Internet Draft Nick Duffield (Editor) Category: Informational AT&T Labs - Research Document: <draft-ietf-psamp-framework-10.txt> January 2005 Expires: July 2005 A Framework for Packet Selection and Reporting Status of this Memo This document is an Internet-Draft and is subject to all provisions of section 3 of RFC 3667. By submitting this Internet-Draft, each author represents that any applicable patent or other IPR claims of which he or she is aware have been or will be disclosed, and any of which he or she become aware will be disclosed, in accordance with RFC 3668. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet-Drafts. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." The list of current Internet-Drafts can be accessed at http://www.ietf.org/ietf/1id-abstracts.txt The list of Internet-Draft Shadow Directories can be accessed at http://www.ietf.org/shadow.html. Abstract This document specifies a framework for the PSAMP (Packet SAMPling) protocol. The functions of this protocol are to select packets from a stream according to a set of standardized selectors, to form a stream of reports on the selected packets, and to export the reports to a collector. This framework details the components of this architecture, then describes some generic requirements, motivated by the dual aims of ubiquitous deployment and utility of the reports for applications. Detailed requirements for selection, reporting and exporting are described, along with configuration requirements of the PSAMP functions. Comments on this document should be addressed to the PSAMP Working Group mailing list: psamp@ops.ietf.org Duffield (Ed.) Expires July 2005 [Page 1]
Internet Draft Packet Selection and Reporting January 2005 To subscribe: psamp-request@ops.ietf.org, in body: subscribe Archive: https://ops.ietf.org/lists/psamp/ Table of Contents 1. Introduction................................................3 2. PSAMP Documents Overview....................................4 3. Elements, Terminology and High-level Architecture...........4 3.1 High-level description of the PSAMP Architecture............4 3.2 Observation Points, Packet Streams and Packet Content.......5 3.3 Selection Process...........................................6 3.4 Reporting Process...........................................7 3.5 Measurement Process.........................................8 3.6 Exporting Process...........................................8 3.7 PSAMP Device................................................8 3.8 Collector...................................................8 3.9 Possible Configurations.....................................9 3.10 PSAMP and IPFIX Interaction................................10 4. Generic Requirements for PSAMP.............................11 4.1 Generic Selection Process Requirements.....................11 4.2 Generic Reporting Process Requirements.....................11 4.3 Generic Exporting Process Requirements.....................12 4.4 Generic Configuration Requirements.........................12 5. Packet Selection...........................................13 5.1 Two Types of Selector......................................13 5.2 PSAMP Packet Selectors.....................................14 5.3 Selection Fraction Terminology.............................16 5.4 Input Sequence Numbers for Primitive Selectors.............17 5.5 Composite Selectors........................................18 5.6 Constraints on the Selection Fraction......................18 6. Reporting Process..........................................18 6.1 Mandatory Contents of Packet Reports: Basic Reports........19 6.2 Extended Packet Reports....................................19 6.3 Extended Packet Reports in the Presence of IPFIX...........20 6.4 Report Interpretation......................................20 7. Parallel Measurement Processes.............................21 8. Exporting Process..........................................21 8.1 Use of IPFIX...............................................21 8.2 Congestion-aware Unreliable Transport......................22 8.3 Configurable Export Rate Limit.............................22 8.4 Limiting Delay for Export Packets..........................23 8.5 Export Packet Compression..................................24 8.6 Collector Destination......................................24 8.7 Local Export...............................................24 9. Configuration and Management...............................24 10. Feasibility and Complexity.................................25 10.1 Feasibility................................................25 10.1.1 Filtering................................................25 10.1.2 Sampling.................................................25 10.1.3 Hashing..................................................26 10.1.4 Reporting................................................26 Duffield (Ed.) Expires July 2005 [Page 2]
Internet Draft Packet Selection and Reporting January 2005 10.1.5 Exporting................................................26 10.2 Potential Hardware Complexity..............................26 11. Applications...............................................27 11.1 Baseline Measurement and Drill Down........................28 11.2 Trajectory Sampling........................................28 11.3 Passive Performance Measurement............................29 11.4 Troubleshooting............................................29 12. Security Considerations....................................30 13. IANA Considerations........................................30 14. Normative References.......................................30 15. Informative References.....................................31 16. Authors' Addresses.........................................33 17. Intellectual Property Statements...........................34 18. Full Copyright Statement...................................34 19. Disclaimers................................................35 Copyright (C) The Internet Society (2004). All Rights Reserved. This document is an Internet-Draft and is in full conformance with all provisions of Section 10 of RFC 2026. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet-Drafts. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." The list of current Internet-Drafts can be accessed at http://www.ietf.org/ietf/1id-abstracts.txt The list of Internet-Draft Shadow Directories can be accessed at http://www.ietf.org/shadow.html. The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119. 1. Introduction This document describes the PSAMP framework for network elements to select subsets of packets by statistical and other methods, and to export a stream of reports on the selected packets to a collector. The motivation for the PSAMP standard comes from the need for measurement-based support for network management and control Duffield (Ed.) Expires July 2005 [Page 3]
Internet Draft Packet Selection and Reporting January 2005 across multivendor domains. This requires domain-wide consistency in the types of selection schemes available, and the manner in which the resulting measurements are presented and interpreted. The motivation for specific packet selection operations comes from the applications that they enable. Development of the PSAMP standard is open to influence by the requirements of standards in related IETF Working Groups, for example, IP Performance Metrics (IPPM) [RFC-2330] and Internet Traffic Engineering (TEWG). The name PSAMP is a contraction of the phrase Packet Sampling. The word "sampling" captures the idea that only a subset of all packets passing a network element will be selected for reporting. But PSAMP selection operations include random selection, deterministic selection (filtering), and deterministic approximations to random selection (hash-based selection). 2. PSAMP Documents Overview PSAMP-FW: "A Framework for Packet Selection and Reporting" (this document). This document describes the PSAMP framework for network elements to select subsets of packets by statistical and other methods, and to export a stream of reports on the selected packets to a collector. Definitions of terminology and the use of the terms "must", "should" and "may" in this document are informational only. [PSAMP-TECH]: "Sampling and Filtering Techniques for IP Packet Selection", describes the set of packet selection techniques supported by PSAMP. [PSAMP-MIB]: "Definitions of Managed Objects for Packet Sampling" describes the PSAMP Management Information Base [PSAMP-PROTO]: "Packet Sampling (PSAMP) Protocol Specifications" specifies the export of packet information from a PSAMP Exporting Process to a PSAMP Colleting Process [PSAMP-INFO]: "Information Model for Packet Sampling Exports" defines an information and data model for PSAMP. 3. Elements, Terminology and High-level Architecture 3.1 High-level description of the PSAMP Architecture Here is an informal high level description of the PSAMP protocol operating in a PSAMP device (all terms will be defined presently). A stream of packets is observed at an observation point. A selection process inspects each packet to determine whether it should be selected. A reporting process constructs a report on each selected packet, using the packet content, and Duffield (Ed.) Expires July 2005 [Page 4]
Internet Draft Packet Selection and Reporting January 2005 possibly other information such as the packet treatment or the arrival timestamp. An exporting process sends the reports to a collector, together with any subsidiary information needed for their interpretation. The following figure indicates the sequence of the three processes (selection, reporting, and exporting) within the PSAMP device. The composition of the selection process followed by the reporting process is known as the measurement process. +---------+ +---------+ +---------+ Observed |Selection| |Reporting| |Exporting| Packet--->|Process |--->|Process |--->|Process |--->Collector Stream +---------+ +---------+ +---------+ \----Measurement Process-----/ The following sections give the detailed definitions of each of all the objects just named. 3.2 Observation Points, Packet Streams and Packet Content This section contains the definition of terms relevant to obtaining the packet input to the selection process. * Observation Point An observation point is a location in the network where packets can be observed. Examples include: (i) a line to which a probe is attached; (ii) a shared medium, such as an Ethernet-based LAN; (iii) a single port of a router, or set of interfaces (physical or logical) of a router; (iv) an embedded measurement subsystem within an interface. Note that one Observation Point may be a superset of several other Observation Points. For example one Observation Point can be an entire line card. This would be the superset of the individual Observation Points at the line card's interfaces. * Observed Packet Stream The observed packet stream is the set of all packets observed at the Observation Point. * Packet Stream A packet stream denotes a subset of the Observed Packet Stream that flows past some specified point within the measurement process. An example of a Packet Stream is the output of the selection process. Duffield (Ed.) Expires July 2005 [Page 5]
Internet Draft Packet Selection and Reporting January 2005 * Packet Content The packet content denotes the union of its associated headers (including data link layer, network layer and other encapsulation headers) and the packet payload. Note that packets selected from a Packet Stream, e.g. by sampling, do not necessarily possess a property by which they can be distinguished from packets that have not been selected. For this reason the term "stream" is favored over "flow", which is defined as set of packets with common properties [RFC-3917]. 3.3 Selection Process This section defines the selection process and related objects. * Selection Process A selection process takes the Observed Packet Stream as its input and selects a subset of that stream as its output. * Selection State: A Selection Process may maintain state information for use by the Selection Process and/or the Reporting Process. The selection state may depend on the current packet, packets observed earlier, and other variables, for example: (i) sequence numbers of packets at the input of selectors; (ii) a timestamp of observation of the packet at the Observation Point; (iii) iterators for pseudorandom number generators; (iv) hash values calculated during selection; (v) indicators of whether the packet was selected by a given selector; Selection Processes may change the Selection State as a result of processing a packet. Selection State for a packet is to reflect the state after processing the packet. * Selector: A selector defines the action of a Selection Process on a single packet of its input. If selected, the packet becomes an element of the output Packet Stream from the selector. Duffield (Ed.) Expires July 2005 [Page 6]
Internet Draft Packet Selection and Reporting January 2005 The Selector can make use of the following information in determining whether a packet is selected: (i) the packet's content; (ii) information derived from the packet's treatment at the Observation Point; (iii) any Selection State that may be maintained by the Selection Process. * Composite Selector: A composite selector is an ordered composition of Selectors, in which the output Packet Stream issuing from one Selector forms the input Packet Stream to the succeeding Selector. * Primitive Selector: A Selector is primitive if it is not a Composite Selector. 3.4 Reporting Process * Reporting Process: A reporting process creates a report stream from the packets selected by a Selection Process, in preparation for export. The input to the Reporting Process comprises that information available to the Selection Process per selected packet, specifically: (i) the selected packet's content; (ii) information derived from the selected packet's treatment at the Observation Point; (iii) any Selection State maintained by the inputting Selection Process, reflecting any modifications to the Selection State made during selection of the packet. * Report Stream: The report stream is the output of a reporting process, comprising two distinguished types of information: packet reports, and report interpretation. * Packet Reports: Duffield (Ed.) Expires July 2005 [Page 7]
Internet Draft Packet Selection and Reporting January 2005 Packet Reports comprise a configurable subset of a packet's input to the Reporting Process, including the packet's content, information relating to its treatment (for example, the output interface), and its associated Selection State (for example, a hash of the packet's content) * Report Interpretation: Report interpretation comprises subsidiary information, relating to one or more packets, that is used for interpretation of their Packet Reports. Examples include configuration parameters of the Selection Process and of the Reporting Process. 3.5 Measurement Process * A Measurement Process is the composition of a Selection Process followed by a Reporting Process. 3.6 Exporting Process * Exporting Process: An exporting process sends, in the form of export packet, the output of one or more Measurement Processes to one or more collectors. A Measurement Process may feed more that one Exporting Process. For example, the output of a Measurement Process may be exported locally to a measurement application execution at the observation point, with a copy also being exported to a remote Collector. * Export Packets: a combination of Report Interpretation and/or one or more Packet Reports are bundled by the Exporting Process into a export packet for exporting to a collector. 3.7 PSAMP Device A PSAMP Device is a device hosting at least an Observation Point, a Measurement Process and an Exporting Process. Typically, corresponding Observation Point(s), Measurement Process(es) and Exporting Process(es) are co-located at this device, for example at a router. 3.8 Collector Duffield (Ed.) Expires July 2005 [Page 8]
Internet Draft Packet Selection and Reporting January 2005 A collector receives a report stream exported by one or more Exporting Processes. In some cases, the host of the Measurement and/or Exporting Processes may also serve as the collector. 3.9 Possible Configurations Various possibilities for the high level architecture of these elements are as follows. MP = Measurement Process, EP = Exporting process PSAMP Device +---------------------+ +------------------+ |Observation Point(s) | | Collector(1) | |MP(s)--->EP----------+---------------->| | |MP(s)--->EP----------+-------+-------->| | +---------------------+ | +------------------+ | PSAMP Device | +---------------------+ | +------------------+ |Observation Point(s) | +-------->| Collector(2) | |MP(s)--->EP----------+---------------->| | +---------------------+ +------------------+ PSAMP Device +---------------------+ |Observation Point(s) | |MP(s)--->EP---+ | | | | |Collector(3)<-+ | +---------------------+ The most generic Measurement Process configuration is composed of: +------------------------------------+ | +----------+ +---------+ | | |Selection | | | | Observed | |Process | Packet |Reporting| | Packet-->| |(primitive|- Stream ->|Process |--> Report Stream Stream | | selector)| | | | | +----------+ +---------+ | | Measurement Process | +------------------------------------+ Duffield (Ed.) Expires July 2005 [Page 9]
Internet Draft Packet Selection and Reporting January 2005 A Measurement Process with a composite selector is composed of: +--------------------------------------------------... | +-----------------------------------+ | | +----------+ +----------+ | | | |Selection | |Selection | | Observed | | |Process | |Process | | Packet-->| | |(primitive|-Packet->|(primitive|---> Packet ... Stream | | |selector1)| Stream |selector2)| | Stream | | +----------+ +----------+ | | | Composite Selector | | +-----------------------------------+ | Measurement Process +--------------------------------------------------... ...-------------+ | +---------+ | | | | |Reporting| | ... | Process |---> Report Stream | | | +---------+ | | | | ...-------------+ 3.10 PSAMP and IPFIX Interaction The PSAMP Measurement Process can be viewed as analogous to the IPFIX metering process. The PSAMP Measurement Process takes an Observed Packet Stream as its input, and produces Packet Reports as its output. The IPFIX metering process produces flow records as its output. The distinct name "Measurement Process" has been retained in order to avoid potential confusion in settings where IPFIX and PSAMP coexist, and in order to avoid the implicit requirement that the PSAMP version satisfy the requirements of an IPFIX metering process (at least while these are under development). The relationship between PSAMP and IPFIX is described more in [PSAMP-INFO]. Duffield (Ed.) Expires July 2005 [Page 10]
Internet Draft Packet Selection and Reporting January 2005 4. Generic Requirements for PSAMP This section describes the generic requirements for the PSAMP protocol. A number of these are realized as specific requirements in later sections. 4.1 Generic Selection Process Requirements. * Ubiquity: The Selectors must be simple enough to be implemented ubiquitously at maximal line rate. * Applicability: the set of Selectors must be rich enough to support a range of existing and emerging measurement based applications and protocols. This requires a workable trade-off between the range of traffic engineering applications and operational tasks it enables, and the complexity of the set of capabilities. * Extensibility: the protocol must be able to accommodate additional packet selectors not currently defined. * Flexibility: the protocol must support selection of packets using various network protocols or encapsulation layers, including Internet Protocol Version 4 (IPv4) [IPv4], Internet Protocol Version 6 (IPv6) [RFC-2460], and Multiprotocol Label Switching (MPLS) [RFC-3031]. * Robust Selection: packet selection must be robust against attempts to craft an observed packet stream from which packets are selected disproportionately (e.g. to evade selection, or overload measurement systems). * Parallel Measurement Processes: the protocol must support simultaneous operation of multiple independent Measurement Processes at the same host. * Causality: the selection decision for each packet should depend only weakly, if at all, upon future packets arrivals. This promotes ubiquity by limiting the complexity of the selection logic. * Encrypted Packets: Selectors that interpret packet fields must be configurable to ignore (i.e. not select) encrypted packets, when they are detected. Specific Selectors are outlined in Section 5, and described in more detail in the companion document [PSAMP-TECH]. 4.2 Generic Reporting Process Requirements * Self-defining: the Report Stream must be complete in the sense that no additional information need be retrieved from the Duffield (Ed.) Expires July 2005 [Page 11]
Internet Draft Packet Selection and Reporting January 2005 Observation Point in order to interpret and analyze the reports. * Indication of Information Loss: the Report Stream must include sufficient information to indicate or allow the detection of loss occurring within the Selection, Reporting or Exporting Processes, or in transport. This may be achieved by the use of sequence numbers. * Accuracy: the Report Stream must include information that enables the accuracy of measurements to be determined. * Faithfulness: all reported quantities that relate to the packet treatment must reflect the router state and configuration encountered by the packet at the time it is received by the Measurement Process. * Privacy: selection of the content of Packet Reports will be cognizant of privacy and anonymity issues while being responsive to the needs of measurement applications, and in accordance with [RFC-2804]. Full packet capture of arbitrary packet streams is explicitly out of scope. A specific Reporting Process meeting these requirements, and the requirement for ubiquity, is described in Section 6. 4.3 Generic Exporting Process Requirements * Timeliness: configuration must allow for limiting of buffering delays for the formation and transmission for Export Packets. See Section 8.4 for further details. * Congestion Avoidance: export of a Report Stream across a network must be congestion avoiding in compliance with [RFC- 2914]. This is discussed further in Section 8.2. * Secure Export: (i) confidentiality: the option to encrypt exported data must be provided. (ii) integrity: alterations in transit to exported data must be detectable at the Collector (iii) authenticity: authenticity of exported data must be verifiable by the Collector in order to detect forged data. The motivation here is the same as for security in IPFIX export; see Sections 6.3 and 10 of [RFC-3917]. 4.4 Generic Configuration Requirements Duffield (Ed.) Expires July 2005 [Page 12]
Internet Draft Packet Selection and Reporting January 2005 * Ease of Configuration: of sampling and export parameters, e.g. for automated remote reconfiguration in response to collected reports. * Secure Configuration: the option to configure via protocols that prevent unauthorized reconfiguration or eavesdropping on configuration communications must be available. Eavesdropping on configuration might allow an attacker to gain knowledge that would be helpful in crafting a packet stream to evade subversion, or overload the measurement infrastructure. Configuration is discussed in Section 9. Feasibility and complexity of PSAMP operations is discussed in Section 10. 5. Packet Selection This section details specific requirements for the Selection Process, motivated by the generic requirements of Section 3.3. 5.1 Two Types of Selector PSAMP categorizes selectors into two types: * Filtering: a filter is a selector that selects a packet deterministically based on the Packet Content, the packet's treatment, and functions of these occurring in the Selection State. Two examples are: (i) Field-match filtering. (ii) Hash-based selection: a hash function is applied to the packet content, and the packet is selected if the result falls in a specified range. * Sampling: a selector that is not a filter is called a sampling operation. This reflects the intuitive notion that if the selection of a packet cannot be determined from its content alone, there must be some type of sampling taking place. Sampling operations can be divided into two subtypes: (i) Content-independent Sampling, which does not use Packet Content in reaching sampling decisions. Examples include periodic sampling, and uniform pseudorandom sampling driven by a pseudorandom number whose generation is independent of packet content. Note that in content-independent sampling it is not necessary to access the Packet Content in order to make the selection decision. (ii) Content-dependent Sampling, in which the Packet Content is used in reaching selection decisions. An application is Duffield (Ed.) Expires July 2005 [Page 13]
Internet Draft Packet Selection and Reporting January 2005 pseudorandom selection according to a probability that depends on the contents of a packet field, e.g., sampling packets with a probability dependent on their TCP/UDP port numbers. Note that this is not a Filter. 5.2 PSAMP Packet Selectors A spectrum of packet selectors is described in detail in [PSAMP- TECH]. Here we only briefly summarize the meanings for completeness. A PSAMP Selection Process must support at least one of the following Selectors. * Systematic Time Based Sampling: packet selection is triggered at periodic instants separated by a time called the spacing. All packets that arrive within a certain time of the trigger (called the interval length) are selected. * Systematic Count Based Sampling: similar to systematic time based expect that selection is reckoned with respect to packet count rather than time. Packet selection is triggered periodically by packet count, a number of successive packets being selected subsequent to each trigger. * Uniform Probabilistic Sampling: packets are selected independently with fixed sampling probability p. * Non-uniform Probabilistic Sampling: packets are selected independently with probability p that depends on packet content. * Probabilistic n-out-of-N Sampling: from each count-based successive block of N packets, n are selected at random. * Field Match Filtering Filtering schemes are based on the IPFIX flow definition. With this method a packet is selected if a specific field in the packet equals a predefined value. Possible filter fields are all IPFIX flow attributes specified in [IPFIX-INFO]. Further fields can be defined by vendor specific extensions. A packet is selected if Field=Value. Masks and ranges are only supported to the extent to which [IPFIX-INFO] allows them e.g. by providing explicit fields like the netmasks for source and destination addresses. AND operations are possible by concatenating filters, thus producing a composite selection operation. In this case, the ordering in which the filtering happens is implicitly defined (outer filters come after inner filters). However, as long as Duffield (Ed.) Expires July 2005 [Page 14]
Internet Draft Packet Selection and Reporting January 2005 the concatenation is on filters only, the result of the cascaded filter is independent from the order, but the order may be important for implementation purposes, as the first filter will have to work at a higher rate. In any case, an implementation is not constrained to respect the filter ordering, as long as the result is the same, and it may even implement the composite filtering in filtering in one single step. OR operations are not supported with this basic model. More sophisticated filters (e.g. supporting bitmasks, ranges or OR operations etc.) can be realized as vendor specific schemes. Field match operations should be available for different protocol portions of the packet header: (i) the IP header (excluding options in IPv4, stacked headers in IPv6) (ii) transport header (iii) encapsulation headers (e.g. the MPLS label stack, if present) When the PSAMP device offers field match filtering, and, in its usual capacity other than in performing PSAMP functions, identifies or processes information from IP, transport or encapsulation protocols, then the information should be made available for filtering. For example, when a PSAMP device routes based on destination IP address, that field should be made available for filtering. Conversely, a PSAMP device that does not route is not expected to be able to locate an IP address within a packet, or make it available for filtering, although it may do so. Since packet encryption alters the meaning of encrypted fields, field match filtering must be configurable to ignore encrypted packets, when detected. * Hash-based Selection: Hash-based selection will employ one or more hash functions to be standardized. A hash function is applied to a subset of packet content, and the packet is selected of the resulting hash falls in a specified range. The stronger the hash function, the more closely hash-based selection approximates uniform random sampling. Privacy of hash selection range and hash function parameters obstructs subversion of the selector by packets that are crafted either to avoid selection or to be selected. Privacy of the hash function is not required. Robustness and security considerations of hash-based selection are further discussed in further in [PSAMP-TECH]. Applications of hash-based sampling are described in Section 11. Duffield (Ed.) Expires July 2005 [Page 15]
Internet Draft Packet Selection and Reporting January 2005 * Router State Filtering: the Selection Process may support Filtering based on the following conditions, which may be combined with the logical AND operator"and", "or" or "not" operators: (i) Ingress interface at which packet arrives equals a specified value (ii) Egress interface to which packet is routed to equals a specified value (iii) Packet violated Access Control List (ACL) on the router (iv) Failed Reverse Path Forwarding (RPF) (v) Failed Resource Reservation (RSVP) (vi) No route found for the packet (vii) Origin Border Gateway Protocol (BGP) Autonomous System (AS) equals a specified value or lies within a given range (viii) Destination BGP AS equals a specified value or lies within a given range Router architectural considerations may preclude some information concerning the packet treatment being available at line rate for selection of packets. For example, the Selection Process may not be implemented in the fast path that is able to access routing state at line rate. However, when filtering follows sampling (or some other selection operation) in a Composite Selector, the rate of the Packet Stream output from the sampler and input to the filter may be sufficiently slow that the filter could select based on routing state. 5.3 Selection Fraction Terminology * Population: A population is a Packet Stream, or a subset of a Packet Stream. A Population can be considered as a base set from which packets are selected. An example is all packets in the Observed Packet Stream that are observed within some specified time interval. * Population Size: The Population Size is the number of all packets in a Population. * Configured Selection Fraction The Configured Selection Fraction is the ratio of the number of packets selected by a Selector from an input Population, to the Duffield (Ed.) Expires July 2005 [Page 16]
Internet Draft Packet Selection and Reporting January 2005 Population Size, as based on the configured selection parameters. * Attained Selection Fraction The Attained Selection Fraction is the actual ratio of the number of packets selected by a Selector from an input Population, to the Population Size. For some sampling methods the Attained Selection Fraction can differ from the Configured Selection Fraction due to, for example, the inherent statistical variability in sampling decisions of probabilistic Sampling and Hash-based Selection. Nevertheless, for large Population Sizes and properly configured Selectors, the Attained Selection Fraction usually approaches the Configured Selection Fraction. In Hash-based Selection, the Expected Selection Fraction is the quotient of size of the Hash Selection Range by the size of the Hash Range. The notions of Configured/Attained Selection Fraction extend beyond Selectors. An illustrative example is the Configured Selection Fraction of the composition of the Measurement Process with the Exporting Process. Here the Population is the Observed Packet Stream or a subset thereof. The Configured Selection Fraction is the fraction of the Population for which Packet Reports which are expected to reach the Collector. This quantity may reflect additional parameters, not necessarily described in the PSAMP protocol, that determine the degree of loss suffered by packet reports en route to the collector, e.g., the transmission bandwidth available to the Exporting Process. In this example, the Attained Selection Fraction is the fraction of Population packets for which reports did actually reach the collector, and thus incorporates the effect of any loss of Packet Reports due, e.g, to resource contention at the Observation Point, or during transmission. 5.4 Input Sequence Numbers for Primitive Selectors Each instance of a Primitive Selector must maintain a count of packets presented at its input. The counter value is to be included as a sequence number for selected packets. The sequence numbers are considered as part of the packet's Selection State. Use of input sequence numbers enables applications to determine the Attained Selection Fraction, and hence correctly normalize network usage estimates regardless of loss of information, regardless of whether this loss occurs because of discard of packet reports in the measurement or reporting process (e.g. due to resource contention in the host of these processes), or loss Duffield (Ed.) Expires July 2005 [Page 17]
Internet Draft Packet Selection and Reporting January 2005 of export packets in transmission or collection. See [RFC-3176] for further details. As an example, consider a set of n consecutive packet reports r1, r2,... , rn, selected by a sampling operation and received at a collector. Let s1, s2,..., sn be the input sequence numbers reported by the packets. The Attained Selection Fraction for the composite of the measurement and exporting processes, taking into account both packet sampling at the observation point and loss in transmission, is computed as R = (n-1)/(sn-s1). (Note R would be 1 if all packets were selected and there were no transmission loss). The Attained Selection Fraction can be used to estimate the number bytes present in a portion of the Observed Packet Stream. Let b1, b2,..., bn be the bytes reported in each of the packets that reached the Collector, and set B = b1+b2+...+bn. Then the total bytes present in packets in the Observed Packet Stream whose input sequence numbers lie between s1 and sn is estimated by B/R, i.e, scaling up the measured bytes through division by the Attained Selection Fraction With Composite Selectors, an input sequence number must be reported for each Selector in the composition. 5.5 Composite Selectors The ability to compose Selectors in a Selection Process should be provided. The following combinations appear to be most useful for applications: * concatentation of Field Match filters. This is useful for constructing the AND of the component filters. * filtering followed by sampling. * sampling followed by filtering. Composite Selectors are useful for drill down applications. The first component of a composite selector can be used to reduce the load on the second component. In this setting, the advantage to be gained from a given ordering can depends on the composition of the packet stream. 5.6 Constraints on the Selection Fraction Sampling at full line rate, i.e. with probability 1, is not excluded in principle, although resource constraints may not permit it in practice. 6. Reporting Process Duffield (Ed.) Expires July 2005 [Page 18]
Internet Draft Packet Selection and Reporting January 2005 This section details specific requirements for the Reporting Process, motivated by the generic requirements of Section 3.4 6.1 Mandatory Contents of Packet Reports: Basic Reports The Reporting Process must include the following in each Packet Report: (i) the input sequence number(s) of any Selectors that acted on the packet in the instance of a Measurement Process of which the Reporting Process is a component. (ii) the identifier of the measurement process that produced the selected packet The Reporting Process must support inclusion of the following in each Packet Report, as a configurable option: (iii) a basic report on the packet, i.e., some number of contiguous bytes from the start of the packet, including the packet header (which includes link layer, network layer and other encapsulation headers) and some subsequent bytes of the packet payload. Some devices hosting Reporting Processes may not have the resource capacity or functionality to provide more detailed packet reports that those in (i), (ii) and (iii) above. Using this minimum required reporting functionality, the reporting process places the burden of interpretation on the Collector, or on applications that it supplies. Some devices may have the capability to provide extended packet reports, described in the next section. 6.2 Extended Packet Reports The reporting process may support inclusion in Packet Reports of the following information, inclusion any or all being configurable as an option. (iv) fields relating to the following protocols used in the packet: IPv4, IPV6, transport protocols, MPLS. (v) packet treatment, including: - identifiers for any input and output interfaces of the Observation Point that were traversed by the packet - source and destination BGP AS (vi) Selection State associated with the packet, including: Duffield (Ed.) Expires July 2005 [Page 19]
Internet Draft Packet Selection and Reporting January 2005 - the timestamp of observation of the packet at the Observation Point. The timestamp should be reported to microsecond resolution. - hashes, where calculated. It is envisaged that selection of fields for Extended Packet Reporting may be used to reduce reporting bandwidth, in which case the option to report information in (iii) may not be exercised. 6.3 Extended Packet Reports in the Presence of IPFIX If an IPFIX metering process is supported at the Observation Point, then in order to be PSAMP compliant, Extended Packet Reports must be able to include all fields required in the IPFIX information model [IPFIX-INFO], with modifications appropriate to reporting on single packets rather than flows. 6.4 Report Interpretation The Report Interpretation must include: (i) configuration parameters of the Selectors of the packets reported on. (ii) format of the Packet Report; (iii) indication of the inherent accuracy of the reported quantities, e.g., of the packet timestamp. The accuracy measure in (iii) is of fundamental importance for estimating the likely error attached to estimates formed from the Packet Reports by applications. Identifiers in (iv) are necessary, e.g., in order to match Packet Reports to the selection process that selected them. For example, when Packet Reports produced by a sampling operation suffer loss (either during export, or in transit) it may be desirable to reconfigure downwards the Configured Selection Fraction on the Selection Process that selected them. The requirements for robustness and transparency are motivations for including Report Interpretation in the Report Stream: it makes the Report Stream self-defining. The PSAMP framework excludes reliance on an alternative model in which interpretation is recovered out of band. This latter approach is not robust with respect to undocumented changes in Selector configuration, and may give rise to future architectural problems for network Duffield (Ed.) Expires July 2005 [Page 20]
Internet Draft Packet Selection and Reporting January 2005 management systems to coherently manage both configuration and data collection. It is not envisaged that all Report Interpretation be included in every packet report. Many of the quantities listed above are expected to be relatively static; they could be communicated periodically, and upon change. 7. Parallel Measurement Processes Because of the increasing number of distinct measurement applications, with varying requirements, it is desirable to set up parallel Measurement Processes on a given Observed Packet Stream. A device capable of hosting a Measurement Process should be able to support more than one independently configurable Measurement Process simultaneously. Each such Measurement Process should have the option of being equipped with its own Exporting Process; otherwise the parallel Measurement Processes may share the same Exporting Process. Each of the parallel Measurement Processes should be independent. However, resource constraints may prevent complete reporting on a packet selected by multiple Selection Processes. In this case, reporting for the packet must be complete for at least one Measurement Process; other measurement processes need only record that they selected the packet, e.g., by incrementing a counter. The priority amongst Measurement Processes under resource contention should be configurable. It is not proposed to standardize the number of parallel Measurement Processes. 8. Exporting Process This section detailes specific requirements for the Exporting Process, motivated by the generic requirements of Section 3.6 8.1 Use of IPFIX PSAMP will use the IP Flow Information eXport (IPFIX) protocol for export of the Report Stream. The IPFIX protocol is well suited for this purpose, because the IPFIX architecture matches the PSAMP architecture very well and the means provided by the IPFIX protocol are sufficient for PSAMP purposes. On the other hand, not all features of the IPFIX protocol will need to be implemented by some PSAMP devices. For example, a device that offers only content-independent sampling and basic PSAMP reporting has no need to support IPFIX capabilities based on packet fields. 8.1 Export Packets Duffield (Ed.) Expires July 2005 [Page 21]
Internet Draft Packet Selection and Reporting January 2005 Export packets may contain one or more packet reports, and/or report interpretation. Export packets must also contain: (i) An identifier for the Exporting Process (ii) An export packet sequence number. An export packet sequence number enables the collector to identify loss of export packets in transit. Note that some transport protocols, e.g. UDP, do not provide sequence numbers. Moreover, having sequence numbers available at the application level enables the collector to calculate packet loss rate for use, e.g., in estimating original traffic volumes from export packet that reach the collector. 8.2 Congestion-aware Unreliable Transport The export of the report stream does not require reliable export. Section 5.4 shows that the use of input sequence numbers in packet Selectors means that the ability to estimate traffic rates is not impaired by export loss. Export packet loss becomes another form of sampling, albeit a less desirable, and less controlled, form of sampling. In distinction, retransmission of lost Export Packets consumes additional network resources. The requirement to store unacknowledged data is an impediment to having ubiquitous support for PSAMP. In order to jointly satisfy the timeliness and congestion avoidance requirements of Section 4.3, a congestion-aware unreliable transport protocol may be used. IPFIX is compatible with this requirement, since it mandates support of the Stream Control Transmission Protocol (SCTP) [SCTP] and the SCTP Partial Reliability Extension [RFC-3758]. IPFIX also allows the use of User Datagram Protocol (UDP) [RFC- 768] although it is not a congestion-aware protocol. However, in this case, the Export Packets must remain wholly within the administrative domains of the operators [IPFIX-PROTO]. The PSAMP exporting process is equipped with a configurable export rate limit (see Section 8.3 following) that can be used to limit the export rate when a congestion aware transport protocol is not used. The collector, upon detection of export packet loss through missing export sequence numbers, may reconfigure the export rate limit downwards in order to avoid congestion. 8.3 Configurable Export Rate Limit The exporting process must have an export rate limit, configurable per Exporting Process. This is useful for two reasons: Duffield (Ed.) Expires July 2005 [Page 22]
Internet Draft Packet Selection and Reporting January 2005 (i) Even without network congestion, the rate of packet selection may exceed the capacity of the Collector to process reports, particularly when many Exporting Processes feed a common Collector. Use of an Export Rate Limit allows control of the global input rate to the Collector. (ii) IPFIX provides export using UDP as the transport protocol in some circumstances. An Export Rate Limit allows the capping of the export rate to match both path link speeds and the capacity of the Collector. 8.4 Limiting Delay for Export Packets Low measurement latency allows the traffic monitoring system to be more responsive to real-time network events, for example, in quickly identifying sources of congestion. Timeliness is generally a good thing for devices performing the sampling since it minimizes the amount of memory needed to buffer samples. Keeping the packet dispatching delay small has other benefits besides limiting buffer requirements. For many applications a resolution of 1 second is sufficient. Applications in this category would include: identifying sources associated with congestion, tracing denial of service attacks through the network, and constructing traffic matrices. Furthermore, keeping dispatch delay within the resolution required by applications eliminates the need for timestamping by synchronized clocks at observation points, or for the Observation Points and Collector to maintain bi-directional communication in order to track clock offsets. The collector can simply process Packet Reports in the order that they are received, using its own clock as a "global" time base. This avoids the complexity of buffering and reordering samples. See [DuGeGr02] for an example. The delay between observation of a packet and transmission of a Export Packet containing a report on that packet has several components. It is difficult to standardize a given numerical delay requirement, since in practice the delay may be sensitive to processor load at the Observation Point. Therefore, PSAMP aims to control that portion of the delay within the Observation Point that is due to buffering in the formation and transmission of Export Packets. In order to limit delay in the formation of Export Packets, the Exporting Process must provide the ability to close out and enqueue for transmission any Export Packet during formation as soon as it includes one Packet Report. In order to limit the delay in the transmission of Export Packets, a configurable upper bound to the delay of an Export Packet prior to transmission must be provided. If the bound is Duffield (Ed.) Expires July 2005 [Page 23]
Internet Draft Packet Selection and Reporting January 2005 exceeded the Export Packet is dropped. This functionality can be provided by the timed reliability service of the SCTP Partial Reliability Extension [RFC-3758]. The Exporting Process may enqueue the Report Stream in order to export multiple Packet Reports in a single export packet. Any consequent delay must still allow for timely availability of Packet Reports as just described. The timed reliability service of the SCTP Partial Reliability Extension [RFC-3758] allows the dropping of packets from the export buffer once their age in the buffer exceeds a configurable bound. A suitable default value for the bound should be used in order to avoid a low transmission rate due to misconfiguration. 8.5 Export Packet Compression To conserve network bandwidth and resources at the Collector, the Export Packets may be compressed before export. Compression is expected to be quite effective since the sampled packets may share many fields in common, e.g. if a filter focuses on packets with certain values in particular header fields. Using compression, however, could impact the timeliness of Packet Reports. Any consequent delay must not violate the timeliness requirement for availability of Packet Reports at the collector. 8.6 Collector Destination When exporting to a remote Collector, the Collector is identified by IP address, transport protocol, and transport port number. 8.7 Local Export The Report Stream may be directly exported to on-board measurement based applications, for example those that form composite statistics from more than one packet. Local export may be presented through an interface direct to the higher level applications, i.e., through an API, rather than employing the transport used for off-board export. Specification of such an API is outside the scope of the PSAMP framework. A possible example of Local Export could be that packets selected by the PSAMP measurement process serve as the input for the IPFIX protocol, which then forms flow records out of the stream of selected packets. 9. Configuration and Management A key requirement for PSAMP is the easy reconfiguration of the parameters of the Measurement Process: those for selection, packet reports and export. An important example is to support measurement-based applications that want to adaptively drill-down Duffield (Ed.) Expires July 2005 [Page 24]
Internet Draft Packet Selection and Reporting January 2005 on traffic detail in real-time; To facilitate reconfiguration and retrieval of parameters, they are to reside in a Management Information Base (MIB). Mandatory configuration, capabilities and monitoring objects will cover all mandatory PSAMP functionality. Secondary objects will cover the recommended and optional PSAMP functionality, and must be provided when such functionality is offered by a PSAMP device. Such PSAMP functionality includes configuration of offered Selectors, multiple Measurement Processes, and report format including the choice of fields to be reported. For further details concerning the PSAMP MIB, see [PSAMP-MIB]. PSAMP requires a uniform mechanism with which to access and configure the MIB. SNMP access must be provided by the host of the MIB. 10. Feasibility and Complexity In order for PSAMP to be supported across the entire spectrum of networking equipment, it must be simple and inexpensive to implement. One can envision easy-to-implement instances of the mechanisms described within this draft. Thus, for that subset of instances, it should be straightforward for virtually all system vendors to include them within their products. Indeed, sampling and filtering operations are already realized in available equipment. Here we give some specific arguments to demonstrate feasibility and comment on the complexity of hardware implementations. We stress here that the point of these arguments is not to favor or recommend any particular implementation, or to suggest a path for standardization, but rather to demonstrate that the set of possible implementations is not empty. 10.1 Feasibility 10.1.1 Filtering Filtering consists of a small number of mask (bit-wise logical), comparison and range (greater than) operations. Implementation of at least a small number of such operations is straightforward. For example, filters for security access control lists (ACLs) are widely implemented. This could be as simple as an exact match on certain fields, or involve more complex comparisons and ranges. 10.1.2 Sampling Sampling based on either counters (counter set, decrement, test for equal to zero) or range matching on the hash of a packet Duffield (Ed.) Expires July 2005 [Page 25]
Internet Draft Packet Selection and Reporting January 2005 (greater than) is possible given a small number of selectors, although there may be some differences in ease of implementation for hardware vs. software platforms. 10.1.3 Hashing Hashing functions vary greatly in complexity. Execution of a small number of sufficient simple hash functions is implementable at line rate. Concerning the input to the hash function, hop-invariant IP header fields (IP address, IP identification) and TCP/UDP header fields (port numbers, TCP sequence number) drawn from the first 40 bytes of the packet have been found to possess a considerable variability; see [DuGr01]. 10.1.4 Reporting The simplest packet report would duplicate the first n bytes of the packet. However, such an uncompressed format may tax the bandwidth available to the reporting process for high sampling rates; reporting selected fields would save on this bandwidth. Thus there is a trade-off between simplicity and bandwidth limitations. 10.1.5 Exporting Ease of exporting export packets depends on the system architecture. Most systems should be able to support export by insertion of export packets, even through the software path. 10.2 Potential Hardware Complexity We now comment on the complexity of possible hardware implementations. Achieving low constants for performance while minimizing hardware resources is, of course, a challenge, especially at very high clock frequencies. Most of the selectors, however, are very basic and their implementations very well understood; in fact, the average ASIC designer simply uses canned library instances of these operations rather than design them from scratch. In addition, networking equipment generally does not need to run at the fastest clock rates, further reducing the effort required to get reasonably efficient implementations. Simple bit-wise logical operations are easy to implement in hardware. Such operations (NAND/NOR/XNOR/NOT) directly translate to four-transistor gates. Each bit of a multiple-bit logical operation is completely independent and thus can be performed in parallel incurring no additional performance cost above a single bit operation. Comparisons (EQ/NEQ) take O(log(M)) stages of logic, where M is the number of bits involved in the comparison. The log(M) is required to accumulate the result into a single bit. Duffield (Ed.) Expires July 2005 [Page 26]
Internet Draft Packet Selection and Reporting January 2005 Greater than operations, as used to determine whether a hash falls in a selection range, are a determination of the most significant not-equivalent bit in the two operands. The operand with that most-significant-not-equal bit set to be one is greater than the other. Thus, a greater than operation is also an O(log(M)) stages of logic operation. Optimized implementations of arithmetic operations are also O(log(M)) due to propagation of the carry bit. Setting a counter is simply loading a register with a state. Such an operation is simple and fast O(1). Incrementing or decrementing a counter is a read, followed by an arithmetic operation followed by a store. Making the register dual-ported does take additional space, but it is a well-understood technique. Thus, the increment/decrement is also an O(log(M)) operation. Hashing functions come in a variety of forms. The computation involved in a standard Cyclic Redundancy Code (CRC) for example are essentially a set of XOR operations, where the intermediate result is stored and XORed with the next chunk of data. There are only O(1) operations and no log complexity operations. Thus, a simple hash function, such as CRC or generalizations thereof, can be implemented in hardware very efficiently. At the other end of the range of complexity, the MD5 function uses a large number of bit-wise conditional operations and arithmetic operations. The former are O(1) operations and the latter are O(log(M)). MD5 specifies 256 32b ADD operations per 16B of input processed. Consider processing 10Gb/sec at 100MHz (this processing rate appears to be currently available). This requires processing 12.5B/cycle, and hence at least 200 adders, a sizeable number. Because of data dependencies within the MD5 algorithm, the adders cannot be simply run in parallel, thus requiring either faster clock rates and/or more advanced architectures. Thus, selection hashing functions as complex as MD5 may be precluded for ubiquitous use at full line rate. This motivates exploring the use of selection hash functions with complexity somewhere between that of MD5 and CRC. In some applications (see Section below) a second hash may be calculated on only selected packets; MD5 is feasible for this purpose if the rate of production of selected packets is sufficiently low. 11. Applications We first describe several representative operational applications that require traffic measurements at various levels of temporal and spatial granularity. Some of the goals here appear similar to those of IPFIX, at least in the broad classes of applications supported. The major benefit of PSAMP is the support of new Duffield (Ed.) Expires July 2005 [Page 27]
Internet Draft Packet Selection and Reporting January 2005 network management applications, specifically, those enabled by the packet selectors that it supports. 11.1 Baseline Measurement and Drill Down Packet sampling is ideally suited to determine the composition of the traffic across a network. The approach is to enable measurement on a cut-set of the network links such that each packet entering the network is seen at least once, for example, on all ingress links. Unfiltered sampling with a relatively low selection fraction establishes baseline measurements of the network traffic. Packet reports include packet attributes of common interest: source and destination address and port numbers, prefix, protocol number, type of service, etc. Traffic matrices are indicated by reporting source and destination AS matrices. Absolute traffic volumes are estimated by renormalizing the sampled traffic volumes through division by either the Configured Selection Fraction, or by the Attained Selection Fraction (as derived from input packet counters included in the report stream) Suppose an operator or a measurement-based application detects an interesting subset of a packet stream, as identified by a particular packet attribute. Real-time drill-down to that subset is achieved by instantiating a new Measurement Process on the same Observed Packet Stream from which the subset was reported. The Selection Process of the new Measurement Process filters according to the attribute of interest, and composes with sampling if necessary to manage the attained fraction of packets selected. 11.2 Trajectory Sampling The goal of trajectory sampling is the selection of a subset of packets at all enabled Observation Points at which they are observed in a network domain. Thus the selection decisions are consistent in the sense that each packet is selected either at all enabled Observation Points, or at none of them. Trajectory sampling is realized by hash-based selection if all enabled Observation Points apply a common hash function to a portion of the packet content that is invariant along the packet path. (Thus, fields such at TTL and CRC are excluded). The trajectory followed by a packet is reconstructed from packet reports on it that reach the collector. Reports on a given packet are associated either by matching a label comprising the invariant reported packet content, or possibly some digest of it. The reconstruction of trajectories, and methods for dealing with possible ambiguities due to label collisions (identical labels reported by different packets) and potential loss of reports in transmission are dealt with in [DuGr01], [DuGeGr02] and [DuGr04]. Duffield (Ed.) Expires July 2005 [Page 28]
Internet Draft Packet Selection and Reporting January 2005 11.3 Passive Performance Measurement Trajectory sampling enables the tracking of the performance experience by customer traffic, customers identified by a list of source or destination prefixes, or by ingress or egress interfaces. Operational uses include the verification of Service Level Agreements (SLAs), and troubleshooting following a customer complaint. In this application, trajectory sampling is enabled at all network ingress and egress interfaces. Rates of loss in transit between ingress and egress are estimated from the proportion of trajectories for which no egress report is received. Note that loss of customer packets is distinguishable from loss of packet reports through use of report sequence numbers. Assuming synchronization of clocks between different entities, delay of customer traffic across the network may also be measured; see [Zs02]. Extending hash-selection to all interfaces in the network would enable attribution of poor performance to individual network links. 11.4 Troubleshooting PSAMP Packet Reports can also be used to diagnose problems whose occurrence is evident from aggregate statistics, per interface utilization and packet loss statistics. These statistics are typically moving averages over relatively long time windows, e.g., 5 minutes, and serve as a coarse-grain indication of operational health of the network. The most common method of obtaining such measurements are through the appropriate SNMP MIBs (MIB-II [RFC-1213] and vendor-specific MIBs.) Suppose an operator detects a link that is persistently overloaded and experiences significant packet drop rates. There is a wide range of potential causes: routing parameters (e.g., OSPF link weights) that are poorly adapted to the traffic matrix, e.g., because of a shift in that matrix; a denial of service attack or a flash crowd; a routing problem (link flapping). In most cases, aggregate link statistics are not sufficient to distinguish between such causes, and to decide on an appropriate corrective action. For example, if routing over two links is unstable, and the links flap between being overloaded and inactive, this might be averaged out in a 5 minute window, indicating moderate loads on both links. Baseline PSAMP measurement of the congested link, as described in Section 11.1, enables measurements that are fine grained in both space and time. The operator has to be able to determine how many bytes/packets are generated for each source/destination address, Duffield (Ed.) Expires July 2005 [Page 29]
Internet Draft Packet Selection and Reporting January 2005 port number, and prefix, or other attributes, such as protocol number, MPLS forwarding equivalence class (FEC), type of service, etc. This allows the precise determination of the nature of the offending traffic. For example, in the case of a Distributed Denial of Service(DDoS) attack, the operator would see a significant fraction of traffic with an identical destination address. In certain circumstances, precise information about the spatial flow of traffic through the network domain is required to detect and diagnose problems and verify correct network behavior. In the case of the overloaded link, it would be very helpful to know the precise set of paths that packets traversing this link follow. This would readily reveal a routing problem such as a loop, or a link with a misconfigured weight. More generally, complex diagnosis scenarios can benefit from measurement of traffic intensities (and other attributes) over a set of paths that is constrained in some way. For example, if a multihomed customer complains about performance problems on one of the access links from a particular source address prefix, the operator should be able to examine in detail the traffic from that source prefix which also traverses the specified access link towards the customer. While it is in principle possible to obtain the spatial flow of traffic through auxiliary network state information, e.g., by downloading routing and forwarding tables from routers, this information is often unreliable, outdated, voluminous, and contingent on a network model. For operational purposes, a direct observation of traffic flow provided by trajectory sampling is more reliable, as it does not depend on any such auxiliary information. For example, if there was a bug in a router's software, direct observation would allow the diagnosis the effect of this bug, while an indirect method would not. 12. Security Considerations Security considerations are addressed in: - Section 4.1: item Robust Selection - Section 4.3: item Secure Export - Section 4.4: item Secure Configuration 13. IANA Considerations This document has no actions for IANA 14. Normative References [PSAMP-TECH] T. Zseby, M. Molina, F. Raspall, N. G. Duffield, S. Niccolini, Sampling and Filtering Techniques for IP Packet Selection, RFC XXXX. [Currently Internet Draft, Duffield (Ed.) Expires July 2005 [Page 30]
Internet Draft Packet Selection and Reporting January 2005 draft-ietf-psamp-sample-tech-05.txt, work in progress, October 2004. [PSAMP-MIB] T. Dietz, B. Claise, Definitions of Managed Objects for Packet Sampling, RFC XXXX. [Currently Internet Draft, draft-ietf-psamp-mib-03.txt, work in progress, July 2004.] [PSAMP-PROTO] B. Claise (Ed.) Packet Sampling (PSAMP) Protocol Specifications, RFC XXXX. [Currently Internet Draft draft-ietf-psamp-protocol-01.txt, work in progress, February 2004.] [PSAMP-INFO] T. Dietz, F. Dressler, G. Carle, B. Claise, Information Model for Packet Sampling Exports, RFC XXXX. [Currently Internet Draft, draft-ietf-psamp-info-02, July 2004 [IPFIX-PROTO] B. Claise (Ed.) IPFIX Protocol Specifications , Internet Draft, draft-ietf-ipfix-protocol-06.txt, October 2004. [IPFIX-INFO] J. Meyer, J. Quittek, S. Bryant, "Information Model for IP Flow Information Export" draft-ietf-ipfix-info-06, October 2004 [RFC-2960] R. Stewart, (ed.) "Stream Control Transmission Protocol", RFC 2960, October 2000. [RFC-3758] R. Stewart, M. Ramalho, Q. Xie, M. Tuexen, P. Conrad, "SCTP Partial Reliability Extension", RFC 3758, May 2004. 15. Informative References [B88] R.T. Braden, A pseudo-machine for packet monitoring and statistics, in Proc ACM SIGCOMM 1988 [ClPB93] K.C. Claffy, G.C. Polyzos, H.-W. Braun, Application of Sampling Methodologies to Network Traffic Characterization, Proceedings of ACM SIGCOMM'93, San Francisco, CA, USA, September 13-17, 1993 [RFC-2460] S. Deering, R. Hinden, Internet Protocol, Version 6 (IPv6) Specification, RFC 2460, December 1998. [DuGr01] N. G. Duffield and M. Grossglauser, Trajectory Sampling for Direct Traffic Observation, IEEE/ACM Trans. on Networking, 9(3), 280-292, June 2001. Duffield (Ed.) Expires July 2005 [Page 31]
Internet Draft Packet Selection and Reporting January 2005 [DuGeGr02] N.G. Duffield, A. Gerber, M. Grossglauser, Trajectory Engine: A Backend for Trajectory Sampling, IEEE Network Operations and Management Symposium 2002, Florence, Italy, April 15-19, 2002. [DuGr04] N. G. Duffield and M. Grossglauser, Trajectory Sampling with Unreliable Reporting, Proc IEEE Infocom 2004, Hong Kong, March 2004, [RFC-2914] S. Floyd, Congestion Control Principles, RFC 2914, September 2000. [RFC-2804] IAB and IESG, Network Working Group, IETF Policy on Wiretapping, RFC 2804, May 2000 [RFC-1213] K. McCloghrie, M. Rose, Management Information Base for Network Management of TCP/IP-based internets:MIB-II, RFC 1213, March 1991. [RFC-3176] P. Phaal, S. Panchen, N. McKee, InMon Corporation's sFlow: A Method for Monitoring Traffic in Switched and Routed Networks, RFC 3176, September 2001 [RFC-2330] V. Paxson, G. Almes, J. Mahdavi, M. Mathis, Framework for IP Performance Metrics, RFC 2330, May 1998 [RFC-791] J. Postel, "Internet Protocol", STD 5, RFC 791, September 1981. [RFC-768] Postel, J., "User Datagram Protocol" RFC 768, August 1980 [RFC-3917] J. Quittek, T. Zseby, B. Claise, S. Zander, Requirements for IP Flow Information Export, RFC 3917, October 2004. [RFC-1771] Rekhter, Y. and T. Li, "A Border Gateway Protocol 4 (BGP-4)", RFC 1771, March 1995. [RFC-3031] Rosen, E., Viswanathan, A. and R. Callon, "Multiprotocol Label Switching Architecture", RFC 3031, January 2001. [SPSJTKS01] A. C. Snoeren, C. Partridge, L. A. Sanchez, C. E. Jones, F. Tchakountio, S. T. Kent, W. T. Strayer, Hash-Based IP Traceback, Proc. ACM SIGCOMM 2001, San Diego, CA, September 2001. [Zs02] T. Zseby, ``Deployment of Sampling Methods for SLA Validation with Non-Intrusive Measurements'', Proceedings Duffield (Ed.) Expires July 2005 [Page 32]
Internet Draft Packet Selection and Reporting January 2005 of Passive and Active Measurement Workshop (PAM 2002), Fort Collins, CO, USA, March 25-26, 2002 16. Authors' Addresses Derek Chiou Avici Systems 101 Billerica Ave North Billerica, MA 01862 Phone: +1 978-964-2017 Email: dchiou@avici.com Benoit Claise Cisco Systems De Kleetlaan 6a b1 1831 Diegem Belgium Phone: +32 2 704 5622 Email: bclaise@cisco.com Nick Duffield AT&T Labs - Research Room B139 180 Park Ave Florham Park NJ 07932, USA Phone: +1 973-360-8726 Email: duffield@research.att.com Albert Greenberg AT&T Labs - Research Room A161 180 Park Ave Florham Park NJ 07932, USA Phone: +1 973-360-8730 Email: albert@research.att.com Matthias Grossglauser School of Computer and Communication Sciences EPFL 1015 Lausanne Switzerland Email: matthias.grossglauser@epfl.ch Peram Marimuthu Cisco Systems 170, W. Tasman Drive San Jose, CA 95134 Phone: (408) 527-6314 Email: peram@cisco.com Jennifer Rexford AT&T Labs - Research Duffield (Ed.) Expires July 2005 [Page 33]
Internet Draft Packet Selection and Reporting January 2005 Room A139 180 Park Ave Florham Park NJ 07932, USA Phone: +1 973-360-8728 Email: jrex@research.att.com Ganesh Sadasivan Cisco Systems 170 W. Tasman Drive San Jose, CA 95134 Phone: (408) 527-0251 Email: gsadasiv@cisco.com 17. Intellectual Property Statements By submitting this Internet-Draft, each author represents that any applicable patent or other IPR claims of which he or she is aware have been or will be disclosed, and any of which he or she becomes aware will be disclosed, in accordance with Section 6 of RFC 3668. Copies of IPR disclosures made to the IETF Secretariat and any assurances of licenses to be made available, or the result of an attempt made to obtain a general license or permission for the use of such proprietary rights by implementers or users of this specification can be obtained from the IETF on-line IPR repository at http://www.ietf.org/ipr. The IETF invites any interested party to bring to its attention any copyrights, patents or patent applications, or other proprietary rights that may cover technology that may be required to implement this standard. Please address the information to the IETF at ietf-ipr@ietf.org. The IETF has been notified by AT&T Corp. of intellectual property rights claimed in regard to some or all of the specification contained in this document. For more information, see http://www.ietf.org/ietf/IPR/att-ipr-draft-ietf-psamp- framework.txt The IETF has been notified by Cisco Corp. of intellectual property rights claimed in regard to some or all of the specification contained in this document. For more information, see http://www.ietf.org/ietf/IPR/cisco-ipr-draft-ietf-psamp- framework-06.txt 18. Full Copyright Statement Copyright (C) The Internet Society (2004). This document is subject to the rights, licenses and restrictions contained in BCP Duffield (Ed.) Expires July 2005 [Page 34]
Internet Draft Packet Selection and Reporting January 2005 78 and except as set forth therein, the authors retain all their rights. This document and translations of it may be copied and furnished to others, and derivative works that comment on or otherwise explain it or assist in its implementation may be prepared, copied, published and distributed, in whole or in part, without restriction of any kind, provided that the above copyright notice and this paragraph are included on all such copies and derivative works. However, this document itself may not be modified in any way, such as by removing the copyright notice or references to the Internet Society or other Internet organizations, except as needed for the purpose of developing Internet standards in which case the procedures for copyrights defined in the Internet Standards process must be followed, or as required to translate it into languages other than English. The limited permissions granted above are perpetual and will not be revoked by the Internet Society or its successors or assigns. 19. Disclaimers The IETF takes no position regarding the validity or scope of any Intellectual Property Rights or other rights that might be claimed to pertain to the implementation or use of the technology described in this document or the extent to which any license under such rights might or might not be available; nor does it represent that it has made any independent effort to identify any such rights. Information on the procedures with respect to rights in RFC documents can be found in BCP 78 and BCP 79. This document and the information contained herein are provided on an "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. Duffield (Ed.) Expires July 2005 [Page 35]
