SIPPING WG                                                       R. Mahy
Internet-Draft                                             Cisco Systems
Expires: September 5, 2003                                   B. Campbell
                                                               R. Sparks
                                                            J. Rosenberg
                                                               D. Petrie
                                                             A. Johnston
                                                           March 7, 2003

     A Call Control and Multi-party usage framework for the Session
                       Initiation Protocol (SIP)

Status of this Memo

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.

   Internet-Drafts are working documents of the Internet Engineering
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   The list of current Internet-Drafts can be accessed at http://

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   This Internet-Draft will expire on September 5, 2003.

Copyright Notice

   Copyright (C) The Internet Society (2003). All Rights Reserved.


   This document defines a framework and requirements for multi-party
   usage of SIP.  To enable discussion of multi-party features and
   applications we define an abstract call model for describing the
   media relationships required by many of these.  The model and actions

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   described here are specifically chosen to be independent of the SIP
   signaling and/or mixing approach chosen to actually setup the media
   relationships.  In addition to its dialog manipulation aspect, this
   framework includes requirements for communicating related information
   and events such as conference and session state, and session history.
   This framework also describes other goals which embody the spirit of
   SIP applications as used on the Internet.

Table of Contents

   1.     Conventions  . . . . . . . . . . . . . . . . . . . . . . .   4
   2.     Motivation and Background  . . . . . . . . . . . . . . . .   4
   3.     Key Concepts . . . . . . . . . . . . . . . . . . . . . . .   6
   3.1    "Conversation Space" Model . . . . . . . . . . . . . . . .   6
   3.2    Comparison with Related Definitions  . . . . . . . . . . .   7
   3.3    Signaling Models . . . . . . . . . . . . . . . . . . . . .   8
   3.4    Mixing Models  . . . . . . . . . . . . . . . . . . . . . .   9
   3.4.1  Tightly Coupled  . . . . . . . . . . . . . . . . . . . . .  10
   3.4.2  Loosely Coupled  . . . . . . . . . . . . . . . . . . . . .  11
   3.5    Conveying Information and Events . . . . . . . . . . . . .  12
   3.6    Componentization and Decomposition . . . . . . . . . . . .  13
   3.6.1  Media Intermediaries . . . . . . . . . . . . . . . . . . .  14
   3.6.2  Mixer  . . . . . . . . . . . . . . . . . . . . . . . . . .  14
   3.6.3  Transcoder . . . . . . . . . . . . . . . . . . . . . . . .  14
   3.6.4  Media Relay  . . . . . . . . . . . . . . . . . . . . . . .  15
   3.6.5  Queue Server . . . . . . . . . . . . . . . . . . . . . . .  15
   3.6.6  Parking Place  . . . . . . . . . . . . . . . . . . . . . .  15
   3.6.7  Announcements and Voice Dialogs  . . . . . . . . . . . . .  15
   3.7    Use of URIs  . . . . . . . . . . . . . . . . . . . . . . .  17
   3.7.1  Naming Users in SIP  . . . . . . . . . . . . . . . . . . .  18
   3.7.2  Naming Services with SIP URIs  . . . . . . . . . . . . . .  19
   3.8    Invoker Independence . . . . . . . . . . . . . . . . . . .  22
   3.9    Billing issues . . . . . . . . . . . . . . . . . . . . . .  23
   4.     Catalog of call control actions and sample features  . . .  23
   4.1    Early Dialog Actions . . . . . . . . . . . . . . . . . . .  24
   4.1.1  Remote Answer  . . . . . . . . . . . . . . . . . . . . . .  24
   4.1.2  Remote Forward or Put  . . . . . . . . . . . . . . . . . .  24
   4.1.3  Remote Busy or Error Out . . . . . . . . . . . . . . . . .  24
   4.2    Single Dialog Actions  . . . . . . . . . . . . . . . . . .  25
   4.2.1  Remote Dial  . . . . . . . . . . . . . . . . . . . . . . .  25
   4.2.2  Remote On and Off Hold . . . . . . . . . . . . . . . . . .  25
   4.2.3  Remote Hangup  . . . . . . . . . . . . . . . . . . . . . .  25
   4.3    Multi-dialog actions . . . . . . . . . . . . . . . . . . .  25
   4.3.1  Transfer . . . . . . . . . . . . . . . . . . . . . . . . .  25
   4.3.2  Take . . . . . . . . . . . . . . . . . . . . . . . . . . .  26
   4.3.3  Add  . . . . . . . . . . . . . . . . . . . . . . . . . . .  27
   4.3.4  Local Join . . . . . . . . . . . . . . . . . . . . . . . .  27
   4.3.5  Insert . . . . . . . . . . . . . . . . . . . . . . . . . .  27

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   4.3.6  Split  . . . . . . . . . . . . . . . . . . . . . . . . . .  27
   4.3.7  Near-fork  . . . . . . . . . . . . . . . . . . . . . . . .  28
   4.3.8  Far fork . . . . . . . . . . . . . . . . . . . . . . . . .  28
   5.     Security Considerations  . . . . . . . . . . . . . . . . .  28
   6.     Appendix A: Example Features . . . . . . . . . . . . . . .  29
   6.1    Implementation of these features . . . . . . . . . . . . .  33
   6.1.1  Call Park  . . . . . . . . . . . . . . . . . . . . . . . .  34
   6.1.2  Call Pickup  . . . . . . . . . . . . . . . . . . . . . . .  35
   6.1.3  Music on Hold  . . . . . . . . . . . . . . . . . . . . . .  35
   6.1.4  Call Monitoring  . . . . . . . . . . . . . . . . . . . . .  35
   6.1.5  Barge-in . . . . . . . . . . . . . . . . . . . . . . . . .  36
   6.1.6  Intercom . . . . . . . . . . . . . . . . . . . . . . . . .  36
   6.1.7  Speakerphone paging  . . . . . . . . . . . . . . . . . . .  36
   6.1.8  Distinctive ring . . . . . . . . . . . . . . . . . . . . .  36
   6.1.9  Voice message screening  . . . . . . . . . . . . . . . . .  37
   6.1.10 Single Line Extension  . . . . . . . . . . . . . . . . . .  37
   6.1.11 Click-to-dial  . . . . . . . . . . . . . . . . . . . . . .  37
   6.1.12 Pre-paid calling . . . . . . . . . . . . . . . . . . . . .  37
   6.1.13 Voice Portal . . . . . . . . . . . . . . . . . . . . . . .  38
          Normative References . . . . . . . . . . . . . . . . . . .  38
          Informational References . . . . . . . . . . . . . . . . .  40
          Authors' Addresses . . . . . . . . . . . . . . . . . . . .  40
          Intellectual Property and Copyright Statements . . . . . .  42

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1. Conventions

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   document are to be interpreted as described in RFC-2119 [2].

2. Motivation and Background

   The Session Initiation Protocol [1] (SIP) was defined for the
   initiation, maintenance, and termination of sessions or calls between
   one or more users.  However, despite its origins as a large-scale
   multiparty conferencing protocol, SIP is used today primarily for
   point to point calls.  This two-party configuration is the focus of
   the SIP specification and most of its extensions.

   This document defines a framework and requirements for multi-party
   usage of SIP.  Most multi-party operations manipulate SIP session
   dialogs (also known as call legs) or SIP conference media policy to
   cause participants in a conversation to perceive specific media
   relationships.  In other protocols that deal with the concept of
   calls, this manipulation is known as call control.  In addition to
   its dialog or policy manipulation aspect, "call control" also
   includes communicating information and events related to manipulating
   calls, including information and events dealing with session state
   and history, conference state, user state, and even message state.

   Based on input from the SIP community, the authors compiled the
   following set of goals for SIP call control and multiparty

   o  Define Primitives, Not Services.  Allow for a handful of robust
      yet simple mechanisms which can be combined to deliver features
      and services.  Throughout this document we refer to these simple
      mechanisms as "primitives".  Primitives should be sufficiently
      robust that when they are combined they can be used to build lots
      of services.  However, the goal is not to define a provably
      complete set of primitives. Note that while the IETF will NOT
      standardize behavior or services, it may define example services
      for informational purposes, as in service examples [6].

   o  Participant oriented.  The primitives should be designed to
      provide services which are oriented around the experience of the
      participants.  The authors observe that end users of features and
      services usually don't care how a media relationship is setup.
      Their ultimate experience is based only on the resulting media and
      other externally visible characteristics.

   o  Signaling Model independent: Support both a central control and a

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      peer-to-peer feature invocation model (and combinations of the
      two).  Baseline SIP already supports a centralized control model
      described in [3pcc], and the SIP community has expressed a great
      deal of interest in peer-to-peer or distributed call control using
      primitives such as those defined in REFER [8], Replaces [9], and
      Join [10].

   o  Mixing Model independent: The bulk of interesting multiparty
      applications involve mixing or combining media from multiple
      participants.  This mixing can be performed by one or more of the
      participants, or by a centralized mixing resource.  The experience
      of the participants should not depend on the mixing model used.
      While most examples in this document refer to audio mixing, the
      framework applies to any media type.  In this context a "mixer"
      refers to combining media in an appropriate, media-specific way.
      This is consistent with model described in the SIP conferencing

   o  Invoker oriented. Only the user who invokes a feature or a service
      needs to know exactly which service is invoked or why.  This is
      good because it allows new services to be created without
      requiring new primitives from all the participants; and it allows
      for much simpler feature authorization policies, for example, when
      participation spans organizational boundaries.  As discussed in
      section 3.8, this also avoids exponential state explosion when
      combining features.  The invoker only has to manage a user
      interface or API to prevent local feature interactions.  All the
      other participants simply need to manage the feature interactions
      of a much smaller number of primitives.

   o  Primitives make full use of URIs.  URIs are a very powerful
      mechanism for describing users and services.  They represent a
      plentiful resource which can be extremely expressive and easily
      routed, translated, and manipulated--even across organizational
      boundaries.  URIs can contain special parameters and informational
      headers which need only be relevant to the owner of the namespace
      (domain) of the URI.  Just as a user who selects an http: URL need
      not understand the significance and organization of the web site
      it references, a user may encounter a SIP URL which translates
      into an email-style group alias, which plays a pre-recorded
      message, or runs some complex call-handling logic.  Note that
      while this may seem paradoxical to the previous goal, both goals
      can be satisfied by the same model.

   o  Make use of SIP headers and SIP event packages to provide SIP
      entities with information about their environment.  These should
      include information about the status / handling of dialogs on
      other user agents, information about the history of other contacts

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      attempted prior to the current contact, the status of
      participants, the status of conferences, user presence
      information, and the status of messages.

   o  Encourage service decomposition, and design to make use of
      standard components using well-defined, simple interfaces.  Sample
      components include a SIP mixer, recording service, announcement
      server, and voice dialog server.  (This is not an exhaustive

   o  Include authentication, authorization, policy, logging, and
      accounting mechanisms to allow these primitives to be used safely
      among mutually untrusted participants.  Some of these mechanisms
      may be used to assist in billing, but no specific billing system
      will be endorsed.

   o  Permit graceful fallback to baseline SIP.  Definitions for new SIP
      call control extensions/primitives MUST describe a graceful way to
      fallback to baseline SIP behavior. Support for one primitive MUST
      NOT imply support for another primitive.

   o  There is no desire or goal to reinvent traditional models, such as
      the model used the [H.450] family of protocols, [JTAPI], or the
      [CSTA] call model, as these other models do not share the design
      goals presented in this document.

3. Key Concepts

3.1 "Conversation Space" Model

   This document introduces the concept of an abstract "conversation
   space" (essentially as a set of participants who believe they are all
   communicating among one another).  Each conversation space contains
   one or more participants.

   Participants are SIP User Agents which send original media to or
   terminate and receive media from other members of the conversation
   space.  Logically, every participant in the conversation space has
   access to all the media generated in that space (this is strictly
   true if all participants share a common media type).  A SIP User
   Agent which does not contribute or consume any media is NOT a
   participant; nor is a user agent which merely forwards, transcodes,
   mixes, or selects media originating elsewhere in the conversation
   space.  [Note that a conversation space consists of zero or more SIP
   calls or SIP conferences.  A conversation space is similar to the
   definition of a "call" in some other call models.]

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   Participants may represent human users or non-human users (referred
   to as robots or automatons in this document).  Some participants may
   be hidden within a conversation space. Some examples of hidden
   participants include: robots which generate tones, images, or
   announcements during a conference to announce users arriving and
   departing, a human call center supervisor monitoring a conversation
   between a trainee and a customer, and robots which record media for
   training or archival purposes.

   Participants may also be active or passive.  Active participants are
   expected to be intelligent enough to leave a conversation space when
   they no longer desire to participate.  (An attentive human
   participant is obviously active.)  Some robotic participants (such as
   a voice messaging system, an instant messaging agent, or a voice
   dialog system) may be active participants if they can leave the
   conversation space when there is no human interaction.  Other robots
   (for example our tone generating robot from the previous example) are
   passive participants.  A human participant "on-hold" is passive.

   An example diagram of a conversation space can be shown as a "bubble"
   or ovals, or as a "set" in curly or square brace notation. Each set,
   oval, or "bubble" represents a conversation space. Hidden
   participants are shown in lowercase letters.

   { A , B }            [ A , B ]

      .-.                 .---.
     /   \               /     \
    /  A  \             / A   b \
   (       )           (         )
    \  B  /             \ C   D /
     \   /               \     /
      '-'                 '---'

3.2 Comparison with Related Definitions

   In SIP, a call is "an informal term that refers to some communication
   between peers, generally set up for the purposes of a multimedia
   conversation."  Obviously we cannot discuss normative behavior based
   on such an intentionally vague definition.  The concept of a
   conversation space is needed because the SIP definition of call is
   not sufficiently precise for the purpose of describing the user
   experience of multiparty features.

   Do any other definitions convey the correct meaning?  SIP, and SDP
   [5] both define a conference as "a multimedia session identified by a
   common session description."  A session is defined as "a set of

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   multimedia senders and receivers and the data streams flowing from
   senders to receivers."  Both of these definitions are heavily
   oriented toward multicast sessions with little differenciation among
   participants.  As such, neither is particularly useful for our
   purposes.  In fact, the definition of "call" in some call models is
   more similar to our definition of a conversation space.

   Some examples of the relationship between conversation spaces, SIP
   call legs, and SIP sessions are listed below.  In each example, a
   human user will perceive that there is a single call.

   o  A simple two-party call is a single conversation space, a single
      session, and a single call-leg.

   o  A locally mixed three-way call is two sessions and two call-legs.
      It is also a single conversation space.

   o  A simple dial-in audio conference is a single conversation space,
      but is represented by as many call-legs and sessions as there are
      human participants.

   o  A multicast conference is a single conversation space, a single
      session, and as many call-legs as participants.

3.3 Signaling Models

   Obviously to make changes to a conversation space, you must be able
   to use SIP signaling to cause these changes.  Specifically there must
   be a way to manipulate SIP dialogs (call legs) to move participants
   into and out of conversation spaces.  Although this is not as
   obvious, there also must be a way to manipulate SIP dialogs to
   include non-participant user agents which are otherwise involved in a
   conversation space (ex: B2BUAs, 3pcc controllers, mixers,
   transcoders, translators, or relays).

   Implementations may setup the media relationships described in the
   conversation space model using the approach described in 3pcc [7].
   The 3pcc approach relies on only the following 3 primitive

   o  Create a new call-leg  (INVITE)

   o  Modify a call-leg      (reINVITE)

   o  Destroy a call-leg     (BYE)

   The main advantage of the 3pcc approach is that it only requires very

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   basic SIP support from end systems to support call control features.
   As such, third-party call control is a natural way to handle protocol
   conversion and mid-call features.  It also has the advantage and
   disadvantage that new features can/must be implemented in one place
   only (the controller), and neither requires enhanced client
   functionality, nor takes advantage of it.

   In addition, a peer-to-peer approach is discussed at length in this
   draft.  The primary drawback of the peer-to-peer model is additional
   end system complexity.  The benefits of the peer-to-peer model

   o  state remains at the edges

   o  call signaling need only go through participants involved (there
      are no additional points of failure)

   o  peers can take advantage of end-to-end message integrity or

   o  setup time is shorter (fewer messages and round trips are

   The peer-to-peer approach relies on additional "primitive"
   operations, some of which are identified here.

   o  Replace an existing dialog

   o  Join a new dialog with an existing dialog

   o  Support SIP conference policy control

   o  Locally perform media forking (multi-unicast)

   o  Ask another UA to send a request on your behalf

   Many of the features, primitives, and actions described in this
   document also require some type of media mixing, combining, or
   selection as described in the next section.

3.4 Mixing Models

   SIP permits a variety of mixing models, which are discussed here
   briefly.  This topic is discussed more thoroughly in the SIP
   conferencing framework [15] and cc-conferencing [20]. SIP supports
   both tightly-coupled and loosely-coupled conferencing, although more
   sophisticated behavior is available in tightly-coupled conferences.
   In a tightly-coupled conference, a single SIP user agent (called the

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   focus) has a direct dialog relationship with each participant (and
   may control non participant user agents as well).  In a
   loosely-coupled conference there is no coordinated signaling
   relationships among the participants.

   For brevity, only the two most popular conferencing models are
   significantly discussed in this document (local and centralized
   mixing).  Applications of the conversation spaces model to
   loosely-coupled multicast and distributed full unicast mesh
   conferences are left as an exercise for the reader.  Note that a
   distributed full mesh conference can be used for basic conferences,
   but does not easily allow for more complex conferencing actions like
   splitting, merging, and sidebars.

   Call control features should be designed to allow a mixer (local or
   centralized) to decide when to reduce a conference back to a 2-party
   call, or drop all the participants (for example if only two
   automatons are communicating).  The actual heuristics used to release
   calls are beyond the scope of this document, but may depend on
   properties in the conversation space, such as the number of active,
   passive, or hidden participants; and the send-only, receive-only, or
   send-and-receive orientation of various participants.

3.4.1 Tightly Coupled (Single) End System Mixing

   The first model we call "end system mixing". In this model, user A
   calls user B, and they have a conversation. At some point later, A
   decides to conference in user C. To do this, A calls C, using a
   completely separate SIP call. This call uses a different Call-ID,
   different tags, etc. There is no call set up directly between B and
   C.  No SIP extension or external signaling is needed.  A merely
   decides to locally join two call-legs.

      B     C
       \   /
        \ /

   A receives media streams from both B and C, and mixes them. A sends a
   stream containing A's and C's streams to B, and a stream containing
   A's and B's streams to C. Basically, user A handles both signaling
   and media mixing. Centralized Mixing

   In a centralized mixing model, all participants have a pairwise SIP

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   and media relationship with the mixer.  Common applications of
   centralized mixing include ad-hoc conferences and scheduled dial-in
   or dial-out conferences. [need diagram] Centralized Signaling, Distributed Media

   In this conferencing model, there is a centralized controller, as in
   the dial-in and dial-out cases. However, the centralized server
   handles signaling only. The media is still sent directly between
   participants, using either multicast or multi-unicast. Multi-unicast
   is when a user sends multiple packets (one for each recipient,
   addressed to that recipient). This is referred to as a "Decentralized
   Multipoint Conference" in [H.323].

3.4.2 Loosely Coupled

   In these models, there is no point of central control of SIP
   signaling.  As in the "Centralized Signaling, Distributed Media" case
   above, all endpoints send media to all other endpoints.  Consequently
   every endpoint mixes their own media from all the other sources, and
   sends their own media to every other participant. [add diagrams] Large-Scale Multicast Conferences

   Large-scale multicast conferences were the original motivation for
   both the Session Description Protocol [SDP] and SIP. In a large-
   scale multicast conference, one or more multicast addresses are
   allocated to the conference. Each participant joins that multicast
   groups, and sends their media to those groups. Signaling is not sent
   to the multicast groups. The sole purpose of the signaling is to
   inform participants of which multicast groups to join. Large-scale
   multicast conferences are usually pre-arranged, with specific start
   and stop times.  However, multicast conferences do not need to be
   pre-arranged, so long as a mechanism exists to dynamically obtain a
   multicast address. Full Distributed Unicast Conferencing

   In this conferencing model, each participant has both a pairwise
   media relationship and a pairwise SIP relationship with every other
   participant (a full mesh).  This model requires a mechanism to
   maintain a consistent view of distributed state across the group.
   This is a classic hard problem in computer science.  Also, this model
   does not scale well for large numbers of participants.  because for
   <n> participants the number of media and SIP relationships is
   approximately n-squared.  As a result, this model is not generally
   available in commercial implementations; to the contrary it is
   primarily the topic of research or experimental implementations.

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   Note that this model assumes peer-to-peer signaling.

3.5 Conveying Information and Events

   Participants should have access to information about the other
   participants in a conversation space, so that this information can be
   rendered to a human user or processed by an automaton.  Although some
   of this information may be available from the Request-URI or To,
   From, Contact, or other SIP headers, another mechanism of reporting
   this information is necessary.

   Many applications are driven by knowledge about the progress of calls
   and conferences.  In general these types of events allow for the
   construction of distributed applications, where the application
   requires information on session dialog and conference state, but is
   not necessarily co-resident with an endpoint user agent or conference
   server.  For example, a focus involved in a conversation space may
   wish to provide URLs for conference status, and/or conference/floor

   The SIP Events [4] architecture defines general mechanisms for
   subscription to and notification of events within SIP networks.  It
   introduces the notion of a package which is a specific
   "instantiation" of the events mechanism for a well-defined set of

   Event packages are needed to provide the status of a user's session
   dialogs, provide the status of conferences and its participants,
   provide user presence information, provide the status of
   registrations, and provide the status of user's messages.  While this
   is not an exhaustive list, these are sufficient to enable the sample
   features described in this document.

   The conference event package [12] allows users to subscribe to
   information about an entire tightly-coupled SIP conference.
   Notifications convey information about the pariticipants such as: the
   SIP URL identifying each user, their status in the space (active,
   declined, departed), URLs to invoke other features (such as sidebar
   conversations), links to other relevant information (such as floor
   control policies), and if floor control policies are in place, the
   user's floor control status.  For conversation spaces created from
   cascaded conferences, converstation state can be gathered from
   relevant foci and merged into a cohesive set of state.

   The session dialog package [11] provides information about all the
   dialogs the target user is maintaining, what conversations the user
   in participating in, and how these are correlated.  Likewise the
   registration package [13] provides notifications when contacts have

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   changed for a specific address-of-record.  The combination of these
   allows a user agent to learn about all conversations occurring for
   the entire registered contact set for an address-of-record.

   Note that user presence in SIP [14] has a close relationship with
   these later two event packages. It is fundamental to the presence
   model that the information used to obtain user presence is
   constructed from any number of different input sources. Examples of
   other such sources include calendaring information and uploads of
   presence documents. These two packages can be considered another
   mechanism that allows a presence agent to determine the presence
   state of the user. Specifically, a user presence server can act as a
   subscriber for the session dialog and registration packages to obtain
   additional information that can be used to construct a presence

   The multi-party architecture may also need to provide a mechanism to
   get information about the status /handling of a dialog (for example,
   information about the history of other contacts attempted prior to
   the current contact).  Finally, the architecture should provide ample
   opportunities to present informational URIs which relate to calls,
   conversations, or dialogs in some way.  For example, consider the SIP
   Call-Info header, or Contact headers returned in a 300-class
   response.  Frequently additional information about a call or dialog
   can be fetched via non-SIP URIs.  For example, consider a web page
   for package tracking when calling a delivery company, or a web page
   with related documentation when joining a dial-in conference.  The
   use of URIs in the multiparty framework is discussed in more detail
   in Section 3.7.

   Finally the interaction of SIP with stimulus-signaling-based
   applications, which allow a user agent to interact with an
   application without knowledge of the semantics of that application,
   is discussed in the SIP application interaction framework [16].
   Stimulus signaling can occur to a user interface running locally with
   the client, or to a remote user interface, through media streams.
   Stimulus signaling encompasses a wide range of mechanisms, ranging
   from clicking on hyperlinks, to pressing buttons, to traditional Dual
   Tone Multi Frequency (DTMF) input. In all cases, stimulus signaling
   is supported through the use of markup languages, which play a key
   role in that framework.

3.6 Componentization and Decomposition

   This framework proposes a decomposed component architecture with a
   very loose coupling of services and components.  This means that a
   service (such as a conferencing server or an auto-attendant) need not
   be implemented as an actual server.  Rather, these services can be

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   built by combining a few basic components in straightforward or
   arbitrarily complex ways.

   Since the components are easily deployed on separate boxes, by
   separate vendors, or even with separate providers, we achieve a
   separation of function that allows each piece to be developed in
   complete isolation.  We can also reuse existing components for new
   applications.  This allows rapid service creation, and the ability
   for services to be distributed across organizational domains anywhere
   in the Internet.

   For many of these components it is also desirable to discover their
   capabilities, for example querying the ability of a mixer to host a
   10 dialog conference, or to reserve resources for a specific time.
   These actions could be provided in the form of URLs, provided there
   is an a priori means of understanding their semantics.  For example
   if there is a published dictionary of operations, a way to query the
   service for the available operations and the associated URLs, the URL
   can be the interface for providing these service operations.  This
   concept is described in more detail in the context of dialog
   operations in section

3.6.1 Media Intermediaries

   Media Intermediaries are not participants in any conversation space,
   although an entity which is also a media translator may also have a
   colocated participant component (for example a mixer which also
   announces the arrival of a new participant; the announcement portion
   is a participant, but the mixer itself is not).  Media intermediaries
   should be as transparent as possible to the end users--offering a
   useful, fundamental service; without getting in the way of new
   features implemented by participants.  Some common media
   intermediaries are desribed below.

3.6.2 Mixer

   A SIP mixer is a component that combines media from all dialogs in
   the same conversation in a media specific way.  For example, the
   default combining for an audio conference might be an N-1
   configuration, while a text mixer might interleave text messages on a
   per-line basis.  More details about the media policy used by mixers
   is described in media policy manipulation in the conference policy
   control protocol [17].

3.6.3 Transcoder

   A transcoder translates media from one encoding or format to another
   (for example, GSM voice to G.711, MPEG2 to H.261, or text/html to

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   text/plain), or from one media type to another (for example text to
   speech).  A more thorough discussion of transcoding is described in
   SIP transcoding services invocation [18].

3.6.4 Media Relay

   A media relay terminates media and simply forwards it to a new
   destination without changing the content in any way.  Sometimes media
   relays are used to provide source IP address anonymity, to facilitate
   middlebox traversal, or to provide a trusted entity where media can
   be forcefully disconnected.

3.6.5 Queue Server

   A queue server is a location where calls can be entered into one of
   several FIFO (first-in, first-out) queues.  A queue server would
   subscribe to the presence of groups or individuals who are interested
   in its queues.  When detecting that a user is available to service a
   queue, the server redirects or transfers the last call in the
   relevant queue to the available user.  On a queue-by-queue basis,
   authorized users could also subscribe to the call state (dialog
   information) of calls within a queue.  Authorized users could use
   this information to effectively pluck (take) a call out of the queue
   (for example by sending an INVITE with a Replaces header to one of
   the user agents in the queue).

3.6.6 Parking Place

   A parking place is a location where calls can be terminated
   temporarily and then retrieved later.  While a call is "parked", it
   can receive media "on-hold" such as music, announcements, or
   advertisements.  Such a service could be further decomposed such that
   announcements or music are handled by a separate component.

3.6.7 Announcements and Voice Dialogs

   An announcement server is a server which can play digitized media
   (frequently audio), such as music or recorded speech.  These servers
   are typically accessible via SIP, HTTP, or RTSP.  An analogous
   service is a recording service which stores digitized media.  A
   convention for specifying announcements in SIP URIs is described in
   [netann].  Likewise the same server could easily provide a service
   which records digitized media.

   A "voice dialog" is a model of spoken interactive behavior between a
   human and an automaton which can include synthesized speech,
   digitized audio, recognition of spoken and DTMF key input, recording
   of spoken input, and interaction with call control. Voice dialogs

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   frequently consist of forms or menus. Forms present information and
   gather input; menus offer choices of what to do next.

   Spoken dialogs are a basic building block of applications which use
   voice.  Consider for example that a voice mail system, the
   conference-id and passcode collection system for a conferencing
   system, and complicated voice portal applications all require a voice
   dialog component. Text-to-Speech and Automatic Speech Recognition

   Text-to-Speech (TTS) is a service which converts text into digitized
   audio.  TTS is frequently integrated into other applications, but
   when separated as a component, it provides greater opportunity for
   broad reuse.  Automatic Speech Recognition (ASR) is a service which
   attempts to decipher digitized speech based on a proposed grammar.
   Like TTS, ASR services can be embedded, or exposed so that many
   applications can take advantage of such services.  A standardized
   (decomposed) interface to access standalone TTS and ASR services is
   currently being developed in the SPEECHSC Workin Group. VoiceXML

   [VoiceXML] is a W3C recommendation that was designed to give authors
   control over the spoken dialog between users and applications. The
   application and user take turns speaking: the application prompts the
   user, and the user in turn responds.  Its major goal is to bring the
   advantages of web-based development and content delivery to
   interactive voice response applications.  We believe that VoiceXML
   represents the ideal partner for SIP in the development of
   distributed IVR servers. VoiceXML is an XML based scripting language
   for describing IVR services at an abstract level. VoiceXML supports
   DTMF recognition, speech recognition, text-to-speech, and playing out
   of recorded media files. The results of the data collected from the
   user are passed to a controlling entity through an HTTP POST
   operation. The controller can then return another script, or
   terminate the interaction with the IVR server.

   A VoiceXML server also need not be implemented as a monolithic
   server.  Below is a diagram of a VoiceXML browser which is split into
   media and non-media handling parts.  The VoiceXML interpreter handles
   SIP dialog state and state within a VoiceXML document, and sends
   requests to the media component over another protocol.

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                       |             |
                       | VoiceXML    |
                       | Interpreter |
                       | (signaling) |
                         ^          ^
                         |          |
                     SIP |          | RTSP
                         |          |
                         |          |
                         v          v
            +-------------+        +-------------+
            |             |        |             |
            |  SIP UA     |   RTP  | RTSP Server |
            |             |<------>|   (media)   |
            |             |        |             |
            +-------------+        +-------------+

                Figure : Decomposed VoiceXML Server

3.7 Use of URIs

   All naming in SIP uses URIs.  URIs in SIP are used in a plethora of
   contexts: the Request-URI; Contact, To, From, and *-Info headers;
   application/uri bodies; and embedded in email, web pages, instant
   messages, and ENUM records.  The request-URI identifies the user or
   service that the call is destined for.

   SIP URIs embedded in informational SIP headers, SIP bodies, and
   non-SIP content can also specify methods, special parameters,
   headers, and even bodies.  For example:;method=BYE?Call-ID=13413098

   Throughout this draft we discuss call control primitive operations.
   One of the biggest problems is defining how these operations may be
   invoked.  There are a number of ways to do this.  One way is to
   define the primitives in the protocol itself such that SIP methods
   (for example REFER) or SIP headers (for example Replaces) indicate a
   specific call control action.  Another way to invoke call control

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   primitives is to define a specific Request-URI naming convention.
   Either these conventions must be shared between the client (the
   invoker) and the server, or published by or on behlf of the server.
   The former involves defining URL construction techniques (e.g. URL
   parameters and/or token conventions) as proposed in [netannc].  The
   latter technique usually involves discovering the URI via a SIP event
   package, a web page, a business card, or an Instant Message. Yet
   another means to acquire the URLs is to define a dictionary of
   primitives with well-defined semantics and provide a means to query
   the named primitives and corresponding URLs that may be invoked on
   the service or dialogs.

3.7.1 Naming Users in SIP

   An address-of-record, or public SIP address, is a SIP (or SIPS) URI
   that points to a domain with a location server that can map the URI
   to set of Contact URIs where the user might be available.  Typically
   the Contact URIs are populated via registration.

        Address of Record        Contacts   ->

   Caller Preferences and Callee Capabilities [21] defines a set of
   additional parameters to the Contact header that define the
   characteristics of the user agent at the specified URI.  For example,
   there is a mobility parameter which indicates whether the UA is fixed
   or mobile.  When a user agent registers, it places these parameters
   in the Contact headers to characterize the URIs it is registering.
   This allows a proxy for that domain to have information about the
   contact addresses for that user.

   When a caller sends a request, it can optionally include the
   Accept-Contact and Reject-Contact headers which request certain
   handling by the proxy in the target domain.  These headers contain
   preferences that describe the set of desired URIs to which the caller
   would like their request routed.  The proxy in the target domain
   matches these preferences with the Contact characteristics originally
   registered by the target user.  The target user can also choose to
   run arbitrarily complex "Find-me" feature logic on a proxy in the
   target domain.

   There is a strong asymmetry in how preferences for callers and
   callees can be presented to the network. While a caller takes an
   active role by initiating the request, the callee takes a passive
   role in waiting for requests. This motivates the use of

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   callee-supplied scripts and caller preferences included in the call
   request.  This asymmetry is also reflected in the appropriate
   relationship between caller and callee preferences. A server for a
   callee should respect the wishes of the caller to avoid certain
   locations, while the preferences among locations has to be the
   callee's choice, as it determines where, for example, the phone rings
   and whether the callee incurs mobile telephone charges for incoming

   SIP User Agent implementations are encouraged to make intelligent
   decisions based on the type of participants (active/passive, hidden,
   human/robot) in a conversation space.  This information is conveyed
   via the session dialog package or in a SIP header parameter
   communicated using an appropriate SIP header.  For example, a music
   on hold service may take the sensible approach that if there are two
   or more unhidden participants, it should not provide hold music; or
   that it will not send hold music to robots.

   Multiple participants in the same conversation space may represent
   the same human user.  For example, the user may use one participant
   for video, chat, and whiteboard media on a PC and another for audio
   media on a SIP phone.  In this case, the address-of-record is the
   same for both user agents, but the Contacts are different.  In
   addition, human users may add robot participants which act on their
   behalf (for example a call recording service, or a calendar
   reminder).  Call Control features in SIP should continue to function
   as expected in such an environment.

3.7.2 Naming Services with SIP URIs

   [Editor's Note: this section needs to be pared down considerably, and
   the examples replaced with example.{com|org|net} domain names.] A
   critical piece of defining a session level service that can be
   accessed by SIP is defining the naming of the resources within that
   service.  This point cannot be overstated.

   In the context of SIP control of application components, we take
   advantage of the fact that the standard SIP URI has a user part.
   Most services may be thought of as user automatons that participate
   in SIP sessions. It naturally follows that the user address, or the
   left-hand-side of the URI, should be utilized as a service indicator.

   For example, media servers commonly offer multiple services at a
   single host address.  Use of the user part as a service indicator
   enables service consumers to direct their requests without ambiguity.
   It has the added benefit of enabling media services to register their
   availability with SIP Registrars just as any "real" SIP user would.
   This maintains consistency and provides enhanced flexibility in the

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   deployment of media services in the network.

   There has been much discussion about the potential for confusion if
   media services URIs are not readily distinguishable from other types
   of SIP UA's.  The use of a service namespace provides a mechanism to
   unambiguously identify standard interfaces while not constraining
   the development of private or experimental services.

   In SIP, the request-URI identifies the user or service that the call
   is destined for.  The great advantage of using URIs (specifically,
   the SIP request URI) as a service identifier comes because of the
   combination of two facts. First, unlike in the PSTN, where the
   namespace (dialable telephone numbers) are limited, URIs come from an
   infinite space. They are plentiful, and they are free. Secondly, the
   primary function of SIP is call routing through manipulations of the
   request URI. In the traditional SIP application, this URI represents
   people. However, the URI can also represent services, as we propose
   here. This means we can apply the routing services SIP provides to
   routing of calls to services. The result - the problem of service
   invocation and service location becomes a routing problem, for which
   SIP provides a scalable and flexible solution. Since there is such a
   vast namespace of services, we can explicitly name each service in a
   finely granular way. This allows the distribution of services across
   the network.

   Consider a conferencing service, where we have separated the names of
   ad-hoc conferences from scheduled conferences, we can program proxies
   to route calls for ad-hoc conferences to one set of servers, and
   calls for scheduled ones to another, possibly even in a different
   provider. In fact, since each conference itself is given a URI, we
   can distribute conferences across servers, and easily guarantee that
   calls for the same conference always get routed to the same server.
   This is in stark contrast to conferences in the telephone network,
   where the equivalent of the URI - the phone number - is scarce. An
   entire conferencing provider generally has one or two numbers.
   Conference IDs must be obtained through IVR interactions with the
   caller, or through a human attendant. This makes it difficult to
   distribute conferences across servers all over the network, since the
   PSTN routing only knows about the dialed number.

   In the case of a dialog server, the voice dialog itself is the target
   for the call. As such, the request URI should contain the identifier
   for this spoken dialog. This is consistent with the Request-URI
   service invocation model of RFC 3087. This URL can be in one of two
   formats. In the first, the VoiceXML script is identified directly by
   an HTTP URL. In the second, the script is not specified. Rather, the
   dialog server uses its configuration to map the incoming request to a
   specific script.

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   Since the request URI could indicate a request for a variety of
   different services, of which a dialog server is only one type, this
   example request URI first begins with a service identifier, that
   indicates the basic service required. For VoiceXML scripts, this
   identification information is a URL-encoded version of the URL which
   references the script to execute, or if not present, the dialog
   server uses server-specific configuration to determine which script
   to execute.

   Examples of URLs that invoke VoiceXML dialogs are: (line folding for
   clarity only)


   The first of these indicates that the dialog server (located at should invoke a VoiceXML script fetched from Since the user part of the
   SIP URL cannot contain the : character, this must be escaped to %3a.

   These types of conventions are not limited to application component
   servers.  An ordinary SIP User Agent can have a special URIs as well,
   for example, one which is automatically answered by a speakerphone.
   Since URIs are so plentiful, using a separate URI for this service
   does not exhaust a valuable resource.  The requested service is clear
   to the user agent receiving the request.  This URI can also be
   included as part of another feature (for example, the Intercom
   feature described in Section 6.1.6).  This feature can be specified
   with a SIP user parameter, since are part of the userpart of a SIP

   Likewise a Request URI can fully describe an announcement service
   through the use of the user part of the address and additional URI
   parameters.  In our example, the user portion of the address, "annc",
   specifies the announcement service on the media server.  The two URI
   parameters "play=" and "early=" specify the audio resource to play
   and whether early media is desired.;

   In practical applications, it is important that an invoker does not

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   necessarily apply semantic rules to various URIs it did not create.
   Instead, it should allow any arbitrary string to be provisioned, and
   map the string to the desired behavior. The administrator of a
   service may choose to provision specific conventions or mnemonic
   strings, but the application should not require it. In any large
   installation, the system owner is likely to have pre-existing rules
   for mnemonic URIs, and any attempt by an application to define its
   own rules may create a conflict.  Implementations should allow an
   arbitrary mix of URLs from these schemes, or any other scheme that
   renders valid SIP URIs to be provisioned, rather than enforce only
   one particular scheme.

   For example, a voicemail application can be built using very
   different sets of URI conventions, as illustrated below:

        URI Identity       Example Scheme 1
                                Example Scheme 2
                                     Example Scheme 3

        Deposit with
        standard greeting

        Deposit with on
        phone greeting

        Deposit with
        special greeting

        Retrieve - SIP

        Retrieve - prompt
        for PIN in-band

   As we have shown, SIP URIs represent an ideal, flexbile mechanism for
   describing and naming service resources, be they queues, conferences,
   voice dialogs, announcements, voicemail treatments, or phone

3.8 Invoker Independence

   With functional signaling, only the invoker of features in SIP need

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   to know exactly which feature they are invoking.  One of the primary
   benefits of this approach is that combinations of functional features
   work in SIP call control without requiring complex feature
   interaction matrices.  For example, let us examine the combination of
   a "transfer" of a call which is "conferenced".

   Alice calls Bob.  Alice silently "conferences in" her robotic
   assistant Albert as a hidden party.  Bob transfers Alice to Carol.
   If Bob asks Alice to Replace her leg with a new one to Carol then
   both Alice and Albert should be communicating with Carol

   Using the peer-to-peer model, this combination of features works fine
   if A is doing local mixing (Alice replaces Bob's call-leg with
   Carol's), or if A is using a central mixer (the mixer replaces Bob's
   call leg with Carol's).  A clever implementation using the 3pcc model
   can generate similar results.

   New extensions to the SIP Call Control Framework should attempt to
   preserve this property.

3.9 Billing issues

   Billing in the PSTN is typically based on who initiated a call.  At
   the moment billing in a SIP network is neither consistent with
   itself, nor with the PSTN.  (A billing model for SIP should allow for
   both PSTN-style billing, and non-PSTN billing.)  The example below
   demonstrates one such inconsistency.

   Alice places a call to Bob.  Alice then blind transfers Bob to Carol
   through a PSTN gateway.  In current usage of REFER, Bob may be billed
   for a call he did not initiate (his UA originated the outgoing call
   leg however).  This is not necessarily a terrible thing, but it
   demonstrates a security concern (Bob must have appropriate local
   policy to prevent fraud).  Also, Alice may wish to pay for Bob's
   session with Carol.  There should be a way to signal this in SIP.

   Likewise a Replacement call may maintain the same billing
   relationship as a Replaced call, so if Alice first calls Carol, then
   asks Bob to Replace this call, Alice may continue to receive a bill.

   Further work in SIP billing should define a way to set or discover
   the direction of billing.

4. Catalog of call control actions and sample features

   Call control actions can be categorized by the dialogs upon which
   they operate.  The actions may involve a single or multiple dialogs.

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   These dialogs can be early or established.  Multiple dialogs may be
   related in a conversation space to form a conference or other
   interesting media topologies.

   It should be noted that it is desirable to provide a means by which a
   party can discover the actions which may be performed on a dialog.
   The interested party may be independent or related to the dialogs.
   One means of accomplishing this is through the ability to define and
   obtain URLs for these actions as described in section .

   Below are listed several call control "actions" which establish or
   modify dialogs and relate the participants in a conversation space.
   The names of the actions listed are for descriptive purposes only
   (they are not normative).  This list of actions is not meant to be

   In the examples, all actions are initiated by the user "Alice"
   represented by UA "A".

4.1 Early Dialog Actions

   The following are a set of actions that may be performed on a single
   early dialog.  These actions can be thought of as a set of remote
   control operations.  For example an automaton might perform the
   operation on behalf of a user.  Alternatively a user might use the
   remote control in the form of an application to perform the action on
   the early dialog of a UA which may be out of reach. All of these
   actions correspond to telling the UA how to respond to a request to
   establish an early dialog. These actions provide useful functionality
   for PDA, PC and server based applications which desire the ability to
   control a UA.

4.1.1 Remote Answer

   A dialog is in some early dialog state such as 180 Ringing.  It may
   be desirable to tell the UA to answer the dialog.  That is tell it to
   send a 200 Ok response to establish the dialog.

4.1.2 Remote Forward or Put

   It may be desirable to tell the UA to respond with a 3xx class
   response to forward an early dialog to another UA.

4.1.3 Remote Busy or Error Out

   It may be desirable to instruct the UA to send an error response such
   as 486 Busy Here.

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4.2 Single Dialog Actions

   There is another useful set of actions which operate on a single
   established dialog.  These operations are useful in building
   productivity applications for aiding users to control their phone.
   For example a CRM application which sets up calls for a user
   eliminating the need for the user to actually enter an address.
   These operations can also be thought of a remote control actions.

4.2.1 Remote Dial

   This action instructs the UA to initiate a dialog.  This action can
   be performed using the REFER method.

4.2.2 Remote On and Off Hold

   This action instructs the UA to put an established dialog on hold.
   Though this operation can be conceptually be performed with the REFER
   method, there is no semantics defined as to what the referred party
   should do with the SDP. There is no way to distinguish between the
   desire to go on or off hold.

4.2.3 Remote Hangup

   This action instructs the UA to terminate an early or established
   dialog. A REFER request with the following Refer-To URI performs this
   action.  Note: this URL is not properly escaped.;method=BYE?Call-ID=13413098

4.3 Multi-dialog actions

   These actions apply to a set of related dialogs.

4.3.1 Transfer

   The conversation space changes as follows:

         before            after
   { A , B }  -->   { C , B }

   A replaces itself with C.

   To make this happen using the peer-to-peer approach, "A" would send
   two SIP requests.  A shorthand for those requests is shown below:

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   REFER B  Refer-To:C
   BYE B

   To make this happen instead using the 3pcc approach, the controller
   sends requests represented by the shorthand below:

   INVITE C (w/SDP of B)
   reINVITE B (w/SDP of C)
   BYE A

   Features enabled by this action: - blind transfer - transfer to a
   central mixer (some type of conference or forking) - transfer to park
   server (park) - transfer to music on hold or announcement server -
   transfer to a "queue" - transfer to a service (such as Voice Dialogs
   service) - transition from local mixer to central mixer

   This action is frequently referred to as "completing an attended
   transfer".  It is described in more detail in cc-transfer [19].

4.3.2 Take

   The conversation space changes as follows: { B , C }  -->   { B , A }
   A forcibly replaces C with itself.  In most uses of this primitive, A
   is just "un-replacing" itself. Using the peer-to-peer approach, "A"
   sends: INVITE B  Replaces: <call leg between B and C>

   Using the 3pcc approach (all requests sent from controller) INVITE A
   (w/SDP of B) reINVITE B (w/SDP of A) BYE C

   Features enabled by this action: - transferee completes an attended
   transfer - retrieve from central mixer (not recommended) - retrieve
   from music on hold or park - retrieve from queue - call center take -
   voice portal resuming ownership of a call it originated -
   answering-machine style screening (pickup) - pickup of a ringing call
   (i.e. early dialog)

   Note: that pick up of a ringing call has perhaps some interesting
   additional requirements.  First of all it is an early dialog as
   opposed to an established dialog.  Secondly the party which is to
   pickup the call may only wish to do so only while it is an early
   dialog.  That is in the race condition where the ringing UA accepts
   just before it receives signaling from the party wishing to take the
   call, the taking party wishes to yield or cancel the take.  The goal
   is to avoid yanking an answered call from the called party.

   This action is described in Replaces [9] and in cc-transfer [19].

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4.3.3 Add

   Note that the following 4 actions are described in cc-conferencing

   This is merely adding a participant to a SIP conference.  The
   conversation space changes as follows: { A , B } -->    { A, B, C } A
   adds C to the conversation. Using the peer-to-peer approach, adding a
   party using local mixing requires no signaling.  To transition from a
   2-party call or a locally mixed conference to centrally mixing A
   could send the following requests: REFER B  Refer-To: conference-URI
   INVITE conference-URI BYE B To add a party to a conference: REFER C
   Refer-To: conference-URI or REFER conference-URI  Refer-To: C Using
   the 3pcc approach to transition to centrally mixed, the controller
   would send: INVITE mixer leg 1 (w/SDP of A) INVITE mixer leg 2 (w/SDP
   of B) INVITE C (late SDP) reINVITE A (w/SDP of mixer leg 1) reINVITE
   B (w/SDP of mixer leg 2) INVITE mixer leg3 (w/SDP of C) To add a
   party to a SIP conference: INVITE C (late SDP) INVITE conference-URI
   (w/SDP of C) Features enabled: - standard conference feature - call
   recording - answering-machine style screening (screening)

4.3.4 Local Join

   The conversation space changes like this: { A, B}  , {A, C}  -->  {A,
   B, C} or like this { A, B}  , {C, D}  -->  {A, B, C, D} A takes two
   conversation spaces and joins them together into a single space.
   Using the peer-to-peer approach, A can mix locally, or REFER the
   participants of both conversation spaces to the same central mixer
   (as in 5.3) For the 3pcc approach, the call flows for inserting
   participants, and joining and splitting conversation spaces are
   tedious yet straightforward, so these are left as an exercise for the
   reader. Features enabled: - standard conference feature - leaving a
   sidebar to rejoin a larger conference

4.3.5 Insert

   The conversation space changes like this: { B , C }  -->  {A, B, C }
   A inserts itself into a conversation space. A proposed mechanism for
   signaling this using the peer-to-peer approach is to send a new
   header in an INVITE with "joining" semantics.  For example: INVITE B
   Join: <call id of B and C> If B accepted the INVITE, B would accept
   responsibility to setup the call legs and mixing necessary (for
   example: to mix locally or to transfer the participants to a central
   mixer) Features enabled: - barge-in - call center monitoring - call

4.3.6 Split

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   { A, B, C, D } --> { A, B } , { C, D } If using a central conference
   with peer-to-peer REFER C  Refer-To: conference-URI (new URI) REFER D
   Refer-To: conference-URI (new URI) BYE C BYE D Features enabled: -
   sidebar conversations during a larger conference

4.3.7 Near-fork

   A participates in two conversation spaces simultaneously: { A, B }
   --> { B , A } & { A , C } A is a participant in two conversation
   spaces such that A sends the same media to both spaces, and renders
   media from both spaces, presumably by mixing or rendering the media
   from both.  We can define that A is the "anchor" point for both
   forks, each of which is a separate conversation space. This action is
   purely local implementation (it requires no special signaling).
   Local features such as switching calls between the background and
   foreground are possible using this media relationship.

4.3.8 Far fork

   The conversation space diagram... { A, B } --> { A ,  B } & { B , C }
   A requests B to be the "anchor" of two conversation spaces. This is
   easily setup by creating a conference with two subconferences and
   setting the media policy appopriately such that B is a participant in
   both. Media forking can also be setup using 3pcc as described in
   Section 5.1 of RFC3264 [3] (an offer/answer model for SDP).  The
   session descriptions for forking are quite complex.  Controllers
   should verify that endpoints can handle forked-media, for example
   using prior configuration.

   Features enabled:

   o  barge-in

   o  voice portal services

   o  whisper

   o  hotword detection

   o  sending DTMF somewhere else

5. Security Considerations

   Call Control primitives provide a powerful set of features that can
   be dangerous in the hands of an attacker.  To complicate matters,
   call control primitives are likely to be automatically authorized
   without direct human oversight.

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   The class of attacks which are possible using these tools include the
   ability to eavesdrop on calls, disconnect calls, redirect calls,
   render irritating content (including ringing) at a user agent, cause
   an action that has billing consequences, subvert billing
   (theft-of-service), and obtain private information.  Call control
   extensions must take extra care to describe how these attacks will be

   We can also make some general observations about authorization and
   trust with respect to call control.  The security model is
   dramatically dependent on the signaling model chosen (see section

   Let us first examine the security model used in the 3pcc approach.
   All signaling goes through the controller, which is a trusted entity.
   Traditional SIP authentication and hop-by-hop encrpytion and message
   integrity work fine in this environment, but end-to-end encrpytion
   and message integrity may not be possible.

   When using the peer-to-peer approach, call control actions and
   primitives can be legitimately initiated by a) an existing
   participant in the conversation space, b) a former participant in the
   conversation space, or c) an entity trusted by one of the
   participants.  For example, a participant always initiates a
   transfer; a retrieve from Park (a take) is initiated on behalf of a
   former participant; and a barge-in (insert or far-fork) is initiated
   by a trusted entity (an operator for example).

   Authenticating requests by an existing participant or a trusted
   entity can be done with baseline SIP mechanisms.  In the case of
   features initiated by a former participant, these should be protected
   against replay attacks by using a unique name or identifier per
   invocation.  The Replaces header exhibits this behavior as a
   by-product of its operation (once a Replaces operation is successful,
   the call-leg being Replaced no longer exists).  For other requests, a
   "one-time" Request-URI may be provided to the feature invoker.

   To authorize call control primitives that trigger special behavior
   (such as an INVITE with Replaces or Join semantics), the receiving
   user agent may have trouble finding appropriate credentials with
   which to challenge or authorize the request, as the sender may be
   completely unknown to the receiver, except through the introduction
   of a third party.  These credentials need to be passed transitively
   in some way or fetched in an event body, for example.

6. Appendix A: Example Features

   Primitives are defined in terms of their ability to provide features.

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   These example features should require an amply robust set of services
   to demonstrate a useful set of primitives.  They are described here
   briefly. Note that the descriptions of these features are
   non-normative.  Some of these features are used as examples in
   section 6 to demonstrate how some features may require certain media
   relationships.  Note also that this document describes a mixture of
   both features originating in the world of telephones, and features
   which are clearly Internet oriented.

   Example Feature Definitions:

   Call Waiting - Alice is in a call, then receives another call.  Alice
   can place the first call on hold, and talk with the other caller.
   She can typically switch back and forth between the callers.

   Blind Transfer - Alice is in a conversation with Bob.  Alice asks Bob
   to contact Carol, but makes no attempt to contact Craol
   independently.  In many implementations, Alice does not verify Bob's
   success or failure in contacting Carol.

   Attended Transfer - The transferring party establishes a session with
   the transfer target before completing the transfer.

   Consultative transfer - the transferring party establishes a session
   with the target and mixes both sessions together so that all three
   parties can participate, then disconnects leaving the transferee and
   transfer target with an active session.

   Conference Call - Three or more active, visible participants in the
   same conversation space.

   Call Park - A call participant parks a call (essentially puts the
   call on hold), and then retrieves it at a later time (typically from
   another location).

   Call Pickup - A party picks up a call that was ringing at another
   location.  One variation allows the caller to choose which location,
   another variation just picks up any call in that user's "pickup

   Music on Hold - When Alice places a call with Bob on hold, it
   replaces its audio with streaming content such as music,
   announcements, or advertisements.

   Call Monitoring - A call center supervisor joins an in-progress call
   for monitoring purposes.

   Barge-in - Carol interrupts Alice who has a call in-progress call

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   with Bob.  In some variations, Alice forcibly joins a new
   conversation with Carol, in other variations, all three parties are
   placed in the same conversation (basically a 3-way conference).

   Hotline - Alice picks up a phone and is immediately connected to the
   technical support hotline, for example.

   Autoanswer - Calls to a certain address or location answer
   immediately via a speakerphone.

   Intercom - Alice typically presses a button on a phone which
   immediately connects to another user or phone and casues that phone
   to play her voice over its speaker.  Some variations immediately
   setup two-way communications, other variations require another button
   to be pressed to enable a two-way conversation.

   Speakerphone paging - Alice calls the paging address and speaks.  Her
   voice is played on the speaker of every idle phone in a preconfigured
   group of phones.

   Speed dial - Alice dials an abbreviated number, or enters an alias,
   or presses a special speed dial button representing Bob.  Her action
   is interpreted as if she specified the full address of Bob.

   Call Return - Alice calls Bob.  Bob misses the call or is
   disconnected before he is finished talking to Alice.  Bob invokes
   Call return which calls Alice, even if Alice did not provide her real
   identity or location to Bob.

   Inbound Call Screening - Alice doesn't want to receive calls from
   Matt.  Inbound Screening prevents Matt from disturbing Alice.  In
   some variations this works even if Matt hides his identity.

   Outbound Call Screening - Alice is paged and unknowingly calls a PSTN
   pay-service telephone number in the Carribean, but local policy
   blocks her call, and possibly informs her why.

   Call Forwarding - Before a call-leg is accepted it is redirected to
   another location, for example, because the originally intended
   recipient is busy, does not answer, is disconnected from the network,
   configured all requests to go soemwhere else.

   Message Waiting - Bob calls Alice when she steps away from her phone,
   when she returns a visible or audible indicator conveys that someone
   has left her a voicemail message.  The message waiting indication may
   also convey how many messages are waiting, from whom, what time, and
   other useful pieces of information.

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   Do Not Disturb - Alice selects the Do Not Disturb option.  Calls to
   her either ring briefly or not at all and are forwarded elsewhere.
   Some variations allow specially authorized callers to override this
   feature and ring Alice anyway.

   Distinctive ring - Incoming calls have different ring cadences or
   sample sounds depending on the From party, the To party, or other

   Automatic Callback: Alice calls Bob, but Bob is busy.  Alice would
   like Bob to call her automatically when he is available.  When Bob
   hangs up, alice's phone rings. When Alice answers, Bob's phone rings.
   Bob answers and they talk.

   Find-Me - Alice sets up complicated rules for how she can be reached
   (possibly using [CPL], [presence] or other factors).  When Bob calls
   Alice, his call is eventually routed to a temporary Contact where
   Alice happens to be available.

   Whispered call waiting - Alice is in a conversation with Bob.  Carol
   calls Alice.  Either Carol can "whisper" to Alice directly ("Can you
   get lunch in 15 minutes?"), or an automaton whispers to Alice
   informing her that Carol is trying to reach her.

   Voice message screening - Bob calls Alice.  Alice is screening her
   calls, so Bob hears Alice's voicemail greeting.  Alice can hear Bob
   leave his message.  If she decides to talk to Bob, she can take the
   call back from the voicemail system, otherwise she can let Bob leave
   a message. This emulates the behavior of a home telephone answering

   Presence-Enabled Conferencing: Alice wants to set up a conference
   call with Bob and Cathy when they all happen to be available (rather
   than scheduling a predefined time).  The server providing the
   application monitors their status, and calls all three when they are
   all "online", not idle, and not in another call.

   IM Conference Alerts: A user receives an notification as an Instant
   Message whenever someone joins a conference they are also in.

   Single Line Extension -- A group of phones are all treated as
   "extensions" of a single line. A call for one rings them all.  As
   soon as one answers, the others stop ringing.  If any extension is
   actively in a coversation, another extension can "pick up" and
   immediately join the conversation. This emulates the behavior of a
   home telephone line with multiple phones.

   Click-to-dial - Alice looks in her company directory for Bob.  When

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   she finds Bob, she clicks on a URL to call him.  Her phone rings (or
   possibly answers automatically), and when she answers, Bob's phone

   Pre-paid calling - Alice pays for a certain currency or unit amount
   of calling value.  When she places a call, she provides her account
   number somehow.  If her account runs out of calling value during a
   call her call is disconnected or redirected to a service where she
   can purchase more calling value.

   Voice Portal - A service that allows users to access a portal site
   using spoken dialog interaction.  For example, Alice needs to
   schedule a working dinner with her co-worker Carol. Alice uses a
   voice portal to check Carol's flight schedule, find a restauraunt
   near her hotel, make a reservation, get directions there, and page
   Carol with this information.

6.1 Implementation of these features

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   Example Features:
   Call Hold                    [Offer/Answer] for SIP
   Call Waiting                 Local Implementation
   Blind Transfer               [cc-transfer]
   Attended Transfer            [cc-transfer]
   Consultative transfer        [cc-transfer]
   Conference Call              [conf-models]
   Call Park                    *[examples]
   Call Pickup                  *[examples]
   Music on Hold                *[examples]
   Call Monitoring              *Insert
   Barge-in                     *Insert or Far-Fork
   Hotline                      Local Implementation
   Autoanswer                   Local URI convention
   Speed dial                   Local Implementation
   Intercom                     *Speed dial + autoanswer
   Speakerphone paging          *Speed dial + autoanswer
   Call Return                  Proxy feature
   Inbound Call Screening       Proxy or Local implementation
   Outbound Call Screening      Proxy feature
   Call Forwarding              Proxy or Local implementation
   Message Waiting              [msg-waiting]
   Do Not Disturb               [presence]
   Distinctive ring             *Proxy or Local implementation
   Automatic Callback           2 person presence-based conference
   Find-Me                      Proxy service based on presence
   Whispered call waiting       Local implementation
   Voice message screening      *
   Presence-based Conferencing*call when presence = available
   IM Conference Alerts subscribe to conference status
   Single Line Extension        *
   Click-to-dial                *
   Pre-paid calling             *
   Voice Portal                 *

6.1.1 Call Park

   Call park requires the ability to: put a dialog some place, advertise
   it to users in a pickup group and to uniquely identify it in a means
   that can be communicated (including human voice).  The dialog can be
   held locally on the UA parking the dialog or alternatively
   transferred to the park service for the pickup group. The parked
   dialog then needs to be labeled (e.g. orbit 12) in a way that can be
   communicated to the party that is to pick up the call.  The UAs in
   the pick up group discovers the parked dialog(s) via the dialog
   package from the park service.  If the dialog is parked locally the
   park service merely aggregates the parked call states from the set of

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   UAs in the pickup up group.

6.1.2 Call Pickup

   There are two different features which are called call pickup.  The
   first is the pickup of a parked dialog.  The UA from which the dialog
   is to be picked up subscribes to the session dialog state of the park
   service or the UA which has locally parked the dialog.  Dialogs which
   are parked should be labeled with an identifier.  The labels are used
   by the UA to allow the user to indicate which dialog is to be picked
   up.  The UA picking up the call invoked the URL in the call state
   which is labeled as replace-remote.

   The other call pickup feature involves picking up an early dialog
   (typically ringing).  This feature uses some of the same primitives
   as the pick up of a parked call.  The call state of the UA ringing
   phone is advertised using the dialog package.  The UA which is to
   pickup the early dialog subscribes either directly to the ringing UA
   or to a service aggregating the states for UAs in the pickup group.
   The call state identifies early dialogs.  The UA uses the call
   state(s) to help the user choose which early dialog that is to be
   picked up.  The UA then invokes the URL in the call state labeled as

6.1.3 Music on Hold

   Music on hold can be implemented a number of ways.  One way is to
   transfer the held call to a holding service.  When the UA wishes to
   take the call off hold it basically performs a take on the call from
   the holding service.  This involves subscribing to call state on the
   holding service and then invoking the URL in the call state labeled
   as replace-remote.

   Alternatively music on hold can be performed as a local mixing
   operation.  The UA holding the call can mix in the music from the
   music service via RTP (i.e. an additional dialog) or RTSP or other
   streaming media source.  This approach is simpler (i.e. the held
   dialog does not move so there is less chance of loosing them) from a
   protocol perspective, however it does use more LAN bandwidth and
   resources on the UA.

6.1.4 Call Monitoring

   Call monitoring is a Join operation.  The monitoring UA sends a Join
   to the dialog it wants to listen to.  It is able to discover the
   dialog via the dialog state on the monitored UA.  The monitoring UA
   sends SDP in the INVITE which indicates receive only media.  As the
   UA is monitoring only it does not matter whether the UA indicates it

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   wishes the send stream be mix or point to point.

6.1.5 Barge-in

   Barge-in works the same as call monitoring except that it must
   indicate that the send media stream to be mixed so that all of the
   other parties can hear the stream from UA barging in.

6.1.6 Intercom

   The UA initiates a dialog using INVITE in the ordinary way. The
   calling UA then signals the paged UA to answer the call.  The calling
   UA may discover the URL to answer the call via the session dialog
   package of the called UA. The called UA accepts the INVITE with a 200
   Ok and automatically enables the speakerphone.

   Alternatively this can be a local decision for the UA to answer based
   upon called party identification.

6.1.7 Speakerphone paging

   Speakerphone paging can be implemented using either multicast or
   through a simple multipoint mixer.  In the multicast solution the
   paging UA sends a multicast INVITE with send only media in the SDP
   (see also RFC3264).  The automatic answer and enabling of the
   speakerphone is a locally configured decision on the paged UAs.  The
   paging UA sends RTP via the multicast address indicated in the SDP.

   The multipoint solution is accomplished by sending an INVITE to the
   multipoint mixer.  The mixer is configured to automatically answer
   the dialog.  The paging UA then sends REFER requests for each of the
   UAs that are to become paging speakers (The UA is likely to send out
   a single REFER which is parallel forked by the proxy server).  The
   UAs performing as paging speakers are configured to automatically
   answer based upon caller identification (e.g. To field, URI or
   Referred-To headers).

   Finally as a third option, the user agent can send a mass-invitation
   request to a conference server, which would create a conference and
   send invitations to the conference to all user agents in the paging

6.1.8 Distinctive ring

   The target UA either makes a local decision based on information in
   an incoming INVITE (To, From, Contact, Request-URI) or trusts an
   Alert-Info header provded by the caller or inserted by a trusted
   proxy.  In the latter case, the UA fetches the content described in

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   the URI (typically via http) and renders it to the user.

6.1.9 Voice message screening

   At first, this is the same as call monitoring.  In this case the
   voicemail service is one of the UAs.  The UA screening the message
   monitors the call on the voicemail service, and also subscribes to
   call-leg information.  If the user screening their messages decides
   to answer, they perform a Take from the voicemail system (for
   example, send an INVITE with Replaces to the UA leaving the message)

6.1.10 Single Line Extension

   Incoming calls ring all the extensions through basic parallel forking
   [bis].  Each extension subscribes to call-leg events from each other
   extension.  While one user has an active call, any other UA extension
   can insert itself into that conversation (it already knows the
   call-leg information)in the same way as barge-in.

6.1.11 Click-to-dial

   The application or server which hosts the click-to-dial application
   captures the URL to be dialed and can setup the call using 3pcc or
   can send a REFER request to the UA which is to dial the address.  As
   users sometimes change their mind or wish to give up listing to a
   ringing or voicemail answered phone, this application illustrates the
   need to also have the ability to remotely hangup a call.

6.1.12 Pre-paid calling

   For prepaid calling, the user's media always passes through a device
   which is trusted by the pre-paid provider.  This may be the other
   endpoint (for example a PSTN gateway).  In either case, an
   intermediary proxy or B2BUA can periodically verify the amount of
   time available on the pre-paid account, and use the session-timer
   extension to cause the trusted endpoint (gateway) or intermediary
   (media relay) to send a reINVITE before that time runs out.  During
   the reINVITE, the SIP intermediary can reverify the account and
   insert another session-timer header.

   Note that while most pre-paid systems on the PSTN use an IVR to
   collect the account number and destination, this isn't strictly
   necessary for a SIP-originated prepaid call.  SIP requests and SIP
   URIs are sufficiently expressive to convey the final destination, the
   provider of the prepaid service, the location from which the user is
   calling, and the prepaid account they want to use.  If a pre-paid IVR
   is used, the mechanism described below (Voice Portals) can be
   combined as well.

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6.1.13 Voice Portal

   A voice portal is essentially a complex collection of voice dialogs
   used to access interesting content.  One of the most desirable call
   control features of a Voice Portal is the ability to start a new
   outgoing call from within the context of the Portal (to make a
   restauraunt reservation, or return a voicemail message for example).
   Once the new call is over, the user should be able to return to the
   Portal by pressing a special key, using some DTMF sequence (ex: a
   very long pound or hash tone), or by speaking a hotword (ex: "Main

   In order to accomplish this, the Voice Portal starts with the
   following media relationship:

   { User , Voice Portal }

   The user then asks to make an outgoing call.  The Voice Portal asks
   the User to perform a Far-Fork.  In other words the Voice Portal
   wants the following media relationship:

        { Target , User }  &  { User , Voice Portal }

   The Voice Portal is now just listening for a hotword or the
   appropriate DTMF.  As soon as the user indicates they are done, the
   Voice Portal Takes the call from the old Target, and we are back to
   the original media relationship.

   This feature can also be used by the account number and phone number
   collection menu in a pre-paid calling service.  A user can press a
   DTMF sequence which presents them with the appropriate menu again.

Normative References

   [1]   Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,
         Peterson, J., Sparks, R., Handley, M. and E. Schooler, "SIP:
         Session Initiation Protocol", RFC 3261, June 2002.

   [2]   Bradner, S., "Key words for use in RFCs to Indicate Requirement
         Levels", BCP 14, RFC 2119, March 1997.

   [3]   Rosenberg, J. and H. Schulzrinne, "An Offer/Answer Model with
         Session Description Protocol (SDP)", RFC 3264, June 2002.

   [4]   Roach, A., "Session Initiation Protocol (SIP)-Specific Event
         Notification", RFC 3265, June 2002.

   [5]   Handley, M. and V. Jacobson, "SDP: Session Description

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         Protocol", RFC 2327, April 1998.

   [6]   Johnston, A. and S. Donovan, "Session Initiation Protocol
         Service Examples", draft-ietf-sipping-service-examples-04 (work
         in progress), March 2003.

   [7]   Rosenberg, J., Schulzrinne, H., Camarillo, G. and J. Peterson,
         "Best Current Practices for Third Party Call Control in the
         Session  Initiation Protocol", draft-ietf-sipping-3pcc-03 (work
         in progress), March 2003.

   [8]   Sparks, R., "The SIP Refer Method", draft-ietf-sip-refer-07
         (work in progress), December 2002.

   [9]   Dean, R., Biggs, B. and R. Mahy, "The Session Inititation
         Protocol (SIP) 'Replaces' Header", draft-ietf-sip-replaces-03
         (work in progress), March 2003.

   [10]  Mahy, R. and D. Petrie, "The Session Inititation Protocol (SIP)
         'Join' Header", draft-ietf-sip-join-01 (work in progress),
         March 2003.

   [11]  Rosenberg, J. and H. Schulzrinne, "An INVITE Inititiated Dialog
         Event Package for the Session Initiation  Protocol (SIP",
         draft-ietf-sipping-dialog-package-01 (work in progress), March

   [12]  Rosenberg, J. and H. Schulzrinne, "A Session Initiation
         Protocol (SIP) Event Package for Conference State",
         draft-ietf-sipping-conference-package-00 (work in progress),
         June 2002.

   [13]  Rosenberg, J., "A Session Initiation Protocol (SIP) Event
         Package for Registrations", draft-ietf-sipping-reg-event-00
         (work in progress), October 2002.

   [14]  Rosenberg, J., "A Presence Event Package for the Session
         Initiation Protocol (SIP)", draft-ietf-simple-presence-10 (work
         in progress), January 2003.

   [15]  Rosenberg, J., "A Framework for Conferencing with the Session
         Initiation Protocol",
         draft-rosenberg-sipping-conferencing-framework-01 (work in
         progress), February 2003.

   [16]  Rosenberg, J., "A Framework and Requirements for Application
         Interaction in SIP",
         draft-rosenberg-sipping-app-interaction-framework-00 (work in

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         progress), November 2002.

   [17]  Mahy, R. and N. Ismail, "Media Policy Manipulation in the
         Conference Policy Control Protocol",
         draft-mahy-sipping-media-policy-control-00 (work in progress),
         February 2003.

   [18]  Camarillo, G., "Transcoding Services Invocation in the Session
         Initiation Protocol", draft-camarillo-sip-deaf-02 (work in
         progress), February 2003.

   [19]  Sparks, R. and A. Johnston, "Session Initiation Protocol Call
         Control - Transfer", draft-ietf-sipping-cc-transfer-01 (work in
         progress), February 2003.

   [20]  Johnston, A. and O. Levin, "Session Initiation Protocol Call
         Control - Conferencing for User  Agents",
         draft-johnston-sipping-cc-conferencing-01 (work in progress),
         February 2003.

   [21]  Rosenberg, J., Schulzrinne, H. and P. Kyzivat, "Caller
         Preferences and Callee Capabilities for the Session Initiation
         Protocol (SIP)", draft-ietf-sip-callerprefs-08 (work in
         progress), March 2003.

Informational References

Authors' Addresses

   Rohan Mahy
   Cisco Systems


   Ben Campbell


   Robert Sparks


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   Jonathan Rosenberg


   Dan Petrie


   Alan Johnston


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