Internet Engineering Task Force                                  IMPP WG
Internet Draft                                        Jonathan Rosenberg
                                                             Dean Willis
                                                           Robert Sparks
                                                            Ben Campbell
                                                             dynamicsoft

                                                     Henning Schulzrinne
                                                         Jonathan Lennox
                                                             Columbia U.

                                                           Bernard Aboba
                                                       Christian Huitema
                                                             David Gurle
                                                               Microsoft
draft-rosenberg-impp-qauth-00.txt
June 15, 2000
Expires: December, 2000


               SIP Extensions for Presence Authorization

STATUS OF THIS MEMO

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF), its areas, and its working groups.  Note that
   other groups may also distribute working documents as Internet-
   Drafts.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet- Drafts as reference
   material or to cite them other than as work in progress.

   The list of current Internet-Drafts can be accessed at
   http://www.ietf.org/ietf/1id-abstracts.txt

   The list of Internet-Draft Shadow Directories can be accessed at
   http://www.ietf.org/shadow.html.


Abstract

   This document proposes a simple SIP extension that allows presence
   servers to query presence user agents for authorization for a
   subscription.


1 Introduction

   Presence is (indirectly) defined in RFC2778 [1] as subscription to
   and notification of changes in the communications state of a user.
   This communications state consists of the set of communications
   means, communications address, and status of that user. A presence
   protocol is a protocol for providing such a service over the Internet
   or any IP network. An example of a presence protocol is described in
   [2].




Rosenberg et al.                                              [Page 1]


Internet Draft           presence authorization            June 15, 2000


   A critical component of a presence protocol is authorization.
   Presence servers will receive subscription requests for presentities
   served by the presence server. Before accepting or rejecting these
   subscriptions, the presence server needs to be able to determine if
   the presentity is willing to authorize the subscription. Such
   authorization can be determined at the time of subscription (in which
   case it is an authorization query, or "pull" from presence server to
   presence user agent), or authorization can be pushed to the server
   ahead of time.

   Authorization policies can be arbitrarily complex. They can depend on
   any combination of variables available to the presence system,
   including subscriber profiles, subscription details, and time of day.
   Supporting these kinds of authorizations through pushes of
   authorization policies is important, but best left to policy
   description languages, such as the Call Processing Language (CPL)
   [3], designed for expressing call processing policies.

   However, we recognize that in many cases, a simple policy of "user X
   may subscribe" and "user Y may not subscribe" will suffice.
   Furthermore, we realize that there is a critical need to pull
   subscription authorization, as the PUA cannot possibly know ahead of
   time all the users that might like to subscribe to it. Thus, to
   support these requirements, this document defines a simple SIP
   extension for pulling basic authorization state. This is accomplished
   by defining a new request method, QAUTH, used to query a PUA as to
   whether it is willing to authorize a subscriber.

2 Overview of Operation

   Operation of this extension is simple. When a PA wishes to obtain
   authorization for a subscription from a principal or its agent, it
   formulates a QAUTH request. This request contains the identity of the
   subscriber in the From field, and the identity of the presentity in
   the To field. The Call-ID, CSeq, Via and Contact headers are created
   by the PA for this request; they are not copied from the SUBSCRIBE.
   The QAUTH request is then sent to a user agent capable of authorizing
   subscriptions for a presentity. We call such an agent a Subscription
   Authorizer (SA).

   A user agent can indicate that is is an SA through SIP REGISTER
   requests. REGISTER requests are used to establish address bindings at
   a registrar, used for routing of messages. An extension to SIP for
   caller preferences and callee capabilities [4] allows these bindings
   to contain additional parameters to assist in request routing. One
   such parameter is the methods parameter, which indicates what methods
   a user agent can support. A SA includes the value of QAUTH in its
   registration, indicating that it can support QAUTH requests. This



Rosenberg et al.                                              [Page 2]


Internet Draft           presence authorization            June 15, 2000


   allows a presentity to have different user agents for authorization
   of subscriptions, and for processing of subscriptions.

   An example REGISTER message containing this parameter is as follows:


   REGISTER sip:example.com SIP/2.0
   Via: SIP/2.0/UDP mypc.example.com
   To: sip:user@example.com
   From: sip:user@example.com
   Call-ID: asidhasd@1.2.3.4
   CSeq: 39 REGISTER
   Contact: sip:user@sa-pc.example.com;methods="QAUTH,SUBSCRIBE"
   Content-Length: 0



   In this case, the same user agent can handle both authorizations and
   subscriptions.

   When the QAUTH request arrives at an SA, the SA authenticates the
   request (note that the credentials supplied will be those of the PA,
   not of the original subscriber. This mechanism depends on a trust
   relationship between the subscription authorizer and its presence
   agent). If the request is authenticated as coming from the
   preconfigured PA for the agent, it next determines if the subscriber
   is authorized. It can do this by prompting the principal, or through
   pre-configuration of some sort; the mechanism is outside the scope of
   this specification.

   If authorization is granted, a 200 OK response is generated. If
   denied, a 600 class response is generated. If no authorization can be
   obtained at all, positive or negative, a 500 class response is
   generated. The response MAY contain an Expires header indicating the
   duration for which authorization is granted.

   The PA can then use the response to QAUTH to accept or reject the
   subscription. If authorization is granted for a finite time, the PA
   MUST destroy the subscription once authorization expires.

3 Detailed Operation

   This extension defines a new request method, QAUTH, used to obtain
   authorization for a subscription.


   Qauth = QAUTH




Rosenberg et al.                                              [Page 3]


Internet Draft           presence authorization            June 15, 2000


   Like all method names, QAUTH is case sensitive. A client sends a
   QAUTH request if it wishes to obtain authorization for a
   subscription. The client will often be a presence agent (PA),
   although that need not be the case. QAUTH requests are sent to user
   agent servers (UAS) which are believed to be capable of providing
   authorization. The client sending a QAUTH request MUST only send it
   to a server whom the client is configured to consider authoritative
   for providing authorizations.

   Tables 1 and 2 extend Tables 4 and 5 of SIP by adding an additional
   column, defining the headers that can be used in QAUTH requests and
   responses.


                                   where  enc.  e-e QAUTH
                 ________________________________________
                 Accept              R           e    o
                 Accept             415          e    o
                 Accept-Encoding     R           e    o
                 Accept-Encoding    415          e    o
                 Accept-Language     R           e    o
                 Accept-Language    415          e    o
                 Allow              200          e    o
                 Allow              405          e    m
                 Authorization       R           e    o
                 Authorization       r           e    o
                 Call-ID            gc     n     e    m
                 Contact             R           e    o
                 Contact            2xx          e    o
                 Contact            3xx          e    o
                 Contact            485          e    o
                 Content-Encoding    e           e    o
                 Content-Length      e           e    m
                 Content-Type        e           e    *
                 CSeq               gc     n     e    m
                 Date                g           e    o
                 Encryption          g     n     e    o
                 Expires             g           e    o
                 From               gc     n     e    m
                 Hide                R     n     h    o
                 Max-Forwards        R     n     e    o
                 Organization        g     c     h    o


   Table 1: Summary of header fields, A--O






Rosenberg et al.                                              [Page 4]


Internet Draft           presence authorization            June 15, 2000



                                    where       enc.  e-e QAUTH
          ______________________________________________________
          Priority                    R          c     e    o
          Proxy-Authenticate         407         n     h    o
          Proxy-Authorization         R          n     h    o
          Proxy-Require               R          n     h    o
          Record-Route                R                h    o
          Record-Route           2xx,401,484           h    o
          Require                     R                e    o
          Retry-After                 R          c     e    -
          Retry-After          404,413,480,486   c     e    o
                                   500,503       c     e    o
                                   600,603       c     e    o
          Response-Key                R          c     e    o
          Route                       R                h    o
          Server                      r          c     e    o
          Subject                     R          c     e    o
          Timestamp                   g                e    o
          To                        gc(1)        n     e    m
          Unsupported                420               e    o
          User-Agent                  g          c     e    o
          Via                       gc(2)        n     e    m
          Warning                     r                e    o
          WWW-Authenticate            R          c     e    o
          WWW-Authenticate           401         c     e    o


   Table 2: Summary of header fields, P--Z; (1):  copied  with  possible
   addition of tag; (2): UAS removes first Via header field

   A QAUTH request MUST contain a From field. The From field identifies
   the subscriber requesting authorization. A QUATH request MUST contain
   a To field, identifying the principal from whom authorization is
   sought. The request MUST contain a Call-ID and CSeq header, which
   together with the To and From, uniquely identify the request. Note
   that subsequent QAUTH requests need not use the same Call-ID. There
   is no notion of a persisent session for QAUTH requests; it is like
   the SIP OPTIONS request in this regard. However, QAUTH requests MAY
   be record-routed, although there is little or no benefit in doing so.
   Like all other SIP requests, QAUTH MUST also contain a Via header.

   QAUTH MAY contain a body, which indicates details about the
   subscription requeste by the subscriber. Typically, this body will be
   copied from the SUBSCRIBE which is triggering the QAUTH request. A
   response to QAUTH MAY contain a body only if an Accept header was
   present in the request, listing the allowed body types for the
   response. Absence of the Accept header from the request implies a
   body MUST NOT be placed in the response.


Rosenberg et al.                                              [Page 5]


Internet Draft           presence authorization            June 15, 2000


   A QAUTH request SHOULD be authenticated by the UAS receiving it. Note
   that the credentials supplied will be those of the originator of the
   QAUTH (typically, the presence server), and *not* the credentials of
   the originator of the SUBSCRIBE which triggered the QAUTH.

   The response to a QAUTH is 200 OK if authorization is approved for
   the subscriber indicated in the From field, 600 class is the
   authorization is rejected, and 500 class if no authorization could be
   obtained at this time. A response to QAUTH copies the To, From,
   Call-ID, CSeq, Record-Route, and Via headers from the request. The
   UAS SHOULD additionally sign the response.

   A client sending QAUTH SHOULD verify that the response has been
   signed by the entity listed in the To field.

4 Example Message Flow

   The following shows an example message flow using QAUTH. It also
   includes SUBSCRIBE and NOTIFY requests.

   In the message flow, a subscriber asks to subscribe to some
   presentity. However, neither a PUA or an SA are currently available
   for that presentity. So, the server authenticates the subscription
   (not shown in the flow) and tentatively accepts it. When an SA for
   the presentity becomes available (known to the presence server
   through a registration), the server creates a QAUTH request to
   authorize the previous subscription. The response is 200 OK,
   authorizing the subscription. However, since the original
   subscription had expired, the server does not generate a NOTIFY. The
   watcher subscribes again, after the REGISTER has expired, and has its
   subscription approved.  Note that since there are no contacts
   registered for the resource at that time, the presence document is
   vacuous.




     subscriber                 server              PUA
        |                      |                     |
        | F1 SUBSCRIBE         |                     |
        |--------------------->| (PUA not "online")  |
        | F2 202 Accepted      |                     |
        |<---------------------|                     |
        | (subscription expires)                     |
        |                      |  F3 REGISTER        |
        |                      |<--------------------|
        |                      |  F4 200 OK          |
        |                      |-------------------->|



Rosenberg et al.                                              [Page 6]


Internet Draft           presence authorization            June 15, 2000


        |                      |  F5 QAUTH           |
        |                      |-------------------->|
        |                      |  F6 200 OK          |
        |                      |<--------------------|
        |                      (registration expires)|
        | F7 SUBSCRIBE         |                     |
        |--------------------->|                     |
        | F8 200 OK            |                     |
        |<---------------------|                     |



   Message Details



     F1 SUBSCRIBE subscriber->server

       SUBSCRIBE sip:presentity@example.com SIP/2.0
       Via: SIP/2.0/UDP watcherhost.example.com:5060
       From: Subscriber <sip:subscriber@example.com>
       To: Presentity <sip:presentity@example.com>
       Call-ID: 3248543@watcherhost.example.com
       CSeq: 1 SUBSCRIBE
       Date: Mon, 12 Jun 2000 16:00:00 GMT
       Expires: 600
       Contact: sip:subscriber@watcherhost.example.com





     F2 202 Accepted   server->subscriber

       SIP/2.0 202 Accepted
       Via: SIP/2.0/UDP watcherhost.example.com:5060
       From: Subscriber <sip:subscriber@example.com>
       To: Presentity <sip:presentity@example.com>
       Call-ID: 3248543@watcherhost.example.com
       CSeq: 1 SUBSCRIBE
       Expires: 600





     F3 REGISTER PUA->server




Rosenberg et al.                                              [Page 7]


Internet Draft           presence authorization            June 15, 2000


       REGISTER sip:example.com SIP/2.0
       Via: SIP/2.0/UDP pua.example.com:5060
       To: <sip:presentity@example.com>
       From: <sip:presentity@example.com>
       Call-ID: 2001@pua.example.com
       CSeq: 1 REGISTER
       Date: Wed, 14 Jun 2000 09:57:16 GMT
       Contact: <sip:messenger@pua.example.com;methods="MESSAGE";
                 description="open">
       Contact: <sip:authagent@pua.example.com;methods="QAUTH">
       Expires: 600





     F4 200 OK  server->PUA

       SIP/2.0 200 OK
       Via: SIP/2.0/UDP pua.example.com:5060
       To: <sip:presentity@example.com>
       From: <sip:presentity@example.com>
       Call-ID: 2001@pua.example.com
       CSeq: 1 REGISTER
       Contact: <sip:messenger@pua.example.com;methods="MESSAGE";
                 description="open">
       Contact: <sip:authagent@pua.example.com;methods="QAUTH">
       Expires: 600






     F5 QAUTH server->PUA

       QAUTH sip:authagent@pua.example.com SIP/2.0
       Via: SIP/2.0/UDP server.example.com:5060
       From: Subscriber <sip:subscriber@example.com>
       To: Presentity <sip:presentity@example.com>
       Call-ID: 47774@server.example.com
       CSeq: 1 QAUTH
       Expires: Sun, 14 Jun 2036 00:00:00 GMT
       Contact: sip:server.example.com







Rosenberg et al.                                              [Page 8]


Internet Draft           presence authorization            June 15, 2000



     F6 200 OK   PUA->server

       SIP/2.0 200 OK
       Via: SIP/2.0/UDP server.example.com:5060
       From: Subscriber <sip:subscriber@example.com>
       To: Presentity <sip:presentity@example.com>
       Call-ID: 47774@server.example.com
       CSeq: 1 QAUTH
       Expires: Sun, 14 Jun 2036 00:00:00 GMT





     F7 SUBSCRIBE subscriber->server

       SUBSCRIBE sip:presentity@example.com SIP/2.0
       Via: SIP/2.0/UDP watcherhost.example.com:5060
       From: Subscriber <sip:subscriber@example.com>
       To: Presentity <sip:presentity@example.com>
       Call-ID: 3248544@watcherhost.example.com
       CSeq: 2 SUBSCRIBE
       Date: Thu, 15 Jun 2000 07:22:15 GMT
       Expires: 600
       Contact: sip:subscriber@watcherhost.example.com





     F8 200 OK         server->watcher

       SIP/2.0 200 OK
       Via: SIP/2.0/UDP watcherhost.example.com:5060
       From: Subscriber <sip:subscriber@example.com>
       To: Presentity <sip:presentity@example.com>
       Call-ID: 3248544@watcherhost.example.com
       CSeq: 2 SUBSCRIBE
       Expires: 600
       Content-Type: text/lpidf
       Content-Length: 31

       To: sip:presentity@example.com



5 Authors Addresses



Rosenberg et al.                                              [Page 9]


Internet Draft           presence authorization            June 15, 2000


   Jonathan Rosenberg
   dynamicsoft
   200 Executive Drive
   Suite 120
   West Orange, NJ 07052
   email: jdrosen@dynamicsoft.com

   Dean Willis
   dynamicsoft
   200 Executive Drive
   Suite 120
   West Orange, NJ 07052
   email: dwillis@dynamicsoft.com

   Robert Sparks
   dynamicsoft
   200 Executive Drive
   Suite 120
   West Orange, NJ 07052
   email: rsparks@dynamicsoft.com

   Ben Campbell
   dynamicsoft
   200 Executive Drive
   Suite 120
   West Orange, NJ 07052
   email: bcampbell@dynamicsoft.com

   Henning Schulzrinne
   Columbia University
   M/S 0401
   1214 Amsterdam Ave.
   New York, NY 10027-7003
   email: schulzrinne@cs.columbia.edu

   Jonathan Lennox
   Columbia University
   M/S 0401
   1214 Amsterdam Ave.
   New York, NY 10027-7003
   email: lennox@cs.columbia.edu

   Christian Huitema
   Microsoft Corporation
   One Microsoft Way
   Redmond, WA 98052-6399
   email: huitema@microsoft.com




Rosenberg et al.                                             [Page 10]


Internet Draft           presence authorization            June 15, 2000


   Bernard Aboba
   Microsoft Corporation
   One Microsoft Way
   Redmond, WA 98052-6399
   email: bernarda@microsoft.com

   David Gurle
   Microsoft Corporation
   One Microsoft Way
   Redmond, WA 98052-6399
   email: dgurle@microsoft.com




6 Bibliography

   [1] M. Day, J. Rosenberg, and H. Sugano, "A model for presence and
   instant messaging," Request for Comments 2778, Internet Engineering
   Task Force, Feb.  2000.

   [2] J. Rosenberg, R. Sparks, D. Willis, B. Campbell, H. Schulzrinne,
   J. Lennox, C. Huitema, B. Aboba, and D. Gurle, "SIP extensions for
   presence," Internet Draft, Internet Engineering Task Force, June
   2000.  Work in progress.

   [3] J. Lennox and H. Schulzrinne, "CPL: a language for user control
   of internet telephony services," Internet Draft, Internet Engineering
   Task Force, Mar.  1999.  Work in progress.

   [4] H. Schulzrinne and J. Rosenberg, "SIP caller preferences and
   callee capabilities," Internet Draft, Internet Engineering Task
   Force, Mar. 2000.  Work in progress.


















Rosenberg et al.                                             [Page 11]