Individual Submission to LDAPExt Working Group              R. Harrison
Internet Draft                                             Novell, Inc.
Document: draft-rharrison-ldap-extpartresp-02.txt      October 24, 2000
Category: Proposed Standard


                       Extended Partial Response
                     Protocol Enhancement to LDAPv3


Status of this Memo

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026 [1].

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1. Abstract

   This document describes the ExtendedPartialResponse, an element of
   LDAPv3 protocol which allows multiple responses to LDAPv3 extended
   requests.  Extended partial responses are backward compatible with
   the existing LDAPv3 Extended Operation defined in [LDAPv3].

2. Conventions used in this document

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in
   this document are to be interpreted as described in [RFC2119].


3. Motivation for the Extended Partial Response

   The Extended Operation ([LDAPv3] Section 4.12) was defined in LDAPv3
   to allow additional operations to be defined as part of the protocol
   without requiring a new revision of the protocol.

   The LDAPv3 Extended Operation allows for a single extended response
   to each extended request, but this paradigm may not be sufficient
   for some directory operations.  For instance, the LDAP search
   operation is a directory operation that is much more efficient when
   multiple partial responses are used to service a single request. The

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   extended partial response generalizes the current extended operation
   definition to give LDAP server implementers the ability to make use
   of a single-request-multiple-response paradigm for extended LDAP
   operations that require it or that would benefit from it.

   Also, a control may modify the behavior of existing LDAP operations
   in such a way that a single response is insufficient for the
   semantics specified by the control. The extended partial response
   can be used to provide a single-request-multiple-response paradigm
   in this circumstance.

4. Element of Protocol

   The ExtendedPartialResponse is defined as

       ExtendedPartialResponse ::= [APPLICATION 25] SEQUENCE {
           responseName     [0] LDAPOID OPTIONAL,
           response         [1] OCTET STRING OPTIONAL }

4.1 Usage with LDAPv3 ExtendedRequest

   The LDAPv3 ExtendedRequest and ExtendedResponse are defined in
   Section 4.12 of [LDAPv3] as

       ExtendedRequest ::= [APPLICATION 23] SEQUENCE {
           requestName      [0] LDAPOID,
           requestValue     [1] OCTET STRING OPTIONAL }

       ExtendedResponse ::= [APPLICATION 24] SEQUENCE {
           COMPONENTS OF LDAPResult,
           responseName     [10] LDAPOID OPTIONAL,
           response         [11] OCTET STRING OPTIONAL }

   An LDAP server responds to an LDAPv3 ExtendedRequest message with
   zero or more ExtendedPartialResponse message followed by one
   ExtendedResponse message. This ensures backward compatibility with
   existing LDAP extensions that do not make use of the
   ExtendedPartialResponse.  As with all LDAPv3 extensions, LDAPv3
   extensions that make use of the ExtendedPartialResponse have
   predefined syntax and semantics that are defined in RFCs or are
   private to a particular implementation.

4.2 Usage with other LDAPv3 Operations

   Any LDAPv3 operation may be extended by the addition of one or more
   controls. When a control is defined, part of the controlÆs semantics
   may include having the server send one or more
   ExtendedPartialResponse messages as part of the response for the
   operation when the control is present even though the response to
   the operation without the control would not include an
   ExtendedPartialResponse. As with all LDAPv3 controls, LDAPv3
   controls that make use of the ExtendedPartialResponse have


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                   LDAPv3 Extended Partial Response   October 24, 2000


   predefined syntax and semantics that are defined in RFCs or are
   private to a particular implementation.

5. Security Considerations

   This draft describes an enhancement to the LDAPv3 protocol [LDAPv3].
   All security considerations of [LDAPv3] apply to this draft, however
   it does not introduce any new security considerations to the LDAPv3
   protocol.

6. References

    [LDAPv3]
        Wahl, M., Howes, T., and S. Kille, "Lightweight Directory
        Access Protocol (v3)", RFC 2251, December 1997.

   [ReqsKeywords]
        Scott Bradner. "Key Words for use in RFCs to Indicate
        Requirement Levels". RFC 2119.


7. Acknowledgments

   The author would like to acknowledge the readers of the LDAP
   Extensions working group mail list who responded to the suggestion
   that a multiple-response paradigm might be useful for LDAP extended
   requests.  Special thanks go to two individuals: David Wilbur who
   first introduced the idea on the working group list, and Thomas
   Salter, who succinctly summarized the discussion and suggested the
   name ExtendedPartialResponse in his summary.

8. Author's Addresses

   Roger Harrison
   Novell, Inc.
   1800 S. Novell Place
   Provo, UT 84606
   +1 801 861 2642
   roger_harrison@novell.com


Appendix A - Document Revision History

A.1 draft-rharrison-ldap-extPartResp-00.doc

   Initial revision of draft.

A.2 draft-rharrison-ldap-extPartResp-01.doc

   Changed responseName to be optional to align with [LDAPv3]
   definition of ExtendedResponse.

A.3 draft-rharrison-ldap-extPartResp-02.doc

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                   LDAPv3 Extended Partial Response   October 24, 2000


   Minor terminology corrections. Clarified use of
   ExtendedPartialResponse with LDAPv3 extended operations and other
   LDAPv3 operations with controls.

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