M. Brunner
   Internet Draft                                              R. Greco
   Document: draft-brunner-nsis-rsvp2-00.txt                        NEC
   Expires: March 2003                                     October 2002


                          Towards RSVP Version 2
                     <draft-brunner-nsis-rsvp2-00.txt>


Status of this Memo

   This document is an Internet-Draft and is in full conformance
   with all provisions of Section 10 of RFC2026.


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Abstract

   This memo is a first step towards the design of RSVP Version 2. We
   take RSVP Version 1 as a basis of this work. RSVP has been criticized
   mainly because of its complexity and poor scalability among others.

   We present the first steps towards the definition of a new version of
   RSVP. The goal is to provide a more "light" approach that can help
   improve handling reservations in the network by means of a simplified
   behavior.

   This proposal for RSVP Version 2 is not meant as a complete
   replacement of RSVP Version 1 but is meant to coexist with Version 1.
   For some scenarios such as receiver orientation and multicasting we
   assume that RSVP version 1 works fine.

1. Introduction

   A key to the success in the provision of QoS over the Internet is the
   ability to schedule resources along the communications paths
   according to the reservations issued by users. As a result of
   reservation signaling, the nodes along the communications paths

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   should contain sufficient information to detect packets belonging to
   specific data flows and be prepared to provide them with an adequate
   quality of service.

   Not only QoS needs signaling but different other applications should
   get enabled such as signaling for MPLA label switched paths or for
   firewall traversals [TIST][RSVP-TE].

   Currently, the most widely used reservation protocol is RSVP. RSVP
   has a large number of implementations in place and it has been
   standardized by the IETF in September 1997. For these reasons, we
   take RSVP as the basis of this work. However, since its
   standardization, RSVP has been criticized mainly because of its
   complexity and poor scalability. The protocol has been designed for
   large multicast scenarios and for multicast applications such as the
   distribution of audio and video contents over IP multicast, as it is
   done with the MBONE [RFC 3170]. Although RSVP responds well to the
   needs why it has been designed, it is felt to be too complex to be
   used in many other scenarios, that are perhaps more restricted but
   nevertheless useful for a wide range of applications.

   This document presents the first steps towards the definition of a
   new version of RSVP, which we call RSVPv2. The goal of RSVPv2 is to
   provide a more "light" approach that can help improve handling
   reservations in the network by means of a simplified behavior. In
   particular, the new protocol should be able to be more efficient in
   terms of reservations setup time. We also introduce into the protocol
   a series of new mechanisms that extend it to make it able to handle
   mobility. It is a first experiment to open up the road for
   applications based on mobile IP that need an adequate provision of
   quality of service. RSVPv2 is not intended to replace RSVP but, on
   the contrary, to coexist with it in a dual stack architecture, so
   that both reservation protocols are available to applications with
   different needs.

   In the rest of this document, we present in details a possible design
   of RSVPv2, including the new features for mobility. The message
   formats are a quick shot and must be refined in the future anyway.

2. Conventions used in this document

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in
   this document are to be interpreted as described in RFC-2119.

3. Design Principles

3.1. Co-exist with RSVP Version 1

   The proposal explicitly changes RSVP Version one such that it co-
   exists with the implementation of version 1. It is not meant to re-
   design the feature RSVP version 1 does in a nice way.


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   Version 2 should run dual-stack together with version 1.

3.2. Small and efficient core protocol

   The core protocol is small, simple and efficient. Only minimal
   functionality is used in the core protocol. Everything, which might
   not be used in some scenarios or environments is removed and should
   get handled in the service specific part.

3.3. Service-specific extensibility

   The service-specific part is freely extensible. Any type of service
   request can be used. We assume some service types will get
   standardized, others are Network provider specific, or vendor
   specific.

3.4. Service Toolbox

   Since still a set of functionality might be reused for several
   service. We provide the mechanism to add common parts into the
   service specification. The question then is only is the comman part
   present or not. Examples of such common parts include security and
   policy data for authentication and authorization.

4. General features

   The main features of RSVPv2 have been designed by evaluating pros and
   cons and trying to learn as much as possible from RSVP, other
   protocols and from the critics moved to them.

4.1. Unicast

   RSVPv2 has been thought as a unicast protocol. Even if we consider
   multicast as an important feature of a signaling protocol, we
   focused, as a first step in the protocol design, on  simplicity and
   a lightweight approach that can fit very well in many scenarios. We
   think that multicast support can be regarded as an extension to be
   added to the protocol. The idea is to have an underlying common
   structure that can be specialised adding different functionalities
   required by particular scenarios.

   We even believe the proposed protocol works also for multicast,
   however with homogeneous receivers and with only small groups.

4.2. Sender-Oriented

   We propose a sender-oriented protocol. This approach has been chosen
   considering that, in this way, the complexity of the protocol can be
   reduced. In fact, the cost of sending advertisements, processing them
   in each aware router along the path is eliminated, together with the
   necessity of symmetric routing (from source to destination and vice
   versa). Besides, the time to obtain a reservation decreases. This


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   approach does not give the receiver the opportunity to choose or
   change service-parameters.

   However, from the experience with RSVP version 1, it has been seen
   that in most of the cases the receiver will simply request whatever
   traffic bandwidth the sender has indicated. The receiver-oriented
   approach is helpful in multicast scenario where there is the need to
   accommodate a large number of groups membership and heterogeneous
   receiver requirements. As previously mentioned, RSVPv2 has been
   thought for unicast scenarios and as a minimal protocol where
   multicast support can be provided by RSVP version 1 running dual
   stack with RSVPv2 or by extension of the protocol itself.

4.3. Soft State

   RSVP version 1 is a Soft State protocol, which means that information
   about the flows are temporary saved along the path. Soft state gives
   adaptivity to route changes during the lifetime of a reservation and
   increases the protocol robustness to loss of messages. Besides,
   unexpected loss of connectivity from an end-point will simply lead to
   timeout states after some time along the path. These characteristics
   seem to be very important in every scenario where a signaling
   protocol can be used.

   Soft state, on the other hand, introduces the issue of refreshing the
   information stored along the path. For RSVPv2, we propose to make the
   end points of the reservation responsible for sending end-to-end
   refresh messages and in particular the source. In this way, the
   effort done by intermediate nodes is reduced to the forwarding of the
   refresh message as opposite to issuing such messages upon expiration
   of the correspondent soft state lifetime.

   Besides, even if the soft state approach does not require the
   existence of any mechanism for the explicit end (teardown) of a
   reservation, this feature can be useful to avoid keeping resources
   allocated when they are not needed any longer.
   RSVPv2 supports the explicit end of a reservation coming from the
   source that requested the reservation.

4.4. Reservation and Error notification

   After sending a reservation request, it is desirable to receive an
   answer about its result. RSVPv2 has been designed including a
   reservation acknowledgement sent from the destination back to the
   source in the case of a successful reservation. This acknowledgement
   can be used by the source as an indication that the reservation has
   been completed along the path. A source may decide whether to wait
   for this acknowledgement or not before sending the data (optimistic
   versus pessimistic behavior).

   In the same way, it is desirable to receive information in case of
   failure of a reservation in a node along the network. RSVPv2 sends an
   error notification from the node where the reservation failed back to

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   the source. This message may contain information on the state of the
   resources at the node where the failure occurred and it can be used
   by the source to perform a new reservation request with different
   parameters. However, this information is very service specific, there
   for the acknowledgment might contain service-specific information.

4.5. Modularity and Extensibility

   The proposal is partly modular in the sense that two different layers
   are used. The base signaling protocol and a service-specific part are
   differentiated. The base signaling protocol is pretty monolithic
   because it is optimized for speed. The service-specific part is very
   open to any modularity and extensibility.

4.6. Service specification

   RSVP version 1 can provide one of the following types of service:
   Guaranteed Load and Controlled Load Services and defines the
   according service specifications. RSVPv2 wants, on the other hand, to
   be as general as possible as far as offering services is concerned.
   The idea is that the protocol should be able to carry specifications
   for a large number of services in order to be easily used in
   different scenarios and not only for QoS.

4.7. Transport mechanism

   For RSVPv2, all messages are sent as raw IP packets, following the
   same approach used in version 1. The main motivation lies in the
   architectural consideration that we want to have a network-level
   signaling protocol. This basically excludes to use any transport
   protocol.

4.8. Flow Identifier and Reservation Identifier

   To keep things separate as much as possible, RSVPv2 uses different
   information to identify a flow and a reservation. In other words,
   each RSVP message carries a Reservation Identifier to address the
   reservation and a Flow Identifier that allows matching data level
   mechanisms with the reservation previously set.

   Mobile IP scenarios and processing refresh messages profit of this
   feature. The first because the source or destination address of the
   same reservation might change; the second because searching for a
   Reservation Identifier is fast than a N-tuple search.

4.9. Refreshing Reservations

   As described before we propose to reuse the soft-state approach.
   This implies the use of a refresh mechanism of information stored in
   states.

   In RSVPv2 refresh messages are generated from the endpoints and
   refresh all the state for the reservation saved along the path.

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   Refreshes happen through two different messages a reservation message
   as well as through a refresh message. Sending a smaller refresh
   message containing only the reservation id and the time value
   optimizes for lower badwidth and faster message processing. Using the
   refresh message approach, it is necessary to be aware that in case of
   route change, there will not be any route adaptation.

   A compromise need to be found between reducing the refresh period and
   not increasing too much the overhead of the protocol. Reducing the
   refresh interval mainly means:
   -Quicker adaptability to the routing changes
   -Increased robustness to message loss
   -Increasing the protocol overhead

   For these reasons, RSVPv2 leaves the application requiring the
   reservation the freedom to choose the more appropriate time interval
   for the refresh. The cost for signaling can be handled in a market
   managed way.

4.10. Timers

   The states need to be refreshed somehow. In order to keep the
   protocol simple, the numbers of timers used is reduced to the
   minimum. RSVP version 1 sets a timer for each state saved. This fact
   adds complexity and increase scalability problems in the core network
   due to the management of thousands of timers. The proposal for
   RSVPv2 is to use just one timer for each RSVPv2 daemon. This timer
   acts as a garbage collector periodically scanning the list of the
   saved states and erasing all the timed out entries.

   The time value carried by the reservation messages can be a default
   value or the expected time an application needs that particular
   service. Both solutions have pros and cons, but what is suggested is
   that the first message should carry the default time (i.e. 30s as
   suggested in RSVP version 1) because the reservation can fail before
   the end point of the reservation is reached and the states already
   set should timeout quickly. If the reservation is established, a
   longer time should be carried.

   With this solution, the synchronization of periodic refresh messages
   stated in RSVPv1 is avoided.

5. Outline of the protocol

5.1. Overview

   +--------------------------+
   |    Service-specific      |
   +--------------------------+
   |     Base RSVPv2          |
   +--------------------------+
   |       IP                 |
   +--------------------------+

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   Figure: Layering

   RSVPv2 as already Version 1 operates directly on top of IP. There is
   a limited base signaling protocol, where service-specifics are placed
   on top of the base protocol. In the base-protocol not much
   extensibility, modularity, or different modes of operations are
   included.

   The base signaling protocol should be fast and provide very basic
   functionality, whereas service specific parts are keeping a lot of
   functionality used for the signaling for that particular service.

   For instance, any policy data and security relevant data is kept in
   the service-specific part, since this heavily depends on the
   environment and situation the protocol is used.

   However, we could imagine that the service-specific part does have
   two layers as well. A common service toolbox containing anything
   dealing with security and policy might be defined in order to have
   unified mechanisms to be used by several services using RSVPv2.

5.2. Operation

   The scenario (and we use a scenario for ease of understanding)
   presented here consists of two end-systems placed in different part
   of the network that want to request a reservation before transmitting
   the data.

   The goal of the protocol is to carry a service request from the data
   source to the destination.  This operation is carried out in two
   steps. As a first step, the source sends a reservation (RESV) message
   to the destination. If the message reaches the receiver, than an
   acknowledgement (ACK) is sent back from the receiver to the source as
   a confirmation of the reservation set up. If an error occurs along
   the path, then, the RESV message is not further forwarded and an
   error message (NACK) is returned back to the source. While processing
   a RESV message, each aware router along the path saves state and sets
   an appropriate reservation for the flow.

5.3. Basic Message Format

   The basic format of a RSVPv2 message is represented in the following
   Figure.

   +------------------------+
   |  Common RSVPv2 Header  |
   +------------------------+
   |  Message-Type Specific |
   +------------------------+
   |  Service-Specific      |
   +------------------------+

   Figure 1: Basic message format

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   The structure of RSVPv2 messages consists of a common part, a message
   specific part, and a service specific part. The common part is
   included in all the messages of different types. The message type-
   specific part contains information common to all messages of that
   particular type, and finally the service-specific part is open to
   contain any service-specific information.

5.4. The Common Header

   The common header is very similar to the header for RSVPv1.

                0             1              2             3
         +-------------+-------------+-------------+-------------+
         | Vers | Flags|  Msg Type   |       RSVP Checksum       |
         +-------------+-------------+-------------+-------------+
         |  Send_TTL   | (Reserved)  |        RSVP Length        |
         +-------------+-------------+-------------+-------------+
         |            Reservation Identifier                     |
         +-------------+-------------+-------------+-------------+



         The fields in the common header are as follows:

         Vers: 4 bits

              Protocol version number.  This is version 2.

         Flags: 4 bits

          0x01 = No message processing until destination reached.
                 This flag is the equivalent to the usage of the router
                 alert option for RSVPv2 messages. It means that the
                 packet must not get handled in the daemon until it
                 reaches the IP destination address. But it also allows
                 the daemon to differentiate in-band versus out-of-band
                 signaling, if both runs on the same daemon.

          0x02 = IPv6 addresses used
                 This means the flow identifier contains IPv6 adresses

          0x04 = Trigger bi-directional reservation
                 It this bit is set a reservation in the reverse
                 direction is triggered. It doesnot mean the same path
                 through the network is used.

          0x08 = for further study

         Msg Type: 8 bits
              2  = Resv
              6  = ResvTear
              8  = Refresh

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              13 = Ack/Nack

         RSVP Checksum: 16 bits

              The one's complement of the one's complement sum of the
              message, with the checksum field replaced by zero for the
              purpose of computing the checksum.  An all-zero value
              means that no checksum was transmitted.

         Send_TTL: 8 bits

              The IP TTL value with which the message was sent.

         RSVP Length: 16 bits

              The total length of this RSVP message in bytes, including
              the common header and the variable-length objects that
              follow.

         Reservation Identifier

              The Reservation Identifier is a unique number identifying
              the reservation independent of any flow or service
              specification.

5.5. The Message-type Specific Fields

 Reservation Message Specific Fields

   +------------------------------------------+
   |                                          |
   |                                          |
   |           Flow Identifier                |
   |                                          |
   |                                          |
   +------------------------------------------+
   |              Time Value                  |
   +------------------------------------------+
   |             Service Type                 |
   +------------------------------------------+

   Figure: Message-Type Specific Fields

   A so-called Flow Identifier including the IP source and destination
   address and the TCP/UDP source and the destination port numbers
   represents each flow. We have chosen to keep a basic flow identifier
   in the reservation message itself. The other place could have been
   the service-specific part. Keeping it general help in certain
   situation such as NAT traversal, where a NAT can replace the IP
   addresses if they are NSIS aware. However, some services for example
   QoS using DiffServ might specify coarser grained flows. So any type
   of address masking or ranges of ports need to be carried in the
   service-specific part.

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   As previously pointed out, the soft state approach requires to set
   and manage a number of timers for the RSVP state saved along the
   path. In order to keep the protocol simple, we propose a solution
   that reduces the number of timers simplifying its managing even if
   the deallocation of timed out resources can be slightly penalized.
   RSVP version 1 sets a timer for each state saved. This in fact adds
   complexity and increases scalability problems in the core network due
   to the management of these of timers. RSVPv2 uses just one timer for
   each RSVP list of entries. This timer periodically scans the list of
   the saved states and erases all the timed out entries.

   In order to reduce the impact of refresh messages in the overhead of
   the protocol, the initiating node responsible for the reservation
   request, can specify, as a time value, the whole expected duration of
   the data transmission without sending any refresh. In case of an
   earlier end, an explicit tear down of the reservation can be
   performed using an appropriate TearDown message (TEAR) included among
   the protocol messages. The time value needs to be chosen according to
   the expected route changes the signaling protocol needs to handle.

   The Service Type field

   +------------------------------------------+
   | toolbox  |        service identifier     |
   +------------------------------------------+

   The service type defines the kind of service requested. It is also
   used in other messages referring to that service, such as the ACK and
   refreshes. In order to allow for toolbox approach it is divided into
   two parts. The service identifier and the tools used.

   The values for the toolbox are
      0x00: no toolbox functionality used.
      0x01: security
      0x02: policy
      0x04 - 0x0X TBD

   The following values for the service identifier are predefined:
      0: unknown
      1: RSVPv1 Controlled Load and Guaranteed Service. Contains the
         FLOWSPEC defined according to [RFC 2210].
      2-1023: reserved for standardized services [TBD IANA]
      1024-X: IANA
      X-Y: provider/domain specific

 Refresh Message Specific Field

   The refresh message only contains an additional field namely the time
   value. The definition is exactly the same as for the reservation
   message. It basically prolongs a reservation. The reservation is
   identified by the reservation identifier field of the common header.


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   +------------------------------------------+
   |              Time Value                  |
   +------------------------------------------+


 Acknowledge/Not Acknowledge message (ACK/NACK)

   This ACK/NACK messages are used for feedback of the reservation
   process. The functionality they offer is pretty basic, but it is
   coherent with the whole protocol and its scope.

   The ACK simply tells the sender of the reservation that complete
   reservation process has been handled gracefully, the NACK tells the
   opposite, namely an error occurred somewhere in the network. The type
   of message is coded into the code field. Also different reasons for
   failures can be given in the Reason field.

   +------------------------------------------+
   |    Code            |      Reason         |
   +------------------------------------------+
   |             Service Type                 |
   +------------------------------------------+

   Codes:
      0x00 : unknown
      0x01 : ACK
      0x02 : ACK hint
      0x03 : Error (see below for error reasons)
   ...0x04 : Service-specific notification. The reason is then service-
             specific and semantic depends on the service type.

   Reason (if Code is set to 0x03)
      0x00 : unknown, just does not work
      0x01 : unavailable resources
      0x02 : unknown service-type
      0x03 : service not available anymore
      ....  TBD

   In any case service-specific information can follow.

 Teardown message

   The tear down message does not have any additional parameters.

5.6. Service-Specific Information

   Any service-specific information needs to be defined in a different
   document and is out of scope of this document.

6. Security Considerations

7. References


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   [NSIS-REQ] M. Brunner et al. "Requirements for Signaling Protocols",
   draft-ietf-nsis-req-04.txt, September 2002.

   [TIST] M. Shore, "The TIST (Topology-Insensitive Service Traversal)
   Protocol", draft-shore-tist-prot-00.txt, May 2002.

   [RFC2210] J. Wroclawski, "The Use of RSVP with IETF Integrated
   Services", RFC 2210, September 1997.

8. Author's Addresses

   Marcus Brunner, Rosella Greco
   Network Laboratories, NEC Europe Ltd.
   Adenauerplatz 6 D-69115 Heidelberg
   Germany

   Phone: +49 6221 905 110
   Email: [brunner|greco]@ccrle.nec.de

9. Appendix: Protocol operations in some scenarios

9.1. Signaling of service between mobile hosts

   The mobile scenario has to be analyzed separating two possible cases:
   mobile sender and mobile receiver.

 Mobile sender

   In this case, RSVPv2 tries to increase the re-use of resources and
   the probability to obtain a reservation while moving from one place
   (IP address A) to another (IP address B).























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   +----+
   | MN \  Position B
   +----+\\
           \\
             \          -------
              \\     ///       \\\
                \\  |             |
                  \|               |
                    |             |        Router C
                     \\\       ///
                        -------
                              --          +-----+
                                ----      |     |
                                    ----  |     | -------
                                        --|-   /|/       \\\
                                          | --| |           |  +-----+
                                          | /|  |            --| Recv|
                                          |/  | |           |  +-----+
                                          |    \|\       ///
                                         /|     | -------
                                        / +-----+
                                        /
                          -------      /
                       ///       \\\  /
                      |             |/
                   --|               |
                 --   |             |
              ---      \\\       ///
            --            -------
   +----+ --
   | MN --   Position A
   +----+

   Figure: Mobile Scenario

   Referring to the above Figure, we assume that a mobile user starts a
   reservation from its home site (A). The reservation is set through
   the entire path till the destination according normal routing. The
   Reservation Id identifies the reservation. When the mobile sender
   moves to B (which can be everywhere and we are not making any
   assumptions on that), it tries to set a new reservation from B. This
   new reservation can be sent through a certain numbers of routers,
   which are in common with the previous reservation.

   The Reservation Id remains unchanged as the source moves. When a new
   reservation request comes in a router where a reservation with the
   same reservation Id already exists, the flow Id is modified to
   reflect the change of the sender IP address and the same resources
   allocated for the old reservation are reused. At the merging point
   (C), a message is sent back to inform the source that, from there on,
   the protocol tries to exploit the old reservation. (note that this is
   a hint).

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   Had no Reservation Id field be used by the protocol, as with RSVP
   version 1, then the reservation from B would have been seen as
   completely new because the sender has a different IP address.

 Mobile receiver

   If the mobile end-system is the receiver of the data, the following
   approach is possible with RSVP version 2. Let us consider the above
   Figure again, assuming that a receiver host located in zone A moves
   to zone B.

   The proposed solution is to use a tunnel between the home agent
   located in A to the foreign agent located near location B and to make
   a separate and independent reservation across the tunnel. When a
   reservation request arrives at the home agent, this agent is
   responsible for the creation of a new reservation to the foreign
   agent and for forwarding signaling and data messages along the
   tunnel.

   The creation of the tunnel may introduce additional delay to the
   delivery time, which means that mobile users can experience temporary
   disruptions of QoS. Since tunnel management is separated from end to
   end reservation, it is possible to make tunnel reservation in advance
   or in a proprietary way limiting this service disruption.

9.2. Signaling between networks with centralized management of
     resources

   In a heterogeneous network as Internet is, there can be situations
   where signaling should follow a different path from the one followed
   by data. In specific, a possible scenario is a DiffServ network where
   admission control and all the management of resource inside the
   domain is done by a centralized management system often called
   Bandwidth Broker (BB) or QoS Server.

   In this case, when a RESV message arrives at the BB, it is processed
   and resources are reserved in the appropriate routers according to
   intra-domain decisions. At this point, a notification is sent back to
   the ingress router to notify the result of the reservation inside the
   domain. The message contains information necessary to set the routing
   tables for the data flow or take the existing route into
   consideration for admission control and reservation.

   Benefits of this mechanism are that it allows an independent
   management of resources inside a domain and it separates the data
   from the signaling path.







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