Internet-Draft                                Stephen Bailey (Sandburst)
Expires: March 2004                           Tom Talpey        (NetApp)


            The Architecture of Direct Data Placement (DDP)
                 and Remote Direct Memory Access (RDMA)
                         on Internet Protocols
                        draft-ietf-rddp-arch-03


Status of this Memo

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     all provisions of Section 10 of RFC2026.

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Copyright Notice

     Copyright (C) The Internet Society (2003).  All Rights Reserved.

Abstract

     This document defines an abstract architecture for Direct Data
     Placement (DDP) and Remote Direct Memory Access (RDMA) protocols to
     run on Internet Protocol-suite transports.  This architecture does
     not necessarily reflect the proper way to implement such protocols,
     but is, rather, a descriptive tool for defining and understanding
     the protocols.  DDP allows the efficient placement of data into
     buffers designated by Upper Layer Protocols (e.g. RDMA).  RDMA
     provides the semantics to enable Remote Direct Memory Access
     between peers in a way consistent with application requirements.




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Table Of Contents

     1.     Introduction . . . . . . . . . . . . . . . . . . . . . .   2
     2.     Architecture . . . . . . . . . . . . . . . . . . . . . .   3
     2.1.   Direct Data Placement (DDP) Protocol Architecture  . . .   3
     2.1.1. Transport Operations . . . . . . . . . . . . . . . . . .   5
     2.1.2. DDP Operations . . . . . . . . . . . . . . . . . . . . .   6
     2.1.3. Transport Characteristics in DDP . . . . . . . . . . . .  10
     2.2.   Remote Direct Memory Access Protocol Architecture  . . .  11
     2.2.1. RDMA Operations  . . . . . . . . . . . . . . . . . . . .  12
     2.2.2. Transport Characteristics in RDMA  . . . . . . . . . . .  15
     3.     Security Considerations  . . . . . . . . . . . . . . . .  16
     4.     IANA Considerations  . . . . . . . . . . . . . . . . . .  16
     5.     Acknowledgements . . . . . . . . . . . . . . . . . . . .  16
            Informative References . . . . . . . . . . . . . . . . .  16
            Authors' Addresses . . . . . . . . . . . . . . . . . . .  17
            Full Copyright Statement . . . . . . . . . . . . . . . .  18


1.  Introduction

     This document defines an abstract architecture for Direct Data
     Placement (DDP) and Remote Direct Memory Access (RDMA) protocols to
     run on Internet Protocol-suite transports.  This architecture does
     not necessarily reflect the proper way to implement such protocols,
     but is, rather, a descriptive tool for defining and understanding
     the protocols.

     The first part of the document describes the architecture of DDP
     protocols, including what assumptions are made about the transports
     on which DDP is built.  The second part describes the architecture
     of RDMA protocols layered on top of DDP.

     Before introducing the protocols, three definitions will be useful
     to guide discussion:

     o    Placement - writing to a data buffer.

     o    Delivery - informing the Upper Layer Protocol (ULP) (e.g.
          RDMA) that a particular message is available for use.
          Delivery therefore may be viewed as the "control" signal
          associated with a unit of data.  Note that the order of
          delivery is defined more strictly than it is for placement.

     o    Completion - informing the ULP or application that a
          particular RDMA operation has finished.  A completion, for
          instance, may require the delivery of several messages, or it
          may also reflect that some local processing has finished.



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     The goal of the DDP protocol is to allow the efficient placement of
     data into buffers designated by Upper Layer Protocols (e.g. RDMA).
     This is described in detail in [ROM].  Efficiency may be
     characterized by the minimization of the number of transfers of the
     data over the receiver's system buses.

     The goal of the RDMA protocol is to provide the semantics to enable
     Remote Direct Memory Access between peers in a way consistent with
     application requirements.  The RDMA protocol provides facilities
     immediately useful to existing and future networking, storage, and
     other application protocols.  [DAFS, FCVI, IB, MYR, SDP, SRVNET,
     VI]

     The DDP and RDMA protocols work together to achieve their
     respective goals.  DDP provides facilities to safely steer payloads
     to specific buffers at the Data Sink.  RDMA provides facilities to
     a ULP for identifying these buffers, controlling the transfer of
     data between ULP peers, and signalling completion to the ULP.  ULPs
     that do not require the features of RDMA may be layered directly on
     top of DDP.

     The DDP and RDMA protocols are transport independent.  The
     following figure shows the relationship between RDMA, DDP, Upper
     Layer Protocols and Transport.

          +---------------------------------------------------+
          |                       ULP                         |
          +---------+------------+----------------------------+
          |         |            |            RDMA            |
          |         |            +----------------------------+
          |         |                   DDP                   |
          |         +-----------------------------------------+
          |                    Transport                      |
          +---------------------------------------------------+

2.  Architecture

     The Architecture section is presented in two parts: Direct Data
     Placement Protocol architecture and Remote Direct Memory Access
     Protocol architecture.

2.1.  Direct Data Placement (DDP) Protocol Architecture

     The central idea of general-purpose DDP is that a data sender will
     supplement the data it sends with placement information that allows
     the receiver's network interface to place the data directly at its
     final destination without any copying.  DDP can be used to steer
     received data to its final destination, without requiring layer-



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     specific behavior for each different layer.  Data sent with such
     DDP information is said to be `tagged'.

     The central component of the DDP architecture is the `buffer',
     which is an object with beginning and ending addresses, and a
     method (set()) to set the value of an octet at an address.  In many
     cases, a buffer corresponds directly to a portion of host user
     memory.  However, DDP does not depend on this---a buffer could be a
     disk file, or anything else that can be viewed as an addressable
     collection of octets.  Abstractly, a buffer provides the interface:

          typedef struct {
            const address_t start;
            const address_t end;
            void            set(address_t a, data_t v);
          } ddp_buffer_t;


     address_t

          a reference to local memory

     data_t

          an octet data value.

     The protocol layering and in-line data flow of DDP is:

                        Client Protocol
                      (e.g. ULP or RDMA)
                             |  ^
           untagged messages |  | untagged message delivery
             tagged messages |  | tagged message delivery
                             v  |
                             DDP+---> data placement
                              ^
                              | transport messages
                              v
                          Transport
                 (e.g. SCTP, DCP, framed TCP)
                              ^
                              | IP datagrams
                              v
                            . . .


     In addition to in-line data flow, the client protocol registers
     buffers with DDP, and DDP performs buffer update (set()) operations



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     as a result of receiving tagged messages.

     DDP messages may be split into multiple, smaller DDP messages, each
     in a separate transport message.  However, if the transport is
     unreliable or unordered, messages split across transport messages
     may or may not provide useful behavior, in the same way as
     splitting arbitrary upper layer messages across unreliable or
     unordered transport messages may or may not provide useful
     behavior.  In other words, the same considerations apply to
     building client protocols on different types of transports with or
     without the use of DDP.

     A DDP message split across transport messages looks like:

     DDP message:              Transport messages:

       stag=s, offset=o,          message 1:
       notify=y, id=i               |type=ddp  |
       message=                     |stag=s    |
         |aabbccddee|-------.       |offset=o  |
         ~   ...    ~----.   \      |notify=n  |
         |vvwwxxyyzz|-.   \   \     |id=?      |
                      |    \   `--->|aabbccddee|
                      |     \       ~    ...   ~
                      |      +----->|iijjkkllmm|
                      |      |
                      +      |    message 2:
                       \     |      |type=ddp  |
                        \    |      |stag=s    |
                         \   +      |offset=o+n|
                          \   \     |notify=y  |
                           \   \    |id=i      |
                            \   `-->|nnooppqqrr|
                             \      ~    ...   ~
                              `---->|vvwwxxyyzz|


     Although this picture suggests that DDP information is carried in-
     line with the message payload, components of the DDP information
     may also be in transport-specific fields, or derived from
     transport-specific control information if the transport permits.

2.1.1.  Transport Operations

     For the purposes of this architecture, the transport provides:






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          void      xpt_send(socket_t s, message_t m);
          message_t xpt_recv(socket_t s);
          msize_t   xpt_max_msize(socket_t s);


     socket_t

          a transport address, including IP addresses, ports and other
          transport-specific identifiers.

     message_t

          a string of octets.

     msize_t (scalar)

          a message size.

     xpt_send(socket_t s, message_t m)

          send a transport message.

     xpt_recv(socket_t s)

          receive a transport message.

     xpt_max_msize(socket_t s)

          get the current maximum transport message size.  Corresponds,
          roughly, to the current path Maximum Transfer Unit (PMTU),
          adjusted by underlying protocol overheads.

     Real implementations of xpt_send() and xpt_recv() typically return
     error indications, but that is not relevant to this architecture.

2.1.2.  DDP Operations

     The DDP layer provides:

          void       ddp_send(socket_t s, message_t m);
          void       ddp_send_ddp(socket_t s, message_t m, ddp_addr_t d,
                                  ddp_notify_t n);
          void       ddp_post_recv(socket_t s, bdesc_t b);
          ddp_ind_t  ddp_recv(socket_t s);
          bdesc_t    ddp_register(socket_t s, ddp_buffer_t b);
          void       ddp_deregister(bhand_t bh);
          msizes_t   ddp_max_msizes(socket_t s);




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     ddp_addr_t

          the buffer address portion of a tagged message:

               typedef struct {
                 stag_t stag;
                 address_t offset;
               } ddp_addr_t;


     stag_t (scalar)

          a Steering Tag.  A stag_t identifies the destination buffer
          for tagged messages.  stag_ts are generated when the buffer is
          registered, communicated to the sender by some client protocol
          convention and inserted in DDP messages.  stag_t values in
          this DDP architecture are assumed to be completely opaque to
          the client protocol, and implementation-dependent.  However,
          particular implementations, such as DDP on a multicast
          transport (see below), may provide the buffer holder some
          control in selecting stag_ts.

     ddp_notify_t

          the notification portion of a DDP message, used to signal that
          the message represents the final fragment of a multi-segmented
          DDP message:

               typedef struct {
                 boolean_t notify;
                 ddp_msg_id_t i;
               } ddp_notify_t;


     ddp_msg_id_t (scalar)

          a DDP message identifier.  msg_id_ts are chosen by the DDP
          message receiver (buffer holder), communicated to the sender
          by some client protocol convention and inserted in DDP
          messages.  Whether a message reception indication is requested
          for a DDP message is a matter of client protocol convention.
          Unlike stag_ts, the structure of msg_id_ts is opaque to DDP,
          and therefore, completely in the hands of the client protocol.

     bdesc_t

          a description of a registered buffer:




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               typedef struct {
                 bhand_t bh;
                 ddp_addr_t a;
               } bdesc_t;


          `a.offset' is the starting offset of the registered buffer,
          which may have no relationship to the `start' or `end'
          addresses of that buffer.  However, particular
          implementations, such as DDP on a multicast transport (see
          below), may allow some client protocol control over the
          starting offset.

     bhand_t

          an opaque buffer handle used to deregister a buffer.

     recv_message_t

          a description of a completed untagged receive buffer:

               typedef struct {
                 bdesc_t b;
                 length l;
               } recv_message_t;


     ddp_ind_t

          an untagged message, a tagged message reception indication, or
          a tagged message reception error:

               typedef union {
                 recv_message_t m;
                 ddp_msg_id_t i;
                 ddp_err_t e;
               } ddp_ind_t;


     ddp_err_t

          indicates an error while receiving a tagged message, typically
          `offset' out of bounds, or `stag' is not registered to the
          socket.

     msizes_t





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          The maximum untagged and tagged messages that fit in a single
          transport message:

               typedef struct {
                 msize_t max_untagged;
                 msize_t max_tagged;
               } msizes_t;


     ddp_send(socket_t s, message_t m)

          send an untagged message.

     ddp_send_ddp(socket_t s, message_t m, ddp_addr_t d, ddp_notify_t n)

          send a tagged message to remote buffer address d.

     ddp_post_recv(socket_t s, bdesc_t b)

          post a registered buffer to accept a single received untagged
          message.  Each buffer is returned to the caller in a
          ddp_recv() untagged message reception indication, in the order
          in which it was posted.  The same buffer may be enabled on
          multiple sockets, receipt of an untagged message into the
          buffer from any of these sockets unposts the buffer from all
          sockets.

     ddp_recv(socket_t s)

          get the next received untagged message, tagged message
          reception indication, or tagged message error.

     ddp_register(socket_t s, ddp_buffer_t b)

          register a buffer for DDP on a socket.  The same buffer may be
          registered multiple times on the same or different sockets.
          The same buffer registered on different sockets may result in
          a common registration.  Different buffers may also refer to
          portions of the same underlying addressable object (buffer
          aliasing).

     ddp_deregister(bhand_t bh)

          remove a registration from a buffer.

     ddp_max_msizes(socket_t s)





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          get the current maximum untagged and tagged message sizes that
          will fit in a single transport message.

2.1.3.  Transport Characteristics In DDP

     Certain characteristics of the transport on which DDP is mapped
     determine the nature of the service provided to client protocols.
     Specifically, transports are:

     o    reliable or unreliable,

     o    ordered or unordered,

     o    single source or multisource,

     o    single destination or multidestination (multicast or anycast).

     Some transports support several combinations of these
     characteristics.  For example, SCTP [SCTP] is reliable, single
     source, single destination (point-to-point) and supports both
     ordered and unordered modes.

     DDP messages carried by transport are framed for processing by the
     receiver, and may be further protected for integrity or privacy in
     accordance with the transport capabilities.  DDP does not provide
     such functions.

     In general, transport characteristics equally affect transport and
     DDP message delivery.  However, there are several issues specific
     to DDP messages.

     A key component of DDP is how the following operations on the
     receiving side are ordered among themselves, and how they relate to
     corresponding operations on the sending side:

          o    set()s,

          o    untagged message reception indications, and

          o    tagged message reception indications.

     These relationships depend upon the characteristics of the
     underlying transport in a way which is defined by the DDP protocol.
     For example, if the transport is unreliable and unordered, the DDP
     protocol might specify that the client protocol is subject to the
     consequences of transport messages being lost or duplicated, rather
     than requiring different characteristics be presented to the client
     protocol.



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     Multidestination data delivery is the other transport
     characteristic which may require specific consideration in a DDP
     protocol.  As mentioned above, the basic DDP model assumes that
     buffer address values returned by ddp_register() are opaque to the
     client protocol, and can be implementation dependent.  The most
     natural way to map DDP to a multidestination transport is to
     require all receivers produce the same buffer address when
     registering a multidestination destination buffer.  Restriction of
     the DDP model to accommodate multiple destinations involves
     engineering tradeoffs comparable to those of providing non-DDP
     multidestination transport capability.

     The same buffer may be enabled by ddp_post_recv() on multiple
     sockets.  In this case the ddp_recv() untagged message reception
     indication may be provided on a different socket from that on which
     the buffer was posted.  Such indications are not ordered among
     multiple DDP sockets.

     When multiple sockets reference an untagged message reception
     buffer, local interfaces are responsible for managing the
     mechanisms of allocating posted buffers to received untagged
     messages, the handling of received untagged messages when no buffer
     is available, and of resource management among multiple sockets.
     Where underprovisioning of buffers on multiple sockets is allowed,
     mechanisms should be provided to manage buffer consumption on a
     per-socket or group of related sockets basis.

2.2.  Remote Direct Memory Access (RDMA) Protocol Architecture

     Remote Direct Memory Access (RDMA) extends the capabilities of DDP
     with the ability to read from buffers registered to a socket (RDMA
     Read).  This allows a client protocol to perform arbitrary,
     bidirectional data movement without involving the remote client.
     When RDMA is implemented in hardware, arbitrary data movement can
     be performed without involving the remote host CPU at all.

     In addition, RDMA protocols usually specify a transport-independent
     untagged message service (Send) with characteristics which are both
     very efficient to implement in hardware, and convenient for client
     protocols.

     The RDMA architecture is patterned after the traditional model for
     device programming, where the client requests an operation using
     Send-like actions (programmed I/O), the server performs the
     necessary data transfers for the operation (DMA reads and writes),
     and notifies the client of completion.  The programmed I/O+DMA
     model efficiently supports a high degree of concurrency and
     flexibility for both the client and server, even when operations



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     have a wide range of intrinsic latencies.

     RDMA is layered as a client protocol on top of DDP:

                        Client Protocol
                             |  ^
                       Sends |  | Send reception indications
          RDMA Read Requests |  | RDMA Read Completion indications
                 RDMA Writes |  | RDMA Write Completion indications
                             v  |
                             RDMA
                             |  ^
           untagged messages |  | untagged message delivery
             tagged messages |  | tagged message delivery
                             v  |
                             DDP+---> data placement
                              ^
                              | transport messages
                              v
                            . . .


     In addition to in-line data flow, read (get()) and update (set())
     operations are performed on buffers registered with RDMA as a
     result of RDMA Read Requests and RDMA Writes, respectively.

     An RDMA `buffer' extends a DDP buffer with a get() operation that
     retrieves the value of the octet at address `a':

          typedef struct {
            const address_t start;
            const address_t end;
            void            set(address_t a, data_t v);
            data_t          get(address_t a);
          } rdma_buffer_t;



2.2.1.  RDMA Operations

     The RDMA layer provides:










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          void        rdma_send(socket_t s, message_t m);
          void        rdma_write(socket_t s, message_t m, ddp_addr_t d,
                                 rdma_notify_t n);
          void        rdma_read(socket_t s, ddp_addr_t s, ddp_addr_t d);
          void        rdma_post_recv(socket_t s, bdesc_t b);
          rdma_ind_t  rdma_recv(socket_t s);
          bdesc_t     rdma_register(socket_t s, rdma_buffer_t b,
                                 bmode_t mode);
          void        rdma_deregister(bhand_t bh);
          msizes_t    rdma_max_msizes(socket_t s);


     Although, for clarity, these data transfer interfaces are
     synchronous, rdma_read() and possibly rdma_send() (in the presence
     of Send flow control), can require an arbitrary amount of time to
     complete.  To express the full concurrency and interleaving of RDMA
     data transfer, these interfaces should also be reentrant.  For
     example, a client protocol may perform an rdma_send(), while an
     rdma_read() operation is in progress.

     rdma_notify_t

          RDMA Write notification information, used to signal that the
          message represents the final fragment of a multi-segmented
          RDMA message:

               typedef struct {
                 boolean_t notify;
                 rdma_write_id_t i;
               } rdma_notify_t;

          identical in function to ddp_notify_t, except that the type
          rdma_write_id_t may not be equivalent to ddp_msg_id_t.

     rdma_write_id_t (scalar)

          an RDMA Write identifier.

     rdma_ind_t

          a Send message, or an RDMA error:

               typedef union {
                 recv_message_t m;
                 rdma_err_t e;
               } rdma_ind_t;





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     rdma_err_t

          an RDMA protocol error indication.  RDMA errors include buffer
          addressing errors corresponding to ddp_err_ts, and buffer
          protection violations (e.g. RDMA Writing a buffer only
          registered for reading).

     bmode_t

          buffer registration mode (permissions).  Any combination of
          permitting RDMA Read (BMODE_READ) and RDMA Write (BMODE_WRITE)
          operations.

     rdma_send(socket_t s, message_t m)

          send a message, delivering it to the next untagged RDMA buffer
          at the remote peer.

     rdma_write(socket_t s, message_t m, ddp_addr_t d, rdma_notify_t n)

          RDMA Write to remote buffer address d.

     rdma_read(socket_t s, ddp_addr_t s, length l, ddp_addr_t d)

          RDMA Read l octets from remote buffer address s to local
          buffer address d.

     rdma_post_recv(socket_t s, bdesc_t b)

          post a registered buffer to accept a single Send message, to
          be filled and returned in-order to a subsequent caller of
          rdma_recv().  As with DDP, buffers may be enabled on multiple
          sockets, in which case ordering guarantees are relaxed.  Also
          as with DDP, local interfaces must manage the mechanisms of
          allocation and management of buffers posted to multiple
          sockets.

     rdma_recv(socket_t s);

          get the next received Send message, RDMA Write completion
          identifier, or RDMA error.

     rdma_register(socket_t s, rdma_buffer_t b, bmode_t mode)

          register a buffer for RDMA on a socket (for read access, write
          access or both).  As with DDP, the same buffer may be
          registered multiple times on the same or different sockets,
          and different buffers may refer to portions of the same



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          underlying addressable object.

     rdma_deregister(bhand_t bh)

          remove a registration from a buffer.

     rdma_max_msizes(socket_t s)

          get the current maximum Send (max_untagged) and RDMA Read or
          Write (max_tagged) operations that will fit in a single
          transport message.  The values returned by rdma_max_msizes()
          are closely related to the values returned by
          ddp_max_msizes(), but may not be equal.

2.2.2.  Transport Characteristics In RDMA

     As with DDP, RDMA can be used on transports with a variety of
     different characteristics that manifest themselves directly in the
     service provided by RDMA.

     Like DDP, an RDMA protocol must specify how:

          o    set()s,

          o    get()s,

          o    Send messages, and

          o    RDMA Read completions

     are ordered among themselves and how they relate to corresponding
     operations on the remote peer(s).  These relationships are likely
     to be a function of the underlying transport characteristics.

     There are some additional characteristics of RDMA which may
     translate poorly to unreliable or multipoint transports due to
     attendant complexities in managing endpoint state:

     o    Send flow control

     o    RDMA Read

     These difficulties can be overcome by placing restrictions on the
     service provided by RDMA.  However, many RDMA clients, especially
     those that separate data transfer and application logic concerns,
     are likely to depend upon capabilities only provided by RDMA on a
     point-to-point, reliable transport.




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3.  Security Considerations

     System integrity must be maintained in any RDMA solution.
     Mechanisms must be specified to prevent RDMA or DDP operations from
     impairing system integrity.  For example, the threat caused by
     potential buffer overflow needs full examination, and prevention
     mechanisms must be spelled out.

     Because a Steering Tag exports access to a memory region, one
     critical aspect of security is the scope of this access.  It must
     be possible to individually control specific attributes of the
     access provided by a Steering Tag, including remote read access,
     remote write access, and others that might be identified.  DDP and
     RDMA specifications must provide both implementation requirements
     relevant to this issue, and guidelines to assist implementors in
     making the appropriate design decisions.

     Resource issues leading to denial-of-service attacks, overwrites
     and other concurrent operations, the ordering of completions as
     required by the RDMA protocol, and the granularity of transfer are
     all within the required scope of any security analysis of RDMA and
     DDP.

4.  IANA Considerations

     IANA considerations are not addressed in by this document.  Any
     IANA considerations resulting from the use of DDP or RDMA must be
     addressed in the relevant standards.

5.  Acknowledgements

     The authors wish to acknowledge the valuable contributions of
     Caitlin Bestler, David Black, Jeff Mogul and Allyn Romanow.

6.  Informative References

     [DAFS]
          DAFS Collaborative, "Direct Access File System Specification
          v1.0", September 2001, available from
          http://www.dafscollaborative.org

     [FCVI]
          ANSI Technical Committee T11, "Fibre Channel Standard Virtual
          Interface Architecture Mapping", ANSI/NCITS 357-2001, March
          2001, available from http://www.t11.org/t11/stat.nsf/fcproj

     [IB] InfiniBand Trade Association, "InfiniBand Architecture
          Specification Volumes 1 and 2", Release 1.1, November 2002,



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          available from http://www.infinibandta.org/specs

     [MYR]
          VMEbus International Trade Association, "Myrinet on VME
          Protocol Specification", ANSI/VITA 26-1998, August 1998,
          available from http://www.myri.com/open-specs

     [ROM]
          A. Romanow, J. Mogul, T. Talpey and S. Bailey, "RDMA over IP
          Problem Statement", draft-ietf-rddp-problem-statement-02, Work
          in Progress, June 2003
RFC Editor note: Replace problem statement draft-ietf- name, status and
date with appropriate reference when assigned.

     [SCTP]
          R. Stewart et al., "Stream Transmission Control Protocol", RFC
          2960, Standards Track

     [SDP]
          InfiniBand Trade Association, "Sockets Direct Protocol v1.0",
          Annex A of InfiniBand Architecture Specification Volume 1,
          Release 1.1, November 2002, available from
          http://www.infinibandta.org/specs

     [SRVNET]
          R. Horst, "TNet: A reliable system area network", IEEE Micro,
          pp. 37-45, February 1995

     [VI] Compaq Computer Corp., Intel Corporation and Microsoft
          Corporation, "Virtual Interface Architecture Specification
          Version 1.0", December 1997, available from
          http://www.vidf.org/info/04standards.html

Authors' Addresses


     Stephen Bailey
     Sandburst Corporation
     600 Federal Street
     Andover, MA  01810 USA
     USA

     Phone: +1 978 689 1614
     Email: steph@sandburst.com







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Internet-Draft           DDP & RDMA Architecture          September 2003


     Tom Talpey
     Network Appliance
     375 Totten Pond Road
     Waltham, MA  02451 USA

     Phone: +1 781 768 5329
     Email: thomas.talpey@netapp.com


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