Skip to main content

The MessageBroker WebSocket Subprotocol
draft-hapner-hybi-messagebroker-subprotocol-01

The information below is for an old version of the document.
Document Type
This is an older version of an Internet-Draft whose latest revision state is "Expired".
Authors Mark Hapner , Clebert Suconic
Last updated 2012-03-27
RFC stream (None)
Formats
Stream Stream state (No stream defined)
Consensus boilerplate Unknown
RFC Editor Note (None)
IESG IESG state I-D Exists
Telechat date (None)
Responsible AD (None)
Send notices to (None)
draft-hapner-hybi-messagebroker-subprotocol-01
Network Working Group                                     M. Hapner, Ed.
Internet-Draft                                                    Huawei
Intended status: Standards Track                              C. Suconic
Expires: September 28, 2012                                       redhat
                                                          March 27, 2012

                The MessageBroker WebSocket Subprotocol
             draft-hapner-hybi-messagebroker-subprotocol-01

Abstract

   The WebSocket protocol [I-D.ietf-hybi-thewebsocketprotocol] provides
   a subprotocol extension facility.  The MessageBroker WebSocket
   Subprotocol (MBWS) is a WebSocket Subprotocol used by messaging
   clients to send messages to, and receive messages from an internet
   message broker (herein called a message broker).  A message broker is
   a messaging intermediary that queues messages sent by its clients for
   asynchronous delivery to its clients.

   Messages are addressed to message-broker-specific address names.
   Clients send messages to addresses and consume messages from
   addresses.  Clients do not send messages directly to other clients.

   Message brokers provide a range of functionality that is outside the
   scope of MBWS.  Typically an internet message broker provides a REST
   API for working with this functionality; such as configuring client
   credentials; setting client access controls; configuring address
   routing; etc.

   MBWS limits its scope to the definition of a WebSocket subprotocol
   that provides a full duplex, reliable message transport protocol
   between message brokers and their clients; and, between message
   brokers.

   Since reliable message transport is often independent of a broker's
   particular features, MBWS can be used as the message transport
   protocol for a wide range of message brokers.

   The MBWS subprotocol defines a binary message frame and a text
   message frame.  Both types of frame carry the same protocol; however,
   the protocol bindings differ slightly.  The binary frame is a
   WebSocket binary message that contains an MBWS binary header followed
   by a binary message body.  The text frame is a WebSocket UTF-8 text
   message that contains an MBWS text header followed by a text message
   body.

Status of this Memo

Hapner & Suconic       Expires September 28, 2012               [Page 1]
Internet-Draft               MBWS and MBLWS                   March 2012

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at http://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on September 28, 2012.

Copyright Notice

   Copyright (c) 2012 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.

Hapner & Suconic       Expires September 28, 2012               [Page 2]
Internet-Draft               MBWS and MBLWS                   March 2012

Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  4
   2.  MBWS Functionality . . . . . . . . . . . . . . . . . . . . . .  4
     2.1.  Connection Recovery  . . . . . . . . . . . . . . . . . . .  5
       2.1.1.  MBWS Connections . . . . . . . . . . . . . . . . . . .  5
       2.1.2.  MBWS Connection Name and Connection Recovery . . . . .  5
       2.1.3.  Message Synchronization of a Recovered MBWS
               Connection . . . . . . . . . . . . . . . . . . . . . .  6
         2.1.3.1.  Broker-message-delivery-resync . . . . . . . . . .  7
         2.1.3.2.  Client-message-delivery-resync . . . . . . . . . .  7
       2.1.4.  MBLWS Connections  . . . . . . . . . . . . . . . . . .  7
       2.1.5.  Message Metadata . . . . . . . . . . . . . . . . . . .  7
         2.1.5.1.  Address List . . . . . . . . . . . . . . . . . . .  8
           2.1.5.1.1.  Undeliverable Messages . . . . . . . . . . . .  8
         2.1.5.2.  Content-Type . . . . . . . . . . . . . . . . . . .  8
         2.1.5.3.  Property List  . . . . . . . . . . . . . . . . . .  8
   3.  Additional Issues  . . . . . . . . . . . . . . . . . . . . . .  8
     3.1.  Sec-WebSocket-Protocol Field . . . . . . . . . . . . . . .  9
     3.2.  Client Identity  . . . . . . . . . . . . . . . . . . . . .  9
     3.3.  Message Security . . . . . . . . . . . . . . . . . . . . .  9
     3.4.  Empty Protocol Values  . . . . . . . . . . . . . . . . . .  9
   4.  MBWS/MBLWS Protocol ABNF . . . . . . . . . . . . . . . . . . .  9
   5.  Scenarios  . . . . . . . . . . . . . . . . . . . . . . . . . . 11
     5.1.  MBWS Connection Recovery Scenario  . . . . . . . . . . . . 11
     5.2.  MBLWS Session Scenario . . . . . . . . . . . . . . . . . . 12
   6.  Issues Outside the Scope of this Document  . . . . . . . . . . 12
     6.1.  Messaging Scope  . . . . . . . . . . . . . . . . . . . . . 12
     6.2.  Message Acknowledgement Interval . . . . . . . . . . . . . 12
     6.3.  Synchronous Messaging  . . . . . . . . . . . . . . . . . . 12
     6.4.  End-to-End Reliability . . . . . . . . . . . . . . . . . . 13
   7.  References . . . . . . . . . . . . . . . . . . . . . . . . . . 13
   Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 13

Hapner & Suconic       Expires September 28, 2012               [Page 3]
Internet-Draft               MBWS and MBLWS                   March 2012

1.  Introduction

   The WebSocket protocol [I-D.ietf-hybi-thewebsocketprotocol] provides
   a subprotocol extension facility.  The MessageBroker WebSocket
   Subprotocol (MBWS) is a WebSocket Subprotocol used by messaging
   clients to send messages to, and receive messages from an internet
   message broker (herein called a message broker).  A message broker is
   a messaging intermediary that queues messages sent by its clients for
   asynchronous delivery to its clients.

   Messages are addressed to message-broker-specific address names.
   Clients send messages to addresses and consume messages from
   addresses.  Clients do not send messages directly to other clients.

   Message brokers provide a range of functionality that is outside the
   scope of MBWS.  Typically an internet message broker provides a REST
   API for working with this functionality; such as configuring client
   credentials; setting client access controls; configuring address
   routing; etc.

   MBWS limits its scope to the definition of a WebSocket subprotocol
   that provides a full duplex, reliable message transport protocol
   between message brokers and their clients; and, between message
   brokers.

   Since reliable message transport is often independent of a broker's
   particular features, MBWS can be used as the message transport
   protocol for a wide range of message brokers.

   The MBWS subprotocol defines a binary message frame and a text
   message frame.  Both types of frame carry the same protocol; however,
   the protocol bindings differ slightly.  The binary frame is a
   WebSocket binary message that contains an MBWS binary header followed
   by a binary message body.  The text frame is a WebSocket UTF-8 text
   message that contains an MBWS text header followed by a text message
   body.

2.  MBWS Functionality

   MBWS subprotocol defines two capabilities:
   o  Connection Recovery - the ability to support a logical, reliable
      connection that spans a sequence of WebSocket sessions (herein,
      such a connection is called a 'connection')
   o  Message Metadata - the ability to annotate a WebSocket message
      with metadata to support the functionality of a message broker

   This document defines two subprotocols - MessageBroker WebSocket

Hapner & Suconic       Expires September 28, 2012               [Page 4]
Internet-Draft               MBWS and MBLWS                   March 2012

   Subprotocol (MBWS) and MessageBrokerLight WebSocket Subprotocol
   (MBLWS).  MBWS supports both Connection Recovery and Message
   Metadata.  MBLWS supports only Message Metadata.

   The protocol description defines the logical MBWS and MBLWS
   subprotocols.  The protocol ABNF [RFC5234] defines the binding of
   these protocols to MBWS binary frames and text frames.  MBLWS uses
   the same frames as MBWS.

2.1.  Connection Recovery

   When a WebSocket is normally closed, both client and server can
   assume the messages they sent/delivered have been received by the
   other party.

   The reliability of the WebSocket's underlying TCP connection,
   combined with the WebSocket close protocol, insures that both parties
   have implicitly acknowledged the receipt of the all messages they
   have been sent.

   If a WebSocket session fails, the protocol does not define how the
   parties resolve what messages have been received and what messages
   have been lost.  In many cases, this is not an issue; however,
   message brokers typically provide once-and-only-once QoS and
   WebSocket alone is not sufficient to support this.

   MBWS defines a Connection Recovery subprotocol that allows a message
   broker client whose connection's session has failed to create a new
   WebSocket session that extends the connection and reliably
   resynchronizes its full duplex message transport such that no
   messages are lost or duplicated.

2.1.1.  MBWS Connections

   MBWS defines a connection that spans a sequence of one or more
   WebSocket sessions.  During the time period between the failure of
   one of its sessions and the creation of its next session, its parties
   must maintain the state required to recover the connection.  Since
   messages may be lost when a session fails, this state must contain a
   window of recently sent messages.  MBWS provides support for
   identifying connections; maintaining recently sent message windows;
   recovering a connection on a new session; and, resynchronizing a
   recovered connection's message transport.

2.1.2.  MBWS Connection Name and Connection Recovery

   When a client requests a new connection it sends a Connect frame with
   an empty connection name.  The server must respond with a Connect

Hapner & Suconic       Expires September 28, 2012               [Page 5]
Internet-Draft               MBWS and MBLWS                   March 2012

   frame containing the name of a new connection.  The MBWS client must
   retain this connection name so that it can be used later to recovery
   this connection if this connection's current WebSocket session were
   to fail.  If a connection's WebSocket session is closed, as defined
   by the WebSocket close protocol, it also closes the connection.  It
   is recommended but not required that connection name be a URN.

   When a client requests the recovery of a connection, it sends a
   Connect frame containing the name of the connection to be recovered.
   The message broker must then respond with a Connect frame containing
   a connection name.  If this connection name matches the value sent by
   the client, the server has accepted the recovery request.  If the
   name does not match, the server has rejected the recovery request and
   has opened a new connection.

   Connection's are identified by a combination of client origin and
   connection name.  Only the client origin that opened the connection
   can recover the connection.

2.1.3.  Message Synchronization of a Recovered MBWS Connection

   MBWS requires clients and message brokers to use an implicit sequence
   numbering protocol for the messages transported by a connection.
   Each direction of transport defines a separate sequence.  The first
   message sent by each party is sequence number 1, the next is 2, etc.
   Since both parties are guaranteed to see the messages in the order
   sent, no explicit exchange of sequence numbers is required.

   Both parties must acknowledge receipt of messages they receive.  This
   is done by sending an Acknowledge frame with the sequence number of
   the last message reliably received.  When a sending party receives an
   Acknowledge frame from its receiving party, the sending party can
   delete from its message recovery window all messages with sequence
   numbers less than or equal to the Acknowledge sequence number.

   If a session abnormally terminates and a message broker accepts a
   client's request to recover the connection, both client and message
   broker must verify that they can resume sending messages with the
   message sequence number required by each.  Connection recovery
   message resynchronization is a serial two phase process.  First, the
   client provides the message broker with the information required for
   the broker to restart message delivery.  This phase is named broker-
   message-delivery-resync.  Second, the message broker provides the
   client with information required for the client to restart message
   delivery.  This phase is named client-message-delivery-resync.

   If both broker-message-delivery-resync and client-message-delivery-
   resync succeed, the connection has been recovered.  If either fails,

Hapner & Suconic       Expires September 28, 2012               [Page 6]
Internet-Draft               MBWS and MBLWS                   March 2012

   a new connection is opened.

2.1.3.1.  Broker-message-delivery-resync

   The client sends an Acknowledge frame containing the sequence number
   of the last message it has received.  The message broker validates it
   can resume sending with the next message in sequence.

   If so, the message broker must reply with a Connect frame containing
   the connection name being recovered.  Connection recovery then
   proceeds with the client-message-deliveryresync phase.

   If the message broker cannot restart with this message, it must reply
   with a Connect frame with a new connection name.  Message transport
   then begins on this new connection.

2.1.3.2.  Client-message-delivery-resync

   The message broker sends the client an Acknowledge frame containing
   the sequence number of the last message it has received.  The client
   validates it can resume sending with the next message in sequence.

   If so, the client must reply with a Connect frame containing the
   connection name being recovered.  This completes a successful
   connection recovery and normal full duplex message transport resumes.

   If the client cannot restart with this message, it must reply with a
   Connect frame containing an empty connection name.  The message
   broker must then respond with a Connect frame containing a new
   connection name.  Message transport then begins on this new
   connection.

2.1.4.  MBLWS Connections

   An MBLWS client opens a new connection with the same Connect frame
   protocol as used by an MBWS client.  MBLWS does not support
   connection recovery.  MBLWS connections do not span WebSocket
   sessions.  If an MBLWS client sends a Connect frame containing a
   connection name, the connection name must be ignored and a new
   connection must be opened.  MBLWS connections do not use
   Acknowledgement frames.  If an MBLWS client sends an Acknowledgement
   frame, it must be ignored.  If connection's WebSocket session fails
   or is closed, the connection is closed.

2.1.5.  Message Metadata

   MBWS and MBLWS define a message header containing three metadata
   elements.  In order, these are Address List, Content-Type and

Hapner & Suconic       Expires September 28, 2012               [Page 7]
Internet-Draft               MBWS and MBLWS                   March 2012

   Property List.

2.1.5.1.  Address List

   For messages sent by a client to a broker, the Address List contains
   the list of destination Addresses to which to send the message.
   Empty Addresses are ignored.  For messages delivered by a message
   broker to a client, Address List contains the addresses from which
   the message originated.

   It is recommended but not required that address value be a URN.

   The format and semantics of Address is message broker dependent and
   is outside the scope of MBWS.  For instance, some brokers may treat
   Address as a strictly local name; other brokers may support a more
   global form of addressing.  Broker-specific message routing semantics
   determine how a destination Address's messages are to be routed and
   how message's origination Addresses are determined.  This includes
   defining the meaning of an empty destination Address List and an
   empty origination Address List.

2.1.5.1.1.  Undeliverable Messages

   An messages's Address may not be known to a broker.  MBWS does not
   define how such dead-letters are handled once they are received by a
   message broker.  MBWS requires a message broker to acknowledge every
   message sent to it, whether or not it can deliver it.

2.1.5.2.  Content-Type

   Immediately following Address List, a message header contains a
   Content-Type.  Its value is a UTF-8 string containing the MIME
   discrete type [RFC2045] that describes the message's content.
   Content-Type may be empty.

2.1.5.3.  Property List

   Immediately following Content-Type, a message header contains a
   Property List.  This list contains zero or more Properties.  Each
   Property is a Name/Value pair with each being a UTF-8 string.  MBWS
   does not define the semantics of Properties.

3.  Additional Issues

Hapner & Suconic       Expires September 28, 2012               [Page 8]
Internet-Draft               MBWS and MBLWS                   March 2012

3.1.  Sec-WebSocket-Protocol Field

                    Sec-WebSocket-Protocol Field Values

                           +------------------+
                           |       Value      |
                           +------------------+
                           |  MBWS.huawei.com |
                           | MBLWS.huawei.com |
                           +------------------+

   WebSocket defines the subprotocol negotiation process.  This starts
   with a client including the Sec-WebSocket-Protocol Field with one or
   more subprotocol names in its WebSocket upgrade request.  The table
   above specifies the values for the two subprotocols defined in this
   document.

3.2.  Client Identity

   WebSocket uses the HTTP origin model to identify clients.  MBWS uses
   the same client identity model.

3.3.  Message Security

   WebSocket supports TLS and MBWS/MBLWS recommends, but does not
   require, its use.  In addition to providing better security the use
   of TLS and port 443 insures that MBWS connections avoid the overhead
   and latency of having to traverse web proxies.

3.4.  Empty Protocol Values

   In several places, the protocol refers to an 'empty' UTF-8 string
   element.  In MBWS, UTF-8 string protocol elements are length-
   delimited.  An 'empty' element is one with a zero valued length
   delimiter.

4.  MBWS/MBLWS Protocol ABNF

mbws-frame = binary-frame / text-frame
;the frame used with a WS binary message
binary-frame =
    binary-connect-frame / binary-acknowledge-frame / binary-message-frame
binary-connect-frame = binary-connect-frame-id binary-connection-name
binary-connect-frame-id = %x01
binary-connection-name = binary-string
binary-acknowledge-frame =

Hapner & Suconic       Expires September 28, 2012               [Page 9]
Internet-Draft               MBWS and MBLWS                   March 2012

    binary-acknowledge-frame-id binary-message-sequence-number
binary-acknowledge-frame-id = %x02
binary-message-sequence-number = varint
binary-message-frame =
    binary-message-frame-id binary-message-header binary-message-body
binary-message-frame-id = %x03
binary-message-header =
    binary-address-list binary-content-type binary-property-list
binary-address-list = binary-list-length *binary-address
binary-address = binary-string
binary-content-type = binary-string
binary-property-list = binary-list-length *binary-property
binary-property = binary-property-name binary-property-value
binary-property-name = binary-string
binary-property-value = binary-string
binary-message-body = *OCTET
;the frame used with a WS text message
text-frame =
    text-connect-frame / text-acknowledge-frame / text-message-frame
text-connect-frame = text-connect-frame-id text-connection-name
text-connect-frame-id = %x31 SP
text-connection-name = text-string
text-acknowledge-frame =
    text-acknowledge-frame-id text-message-sequence-number
text-acknowledge-frame-id = %x32 SP
text-message-sequence-number = text-int
text-message-frame =
    text-message-frame-id text-message-header text-message-body
text-message-frame-id = %x33 SP
text-message-header =
    text-address-list text-content-type text-property-list
text-address-list = text-list-length *text-address
text-address = text-string
text-content-type = text-string
text-property-list = text-list-length *text-property
text-property = text-property-name text-property-value
text-property-name = text-string
text-property-value = text-string
text-message-body = UTF8-string
;UTF8 encoded character string
UTF8-string = *(OCTET)
;Google Protocol Buffers base 128 varint
varint = 1*8(OCTET)
;the number of characters in a UTF8 string
binary-string-length = varint
binary-string = binary-string-length UTF8-string
;the number of entries in a list
binary-list-length = varint

Hapner & Suconic       Expires September 28, 2012              [Page 10]
Internet-Draft               MBWS and MBLWS                   March 2012

text-int = DIGIT *DIGIT SP
;the number of characters in a UTF8 string
text-string-length = text-int
text-string = text-string-length UTF8-string
;the number of entries in a list
text-list-length = text-int ;the number of entries in a list

                                 Figure 1

5.  Scenarios

5.1.  MBWS Connection Recovery Scenario

   1.   Broker provides 'ws:' and/or 'wss:' URIs for accepting MBWS
        connections.
   2.   Client establishes an HTTP session with Broker; identifies
        itself using HTTP client origin; and, authenticates itself using
        HTTP authentication.
   3.   If successful, Client requests HTTP upgrade to MBWS Subprotocol.
   4.   If upgrade successful, Client sends Connect frame with empty
        connection name.
   5.   Broker responds with Connect frame containing a new connection
        name.
   6.   Broker starts streaming messages to client; and, Client starts
        streaming messages to Broker.
   7.   Client and Broker periodically acknowledge receipt of each
        other's messages using Acknowledge frames.
   8.   Client or Broker may initiate session close as defined by
        WebSocket.
   9.   If session abnormally terminates, client recovers connection by
        executing (1) through (3) and then continues with (10)
   10.  Client sends Connect frame containing connection name it wishes
        to recover
   11.  Broker responds with Connect frame.  If Connect frame contains a
        new connection name, broker has rejected recovery and opened a
        new connection, processing continues with (6).  If Connect frame
        contains recovery connection name, broker has accepted recovery.
   12.  Client sends Acknowledge frame containing the sequence number of
        the last message it has received.
   13.  Broker responds with Connect frame.  If Connect frame contains a
        new connection name, broker has rejected recovery and opened a
        new connection, processing continues with (6).  If Connect frame
        contains recovery connection name, broker has accepted recovery.
   14.  Broker sends Acknowledge frame containing the sequence number of
        the last message it has received.

Hapner & Suconic       Expires September 28, 2012              [Page 11]
Internet-Draft               MBWS and MBLWS                   March 2012

   15.  Client responds with Connect frame.  If Connect frame contains
        an empty connection name, client has rejected recovery and
        processing continues with (5).  If the connection name is the
        recovery connection name, processing continues at (6)

5.2.  MBLWS Session Scenario

   1.  Broker provides 'ws:' and/or 'wss:' URIs for accepting MBLWS
       sessions.
   2.  Client establishes an HTTP session with Broker; identifies itself
       using HTTP client origin; and, authenticates itself using HTTP
       authentication.
   3.  Broker starts streaming available messages to client; and, Client
       starts streaming messages to Broker.
   4.  Client or Broker may initiate session close as defined by
       WebSocket.

6.  Issues Outside the Scope of this Document

   _This section is non-normative._

6.1.  Messaging Scope

   Message brokers provide message-broker-specific functionality for
   routing, queueing, forwarding, filtering, transporting, etc.
   messages.  This results in the broker delivering specific messages to
   specific clients.  This document defines how a message broker uses
   the subprotocols defined here to transport messages to/from a client.
   All other message broker functionality is outside the scope of this
   document.

6.2.  Message Acknowledgement Interval

   The parties of an MBWS connection decide when to send Acknowledge
   frames.  Typically these are sent after some number of messages have
   been received or some time interval has elapsed within which at least
   one message has been received.  The choice of acknowledgement
   interval is outside the scope of this document.

6.3.  Synchronous Messaging

   Message brokers have a history of supporting synchronous messaging
   where clients make blocking calls to send and to receive messages.
   WebSocket and MBWS are natively asynchronous messaging protocols.
   MBWS is optimized for asynchronous, full duplex message transport.
   It has not been designed for synchronous messaging.

Hapner & Suconic       Expires September 28, 2012              [Page 12]
Internet-Draft               MBWS and MBLWS                   March 2012

6.4.  End-to-End Reliability

   The responsibility for reliable message delivery over a MBWS
   connection is not the responsibility of the message broker alone - it
   is only achieved when both clients and brokers implement recovery of
   connections.  The degree to which clients and message brokers are
   able to recover from failure is outside the scope of this document.

7.  References

   [I-D.ietf-hybi-thewebsocketprotocol]
              Fette, I. and A. Melnikov, "The WebSocket protocol",
              draft-ietf-hybi-thewebsocketprotocol-17 (work in
              progress), September 2011.

   [GPBE]     "Google Protocol Buffers Encoding <http://code.google.com/
              apis/protocolbuffers/docs/encoding.html>".

   [RFC2045]  Freed, N. and Borenstein, N., "Multipurpose Internet Mail
              Extensions (MIME) Part One: Format of Internet Message
              Bodies", November 1966.

   [RFC5234]  Crocker, D. and P. Overell, "Augmented BNF for Syntax
              Specifications: ABNF", January 2008.

Authors' Addresses

   Mark Hapner (editor)
   Huawei

   Email: mhapner@huawei.com

   Clebert Suconic
   redhat

   Email: csuconic@redhat.com

Hapner & Suconic       Expires September 28, 2012              [Page 13]