Network Working Group A. Langley
Internet-Draft Google Inc
Expires: October 26, 2012 April 24, 2012
Transport Layer Security (TLS) Next Protocol Negotiation Extension
draft-agl-tls-nextprotoneg-03
Abstract
This document describes a Transport Layer Security (TLS) extension
for application layer protocol negotiation. This allows the
application layer to negotiate which protocol should be performed
over the secure connection.
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Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 3
2. Requirements Notation . . . . . . . . . . . . . . . . . . . . 4
3. Next Protocol Negotiation Extension . . . . . . . . . . . . . 5
4. Protocol selection . . . . . . . . . . . . . . . . . . . . . . 8
5. Design discussion . . . . . . . . . . . . . . . . . . . . . . 9
6. Security considerations . . . . . . . . . . . . . . . . . . . 10
7. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 11
8. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . 12
9. References . . . . . . . . . . . . . . . . . . . . . . . . . . 13
9.1. Normative References . . . . . . . . . . . . . . . . . . . 13
9.2. Informative References . . . . . . . . . . . . . . . . . . 13
Author's Address . . . . . . . . . . . . . . . . . . . . . . . . . 14
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1. Introduction
The Next Protocol Negotiation extension (NPN) is currently used to
negotiate the use of SPDY [spdy] as an application level protocol on
port 443, and to perform SPDY version negotiation. However, it is
not SPDY specific in any way.
Designers of new application level protocols are faced with a
problem: there are no good options for establishing a clean transport
for a new protocol and negotiating its use. Negotiations on port 80
will run afoul of intercepting proxies. Ports other than 80 and 443
are likely to be firewalled without any fast method of detection, and
are also unlikely to traverse HTTP proxies with CONNECT. Negotiating
on port 443 is possible, but may run afoul of MITM proxies and also
uses a round trip for negotiation on top of the round trips for
establishing the TLS connection. Negotiation at that level is also
dependent on the application level protocol, i.e. the real world
tolerance of servers to HTTP Upgrade requests.
Next Protocol Negotiation allows application level protocols to be
negotiated without additional round trips and with clean fallback in
the case of an unsupportive MITM proxy.
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2. Requirements Notation
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in RFC 2119 [RFC2119].
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3. Next Protocol Negotiation Extension
A new extension type ("next_protocol_negotiation(13172)") is defined
and MAY be included by the client in its "ClientHello" message. If,
and only if, the server sees this extension in the "ClientHello", it
MAY choose to echo the extension in its "ServerHello".
enum {
next_protocol_negotiation(13172), (65535)
} ExtensionType;
The "extension_data" field of a "next_protocol_negotiation" extension
in a "ClientHello" MUST be empty.
The "extension_data" field of a "next_protocol_negotiation" extension
in a "ServerHello" contains an optional list of protocols advertised
by the server. Protocols are named by opaque, non-empty byte strings
and the list of protocols is serialized as a concatenation of 8-bit,
length prefixed byte strings. Implementations MUST ensure that the
empty string is not included and that no byte strings are truncated.
A new handshake message type ("next_protocol(67)") is defined. If,
and only if, the server included a "next_protocol_negotiation"
extension in its "ServerHello" message, the client MUST send a
"NextProtocol" message after its "ChangeCipherSpec" and before its
"Finished" message.
enum {
next_protocol(67), (65535)
} HandshakeType;
Therefore a full handshake with "NextProtocol" has the following flow
(contrast with section 7.3 of RFC 5246 [RFC5246]):
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Client Server
ClientHello (NPN extension) -------->
ServerHello
(NPN extension &
list of protocols)
Certificate*
ServerKeyExchange*
CertificateRequest*
<-------- ServerHelloDone
Certificate*
ClientKeyExchange
CertificateVerify*
[ChangeCipherSpec]
NextProtocol
Finished -------->
[ChangeCipherSpec]
<-------- Finished
Application Data <-------> Application Data
An abbreviated handshake with "NextProtocol" has the following flow:
Client Server
ClientHello (NPN extension) -------->
ServerHello
(NPN extension &
list of protocols)
[ChangeCipherSpec]
<-------- Finished
[ChangeCipherSpec]
NextProtocol
Finished -------->
Application Data <-------> Application Data
The "NextProtocol" message has the following format:
struct {
opaque selected_protocol<0..255>;
opaque padding<0..255>;
} NextProtocol;
The contents of "selected_protocol" are an opaque protocol string,
but need not have been advertised by the server. The length of
"padding" SHOULD be 32 - ((len(selected_protocol) + 2) % 32). Note
that len(selected_protocol) does not include its length prefix.
Unlike many other TLS extensions, this extension does not establish
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properties of the session, only of the connection. When session
resumption or session tickets [RFC5077] are used, the previous
contents of this extension are irrelevant and only the values in the
new handshake messages are considered.
For the same reasons, after a handshake has been performed for a
given connection, renegotiations on the same connection MUST NOT
include the "next_protocol_negotiation" extension.
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4. Protocol selection
It's expected that a client will have a list of protocols that it
supports, in preference order, and will only select a protocol if the
server supports it. In that case, the client SHOULD select the first
protocol advertised by the server that it also supports. In the
event that the client doesn't support any of server's protocols, or
the server doesn't advertise any, it SHOULD select the first protocol
that it supports.
There may be cases where the client knows, via other means, that a
server supports an unadvertised protocol. In these cases the client
can simply select that protocol.
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5. Design discussion
NPN is an outlier from TLS in several respects: firstly that it
introduces a handshake message between the "ChangeCipherSpec" and
"Finished" message, that the handshake message is padded, and that
the negotiation isn't done purely with the hello messages. All these
aspects of the protocol are intended to prevent middle-ware
discrimination based on the negotiated protocol and follow the
general principle that anything that can be encrypted, should be
encrypted. The server's list of advertised protocols is in the clear
as a compromise between performance and robustness.
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6. Security considerations
The server's list of supported protocols is still advertised in the
clear with this extension. This may be undesirable for certain
protocols (such as Tor [tor]) where one could imagine that hostile
networks would terminate any TLS connection with a server that
advertised such a capability. In this case, clients may wish to
opportunistically select a protocol that wasn't advertised by the
server. However, the workings of such a scheme are outside the scope
of this document.
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7. IANA Considerations
This document requires IANA to update its registry of TLS extensions
to assign entry 13172 as "next_protocol_negotiation".
This document also requires IANA to update its registry of TLS
handshake types to assign entry 67 as "next_protocol".
This document also requires IANA to create a registry of TLS Next
Protocol Negotiation protocol strings on a first come, first served
basis, initially containing the following entries:
o "http/1.1": HTTP/1.1 [RFC2616]
o "spdy/1": (obsolete) SPDY version 1
o "spdy/2": SPDY version 2
o "spdy/3": SPDY version 3
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8. Acknowledgments
This document benefited specifically from discussions with Wan-Teh
Chang and Nagendra Modadugu.
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9. References
9.1. Normative References
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119, March 1997.
[RFC5246] Dierks, T. and E. Rescorla, "The Transport Layer Security
(TLS) Protocol Version 1.2", RFC 5246, August 2008.
9.2. Informative References
[RFC2616] Fielding, R., Gettys, J., Mogul, J., Frystyk, H.,
Masinter, L., Leach, P., and T. Berners-Lee, "Hypertext
Transfer Protocol -- HTTP/1.1", RFC 2616, June 1999.
[RFC5077] Salowey, J., Zhou, H., Eronen, P., and H. Tschofenig,
"Transport Layer Security (TLS) Session Resumption without
Server-Side State", RFC 5077, January 2008.
[tor] Dingledine, R., Matthewson, N., and P. Syverson, "Tor: The
Second-Generation Onion Router", August 2004.
[spdy] Belshe, M. and R. Peon, "SPDY Protocol (Internet Draft)",
Feb 2012.
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Author's Address
Adam Langley
Google Inc
Email: agl@google.com
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