INTERNET DRAFT                                              K. Denninger
Expires 25 July 1996                                     25 January 1996


                    TOP LEVEL DOMAIN DELEGATION DRAFT
                                  Rev 0.1

                    draft-denninger-itld-admin-00.txt

Status
======

     This document is an Internet-Draft.  Internet-Drafts are working
     documents of the Internet Engineering Task Force (IETF), its
     areas, and its working groups.  Note that other groups may also
     distribute working documents as Internet-Drafts.

     Internet-Drafts are draft documents valid for a maximum of six
     months and may be updated, replaced, or obsoleted by other
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     To learn the current status of any Internet-Draft, please check
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Abstract
========

This memorandum shall be entitled "TOP LEVEL DOMAIN DELEGATION DRAFT",
and describes a proposed policy, procedure and control structure for
the allocation of additional top-level domains.

This memorandum discusses the issues surrounding additional top level
domains (TLDs), qualification proposals for operating such a registry,
and justifications for the positions expressed in this paper.

The IETF, IANA, NEWDOM and related mailing lists are welcome to read,
and comment, on this material.  Presuming a consensus can be found
within these audiences, the distribution of this memorandum should be
expanded to include general commentary from the Internet community.


Revisions
=========

As a draft, this document may be revised at any time.  The revision
number of the document in question is displayed at the top of the
masthead, and should be referred to when commenting on the proposal
contained in this draft.



Operating Assumptions
=====================

This draft is written under the following assumptions:

1)      It is desirable to have competing domain registries for commercial,
        educational, and other uses (organizational, etc).

2)      The current monopoly situation with regards to these domain spaces,
        and the inherent perceived value of being registered under a
        single top level domain (.COM) is undesirable and should be, to
        the extent possible, neutralized.

3)      Open, free-market competition has proven itself in other areas of
        the provisioning of related services (ISPs, NSPs, telephone
        companies, etc) and as such appears applicable to this set of
        situations.

4)      It is considered undesirable to have enormous numbers (100,000+)
        of top-level domains for administrative reasons and the
        unreasonable burden such would place on organizations such as
        the IANA.

5)      It is not, however, undesirable to have diversity in the top-level
        domain space, and in fact, positive market forces dictate that
        this diversity, obtained through free competition, is the best
        means available to insure quality service to end-users and
        customers.

6)      The two-character namespace is, and will remain, reserved for ISO
        country codes under existing accepted Internet RFCs.

7)      It is desirable to maintain a "short" suffix on these TLDs to permit
        easier use by the public.  As such, the presumption will be
        that only three and four-character alphanumeric TLDs will be
        assigned under this proposal.  TLDs which are registered
        trademarks under US Federal Law are specifically excluded from
        consideration as appropriate assignments.

8)      It is desirable to keep the IANA and IETF from becoming involved in
        operational and contractual aspects of the TLD registries, and
        it is further desirable to separate, to the extent possible,
        the IETF and IANA funding from these entities.  The presence of
        a funding path creates a tying arrangement between for-profit
        organizations and a set of non-profit entities which up to now
        have not been legally, financially, or otherwise encumbered by
        the actions of these registries.  It is presumed in the best
        interest of the IETF and the IANA to see that this separation
        of function is preserved.

        Indemnification provisions from the registries to the IANA and
        related organizations, as provided for in other proposals, do
        not serve to properly insulate the ISOC, IANA and IETF from
        legal proceedings, as it should be presumed that any
        organization which is legally challenged in a significant
        fashion may be unable to properly pay any judgements levied
        against it.  Current "deep pockets" legal practice exposes
        related organizations to the negative effects of these legal
        actions should the original organization be unable to fulfill
        its financial obligations.


Items Not Addressed
===================

The following items are intentionally omitted from discussion in this
draft:

1)      Cooperation between competing TLD registries.  This is
        specifically not assumed in this proposal, and is considered to
        be an operational aspect of a registry best determined, and
        coordinated, by contractual agreements between private
        interests.

2)      A "global phonebook" of second-level domain holders.  TLD
        registries are expected to provide their own directory service,
        and "rWhois" is designated as one of the operational choices
        which a registry may wish to utilize.  However, no attempt is
        made to mandate any particular technical or organizational
        requirements from a registry to service requests for lookups of
        a domain holder in other, competing registries and TLDs.

3)      Internal database and operational issues.  These issues,
        including pricing to customers of the registry, are properly
        free-market issues and should be excluded from the control of
        the IETF, IANA, ISOC and other related organizations.

4)      Succession issues related to the relationships between customers
        of a registry and that registry itself.  These matters are
        properly contractual matters between the registry and those
        entities requesting registration services.  It is further
        presumed that any registry with a significant client base will
        constitute a legitimate on-going business interest with revenue
        prospects sufficient to insure that the registry will in fact
        be transferred to another entity.  As an example, presuming
        5,000 registrants of a given registry and a fee of $50.00 per
        year, a revenue stream of $250,000 (US) per year would inure to
        the benefit of any organization taking over the services of a
        defunct organization.

        Should a registry close without having significant second-level
        registrations in place at that time, the impact to the Internet
        users as a whole will be minimal or non-existant.




Technical Requirements
======================

A commercial or other interest which wishes to operate a TLD shall
propose to the IANA the assignment of that domain, and include with its
application for same the following information:

1)      A diagram substantiating full multi-homed connectivity to the
        organization's computers which will serve that top-level
        domain, with each leg of that connectivity being at a
        non-aggregated data rate of 1.536Mbps (US standard ESF/B8ZS T1)
        or better.  Route advertisement via BGP4 for this
        organization's connectivity must be operational for at least
        two of the connections maintained under this multi-homed
        provision, and the network involved should be operating in a
        "defaultless" configuration.

2)      Operation of at least two (2) nameservers for the top-level
        domain in question.  These nameservers shall run the latest
        "consumable" release of the BIND code (4.9.x at present), and
        may include local enhancements, changes, or operational
        improvements.

3)      The three or four character TLD proposed, along with an
        indemnity statement indemnifying the IANA for any infringement
        of trademark which may be created by the IANA authorizing this
        assignment.

4)      The name(s) and IP addresses of the hosts which are proposed to
        serve this TLD, with correct top-level NS records installed and
        available for verification.

5)      A statement that the registrant is in an Internet-related line of
        business, and intends to operate the registry for a period of
        not less than two (2) consecutive years.

6)      A written offer, which may or may not be called by the ISOC and
        IANA, to operate a top-level domain server as part of the
        general Internet infrastructure.  This commitment to provide
        this service shall be perpetual during the life of the registry
        which is delegated, even if the IANA, ISOC or IETF shall deem
        it unnecessary or inadvisable to request that this service be
        provided at the inception of the domain space requested.


Administrative Requirements
===========================

Each entity holding a TLD shall be required to provide the following
administrative services and policies:

1)      A means, via the "whois" protocol, to search the database of
        second-level domains maintained by this registry and return
        common directory information.  This information shall include,
        but not necessarily be limited to:

        a)      The "owner" of the second-level domain, including
                contact name(s), physical address(es), and telephone
                number(s) of the persons responsible for the operation
                of the second-level domain.

        b)      The nameserver hostnames and IP numbers serving that
                second-level domain.

        c)      The current status (operational, on hold, pending, etc)
                of that second-level domain.

2)      A help desk and staff to answer questions via electronic mail,
        fax and normal telephone during customary business hours.

3)      A published registration, fee, and service policy, available via
        WWW, FTP and automated email responder at an address associated
        with the organization.

4)      An administrative fee of US $1,000 per annum to be paid to the
        IANA for its oversight of this process.

5)      Only one TLD may be operated by any single organization, with the
        exception of existing TLD names which are currently assigned.
        These will be grandfathered into the execution of this
        procedure (ie: NSI which currently operates .ORG and .COM).

6)      The DNS zone files and "whois" databases maintained by any TLD
        operator is deemed to be publically available and public,
        non-protected information; the IANA is authorized to designate
        one or more organizations as "escrow holders" of said zone
        information for the purposes outlined below under "Deletion or
        Transfer of a TLD".

7)      For the purposes of this document, an "entity" may be any
        combination of organizations which may combine to offer
        registration services under one TLD name as a cooperative or
        competitive provider of services, provided that all members of
        the confederation or alliance shall otherwise be in complience
        with the terms of this document.  Organizations granted TLD
        namespace may add or remove additional cooperating registration
        entities at their discretion, provided that doing so does not
        violate the provisions of this memorandum.


IANA Responsibilities
=====================

The IANA or its designee shall evaluate all applications for TLD domain
space in a neutral, impartial, and open manner.  All proceedings and
evaluations of the applications submitted shall be available for public
inspection via an on-line procedure (web site, etc) along with the
decisions made.

TLD requests shall be granted in the order submitted provided that the
technical and administrative requirements are met by the organization
making the request.

The IANA or its designee shall approve conforming applications within
30 days from the date of application.  Rejected applications shall
state the specific reason(s) for which a rejection has taken place.

The IANA may designate one or more entities to independant evaluate the
applications made for top-level-domain space on a contracted or other
basis as the IANA shall deem proper, so long as the other requirements
of this memorandum are complied with.

The IANA or its designee may operate one or more "escrow services" to
insure that the records contained in a registry will remain available
in the event of intentional or accidential destruction due to a
registry forfeiting a TLD under this memorandum.


Deletion or Transfer of a TLD; Escrow of Records
================================================

Organizations providing registry services may elect to terminate their
involvement in this program and release the TLD namespace delegated to
their organization under the following circumstances:

1)      Any organization may transfer the authority for, and
        registration services provided, for a TLD to any other entity
        *provided* that the new registration authority complies with
        all provisions of this memorandum.  The business and financial
        terms under which this transfer is conducted shall be properly
        between the old and new registry organizations and not under
        the jurisdiction of the IANA, the IETF or the ISOC.


2)      TLDs which are "orphaned" by a registry that constructively
        abandons them or ceases business operations without first
        securing a successor organization to assume the authority and
        registration services for that namespace shall be deemed
        "abandoned".  Abandoned TLD namespace shall be auctioned to the
        highest bidder by an open, competitive bid process adjudicted
        by the IANA or its designees, which shall be conducted without
        undue delay.  During the interim period in question the IANA
        shall be authorized to designate one or more firm(s) to hold
        the existing registration records to prevent the interruption
        of service.


3)      An organization which is alleged to be in violation of the
        terms of this delegation memorandum shall be given notice of
        intent to recover the TLD domain space allocated under this
        policy via normal postal mail.  Within 30 days, the
        organization against which the complaint has been lodged shall
        (a) cure the violation(s) of this policy, (b) transfer
        authority to another entity under (1) above, or (c)
        constructively abandon for public auction the namespace under
        the provisions of (2) above.  Where the facts are disputed
        regarding possible violations of this policy, the IANA is
        authorized to promulgate reasonable adjudication policies which
        should include an arbitration provision.



Author's Address
================

        Karl Denninger

        Email: <karl@MCS.Net>
        Modem: [+1 312 248-0900]
        Voice: [+1 312 803-MCS1]
        Fax:   [+1 312 248-9865]


draft-denninger-itld-admin-00.txt                   Expires 25 July 1996