AAA Working Group                                         David Frascone
Internet-Draft                                    Sun Microsystems, Inc.
Category: Informational                                       Mark Jones
                                                     Bridgewater Systems
                                                            Erik Guttman
                                                  Sun Microsystems, Inc.
                                                           February 2002



                        Diameter XML Dictionary
               <draft-frascone-aaa-xml-dictionary-00.txt>



Status of this Memo

   This document is an Internet-Draft and is subject to all provisions
   of Section 10 of RFC2026.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF), its areas, and its working groups.  Note that
   other groups may also distribute working documents as Internet-
   Drafts.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet- Drafts as reference
   material or to cite them other than as "work in progress."

   The list of current Internet-Drafts can be accessed at
   http://www.ietf.org/1id-abstracts.html

   The list of Internet-Draft Shadow Directories can be accessed at
   http://www.ietf.org/shadow.html



Copyright Notice

   Copyright   (C) The Internet Society 2002.  All Rights Reserved.

Abstract

   This document describes a coding of Diameter dictionaries in XML.
   This coding is intended for use by Diameter implementations to
   represent Applications, Commands, Vendors, and AVPs.




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Discussion of this document

   Send comments to the AAA Working Group mailing list <aaa-
   wg@merit.edu>.  To subscribe to the list, send a message with the
   body 'subscribe aaa-wg' to <majordomo@merit.edu>

Table of Contents

      1.0  Introduction
      2.0  Specifications and Requirements
      3.0  Dictionary Layout
         3.1  Vendor Element
            3.1.1 "id" Attribute
            3.1.2 "name" Attribute
         3.2  Base Element
         3.3  Application Element
         3.4  Base Protocol and Application Elements
            3.4.1 "id" Attribute
            3.4.2 "name" Attribute
            3.4.3 "uri" Attribute
         3.5  Command Element
            3.5.1 "name" Attribute
            3.5.2 "code" Attribute
            3.5.3 "vendor-id" Attribute
         3.6  AVP Rule Element
            3.6.1 "name" Attribute
            3.6.2 "position" Attribute
            3.6.3 "maximum" Attribute
            3.6.4 "minimum" Attribute
         3.7  Type Definition Element
            3.7.1 "type-name" Attribute
            3.7.2 "type-parent" Attribute
            3.7.3 "description" Attribute
         3.8  Attribute Value Pair Element
            3.8.1 "name" Attribute
            3.8.2 "description" Attribute
            3.8.3 "code" Attribute
            3.8.4 "may-encrypt" Attribute
            3.8.5 "mandatory" Attribute
            3.8.6 "protected" Attribute
            3.8.7 "vendor-id" Attribute
         3.9  Type Element
            3.9.1 "type-name" attribute
         3.10  Grouped AVPs Element
            3.10.1 "name" Attribute
            3.10.2 "vendor-id" Attribute
         3.11  Enumerated Element
            3.11.1 "name" Attribute



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            3.11.3 "code" Attribute
      4.0  References
      5.0  Acknowledgments
      6.0  Authors' Addresses
      Appendix A. Document Type Definition
      Appendix B. DTD & Dictionary Links













































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1.0  Introduction

   Diameter [1] is an extensible protocol used to provide AAA services
   to different access technologies.  To maintain extensibility, Diame-
   ter uses a dictionary to provide it with the format of commands and
   AVPs.

   This document describes the representation of the Diameter dictionary
   using XML [2].

2.0  Specifications and Requirements

   In this document, the key words "MAY", "MUST, "MUST NOT", "optional",
   "recommended", "SHOULD", and "SHOULD NOT", are to be interpreted as
   described in [3].

3.0  Dictionary Layout

   The root or top-level element of a Diameter dictionary is the "dic-
   tionary" element.  The dictionary element contains zero or more "ven-
   dor" elements, the "base" element and zero or more "application" ele-
   ments.

   The top-level XML file containing the "dictionary" element SHOULD be
   named "dictionary.xml".  Each "application" element SHOULD be defined
   in a separate XML file and referenced from the top-level XML file
   using an external entity declaration.

   Syntax:

      <!ELEMENT dictionary (
            vendor*,
            base,
            application*)>

            +------------+----------------+
            |  Element   | Classification |
            +------------+----------------+
            |vendor      |   Zero or More |
            +------------+----------------+
            |base        |       Required |
            +------------+----------------+
            |application |   Zero or More |
            +------------+----------------+


3.1  Vendor Element




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   The Vendor element defines a vendor by a name and associated IANA
   assigned "SMI Network Management Private Enterprise Codes" [4].

   Syntax:

      <!ELEMENT vendor EMPTY>
      <!ATTLIST vendor
            id CDATA #REQUIRED,
            name CDATA #REQUIRED>

            +----------+----------+-------------+---------+
            |Attribute | Presence | Constraints | Values  |
            +----------+----------+-------------+---------+
            |   id     | Required |  UniqueKey  | Integer |
            +----------+----------+-------------+---------+
            |  name    | Required |    None     | String  |
            +----------+----------+-------------+---------+


3.1.1 "id" Attribute

   The "id" attribute is the vendor code assigned by IANA [4].  The "id"
   MUST be unique across all Vendor element definitions although this
   constraint can not be enforced by the DTD.

3.1.2 "name" Attribute

   The "name" attribute is some text describing the vendor.  Although
   the Diameter protocol only requires the vendor code for encoding and
   decoding messages, the vendor name MAY be used in trace utilities to
   facilitate debugging.

3.2 Base Element

   The base element defines the commands, data types and AVPs that are
   part of the Diameter Base Protocol [1].

3.3 Application Element

   One of the ways in which the Diameter protocol can be extended is
   through the addition of new applications. The application element
   defines the new Commands, Types or AVPs needed to support a new Diam-
   eter application. It may also reference elements defined in the base
   protocol.

3.4 Base Protocol and Application Elements

   The base commands, and application specific commands have identical



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   syntax, with the exception that the base protocol requires at least
   one type, avp, and command be defined.  So, they are being described
   together.

   Applications must define any Commands, Types, or AVPs that they cre-
   ate.  The application (or base) element holds those definitions.


   Syntax:

      <!ELEMENT base (
            command+,
            typedefn+,
            avp+)>
      <!ATTLIST base
            uri CDATA #IMPLIED>

      <!ELEMENT application (
            command*,
            typedefn*,
            avp*)>
      <!ATTLIST application
            id CDATA #REQUIRED
            name CDATA #IMPLIED
            uri CDATA #IMPLIED>


            +----------+--------------------+-------------+--------+
            |Attribute |      Presence      | Constraints | Values |
            +----------+--------------------+-------------+--------+
            |   uri    |      Optional      |    None     | String |
            +----------+--------------------+-------------+--------+
            |  name    |      Optional      |    None     | String |
            |          | (application only) |             |        |
            +----------+--------------------+-------------+--------+
            |   id     |      Required      |    None     | String |
            |          | (application only) |             |        |
            +----------+--------------------+-------------+--------+


            3.4.1 "id" Attribute

   The "id" attribute is the IANA assigned Application Identifier for
   this application.

3.4.2 "name" Attribute

   The "name" attribute is the human readable name of this application.



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3.4.3 "uri" Attribute

   The "uri" attribute is an optional reference used to provide useful
   information about this application.  For example, the base protocol
   has a URI that points to the most recent Diameter Base Protocol
   draft.

3.5  Command Element

   A command element defines the attributes for a command, and contains
   any rules to be applied to it.  (Note:  See Section 3.6 AVP Rule Ele-
   ment)

   Syntax:

      <!ELEMENT command (
            requestrules*,
            answerrules*)>
      <!ATTLIST command
            name CDATA #REQUIRED
            code CDATA #REQUIRED
            vendor-id CDATA #IMPLIED>


            +----------+----------+-------------+---------+
            |Attribute | Presence | Constraints | Values  |
            +----------+----------+-------------+---------+
            |  name    | Required |    None     | String  |
            +----------+----------+-------------+---------+
            |  code    | Required |    None     | Integer |
            +----------+----------+-------------+---------+
            |vendor-id | Optional |  Reference  | Integer |
            +----------+----------+-------------+---------+


3.5.1 "name" Attribute

   The "name" attribute defines the name of the command.  Only one com-
   mand is defined for both "Request" and "Answer" portions.  So, the
   "Capabilities-Exchange" command defines the messages, "Capabilities-
   Exchange-Request", and "Capabilities-Exchange-Answer".

3.5.2 "code" Attribute

   The "code" attribute defines the command code used to transmit this
   command.

3.5.3 "vendor-id" Attribute



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   If this is a vendor specific command, then the "vendor-id" attribute
   MUST correspond to a vendor element's "id" field.

3.6  AVP Rule Element

   AVP rules elements define the placement of key AVPs within commands.
   They are used to do some semantic checking at the protocol layer.
   For example, a particular AVP might be required to be first in a par-
   ticular message.  This element can define those rules.

   The requestrules and answerrules elements define the placement of key
   AVPs within request and answer commands respectively. These elements
   may be used to perform syntax checking at the protocol layer.

   Since a command might have different rules for requests and
   responses, both requestrules and answerrules may be defined.  Both
   elements must have at least one rule if they are defined.

   Syntax:

      <!ELEMENT requestrules (
            avprule+)>
      <!ELEMENT answerrules (
            avprule+)>

      <!ELEMENT avprule EMPTY>
      <!ATTLIST avprule
            name IDREF #REQUIRED
            position (first | last | unspecified)  "unspecified"
            maximum CDATA "none"
            minimum CDATA "0">


            +----------+----------+-------------+-------------------+
            |Attribute | Presence | Constraints |      Values       |
            +----------+----------+-------------+-------------------+
            |  name    | Required |  Reference  |      String       |
            +----------+----------+-------------+-------------------+
            |          |          |             |   first, last,    |
            |position  | Required |    None     |  or unspecified   |
            |          |          |             |    (default is    |
            |          |          |             |   unspecified)    |
            +----------+----------+-------------+-------------------+
            | maximum  | Required |    None     | Integer or "none" |
            +----------+----------+-------------+-------------------+
            | minimum  | Required |    None     |      Integer      |
            +----------+----------+-------------+-------------------+




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3.6.1 "name" Attribute

   This rule applies to the previously defined AVP with the matching
   "name" attribute.

3.6.2 "position" Attribute

   The named AVP must be either "first" in the command, "last" in the
   command, or its position does not matter ("unspecified").

3.6.3 "maximum" Attribute

   The "maximum" attribute defines the maximum number of times this AVP
   can occur in the command.  0 means the AVP MUST not occur in the com-
   mand. "none" means that there is no limit to the number of times this
   AVP may be present.

3.6.4 "minimum" Attribute

   The "minimum" attribute defines the maximum number of times this AVP
   can occur in the command.  0 means the AVP is optional.


3.7  Type Definition Element

   The Type Definition element defines a valid Diameter data type.
   Every attribute value pair definition MUST refer to a type defini-
   tion. The most common use of this container is to indicate which base
   type a derived type derives from.  This helps the server to know how
   (and if) an AVP should be displayed.

   Syntax:

      <!ELEMENT typedefn EMPTY>
      <!ATTLIST typedefn
            type-name ID #REQUIRED,
            type-parent IDREF #IMPLIED,
            description CDATA #IMPLIED>













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            +------------+----------+-------------+--------+
            | Attribute  | Presence | Constraints | Values |
            +------------+----------+-------------+--------+
            | type-name  | Required |  UniqueKey  | String |
            +------------+----------+-------------+--------+
            |type-parent | Optional |  Reference  | String |
            +------------+----------+-------------+--------+
            |description | Optional |    None     | String |
            +------------+----------+-------------+--------+


3.7.1 "type-name" Attribute

   The attribute, "type-name" contains an ASCII representation of the
   type.  This attribute is of type ID allowing the DTD to enforce its
   uniqueness across all typedefn elements. This also permits other
   attributes of type IDREF to refer to the type-name value and have the
   DTD enforce the referential integrity.

3.7.2 "type-parent" Attribute

   The "type-parent" attribute is required for all derived types.  This
   attribute is of type IDREF ensuring that its value MUST correspond to
   the value of a type-name attribute of a pre-defined typedefn element.

3.7.3 "description" Attribute

   The "description" attribute is an optional attribute describing the
   type.  Typically a human readable description of what the type is
   used for would be included here.


3.8  Attribute Value Pair Element

   The avp element completely defines one Attribute Value Pair and is
   the most frequently used element in the dictionary. The avp element
   contains either a type element, or a grouped element, and zero or
   more enum elements together with attributes that completely define
   the AVP including format and flags.

   An AVP should only contain enumerations if the type is Unsigned32.

   Syntax:

      <!ELEMENT avp (
            (type | grouped),
            (enum *)>




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      <!ATTLIST avp
            name ID #REQUIRED
            description CDATA #IMPLIED
            code CDATA #REQUIRED
            may-encrypt (yes | no) "yes"
            mandatory (must | may | mustnot | shouldnot) "may"
            protected (must | may | mustnot | shouldnot) "may"
            vendor-id CDATA #IMPLIED>

      +------------+----------+-------------+--------------------+
      | Attribute  | Presence | Constraints |       Values       |
      +------------+----------+-------------+--------------------+
      |   name     | Required |  UniqueKey  |       String       |
      +------------+----------+-------------+--------------------+
      |description | Optional |    None     |       String       |
      +------------+----------+-------------+--------------------+
      |   code     | Required |  UniqueKey  |      Integer       |
      +------------+----------+-------------+--------------------+
      |may-encrypt | Optional |    None     |     yes or no      |
      |            |          |             |  (default is yes)  |
      +------------+----------+-------------+--------------------+
      |            |          |             |     must, may,     |
      | mandatory  | Optional |    None     | mustnot, shouldnot |
      |            |          |             |  (default is may)  |
      +------------+----------+-------------+--------------------+
      |            |          |             |     must, may,     |
      | protected  | Optional |    None     | mustnot, shouldnot |
      |            |          |             |  (default is may)  |
      +------------+----------+-------------+--------------------+
      | vendor-id  | Optional |  Reference  |      Integer       |
      +------------+----------+-------------+--------------------+


3.8.1 "name" Attribute

   The "name" attribute is the mnemonic describing this attribute, for
   example, "User-Name"

3.8.2 "description" Attribute

   The "description" attribute is an optional attribute used to describe
   the use of the AVP.

3.8.3 "code" Attribute

   The "code" attribute defines the integer value used to encode the AVP
   for transmission on the network.




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3.8.4 "may-encrypt" Attribute

   If the "may-encrypt" attribute is "yes", then this AVP will be sent
   encrypted if the connection uses CMS security.

3.8.5 "mandatory" Attribute

   The "mandatory" attribute defines whether the mandatory bit of this
   AVP should or should not be set.

3.8.6 "protected" Attribute

   The "protected" attribute defines whether the protected bit of this
   AVP should or should not be set.

3.8.7 "vendor-id" Attribute

   The "vendor-id" attribute should be set to the "id" attribute of a
   "vendor" element, if this is a vendor specific AVP.


3.9  Type Element

   The type element defines the data type of the AVP in which it
   appears. This element MUST appear in all non-grouped AVP definitions.

   Syntax:

      <!ELEMENT type EMPTY>
      <!ATTLIST type
            type-name IDREF #REQUIRED>


            +----------+----------+-------------+--------+
            |Attribute | Presence | Constraints | Values |
            +----------+----------+-------------+--------+
            |type-name | Required |  UniqueKey  | String |
            +----------+----------+-------------+--------+


3.9.1 "type-name" attribute

   The "type-name" attribute contains the data type name. This attribute
   is of type IDREF and MUST refer to the "type-name" value of a previ-
   ously defined "typedefn" element.

3.10  Grouped AVPs Element




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   The grouped element is used define an AVP which encapsulates a
   sequence of AVPs together as a single payload.

   A "grouped" element consists of one or more "gavp" elements.  Each
   "gavp" element holds an avp "name" and "vendor-id".  This way, a sin-
   gle "grouped" element can contain references to multiple AVPs.

   Syntax:

      <!ELEMENT grouped (
            gavp+)>

      <!ELEMENT gavp EMPTY>
      <!ATTLIST gavp
            name IDREF #REQUIRED
            vendor-id CDATA #IMPLIED>


            +----------+----------+-------------+---------+
            |Attribute | Presence | Constraints | Values  |
            +----------+----------+-------------+---------+
            |  name    | Required |  UniqueKey  | String  |
            +----------+----------+-------------+---------+
            |vendor-id | Optional |  Reference  | Integer |
            +----------+----------+-------------+---------+


3.10.1 "name" Attribute

   The "name" attribute MUST correspond to some existing AVP's "name"
   attribute.

3.10.2 "vendor-id" Attribute

   If this "gavp" element refers to a vendor specific AVP, then the
   "vendor-id" attribute MUST correspond to a Vendor's "id" attribute.

3.11  Enumerated Element

   The enum element defines a name to value mapping for use in encoding
   and decoding AVPs of type Unsigned32.

   For example, if a particular AVP had two values, Yes and No corre-
   sponding to 1 and 0, then the entry would look like this:

      <enum name="Yes" code="1">
      <enum name="No" code="0">




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   Enumerated elements should only be used with Unsigned32 typed AVPs.

   Syntax:

      <!ELEMENT enum EMPTY>
      <!ATTLIST enum
            name CDATA #REQUIRED,
            code CDATA #REQUIRED>


            +----------+----------+-------------+---------+
            |Attribute | Presence | Constraints | Values  |
            +----------+----------+-------------+---------+
            |  name    | Required |    None     | String  |
            +----------+----------+-------------+---------+
            |  code    | Required |    None     | Integer |
            +----------+----------+-------------+---------+


3.11.1 "name" Attribute

   The "name" attribute is the text corresponding to a particular value
   for the attribute.

3.11.3 "code" Attribute

   The "code" attribute is the Unsigned32 value corresponding to this
   enumerated value.


4.0  References

     [1]  Calhoun, P., et. al., "The DIAMETER Base Protocol," draft-
          ietf- aaa-diameter-08.txt, a work in progress.

     [2]  "Extensible Markup Language (XML) 1.0" W3C Recommendation
          10-February-1998 http://www.w3.org/TR/1998/REC-xml-19980210

     [3]  Bradner, S., "Key words for use in RFCs to Indicate Require-
          ment Levels", BCP 14, RFC 2119, March 1997.

     [4]  Reynolds, J. and J. Postel, "ASSIGNED NUMBERS", STD 2, RFC
          1700, October 1994.


5.0  Acknowledgments

   The authors would like to thank Brian Cain for his proposal for the



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   command element definition.

6.0  Authors' Addresses

   Questions about this memo can be directed to:

      David Frascone
      Sun Microsystems, Inc.
      Sun Labs
      605 N. Frances Street
      Terrell, Texas  75160
      USA
       Phone:  +1 972-386-1283
         Fax:  +1 978-334-0249
      E-mail:  codemonkey@sun.com

      Mark Jones
      Bridgewater Systems
      303 Terry Fox Drive, Suite 100,
      Kanata, Ontario. K2K 3J1
      Canada
       Phone: +1 613-591-6655
         Fax: +1 613-591-6656
      E-mail: mjones@bridgewatersystems.com

      Erik Guttman
      Sun Microsystems, Inc.
      Eichhoelzelstr. 7
      74914 Waibstadt Germany
       Phone:  +49 6227 356 202
         Fax:  +49 7263 911 701
      E-mail:  Erik.Guttman@sun.com



















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Appendix A. Document Type Definition


















































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     <?xml version="1.0" encoding="UTF-8"?>
     <!--
        $Log: dictionary.dtd,v $
        Revision 1.7  2002/02/06 15:39:22  dave
        Vendor name changed from #IMPLIED to #REQUIRED

        Revision 1.6  2001/12/13 23:07:26  dave
        Updated DTD and dictionary files with new changes.  Please review
        and send me e-mail with any comments.

        Revision 1.5  2001/09/27 16:50:44  dave
        Testing CVS to mailing list.  Nothing changed in file.

        Revision 1.4  2001/09/27 16:44:19  dave
        Test for cvs

        Revision 1.3  2001/09/19 21:38:57  mjones
        Removed #PCDATA from command element.

        Revision 1.2  2001/09/19 19:46:38  mjones
        Moved the vendor element to be the same level as base and application.
        Modified vendor-id to be SMI Private Enterprise Code instead of a label.
        Removed vendor-id="None" since vendor-id was IMPLIED.
        Added type attribute to command (request or answer).
        Removed duplicate AVPs from nasreq.xml (Acct-Session-Id, Acct-Multi-Session-Id)
        Corrected typos in enum codes for Auth-Session-State and Disconnect-Cause.

        Revision 1.1  2001/08/24 18:04:44  chaos
        Added per Mark's request

        Revision 1.3  2001/07/31 17:43:36  chaos
        Oops, forgot to turn on validity checking.  Fixed some errors found with validity checking turned on

        Revision 1.2  2001/07/31 16:56:15  chaos
        Lots of changes to support flags like in the draft, and to support commands

     -->
     <!ELEMENT dictionary (vendor*, base, application*)>

     <!ELEMENT vendor EMPTY>
     <!ATTLIST vendor
          id CDATA #REQUIRED
          name CDATA #REQUIRED
     >

     <!ELEMENT base (command*, typedefn+, avp+)>
     <!ATTLIST base
          uri CDATA #IMPLIED



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     >

     <!ELEMENT application (command*, typedefn*, avp*)>
     <!ATTLIST application
          id CDATA #REQUIRED
          name CDATA #IMPLIED
          uri CDATA #IMPLIED
     >
     <!ELEMENT command (requestrules*, answerrules*)>
     <!ATTLIST command
          name CDATA #REQUIRED
          code CDATA #REQUIRED
          vendor-id CDATA #IMPLIED
     >

     <!ELEMENT typedefn EMPTY>
     <!ATTLIST typedefn
          type-name ID #REQUIRED
          type-parent IDREF #IMPLIED
          description CDATA #IMPLIED
     >
     <!ELEMENT avp ((type | grouped), (enum*))>
     <!ATTLIST avp
          name ID #REQUIRED
          description CDATA #IMPLIED
          code CDATA #REQUIRED
          may-encrypt (yes | no) "yes"
          mandatory (must | may | mustnot | shouldnot) "may"
          protected (must | may | mustnot | shouldnot) "may"
          vendor-id CDATA #IMPLIED
     >
     <!ELEMENT type EMPTY>
     <!ATTLIST type
          type-name IDREF #REQUIRED
     >
     <!ELEMENT grouped (gavp+)>
     <!ELEMENT gavp EMPTY>
     <!ATTLIST gavp
          name IDREF #REQUIRED
          vendor-id CDATA #IMPLIED
     >
     <!ELEMENT enum EMPTY>
     <!ATTLIST enum
          name CDATA #REQUIRED
          code CDATA #REQUIRED
     >

     <!ELEMENT requestrules (avprule+)>



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     <!ELEMENT answerrules (avprule+)>

     <!ELEMENT avprule EMPTY>
     <!ATTLIST avprule
          name IDREF #REQUIRED
             position (first | last | unspecified)  "unspecified"
             maximum CDATA "none"
             minimum CDATA "0"
     >










































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Appendix B. DTD & Dictionary Links

   DTD:
      http://www.diameter.org/diameter/dictionary.dtd

   dictionary:
      http://www.diameter.org/diameter/dictionary.xml
      http://www.diameter.org/diameter/nasreq.xml
      http://www.diameter.org/diameter/mobileipv4.xml
      http://www.diameter.org/diameter/sunping.xml

   Mirror:

      DTD:
         http://diameter.frascone.com/diameter/dictionary.dtd

      dictionary:
         http://diameter.frascone.com/diameter/dictionary.xml
         http://diameter.frascone.com/diameter/nasreq.xml
         http://diameter.frascone.com/diameter/mobileipv4.xml
         http://diameter.frascone.com/diameter/sunping.xml






























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