MOBOPTS Research Group                                          A. Dutta
Internet-Draft                                                 Telcordia
Expires: January 9, 2008                                V. Fajardo (Ed.)
                                                                R. Lopez
                                                                 Y. Ohba
                                                             K. Taniuchi
                                                                    TARI
                                                          H. Schulzrinne
                                                          Columbia Univ.
                                                            July 8, 2007


   Media-Independent Pre-Authentication (MPA) Implementation Results
                draft-ohba-mobopts-mpa-implementation-04

Status of this Memo

   By submitting this Internet-Draft, each author represents that any
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   This Internet-Draft will expire on January 9, 2008.

Copyright Notice

   Copyright (C) The IETF Trust (2007).








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Abstract

   This document describes an initial implementation of Media-
   independent Pre-Authentication (MPA) optimization.  MPA is a mobile-
   assisted, secure handover optimization scheme that works over any
   link-layer and with any mobility management protocol.  The
   implementation described in this document shows how existing
   protocols can be leveraged to realize the functionalities of MPA.  It
   also includes empirical results gathered from experiments performed
   on a simulated network.


Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
   2.  Network Topology of MPA Testbed  . . . . . . . . . . . . . . .  4
     2.1.  MPA Testbed using Mobile IPv6  . . . . . . . . . . . . . .  4
     2.2.  MPA Testbed using SIP Mobility . . . . . . . . . . . . . .  9
   3.  Non-MPA-assisted Handover Scenario . . . . . . . . . . . . . . 14
   4.  Evaluation and Performance Results . . . . . . . . . . . . . . 16
     4.1.  Intra-technology, Inter-domain . . . . . . . . . . . . . . 16
     4.2.  Inter-technology, Inter-domain . . . . . . . . . . . . . . 20
     4.3.  MPA-assisted Layer 2 pre-authentication  . . . . . . . . . 21
     4.4.  FMIPv6 and MPA performance comparison  . . . . . . . . . . 24
   5.  Security Considerations  . . . . . . . . . . . . . . . . . . . 26
   6.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 27
   7.  Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . . 28
   8.  References . . . . . . . . . . . . . . . . . . . . . . . . . . 29
     8.1.  Normative References . . . . . . . . . . . . . . . . . . . 29
     8.2.  Informative References . . . . . . . . . . . . . . . . . . 29
   Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 31
   Intellectual Property and Copyright Statements . . . . . . . . . . 33



















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1.  Introduction

   Media-independent Pre-Authentication (MPA), is a new handover
   optimization mechanism that provides mobility optimization that is
   not tightly couple with existing mobility management schemes.  It is
   designed to support mobile terminal with one or more interfaces and
   is capable of securely crossing between administrative domains.  It
   also easily integrates with existing mobility management protocols,
   such as MIPv6 and SIP-based mobility.  The MPA architecture is
   described in [I-D.ohba-mobopts-mpa-framework].

   This document accompanies the MPA architectural document
   [I-D.ohba-mobopts-mpa-framework] and describes how to implement MPA.
   It also describes performace results gathered from these
   implementations and can clearly show how one can use existing
   protocols to provide MPA functionality.  The following sections also
   describe specific scenarios where both MPA and non-MPA approaches are
   evaluated and results are compared.

































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2.  Network Topology of MPA Testbed

   For the MPA evaluation, two testbeds were developed each using a
   different mobility management protocol (MMP).  The first
   implementation uses Mobile IPv6 (MIPv6) [RFC3775] and the second uses
   SIP Mobility (SIP-M) [SIPMM].  The results of the test from both
   testbeds are described in the succeeding chapters.  These results are
   also compared against a non-MPA scenario to highlight the advantages
   of using MPA.

2.1.  MPA Testbed using Mobile IPv6

   The initial MPA testbed uses Mobile IPv6 (MIPv6) to facilitate
   mobility management functions between Mobile Node (MN) and the
   Correspondent Node (CN).  Figure 1 describes the basic topology for
   the MPA testbed using MIPv6.

    Network 1            Network 2                  Network 4
     (oPoA)               (nPoA)
                                                 +-------------+
                                                 | Mobile IPv6 |
       ------------------------------------------| Home Agent  |
       |                                         |   (HA)      |
       |                                         +-------------+
   +--------+         +------------+
   |Router 1|---------|Router 2(RA)|---------+
   +---+----+         |PAA(AA)     |         |   Network 3
       |              |Packet Buf  |         |
       |              +------------+         | +------------+
       |                   |                 |-|  MIPv6 CN  |
       |                   |                 | +------------+
       | +-----+           | +-----+         |
       |-|AP 1 |           |-|AP 2 |         |
         +-----+             +-----+
            :                  :
            :                  :
      +------------+     +------------+
      |MN          |---->|MN          |
      |MIPv6 Client|     |MIPv6 Client|
      |PaC         |     |PaC         |
      +------------+     +------------+

               Figure 1: MPA Test Network using Mobile IPv6

   There are four networks.  Network 1 is the old point of attachment
   (oPoA) where the mobile node (MN) intially resides prior to handover,
   Network 2 is new point of attachment (nPoA) where the MN is moving
   towards.  Network 3 is where the correspondent node (CN) resides on.



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   Network 4 is where the Home Agent (HA) resides.  All networks need
   not be adjacent.  However, in the testbed each network is one IP hope
   away from each other.  IPv6 addressing are used in all networks and
   prefixes are statically configured to reduce complexity.  As an
   initial state, the CN starts communicating with the MN while the MN
   is in Network 1 by sending streaming (RTP) traffic towrds the MN via
   HA within the MIPv6 tunnel.  During handoff, the MIPv6 takes care of
   the continuity of the RTP (Real-Time Transport Protocol) traffic.
   Details of the topology of are as follows.

   1.  Network 1

       *  Router 1 (R1) - IPv6 Gateway to Network 1 and reachable via
          Network 2 and Network 4.

       *  Access Point 1 (AP1) - 802.11 WLAN Access Point acting as oPoA
          of the MN.

   2.  Network 2

       *  Router 2 (R2) - IPv6 Gateway to Network 2 and reachable via
          Network 1 and Network 3.  It has a co-located Authentication
          Agent (AA) using PANA PAA (PAA) [I-D.ietf-pana-pana].  Packet
          buffering is also available in R2 to assist during handover.
          When packet buffering is used during handover, packet loss is
          prevented at the cost of greater packet delay.

       *  Access Point 2 (AP2) - 802.11 WLAN Access Point acting as nPoA
          for the MN

   3.  Network 3

       *  Correspondent Node (CN) - IPv6 source of voice and streaming
          traffic via RTP/UDP using the RAT (Robust Audio Tool) media
          agent.

   4.  Network 4

       *  Mobile IPv6 Home Agent (HA) - MIPv6 Home Agent (HA)
          responsible for IPv6 source of voice/ streaming traffic via
          RTP/UDP using the RAT (Robust Audio Tool) media agent.

   5.  MN

       *  MIPv6 mobile node (MN) - MN that binds with the HA in Network
          3.  It uses an 802.11 WLAN-optimized interface driver for
          handover.  There is also an optional kernel-based network
          buffer for packet loss protection.



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   In MIPv6, the MN creates an IPv6-IPv6 tunnel with the HA as part of
   the mobility management.  With the addition of MPA, a proactive
   handover tunnel is created between the MN and R2 in Network 2.  In
   the testbed, this tunnel is based on IPsec tunnel mode ESP, PANA is
   used for dynamically establishing and terminating the IPsec tunnel.
   Note that for simplicity, the required cipher keys for IPsec tunnel
   mode ESP are pre-configured on the MN and R2.  Though IKE was not
   used for establishing the IPsec tunnel mode ESP in the test scenario,
   use of IKE before the handover will change the overall behavior.  As
   part of the MPA scheme, the MIPv6 tunnel traffic between the MN and
   HA goes through the IPsec tunnel created by MPA with appropriate
   IPsec policy settings.  In the testbed, the required IPsec policy
   parameters including nCoA are also carried in PANA messages.  Details
   of the MPA message flows is shown in Figure 2.





































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                                        Router 2 (RA)
   MN             AP1             AP2     PAA (AA)     HA       CN
    |L2 Association|               |         |          |        |
    |   and oCoA assignment        |         |          |        |
    |<------------>|               |         |          |        |
    |  MIPv6 and voice communication start   |          |        |
    |<------------------------------------------------->|<------>|
    |  Step 1 Pre-authentication with PAA    |          |        |
    |<-------------------------------------->|          |        |
    |  Step 2 Pre-configuration with R2      |          |        |
    |  and nCoA assignment preparations      |          |        |
    |<-------------------------------------->|          |        |
    |              |               |         |          |        |
    |IPsec tunnel is established with R2                |        |
    |<-------------------------------------->|          |        |
    |  Step 3 MIPv6 Binding Update |         |          |        |
    |<------------------------------------------------->|        |
    |MIPv6 voice traffic goes through IPsec tunnel      |        |
    |<======================================>|<----------------->|
    |  Step 4 Deletion of the IPsec tunnel   |          |        |
    |         Start of buffering (optional)  |          |        |
    |<-------------------------------------->|          |        |
    X  Step 5 Association with AP 2|         |          |        |
    X<- - - - - - - - - - - - - - >|         |          |        |
    X  MIPv6 voice traffic goes to nCoA      |          |        |
    |  End of buffering (optional) |         |          |        |
    |<---------------------------------------------------------->|

   <- - - - ->802.11 frame
   <--------->IP packet
   <=========>IPsec tunneling packet
   X          Potential Packet loss


    Figure 2: MPA Communication Flow in the Test Environment with MIPv6

   Initially state the MN associates itself with AP 1.  It configures
   itself based on a statically configured router IPv6 prefix.  This IP
   address is the old Care of Address (oCoA) that is sent to the HA via
   the initial Binding Update (BU).  Voice traffic then initiated from
   CN to MN via the HA (inside the MIPv6 tunnel).  The voice traffic is
   carried over RTP/UDP.

   MPA process starts when the MN pre-authenticates with Network 2.
   This step is similar to SIP-mobility Section 2.2 and shows the
   generic application of pre-authentication with any mobility
   management scheme.  Pre-authentication can be triggered by localized
   policy that includes monitoring the MN's signal strength or maybe an



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   indication of "link going down" event [802.21].  In the pre-
   authentication procedure (Step 1 of Figure 2 ), the MN prepares for
   link-layer handover and obtains all relevant information about the
   target network.  After successful completion of the pre-
   authentication procedure, an MPA SA is established between the MN and
   AA in Network 2.  In the MIPv6 tested, information about the target
   network is also obtained in Step 1.  Note that in the testbed this
   information is stored locally in the cache on MN before starting the
   pre-authentication procedure.

   In step 2, the pre-configuration procedure is executed to configure
   parameters required for communicating via Network 2.  Parameters
   include nCoA and are communicated back via PANA messaging.  As part
   of the MIPv6 functions, the MN sends a Binding Update (BU) to HA to
   update the mobility binding.  Once HA is updated, MIPv6 will use nCoA
   and traffic will flow via Network 2.  Since the MN and R2 are aware
   of nCoA, it is also used during the establishment of the IPsec
   tunnel.  The IPsec policies established between the MN and R2 will
   allow MIPv6 traffic to be forwared through the IPsec tunnel.  This
   process is step 3 of Figure 2.

   When MPA setup is completed, the MN can perform proactive secure
   handover.  The MN and R2 tear down the IPsec tunnel as part of this
   process and MN associates with AP 2.  Since the HA is already
   configured with the nCoA, the MN does not need to send a BU to the HA
   after handover.  R2 should forward traffic for the MN as it is
   managed by the HA.  The signalling of the movement between MN and R2
   are also similar to the SIP-mobility scenario in that it uses PANA-
   Update-Request messages.

   As shown in Figure 2, there is potential packet loss during period
   'X'.  In the testbed, an optional packet buffering mechanism has been
   implemented to assist during handover.  Prior to handover, step 4 in
   Figure 2, the MN signals R2 so that buffering of packets that is
   destined for the MN can begin.  During the handover, R2 buffers all
   packets that are already in transit and have destination of oCoA of
   the MN.  Once handover has successfully completed, the MN again
   signals R2 that it can end buffering of packets and forward any
   buffered packets to the MN at nCoA.  This mechanism guarantees no
   packet loss for incoming packet to the MN during the handover.  The
   results of MPA with and without buffering is shown in Section 4.  As
   shown in the results, adding buffering has a side effect of
   increasing overall delay because of additional signaling as well as
   delay caused by the act of buffering itself.  A source of delay can
   also be attributed to the fact that the packet sequence has to be
   maintained during forwarding of buffered packets so newly arrived
   packets have to wait until all buffered packets have been forwarded.




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2.2.  MPA Testbed using SIP Mobility

   The second MPA testbed uses SIP Mobility (SIP-M) to facilitate
   mobility management functions between Mobile Node (MN) and the
   Correspondent Node (CN).  Figure 3 describes the basic topology for
   the MPA testbed using SIP-M.

    Network 1            Network 2       Network 3
     (oPoA)               (nPoA)
   +--------+         +------------+
   |Router 1|---------|Router 2(RA)|---------+
   +---+----+         |PAA(AA)     |         |
       |              |Packet Buf  |         |
       |              |DHCP Relay  |         |
       | +--------+   |Agent (CA)  |         | +------------+
       |-|DHCP    |   +------------+         | |CN          |
       | |Server 1|        | +------------+  |-|SIP-M Client|
       | +--------+        |-|DHCP        |  | +------------+
       |                   | |Server 2    |  |
       |                   | +------------+  |
       |                   |                 |
       | +-----+           | +-----+         |
       |-|AP 1 |           |-|AP 2 |         |
         +-----+             +-----+
            :                  :
            :                  :
      +------------+     +------------+
      |MN          |---->|MN          |
      |SIP-M Client|     |SIP-M Client|
      |PaC         |     |PaC         |
      +------------+     +------------+

               Figure 3: MPA Test Network using SIP Mobility

   The topology for the SIP Mobility (SIP-M) testbed is very similar to
   Figure 1.  The first three networks have the same configuration
   except that IPv4 addressing is used and mobility management is done
   via SIP.  Also, IP addressing is based on DHCP Server assignments
   instead of static configurations.  In addition, Network 4 is not
   required since Home Agent (HA) is not present in the SIP-M tests.

   1.  Network 1

       *  Router 1 (R1) - IPv4 Gateway to Network 1 and reachable via
          Network 2

       *  DHCP Server 1 (DHCPs1) - IP addressing needs for Network 1




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       *  Access Point 1 (AP1) - 802.11 WLAN Access Point acting as oPoA
          of the MN

   2.  Network 2

       *  Router 2 (R2) - IPv4 Gateway to Network 2 and reachable via
          Network 1 and Network 3.  It has a co-located Authentication
          Agent (AA) using PANA PAA (PAA), [I-D.ietf-pana-pana] and a
          co-located DHCP relay-agent acting as Configuration Agent
          (CA), [RFC3046].  Packet buffering is also available in R2 to
          assist during handover.  When packet buffering is used during
          handover, packet loss is averted.

       *  DHCP Server 2 (DHCPs2) - IP addressing needs for Network 2.
          It's reachability is extended by the DHCP relay-agent in R2

       *  Access Point 2 (AP2) - 802.11 WLAN Access Point acting as nPoA
          for the MN

   3.  Network 3

       *  Correspondent Node (CN) - Co-located SIP Mobility Client and
          source of voice/streaming traffic via RTP/UDP using the RAT
          (Robust Audio Tool) media agent.

   4.  MN

       *  Co-located SIP Mobility Client that binds with the CN.  It
          uses an 802.11 WLAN optimized interface driver for handover.
          There is also an optinal kernel based network buffer for
          packet loss protection.

   To simplify the scenario, SIP proxies are not involved to set up the
   initial communication between the CN and MN.  Router 2 provides IP-
   in-IP tunneling [RFC1853] to facilitate routing to the MN while the
   MN is still in Network 1.  This is part of the MPA handover
   procedure.  The IP-in-IP tunnel will make it appear as though the MN
   is already in Network 2 and the streaming traffic will be forwarded
   via the tunnel.  Details of the MPA message flows are shown in
   Figure 4.











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                                         Router 2 (RA)
                                         PAA (AA)
                        DHCP             DHCP Relay   DHCP
   MN             AP1   Server 1  AP2      Agent      Server 2   CN
    |L2 Association|      |        |         |           |        |
    |<- - - - - - >|      |        |         |           |        |
    |  oCoA assignment    |        |         |           |        |
    |<------------------->|        |         |           |        |
    |  SIP and voice communication start     |           |        |
    |<----------------------------------------------------------->|
    |  Step 1 Pre-authentication with PAA    |           |        |
    |<-------------------------------------->|           |        |
    |  Step 2 Pre-configuration with DHCP RA |           |        |
    |<-------------------------------------->|           |        |
    |              |      |        |         |DHCP MESGS |        |
    |              |      |        |         |<--------->|        |
    |  nCoA assignment    |        |         |           |        |
    |<-------------------------------------->|           |        |
    |IP-in-IP tunnel is established with R2              |        |
    |<-------------------------------------->|           |        |
    |Step 3 SIP Re-INVITE goes through IP-in-IP tunnel   |        |
    |<======================================>|<------------------>|
    |Voice traffic goes through IP in IP tunnel          |        |
    |<======================================>|<------------------>|
    |  Step 4 Deletion of the tunnel         |           |        |
    |         Start of buffering (optional)  |           |        |
    |<-------------------------------------->|           |        |
    X  Step 5 Association with AP 2|         |           |        |
    X<- - - - - - - - - - - - - - >|         |           |        |
    X  Voice traffic goes to nCoA  |         |           |        |
    |  End of buffering (optional) |         |           |        |
    |<----------------------------------------------------------->|

   <- - - - ->802.11 frame
   <--------->IP packet
   <=========>IP in IP tunneling packet
   X          Potential Packet loss


    Figure 4: MPA Communication Flow in the Test Environment with SIP-M

   Initially, the MN associates itself with AP1 and obtains the IP
   address from DHCP Server 1 in Network 1.  The IP address obtained in
   Network 1 is the old Care of Address (oCoA).  To setup RTP traffic,
   the CN's SIP user agent attempts to connect with the MN's SIP user
   agent.  After a successful SIP connection, voice traffic is initiated
   from CN to MN.  The voice traffic is carried over RTP/UDP using the
   RAT (Robust Audio Tool) media agent.



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   MPA test starts when the MN pre-authenticates with Network 2.  This
   step can be triggered by some localized policy that includes
   monitoring the MN's signal strength or maybe an indication of "link
   going down" event [802.21].  In anycase, pre-authentication prepares
   the MN for the handover process by obtaining information about the
   target network.  Obtaining this information can be done via
   information servers that maybe present in a reachable network
   [802.21].  In the case of the testbed, information servers are not
   present to simplify the network topology.  Target network information
   are pre-defined within the MN to simulate a successful information
   server query.  Since the relevant information is available, the MN
   authenticates to the PAA and derives proper security keys and
   establishes a security association (SA) with the MN.  The pre-
   authentication process is step 1 of Figure 4.

   In step 2, the MN pre-configures with Network 2.  The MN performs
   pre-configuration by communicating with DHCP Proxy to obtain an IP
   address for Network 2.  Other implementation may require more than
   just the IP address.  In such a case, more information can pre-
   provisioned and can be communicated to the MN during this phase.  In
   the testbed, the DHCP proxy and Authentication Agent (AA) are co-
   located and the DHCP proxy provides IP assignment services to pre-
   authenticated MN's via DHCP Server 2.  The new IP address is relayed
   back to the MN as part of the PANA exchanges.  The newly obtained IP
   address is the new Care of Address (nCoA) and is usable in Network 2.
   Once the MN gets the nCoA, it can create an IP-in-IP tunnel with
   Router 2 of Network 2 and assign the nCoA as a virtual interface
   address of this tunnel.

   Once a tunnel is created, the MN performs proactive secure handover.
   Since the MN is configured with the nCoA, the MN can send a SIP Re-
   invite to CN with nCoA as its new contact address via the tunnel.  In
   the testbed, all traffic between CN and MN will be carried within the
   tunnel once SIP Re-invite completes.  This traffic includes the voice
   traffic initiated in the initial step.

   The remaining steps allow the MN to perform the actual secure
   proactive handover.  As the mobile detects the nPoA and makes a
   decision to switch over to Network 2 it starts association with AP 2.
   Once association completes successfully, the MN configures itself by
   tearing down the local tunnel end-point and re-assign the nCoA to the
   physical interface associated with AP 2.  In addition, it also
   updates its local default route information with that of Network 2.
   The MN then sends a PANA-Update-Request message to the access router
   R2.  The purpose of this message is to notify Router 2 to tear down
   its tunnel end-point.  The MN's ARP entry for nCoA is also be updated
   in R2 upon receipt of this message.  This reduces the delay due to
   ARP exchanges that usually happens when a new IP address is first



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   used in a network.

   Similar to MIPv6 with MPA, a optional packet buffering exists in R2
   to assist with packet loss during handover.  The mechanism for
   buffering remains the same as with MIPv6 with MPA as described in
   Section 2.1.  The results of MIPv6 MPA with buffering are also shown
   in Section 4 and are consistent with MIPv6 results with buffering.












































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3.  Non-MPA-assisted Handover Scenario

   For comparison purposes, non-MPA assisted handover is also described
   in this section.  The non-MPA scheme were tested using Figure 3.
   Note that the expected behavior described in this section would be
   similar if the testbed used was Figure 1.  The non-MPA scheme does
   not provide any proactive handover mechanism and therefore follow a
   typical procedure for handover.  To ensure good comparison with the
   MPA scenario, the MN bootstraps itself in Network 1 and obtains an
   oCoA from DHCP Server 1 in the non-MPA scenario.  In addition, it
   uses the same handover policy to decide when actual handover process
   should begin, i.e., signal strength or link layer down event.

   Once the policy indicates that handover should begin, the MN
   disassociates with AP 1 and associates with AP 2.  On successful
   association, it obtains an IP address (nCoA) from DHCP Server 2, then
   assigns that address to its physical interface.  During this period,
   no data can reach the MN.  Even after associating with AP 2, traffic
   towards the MN through Router 2 may not be allowed since the MN is
   not yet authenticated in Network 2.  So the authentication process
   becomes part of the overall handover and hence the additional delay.
   Only when the authentication is successful can packets be forwarded
   to the MN via Network 2.

   An additional requirement before packet forwarding can happen is to
   send binding updates to inform the CN of the MN's nCoA.  In the
   testbed, the MN sends SIP Re-INVITE with the nCoA and causes voice
   traffic to be forwarded via Network 2.  This process also adds delay
   and could have potentially taken an even longer amount of time if the
   MB's target network and the CN are far apart.





















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                                        Router 2(RA)
                                         PAA(AA)
                        DHCP             DHCP Relay   DHCP
   MN             AP1   Server 1  AP2      Agent      Server 2   CN
    |L2 Association|      |        |         |           |        |
    |<- - - - - - >|      |        |         |           |        |
    |  IP address assignment       |         |           |        |
    |<------------------->|        |         |           |        |
    |  SIP and voice communication start     |           |        |
    |<----------------------------------------------------------->|
    |  Association with AP 2       |         |           |        |
    X<- - - - - - - - - - - - - - >|         |           |        |
    X  new IP address assignment   |         |           |        |
    X<-------------------------------------------------->|        |
    X Authentication with PAA      |         |           |        |
    X<-------------------------------------->|           |        |
    X SIP Re-INVITE                |         |           |        |
    X<----------------------------------------------------------->|
    X  Voice traffic goes to new IP address  |           |        |
    |<----------------------------------------------------------->|

   <- - - - ->802.11 frame
   <--------->IP packet
   X          Potential Packet loss

    Figure 5: Communication Flow for Non-MPA  Assisted Handover in the
                       Test Environment using SIP-M
























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4.  Evaluation and Performance Results

   We have experimented with MPA techniques for two types of
   heterogeneous handovers as defined in
   [I-D.ohba-mobopts-heterogeneous-requirement].  We provide the details
   of two of these: I) Intra-technology and Inter-domain, II) Inter-
   technology and Inter-domain.  Section 4.1 discusses the results of
   case I whereas Section 4.2 discusses the results of case II.  We have
   also experimented with MPA to bootstrap layer 2 security for both
   roaming and non-roaming cases.  In non-roaming case the mobile does
   not need to communicate with home AAA server during the EAP
   authentication, but in case of roaming mobile needs to communciate
   with AAA server.  Section 4.3 discusses the results obtained from
   MPA-assisted layer 2 pre-authentication and compares these with EAP
   authentication and IEEE 802.11i's pre-authentication techniques.

4.1.  Intra-technology, Inter-domain

   Measurements taken from testbed Figure 1 are shown in Figure 6 and
   testbed Figure 3 are shown in Figure 7.  Measurements are based on
   the following common scenarios for both testbed and the values are
   mean values taken from three test samples.

   o  AP 1 and AP 2 are 802.11b access points operating on separate
      channels.

   o  L2 handoff measurements are based on complete open mode
      association sequence.  Measurement from a set of 10 sets is a mean
      value in milliseconds.

   o  L3 handoff measurements are based on Linux network layer
      configuration including routing table updates, neighbor cache or
      ARP table updates and interface address assignment.  Measurement
      is a mean value from ten samples expressed in milliseconds.

   o  Average packet loss is number of packets that failed to reach the
      MN during L2 and L3 handoff periods.  Measurement is a mean value
      from ten samples.

   o  Average inter-packet arrival interval is the average time interval
      between each RTP packets as they arrive in the MN.  The
      measurement is taken from the MN.  This value mostly reflects the
      RTP packet generation rate in the CN where the RTP traffic comes
      from.  However, variation in packet propagation time due to
      congestion may affect the packet inter-arrival time resulting in
      jitter.  Measured value of inter-packet arrival interval is 16 ms.





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   o  Average inter-packet arrival time during handover is the amount of
      time in miliseconds between the last RTP packet received by the MN
      before handover and the first RTP packet received by the MN after
      handover.  This will include the binding update signaling (SIP and
      MIPv6) as well as any buffer signaling.  Measurement is a mean
      value in millisecond.

   o  Average packet jitter is the avg. inter-packet arrival time during
      handover minus the expected avg. inter-packet arrival interval.
      This provides a measurement of the avg. additional delay incurred
      because of the handover process.

   o  R2 buffering is an optional mechanism in the router to perform IP
      packet buffering on behalf of the MN during handoff period.  It is
      a measure of the length of the buffering period.  Measurement is a
      mean value in millisecond.

   o  "Buffered packets" is the number of packets buffered and
      eventually forwarded to the MN after handoff.  This is available
      only if buffering is enabled.

   o  Non-critical portions of the process is omitted such as pre-
      authorization.  Such process can be implemented in any network
      infrastructure though it is not critical for the purpose of
      handover measurements.

   o  Pre-authentication protocol used is PANA to establish SA between
      MN and Network 2.  Also, handover signaling information is carried
      by PANA messages after successful pre-authentication.

   o  RO is MIPv6 route optimiziation where the CN sends RTP packets
      directly to the MN's nCoA bypassing the HA.

   o  All IP nodes in both testbed uses Linux 2.6.x with Helsinki
      University of Technology (HUT) implementation of Mobile IPv6.

   The results for MIPv6 and SIP mobility are shown in Figure 6 and
   Figure 7, respectively.













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                          Buffering    Buffering   Buffering   Buffering
                          (disabled)   (enabled)   (disabled)  (enabled)
                           & RO         & RO        & RO        & RO
                          (disabled)   (disabled)  (enabled)   (enabled)
     -------------------------------------------------------------------
     L2 handoff (ms)       4.00        4.33        4.00        4.00

     L3 handoff (ms)       1.00        1.00        1.00        1.00

     Avg. packet loss        1.33           0        0.66           0

     Avg. inter-packet      16.00       16.00       16.00       16.00
     arrival interval
         (ms)

     Avg. inter-packet       n/a        45.33        n/a        66.60
    arrival time during
         handover
         (ms)

     Avg. packet jitter      n/a        29.33        n/a        50.60
         (ms)

     Buffering Period        n/a        50.00        n/a        50.00
         (ms)

     Buffered Packets        n/a         2.00        n/a         3.00

                  Figure 6: Mobile IPv6 with MPA Results






















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                            Buffering      Buffering
                            disabled       enabled
     -----------------------------------------------
     L2 handoff (ms)         4.00          5.00

     L3 handoff (ms)         1.00          1.00

     Avg. packet loss          1.50             0

     Avg. inter-packet        16.00         16.00
     arrival interval
         (ms)

     Avg. inter-packet         n/a          29.00
    arrival time during
         handover
         (ms)

     Avg. packet jitter        n/a          13.00
         (ms)

     Buffering Period          n/a          20.00
         (ms)

     Buffered Packets          n/a           3.00

                  Figure 7: SIP Mobility with MPA Results

   For all measurement, we did not experience any performance
   degradation during handover in terms of the audio quality of the
   voice traffic.

   With the use of buffering during handover, packet loss during the
   actual L2 and L3 handover is eliminated with an appropriate and
   reasonable settings of buffering period for both MIP6 and SIP
   mobility.  In the case of MIP6, there is not a significant difference
   in results with and without route optimization.  It should be noted
   that results with more samples would be necessary to do more detailed
   analysis.

   In case of non-MPA assisted handover, handover delay and associated
   packet loss occurs from the moment the link-layer handover procedure
   begins up to successful processing of the binding update.  During
   this process, IP address acquisitions via DHCP incurs the longest
   delay.  This is due to the detection of duplicate of IP address in
   the network before DHCP request completes.  Binding update exchange
   also experiences long delay if the CN is too far from the MN.  As a
   result, the Non-MPA assisted handover took an average of 4 seconds to



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   complete with an approximate packet loss of about 200 packets.  The
   measurement is based on the same traffic rate and traffic source as
   the MPA assisted handover.

4.2.  Inter-technology, Inter-domain

   Handoff involving heterogeneous access can take place in many
   different ways.  We limit the experiment to two interface and
   therefore results in several possible setup scenarios depending upon
   the activity of the second interface.  In one scenario, the second
   interface comes up when the link to the first interface goes down.
   This is a reactive scenario usually gives rise to undesirable packet
   loss and handoff delay.  In a second scenario, the second interface
   is being prepared while the mobile still communicates using the old
   interface (Sec 5.8.2 of accompanying document).  Preparation of the
   second interface should include setup of all the required state and
   security associations (e.g., PPP state, LCP, CHAP).  Such lengthly
   process is established ahead of time, it reduces the time taken for
   the secondary interface to be attached to the network.  After
   preparation, the mobile can decides to use the second interface as
   the active interface.  This results in less packet loss as it uses
   make-before-break techniques.  This is a proactive scenario and can
   have two(2) flavors.  The first is where both interfaces are up and
   the second is when only the old interface is up the prepared
   interface is brougth up only when handoff is about to occur.  This
   scenario may be beneficial from a battery management standpoint.
   Devices that operate two interfaces simultaneously can rapidly
   deplete their batteries.  However, by activating the second interface
   only after an appropriate network has been selected may utilize
   battery effectively.  Information discovery and MPA remain the same
   as in Section 5.1 with intra-technology handover.  In this experiment
   we add new optimization techniques such as faster link down detection
   mechanism and a copy-forwarding technique at the access router to
   help reduce transient packet loss during the handover.  Detailed
   discussion of faster link down detection and copy-forwarding
   mechanisms are out of scope for the current document.

   As compared to non-optimized handover that may result in delay up to
   18 sec and 1000 packet loss during handover from WLAN to CDMA, we
   were able to achieve 0 packet loss, and 50 ms handoff delay between
   the last pre-handoff pa We have experimented iwtcket and first in-
   handoff packet.  This handoffelay includes the time due to link down
   detection and time needed to delete the tunnel after the mobile has
   moved.  However we observed about 10 duplicate packets because of the
   copy-forwarding mechanism at the access routers.  But these duplicate
   packets are usually handled easily by the upper layer protocols.





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4.3.  MPA-assisted Layer 2 pre-authentication

   MPA framework draft [xref target=I.D.ohba-mobopts-mpa-framework'/>
   discusses about the mechanism of bootstrapping layer two
   authentication in the neighboring access networks where the mobile is
   impending to move.  We describe the mechanism briefly here.
   Initially, during the discovery phase, MN discovers through some
   means the target AP and PAA's IP address that manages the target AP.
   Then MN pre-establishes a PANA Security Association (SA) (pre-
   authentication phase) with the candidate access network (CTN) via its
   existing network by performing an EAP exchange between MN and PAA.
   PAA could rely on a backend AAA server to carry out an EAP
   authentication method.  Then MN obtains configuration information
   that allows it to participate in the new network.  From MSK (used as
   a root key), PAA can derive a distinct PSK per AP.  PAA installs
   these keys in those APs (pre-configuration phase), and provide MN
   with the required information (APs MAC addresses) to generate the
   same PSKs.  Then MN moves to the AP and, after association, runs a
   4-way handshake by using the PSKap generated during PANA pre-
   authentication.  At this point the handoff is complete.  Thus, by
   pre-authenticating and pre-configuring the link, the security
   association establishment during handoff reduces to 4-way handshake
   only.  We then provide the details of the experimental setup and
   compare these results with IEEE 802.11i pre-authentication.  Figure 8
   shows the experimental testbed where we have conducted the MPA-
   assisted pre-auth experiment.

























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                                                 +------------------+
                                                 |   +-----+        |
                                  Radius/Diameter|   +     |        |
                                +----------------|---+     |        |
                                |                |   |AAAh |        |
                                |                |   |     |        |
                                |                |   |     |        |
      +-------------------------+-------+        |   +-----+        |
      |                         |       |        |                  |
      |                      +--+--+    |        | Home Domain      |
      |                      |     +    |        +------------------+
      |  Network A       ____|     |    |
      |                 |    |AAAv |    |  +-----------------------+
      |                 |    |     |    |  |                       |
      | Roaming AAA     |    |     |    |  | Network B             |
      | Domain          |    +-----+    |  |                       |
      |                 |               |  |                       |
      |               --|-              |  |      /----\           |
      |             /      \            |  |     /      \          |
      |            |  nAR   |           |  |    | pAR    |         |
      |            |  PAA   +-----------+--+---- \      /          |
      |             \      /            |  |      \--+-/           |
      |               --+-              |  |         |             |
      |                 |               |  |         |             |
      |                 |               |  |         |             |
      |                 |               |  |    +----+---+         |
      |          +------+------+        |  |    |        |         |
      |          |  IEEE       |        |  |    |  AP0   |         |
      |          |  802.11i    |        |  |    +--------+         |
      |        +-+---+      +--+--+     |  |                       |
      |        |     |      |     |     |  |                       |
      |        | AP2 |      | AP1 |     |  |PANA Pre-auth          |
      |        +-----+      +-----+     |  |                       |
      |        +-----+      +-----+     |  |    +------+           |
      |        | MN  |----->| MN  |    <--------| MN   |           |
      |        +-----+      +-----+     |  |    +------+           |
      +---------+----+------------------+  +-----------------------+


   Figure 8: Experimental Testbed for MPA-assisted L2 Pre-authentication

   We have experimented with three types of movement scenarios involving
   both roaming and non-roaming cases using the testbed shown in figure
   8.  In roaming case, MN is visiting in a domain different than its
   home domain.  Consequently, the AAAh needs to be contacted which is
   placed in a far from the visiting domain.  For the non-roaming case,
   we assume the MN is moving within its home domain and only local AAA
   server (AAAv) is contacted.  First scenario does not involve any pre-



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   authentication.  MN is initially connected to AP0 and moves to AP1.
   Because neither network-layer authentication is enabled nor IEEE
   802.11i pre-authentication is used, MN needs to engage in a full EAP
   authentication with AP1 to gain access to the network after the move
   (post-authentication).  This experiment shows the effect of absence
   of any kind of pre-authentication.  Second scenario involves 802.11i
   pre-authentication and involves movement between AP1 and AP2.  MN is
   initially connected to AP2, and starts IEEE 802.11i pre-
   authentication with AP1.  This is an ideal scenario to compare the
   values obtained from 802.11i pre-authentication with that of network-
   layer assisted pre-authentication.  Both first and this second
   scenarios use RADIUS as AAA protocol (APs implements a RADIUS
   client).  Third scenario takes advantage of network layer assisted
   link-layer pre-authentication.  It involves movement between two APs
   (e.g., between AP0 and AP1) that belong to two different subnets
   where 802.11i pre-authentication is not possible.  Here, Diameter is
   used as AAA protocol (PAA implements a Diameter client).  In this
   third movement scenario, MN is initially connected to AP0.  MN starts
   PANA pre-authentication with the PAA which is co-located on the AR in
   the new candidate target network (nAR in network A) from the current
   associated network (network B).  After authentication, PAA installs
   two keys, PSKap1 and PSKap2 in both AP1 and AP2 respectively by using
   a pre-emptive key installation method.  Finally because PSKap1 is
   already installed, AP1 starts immediately the 4-way handshake.  We
   have used measurement tools such as ethereal and kismet to analyze
   the measurements for the 4-way handshake and PANA authentication.
   These measurements reflect different operations involved during
   network-layer pre-authentication.  In our experiment, as part of the
   discovery phase, we assume that the MN is able to retrieve PAAs IP
   address and all required information about AP1 and AP2 (e.g. channel,
   security-related parameters, etc.) at some point before the handover.
   This avoids the scanning during link-layer handoff.  We have applied
   this assumption to all three scenarios.  Because our focus is on
   reducing the time spent on authentication part during handoff, we do
   not discuss the details of how we avoid the scanning.
















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   ====================================================================
   Types     |802.11i            | 802.11i           | MPA-assisted
             |Post               | Pre               | Layer 2
             |Authentication     | Authentication    | Preauthentication
   ====================================================================
   Operation | Non     | Roaming | Non     | Roaming |Non    | Roaming|
             | Roaming |         | Roaming |         |Roaming|        |
   ===================================================================
   Tauth     | 61 ms   |  599 ms | 99 ms   | 638 ms  | 177 ms| 831 ms|
   -------------------------------------------------------------------
   Tconf    | --       |  --     | --      | --      | 16 ms | 17ms  |
   -------------------------------------------------------------------
   Tassoc+4 |          |         |         |         |       |       |
   way      | 18 ms    |  17 ms  | 16 ms   | 17 ms   | 16 ms | 17 ms |
   ------------------------------------------------------------------|
   Total    | 79 ms    |  616 ms | 115 ms  | 655 ms  | 208 ms| 865 ms|
   ------------------------------------------------------------------|
   Time     |          |         |         |         |       |       |
   affecting| 79 ms    |  616 ms | 16 ms   |  17 ms  | 15 ms |17 ms  |
   handover |          |         |         |         |       |       |
   ------------------------------------------------------------------|


             Figure 9: Results of MPA-assisted Layer 2 results

   Figure 9 shows the timing (rounded off to the most significant
   number) associated with some of the handoff operations we have
   measured in the testbed.  We describe each of the timing below.
   Tauth refers to the execution of EAP-TLS authentication.  This time
   does not distinguish whether this authentication was performed during
   pre-authentication or a typical post-authentication.

   Tconf refers to time spent during PSK generation and installation
   after EAP authentication is complete.  In case of network-layer pre-
   authentication is not used, this time is not considered.

   Tassociation+4way refers to the time dedicated to the completion of
   association and the 4-way handshake with the target AP after the
   handoff.

4.4.  FMIPv6 and MPA performance comparison

   MPA and proactive FMIPv6 provide fast-handover techniques in
   different fashion.  However an initial experimental analysis
   demonstrates that proactive handoff of FMIPv6 [RFC4068] and MPA over
   IPv6 do exhibit similar performance characteristics.  Both of these
   approaches limit the handoff delay to layer 2 delay only.  Some of
   the performance results for proactive FMIPv6 [FMIP-results]



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   demonstrate the fact that handoff delay is bounded by the layer 2
   handoff delay.  Without any layer 2 optimization and information
   discovery techniques, experimental results from MPA also demonstrate
   that the delay is bounded by layer 2 delay.  However our experimental
   results presented in this document are derived from an MPA prototype
   augmented by the information discovery scheme proposed by IEEE
   802.21.  The information about the neighboring network elements helps
   to reduce the layer 2 handoff delay contributed due to scanning and
   layer 2 authentication.  Besides optimizing layer 2 handoff
   attributed due to scanning and authentication, MPA can also provide
   pre-authentication support at layer 3 in case of inter-domain handoff
   thereby reducing the delay due to layer 3 authentication during
   handoff.  MPA's optimized handoff techniques is not limited to MIPv6
   only, but can also be used for other mobility protocols such as MIPv4
   and SIP as well.  In addition pre-authentication technique and
   stateful pre-configuration technique associated with MPA can also be
   used with FMIPV6 to enhance its operation in certain deployment
   scenarios.

































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5.  Security Considerations

   This document's intent is to describe different implementations of
   the MPA framework defined in [I-D.ohba-mobopts-mpa-framework].  To
   this end, any security concerns with this document are likely a
   reflection of security concerns with the MPA framework itself.













































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6.  IANA Considerations

   This document has no actions for IANA.
















































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7.  Acknowledgments

   We would like to thank Kensaku Fujimoto and Provin Gurung for MPA
   prototype implementation support.















































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8.  References

8.1.  Normative References

   [RFC3344]  Perkins, C., "IP Mobility Support for IPv4", RFC 3344,
              August 2002.

   [RFC3748]  Aboba, B., Blunk, L., Vollbrecht, J., Carlson, J., and H.
              Levkowetz, "Extensible Authentication Protocol (EAP)",
              RFC 3748, June 2004.

   [RFC3775]  Johnson, D., Perkins, C., and J. Arkko, "Mobility Support
              in IPv6", RFC 3775, June 2004.

   [I-D.ietf-pana-pana]
              Forsberg, D., "Protocol for Carrying Authentication for
              Network Access (PANA)", draft-ietf-pana-pana-17 (work in
              progress), June 2007.

8.2.  Informative References

   [RFC4881]  El Malki, K., "Low-Latency Handoffs in Mobile IPv4",
              RFC 4881, June 2007.

   [RFC1853]  Simpson, W., "IP in IP Tunneling", RFC 1853, October 1995.

   [RFC3046]  Patrick, M., "DHCP Relay Agent Information Option",
              RFC 3046, January 2001.

   [I-D.ohba-mobopts-mpa-framework]
              Ohba, Y., "A Framework of Media-Independent Pre-
              Authentication (MPA)", draft-ohba-mobopts-mpa-framework-04
              (work in progress), March 2007.

   [I-D.ohba-mobopts-heterogeneous-requirement]
              Dutta, A., "Problem Statement for Heterogeneous Handover",
              draft-ohba-mobopts-heterogeneous-requirement-01 (work in
              progress), March 2006.

   [RFC4068]  Koodli, R., "Fast Handovers for Mobile IPv6", RFC 4068,
              July 2005.

   [802.21]   "IEEE 802.21", IEEE .

   [FMIP-results]
              Cabellos-Apaicio, A., Nunez-Martinez, J., Julian-Bertomeu,
              H., Jakab, L., Serral-Gracia, R., and J. Domingo-Pascual,
              "Evaluation of Fast Handover Implementation for Mobile



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              IPv6 in a Real Testbed", IPOM 2005 LNCS 3751.

   [SIPMM]    Schulzrinne, H. and E. Wedlund, "Application Layer
              Mobility Using SIP",  ACM MC2R.















































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Authors' Addresses

   Ashutosh Dutta
   Telcordia Technologies
   1 Telcordia Drive
   Piscataway, NJ  08854
   USA

   Phone: +1 732 699 3130
   Email: adutta@research.telcordia.com


   Victor Fajardo
   Toshiba America Research, Inc.
   1 Telcordia Drive
   Piscataway, NJ  08854
   USA

   Phone: +1 732 699 5368
   Email: vfajardo@tari.toshiba.com


   Kenichi Taniuchi
   Toshiba America Research, Inc.
   1 Telcordia Drive
   Piscataway, NJ  08854
   USA

   Email: rafa@dif.um.es


   Yoshihiro Ohba
   Toshiba America Research, Inc.
   1 Telcordia Drive
   Piscataway, NJ  08854
   USA

   Phone: +1 732 699 5305
   Email: yohba@tari.toshiba.com












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   Kenichi Taniuchi
   Toshiba America Research, Inc.
   1 Telcordia Drive
   Piscataway, NJ  08854
   USA

   Phone: +1 732 699 5308
   Email: ktaniuchi@tari.toshiba.com


   Henning Schulzrinne
   Columbia University
   Department of Computer Science
   450 Computer Science Building
   New York, NY  10027
   USA

   Phone: +1 212 939 7004
   Email: hgs@cs.columbia.edu
































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Full Copyright Statement

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