Disman Working Group                                             Kam Lam
Expires August 23, 2001              ARC MIB                 An-ni Huynh
Internet Draft                                       Lucent Technologies
                                                       February 23, 2001






                          Alarm Reporting Control MIB


                         draft-lam-disman-arcmib-00.txt


Status of this Memo

    This document is an Internet-Draft and is in full conformance with
    all provisions of Section 10 of RFC2026 [RFC2026].

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Copyright Notice

   Copyright (C) The Internet Society (2000).  All Rights Reserved.

1.  Abstract

   This memo defines a portion of the Management Information Base (MIB)
   for use with network management protocols in TCP/IP-based internets.
   In particular, it defines objects for controlling the reporting of
   alarm conditions of a network device.

   Textual Conventions used in this MIB are defined in [RFC2579].


Table of Contents

   1 Abstract ..............................................    1
   2 The SNMP Network Management Framework .................    2
   3 Overview   ............................................    2
   3.1 ARC Terminology and Definition ......................    3
   4 Object Definitions ....................................    4
   5 Example Application   .................................    7
   6 Security Considerations ...............................    7
   7 Acknowledgments........................................    8
   8 References ............................................    8
   9 Author's Address ......................................    9
   10 Intellectual Property ................................   10
   Full Copyright Statement ................................   10

2.  The SNMP Network Management Framework

   The SNMP Management Framework presently consists of five major
   components:

   0    An overall architecture, described in RFC 2571 [RFC2571].

   0    Mechanisms for describing and naming objects and events for the
        purpose of management.  The first version of this Structure of
        Management Information (SMI) is called SMIv1 and described in
        STD 16, RFC 1155 [RFC1155], STD 16, RFC 1212 [RFC1212] and RFC
        1215 [RFC1215].  The second version, called SMIv2, is described
        in STD 58, RFC 2578 [RFC2578], STD 58, RFC 2579 [RFC2579] and
        STD 58, RFC 2580 [RFC2580].

   0    Message protocols for transferring management information.  The
        first version of the SNMP message protocol is called SNMPv1 and
        described in STD 15, RFC 1157 [RFC1157].  A second version of
        the SNMP message protocol, which is not an Internet standards
        track protocol, is called SNMPv2c and described in RFC 1901
        [RFC1901] and RFC 1906 [RFC1906].  The third version of the
        message protocol is called SNMPv3 and described in RFC 1906
        [RFC1906], RFC 2572 [RFC2572] and RFC 2574 [RFC2574].

   0    Protocol operations for accessing management information.  The
        first set of protocol operations and associated PDU formats is
        described in STD 15, RFC 1157 [RFC1157].  A second set of
        protocol operations and associated PDU formats is described in
        RFC 1905 [RFC1905].

   o   A set of fundamental applications described in RFC 2573
        [RFC2573] and the view-based access control mechanism described
        in RFC 2575 [RFC2575].

   A more detailed introduction to the current SNMP Management Framework
   can be found in RFC 2570 [RFC2570].

   Managed objects are accessed via a virtual information store, termed
   the Management Information Base or MIB.  Objects in the MIB are
   defined using the mechanisms defined in the SMI.

   This memo specifies a MIB module that is compliant to the SMIv2.  A
   MIB conforming to the SMIv1 can be produced through the appropriate
   translations.  The resulting translated MIB must be semantically
   equivalent, except where objects or events are omitted because no
   translation is possible (e.g., use of Counter64).  Some machine readable
   information in SMIv2 will be converted into textual descriptions in
   SMIv1 during the translation process.  However, this loss of machine
   readable information is not considered to change the semantics of the
   MIB.

 3. Overview

   There is a need to provide a mechanism for controlling the reporting of
   alarm conditions of resources in a network device. For examples,
   (a) inhibiting the reporting of alarm conditions of a resource until
   the resource is problem-free, (b) inhibiting the reporting of alarm
   conditions of a resource for a specified time period, or (c) inhibiting
   the reporting of alarm conditions of a resource until explicitly allowed
   later on by the managing system.

   The alarm reporting control (ARC) feature provides an automatic in-service
   provisioning capability. It allows sufficient time for service setup,
   customer testing, and other maintenance activities in an "alarm-free" state.
   Once a resource is "problem-free", alarm reporting is automatically
   (or manually) turned on (i.e., allowed).

   By putting a network resource in ARC mode, the technicians and managing
   systems will not be flooded with unnecessary work items during operations
   activities such as service provisioning and network setup/teardown.
   This will reduce maintenance costs and improve the operation and maintenance
   of these systems.

   ITU-T Recommendation M.3100 Amendment 3 [M.3100 Amd3] provides the business
   requirements, analysis, and design of the Alarm Reporting Control Feature.

   This MIB module defines the SNMP objects to support a subset of the ARC
   functions described in M.3100 Amd3. In particular, it defines a table that
   contains the ARC setting for the resources in a system.

   Management objects for defining and storing alarms, including active and
   history alarms, standing and transient alarms, are described in the Alarm
   MIB, ITU Alarm MIB, and Condition MIB.


3.1 ARC Terminology and Definition

   Alarm Reporting Control (ARC) - M.3100 Amd3
        Alarm Report Control is a feature that provides an automatic in-service
        provisioning capability.  Alarm reporting is turned off on a
        per-resource basis for a selective set of alarm types (i.e.,
        potential alarm conditions) to allow sufficient time for customer
        testing and other maintenance activities in an "alarm free" state.
        Once a resource is ready for service , alarm reporting
        is automatically (or manually) turned on.

   ARC State
        The ARC feature provides the following states for a resource:

        ALM:            Alarm reporting is turned on (i.e., is allowed).
        NALM:           Alarm reporting is turned off.
        NALM-TI:        Alarm reporting is turned off for a time interval.
                        (TI - Time Inhibit).
        NALM-QI:        Alarm reporting is turned off for a selected set of
                        alarm types until the resource is qualified problem-free
                        for a specified persistence interval.
                        Problem-free means that none of the conditions
                        corresponding to the selected alarm types exist.
                        (QI - Qualified Inhibit).
        NALM-QI-CD:     This is a substate of NALM-QI and performs the
                        persistence timing count down function after the
                        resource is qualified problem-free.
                        (CD - Count Down).

        According to the requirements in M.3100 Amd3, a resource
        supporting the ARC feature shall support the ALM state and at least
        one of the NALM, NALM-TI, and NALM-QI states. NALM-QI-CD is an
        optional substate of NALM-QI.


   ARC State Transition

        ALM may transition to NALM, NALM-QI, or NAML-TI by management request.

        NALM may transition to ALM, NALM-QI, or NAML-TI by management request.

        NALM-QI may transition to NALM or ALM by management request.
        NALM-QI may transition to ALM automatically
                if qualified problem-free (if NALM-QI-CD is not supported) or
                if the CD timer expired (if NALM-QI-CD is supported)

        NALM-TI may transition to ALM or NALM by management request.
        NALM-TI may transition to ALM automatically if the TI timer expired.

        Further details of ARC state transitions are defined in Figure 3
        of M.3100 Amd3.

   ARC Mode
        A resource is in the ARC mode when it is in one of NALM, NALM-TI,
        NALM-QI, or NALM-QI-CD states.

   ARC NALM TI Time Interval
        A pre-defined length of time in which the resource will state in the
        NALM-TI ARC state before transition into the ALM state.

   ARC NALM QI CD Time Interval
        A pre-defined length of time in which the resource will state in the
        NALM-QI-CD ARC state before transition into the ALM state after it
        is problem-free.

   ARC NALM Time Remaining
        The time remaining until the expiration of the time interval when a
        resource is in the NALM-TI or NALM-QI-CD state.


   Relationship between ARC mode entering/exiting and Alarm reporting

        For alarm condition raised prior to entering ARC mode, reporting of
        alarm raised and alarm cleared will be sent as usual. That it, ARC
        has no impacts.

        For alarm condition raised after entering ARC mode and also cleared
        before exiting ARC mode, no reporting of raised will be sent and no
        reporting of cleared will be sent.

        For alarm condition raised after entering ARC mode and cleared after
        exiting ARC mode, the reporting of alarm raised will be deferred until
        the moment of exiting ARC mode. The reporting of alarm clear will be
        sent as usual (i.e., at the time of alarm cleared).

        Further details can be found in M.3100 Amd3.

4.  Object Definitions

ARC-MIB DEFINITIONS ::= BEGIN

IMPORTS
    MODULE-IDENTITY, OBJECT-TYPE, Unsigned32
          FROM SNMPv2-SMI
    conditionProbableCause
          FROM COND-MIB
    MODULE-COMPLIANCE, OBJECT-GROUP
          FROM SNMPv2-CONF

arcMIB MODULE-IDENTITY
    LAST-UPDATED "200102230000Z"
    ORGANIZATION " "
    CONTACT-INFO
      "Anni Huynh
       Lucent Technology
       E-mail: ahuynh@lucent.com

       Kam Lam
       Lucent Technologies
       E-mail: hklam@lucent.com."

    DESCRIPTION
       "The MIB module describes the objects for controlling a resource in
        reporting an condition that it detectes."

    REVISION  "200102230000Z"
    DESCRIPTION
       "The initial version."
    ::={ mib-2 yy}

------------------
-- MIB Objects
------------------

arcMIBObjects   OBJECT IDENTIFIER ::= { arcMIB 1 }

arcTable OBJECT-TYPE
  SYNTAX  SEQUENCE OF ArcEntry
  MAX-ACCESS  not-accessible
  STATUS  current
  DESCRIPTION
    "A table of arc settings on the system."
  ::= { arcMIBObjects 1 }

arcEntry OBJECT-TYPE
  SYNTAX  ArcEntry
  MAX-ACCESS  not-accessible
  STATUS  current
  DESCRIPTION
    "A conceptual row that contains information about the ARC setting of a
     resource in the system."
  INDEX  { arcIndex, arcAlarmType }
  ::= { arcTable 1 }

ArcEntry ::=
  SEQUENCE {
    arcIndex                      OBJECT IDENTIFIER,
    arcAlarmType                  ConditionProbableCause,
    arcState                      INTEGER,
    arcNalmTITimeInterval         Unsigned32,
    arcNalmCDTimeInterval         Unsigned32,
    arcNalmTimeRemaining          Unsigned32
    }

arcIndex OBJECT-TYPE
  SYNTAX  OBJECT IDENTIFIER
  MAX-ACCESS  not-accessible
  STATUS  current
  DESCRIPTION
    "The OID of a resource under the control of the ARC setting.
     It must show all the indice to uniquely identify a resource.

     The resource that does not support ARC will not have an entry in this
     table."
  ::= { arcEntry 1 }

arcAlarmType OBJECT-TYPE
  SYNTAX  condProbableCause
  MAX-ACCESS  read-create
  STATUS  current
  DESCRIPTION
    "This object identifies the alarm type controled by the arcState.
     Only one alarm type is identified for each entry.  The alarm type
     not listed in this object are not affected by the ARC setting in
     the arcState."
  ::= { arcEntry 2 }

arcState OBJECT-TYPE
  SYNTAX  INTEGER {
            alm (1),
            nalm (2),
            nalmQI (3),
            nalmTI (4),
            nalmQICD (5)
            }
  MAX-ACCESS  read-write
  STATUS  current
  DESCRIPTION
    "The object controls the alarm report of a resource.  A manager can set the
     arcState to either alm (1), nalm (2), nalmQI (3), or nalmTI.

     The value of nalamQICD is a transitional state from nalmQI(3) to alm (1).
     It is an optional depending on the type and the implementation of the resource.
     If it is supported, before the state is transitioned from nalmQI(3) to alm (1),
     a count down period is activated for a duration set by the object
     arcNalmCDTimeInterval.  When the time is up, the arcState is set to alm (1)"
  ::= { arcEntry 3 }

arcNalmTITimeInterval OBJECT-TYPE
  SYNTAX  Unsigned32
  MAX-ACCESS  read-write
  STATUS  current
  DESCRIPTION
    "This variable indicates the time interval used for nalmTI,
     in units of second."
  ::= { arcEntry 4 }

arcNalmCDTimeInterval OBJECT-TYPE
  SYNTAX  Unsigned32
  MAX-ACCESS  read-write
  STATUS  current
  DESCRIPTION
    "This variable indicates the time interval used for nalmQICD,
     in units of second."
  ::= { arcEntry 5 }

arcNalmTimeRemaining OBJECT-TYPE
  SYNTAX  Unsigned32
  MAX-ACCESS  read-only
  STATUS  current
  DESCRIPTION
    "This variable indicates the time remaining in the NALM-TI interval or the
     NALM-QI-CD interval, in units of second.

     At the moment the resource enters the NALM-TI state, this variable will have
     the initial value equal to the value of arcNalmTITimeInterval and then
     starts decrementing as time goes by.

     Similarly at the moment the resource enters the NALM-QI-CD state, this variable
     will have the initial value equal to the value of arcNalmCDTimeInterval
     and then starts decrementing as time goes by.

     If this variable is supported and the resource is currently not in the
     NALM-TI nor NAML-QI-CD state, the value of this variable shall be zero."
  ::= { arcEntry 6 }


-- conformance information
-- To be Added

END

5.  Example Application

   The following scenario provides an example application of the ARC feature.

        (i) A bi-directional termination point TP-A has been created in the
        NALM-QI state in a network device NE-A. Another bi-directional
        termination point TP-Z has also been created in the NALM-QI state in
        another network device NE-Z. The ARC probable cause list of both
        termination points consists of OCI (Open Connection Indication) and
        TIM (Trace Identifier Mismatch).

        (ii) A bi-directional connection is setup in the network and terminated
        at TP-A and TP-Z. The transmitted trace identifier and expected trace
        identifier are provisioned at TP-A and TP-Z.

        (iii) Both TP-A and TP-Z are checking for the OCI and TIM status.
        If OCI or TIM is detacted at TP-A, no alarm will be reported.
        Same for TP-Z.

        (iv) IF or when TP-A is problem-free for both OCI and TIM , the ARC
        state of TP-A will transition from NALM-QI to ALM. Same for TP-Z.
        Now TP-A, TP-Z, and the bi-directional connection are in-service.

        (v) From then on, if OCI or TIM is detected at TP-A, alarm report
        will be sent. Same for TP-Z.

6.  Security Considerations

   There are a number of management objects defined in this MIB that
   have a MAX-ACCESS clause of read-write and/or read-create.  Such
   objects may be considered sensitive or vulnerable in some network
   environments. The support for SET operations in a non-secure
   environment without proper protection can have a negative effect on
   network operations.

   It is thus important to control even GET access to these objects and
   possibly to even encrypt the values of these object when sending them
   over the network via SNMP. Not all versions of SNMP provide features
   for such a secure environment.

   SNMPv1 by itself is not a secure environment. Even if the network
   itself is secure (for example by using IPSec), there is no
   control as to who on the secure network is allowed to access and
   GET/SET (read/change/create/delete) the objects in this MIB.

   It is recommended that the implementers consider the security
   features as provided by the SNMPv3 framework. Specifically, the use
   of the User-based Security Model RFC 2574 [RFC2574] and the View-based
   Access Control Model RFC 2575 [RFC2575] is recommended.

   It is then a customer/user responsibility to ensure that the SNMP
   entity giving access to an instance of this MIB, is properly
   configured to give access to the objects only to those principals
   (users) that have legitimate rights to indeed GET or SET
   (change/create/delete) them.

7.  Acknowledgements
   The authors wish to thank Tom Rutt, Steven Thomas, and Michael Campbell
   for reviewing and commenting on this draft.

8.  References

[RFC2571]   Harrington, D., Presuhn, R., and B. Wijnen, "An Architecture
            for Describing SNMP Management Frameworks", RFC 2571, April
            1999.

[RFC1155]   Rose, M., and K. McCloghrie, "Structure and Identification
            of Management Information for TCP/IP-based Internets", STD
            16, RFC 1155, May 1990.

[RFC1212]   Rose, M., and K. McCloghrie, "Concise MIB Definitions", STD
            16, RFC 1212, March 1991.

[RFC1215]   M. Rose, "A Convention for Defining Traps for use with the
            SNMP", RFC 1215, March 1991.

[RFC2578]   McCloghrie, K., Perkins, D., Schoenwaelder, J., Case, J.,
            Rose, M., and S. Waldbusser, "Structure of Management
            Information Version 2 (SMIv2)", STD 58, RFC 2578, April
            1999.

[RFC2579]   McCloghrie, K., Perkins, D., Schoenwaelder, J., Case, J.,
            Rose, M., and S. Waldbusser, "Textual Conventions for
            SMIv2", STD 58, RFC 2579, April 1999.

[RFC2580]   McCloghrie, K., Perkins, D., Schoenwaelder, J., Case, J.,
            Rose, M., and S. Waldbusser, "Conformance Statements for
            SMIv2", STD 58, RFC 2580, April 1999.

[RFC1157]   Case, J., Fedor, M., Schoffstall, M., and J. Davin, "Simple
            Network Management Protocol", STD 15, RFC 1157, May 1990.

[RFC1901]   Case, J., McCloghrie, K., Rose, M., and S. Waldbusser,
            "Introduction to Community-based SNMPv2", RFC 1901, January
            1996.

[RFC1906]   Case, J., McCloghrie, K., Rose, M., and S. Waldbusser,
            "Transport Mappings for Version 2 of the Simple Network
            Management Protocol (SNMPv2)", RFC 1906, January 1996.

[RFC2572]   Case, J., Harrington D., Presuhn R., and B. Wijnen, "Message
            Processing and Dispatching for the Simple Network Management
            Protocol (SNMP)", RFC 2572, April 1999.

[RFC2574]   Blumenthal, U., and B. Wijnen, "User-based Security Model
            (USM) for version 3 of the Simple Network Management
            Protocol (SNMPv3)", RFC 2574, April 1999.

[RFC1905]   Case, J., McCloghrie, K., Rose, M., and S. Waldbusser,
            "Protocol Operations for Version 2 of the Simple Network
            Management Protocol (SNMPv2)", RFC 1905, January 1996.

[RFC2573]   Levi, D., Meyer, P., and B. Stewart, "SNMPv3 Applications",
            RFC 2573, April 1999.

[RFC2575]   Wijnen, B., Presuhn, R., and K. McCloghrie, "View-based
            Access Control Model (VACM) for the Simple Network
            Management Protocol (SNMP)", RFC 2575, April 1999.

[RFC2570]   Case, J., Mundy, R., Partain, D., and B. Stewart,
            "Introduction to Version 3 of the Internet-standard Network
            Management Framework", RFC 2570, April 1999.

[RFC2026]   Bradnerand, S., "The Internet Standards Process -- Revision 3",
            STD 17, RFC 2026, October 1996.

[M.3100 Amd3] ITU Recommendation M.3100 Amendment 3, "Definition of the
            Management Interface for a Generic Alarm Reporting Control (ARC)
            Feature", February 2001.


9.  Author's Address

   Name(s): Kam Lam
   Company: Lucent Technologies
   Address: 480 Red Hill Road, Room 1D-226
            Middletown, NJ 07748-3098
   Phone:   1-732-615-4118
   EMail:   hklam@lucent.com

   Name(s): An-ni Huynh
   Company: Lucent Technologies
   Address: 480 Red Hill Road, Room 1B-223
            Middletown, NJ 07748-3098
   Phone:   1-732-615-5402
   EMail:   ahuynh@lucent.com

10. Intellectual Property

   The IETF takes no position regarding the validity or scope of any
   intellectual property or other rights that might be claimed to
   pertain to the implementation or use of the technology described in
   this document or the extent to which any license under such rights
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   proprietary rights by implementers or users of this specification can
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   this standard.  Please address the information to the IETF Executive
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11. Full Copyright Statement

  Copyright (C) The Internet Society (2000). All Rights Reserved.

  This document and translations of it may be copied and furnished to
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Expires August 23, 2001                                           [Page xx]