
            |  |               +-----+                   |
            |  | 40             |  |                     |
            V  |             10 |  |                     |
               |    +-----+     |  V                     |
               -----| R_1 |-----|                        |
                    +-----+                              |
                       |     --->         +-----+        |
                       |------------------|  D  |---------
                               10         +-----+

                       E is primary next-hop of S
                 N_2 and N_3 are U-Turn Neighbors of S
                       N_4 is a Looping Neighbor of S


     Figure 2: Terminology of Looping Neighbors and Example U-Turn
                               Alternate

   Mathematically, for a neighbor N_i to be a U-Turn neighbor, it is
   necessary that Equation 1 be false.  If D_opt(N_i,D) = D_opt(N_i,S) +
   D_opt(S,D), then there may be multiple optimal paths, at least one of
   which goes through S and one does not.  If the shortest distance path
   from N_i to D that doesn't traverse S (D_!S(N_i, D)) is equal to
   D_opt(N_i, S) + D_opt(S, D, then there are multiple optimal paths
   where at least one traverses S and one does not.  Such a neighbor may
   be an ECMP U-Turn neighbor or may be a looping neighbor.

   Additionally, all optimal paths to reach D that go via S must be via
   a direct link between N_i and S.  If a neighbor N_i does not satisfy
   Equation 1 and all optimal paths to reach D that go via S are via a
   direct link between N_i and S, then it is a U-turn neighbor.



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2.1  ECMP U-turn Neighbors

   The above definition for U-Turn Neighbor allows a neighbor, which has
   equal cost paths (an ECMP set) where at least one of those paths goes
   directly to S and others may or may not, to be a U-Turn Neighbor.
   Consider the topology shown in Figure 3.  In this figure, N_1 has
   three equal-cost paths to reach D which are N_1 - S - E - D, N_1 -
   R_1 - D, and N_1 - R_2 - D.  Because the only path that goes through
   S goes directly through S, N_1 is a U-Turn neighbor of S.  A neighbor
   is an ECMP neighbor if an optimal path from N_i to D traverses S and
   there are multiple optimal paths from N_i to D.


                             +-----+-------------
                    ---------| N_1 |            | 5
                 |  |        +-----+---------   |    +-----+
                 |  | 10         |     15   |   |----| R_3 |
                 V  |         |  |          |        +-----+
                 +-----+      |  | 10    |  |       15 |
                 |  S  |      V  |       |  |          |  |
                 +-----+         |       V  |          |  |
                   |           +-----+      |          |  V
                10 |  |     ---| R_1 |      |          |
                   |  |     |  +-----+      |          |
                   |  V   | |         +-----+          |
                   |      | | 20      | R_2 |          |
               +-----+    V |         +-----+      +-----+
               |  E  |      |            |         |  X  |
               +-----+      |        15  | |       +-----+
                 |          |  |---------| |          |
              |  | 10       |  |           V          |
              |  |        +-----+             <---    |
              V  |--------|  D  |---------------------| 15
                          +-----+

                     Figure 3: ECMP U-Turn Neighbor

   S does not know whether a neighbor N_i supports ECMP or how that
   neighbor selects among the equal cost paths.  Recall that a node will
   only direct U-turn packets to the alternate if those packets are
   received from that node's primary neighbors.

   Consider the topology in Figure 4, where N_2 has three equal cost
   primary neighbors which are S, N_1 and R_1.  If N_2 were to select
   only N_1 as its primary neighbor, then N_2 would break U-Turns only
   on traffic received from N_1 and not on traffic received from S.
   Therefore, S cannot consider N_2 as an ECMP U-Turn neighbor because S
   cannot rely upon N_2 to break U-turns for traffic destined to D which



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   is received from S.


                                  <---     10    +-----+  --->
                             --------------------| N_2 |-----
                             |                   +-----+    |
                             |                   5 | |      |
                             |          +-----+    | |      |
                             |          | N_1 |----| V      | 5
                          +-----+       +-----+          +-----+
                          |  S  |   <--   | 5            | R_1 |
                          +-----+----------              +-----+
                           5 | |                           |  15
                  +-----+    | |                        |  |
                  |  E  |----| V                        |  |
                  +-----+                               V  |
                  5  |  --->            +-----+            |
                     |------------------|  D  |-------------
                                        +-----+


      Figure 4: ECMP Neighbor Which is Not an ECMP U-Turn Neighbor

   If N_2 has multiple paths to reach D that traverse S and not all such
   paths have S as the next-hop, then S cannot use N_2 as a U-Turn
   neighbor.

2.2  U-turn Neighbor's Alternate

   For router S to use a U-turn neighbor N_i for a U-turn alternate, N_i
   requires a loop-free node-protecting alternate[IPFRR].  If R_i_j
   provides a loop-free node-protecting alternate for N_i and S is N_i's
   primary neighbor, then the path from R_i_j to D will not traverse S.
   The requirement for an R_i_j to provide a suitable alternate is:

   D_opt(R_i_j, D) < D_opt(R_i_j, S) + D_opt(S, D)

   Equation 2: Loop-Free Neighbor's Neighbor

   Because N_i is a U-turn neighbor, N_i's shortest path to D traverse
   S, Equation 2 means that the shortest paths from R_i_j to D also do
   not traverse N_i.

   Each router independently computes the alternate that it will select
   for a given destination D.  For the U-turn alternate to provide node
   protection, the router N_i must consistently select a suitable
   alternate, if available, such that N_i's primary neighbor S can
   determine what R_i_j is providing that alternate.  This constraint is



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   not required to determine if the U-turn alternate provides
   link-protection.

2.3  Identifying U-turn Traffic

   There are two methods for identifying a packet as a U-turn packet.
   The methods are implicit U-turn packet identification and
   marking-based U-turn packet identification.  These methods are
   described in Section 2.3.1 and Section 2.3.2.

   A router supporting this specification MUST support one of these two
   methods for identifying U-turn packets.  A

2.3.1  Implicit U-turn Packet Identification

   The first method requires no modification to the packets sent into
   the U-turn alternate.  In this method, when, on a U-turn Recipient
   Capable interface or sub-interface, a packet for a destination D is
   received from the primary neighbor to which the router would forward
   the packet, then the router locally identifies the packet as a U-turn
   packet and forwards on the loop-free alternate.  In essence, this
   breaks the single hop micro-loop.

2.3.1.1  Broadcast and NBMA Interfaces

   NBMA and broadcast interfaces can be treated identically for IP/LDP
   Fast-Reroute; both involve the case of possibly receiving traffic
   from multiple neighbors.  With broadcast interfaces (i.e.  Gigabit
   Ethernet), there can be multiple neighbors connected to the same
   interface.  If all the neighbors are not in the same IGP area, then
   explicit U-turn packet identification MUST be used.

   If implicit U-turn packet identification were used, traffic could be
   incorrectly sent to the alternate.  It is extremely desirable to have
   at most one forwarding table per interface or sub-interface.  If all
   the neighbors are in the same IGP area, it still MUST be considered
   whether all traffic received on an interface can be treated
   identically, regardless of the neighbor sourcing the traffic on that
   interface; otherwise explicit packet identification SHOULD be used.

   The cost for any node on the broadcast interface to reach S or its
   primary neighbor E will be identical.  Because all link costs are
   positive, no neighbor on the broadcast interface will ever send
   traffic to S along that interface in order to reach E.  Therefore, S
   can assume that any traffic received on the broadcast interface which
   goes to a destination via a primary next-hop neighbor that is also on
   the broadcast interface is in fact sent by that primary next-hop
   neighbor and should be redirected to break the U-Turn.



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   Thus, if router S has a primary next-hop neighbor for a given prefix
   on the broadcast interface, S should redirect all traffic received
   destined to that prefix on the broadcast interface to S's alternate
   next-hop.


                 +-----------+-----------+------------+----------+
                 |           |           |            |          |
                 |           | /E\       | /E\        | /E\      | /E\
                 | 2        3|  |       3|  |        4|  |      5|  |
                 |           |           |            |          |
              +-----+      +-----+     +-----+     +-----+    +-----+
              |  E  |      |  S  |     | N_1 |     | N_2 |    | N_3 |
              +-----+      +-----+     +-----+     +-----+    +-----+
                 |            |
              |  | 10      @  | 10
              |  |         @  |
              V  |         V  |
                 |          +-----+
                 |          | N_4 |
                 |          +-----+
              +-----+       10 |
              |  D  |----------|
              +-----+     <---

                 Figure 5: Topology With Broadcast Link

   If it were acceptable to have one forwarding table per neighbor on
   the interface, then the restriction that all neighbors on a broadcast
   link be in the same IGP region could be removed.

2.3.2  Explicitly Marked U-turn Packet Identification

   The second method requires that U-turn packets be explicitly marked
   as such by the router that is directing the packet into the U-turn
   alternate.  This method is motivated by the following benefits:

   a.  For certain existing hardware platforms, it may be difficult to
       implicitly detect packets as coming from a primary neighbor and
       forward those packets differently.  An explicit marking permits
       straightforward U-turn handling.

   b.  For broadcast and NBMA links, if packets in the U-turn alternate
       are not explicitly marked, it is necessary that all neighbors on
       the link be part of the same IGP region (see Section 2.3.1.1).
       This could limit realistic deployment scenarios where hosts may
       exist on the same broadcast link as routers.  When U-turn packets
       are explicitly marked, the router can treat some packets received



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       on the interface as U-turn packets and some as normal packets.
       This permits routers and hosts on a link to send normal traffic
       while the primary neighbor can send explicitly marked U-turn
       packets.

   c.  If a router were to request penultimate-hop popping (PHP) for an
       LSP egressing on interface that the router had also advertised as
       U-turn Recipient capable, then it would be possible for traffic
       exiting that LSP to be mis-identified using the topology-based
       identification.  If U-turn packets are explicitly marked, then
       this confusion would not occur and the router could both request
       PHP for LSPs egressing an interface and supported marked U-turn
       packet identification.

   Explicitly marking U-turn traffic has the following disadvantages,
   which could be viewed as advantages for the implicit U-turn traffic:

   a.  A marking method must be selected.  This marking will need to be
       below Layer 3; there are certainly no available bits for this
       purpose in the IPv4 header.

   b.  In some cases implicit U-turn marking will mitigate loops that
       form by detecting the loop and forwarding to a loop-free
       node-protecting alternate.  This capability is lost when packets
       are explicitly marked.

   There are a number of different ways in which U-turn packets could be
   explicitly marked.  For example, this could be done at Layer 2 by
   using different PPP types, Ethernet types, etc.  The simplest
   mechanism that can apply regardless of the Layer 2 technology is to
   use a well-known MPLS label (referred to as a U-turn Label).  By
   requiring that routers supporting this specification use the same
   well-known MPLS label, there is no need to communicate the label.

   There are already different PPP types, Ethernet types, etc.  for
   MPLS.  If a router does not support any other MPLS mechanism, then a
   packet received with the U-turn label can be clearly identified from
   the layer-2 information indicating that the packet is MPLS.  The MPLS
   label on the packet SHOULD be checked to verify that the label is the
   U-turn label.

   Unlike the common use of MPLS labels, the U-turn label does not
   indicate specifically where the packet should be switched.  The
   U-turn label indicates that the packet should be tentatively
   identified as a U-turn packet.  The label is always popped on the
   receiving node.

   If the explicitly marked packet was received from a primary neighbor,



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   then the packet is a U-turn packet; the U-turn label MUST be popped
   and the decision on where to forward the packet is based on the
   packet's identification as a U-turn packet and the packet's
   destination IP address or the new top MPLS label (after the U-turn
   label has been popped).

   If the explicitly marked packet was not received from a primary
   neighbor, then the packet is not a U-turn packet, the U-turn label
   must be popped, and the packet MUST be forwarded as a normal packet
   based upon its destination IP address or the top MPLS label (after
   the U-turn label has been popped).  This scenario could occur if a
   failure happened during another topology change where the sending
   router will be or was the receiving router's primary neighbor.

   The QoS characteristics associated with a packet with a U-turn label
   SHOULD be based on the IP packet or the MPLS packet after the U-turn
   label has been removed.

3.  Example Algorithm for finding U-turn Alternates

   This section describes an algorithm that allows the identification of
   U-turn alternates with at most one additional SPF computation per
   neighbor that could be used as a U-turn alternate.  These are
   required in addition to those required to locate loop-free
   alternates.

   The computational complexity of locating alternates is extremely
   important.  There are several factors which potentially influence
   this.

      N: Number of neighbors of S

      A: Number of neighbors that could be used as alternates

      U: Number of neighbors that could be used as U-turn alternates

   Clearly, any path computation mechanisms will depend upon the cost of
   SPF calculations, which depend upon the number of links and nodes and
   pseudo-nodes in the network and the parameter above.  However,
   different approaches can lead to very different numbers of SPF
   calculations, ranging from a number of computations proportional to N
   (or A and U) up to a number proportional to the number of nodes in
   the network, the number of local links, and the number of neighbors'
   neighbors.  Clearly, the latter is undesirable.

   A single SPF is done to find the primary next-hops; this yields
   D_opt(S, D) for all D.  The additional computation required for
   loop-free alternates is at worst a reverse SPF rooted at S plus an



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   SPF rooted at each neighbor N_i that can be used as an alternate.
   This gives a worst-case of an additional (1+A) SPF computations to
   find loop-free alternates.  The information obtained is D_opt(D, S)
   and D_opt(N_i, D) for all N_i and D.

   It is important to understand the minimum computation required for
   U-turn alternates beyond that needed for loop-free alternates.  The
   minimum information that must be determined is whether a particular
   neighbor N_i has a loop-free node-protecting alternate.  This can be
   determined for a neighbor N_i by running a single u-turn SPF.  To
   explain the rationale behind the mechanisms in a u-turn SPF, consider
   the following.

   An SPF algorithm is performing a minimization across the potential
   paths.  A regular SPF is started by exploring each link connected to
   the root N_i and using the metric associated with that link as the
   cost.  Therefore, at each destination D, it determines D_opt(N_i, D).

   If instead each link from the root N_i is explored with a cost of 0,
   then, if there are J neighbors of N_i, the distance associated with
   the path at each destination D would be
   min_forall j in J (D_!N_i(R_i_j, D))
   where D_!N_i indicates the shortest path from the particular R_i_j to
   D that does not traverse N_i.

   Now, if one considers the loop-free test from Equation 2 and groups
   all the R_i_j terms onto one side, one obtains the following
   equation:
   D_opt(R_i_j, D) - D_opt(R_i_j, S) < D_opt(S, D).

   If an SPF could be modified to minimize the left-hand side of the
   above equation for all R_i_j neighboring N_i, then the resulting
   value could be compared to D_opt(S,D) to determine if N_i had a
   loop-free node-protecting alternate.  Mathematically, if there are 1
   to J different neighbors of N_i, the desired result at each
   destination D would be:
   min_forall j in J (D_opt(R_i,j, D) - D_opt(R_i_j, S)).

   It is sufficient to determine at each destination D:

   min_forall j in J (D_!N_i(R_i,j, D) - D_opt(R_i_j, S)).

   Equation 3: Path Minimization for U-turn Alternate Check

   To visualize this, consider the following 2 different cases where
   N_i's primary neighbor is S.





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      A shortest path from R_i_j to D is via N_i and thus S.  Therefore,
      D_!N_i(R_i_j, D) >= D_opt(R_i_j, D).

      A shortest path from R_i_j to D is not via N_i.  Therefore,
      D_!N_i(R_i_j, D) = D_opt(R_i_j, D).

   Now that the rationale behind a u-turn SPF is clearer, here is the
   description of a u-turn SPF.  If this procedure is followed, then the
   stored path distance at each destination D will be Equation 3.

   A u-turn SPF is a regular SPF where the initial exploration of links
   from the root N_i uses different costs depending upon the node at the
   other end of the link.  Links from N_i to a node R_i_j are explored
   with a cost of -D_opt(R_i_j, S).  If a link goes from N_i to a
   pseudo-node, then the pseudo-node's links are also explored as part
   of this step.  The pseudo-node itself is not given a non-infinite
   path distance in this step.  In this step, each link from a
   pseudo-node neighboring N_i to a node R_i_j is explored with a cost
   of -D_opt(R_i_j, S).  At the end of this step, each R_i_j will be on
   the candidate-list.  From this point, the normal mechanics of the
   Dijkstra algorithm apply; when a node is removed from the
   candidate-list, its links will be explored with the cost that of the
   link metric.

   From the above description of a u-turn SPF and the rationale behind
   it, it can be seen that at most one u-turn SPF is needed per neighbor
   that could be used as a U-turn alternate.  The computational
   complexity of a u-turn SPF is roughly the same as a regular SPF.  The
   additional computational complexity is U u-turn SPF computations,
   where U is the number of neighbors that could be considered as U-turn
   alternates.

   The above gives the ability to determine if a neighbor N_i has a
   loop-free node-protecting alternate and can therefore provide a
   U-turn alternate.  It does not provide a method to determine if that
   U-turn alternate is node-protecting.  Because D_opt(R_i_j, E) is not
   known as a result of the previous SPFs, a simple distance comparison
   is not possible without additional SPFs.  To obtain D_opt(R_i_j, E)
   would require R SPF computations and replace the U u-turn SPF
   computations.  In a network the number of neigbhors is generally much
   less then the number of neighbors' neighbors.  Therefore, another
   method of determining node protection for U-turn alternates is
   desirable.

   During the u-turn SPF, it is possible to track those neighbors of S
   that were visited along the stored path.  If this is done and N_i
   always selects the R_i_j corresponding to that path as an alternate,
   then S can determine whether that stored path traverses E, S's



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   primary next-hop.  This allows S to determine node-protection at the
   cost of a bit of additional book-keeping.

   This discussion of an algorithm to compute U-turn alternates is
   intended to provide explanatory background for the selection
   procedure defined in Section 4.5.1.1.

3.1  SRLG Protection

   It may be desirable to obtain an alternate that provides SRLG
   protection.  If SRLGs are being considered, then this would need to
   be signaled to neighboring routers; an extension to the router
   capability would provide the mechanism.

   It can be determined if a U-turn alternate provides SRLG-protection
   by tracking the SRLGs traversed.  This may miss a possible U-turn
   alternate; to locate all possible U-turn alternates and determine
   SRLG protection may need an SPF computation per neighbors' neighbor.
   Intelligent pruning of the R_i_j considered based upon first link
   SRLGs may improve the completeness of the algorithm while not
   requiring an SPF computation per neighbors' neighbor.

4.  Alternate Next-Hop Calculation

   A router S must select an appropriate alternate next-hop.  A common
   selection method is required to support U-turn Alternates.  At a
   minimum, a router must select a loop-free node-protecting alternate.
   This will ensure that a U-turn alternate via that router will be
   link-protecting.  To provide node protection, it is necessary for
   router S to know the properties of the R_i_j that will be selected by
   N_i.

   The same set of failure scenarios that can be protected against with
   a loop-free alternate is of interest with a u-turn alternate.
   Similarly, there is the same interaction with maximum costed links
   and broadcast interfaces as described in [IPFRR].  In addition, if
   all links from a neighbor N_i to a neighbor's neighbor R_i_j have a
   reverse cost of LSInfinity, then router S cannot consider that N_i
   could provide a U-turn alternate via R_i_j.  The rationales for these
   restrictions are the same as given in [IPFRR].

4.1  IP/LDP Fast-Reroute Alternate Capability

   There are a number of different reasons why an operator may not wish
   for a particular interface to be used as an alternate.  For instance,
   the interface may go to an edge router or the interface may not have
   sufficient bandwidth to contain the traffic which would be put on it
   in the event of failure.



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   In order to indicate interfaces as eligible alternates, a router must
   signal this link capability.  The neighbor routers must not consider
   that links, which are not eligible alternates, might be capable of
   providing a loop-free node-protecting alternate.  Therefore, this
   eligible alternate capability is flooed as part of the link
   capabilities information.  Links that are not capable of being
   alternates are not explored in the first step of the u-turn SPF.

   Because a router's neighbors may desire to use that router to provide
   a U-turn alternate, a router must flood to its neighbors which
   interfaces are not capable of providing alternates.  This information
   allows a router's neighbors to accurately determine whether or not
   the router has a loop-free node-protecting alternate.

   The extensions to signal this IP/LDP fast-reroute alternate
   capability are described in [OSPF-LOCAL-PROTECT] and
   [ISIS-LOCAL-PROTECT].

4.2  U-turn Recipient Capabilities

   A router S can only use a neighbor as a U-turn alternate next-hop if
   that neighbor has advertised its ability to identify U-turn
   alternates on a link to S.  The implicit U-turn recipient capability
   or the explicit marked U-turn recipient capability must be signaled
   by a neighbor for a link in order for S to determine that it is
   allowed to use that neighbor as a potential U-turn alternate.  By
   default, S MUST assume that a neighbor cannot provide a U-Turn
   alternate unless that neighbor indicates the implicit or the explicit
   marked U-Turn recipient capability on the link to be used by S to
   reach that neighbor.  These U-Turn recipient capabilities need only
   be flooded to a node's neighbors.

   The U-turn alternate next-hop MUST use a link which has been
   advertised as implicit or explicit marked U-turn Recipient capable by
   the intended neighbor.  If router S is only capable of sending
   unmarked U-turn packets, then router S MUST not use links which are
   not advertised as implicit U-turn Recipient capable to reach a U-turn
   alternate next-hop.  Similarly, if router S is only capable of
   sending marked U-turn packets, then router S MUST not use links which
   are not advertised as explicit marked U-turn Recipient capable to
   reach a U-turn alternate next-hop.

   If a link is advertised only as explicit marked U-turn Recipient
   capable and it is selected to reach the U-turn alternate next-hop,
   then router S MUST apply the marking, as described in the explicit
   marked U-turn packet identification method, to each packet sent into
   the U-turn alternate.  If the link is advertised only as implicit
   U-turn Recipient capable and it is selected to reach the U-turn



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   alternate next-hop, then router S MUST not apply any additional
   marking.  If the link is advertised as both implicit U-turn Recipient
   capable and explicit marked U-turn Recipient capable, then router S
   may make a local decision as to whether to apply the additional
   marking.

   The extensions to signal the U-turn recipient capability and the
   Marked U-turn recipient capability are described in
   [OSPF-LOCAL-PROTECT] and [ISIS-LOCAL-PROTECT].

4.3  Link-Protecting U-turn Alternate

   For a neighbor N_i to be useable by a router S as a U-turn alternate
   next-hop to reach a destination D, the following topology-based
   conditions MUST be true.

   1.  S is a U-turn neighbor.  In other words, S is always the primary
       next-hop on all shortest paths from N_i to D that traverse S.

   2.  D_opt(N_i, D) >= D_opt(N_i, S) + D_opt(S, D)

   3.  For at least one of N_i's neighbors, R_i_j:
       D_opt(R_i_j, D) < D_opt(R_i_j, S) + D_opt(S, D)

   The path used from the neighbor's neighbor R_i_j to the destination
   is along the SPT.  If the link from S to N_i is a broadcast link, it
   cannot be used by R_i_j's shortest path because the shortest path
   from the pseudo-node representing the broadcast link is via S.  This
   is clear from the fact that N_i's shortest path via the broadcast
   link is immediately via S.  Therefore, if N_i can offer a U-turn
   alternate, it is also link-protecting.

   The non-topology based conditions are dependent upon the signaled
   link capabilities as described earlier.

4.4  U-turn Node-Protecting Alternate

   For a U-turn alternate next-hop to protect against node failure, S
   must be able to determine the set of R_i_j that might be used to
   provide the loop-free node-protecting alternate to N_i.  All optimal
   paths from each of those R_i_j to the destination D MUST avoid S's
   primary neighbor E.

4.5  Selection Procedure

   A router supporting this specification SHOULD select a loop-free
   alternate next-hop or a U-turn alternate next-hop for each primary
   next-hop used for a given prefix.  A router MAY decide to not use an



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   available loop-free or U-turn alternate next-hop.  The selection
   should maximize the failure cases that can be protected against.

   As specified in [IPFRR], the selection procedure depends on whether S
   has a single primary neighbor or multiple primary neighbors.  A node
   S is defined to have a single primary neighbor only if there are no
   equal cost paths that go through any other neighbor; i.e., a node S
   cannot be considered to have a single primary neighbor simply because
   S does not support ECMP.

   The following sections outline the decision criteria for various
   network configurations.

4.5.1  Selection Procedure with One Primary Neighbor

   A router S can only be used as a U-turn alternate next-hop by its
   primary neighbor E if S selects a loop-free node-protecting alternate
   next-hop.  Therefore a router MUST select a loop-free node-protecting
   alternate if one is available.  Otherwise, a router MAY select a
   U-turn node-protecting alternate, a loop-free link-protecting
   alternate or a U-turn link-protecting alternate, if any such is
   available.

4.5.1.1  Selection Between Multiple Loop-Free Node-Protecting Alternate

   The specific selection policy described in this section is motivated
   by the ability to reduce the computational complexity associated with
   identifying U-turn alternates.  This mechanism is explained in
   Section 3.

   D_opt(R_i_j, D) - D_opt(R_i_j, S)

   Equation 4: Shortest Reverse-Path-Discounted Distance from R_i_j to D

   A consequence of this mechanism is that the only path traced during
   the u-turn SPF is that of the shortest reverse-path-discounted path.
   A second consequence is that the optimal distance between a
   neighbor's neighbor and S's primary neighbor E ( D_opt(R_i_j, E) ) is
   not always known.

   By constraining the loop-free node-protecting alternate selection as
   specified below, it is sufficient to know only the path of the
   shortest reverse-path-discounted path via any of N_i's neighbors.

   The selection by a router among loop-free node-protecting alternates
   MUST be as follows.

   Each loop-free node-protecting alternate next-hop is a specific R_i_k



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   where there are K members.  The selected R_i_m must be provide the
   shortest reverse-path-discounted path among all the R_i_j.

   D_opt(R_i_m, D) - D_opt(R_i_m, S) = min_forall k in K
   (D_opt(R_i_k, D) - D_opt(R_i_k, S)

   If there are multiple such R_i_m and one provides the destination,
   then that one SHOULD be selected.  Otherwise, if there are multiple
   such R_i_m, the router SHOULD make a consistent selection.

   A consequence of this selection algorithm is that, all else being
   equal, a more expensive link from an R_i_j will be preferred.  This
   should be considered when determining appropriate metrics for IP
   traffic-engineering.

4.5.2  Alternate Selection with Multiple Primary Neighbors

   The selection among multiple equal cost paths is a router-local
   decision.  Therefore, a router N_i cannot know which of the potential
   primary neighbors that S will choose to use.

   As described in Section 2.1, N_i can only select S for its U-Turn
   alternate if any potential primary neighbor which S might select,
   except for N_i itself, will not go via N_i to reach the destination
   D.

   Because the router has multiple potential primary neighbors, the
   router MUST select one or more alternates for forwarding U-Turns
   packets from among the router's potential primary neighbors.  If the
   router does not have a potential primary neighbor that is
   node-protecting for a particular primary next-hop, this is an
   indication that that primary neighbor will not use S as a U-turn
   alternate.

   A router MAY use different alternate(s) for forwarding U-turn packets
   and for forwarding traffic when a primary next-hop fails.  The
   alternate(s) used when a primary next-hop fails are a router-local
   decision.

5.  Using an Alternate

   If an alternate is available, it may be used in two circumstances.
   The first is when a local failure is detected; the behavior on a
   local failure is that specified in [IPFRR].  The second is when
   U-turn packets are received and the alternate is loop-free and
   node-protecting.





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5.1  Alternate Use On Failure

   If an alternate next-hop is available, the router SHOULD redirect
   traffic to the alternate next-hop when the primary interface has
   failed.  If the alternate next-hop provides node protection, the
   router SHOULD redirect traffic to the alternate next-hop when the
   primary next-hop has failed and the detection of that failure has
   occurred within an appropriately short period.  The mechanisms
   available for failure detection are discussed in [FRAMEWORK] and are
   outside the scope of this specification.

   The alternate next-hop MUST be used only for traffic types which are
   routed according to the shortest path.  Multicast traffic is
   specifically out of scope for this specification.

   The details in [IPFRR] on terminating the use of the alternate apply
   equally to U-turn alternates.

   Although extremely unlikely in examined topologies, it is
   theoretically possible that the convergence on the part of the U-turn
   neighbor N_i could cause a short micro-loop as in the following
   topology.

   In this example, N provides a U-turn alternate to S via the loop-free
   node-protecting alternate A.  After the link from S to E fails, N's
   alternate continues to function.  When N converges, the new primary
   next-hop is B; if B has not already converged, then a micro-loop
   between N and B could form.























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                        1     +---+   1
                       -------| B |------
                       |      +---+     |
                       |                |
             +---+ 1  +---+ 10 +---+    |
             | S |----| N |----| A |    |
             +---+    +---+    +---+    |
             1 |               5 |      |
             +---+             +---+  +---+
             | E |             | C |  | F |
             +---+             +---+  +---+
               |               5 |      |
             1 |               +---+    | 4
               |---------------| D |----|
                               +---+

            Figure 6: Micro-loop Affecting U-turn Alternate

   To avoid such an unlikely circumstance, a router SHOULD delay
   installation of the new primary and alternate next-hops for a
   destination if the failed link is connected to a primary neighbor and
   there is a loop-free node-protecting alternate to protect that
   primary neighbor and that alternate was not a shortest path to D
   (before the failure).

   This installation delay SHOULD terminate

   a.  if the new primary next-hop was loop-free prior to the topology
       change, or

   b.  if a configured hold-down, which represents a worst-case bound on
       the length of the network convergence transition, has expired, or

   c.  if notification of an unrelated topological change in the network
       is received.

   This delay is required only due to the possibility that the U-turn
   alternate next-hop may have a new primary neighbor that was not
   loop-free prior to the failure.  The loop-free node-protecting
   alternate of N_i which goes via R_i,j will not be affected by the
   failure, because it was independent of the affected elements.  If
   N_i's new primary neighbor remains S, then the traffic will continue
   to be directed towards the appropriate R_i,j.  If N_i converges to a
   path that does not include S to reach D, then traffic received from S
   for D will be sent along the new path and a micro-forwarding loop is
   theoretically possible.





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5.2  U-turn Packets Forwarding

   If a packet is received from a primary neighbor and is successfully
   identified as a U-turn packet (see Section 2.3), then a router which
   supports this specification MUST send the packet to the loop-free
   node-protecting alternate, selected according to the rules in this
   specification.  If, on a U-turn Recipient capable interface, a packet
   is received from a non-primary neighbor (who during a topology change
   may still believe that it is a primary neighbor) and the packet is
   marked to indicate that it is a U-turn packet, then a router which
   supports this specification MUST send the packet to a primary
   next-hop.

6.  LDP Interactions and Routing Aspects

6.1  LDP Interactions

   U-turn alternates do not impose any additional sessions or signaling
   on LDP.  LDP can use the u-turn alternates to protect LDP traffic if
   the requirements specified in [IPFRR] are met.

6.2  Inter-Region Routes

   As described in [IPFRR], the additional complexity for inheriting
   alternate next-hops is for inter-region routes in the case of ECMP
   through different area border routers and with a single primary
   neighbor.  This scenario is illustrated in Figure 7.

   It can be proven that a U-turn alternate can be inherited to
   inter-region routes and provide at least the same link or node
   protection that was provided with respect to the border router.  The
   alternate next-hop inheritance procedure SHOULD select a loop-free
   node-protecting alternate, if one is available.  The use of this for
   alternate next-hop inheritance applies to OSPF, ISIS and BGP as
   described in [IPFRR].
















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                      ...............  +--+--+    15
                ......+----------------| ABRt|----------------+
             ...      |  15            +-----+                |
           ..         |                    ...                |
         ..    5  +-----+   15    +--+--+     ..              |
        .  +------| A2  +---------| R1  |-----+ .             |
      ..   |      +-----+         +-----+ 20  | .             |
      .    |                                +-----+  10       |
     .     |                 +--------------| ABR2|---------+ |
     .     |                 |      15      +-----+         | |
    .  +-----+     5     +---+-+                .           | |
    .  |  S  |-----------|  P  |------------+   .         +-----+
     . +-----+           +-----+    5       |   .         |  D  |
     .     |                                |   .         +-----+
      .    |                                |  .             |
      ..   |     +-----+                  +-----+  20        |
        .  +-----| A1  |------------------| ABR1|------------+
         .   10  +-----+    15            +-----+
          ...                               ...
             ...                         ...
                ......              .....
                      ..............

  Figure 7: Inter-Region Destination via  Multiple Border Routers with
                          One Primary Neighbor


7.  U-turn Alternates Interactions with Tunnels

   IP Fast-Reroute treats IGP tunnels the same as any other link.  If
   router S is not the endpoint of the tunnel, then the alternate path
   is computed as normal.  If router S is the ingress into the tunnel,
   then all destinations, which have the tunnel as a primary next-hop,
   may be protected either via a protection scheme associated with the
   tunnel or via IP FRR.

   One issue with MPLS RSVP-TE tunnels is that an LSP may be created
   where the router uses penultimate-hop popping (PHP).  If the
   topology-base U-turn packet identification method is used, then
   traffic received via that tunnel is undistinguishable from traffic
   received over the interface.  If some packets received via the LSP
   are destined back to the penultimate hop, then the egress router
   would consider that those were U-turn packets and redirect that
   traffic to its alternate, if available.  To avoid such a scenario, a
   router can simply not request PHP for those LSPs which are entering
   via an interface upon which the router has advertised that it can
   break U-Turns.  Alternately, a router could use the marking-based
   U-turn packet identification method.  If that is not supported and



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   the router must do PHP, then the router can stop advertising the link
   as U-turn recipient capable.

8.  Security Considerations

   This document does not introduce any new security issues.  The
   mechanisms described in this document depend upon the network
   topology distributed via an IGP, such as OSPF or ISIS.  It is
   dependent upon the security associated with those protocols.

9.  Acknowledgements

   The authors would like to thank Joel Halpern for his helpful review
   and comments, particularly as pertains to Section 3.

10.  Intellectual Property Considerations

   Avici Systems has intellectual property rights claimed in regard to
   the specification contained in this document.

11  References

   [FRAMEWORK]
              Shand, M., "IP Fast Reroute Framework",
              draft-ietf-rtgwg-ipfrr-framework-02.txt (work in
              progress), October 2004.

   [IPFRR]    Atlas, A., "Basic Specification for IP Fast-Reroute:
              Loop-free Alternates",
              draft-ietf-rtgwg-ipfrr-spec-base-01.txt (work in
              progress), October 2004.

   [ISIS-LOCAL-PROTECT]
              Atlas, A., Torvi, R. and C. Martin, "ISIS Extensions for
              Signaling Local Protection Capabilities",
              draft-martin-isis-local-protect-cap-01.txt (work in
              progress), October 2004.

   [OSPF-LOCAL-PROTECT]
              Atlas, A., Torvi, R., Choudhury, G., Martin, C., Imhoff,
              B. and D. Fedyk, "OSPFv2 Extensions for Link Capabilities
              and IP/LDP Local Protection",
              draft-atlas-ospf-local-protect-cap-01.txt (work in
              progress), October 2004.

   [RFC1195]  Callon, R., "Use of OSI IS-IS for routing in TCP/IP and
              dual environments", RFC 1195, December 1990.




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   [RFC2328]  Moy, J., "OSPF Version 2", STD 54, RFC 2328, April 1998.

   [RFC2370]  Coltun, R., "The OSPF Opaque LSA Option", RFC 2370, July
              1998.

   [RFC2966]  Li, T., Przygienda, T. and H. Smit, "Domain-wide Prefix
              Distribution with Two-Level IS-IS", RFC 2966, October
              2000.

   [RFC3036]  Andersson, L., Doolan, P., Feldman, N., Fredette, A. and
              B. Thomas, "LDP Specification", RFC 3036, January 2001.

   [RFC3137]  Retana, A., Nguyen, L., White, R., Zinin, A. and D.
              McPherson, "OSPF Stub Router Advertisement", RFC 3137,
              June 2001.

   [RFC3209]  Awduche, D., Berger, L., Gan, D., Li, T., Srinivasan, V.
              and G. Swallow, "RSVP-TE: Extensions to RSVP for LSP
              Tunnels", RFC 3209, December 2001.

   [RFC3277]  McPherson, D., "Intermediate System to Intermediate System
              (IS-IS) Transient Blackhole Avoidance", RFC 3277, April
              2002.


Editor's Address

   Alia K. Atlas (editor)
   Avici Systems, Inc.
   101 Billerica Avenue
   N. Billerica, MA  01862
   USA

   Phone: +1 978 964 2070
   EMail: aatlas@avici.com

Contributing Authors' Addresses

   Raveendra Torvi
   Avici Systems
   101 Billerica Avenue
   N.  Billerica, MA 01862
   USA

   Phone: +1 978 964 2026
   EMail: rtorvi@avici.com





Atlas                    Expires April 24, 2005                [Page 25]


Internet-Draft    draft-atlas-ip-local-protect-uturn-01     October 2004


   Gagan Choudhury
   AT&T
   Room D5-3C21
   200 Laurel Avenue
   Middletown, NJ 07748
   USA

   EMail: gchoudhury@att.com
   Phone: +1 732 420-3721


   Christian Martin
   Verizon
   1880 Campus Commons Drive
   Reston, VA 20191

   EMail: cmartin@verizon.com


   Brent Imhoff
   LightCore
   14567 North Outer Forty Rd.
   Chesterfield, MO 63017
   USA

   EMail: brent@lightcore.net
   Phone: +1 314 880 1851


   Don Fedyk
   Nortel Networks
   600 Technology Park
   Billerica, MA 01821

   EMail: dwfedyk@nortelnetworks.com
   Phone: +1 978 288 3041















Atlas                    Expires April 24, 2005                [Page 26]


Internet-Draft    draft-atlas-ip-local-protect-uturn-01     October 2004


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