INTERNET-DRAFT                                             Michael Smirnov
                                                                 GMD FOKUS
Expires May, 25, 1997                                   November 20, 1996



        EARTH - EAsy IP multicast Routing THrough ATM clouds
                    <draft-smirnov-ion-earth-01.txt>



Status of this Memo

     This document is an Internet-Draft. Internet-Drafts are working
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Abstract

     The EARTH could be positioned between MARS [1] and VENUS [2], however
     EARTH deals not only with address resolution but with routing issue
     as well. This document describes a solution simplifying distribution
     of IP multicast flows over ATM clouds with the use of
     point-to-multipoint connections. The EARTH solution includes:
     - IP multicast addresses (Class D) resolution to ATM addresses;
     - support for a multicast group management and receiver-initiated
       quality of service (QoS) specification;
     - multiple LISs sharing the same physical ATM network.

     Similarly to separation of IP addresses to unicast and multicast
     classes, the EARTH proposal separates logical IP subnets as an
     option to speed up implementation. EARTH differs from MARS: address
     resolution is made only for IP Class D addresses; multiple LISs
     could be served by a single EARTH server; EARTH server belongs to a
     `multicast LIS'. On contrary to VENUS proposal, EARTH simplifies
     bypassing Mrouters and requires no coordination of multiple MARSs.
     The EARTH proposal is not intended to solve problems of ATM backbone
     for the Internet; it deals with state-of-the-art ATM clouds.
     This document, proposing a solution not yet implemented completely,
     is intended to help focus ION efforts.


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1. Introduction

     Connection oriented ATM technology is known to have a large spectrum
     of differences from that of connectionless IP [3]; address
     resolution problem being one of the most serious. Moreover, address
     resolution is even more difficult when it is needed to resolve one IP
     [multicast] address to a set of ATM addresses. This fact is emphasised
     in the description of MARS: "the service provided by the MARS and MARS
     Clients are almost orthogonalto the IP unicast service over ATM" [1].
     This was the initial motivation to separate IP unicast from IP multicast
     addresses resolution to ATM addresses in the EARTH. Actually, for IP
     unicast over ATM there is no need to [re]invent something new: IP
     unicast ARP is supported fairly well in those ATM products which
     conform to the Classical IP over ATM [4].

     Architecture described in [4] fits the need of unicast but provides
     strong resistance to deployment of IP multicast service model [5]
     over ATM clouds. This resistance is due to a restriction for LISs to
     interwork over routers only, even if these LISs share the same
     physical ATM network [4]. In case of unicast communication
     interworking between different LISs with the use of routers makes no
     difficulties; ATM connection establishment is supported by ATM ARP
     servers - one server per LIS. The content of unicast ARP table is
     quasi permanent. On contrary, the multicast ARP table's content
     (e.g. for MARS proposal) is dynamic and follows receiver initiated
     membership registration messages for particular multicast group[s].
     Bypassing routers for inter LIS multicast requires coordination of
     multiple MARSs along with propagation of join and leave messages to
     all MARS clients [2] which can congest the network.

     However, in case of IP multicast flow distribution over ATM cloud
     the "cut through" functionality - bypassing routers - is highly
     desired. The cut through will help to achieve better performance in
     terms of join/leave latency and also provides more flexibility in
     selecting different QoS levels based on receiver's preferences
     (section 4).

     The evolving IP Multicast over ATM solution (the `MARS model' [1])
     retains the Classical IP over ATM model and treats LIS as a `MARS
     Cluster'. Clusters are interconnected by conventional IP Multicast
     routers (Mrouters). An attempt to achieve LIS boundary cut-through,
     keeping at the same time the Classical IP over ATM model for both
     unicast and multicast communications, has been undertaken in the
     VENUS model [2].

     In case of MARS routers between LISs make IP multicast over ATM
     inefficient. Each Mrouter views the designated LIS as a totally
     disjoint subnet, i.e. as if this LIS has no other ways to internetwork
     with other LISs. In fact, LISs are fully interconnected (via ATM) when
     they share the same cloud.

     In case of unicast the overhead of going to the neighbour

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     (in ATM sense) workstation which, however, belongs to another
     IP subnet, via the path <sender, Rtr[, Rtr [, ...], receiver> instead
     of <sender, switch, receiver> could be conditionally considered not
     so high.

     But it's clear that in case of multicast this overhead is much higher,
     because the IDMR protocols are involved. The IDMR protocols (such as
     DVMRP, MOSPF, PIM, etc.) try to establish an efficient multicast
     distribution tree (MCT). The MCT efficiency is the basic feature of
     multicast technology (i.e. saving network resources via replicating IP
     datagrams only at splitting points of the MCT). Hence, to be efficient,
     the MCT has to have minimal number of splitting points. In case of MARS
     over multiple LISs the number of overhead splitting points is at least
     N-1, where N is the number of LISs which have participants of the
     multicast group. In EARTH proposal these N-1 overhead splitting points
     are eliminated.

     The [2] ends with a conclusion that the approach is
     too complex to bring reasonable benefits. Instead, "developing
     solutions for large clusters using a distributed MARS, and single
     clusters spanning multiple Logical IP Subnets, is a much better
     focus for ION's work" [2].

     This document describes such a solution, which is dabbed `EARTH -
     EAsy IP multicast Routing THrough ATM clouds'. The EARTH has
     following components described below in a more detailed way:
     - Multicast Logical IP Subnet (MLIS) `spanning' the whole physical
     ATM network;
     - EARTH server providing IP Class D address resolution to ATM
     hardware addresses;
     - support for a [limited] number of QoS levels for various receivers
     of the multicast flow;
     - support for IDMR protocols in case of crossings of IP:ATM
     boundary.

     The scope of this document is an `ATM cloud' - a nickname for
     physically connected private ATM network with a uniform management
     and signalling throughout the cloud. The hosts are ATM endpoints
     with IP addresses. The ATM interworking with other IP networks is
     provided by a [set of] egress IP router[s] supporting IP multicast.
     Each egress IP router is an ATM endpoint of the ATM cloud and has a
     management assignment to operate as a designated Mrouter for a [set
     of] particular LISs of the ATM cloud.ATM cloud is supposed to be
     able to support point-to-multipoint connections controlled by the
     root endpoint via signalling.

     The Classical IP over ATM retains because EARTH makes no changes to
     IP unicast over ATM. Therefore EARTH implementation will not disturb
     any on-going operation of Classical LISs over the ATM cloud.

2. Multicast Logical IP Subnet

     Throughout this document a Logical IP Subnet which conforms to [4]

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     will be called Classical LIS. Multicast LIS is a single LIS per a
     physical ATM network which normally has no other traffic except IP
     multicast ARP traffic (queries, replies). (Note: RSVP over ATM can also
     consider the MLIS as a media for RESV and PATH messages, and an
     extension of EARTH as an entity to merge reservations   within the ATM
     cloud). MLIS is shared by all Classical LISs in cases
     of IP multicast flow distribution with the use of point-to-
     multipoint ATM connections. The MLIS concept implies that each
     endpoint should be configured with an IP address for the MLIS. MLIS
     could be configured as a private IP network because its scope is
     address resolution over a single ATM cloud.
     Note that IP multicast over ATM with the use of mesh of point-to-
     point connections is still possible with this proposal and does not
     affect MLIS or EARTH server operation. However, this proposal
     recognizes that the mesh could be a feasible solution for a
     multicast within one LIS and a `small' multicast group size.

     Historically, IP multicast was enabled with the utilisation of IP
     address space separation. Multicast addresses are borrowed from the
     previously reserved Class D address space [5,6]. During a multicast
     session each participating receiver has at least two IP addresses: one,
     permanent, for regular unicast communication, and, second,
     temporary, for a multicast communication. However, in this situation
     a receiver is not considered to be a multihomed host because all its
     multicast communications are controlled/enabled by a multicast
     router (Mrouter) designated for a particular subnet. (This could be
     called `indirect multihoming'.) Mrouter runs IGMP to make forwarding
     decision for a particular multicast flow to the [broadcast] subnet
     and also runs IDMR protocols with other Mrouters for a global
     distribution of the multicast flow. This architecture fails in case
     of NBMA subnets at the `bottom' of multicast distribution tree.

     The EARTH solution proposes `direct multihoming' as an option to
     enable IP multicast over ATM. (Note, that proposed multihoming above
     refers only to the interaction of endpoints with the EARTH server.)
     In EARTH scenario during a multicast session each participating
     receiver has at least three IP addresses: one, permanent, for
     regular unicast communication, second, temporary, Class D, for a
     multicast communication, and third, private, - for IP multicast
     address resolution. Unicast IP address is resolved to ATM address,
     as usual, with the use of Classical ATM ARP. Multicast IP address is
     resolved to a set of ATM addresses with the use of MLIS. The EARTH
     scenario implies two options of host extensions.

     The first host option requires that each ATM endpoint should be
     configured to work with one additional LIS - MLIS, and supplied with
     the ATM address of EARTH server (see section 3). That is, the EARTH
     server could be seen as the ATM ARP server for MLIS (with two notes:
     MLIS is shared by all endpoints from all Classical LISs, and ATM ARP
     considers here only IP Class D addresses).

     The second host extension option requires that ATM adapter driver

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     should be able to distinguish between unicast and multicast
     addresses. If it needs to resolve the unicast IP address it should
     contact the regular ATM ARP server; in case of multicast it should
     contact the EARTH server.

     The MLIS scenario makes some assumptions about Mrouters, being
     directly connected to the ATM cloud. Each Mrouter is supposed to
     know the ATM address of the EARTH server. Each Mrouter has to be
     able to distinguish between unicast LISs, i.e. to know which LIS[s]
     it is designated for. That is, if the first sender to a multicast
     group belongs to, say, LIS_1, and Mrouter Rtr_A is the designated
     Mrouter for LIS_1, then Rtr_A is the only gateway for the multicast
     flow to go out of the ATM cloud, and, therefore, to get in. More
     details could be found in Section 5.

3. EARTH server behaviour

     The EARTH server makes IP Class D to ATM addresses resolution of
     those ATM endpoints which have registered with the EARTH server for
     a particular multicast session as receivers. The information
     exchange follows the principles of ARP found in [7], applied for
     NBMA.

     A potential receiver of IP multicast flow, whatever unicast LIS it
     is located, sends its registration message to the EARTH server.The
     message contains receiver's ATM address, receiver's IP address (i.e. the
     address from the Classical LIS),
     receiver LIS's subnet mask, target multicast address, and,
     optionally, a QoS level at which the receiver wants to have this
     multicast flow.

     The EARTH server keeps these membership information in a multicast
     address resolution table (MART) in a form of a list (member_list) of
     following entries:

     member_list_entry: = <ATM_address, IP_address, subnet_mask,
                          [QoS_level]>.

     Member_list is a heap of member_list_entry elements. One member_list
     is per each active IP multicast address. Activity of IP multicast
     address is defined by the EARTH server with appropriate ageing
     functionality. The ageing decision for a particular member_list
     depends on communication lifetime between the EARTH server and both
     senders and receivers. One member_list_entry is kept for each member
     of the multicast group.

     Following IP multicast model, a sender to the group needs not to be
     a member of the group. However, the EARTH server treats egress
     Mrouter, being current [re]sender, as potential receiver for the
     next sender to the same group (Section 5 provides this algorithm).

     In a connection-oriented ATM cloud new senders to an active IP

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     address will need to establish their own point-to-multipoint
     connection to the group members. Note: Phase 1 of UNI 3.1.
     specification supports only zero return - from Leaves to Root -
     bandwidth [8, p. 154].

     A sender to the multicast group queries the EARTH server
     periodically to get the membership information and to use it for its
     point-to-multipoint connection management.The member_list is sent
     by the EARTH server back to the querying endpoint (sender or
     Mrouter) as the answer to its EARTH request. An endpoint - sender is
     supposed to keep its local cache of the member_list for comparison
     and deriving needed changes to the connection.


     A case of multiple senders to the same group in EARTH scenario
     should be protected from chaotic crossings of the ATM cloud's
     boundary. Suppose each sender to the same group will use that
     Mrouter which is a designated Mrouter for the sender's LIS to
     advertise/forward its traffic to receivers outside of the ATM cloud.
     In case of multiple egress Mrouters this will confuse the IDMR
     protocols and disbalance the multicast distribution tree. For needed
     protection EARTH server implements a single gateway principle (see
     section 5).

     It should be mentioned that the EARTH server has absolutely passive
     behaviour: it simply keeps the registration information and answers
     queries. Conceptually, with regard to IGMP, the EARTH server
     represents a broadcast media collapsed to the size of a single
     point. When, and if, the size of the ATM cloud will require
     replications of this point, then, the anycast capability (to contact
     this distributed EARTH service) could be employed.

4. Support for various QoS levels

     The EARTH server optionally can provide a sender to a multicast
     group with a classified membership information. The member_list
     could be partitioned into several subgroups reflecting receivers'
     preferences of the QoS levels. These QoS levels should be negotiated
     with the ATM network administration and should be known to all
     potential receivers. The classified member list (member_list_qos) is
     a collection of member_lists with equal QoS levels.

     It is assumed that each QoS level is supported with a separate
     point-to-multipoint connection (ptm_qs); each ptm_qs starts at the
     switch under the control provided by sender via signalling.

     Upon receiving a member_list_qos a sender updates/creates each
     ptm_qs separately, if needed.

     As a future research direction a combined implementation of EARTH
     and RSVP "reservations merging" entity could be considered.


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5. Support for IDMR in case of cut through

     The EARTH proposal tries to protect IDMR protocols outside the scope
     of the ATM cloud from being confused by multiple entry/exit points
     at the boundary of the ATM cloud for the same IP multicast group.
     This protection is via a single gateway principle implementation.
     From a Mrouter's viewpoint the single gateway keeps the whole ATM
     cloud as a single subnet, whatever number of LISs it has. However,
     this is only true for a single IP multicast group, not for a
     collection of multicast groups - each group can have various
     gateways. Note, that for unicast communications the Classical IP
     over ATM still apply, with partitioning of endpoints to a number of
     LISs and with a set of routers designated to these LISs.

     A `Single Gateway' principle says that the ATM cloud, whatever LISs
     and routers it has, should have a single gateway (router) forwarding
     IP multicast packets to and from the ATM cloud for each multicast
     session. Suggested implementation is as follows. The single gateway
     router is determined either by its designation to the LIS where the
     multicast flow first originated or by the fact of forwarding first
     multicast flow to the ATM cloud.

     For both cases above the `first' denotes that the single gateway
     Mrouter is determined by the first sender to the active IP multicast
     group. These cases distinguish between the inside-out and outside-in
     propagations of the multicast traffic with regard to the ATM cloud
     boundaries. The first case uses internal partition of the ATM cloud
     into LISs with designated Mrouters. The second case treats the ATM
     cloud as a single subnet (without distinctions between LISs).

     For example, let us consider an IP multicast session over the ATM
     cloud with 4 LISs numbered 1 through 4 and 3 Mrouters - A, B, C -
     designated, correspondingly, Rtr_A to LIS_1 and LIS_3, Rtr_B to
     LIS_2 and Rtr_C to LIS_4. If the first sender to a group is external
     and its flow reaches the ATM cloud via Rtr_B then Rtr_B will retain
     the single gateway for the lifetime of the session (depending on the
     ageing decision of the EARTH server). If the first sender to a group
     is internal with regard to the ATM cloud and comes from LIS_3, then
     Rtr_A will retain the gateway for the lifetime of the session, even
     if other endpoints will start sending to the group later from LIS_2
     or LIS_4.

     The paragraph above has two cases (the 1st sender could be
     a/.external, then single gateway is defined by the Rtr which was first
     to forward the flow to the cloud; and b/. internal - the rest of the
     paragraph. If the 1st sender was internal, its LIS defines the gateway.
     If now a new sender to the group arrives from outside the cloud and its
     traffic will try to go inside the cloud via another Mrouter then this
     another Mrouter will contact the EARTH server and will see in the EARTH
     reply that the gateway is already defined. This another Mrouter will
     have to forward its traffic to this defined gateway.


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     How this information is kept by EARTH server?

     According to section 3 the EARTH server is queried by senders
     periodically to get updates about the group membership. We require
     that EARTH:
     - [quasi] permanently keeps a list of ATM addresses of all egress
     routers to the ATM cloud and their designation to LISs
     (egress_list);
     - temporarily keeps ATM address of the current gateway (gateway_atm)
     for a particular multicast group (for the session's lifetime),
     gateway_atm is linked to a member_list;
     - gets sender's ATM address (query_atm) from the query.

     Session's lifetime is defined by EARTH with the use of ageing
     functionality. After the group membership is dismissed the
     gateway_atm is zeroed.
     When the first query arrives for a particular group (i.e.
     gateway_atm is equal to zero), EARTH compares the query_atm with
     the content of egress_list, and, if finds the coincidence (that is
     the first sender to the group is one of the egress Mrouters), it
     stores this egress router's ATM address in the gateway_atm linked to
     the member_list and replies with the current member_list, else (that
     is the first sender is a host) automatically adds to the member_list
     the ATM address of the egress router designated for the sender's
     LIS, stores this router's address in the gateway_atm and replies
     with the modified member_list.

     With the arrival of any next query for this group the EARTH server
     compares query_atm with the content of the gateway_atm. If the
     result is positive (i.e., the current query is the refresh query
     from the first sender) then the server replies with the current
     member_list and makes no changes to it. Otherwise (i.e. it's a query
     from a new sender) the server compares query_atm with the content of
     egress_list and, if finds coincidence (i.e. a new sender is also an
     Mrouter) then replies with the gateway_atm (readdressing external
     flow to the group to existing gateway), else (a new sender is
     internal endpoint) replies to this new sender with a modified
     member_list: it adds the gateway_atm to the member_list.

     Example.

     CASE1: let us assume that the 1st sender was external:
     member_list = {1,2,3,4};                     /*list of receivers*/
     egress_list = {10,20,30,40}                  /*list of Mrouters*/
     gateway_atm=10                               /*sender is Rtr 10*/
        /*    now arrives a new query   */
     if query_atm=gateway_atm                     /*positive result*/
     then earth_reply={1,2,3,4}
     else if {query_atm in egress_list}           /*new sender is external*/
     then earth_redirect_reply={10}          /*it's redirect type of reply*/
     else earth_reply={1,2,3,4,10}           /*new sender will have the */
                        /*gateway in its pt-to-mpt */

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     CASE2: let us assume that the 1st sender was internal
     member_list = {1,2,3,4};                     /*list of receivers*/
     egress_list = {10,20,30,40}                  /*list of Mrouters*/
     gateway_atm=10                               /*sender is, say, 5 and */
                                             /* Rtr 10 is the designated*/
                                             /*Mrouter for sender's LIS*/

        /*    now arrives a new query   */
     if query_atm=gateway_atm                     /*positive result*/
     /* in this case it could not be positive: new sender is a host*/
     then earth_reply={1,2,3,4}
     else if {query_atm in egress_list}           /*new sender is external*/
     then earth_redirect_reply={10}          /*it's another type of reply*/
     /*it's also is false for the CASE2: query_atm is ATM address of host*/
     else earth_reply={1,2,3,4,10}           /*new sender will have the */
                       /*gateway in its pt-to-mpt */

     When a host - new sender to the group - receives this list it opens
     its own pt-to-mpt connection to the group, i.e. to hosts 1,2,3,4 and
     to the Rtr 10 (for possible external members). Important is that Rtr 10
     will be used in both cases: when new sender, say, 6 belongs to the same
     LIS as old sender (5), and, when 6 belongs to another LIS. That is
     Rtr 10 is retained as a single gateway.
     This example is provided to show that in both cases above the algorithm
     is the same.

     Comment: the term `sender' elsewhere in the document should be
     treated as a `sender or potential sender'; if the Mrouter's query
     results in a zero member_list then no forwarding of the flow takes
     place.

6. Applicability Notes (Future Research)

     Simulation study of EARTH performance gives promising results - about
     one order lower latency than MARS in case of a single LIS and less than
     30% of the ATM switch's call establishment capacity (100 calls/sec for
     ASX 200).

     Though, a number of open issues requires future research. For
     example, the case of ptm_qs including egress Mrouter, interworking
     with public ATM networks, use of IP switches, influences of IDMR
     protocols and RSVP should be studied more carefully.

7. Scalability

     In large physical ATM network a single EARTH server could become a
     bottleneck. In case of ATM Forum UNI 4.0 implementation this problem
     could be readdressed to the ILMI which is supposed to support group
     ATM addresses. That is, EARTH server may resolve IP multicast
     address to ATM group address while changes to the group within the
     ATM network will be managed by ILMI.

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     Currently two other solutions could be proposed for future research:
     server synchronisation and server hierarchy.

     This draft does not touch the option of several EARTH servers sharing
     the ARP load for the ATM cloud - in this case an EARTH client has to
     know an anycast address of a distributed EARTH service and doesn't know
     which particular server it contacts. Clearly, this requires some
     synchronisation protocol like SSCP. However, with the single gateway per
     multicast group each EARTH server will forward all registration
     information to that particular EARTH server which, so to say, holds the
     single gateway. Roughly speaking, multiple EARTH servers will exchange
     a very limited amount of information: maybe only triplets like:

      <earth_atm; gateway_atm; multicast_group>,

     if the group exists, for each multicast group. Based on this information
     ('I-am-a-holder' message  could be broadcasted to all EARTH servers),
     each server filters endpoint's
     registrations and sender's queries in order to forward them to the
     EARTH - server, holder of the gateway.

9. Security Considerations

     This document raises no security issues. However, a single gateway
     principle could be helpful in controlling access to the ATM cloud.

8. Acknowledgements

     Acknowledgements to ion (ipatm) mailing list.

11. References

     [1] Armitage, G., Support for Multicast over UNI 3.0/3.1 based ATM
     Networks, RFC 2022, November, 1996

     [2] Armitage, G., VENUS - Very Extensive Non-Unicast Service,
     Internet-Draft <draft-armitage-ion-venus-00.txt>, July, 1996

     [3] Cole, R.G., Shur, D.H., Villamizar, C. IP over ATM: A Framework
     Document Internet-Draft <draft-ietf-ipatm-framework-doc-06>,
     October, 1995

     [4] Laubach, M., Classical IP and ARP over ATM, Network Working
     Group, Request for Comments: 1577, Category: Standards Track,
     January, 1994

     [5] Deering, S., Host Extensions for IP Multicasting, IETF, RFC
     1112, August, 1989

     [6] Deering, S., "Multicast Routing in a Datagram Internetwork",
     Ph.D. Thesis, Stanford University, December, 1991.



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     [7] Postel, J., and J. Reynolds, "A Standard for the Transmission of
     IP Datagrams over IEEE 802 Networks", STD 43, RFC 1042, USC/
     Information Sciences Institute, February 1988.

     [8] ATM User-Network Interface Specification, The ATM Forum, v.3.1,
     September, 1994


12. Author's Address

     Michael Smirnov
     GMD FOKUS
     Hardenbergplatz 2, Berlin 10623

     Phone: +49 30 25499113
     Fax:   +49 30 25499202
     EMail: smirnow@fokus.gmd.de



































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