TAPS Working Group T. Pauly, Ed.
Internet-Draft Apple Inc.
Intended status: Standards Track B. Trammell, Ed.
Expires: September 12, 2019 Google
A. Brunstrom
Karlstad University
G. Fairhurst
University of Aberdeen
C. Perkins
University of Glasgow
P. Tiesel
TU Berlin
C. Wood
Apple Inc.
March 11, 2019
An Architecture for Transport Services
draft-ietf-taps-arch-03
Abstract
This document provides an overview of the architecture of Transport
Services, a model for exposing transport protocol features to
applications for network communication. In contrast to what is
provided by most existing Application Programming Interfaces (APIs),
Transport Services is based on an asynchronous, event-driven
interaction pattern; it uses messages for representing data transfer
to applications; and it assumes an implementation that can use
multiple IP addresses, multiple protocols, and multiple paths, and
provide multiple application streams. This document further defines
the common set of terminology and concepts to be used in definitions
of Transport Services APIs and implementations.
Status of This Memo
This Internet-Draft is submitted in full conformance with the
provisions of BCP 78 and BCP 79.
Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF). Note that other groups may also distribute
working documents as Internet-Drafts. The list of current Internet-
Drafts is at https://datatracker.ietf.org/drafts/current/.
Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time. It is inappropriate to use Internet-Drafts as reference
material or to cite them other than as "work in progress."
Pauly, et al. Expires September 12, 2019 [Page 1]
Internet-Draft TAPS Architecture March 2019
This Internet-Draft will expire on September 12, 2019.
Copyright Notice
Copyright (c) 2019 IETF Trust and the persons identified as the
document authors. All rights reserved.
This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents
(https://trustee.ietf.org/license-info) in effect on the date of
publication of this document. Please review these documents
carefully, as they describe your rights and restrictions with respect
to this document. Code Components extracted from this document must
include Simplified BSD License text as described in Section 4.e of
the Trust Legal Provisions and are provided without warranty as
described in the Simplified BSD License.
Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3
1.1. Overview . . . . . . . . . . . . . . . . . . . . . . . . 3
1.2. Event-Driven API . . . . . . . . . . . . . . . . . . . . 5
1.3. Data Transfer Using Messages . . . . . . . . . . . . . . 5
1.4. Flexibile Implementation . . . . . . . . . . . . . . . . 6
2. Background . . . . . . . . . . . . . . . . . . . . . . . . . 7
2.1. Specification of Requirements . . . . . . . . . . . . . . 7
3. Design Principles . . . . . . . . . . . . . . . . . . . . . . 8
3.1. Common APIs for Common Features . . . . . . . . . . . . . 8
3.2. Access to Specialized Features . . . . . . . . . . . . . 8
3.3. Scope for API and Implementation Definitions . . . . . . 9
4. Transport Services Architecture and Concepts . . . . . . . . 10
4.1. Transport Services API Concepts . . . . . . . . . . . . . 11
4.1.1. Basic Objects . . . . . . . . . . . . . . . . . . . . 13
4.1.2. Pre-Establishment . . . . . . . . . . . . . . . . . . 14
4.1.3. Establishment Actions . . . . . . . . . . . . . . . . 15
4.1.4. Data Transfer Objects and Actions . . . . . . . . . . 16
4.1.5. Event Handling . . . . . . . . . . . . . . . . . . . 16
4.1.6. Termination Actions . . . . . . . . . . . . . . . . . 17
4.2. Transport System Implementation Concepts . . . . . . . . 17
4.2.1. Candidate Gathering . . . . . . . . . . . . . . . . . 19
4.2.2. Candidate Racing . . . . . . . . . . . . . . . . . . 19
4.2.3. Protocol Stack Equivalence . . . . . . . . . . . . . 19
4.2.4. Separating Connection Groups . . . . . . . . . . . . 21
5. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 21
6. Security Considerations . . . . . . . . . . . . . . . . . . . 21
7. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . 22
8. Informative References . . . . . . . . . . . . . . . . . . . 23
Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 24
Pauly, et al. Expires September 12, 2019 [Page 2]
Internet-Draft TAPS Architecture March 2019
1. Introduction
Many application programming interfaces (APIs) to perform transport
networking have been deployed, perhaps the most widely known and
imitated being the BSD socket() [POSIX] interface. The naming of
objects and functions across these APIs is not consistent, and varies
depending on the protocol being used. For example, sending and
receiving streams of data is conceptually the same for both an
unencrypted Transmission Control Protocol (TCP) stream and operating
on an encrypted Transport Layer Security (TLS) [RFC8446] stream over
TCP, but applications cannot use the same socket send() and recv()
calls on top of both kinds of connections. Similarly, terminology
for the implementation of transport protocols varies based on the
context of the protocols themselves: terms such as "flow", "stream",
"message", and "connection" can take on many different meanings.
This variety can lead to confusion when trying to understand the
similarities and differences between protocols, and how applications
can use them effectively.
The goal of the Transport Services architecture is to provide a
common, flexible, and reusable interface for transport protocols. As
applications adopt this interface, they will benefit from a wide set
of transport features that can evolve over time, and ensure that the
system providing the interface can optimize its behavior based on the
application requirements and network conditions, without requiring
changes to the applications. This flexibility does not only enable
faster deployment of new feature and protocols, but it can also
support applications with racing and fallback mechanisms which
otherwise need to be implemented in each application separately.
This document is developed in parallel with the specification of the
Transport Services API [I-D.ietf-taps-interface] and Implementation
Guidelines [I-D.ietf-taps-impl]. Although following the Transport
Services Architecture does of course not mean that all APIs and
implementations have to be identical, a common minimal set of
features represented in a consistent fashion will enable applications
to be easily ported from one system to the another.
1.1. Overview
The model of using sockets for networking can be represented as
follows: applications create connections and transfer data using the
socket API, which provides the interface to the implementations of
UDP and TCP (typically implemented in the system's kernel), which in
turn send data over the available network layer interfaces.
Pauly, et al. Expires September 12, 2019 [Page 3]
Internet-Draft TAPS Architecture March 2019
+-----------------------------------------------------+
| Application |
+-----------------------------------------------------+
| |
+---------------------+ +-----------------------+
| Socket Stream API | | Socket Datagram API |
+---------------------+ +-----------------------+
| |
+-----------------------------------------------------+
| TCP UDP |
| Kernel Protocol Implementation |
+-----------------------------------------------------+
|
+-----------------------------------------------------+
| Network Layer Interface |
+-----------------------------------------------------+
Figure 1: socket() API Model
The Transport Services architecture maintains this general model of
interaction, but aims to both modernize the API surface exposed for
transport protocols and enrich the capabilities of the transport
system implementation.
+-----------------------------------------------------+
| Application |
+-----------------------------------------------------+
|
+-----------------------------------------------------+
| Transport Services API |
+-----------------------------------------------------+
|
+-----------------------------------------------------+
| Transport System Implementation |
| (UDP, TCP, SCTP, DCCP, TLS, QUIC, etc) |
+-----------------------------------------------------+
|
+-----------------------------------------------------+
| Network Layer Interface |
+-----------------------------------------------------+
Figure 2: Transport Services API Model
The Transport Services API [I-D.ietf-taps-interface] defines the
mechanism for an application to create network connections and
transfer data. The Implementation [I-D.ietf-taps-impl] is
Pauly, et al. Expires September 12, 2019 [Page 4]
Internet-Draft TAPS Architecture March 2019
responsible for mapping the API into the various available transport
protocols and managing the available network interfaces and paths.
There are a few key departures that Transport Services makes from the
sockets API: it presents an asynchronous, event-driven API; it uses
messages for representing data transfer to applications; and it
assumes an implementation that can use multiple IP addresses,
multiple protocols, multiple paths, and provide multiple application
streams.
1.2. Event-Driven API
Originally, sockets presented a blocking interface for establishing
connections and transferring data. However, most modern applications
interact with the network asynchronously. When sockets are presented
as an asynchronous interface, they generally use a try-and-fail
model. If the application wants to read, but data has not yet been
received from the peer, the call to read will fail. The application
then waits and can try again later.
All interaction with a Transport Services system is expected to be
asynchronous, and use an event-driven model unlike sockets
Section 4.1.5. For example, if the application wants to read, its
call to read will not fail, but will deliver an event containing the
received data once it is available.
The Transport Services API also delivers events regarding the
lifetime of a connection and changes to available network links,
which were not previously made explicit in sockets.
Using asynchronous events allows for a much simpler interaction model
when establishing connections and transferring data. Events in time
more closely reflect the nature of interactions over networks, as
opposed to how sockets represent network resources as file system
objects that may be temporarily unavailable.
1.3. Data Transfer Using Messages
Sockets provide a message interface for datagram protocols like UDP,
but provide an unstructured stream abstraction for TCP. While TCP
does indeed provide the ability to send and receive data as streams,
most applications need to interpret structure within these streams.
For example, HTTP/1.1 uses character delimiters to segment messages
over a stream; TLS record headers carry a version, content type, and
length; and HTTP/2 uses frames to segment its headers and bodies.
The Transport Services API represents data as messages, so that it
more closely matches the way applications use the network. Messages
Pauly, et al. Expires September 12, 2019 [Page 5]
Internet-Draft TAPS Architecture March 2019
seamlessly work with transport protocols that support datagrams or
records, but can also be used over a stream by defining an
application-layer framer Section 4.1.4. When framing protocols are
placed on top of unstructured streams, the messages used in the API
represent the framed messages within the stream. In the absence of a
framer, protocols that deal only in byte streams, such as TCP,
represent their data in each direction as a single, long message.
Providing a message-based abstraction provides many benefits, such
as:
o the ability to associate deadlines with messages, for applications
that care about timing;
o the ability to provide control of reliability, choosing which
messages to retransmit in the event of packet loss, and how best
to make use of the data that arrived;
o the ability to manage dependencies between messages, when the
transport system could decide to not deliver a message, either
following packet loss or because it has missed a deadline. In
particular, this can avoid (re-)sending data that relies on a
previous transmission that was never received.
Allowing applications to interact with messages is backwards-
compatible with existings protocols and APIs, as it does not change
the wire format of any protocol. Instead, it gives the protocol
stack additional information to allow it to make better use of modern
transport services, while simplifying the application's role in
parsing data.
1.4. Flexibile Implementation
Sockets, for protocols like TCP, are generally limited to connecting
to a single address over a single interface. They also present a
single stream to the application. Software layers built upon sockets
often propagate this limitation of a single-address single-stream
model. The Transport Services architecture is designed to handle
multiple candidate endpoints, protocols, and paths; and support
multipath and multistreaming protocols.
Transport Services implementations are meant to be flexible at
connection establishment time, considering many different options and
trying to select the most optimal combinations (Section 4.2.1 and
Section 4.2.2). This requires applications to provide higher-level
endpoints than IP addresses, such as hostnames and URLs, which are
used by a Transport Services implementation for resolution, path
selection, and racing.
Pauly, et al. Expires September 12, 2019 [Page 6]
Internet-Draft TAPS Architecture March 2019
Flexibility after connection establishment is also important.
Transport protocols that can migrate between multiple network-layer
interfaces need to be able to process and react to interface changes.
Protocols that support multiple application-layer streams need to
support initiating and receiving new streams using existing
connections.
2. Background
The Transport Services architecture is based on the survey of
Services Provided by IETF Transport Protocols and Congestion Control
Mechanisms [RFC8095], and the distilled minimal set of the features
offered by transport protocols [I-D.ietf-taps-minset]. These
documents identified common features and patterns across all
transport protocols developed thus far in the IETF.
Since transport security is an increasingly relevant aspect of using
transport protocols on the Internet, this architecture also considers
the impact of transport security protocols on the feature-set exposed
by transport services [I-D.ietf-taps-transport-security].
One of the key insights to come from identifying the minimal set of
features provided by transport protocols [I-D.ietf-taps-minset] was
that features either require application interaction and guidance
(referred to as Functional Features), or else can be handled
automatically by a system implementing Transport Services (referred
to as Automatable Features). Among the Functional Features, some
were common across all or nearly all transport protocols, while
others could be seen as features that, if specified, would only be
useful with a subset of protocols, but would not harm the
functionality of other protocols. For example, some protocols can
deliver messages faster for applications that do not require messages
to arrive in the order in which they were sent. However, this
functionality needs to be explicitly allowed by the application,
since reordering messages would be undesirable in many cases.
2.1. Specification of Requirements
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
"OPTIONAL" in this document are to be interpreted as described in BCP
14 [RFC2119] [RFC8174] when, and only when, they appear in all
capitals, as shown here.
Pauly, et al. Expires September 12, 2019 [Page 7]
Internet-Draft TAPS Architecture March 2019
3. Design Principles
The goal of the Transport Services architecture is to redefine the
interface between applications and transports in a way that allows
the transport layer to evolve and improve without fundamentally
changing the contract with the application. This requires a careful
consideration of how to expose the capabilities of protocols.
There are several degrees in which a Transport Services system can
offer flexibility to an application: it can provide access to
multiple sets of protocols and protocol features; it can use these
protocols across multiple paths that could have different performance
and functional characteristics; and it can communicate with different
remote systems to optimize performance, robustness to failure, or
some other metric. Beyond these, if the API for the system remains
the same over time, new protocols and features could be added to the
system's implementation without requiring changes in applications for
adoption.
The following considerations were used in the design of this
architecture.
3.1. Common APIs for Common Features
Functionality that is common across multiple transport protocols
SHOULD be accessible through a unified set of API calls. An
application ought to be able to implement logic for its basic use of
transport networking (establishing the transport, and sending and
receiving data) once, and expect that implementation to continue to
function as the transports change.
Any Transport Services API is REQUIRED to allow access to the
distilled minimal set of features offered by transport protocols
[I-D.ietf-taps-minset].
3.2. Access to Specialized Features
There are applications that will need to control fine-grained details
of transport protocols to optimize their behavior and ensure
compatibility with remote systems. A Transport Services system
therefore SHOULD also permit more specialized protocol features to be
used. The interface for these specialized options should be exposed
differently from the common options to ensure flexibility.
A specialized feature could be required by an application only when
using a specific protocol, and not when using others. For example,
if an application is using UDP, it could require control over the
checksum or fragmentation behavior for UDP; if it used a protocol to
Pauly, et al. Expires September 12, 2019 [Page 8]
Internet-Draft TAPS Architecture March 2019
frame its data over a byte stream like TCP, it would not need these
options. In such cases, the API ought to expose the features in such
a way that they take effect when a particular protocol is selected,
but do not imply that only that protocol could be used. For example,
if the API allows an application to specify a preference for
constrained checksum usage, communication would not fail when a
protocol such as TCP is selected, which uses a checksum covering the
entire payload.
Other specialized features, however, could be strictly required by an
application and thus constrain the set of protocols that can be used.
For example, if an application requires encryption of its transport
data, only protocol stacks that include some transport security
protocol are eligible to be used. A Transport Services API MUST
allow applications to define such requirements and constrain the
system's options. Since such options are not part of the core/common
features, it will generally be simple for an application to modify
its set of constraints and change the set of allowable protocol
features without changing the core implementation.
3.3. Scope for API and Implementation Definitions
The Transport Services API is envisioned as the abstract model for a
family of APIs that share a common way to expose transport features
and encourage flexibility. The abstract API definition
[I-D.ietf-taps-interface] describes this interface and is aimed at
application developers.
Implementations that provide the Transport Services API
[I-D.ietf-taps-impl] will vary due to system-specific support and the
needs of the deployment scenario. It is expected that all
implementations of Transport Services will offer the entire mandatory
API, but that some features will not be functional in certain
implementations. All implementations are REQUIRED to offer
sufficient APIs to use the distilled minimal set of features offered
by transport protocols [I-D.ietf-taps-minset], including API support
for TCP and UDP transport, but it is possible that some very
constrained devices might not have, for example, a full TCP
implementation beneath the API.
To preserve flexibility and compatibility with future protocols, top-
level features in the Transport Services API SHOULD avoid referencing
particular transport protocols. The mappings of these API features
to specific implementations of each feature is explained in the
[I-D.ietf-taps-impl] along with the implications of the feature on
existing protocols. It is expected that this document will be
updated and supplemented as new protocols and protocol features are
developed.
Pauly, et al. Expires September 12, 2019 [Page 9]
Internet-Draft TAPS Architecture March 2019
It is important to note that neither the Transport Services API
[I-D.ietf-taps-interface] nor the Implementation document
[I-D.ietf-taps-impl] defines new protocols that require any changes
to a remote system. The Transport Services system MUST be deployable
on one side only.
4. Transport Services Architecture and Concepts
The concepts defined in this document are intended primarily for use
in the documents and specifications that describe the Transport
Services architecture and API. While the specific terminology can be
used in some implementations, it is expected that there will remain a
variety of terms used by running code.
The architecture divides the concepts for Transport Services into two
categories:
1. API concepts, which are intended to be exposed to applications;
and
2. System-implementation concepts, which are intended to be
internally used when building systems that implement Transport
Services.
The following diagram summarizes the top-level concepts in the
architecture and how they relate to one another.
Pauly, et al. Expires September 12, 2019 [Page 10]
Internet-Draft TAPS Architecture March 2019
+-----------------------------------------------------+
| Application |
+-+----------------+------^-------+--------^----------+
| | | | |
pre- | data | events
establishment | transfer | |
| establishment | termination |
| | | | |
| +--v------v-------v+ |
+-v-------------+ Connection(s) +-------+----------+
| Transport +--------+---------+ |
| Services | |
| API | |
+------------------------|----------------------------+
|
+------------------------|----------------------------+
| Transport | |
| System | +-----------------+ |
| Implementation | | Cached | |
| | | State | |
| (Candidate Gathering) | +-----------------+ |
| | |
| (Candidate Racing) | +-----------------+ |
| | | System | |
| | | Policy | |
| +----------v-----+ +-----------------+ |
| | Protocol | |
+-------------+ Stack(s) +----------------------+
+-------+--------+
V
Network Layer Interface
Figure 3: Concepts and Relationships in the Transport Services
Architecture
4.1. Transport Services API Concepts
Fundamentally, a Transport Services API needs to provide basic
objects (Section 4.1.1) that allow applications to establish
communication and send and receive data. These could be exposed as
handles or referenced objects, depending on the language.
Beyond the basic objects, there are several high-level groups of
actions that any Transport Services API implementing this
specification MUST provide:
o Pre-Establishment (Section 4.1.2) encompasses the properties that
an application can pass to describe its intent, requirements,
Pauly, et al. Expires September 12, 2019 [Page 11]
Internet-Draft TAPS Architecture March 2019
prohibitions, and preferences for its networking operations. For
any system that provides generic Transport Services, these
properties SHOULD be defined to apply to multiple transport
protocols. Properties specified during Pre-Establishment can have
a large impact on the rest of the interface: they modify how
establishment occurs, they influence the expectations around data
transfer, and they determine the set of events that will be
supported.
o Establishment (Section 4.1.3) focuses on the actions that an
application takes on the basic objects to prepare for data
transfer.
o Data Transfer (Section 4.1.4) consists of how an application
represents the data to be sent and received, the functions
required to send and receive that data, and how the application is
notified of the status of its data transfer.
o Event Handling (Section 4.1.5) defines the set of properties about
which an application can receive notifications during the lifetime
of transport objects. Events MAY also provide opportunities for
the application to interact with the underlying transport by
querying state or updating maintenance options.
o Termination (Section 4.1.6) focuses on the methods by which data
transmission is stopped, and state is torn down in the transport.
The diagram below provides a high-level view of the actions taken
during the lifetime of a connection. Note that some actions are
alternatives (e.g., whether to initiate a connection or to listen for
incoming connections), others are optional (e.g., setting Connection
and Message Properties in Pre-Establishment), or have been omitted
for brevity.
Pauly, et al. Expires September 12, 2019 [Page 12]
Internet-Draft TAPS Architecture March 2019
Pre-Establishment : Established : Termination
----------------- : ----------- : -----------
: Close() :
+---------------+ Initiate() +------------+ Abort() :
+-->| Preconnection |----------->| Connection |---------------> Closed
| +---------------+ : +------------+ Connection:
| : ^ ^ ^ | Finished :
+-- Local Endpoint : | | | | :
| : | | | +---------+ :
+-- Remote Endpoint : +----+ | +-----+ | :
| : | |Send() | | :
+-- Selection Properties : | +---------+ | v :
+-- Connection Properties ---+ | Message | | Message :
+-- Message Properties -------->| to send | | Received :
| : +---------+ | :
| +----------+ : | :
+-->| Listener |------------------------------+ :
+----------+ Connection Received :
^ : :
| : :
Listen() : :
Figure 4: The lifetime of a connection
4.1.1. Basic Objects
o Preconnection: A Preconnection object is a representation of a
potential connection. It has state that describes parameters of a
Connection that might exist in the future: the Local Endpoint from
which that Connection will be established, the Remote Endpoint
(Section 4.1.2) to which it will connect, and Selection Properties
(Section 4.1.2) that influence the paths and protocols a
Connection will use. A Preconnection can be fully specified and
represent a single possible Connection, or it can be partially
specified such that it represents a family of possible
Connections. The Local Endpoint (Section 4.1.2) MUST be specified
if the Preconnection is used to Listen for incoming connections.
The Local Endpoint is OPTIONAL if it is used to Initiate
connections. The Remote Endpoint MUST be specified in the
Preconnection is used to Initiate connections. The Remote
Endpoint is OPTIONAL if it is used to Listen for incoming
connections. The Local Endpoint and the Remote Endpoint MUST both
be specified if a peer-to-peer Rendezvous is to occur based on the
Preconnection.
* Transport Properties: Transport Properties can be specified as
part of a Preconnection to allow the application to configure
the Transport System and express their requirements,
Pauly, et al. Expires September 12, 2019 [Page 13]
Internet-Draft TAPS Architecture March 2019
prohibitions, and preferences. There are three kinds of
Transport Properties: Selection Properties (Section 4.1.2),
Connection Properties (Section 4.1.2), and Message Properties
(Section 4.1.4). Message Properties can also be specified
during data transfer to affect specific Messages.
o Connection: A Connection object represents an active transport
protocol instance that can send and/or receive Messages between
local and remote systems. It holds state pertaining to the
underlying transport protocol instance and any ongoing data
transfer. This represents, for example, an active connection in a
connection-oriented protocol such as TCP, or a fully-specified
5-tuple for a connectionless protocol such as UDP.
o Listener: A Listener object accepts incoming transport protocol
connections from remote systems and generates corresponding
Connection objects. It is created from a Preconnection object
that specifies the type of incoming connections it will accept.
4.1.2. Pre-Establishment
o Endpoint: An Endpoint represents an identifier for one side of a
transport connection. Endpoints can be Local Endpoints or Remote
Endpoints, and respectively represent an identity that the
application uses for the source or destination of a connection.
An Endpoint can be specified at various levels, and an Endpoint
with wider scope (such as a hostname) can be resolved to more
concrete identities (such as IP addresses).
o Remote Endpoint: The Remote Endpoint represents the application's
identifier for a peer that can participate in a transport
connection. For example, the combination of a DNS name for the
peer and a service name/port.
o Local Endpoint: The Local Endpoint represents the application's
identifier for itself that it uses for transport connections. For
example, a local IP address and port.
o Selection Properties: The Selection Properties consist of the
options that an application can set to influence the selection of
paths between the local and remote systems, to influence the
selection of transport protocols, or to configure the behavior of
generic transport protocol features. These options can take the
form of requirements, prohibitions, or preferences. Examples of
options that influence path selection include the interface type
(such as a Wi-Fi Ethernet connection, or a Cellular LTE
connection), requirements around the Maximum Transmission Unit
(MTU) or path MTU (PMTU), or preferences for throughput and
Pauly, et al. Expires September 12, 2019 [Page 14]
Internet-Draft TAPS Architecture March 2019
latency properties. Examples of options that influence protocol
selection and configuration of transport protocol features include
reliability, service class, multipath support, and fast open
support.
o Connection Properties: The Connection Properties are used to
configure protocol-specific options and control per-connection
behavior of the Transport System. For example, a protocol-
specific Connection Property can express that if UDP is used, the
implementation ought to use checksums. Note that the presence of
such a property does not require that a specific protocol will be
used. In general, these properties do not explicitly determine
the selection of paths or protocols, but MAY be used in this way
by an implementation during connection establishment. Connection
Properties SHOULD be specified on a Preconnection prior to
Connection establishment, but MAY be modified later. Changes made
to Connection Properties after establishment take effect on a
best-effort basis.
4.1.3. Establishment Actions
o Initiate: The primary action that an application can take to
create a Connection to a Remote Endpoint, and prepare any required
local or remote state to be able to send and/or receive Messages.
For some protocols, this will initiate a client-to-server style
handshake; for other protocols, this will just establish local
state. The process of identifying options for connecting, such as
resolution of the Remote Endpoint, occurs in response the Initiate
call.
o Listen: The action of marking a Listener as willing to accept
incoming Connections. The Listener will then create Connection
objects as incoming connections are accepted (Section 4.1.5).
o Rendezvous: The action of establishing a peer-to-peer connection
with a Remote Endpoint. It simultaneously attempts to initiate a
connection to a Remote Endpoint whilst listening for an incoming
connection from that endpoint. This corresponds, for example, to
a TCP simultaneous open [RFC0793]. The process of identifying
options for the connection, such as resolution of the Remote
Endpoint, occurs during the Rendezvous call. If successful, the
rendezvous call returns a Connection object to represent the
established peer-to-peer connection.
Pauly, et al. Expires September 12, 2019 [Page 15]
Internet-Draft TAPS Architecture March 2019
4.1.4. Data Transfer Objects and Actions
o Message: A Message object is a unit of data that can be
represented as bytes that can be transferred between two systems
over a transport connection. The bytes within a Message are
assumed to be ordered within the Message. If an application does
not care about the order in which a peer receives two distinct
spans of bytes, those spans of bytes are considered independent
Messages. If a received Message is incomplete or corrupted, it
might or might not be usable by certain applications. Boundaries
of a Message might or might not be understood or transmitted by
transport protocols. Specifically, what one application considers
to be two Messages sent on a stream-based transport can be treated
as a single Message by the application on the other side.
o Message Properties: Message Properties can be used to annotate
specific Messages. These properties can specify how the transport
will send the Message (for prioritization and reliability), along
with any per-protocol properties to send with the Message.
Message Properties MAY be set on a Preconnection to define
defaults properties for sending. When receiving Messages, Message
Properties can contain per-protocol properties.
o Send: The action to transmit a Message or partial Message over a
Connection to the remote system. The interface to Send MAY
include Message Properties specific to how the Message's content
is to be sent. Status of the Send operation can be delivered back
to the application in an event (Section 4.1.5).
o Receive: An action that indicates that the application is ready to
asynchronously accept a Message over a Connection from a remote
system, while the Message content itself will be delivered in an
event (Section 4.1.5). The interface to Receive MAY include
Message Properties specific to the Message that is to be delivered
to the application.
o Framer: A Framer is a data translation layer that can be added to
a Connection to define how application-level Messages are
transmitted over a transport protocol. This is particularly
relevant for protocols that otherwise present unstructured
streams, such as TCP.
4.1.5. Event Handling
This list of events that can be delivered to an application is not
exhaustive, but gives the top-level categories of events. The API
MAY expand this list.
Pauly, et al. Expires September 12, 2019 [Page 16]
Internet-Draft TAPS Architecture March 2019
o Connection Ready: Signals to an application that a given
Connection is ready to send and/or receive Messages. If the
Connection relies on handshakes to establish state between peers,
then it is assumed that these steps have been taken.
o Connection Finished: Signals to an application that a given
Connection is no longer usable for sending or receiving Messages.
The event SHOULD deliver a reason or error to the application that
describes the nature of the termination.
o Connection Received: Signals to an application that a given
Listener has passively received a Connection.
o Message Received: Delivers received Message content to the
application, based on a Receive action. This MAY include an error
if the Receive action cannot be satisfied due to the Connection
being closed.
o Message Sent: Notifies the application of the status of its Send
action. This might indicate a failure if the Message cannot be
sent, or an indication that Message has been processed by the
protocol stack.
o Path Properties Changed: Notifies the application that some
property of the Connection has changed that might influence how
and where data is sent and/or received.
4.1.6. Termination Actions
o Close: The action an application takes on a Connection to indicate
that it no longer intends to send data, is no longer willing to
receive data, and that the protocol SHOULD signal this state to
the remote system if the transport protocol allows this.
o Abort: The action the application takes on a Connection to
indicate a Close and also indicate that the transport system
SHOULD NOT attempt to deliver any outstanding data.
4.2. Transport System Implementation Concepts
The Transport System Implementation Concepts define the set of
objects used internally to a system or library to implement the
functionality needed to provide a transport service across a network,
as required by the abstract interface.
o Connection Group: A set of Connections that share properties and
caches. For multiplexing transport protocols, only Connections
within the same Connection Group are allowed be multiplexed
Pauly, et al. Expires September 12, 2019 [Page 17]
Internet-Draft TAPS Architecture March 2019
together. Applications can use their explicitly defined
Connection Groups to control caching boundaries, as discussed in
Section 4.2.4.
o Path: Represents an available set of properties that a local
system can use to communicate with a remote system, such as
routes, addresses, and physical and virtual network interfaces.
o Protocol Instance: A single instance of one protocol, including
any state it has necessary to establish connectivity or send and
receive Messages.
o Protocol Stack: A set of Protocol Instances (including relevant
application, security, transport, or Internet protocols) that are
used together to establish connectivity or send and receive
Messages. A single stack can be simple (a single transport
protocol instance over IP), or complex (multiple application
protocol streams going through a single security and transport
protocol, over IP; or, a multi-path transport protocol over
multiple transport sub-flows).
o Candidate Path: One path that is available to an application and
conforms to the Selection Properties and System Policy. Candidate
Paths are identified during the gathering phase (Section 4.2.1)
and can be used during the racing phase (Section 4.2.2).
o Candidate Protocol Stack: One protocol stack that can be used by
an application for a connection, of which there can be several.
Candidate Protocol Stacks are identified during the gathering
phase (Section 4.2.1) and are started during the racing phase
(Section 4.2.2).
o System Policy: Represents the input from an operating system or
other global preferences that can constrain or influence how an
implementation will gather candidate paths and protocol stacks
(Section 4.2.1) and race the candidates during establishment
(Section 4.2.2). Specific aspects of the System Policy either
apply to all Connections or only certain ones, depending on the
runtime context and properties of the Connection.
o Cached State: The state and history that the implementation keeps
for each set of associated Endpoints that have been used
previously. This can include DNS results, TLS session state,
previous success and quality of transport protocols over certain
paths.
Pauly, et al. Expires September 12, 2019 [Page 18]
Internet-Draft TAPS Architecture March 2019
4.2.1. Candidate Gathering
o Path Selection: Path Selection represents the act of choosing one
or more paths that are available to use based on the Selection
Properties provided by the application, the policies and
heuristics of a Transport Services system.
o Protocol Selection: Protocol Selection represents the act of
choosing one or more sets of protocol options that are available
to use based on the Transport Properties provided by the
application, and a Transport Services system's policies and
heuristics.
4.2.2. Candidate Racing
o Protocol Option Racing: Protocol Racing is the act of attempting
to establish, or scheduling attempts to establish, multiple
Protocol Stacks that differ based on the composition of protocols
or the options used for protocols.
o Path Racing: Path Racing is the act of attempting to establish, or
scheduling attempts to establish, multiple Protocol Stacks that
differ based on a selection from the available Paths. Since
different Paths will have distinct configurations for local
addresses and DNS servers, attempts across different Paths will
perform separate DNS resolution stepss, which can lead to further
racing of the resolved Remote Endpoints.
o Remote Endpoint Racing: Remote Endpoint Racing is the act of
attempting to establish, or scheduling attempts to establish,
multiple Protocol Stacks that differ based on the specific
representation of the Remote Endpoint, such as IP addresses
resolved from a DNS hostname.
4.2.3. Protocol Stack Equivalence
The Transport Services architecture defines a mechanism that allows
applications to easily use different network paths and Protocol
Stacks. Transitioning between different Protocol Stacks is in some
cases controlled by properties that only change when application code
is updated. For example, an application can enable the use of a
multipath or multistreaming transport protocol by modifying the
properties in its Pre-Connection configuration. In some cases,
however, the Transport Services system will be able to automatically
change Protocol Stacks without an update to the application, either
by selecting a new stack entirely, or by racing multiple candidate
Protocol Stacks during connection establishment. This functionality
can be a powerful driver of new protocol adoption, but needs to be
Pauly, et al. Expires September 12, 2019 [Page 19]
Internet-Draft TAPS Architecture March 2019
constrained carefully to avoid unexpected behavior that can lead to
functional or security problems.
If two different Protocol Stacks can be safely swapped, or raced in
parallel (see Section 4.2.2), then they are considered to be
"equivalent". Equivalent Protocol Stacks need to meet the following
criteria:
1. Both stacks MUST offer the same interface to the application for
connection establishment and data transmission. For example, if
one Protocol Stack has UDP as the top-level interface to the
application, then it is not equivalent to a Protocol Stack that
runs TCP as the top-level interface. Among other differences,
the UDP stack would allow an application to read out message
boundaries based on datagrams sent from the remote system,
whereas TCP does not preserve message boundaries on its own.
2. Both stacks MUST offer the same transport services, as required
by the application. For example, if an application specifies
that it requires reliable transmission of data, then a Protocol
Stack using UDP without any reliability layer on top would not be
allowed to replace a Protocol Stack using TCP. However, if the
application does not require reliability, then a Protocol Stack
that adds unnecessary reliability might be allowed as an
equivalent Protocol Stack as long as it does not conflict with
any other application-requested properties.
3. Both stacks MUST offer the same security properties. The
inclusion of transport security protocols
[I-D.ietf-taps-transport-security] in a Protocol Stack adds
additional restrictions to Protocol Stack equivalence. Security
features and properties, such as cryptographic algorithms, peer
authentication, and identity privacy vary across security
protocols, and across versions of security protocols. Protocol
equivalence ought not to be assumed for different protocols or
protocol versions, even if they offer similar application
configuration options. To ensure that security protocols are not
incorrectly swapped, Transport Services systems SHOULD only
automatically generate equivalent Protocol Stacks when the
transport security protocols within the stacks are identical.
Specifically, a transport system would consider protocols
identical only if they are of the same type and version. For
example, the same version of TLS running over two different
transport protocol stacks are considered equivalent, whereas TLS
1.2 and TLS 1.3 [RFC8446] are not considered equivalent.
Pauly, et al. Expires September 12, 2019 [Page 20]
Internet-Draft TAPS Architecture March 2019
4.2.4. Separating Connection Groups
By default, all stored properties of the Implementation are shared
within a process, such as cached protocol state, cached path state,
and heuristics. This provides efficiency and convenience for the
application, since the Transport System Implementation can
automatically optimize behavior.
There are several reasons, however, that an application might want to
isolate some Connections within a single process. These reasons
include:
o Privacy concerns about re-using cached protocol state that can
lead to linkability. Sensitive state may include TLS session
state [RFC8446] and HTTP cookies [RFC6265].
o Privacy concerns about allowing Connections to multiplex together,
which can tell a Remote Endpoint that all of the Connections are
coming from the same application (for example, when Connections
are multiplexed HTTP/2 or QUIC streams).
o Performance concerns about Connections introducing head-of-line
blocking due to multiplexing or needing to share state on a single
thread.
The Transport Services API SHOULD allow applications to explicitly
define Connection Groups that force separation of Cached State and
Protocol Stacks. For example, a web browser application might use
Connection Groups with separate caches for different tabs in the
browser to decrease linkability.
The interface to specify these Groups MAY expose fine-grained tuning
for which properties and cached state is allowed to be shared with
other Connections. For example, an application might want to allow
sharing TCP Fast Open cookies across groups, but not TLS session
state.
5. IANA Considerations
RFC-EDITOR: Please remove this section before publication.
This document has no actions for IANA.
6. Security Considerations
The Transport Services architecture does not recommend use of
specific security protocols or algorithms. Its goal is to offer ease
of use for existing protocols by providing a generic security-related
Pauly, et al. Expires September 12, 2019 [Page 21]
Internet-Draft TAPS Architecture March 2019
interface. Each provided interface translates to an existing
protocol-specific interface provided by supported security protocols.
For example, trust verification callbacks are common parts of TLS
APIs. Transport Services APIs will expose similar functionality
[I-D.ietf-taps-transport-security].
As described above in Section 4.2.3, if a Transport Services system
races between two different Protocol Stacks, both MUST use the same
security protocols and options.
Clients need to ensure that security APIs are used appropriately. In
cases where clients use an interface to provide sensitive keying
material, e.g., access to private keys or copies of pre-shared keys
(PSKs), key use needs to be validated. For example, clients ought
not to use PSK material created for the Encapsulating Security
Protocol (ESP, part of IPsec) [RFC4303] with QUIC, and clients ought
not to use private keys intended for server authentication as a keys
for client authentication.
Moreover, unlike certain transport features such as TCP Fast Open
(TFO) [RFC7413] or Explicit Congestion Notification (ECN) [RFC3168]
which can fall back to standard configurations, Transport Services
systems MUST prohibit fallback for security protocols. For example,
if a client requests TLS, yet TLS or the desired version are not
available, its connection will fail. Clients are thus responsible
for implementing security protocol fallback or version fallback by
creating multiple Transport Services Connections, if so desired.
7. Acknowledgements
This work has received funding from the European Union's Horizon 2020
research and innovation programme under grant agreements No. 644334
(NEAT) and No. 688421 (MAMI).
This work has been supported by Leibniz Prize project funds of DFG -
German Research Foundation: Gottfried Wilhelm Leibniz-Preis 2011 (FKZ
FE 570/4-1).
This work has been supported by the UK Engineering and Physical
Sciences Research Council under grant EP/R04144X/1.
Thanks to Stuart Cheshire, Josh Graessley, David Schinazi, and Eric
Kinnear for their implementation and design efforts, including Happy
Eyeballs, that heavily influenced this work.
Pauly, et al. Expires September 12, 2019 [Page 22]
Internet-Draft TAPS Architecture March 2019
8. Informative References
[I-D.ietf-taps-impl]
Brunstrom, A., Pauly, T., Enghardt, T., Grinnemo, K.,
Jones, T., Tiesel, P., Perkins, C., and M. Welzl,
"Implementing Interfaces to Transport Services", draft-
ietf-taps-impl-02 (work in progress), October 2018.
[I-D.ietf-taps-interface]
Trammell, B., Welzl, M., Enghardt, T., Fairhurst, G.,
Kuehlewind, M., Perkins, C., Tiesel, P., and C. Wood, "An
Abstract Application Layer Interface to Transport
Services", draft-ietf-taps-interface-02 (work in
progress), October 2018.
[I-D.ietf-taps-minset]
Welzl, M. and S. Gjessing, "A Minimal Set of Transport
Services for End Systems", draft-ietf-taps-minset-11 (work
in progress), September 2018.
[I-D.ietf-taps-transport-security]
Wood, C., Enghardt, T., Pauly, T., Perkins, C., and K.
Rose, "A Survey of Transport Security Protocols", draft-
ietf-taps-transport-security-06 (work in progress), March
2019.
[POSIX] "IEEE Std. 1003.1-2008 Standard for Information Technology
-- Portable Operating System Interface (POSIX). Open
group Technical Standard: Base Specifications, Issue 7",
n.d..
[RFC0793] Postel, J., "Transmission Control Protocol", STD 7,
RFC 793, DOI 10.17487/RFC0793, September 1981,
<https://www.rfc-editor.org/info/rfc793>.
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119,
DOI 10.17487/RFC2119, March 1997,
<https://www.rfc-editor.org/info/rfc2119>.
[RFC3168] Ramakrishnan, K., Floyd, S., and D. Black, "The Addition
of Explicit Congestion Notification (ECN) to IP",
RFC 3168, DOI 10.17487/RFC3168, September 2001,
<https://www.rfc-editor.org/info/rfc3168>.
[RFC4303] Kent, S., "IP Encapsulating Security Payload (ESP)",
RFC 4303, DOI 10.17487/RFC4303, December 2005,
<https://www.rfc-editor.org/info/rfc4303>.
Pauly, et al. Expires September 12, 2019 [Page 23]
Internet-Draft TAPS Architecture March 2019
[RFC6265] Barth, A., "HTTP State Management Mechanism", RFC 6265,
DOI 10.17487/RFC6265, April 2011,
<https://www.rfc-editor.org/info/rfc6265>.
[RFC7413] Cheng, Y., Chu, J., Radhakrishnan, S., and A. Jain, "TCP
Fast Open", RFC 7413, DOI 10.17487/RFC7413, December 2014,
<https://www.rfc-editor.org/info/rfc7413>.
[RFC8095] Fairhurst, G., Ed., Trammell, B., Ed., and M. Kuehlewind,
Ed., "Services Provided by IETF Transport Protocols and
Congestion Control Mechanisms", RFC 8095,
DOI 10.17487/RFC8095, March 2017,
<https://www.rfc-editor.org/info/rfc8095>.
[RFC8174] Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
May 2017, <https://www.rfc-editor.org/info/rfc8174>.
[RFC8446] Rescorla, E., "The Transport Layer Security (TLS) Protocol
Version 1.3", RFC 8446, DOI 10.17487/RFC8446, August 2018,
<https://www.rfc-editor.org/info/rfc8446>.
Authors' Addresses
Tommy Pauly (editor)
Apple Inc.
One Apple Park Way
Cupertino, California 95014
United States of America
Email: tpauly@apple.com
Brian Trammell (editor)
Google
Gustav-Gull-Platz 1
8004 Zurich
Switzerland
Email: ietf@trammell.ch
Pauly, et al. Expires September 12, 2019 [Page 24]
Internet-Draft TAPS Architecture March 2019
Anna Brunstrom
Karlstad University
Universitetsgatan 2
651 88 Karlstad
Sweden
Email: anna.brunstrom@kau.se
Godred Fairhurst
University of Aberdeen
Fraser Noble Building
Aberdeen, AB24 3UE
Scotland
Email: gorry@erg.abdn.ac.uk
URI: http://www.erg.abdn.ac.uk/
Colin Perkins
University of Glasgow
School of Computing Science
Glasgow G12 8QQ
United Kingdom
Email: csp@csperkins.org
Philipp S. Tiesel
TU Berlin
Marchstrasse 23
10587 Berlin
Germany
Email: philipp@inet.tu-berlin.de
Chris Wood
Apple Inc.
One Apple Park Way
Cupertino, California 95014
United States of America
Email: cawood@apple.com
Pauly, et al. Expires September 12, 2019 [Page 25]
