Network Working Group R. Friend
Internet-Draft Hifn
December 15, 2003
Expires: June 15, 2004
Transport Layer Security Protocol Compression Using LZS
draft-friend-tls-lzs-compression-01.txt
Status of this Memo
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Abstract
The Transport Layer Security (TLS) protocol (RFC 2246) includes
features to negotiate selection of a lossless data compression method
as part of the TLS Handshake Protocol and to then apply the algorithm
associated with the selected method as part of the TLS Record
Protocol. TLS defines one standard compression method which
specifies that data exchanged via the record protocol will not be
compressed. [TLSCOMP] defines another compression method. This
document describes an additional compression method associated with
the LZS data compression algorithm for use with TLS. This document
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defines the application of the LZS algorithm to the TLS Record
Protocol [RFC2246].
Conventions Used In This Document
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in RFC 2119 [1].
Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 3
1.1 General. . . . . . . . . . . . . . . . . . . . . . . . . . 3
1.2 Licensing. . . . . . . . . . . . . . . . . . . . . . . . . 3
1.3 Specification of Requirements. . . . . . . . . . . . . . . 4
2. Compression Methods . . . . . . . . . . . . . . . . . . . . . 4
2.1 LZS CompresionMethod . . . . . . . . . . . . . . . . . . . 5
2.2 Security Issues with Single History Compression. . . . . . 5
3. LZS Compression . . . . . . . . . . . . . . . . . . . . . . . 5
3.1 Background of LZS Compression . . . . . . . . . . . . . . 5
3.2 LZS Compression History and Packet Processing . . . . . . 6
3.3 LZS Compressed Record Format . . . . . . . . . . . . . . . 7
3.4 TLSComp Header Format . . . . . . . . . . . . . . . . . . 7
3.4.1 Flags . . . . . . . . . . . . . . . . . . . . . . . . . 7
3.5 LZS Compression Encoding Format . . . . . . . . . . . . . 8
3.6 Padding . . . . . . . . . . . . . . . . . . . . . . . . . 9
4. Sending Compressed Records . . . . . . . . . . . . . . . . . . 9
4.1 Transmitter Process . . . . . . . . . . . . . . . . . . . 9
4.2 Receiver Process . . . . . . . . . . . . . . . . . . . . . 10
4.3 Anti-Expansion Mechanism . . . . . . . . . . . . . . . . . 10
5. Intellectual Property Considerations . . . . . . . . . . . . . 12
6. Internationalization Considerations . . . . . . . . . . . . . 13
7. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 14
8. Security Considerations . . . . . . . . . . . . . . . . . . . 15
9. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 16
References . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Author's Address . . . . . . . . . . . . . . . . . . . . . . . 18
Intellectual Property and Copyright Statements . . . . . . . . 19
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1. Introduction
1.1 General
The Transport Layer Security (TLS) protocol (RFC 2246, [2]) includes
features to negotiate selection of a lossless data compression method
as part of the TLS Handshake Protocol and to then apply the algorithm
associated with the selected method as part of the TLS Record
Protocol. TLS defines one standard compression method,
CompressionMethod.null, which specifies that data exchanged via the
record protocol will not be compressed. While this single
compression method helps ensure that TLS implementations are
interoperable, the lack of additional standard compression methods
has limited the ability of implementers to develop interoperable
implementations that include data compression.
TLS is used extensively to secure client-server connections on the
World Wide Web. While these connections can often be characterized
as short-lived and exchanging relatively small amounts of data, TLS
is also being used in environments where connections can be
long-lived and the amount of data exchanged can extend into thousands
or millions of octets. For example, SSL is now increasingly being
used as an alternative VPN connection. Compression services have
long been associated with IPSec and PPTP VPN connections, so
extending compression services to SSL VPN connections preserves the user
experience for any VPN connection. Compression within TLS is one way
to help reduce the bandwidth and latency requirements associated with
exchanging large amounts of data while preserving the security
services provided by TLS.
This document describes an additional compression method associated
with a lossless data compression algorithm for use with TLS. This
document specifies the application of LZS compression, a
lossless compression algorithm, to TLS record payloads. This
specification also assumes a thorough understanding of the TLS
protocol [TLS].
1.2 Licensing
Hifn, Inc. holds patents on the LZS algorithm. Software licenses for
a reference implementation are available for use in IPPCP, IPSec,
PPP, in addition to TLS applications.
Software licenses are available on a non-discriminatory basis.
Hardware implementations are also available. For more information,
contact Hifn at the address listed with the author's address.
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1.3 Specification of Requirements
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in [RFC-2119].
2. Compression Methods
As described in section 6 of RFC 2246 [2], TLS is a stateful
protocol. Compression methods used with TLS can be either stateful
(the compressor maintains its state through all compressed records)
or stateless (the compressor compresses each record independently),
but there seems to be little known benefit in using a stateless
compression method within TLS. The LZS compression method described
in this document is stateful.
Compression algorithms can occasionally expand, rather than compress,
input data. The worst case expansion factor of the LZS compression
method is only 12.5%. Thus, TLS records of 15K bytes can never
exceed the expansion limits described in section 6.2.2 of RFC 2246
[2]. If TLS records of 16K bytes expand to greater than 17K bytes,
then the uncompressed version of the TLS record must be transmitted,
as described below.
2.1 LZS CompressionMethod
The LZS CompressionMethod is a 16-bit index, and is negotiated as
described in [TLS] and [TLSComp]. The LZS CompressionMethod is
stored in the TLS Record Layer connection state as described in [TLS].
IANA has assigned <TBD> as compression method identifier for applying
LZS compression to TLS record payloads.
2.2 Security Issues with Compression Histories
Sharing compression histories between more than one TLS session may
potentially cause information leakage between the TLS sessions, as
pathological compressed data can potentially reference data prior to
the beginning of the current record. LZS implementations guard
against this situation. However, to avoid this potential threat
from occurring, implementations that support TLS compression MUST use
separate compression histories for each TLS session. This is not a
limitation of LZS compression, but is an artifact for any
compression algorithm.
Furthermore, the LZS compression history (as well as any compression
history) contains plaintext. Specifically, the LZS history contains
the last 2K bytes of plaintext of the TLS session. Thus, when the TLS
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session terminates, the implementation SHOULD treat the history as
it does any plaintext (e.g. free memory, overwrite contents, etc.).
3. LZS Compression
3.1 Background of LZS Compression
Starting with a sliding window compression history, similar to [LZ1],
Hifn developed a new, enhanced compression algorithm identified as
LZS. The LZS algorithm is a general-purpose lossless compression
algorithm for use with a wide variety of data types. It's encoding
method is very efficient, providing compression for strings as short
as two octets in length.
The LZS algorithm uses a sliding window of 2,048 bytes. During
compression, redundant sequences of data are replaced with tokens
that represent those sequences. During decompression, the original
sequences are substituted for the tokens in such a way that the
original data is exactly recovered. LZS differs from lossy
compression algorithms, such as those often used for video
compression, that do not exactly reproduce the original data.
The details of LZS compression can be found in [ANSI94].
3.2 LZS Compression History and Packet Processing
This standard specifies "stateful" compression, that is, maintaining
the compression history between records within a particular TLS
compression session. Within each separate compression history, the
LZS CompressionMethod has the ability to maintain compression
history information when compressing and decompressing record
payloads. Stateful compression provides a higher compression ratio
to be achieved on the data stream as compared to stateless
compression (resetting the compression history between every record),
particularly for small records.
Stateful compression requires both a reliable link and sequenced
packet delivery, to ensure all records can be decompressed in the
same order they were compressed. Since TLS and lower-layer
protocols provide reliable, sequenced packet delivery, compression
history information MAY be maintained and exploited when using the
LZS CompressionMethod.
Furthermore, there MUST be a separate LZS compression history
associated with each open TLS session. This not only provides
enhanced security (no potential information leakage between sessions
via a shared compression history), but also enables superior
compression ratio (bit bandwidth on the connection) across all open
TLS sessions with compression. A shared history would require
resetting the compression (and decompression) history when switching
between TLS sessions, and a single history implementation would
require resetting the compression (and decompression) history
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between each record.
The sender MUST reset the compression history prior to compressing
the first TLS record of a TLS session after TLS handshake completes.
It is advantageous for the sender to maintain the compression history
for all subsequent records processed during the TLS session. This
results in the greatest compression ratio for a given data set. In
either case, this compression history MUST NOT be used for any other
open TLS session, in order to ensure privacy between TLS sessions.
The sender MUST "flush" the compressor each time it transmits a
compressed record. Flushing means that all data going into the
compressor is included in the output, i.e., no data is retained in
the hope of achieving better compression. Flushing ensures that
each compressed packet payload can be decompressed completely.
Flushing is necessary to prevent a record's data from spilling over
into a later record. This is important to synchronize compressed
data with the authenticated and encrypted data in a TLS record.
Flushing is handled automatically in most LZS implementations.
When the TLS session terminates, the implementation SHOULD dispose of
the memory resources associated with the related TLS compression
history. That is, the compression history SHOULD be handled as the
TLS key material is handled.
The LZS CompressionMethod also features "decompressing" uncompressed
data in order to maintain the history in the case that the
"compressed" data actually expanded. The LZS CompressionMethod record
format facilitates identifying whether records contain compressed or
uncompressed data. The LZS decoding process accommodates decompressing
either compressed or uncompressed data.
3.3 LZS Compressed Record Format
Prior to compression, the uncompressed data (TLSPlaintext.fragment)
comprises a plaintext TLS record. After compression, the compressed
data (TLSCompressed.fragment) comprises a 8-bit TLSComp header
followed by the compressed (or uncompressed) data.
3.4. TLSComp Header Format
The one-octet header has the following structure:
0
0 1 2 3 4 5 6 7
+-+-+-+-+-+-+-+-+
| Flags |
| |
+-+-+-+-+-+-+-+-+
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3.4.1 Flags
The format of the 8-bit Flags TLSComp field is as follows:
0 1 2 3 4 5 6 7
+-----+-----+-----+-----+-----+-----+-----+-----+
| Res | Res | Res | Res | Res | Res | RST | C/U |
+-----+-----+-----+-----+-----+-----+-----+-----+
Res - Reserved
Reserved for future use. MUST be set to zero. MUST be ignored
by the receiving node.
RST - Reset Compression History
The RST bit is used to inform the decompressing peer that
the compression history in this TLS session was reset prior
to the data contained in this TLS record being compressed. When
the RST bit is set to "1" a compression history reset is
performed, when RST is set to "0", a compression history reset is
not performed.
This bit MUST be set to a value of "1" for the first
compressed TLS transmitted record of a TLS session. This bit
may also be used by the transmitter for other exception cases
when the compression history must be reset.
C/U - Compressed/Uncompressed Bit
The C/U indicates whether the data field contains compressed or
uncompressed data. A value of 1 indicates compressed data
(often referred to as a compressed packet), and a value of 0
indicates uncompressed data (or an uncompressed packet).
3.5 LZS Compression Encoding Format
The LZS compression method, encoding format, and application examples
are described in RFC 1967 [7], RFC 1974 [6], RFC 2395[5], and [ANSI94].
Some implementations of LZS allow the sending compressor to select
from among several options to provide varying compression ratios,
processing speeds, and memory requirements. Other implementations of LZS
provide optimal compression ratio at byte per clock speeds.
The receiving LZS decompressor automatically adjusts to the settings
selected by the sender. Also, receiving LZS decompressors will update
the decompression history with uncompressed data. This facilitates
never obtaining less than 1:1 compression ratio (never transmit with
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expanded data) in the session.
The input to the payload compression algorithm is TLSPlaintext data
destined to an active TLS session with compression negotiated. The
output of the algorithm is a new (and hopefully smaller) TLSCompressed
record. The output payload contains the input payload's data in
either compressed or uncompressed format. The input and output
payloads are each an integral number of bytes in length.
The output payload is always prepended with the TLSComp header. If
the uncompressed form is used, the output payload is identical to
the input payload, and the TLSComp header reflects uncompressed data.
If the compressed form is used, encoded as defined in [ANSI94], and
the TLSComp header reflects compressed data. The LZS encoded format
is repeated here for informational purposes ONLY.
<Compressed Stream> := [<Compressed String>*] <End Marker>
<Compressed String> := 0 <Raw Byte> | 1 <Compressed Bytes>
<Raw Byte> := <b><b><b><b><b><b><b><b> (8-bit byte)
<Compressed Bytes> := <Offset> <Length>
<Offset> := 1 <b><b><b><b><b><b><b> | (7-bit offset)
0 <b><b><b><b><b><b><b><b><b><b><b> (11-bit offset)
<End Marker> := 110000000
<b> := 1 | 0
<Length> :=
00 = 2 1111 0110 = 14
01 = 3 1111 0111 = 15
10 = 4 1111 1000 = 16
1100 = 5 1111 1001 = 17
1101 = 6 1111 1010 = 18
1110 = 7 1111 1011 = 19
1111 0000 = 8 1111 1100 = 20
1111 0001 = 9 1111 1101 = 21
1111 0010 = 10 1111 1110 = 22
1111 0011 = 11 1111 1111 0000 = 23
1111 0100 = 12 1111 1111 0001 = 24
1111 0101 = 13 ...
3.6 Padding
A datagram payload compressed using LZS always ends with the last
compressed data byte (also known as the <end marker>), which is used
to disambiguate padding. This allows trailing bits as well as bytes
to be considered padding.
The size of a compressed payload MUST be in whole octet units.
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4. Sending Compressed Datagrams
All TLS records processed with a TLS session state that includes LZS
compression are processed as follows. The reliable and efficient
transport of LZS compressed records in the TLS session depends on
the following processes.
4.1. Transmitter Process
The compression operation results in either compressed or
uncompressed data. When a TLS record is received, it is
assigned to a particular TLS context that includes the LZS
compression history buffer. It is processed according to
ANSI X3.241-1994 to form compressed data or used as is to form
uncompressed data. For the first record of the session, or for
exception conditions, the compression history MUST be cleared. In
performing the compression operation the compression history MUST
be updated when either a compressed record or uncompressed record
is produced. Uncompressed TLS records MAY be sent at any time.
Uncompressed TLS records MUST be sent if compression causes
enough expansion to cause the data compression TLS record size to
exceed the MTU defined in section 6.2.2 in RFC 2246.
The output of the compression operation is placed in the fragment
field of the TLSCompressed structure (TLSCompressed.fragment).
The TLSComp header byte is located just prior to the first byte
of the compressed TLS record in TLSCompressed.fragment. The C/U
bit in the TLSComp header is set according to whether the data
field contains compressed or uncompressed data. The RST bit in
the TLSComp header is set to "1" if the compression history was
reset prior to compressing the TLSplaintext.fragment that
comprises TLSCompressed.fragment. Uncompressed data MUST be
transmitted (and the C/U bit set to 0) if the "compressed"
(expanded) data exceeded 17K bytes.
4.2. Receiver Process
Prior to decompressing the first compressed TLS record in the TLS
session, the receiver MUST reset the decompression history.
Subsequent records are decompressed in the order received. The
receiver decompresses the Payload Data field according to the
encoding specified in section 3.2 of [ANSI94].
If the received datagram is not compressed, the receiver needs to
perform no decompression processing and the Payload Data field of the
datagram is ready for processing by the next protocol layer.
After a TLS record is received from the peer and decrypted, the
RST and C/U bits MUST be checked.
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If the C/U bit is set to "1", the resulting compressed data block
MUST be decompressed according to [ANSI94].
If the C/U bit is set to "0", the specified decompression history
MUST be updated with the received uncompressed data.
If the RST bit is set to "1", the receiving decompression history
MAY be reset to an initial state prior to decompressing the TLS
record. (However, due to the characteristics of the Hifn LZS
algorithm, a decompression history reset is not required).
After reset, any compressed or uncompressed data contained in the
packet is processed.
4.3. Anti-Expansion Mechanism
During compression, there are two options on how to handle
packets that expand:
1) Send the expanded data (as long as TLSCompressed.length is
17K or less) and maintain the history, thus allowing loss of
current bandwidth but preserving future bandwidth on the
link.
2) Send the uncompressed data and do not clear the compression
history; the decompressor will update its history, thus
conserving the current bandwidth and future bandwidth on the
link.
The second option is the preferred option, and SHOULD be implemented.
A third option:
3) Send the uncompressed data and clear the history, thus
conserving current bandwidth, but allowing possible loss of
future bandwidth on the link.
SHOULD NOT be implemented.
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5. Intellectual Property Considerations
Hifn believes that the LZS compression algorithm is subject to
patent and other intellectual property rights claims. Implementers
are encouraged to seek legal guidance to better understand the
implications of developing implementations of the compression method
described in this document or other documents that describe
compression methods for use with TLS.
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6. Internationalization Considerations
The compression method identifiers specified in this document are
machine-readable numbers. As such, issues of human
internationalization and localization are not introduced.
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7. IANA Considerations
Section 2 of [TLSComp] describes a registry of compression method
identifiers to be maintained by the IANA and to be assigned within
three zones. IANA is requested to assign an identifier for the LZS
compression method from the general IANA pool as described in
sections 2 and 5 of [TLSCOMP].
The IANA-assigned compression method identifier for LZS is TBD
decimal (0xTBD).
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8. Security Considerations
This document does not introduce any topics that alter the threat
model addressed by TLS. The security considerations described
throughout RFC 2246 [2] apply here as well.
However, combining compression with encryption can sometimes reveal
information that would not have been revealed without compression:
data that is the same length before compression might be a different
length after compression, so adversaries that observe the length of
the compressed data might be able to derive information about the
corresponding uncompressed data. Some symmetric encryption
ciphersuites do not hide the length of symmetrically encrypted data
at all. Others hide it to some extent, but still don't hide it
fully. For example, ciphersuites that use stream cipher encryption
without padding do not hide length at all; ciphersuites that use
Cipher Block Chaining (CBC) encryption with padding provide some
length hiding, depending on how the amount of padding is chosen. Use
of TLS compression SHOULD take into account that the length of
compressed data may leak more information than the length of the
original uncompressed data.
Another security issue to be aware of is that the LZS compression
history contains plaintext. In order to prevent any kind of
information leakage to outside the system, when a TLS session with
compression terminates, the implementation SHOULD treat the
compression history as it does plaintext, that is, care should be
taken not to reveal the compression history in any form, or use it
again. This is described both in sections 2.2 and 3.2 above.
This information leakage concept can be extended to the situation of
sharing a single compression history across more than one TLS
session, as addressed in section 2.2 above.
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9. Acknowledgements
The concepts described in this document were derived from RFC 1967
[7], RFC 1974 [6], RFC 2395[5], and [TLSComp] (work in progress). The
author acknowledges the contributions of Scott Hollenbeck, Douglas
Whiting, and Russell Dietz.
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References
[1] Bradner, S., "Key words for use in RFCs to Indicate Requirement
Levels", BCP 14, RFC 2119, March 1997.
[TLS] Dierks, T., Allen, C., Treese, W., Karlton, P., Freier, A. and
P. Kocher, "The TLS Protocol Version 1.0", RFC 2246, January
1999.
[TLSCOMP] Hollenbeck, S. " Transport Layer Security Protocol Compression
Methods", draft-ietf-tls-compression-06.txt, November 2003,
work in progress.
[5] Friend, R., IP Payload Compression Using LZS", RFC 2395,
December 1998.
[6] Friend, R., "PPP Stac LZS Compression Protocol", RFC 1974, August 1996.
[7] Friend, R., "PPP LZS-DCP Compression Protocol (LZS-DCP)", RFC 1967,
August 1996.
[ANSI94] American National Standards Institute, Inc., "Data
Compression Method for Information Systems," ANSI X3.241-
1994, August 1994.
[LZ1] Lempel, A., and Ziv, J., "A Universal Algorithm for
Sequential Data Compression", IEEE Transactions On
Information Theory, Vol. IT-23, No. 3, September 1977.
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Author's Address
Robert Friend
Hifn
5973 Avenida Encinas
Carlsbad, CA 92008
US
Email: rfriend@hifn.com
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Intellectual Property Statement
The IETF takes no position regarding the validity or scope of any
intellectual property or other rights that might be claimed to
pertain to the implementation or use of the technology described in
this document or the extent to which any license under such rights
might or might not be available; neither does it represent that it
has made any effort to identify any such rights. Information on the
IETF's procedures with respect to rights in standards-track and
standards-related documentation can be found in BCP-11. Copies of
claims of rights made available for publication and any assurances of
licenses to be made available, or the result of an attempt made to
obtain a general license or permission for the use of such
proprietary rights by implementers or users of this specification can
be obtained from the IETF Secretariat.
The IETF invites any interested party to bring to its attention any
copyrights, patents or patent applications, or other proprietary
rights which may cover technology that may be required to practice
this standard. Please address the information to the IETF Executive
Director.
Full Copyright Statement
Copyright (C) The Internet Society (2003). All Rights Reserved.
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Acknowledgement
Funding for the RFC Editor function is currently provided by the
Internet Society.
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