Network Working Group                                             A. Qin
Internet-Draft                                                  A. Huang
Expires: August 29, 2007                                           W. Wu
                                                             B. Sarikaya
                                                     Huawei Technologies
                                                       February 25, 2007


                   PMIPv6 Route Optimization Protocol
                    draft-qin-mipshop-pmipro-00.txt

Status of this Memo

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   This Internet-Draft will expire on August 29, 2007.

Copyright Notice

   Copyright (C) The IETF Trust (2007).












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Abstract

   This document defines route optimization protocol for PMIPv6.  Proxy
   home test, concurrent proxy care-of test and handover procedures are
   explained.  Proxy mobile agent uses cryptographically generated home
   addresses so that no more home test is needed after the initial home
   test.  Handover home keygen token is used during handover in order to
   eliminate home test for the next proxy mobile agent.  A different
   route optimization protocol is defined for inter-proxy mobile agent
   operation if the correspondent node is not Mobile IPv6 enabled.









































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1.  Introduction

   In Proxy Mobile IPv6 (PMIPv6) scheme, the mobility is transparent to
   mobile nodes (MN) by the Proxy Mobility Agent (PMA) simulating a home
   link and acting as a proxy on mobile IP operation, also is
   transparent to correspondent nodes (CN) by forcing all datagrams for
   a mobile node to be routed through its home agent (HA).  Thus,
   datagrams to the mobile node are often routed along paths that are
   significantly longer than optimal.  However, packets could be routed
   directly between correspondent nodes and the proxy mobile agent
   instead of through home agent, such path is optimal.  Moreover,
   immunity to impersonation, denial of service, and redirection-based
   flooding is necessary for a route optimization protocol in PMIPv6.
   This document presents a mechanism, based on PMIPv6 [4] and Enhanced
   Route Optimization for Mobile IPv6 [5], to securely establish optimal
   route path between PMA and correspondent nodes or between two PMAs.

   The following types of correspondent nodes are considered:
   correspondent nodes which have both Mobile IPv6 stack defined in
   RFC3775 and recognize PMIPv6 messages, correspondent nodes without
   Mobile IPv6 function which are provided mobility support by Proxy
   Mobile IPv6, as well as a fixed correspondent node without mobility.
   This document discusses both the first (Type 1 CNs) and the second
   (Type 2 CNs).

   Type 1 CN's MUST support Enhanced Route Optimization for Mobile IPv6
   [5] and extensions defined in this document.  PMIPv6 RO is
   transparent for Type 2 CNs.

   Some terminology is defined in Section 2.  Section 3 presents PMIPv6
   Route Optimization Protocol for Type 1 CNs and Section 4 presents
   inter-PMA route optimization protocol for Type 2 CNs.  Section 5
   defines home agent, Section 6 defines proxy mobile agent and
   Section 7 defines correspondent node behaviour.  In Section 8,
   formats and options of messages are defined.


2.  Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [1].

   Proxy Mobile Agent (PMA)
      The proxy mobile agent is a functional element on the access
      router, which is defined in [4].  In PMIPv6, proxy mobile agent
      acts an Mobile Ip client agent of MN.  In this document, the route
      optimization function is also provided by PMA.



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   Proxy Binding Cache
      A cache of mobility bindings of mobile nodes, maintained by a
      proxy mobile agent for use in sending or forwarding datagrams to
      PMAs serving for these mobile nodes.
   Cryptographically generated home addresses
      A cryptographically generated home address enables correspondent
      nodes to securely authenticate the owner of home address (HoA), by
      means of a strong, cryptographic binding between the interface
      identifier of the address and the address owner's public key.
      From the perspective of correspondent node, the home address of
      the mobile node is owned by proxy mobile agent during route
      optimization procedure.  In this document, proxy mobile IPv6 home
      addresses are cryptographically generated home addresses using its
      mobile node's public key.  Home prefix could be per-MN prefix or
      shared prefix.
   Permanent home keygen token
      A secret permanent home keygen token, which is generated by a
      correspondent node for a mobile node, is exchanged between proxy
      mobile agent and a correspondent node.  Permanent home keygen
      token is kept by proxy mobile agent.  The permanent home keygen
      token is used to authenticate the proxy mobile agent more
      efficiently in subsequent correspondent registrations.  The
      permanent home keygen token is renewed as soon as the mobile node
      moves to the next proxy mobile agent.  Since the lifetime of proxy
      binding update is due, permanent home keygen token should be re-
      generated too.
   Handover home keygen token
      A secret handover home keygen token is used during handover, which
      is generated by a correspondent node for a mobile node.  Handover
      home keygen token, kept by proxy mobile agent, is obtained along
      with permanent home keygen token at initial time.  However, it
      will be not out-of-date even though the registration lifetime is
      due.  During handover, handover home keygen token is transferred
      from the previous proxy mobile agent to the next proxy mobile
      agent.  The next proxy mobile agent uses this token to
      authenticate the proxy binding update.
   Type 1 Correspondent Node
      A node that is Mobile IPv6 enabled to be a correspondent node as
      per [2].  Type 1 CNs can receive route optimized traffic from
      proxy mobile agents serving their mobile nodes.
   Type 2 Correpondent Node
      A mobile node that is served by proxy mobile agent.  Route
      optimization is transparent to Type 2 CNs.  Proxy mobile agent
      provides both mobility and route optimization services to Type 2
      CNs.






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3.  PMIPv6 Route Optimization Protocol

   This section consists of a set of approaches to meet requirements of
   route optimization for PMIPv6.

3.1.  Route Optimization for PMIPv6 Overview

   This document describes a route optimization protocol for PMIPv6.
   This protocol is based on PMIPv6 and Enhanced Route Optimization for
   Mobile IPv6.

   Once a mobile node enters its Proxy Mobile IPv6 domain, proxy mobile
   agent which runs on the access router does the mobility related
   signaling on behalf of the mobile node.  In MIPv6, a mobile node may
   determine when and which correspondent node needs route optimization.
   In contrast, access router MAY inform proxy mobile agent to initiate
   route optimization procedure according to some policies in PMIPv6.
   The configuration of such policies is out of scope.

   As soon as proxy mobile agent makes decision on which correspondent
   node needs route optimization, proxy mobile agent initiates proxy
   home test procedure depicted in Section 3.2.  Correspondent nodes
   verify the reachability of home address via this procedure.

   Correspondent nodes also need to verify the reachability of care-of
   address.  Proxy care-of test init message is piggybacked on a proxy
   binding update message which is sent by proxy mobile agent on behalf
   of the mobile node to register with a correspondent node.  After the
   first round trip of proxy binding update exchange is over between a
   correspondent node with proxy mobile agent, the correspondent node
   sets up a binding cache entry and MAY start routing packets directly
   to care-of address of the mobile node even though the care-of address
   is not verified.  However, the proxy mobile agent obtains care-of
   keygen token via this round trip of proxy binding update exchange.

   The proxy mobile agent MAY initiate another proxy binding update
   exchange.  Thus, the correspondent node MAY authenticate this proxy
   binding update with both temporary home keygen token and care-of
   keygen token, and then it makes sure of the validity of proxy binding
   cache entry created by early proxy binding update exchange.  In order
   to protect against redirection-based flooding attacks, Credit-Based
   Authorization (CBA) can be exploited as described in [5].

   During handover, the next proxy mobile agent simulates home link for
   the mobile node.  For the sake of security, proxy home test should be
   executed over again for correspondent node to verify the rachability
   and validity of home address of MN.  In order to reduce handover
   latency brought up with the proxy home test, handover home keygen



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   token is introduced in Section 3.4.

   In PMIPv6 route optimization protocol, the proxy home test and proxy
   care-of test exchanges are initiated by PMA instead of MN.  However,
   both the source address of proxy home test init message and the
   destination address of proxy home test message are home address of
   mobile node.  So, the proxy mobile agent MUST identify, intercept and
   process the home test messages.

   For the sake of security, cryptographically generated home addresses
   and permanent home keygen token, defined in [5], are used in PMIPv6
   route optimization (PMIPv6RO) protocol.  Cryptographically generated
   home addresses, CGA parameters and signature are calculated with the
   mobile node's public key and private key by each PMA the mobile node
   visits.  The input parameters to the CGA calculations [3] like the
   subnet prefix, public key and private key are available to each PMA.
   One possible mechanism is context transfer from the previous PMA.  In
   order to decrease handover latency, handover home keygen token is
   introduced in PMIPv6RO as a credential for the next proxy mobile
   agent to be more efficient by means of eliminating home test
   procedure.

   As shown in Figure 1, the optimal route path is depicted by slashes
   which connect correspondent node with proxy mobile agent.
                  +------+                   +----+
                  |  HA  |-------------------| CN |
                  +------+                   +----+
                     | HAA                      |
                     |     +--------------------+
                   // \\  /                    /
                  //   \\/                    /
       +---------//-----/--------------------/--+
       |        //     /  \\ PMIP Network   /   |
       +-------//-----/----\\--------------/----+
              //     /      \\            /
             //     /        \\          /
            //+----+          \\+-------/
       CoA1 | |               | CoA2
         +----+              +----+
         |PMA1|<- policies   |PMA2|<- policies
         +----+  for RO      +----+  for RO
            |                   |
                 -.-.->       [MN] HoA

               Figure 1: PMIPv6 Route Optimization Operation






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3.2.  Proxy Home Test Procedure

   Proxy Home Test procedure validates the home address.  It includes
   two messages as follows:

   Proxy Home Test Init (Proxy HoTI)

   Proxy Home Test (Proxy HoT).

   Since the destination address of Proxy HoT message is the home
   address of MN, the PMA MUST intercept and process Proxy Home Test
   message instead of forwarding it to MN.

   When handoff occurs, correspondent nodes must re-verify the
   reachability of home address.  The next proxy mobile agent MAY also
   initiate the proxy home test.  Proxy mobile agent must keep
   correspondent nodes list in its Binding Update List.  When MN roams
   into the next PMA, these Binding Update List entries SHOULD be
   transferred to the next PMA using context transfer protocol or other
   protocols.  When MN roams into the next PMA, the entries in the
   Binding Update List on MN identity like NAI, private and public keys,
   etc.  SHOULD be transferred to the next PMA.  The context transfer
   protocol is out of scope.

   As shown in Figure 2, the proxy mobile agent imitates the Mobile IP
   client of the mobile node.  The Proxy Home Test Init (PHoTI) message
   is sent from PMA to the correspondent node, and it should be
   transmitted via the shared tunnel between the Home Agent and PMA.
    Proxy Mobile Agent                 Home agent    Correspondent node

        According to some policies
        Decide to optimize route path       |                       |
           |                                |                       |
           |==Proxy Home Test Init (PHoTI)=>|---------------------->|
           |                                |                       |
           |                                |                       |
           |<====Proxy Home Test (PHoT)=====|<----------------------|
           |                                |                       |

                    Figure 2: Proxy Home Test Procedure

3.3.  Concurrent Proxy Care-of Test

   Correspondent nodes also need to prove the reachability of care-of
   address.  In this document, since the care-of test is initiated by
   proxy mobile agent instead of by mobile node, we call it as proxy
   care-of test procedure in order to differentiate the procedure from
   the definition in MIPv6 [2].



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   Proxy care-of test is piggybacked on a proxy binding update which is
   sent by proxy mobile agent on behalf of the mobile node to register
   with a correspondent node.  The care-of test is done concurrently
   with proxy binding update exchange, so we call it concurrent proxy
   care-of test.  As shown in Figure 3, as a correspondent node receives
   a proxy binding update message, which contains care-of test init
   option, the CGA Parameters and Signature options, it returns a
   care-of keygen token in care-of test option piggybacked onto proxy
   binding acknowledgement (PBA) message.  The mechanism is as described
   in [5].

   After the first round trip of proxy binding update exchange is over
   between a correspondent node with proxy mobile agent, the
   correspondent node sets up a binding cache entry and may route
   packets directly to care-of address of the mobile node even though
   the care-of address is not verified.  However, the proxy mobile agent
   obtains care-of keygen token via this round trip of proxy binding
   update exchange.  The proxy mobile agent may initiate another proxy
   binding update exchange.  Thus, the correspondent node may
   authenticate this proxy binding update with both temporary home
   keygen token and care-of keygen token, and then it makes sure that
   the proxy binding cache entry created by early proxy binding update
   exchange is legitimate.  In order to protect against redirection-
   based flooding attacks, Credit-Based Authorization is also exploited,
   which is already introduced in [5].

   If proxy mobile agent has only temporary home keygen token instead of
   permanent home keygen token, the proxy mobile agent calculates the
   Binding Authorization Data option field of early proxy binding update
   message with temporary home keygen token and care-of keygen token
   which is set to ZERO.  Proxy mobile agent calculates CGA parameters
   and signature option according to MN's home address and private and
   public keys to be sent in a proxy binding update message to acquire
   permanent home keygen token and handover home keygen token.

   If proxy mobile agent has permanent home keygen token, proxy mobile
   agent calculates the Binding Authorization Data option field of early
   proxy binding update with permanent home keygen token and care-of
   keygen token which is set to ZERO.  No CGA parameters and signature
   are required.

   If proxy mobile agent has only handover home keygen token, the proxy
   mobile agent calculates the Binding Authorization Data option field
   of early proxy binding update message with handover home keygen token
   and care-of keygen token which is set to ZERO.  In order to renew
   permanent home keygen token and handover home keygen token, proxy
   mobile agent must include MN's CGA parameters and signature in this
   early proxy binding update.



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   Concurrent proxy care-of test procedure should proceed as soon as
   mobile node moves into the next PMA.  To save handoff latency,
   concurrent proxy care-of test is piggybacked onto early proxy binding
   update exchange.  As handoff occurs, the next proxy mobile agent
   calculates the Binding Authorization Data option for early proxy
   binding update based on handover home keygen token if the next proxy
   mobile agent has already obtained the handover home keygen token.
   The next proxy mobile agent and correspondent nodes can resume
   communication, while care-of address reachability verification
   proceeds concurrently.  The amount of data, which the correspondent
   node is permitted to send to care-of address until reachability
   verification completes, is governed by Credit-Based Authorization.
   This mechanism conforms to [5].

              Proxy                                   Correspondent
          Mobile Agent                                     Node
              |                                               |
              | -------Early Proxy Binding Update------------>|
              |         (care-of test init option)            |
              |                                               |
              | <------Proxy Binding Acknowledgement----------|
              |          (care-of test option)                |
              |                                               |

                 Figure 3: Concurrent Proxy Care-of  Test

3.4.  Handover

   Route optimization during handover is shown as Figure 4.

   If the previous proxy mobile agent forecasts the forthcoming handover
   of mobile node via layer 2 indication, such as link going down event
   in the Media-Independent Handover, the previous proxy mobile agent
   MAY transfer handover context to the next proxy mobile agent in
   advance.  The handover home keygen token and other key parameters
   could help the next proxy mobile agent to pass the verification of
   home address required by correspondent nodes.  The next proxy mobile
   agent MAY fetch the handover home keygen token through home agent via
   proxy binding update exchanges with the home agent of mobile node.

   After the mobile node left the previous proxy mobile agent, the
   previous proxy mobile agent deregisters the proxy binding cache entry
   with correspondent nodes.  The correspondent node revokes permanent
   home keygen token.  After the next proxy mobile agent obtains
   handover home keygen token, it sends out proxy binding update
   piggybacked by care-of test init option to correspondent nodes.

   As depicted in Figure 4, after the next proxy mobile agent obtains



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   the care-of keygen token via early proxy binding update and
   acknowledges messages, the binding cache entry is generated but
   unverified in the correspondent node.  As soon as the complete proxy
   binding update message is received by the correspondent node, the
   binding cache entry could be verified.  This proxy binding update
   contains CGA parameters and signature option with proxy mobile
   agent's public key and private key to request care-of keygen token.

   The correspondent node receives the proxy binding update and
   authenticates it with handover home keygen token and with CGA
   property.  If the proxy binding update passes the verification, the
   correspondent node returns a care-of keygen token which is encrypted
   with the next proxy mobile agent's public key.  The care-of keygen
   token is encrypted and sent over proxy binding acknowledgement
   message as a field.  As soon as the next proxy mobile agent receives
   this proxy binding acknowledgement, it sends a complete proxy binding
   update message to the correspondent nodes.  Binding Authorization
   Data option of the complete proxy binding update message is
   calculated using both care-of keygen token and handover home keygen
   token.

         Previous                     Next               Correspondent
   Proxy mobile Agent           Proxy mobile agent             node

            |   Handover context     |                              |
            |----------------------->|                              |
            |(HoA,CN address,handover|                              |
            |home keygen token)      |                              |
   handover \\                       \\                             |
            |  Proxy binding update(lifetime = 0)                   |
            |------------------------------------------------------>|
            |          Proxy binding Acknowledge (if sent)          |
            |<------------------------------------------------------|
            |                        | Early Proxy Binding Update   |
            |                        |----------------------------->|
            |                        |  Proxy Binding Acknowledge   |
            |                        |<-----------------------------|
            |                        | Complete Proxy Binding Update|
            |                        |----------------------------->|
            |                        |Proxy Binding Acknowledge     |
            |                        |<-----------------------------|
            |                        |(new Permanent,               |
            |                        |Handover home keygen token)   |
            |                        |                              |

          Figure 4: Route Optimization during Handover Procedure





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3.5.  Complete Proxy Binding Update

   A complete proxy binding update is a proxy binding update defined in
   [4].  After proxy binding update which piggybacks care-of test
   exchanges is finished, a complete proxy binding update must be
   brought forward.  The Binding Authorization Data option field of it
   is calculated by care-of keygen token for correspondent nodes to
   verify the reachability of care-of address and authenticate the
   legitimacy of the PMA which is sending this message on behalf of MN.
   The complete proxy binding update is exchanged as depicted in
   Figure 5.

   After proxy care-of test is processed, the complete proxy binding
   update exchange follows Figure 5.  PBU message must be sent with CGA
   parameters and signature option for the proxy mobile agent to request
   permanent home keygen token and handover home keygen token from the
   correspondent node.  A CGA provides a strong binding between its
   interface identifier and the CGA owner's public key.  This enables
   other nodes to securely authenticate the CGA owner.  Depending on the
   strong security brought up with Cryptographically generated home
   addresses, lifetime of binding is extended to a longer period more
   than 7 minutes [2].  Except for the initial test, the following home
   tests every 7 minutes are no longer needed.

   The correspondent node MUST authenticate the complete proxy binding
   update message based on the CGA property of the mobile node's home
   address.  If the proxy mobile agent has only temporary home keygen
   token, and then the proxy mobile agent uses it to calculate the
   Binding Authorization Data option for the complete proxy Binding
   Update message.

   If the proxy mobile agent has permanent home keygen token, the proxy
   mobile agent uses it to calculate the Binding Authorization Data
   option.  The home nonce index is set to ZERO.

   If the permanent home keygen token is required, both permanent home
   keygen token and handover home keygen token are generated and
   encrypted with the proxy mobile agent's public key.  Both of the two
   tokens are transferred from correspondent node to the next proxy
   mobile node via the proxy binding acknowledgement response to the
   complete proxy binding update message.  This new handover home keygen
   token will be exploited when the next handover occurs.

   The PBA MAY be protected by CGA property of correspondent nodes.  If
   another proxy mobile agent is sending PBA on behalf of the
   correspondent node, that proxy mobile agent SHOULD use its own CGA
   property to protect PBA instead of the correspondent node's CGA
   property.



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         Proxy                                    Correspondent Node
      Mobile Agent
           |         Complete Proxy Binding Update        |
           |--------------------------------------------->|
           | (CGA parameters, signature, home nonce index)|
           |                                              |
           |                                              |
           |       Proxy Binding Acknowledgement          |
           |<---------------------------------------------|
           |(Permanent home keygen token,                 |
           |           Handover home keygen token)        |
           |                                              |
           |                                              |

                  Figure 5: Complete Proxy Binding Update


4.  Route Optimization for Correspondent Nodes without Mobile IP

   This section describes route optimization procedure for correspondent
   nodes which are not Mobile IP enabled.  Trigerring and scenario
   analysis are made.  Two kinds of solutions are proposed: one without
   return routability and the other with return routability.

4.1.  Triggering and Scenario Analysis

   Route optimization in Mobile IPv6 is an end-to-end operation.  Once
   mobile node and correspondent node complete the route optimization
   procedure, all of communications between them will be optimized.  In
   Proxy Mobile IP, however, proxy mobile agent is not the communication
   end but an intermediary router.  Generally proxy mobile agent may not
   be able to judge whether the packets need to be optimized or not.
   So, it MAY be necessary to define a mechanism that allows mobile node
   to inform the proxy mobile agent of its route optimization
   requirement about its communication with the specific correspondent
   node, or just let PMA to optimize all of the communications between
   mobile node and other nodes.

   A flag could be defined to identify two route optimization trigger
   modes: implicit mode that means that it's up to proxy mobile agent to
   decide and perform route optimization for mobile node, or explicit
   mode that means mobile node MUST send a message to trigger proxy
   mobile agent to perform route optimization for mobile node.  The flag
   of route optimization trigger mode can also be configured in a policy
   store, such as in AAA infrastructure.  After successful access
   authentication and authorization, proxy mobile agent gets this flag
   as part of the user profile from AAA infrastructure.  On this point
   route optimization can be considered as a kind of service that



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   network provides to mobile users.

   Assuming that both mobile node and correspondent node are using Proxy
   Mobile IPv6, there are four possible scenarios/cases due to the
   different location of correspondent node: mobile node and
   correspondent node attach to the same proxy mobile agent and they
   belong to the same home agent (case 1), mobile node and correspondent
   node attach to the same proxy mobile agent but they belong to
   different home agents (case 2), mobile node and correspondent node
   attach to different proxy mobile agents, but they have the same home
   agent (case 3), mobile node and correspondent node attach to
   different proxy mobile agents, and they have different home agents
   (case 4).

   Cases 1 and 2 do not require any signaling between PMAs and packets
   can be locally routed.  As mobile node and correspondent node both
   attach to the same PMA and this PMA performs registration process on
   behalf of them and maintains Binding Update List for them.  When PMA
   receives the packets from mobile node or correspondent node, proxy
   mobile agent SHOULD look up the Binding Update List to check whether
   or not the destination IP address in the IP packet appears in the
   Binding Update List as home address.  If yes, it means proxy mobile
   agent has registered with home agent on behalf of destination node
   and proxy mobile agent SHOULD directly forward the packet on the
   connected interface instead of sending the packet to the home agent
   through the bi-directional tunnel.

   In cases 3 and 4, mobile node and correspondent node attach to
   different PMAs, the ideal data path is to directly go through these
   two PMAs to which mobile node and correspondent node attach.  A bi-
   directional tunnel needs to be established between these two proxy
   mobile agents for route optimization.

   Proxy mobile agent needs to know IP address of the corresponding PMA
   to which correspondent node attaches so that it can initiate the
   route optimization signaling process.  HA of CN knows it because IP
   address of corresponding PMA has been registered with the home agent
   as the care-of address of CN.  Proxy mobile agent can send a request
   to the home agent of CN and ask for the Binding Cache Entry for the
   correspondent node if it knows the IP address of that home agent.

   Another method of obtaining PMAs' addresses is by exchanging them in
   home test messages during return routability signaling.  Modified
   PHoTI and PHoT messages can be used for this purpose.

   In Section 4.2 we present a route optimization technique based on
   obtaining IP address of the corresponding PMA from the home agent and
   in Section 4.3 based on return routability procedure.



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4.2.  Route Optimization without Return Routability

   A possible route optimization process is illustrated in Figure 6,
   where PMA1 performs route optimization process for communication
   between MN1 and CN4 whose corresponding PMA is PMA3 and HA is HA2.
   After getting home agent address of CN4, PMA1 first sends the request
   with home address of CN4 to HA2 to inquire the IP address of PMA3.
   HA2 looks up the Binding Cache and responds with the care-of address
   of CN4.

   PMA1 sends Proxy Binding Update to PMA3 to register the home address
   of MN1 and IP address of PMA1 as care-of address with PMA3.  PMA3
   stores this information in the Binding Cache entry for the MN1 and
   responds with another Proxy Binding Update sent to PMA1 which
   interprets it as an acknowledgement as well.  PMA1 sends Proxy
   Binding Acknowledgement to PMA3 to confirm the registration request.
   After this three-way handshake procedure, Binding Cache Entries for
   MN1 and CN4 have been created in PMA3 and PMA1 respectively.  The
   packets between MN1 and CN4 can go through the bi-directional tunnel
   between PMA1 and PMA3 to reach each other.

      PMA1                           HA2        PMA3
       |                              |           |
       |  Binding Cache Request/Ack   |           |
       |<---------------------------->|           |
       |                              |           |
       |                                          |
       |           Proxy Binding Update           |
       |----------------------------------------->|
       |           Proxy Binding Update           |
       |<-----------------------------------------|
       |         Proxy Binding Acknowledgement    |
       |----------------------------------------->|
       |                                          |


                         Figure 6: 3-way Handshake

4.2.1.  Tunnel Re-establishment During the Handover

   Suppose a bi-directional tunnel has been established for route
   optimization in case 4, handover happens when MN1 moves from PMA1 to
   PMA2 and PMA2 registers with HA1 on behalf of MN1 after performing
   access authentication Figure 7.  After the handover, PMA3 MUST be
   informed of the mobility of MN1, or the packets from CN4 to MN1 will
   still be sent to PMA1 because the Binding Cache Entry for MN1 hasn't
   been updated in PMA3.  In fact, the one end of tunnel has changed
   from PMA1 to PMA2 due to handover, and the tunnel MUST be re-



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   established for route optimization.

                      +-----+                 +-----+
                      | HA1 |~~~~~~~~~~~~~~~~~| HA2 |
                     /+-----+\\               +-----+\\
                    //        \\                      \\
                   //          \\                      \\
                  //            \\                      \\
                 //              \\                      \\
                //                \\                      \\
           +----+                  +----+               +----+
           |PMA2|~~~~~~~~~~~~~~~~~~|PMA1|~~~~~~~~~~~~~~~|PMA3|
           +--+-+                  +-+--+               +-+--+
              |                      |                    |
              |                      |                    |
         -----+----              ----+-------          ---+--+--
                                                             |
                     +-----+                              +--+--+
               <-----| MN1 |                              | CN4 |
                     +-----+                              +-----+

                        Figure 7: Handover Scenario

   The context transfer of Binding Update List entry for mobile node can
   trigger the new proxy mobile agent to re-establish the tunnel for
   route optimization so that route optimized communication can continue
   after handover.

   An example for route optimization signaling flow during handover is
   depicted in Figure 8.  Here, the handover is controlled by network in
   a reactive mode, where new proxy mobile agent (PMA2) sends Context
   Transfer Request message to old proxy mobile agent (PMA1) and PMA1
   responds with Context Transfer Data message which carries user
   profiles and Binding Update List entries for MN1.  PMA2 SHOULD send
   Proxy Binding Update message to corresponding proxy mobile agent
   (PMA3 here) according to each Binding Update List entry.  The
   following flow is the same as all that described in Section 4.2














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    PMA1                         PMA2                              PMA3
     |                            |                                 |
     |  Context Transfer Request  |                                 |
     |<---------------------------|                                 |
     |                            |                                 |
     |  Context Transfer Data     |                                 |
     |--------------------------->|                                 |
     |                            |                                 |
                                  |    Proxy Binding Update         |
                                  |-------------------------------->|
                                  |    Proxy Binding Update         |
                                  |<--------------------------------|
                                  |  Proxy Binding Acknowledgement  |
                                  |-------------------------------->|
                                  |                                 |

                         Figure 8: RO in Handover

4.3.  Route Optimization with Return Routability

   If a proxy mobile agent provides mobility service for correspondent
   nodes, PMIPv6 Route Optimization protocol could be used for such
   correspondent nodes, as long as the proxy mobile agent intercepts and
   processes route optimization extensions via looking over the MH types
   and distinguishing Proxy Mobile IP signaling from data.  The process
   is shown in Figure 9.  The proxy home test init message is
   transmitted over the shared tunnel between proxy mobile agent of
   mobile node and home agent of mobile node.  This proxy home test init
   message is forwarded to home address of the correspondent node by HA.
   At the home agent of the correspondent node, this message is
   tunnelled into the shared tunnel between the home agent of
   correspondent node and the proxy mobile agent of the correspondent
   node.

   The proxy mobile agent of CN intercepts proxy home test init message
   and extracts MN's home address and care-of address from PHoTI.  PMA
   of CN sends a proxy home test message back to PMA of MN and adds
   care-of address of CN into PHoT message.  PMA of CN creates a Binding
   Cache entry for this MN.  PHoT is transmitted over the shared tunnel
   between PMA of CN and HA of CN.  HA of CN forwards this message to
   the home address of MN which tunnels it to PMA of MN.

   PMA of MN receives PHoT message, it extracts the care-of address of
   CN and adds this information to the Binding Cache entry for CN.  PMA
   of CN next starts care-of test signaling by sending an early binding
   update message directly to the care-of address of CN, i.e. to PMA of
   CN.




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   Due to the address exchange using PHoTI and PHoT messages, care-of
   test signaling in Figure 9 MUST NOT be started in parallel to home
   test signaling.
      Proxy        Home Agent(MN)   Home Agent(CN)      Proxy
   Mobile Agent(MN)                                Mobile Agent(CN)
         |    Proxy HoTI  |               |                |
         |===============>|-------------->|===============>|
         |    Proxy HoT   |               |                |
         |<===============|<--------------|<===============|
         |   Early Proxy Binding Update   |                |
         |------------------------------------------------>|
         |   Proxy Binding Acknowledgement|                |
         |<------------------------------------------------|
         |   Complete Proxy Binding Update|                |
         |------------------------------------------------>|
         |   Proxy Binding Acknowledgement|                |
         |<------------------------------------------------|
         |                                |                |

    Figure 9: Route Optimization for Correspondent nodes without mobile
                                    ip


5.  Home Agent Considerations

   The home agent MUST drop all HoTI messages received from a home
   address that has corresponding Binding Cache entry with the proxy
   registration flag set.  The home agent MUST forward all Proxy HoTI
   messages received from a home address that has corresponding Binding
   Cache entry with the proxy registration flag set.


6.  Proxy Mobile Agent Considerations

   PMA, after successful Home and Care-of Test exchanges, creates a
   Binding Cache entry for the correspondent node or PMA of the
   correspondent node.  For each mobile node, the Binding Cache contains
   one entry for each correspondent node.  After handover, PMA deletes
   the Binding Cache entry and deregisters MN with all its correspondent
   nodes.

   PMA MUST maintain a Binding Update List for each MN.  The fields are
   as defined in [2] and with extensions defined in [4].  For each MN
   for which route optimization service is offered, the list in addition
   MUST contain the private and public keys of MN.  Apart from home
   registrations as in [4], Binding Update List contains correspondent
   registrations for route optimization.




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   After handover, correspondent registration entries in the Binding
   Update List SHOULD be transferred to the next PMA.  Such a transfer
   provides continuity of correspondent registrations for route
   optimization.  The next PMA refreshes such registrations only after
   lifetime expiry.

   PMA MUST maintain a Binding Cache if it has Type 2 CNs.  Binding
   cache entries are created when PMA receives a home test init message.
   This Binding Cache is called Proxy Binding Cache.

   From the correspondent nodes PMA receives data packets with Type 2
   routing header.  Type 2 routing header MUST conform to the structure
   given in Section 6.1.5 of [2].  PMA MUST process the packet as
   follows: PMA replaces the source address with the home address given
   in Type 2 routing header.  PMA removes Type 2 routing header.  PMA
   sends the packet to MN.

   PMA MUST not include IPv4 home address option [6] in proxy binding
   updates sent for route optimization.  PMIPv6 route optimization for
   dual-stack nodes is TBD.


7.  Correspondent Node Considerations

   This section state the differences in the behaviour of a
   correspondent node that conforms to Section 9 of [2].

   Upon receiving a Proxy Home Test Init message, Early Proxy Binding
   Update and Complete Proxy Binding Update message, the correspondent
   node verifies the following: The packet MUST NOT include a Home
   Address destination option.  The correspondent node MUST silently
   ignore such packets.

   After a successful Home and Care-of Test exchanges, the correspondent
   node creates a Binding Cache entry for the proxy mobile agent
   proxying the mobile node.  The entry MUST be deleted after the
   expiration of its lifetime or after receiving a proxy binding update
   message which deregisters the mobile node.

   Correspondent node MUST receive route optimized data packets from PMA
   encapsulated in IP-in-IP encapsulation.  Source address of the outer
   header MUST be equal PMA's egress interface address and MUST match
   the Binding Cache entry.  CN MUST remove the outer header before
   passing the packet to the upper layers.

   CN MUST use Type 2 routing header in outgoing packets to PMA.  The
   destination address is PMA's egress interface address which serves as
   Care-of address for the mobile node and the type 2 routing header



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   contains MN's home address.


8.  Message Formats

   This section defines extensions to the Proxy Mobile IPv6 [4] protocol
   messages and the enhanced route optimization in MIPv6 protocol
   messages [5].

8.1.  Proxy Home Test
                                       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                                       |       Home Nonce Index        |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                                                               |
       +                        Home Init Cookie                       +
       |                                                               |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                                                               |
       +                        Home Keygen Token                      +
       |                                                               |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                                                               |
       +                                                               +
       |                                                               |
       +                        Care-of Address                        +
       |                                                               |
       +                                                               +
       |                                                               |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                                                               |
       .                                                               .
       .                        Mobility options                       .
       .                                                               .
       |                                                               |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                              Proxy Home Test

   A new MH type should be assigned by IANA.

   Home Keygen Token
      This field contains the 64 bit temporary home keygen token used to
      authenticate the proxy binding update.

   Care-of Address
      This field contains the care-of address assigned to the CN by PMA.
   For descriptions of other fields present in this message, refer to
   section 6.1.5 in [2].



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8.2.  Proxy Home Test Init Message
                                       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                                       |           Reserved            |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                                                               |
       +                       Home Init Cookie                        +
       |                                                               |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                                                               |
       +                                                               +
       |                                                               |
       +                        Care-of Address                        +
       |                                                               |
       +                                                               +
       |                                                               |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                                                               |
       .                                                               .
       .                       Mobility Options                        .
       .                                                               .
       |                                                               |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                           Proxy Home Test Init

   A new MH type should be assigned by IANA.

   Care-of Address
      This field contains the care-of address assigned to the mobile
      node by PMA.
   For descriptions of other fields present in this message, refer to
   section 6.1.5 in [2].

8.3.  Handover Home Keygen Token option

   Handover home keygen token is a mobility option.  It is sent by CN in
   proxy binding acknowledgement message.














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        0                   1                   2                   3
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
                                       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                                       |  Option Type  | Option Length |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                                                               |
       :                                                               :
       :                  Handover Home Keygen Token                   :
       :                                                               :
       |                                                               |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                     Handover Home Keygen Token option

   Option Type
      8-bit identifier of the type of this mobility option.  Its value
      is TBD.

   Option Length
      8-bit unsigned integer representing the length of the Handover
      Home Keygen Token field in octets.
   Handover Home Keygen Token
      This field contains the Handover home keygen token generated by
      the correspondent node.  The content of this field MUST be
      encrypted with the proxy mobile agent's public key.  The length of
      the handover home keygen token is 8 octets before encryption.
      After it is encrypted, this field may be longer than 8 octets.


9.  Security Considerations

   Security mechanism is very important in the route optimization
   process, especially for the proposal of establishing the tunnel
   between two proxy mobile agents.  In the case of route optimization
   without return routability, if proxy mobile agent does not
   authenticate Proxy Binding Update and Proxy Binding Acknowledge
   messages, a malicious node may send such signaling messages to proxy
   mobile agents to get the data packets destined for other nodes
   directed to itself.

   In addition, when proxy mobile agent sends data packets through the
   bi-directional tunnel between two proxy mobile agents, corresponding
   PMA SHOULD examine the data packets to make sure there is a Binding
   Cache entry for the data source terminal.

   Route optimization signaling between PMA of MN and CN specified in
   this document is based on [5] and use return routability with better
   security properties than the return routability of the base protocol



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   [2].

   Return routability signaling between two PMAs specified in this
   document is also based on [5] and has better security properties.


10.  References

10.1.  Normative References

   [1]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
        Levels", BCP 14, RFC 2119, March 1997.

   [2]  Johnson, D., Perkins, C., and J. Arkko, "Mobility Support in
        IPv6", RFC 3775, June 2004.

   [3]  Aura, T., "Cryptographically Generated Addresses (CGA)",
        RFC 3972, March 2005.

   [4]  Gundavelli, S., "Proxy Mobile IPv6",
        draft-sgundave-mip6-proxymip6-01 (work in progress),
        January 2007.

   [5]  Arkko, J., "Enhanced Route Optimization for Mobile IPv6",
        draft-ietf-mipshop-cga-cba-03 (work in progress), February 2007.

10.2.  Informative references

   [6]  Soliman, H., "Mobile IPv6 support for dual stack Hosts and
        Routers (DSMIPv6)", draft-ietf-mip6-nemo-v4traversal-03 (work in
        progress), October 2006.


Authors' Addresses

   Alice Qin
   Huawei Technologies
   No.91 BaiXia Rd.
   Nanjing, Jiangsu  210001
   China

   Email: Alice.Q@huawei.com









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   Andy Huang
   Huawei Technologies
   No.91 BaiXia Rd.
   Nanjing, Jiangsu  210001
   China

   Phone: +86-25-84565457
   Email: hpanda@huawei.com


   Wenson Wu
   Huawei Technologies
   No.91 BaiXia Rd.
   Nanjing, Jiangsu  210001
   China

   Phone: +86-25-84565459
   Email: sunseawq@huawei.com


   Behcet Sarikaya
   Huawei Technologies
   1700 Alma Dr. Suite 100
   Plano, TX  75075

   Email: sarikaya@ieee.org

























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Full Copyright Statement

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