Network Working Group                                     P. Saint-Andre
Internet-Draft                                Jabber Software Foundation
Expires: October 27, 2004                                       A. Houri
                                                                     IBM
                                                           J. Hildebrand
                                                            Jabber, Inc.
                                                          April 28, 2004


     Interoperability between the Extensible Messaging and Presence
  Protocol (XMPP) and Session Initiation Protocol (SIP) Extensions for
                     Instant Messaging and Presence
                    draft-saintandre-xmpp-simple-01

Status of this Memo

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF), its areas, and its working groups. Note that other
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   Internet-Drafts are draft documents valid for a maximum of six months
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   This Internet-Draft will expire on October 27, 2004.

Copyright Notice

   Copyright (C) The Internet Society (2004). All Rights Reserved.

Abstract

   This document defines a bi-directional protocol mapping for use by
   gateways that enable the exchange of instant messages and presence
   information between systems that implement the Extensible Messaging
   and Presence Protocol (XMPP) and those that implement the basic
   extensions to the Session Initiation Protocol (SIP) for instant
   messaging and presence.




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Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
     1.1   Architectural Assumptions  . . . . . . . . . . . . . . . .  3
     1.2   Terminology  . . . . . . . . . . . . . . . . . . . . . . .  4
   2.  Addresses  . . . . . . . . . . . . . . . . . . . . . . . . . .  4
     2.1   Overview . . . . . . . . . . . . . . . . . . . . . . . . .  4
     2.2   XMPP to SIP  . . . . . . . . . . . . . . . . . . . . . . .  6
     2.3   SIP to XMPP  . . . . . . . . . . . . . . . . . . . . . . .  6
   3.  Instant Messages . . . . . . . . . . . . . . . . . . . . . . .  6
     3.1   Overview . . . . . . . . . . . . . . . . . . . . . . . . .  6
     3.2   XMPP to SIP  . . . . . . . . . . . . . . . . . . . . . . .  7
     3.3   SIP to XMPP  . . . . . . . . . . . . . . . . . . . . . . .  9
   4.  Presence Notifications . . . . . . . . . . . . . . . . . . . . 11
     4.1   Overview . . . . . . . . . . . . . . . . . . . . . . . . . 11
     4.2   XMPP to SIP  . . . . . . . . . . . . . . . . . . . . . . . 12
     4.3   SIP to XMPP  . . . . . . . . . . . . . . . . . . . . . . . 14
   5.  Presence Subscriptions . . . . . . . . . . . . . . . . . . . . 16
     5.1   Overview . . . . . . . . . . . . . . . . . . . . . . . . . 16
     5.2   XMPP to SIP  . . . . . . . . . . . . . . . . . . . . . . . 17
     5.3   SIP to XMPP  . . . . . . . . . . . . . . . . . . . . . . . 19
   6.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 20
   7.  Security Considerations  . . . . . . . . . . . . . . . . . . . 20
   8.  Open Issues  . . . . . . . . . . . . . . . . . . . . . . . . . 21
   9.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 21
   10.   References . . . . . . . . . . . . . . . . . . . . . . . . . 21
   10.1  Normative References . . . . . . . . . . . . . . . . . . . . 21
   10.2  Informative References . . . . . . . . . . . . . . . . . . . 22
       Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . 23
   A.  Revision History . . . . . . . . . . . . . . . . . . . . . . . 24
     A.1   Changes from draft-saintandre-xmpp-simple-00 . . . . . . . 24
       Intellectual Property and Copyright Statements . . . . . . . . 25



















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1.  Introduction

   In order to help ensure interoperability between instant messaging
   and presence systems that conform to the requirements of RFC 2779
   [IMP-REQS], it is important to clearly define mappings between such
   protocols.  Within the IETF, work has proceeded on two such
   protocols:

   o  Various extensions to the Session Initiation Protocol ([SIP]) for
      instant messaging and presence, work on which has been formalized
      under the SIP for Instant Messaging and Presence Leveraging
      Extensions (SIMPLE) Working Group
   o  The Extensible Messaging and Presence Protocol (XMPP), which
      consists of a formalization of the core XML streaming protocols
      developed originally by the Jabber open-source community

   One approach to helping ensure interoperability between such
   protocols is to map each protocol to the abstract semantics described
   in [CPIM] and [CPP]; that is the approach taken by [SIMPLE-CPIM] and
   [XMPP-CPIM].  Another approach is that taken by [DRAFT-UMPP].  The
   approach taken in this document is to directly map semantics from one
   protocol to another (i.e., from SIP to XMPP and vice-versa), mainly
   for use by gateways between systems that implement one or the other
   of these protocols.  (These approaches describe concepts that are
   complementary in many ways, and a future draft may provide a more
   substantive merger between them.)

   The mappings specified in this document cover three main areas:

   o  Mapping of addresses
   o  Mapping of instant messages
   o  Mapping of presence notifications
   o  Mapping of presence subscriptions

1.1  Architectural Assumptions

   This document assumes that the mapping between protocols will most
   likely occur by means of a gateway between an XMPP network and a SIP
   network being used for instant messaging and presence.  Such a
   gateway is a dedicated translator between the XMPP and SIP protocols.
   Although such a gateway could use the [CPIM] and [CPP] specifications
   to define the common formats into which the protocols are translated
   for purposes of interworking (as specified in [SIMPLE-CPIM] and
   [XMPP-CPIM]), this document assumes that a gateway will translate
   directly from one protocol to the other.  Naturally, a gateway need
   not be a distinct entity on the network and may be co-resident with
   an XMPP server or a SIMPLE "server" (although there is no such thing
   as a SIMPLE server, we use the term here to refer to a SIP proxy,



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   redirect, or registrar server that supports the SIP extensions for
   instant messaging and/or presence).  Within this document, we refer
   to a gateway from an XMPP network to a SIP network being used for
   instant messaging and presence as an "XMPP-SIMPLE gateway", and we
   refer to a gateway from a SIP network being used for instant
   messaging and presence to an XMPP network as a "SIMPLE-XMPP gateway".

1.2  Terminology

   The capitalized key words "MUST", "MUST NOT", "REQUIRED", "SHALL",
   "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in RFC
   2119 [TERMS].

2.  Addresses

2.1  Overview

   The address formats used to identify XMPP entities are different from
   those used to identify SIP entities.  The XMPP address format is
   specified in [XMPP-CORE]; as specified in [XMPP-IM], instant
   messaging and presence applications of XMPP must also support 'im:'
   and 'pres:' URIs as specified in [CPIM] and [CPP] respectively,
   although such support may simply involve leaving resolution of such
   addresses up to an XMPP server.  The SIP address format for instant
   messaging is specified in [SIP-IM]; it may use either 'sip:' or
   'sips:' URIs as specified in [SIP] or an 'im:' URI as specified in
   [CPIM].  The SIP address format for presence is specified in
   [SIP-PRES]; it may use either 'sip:' or 'sips:' URIs as specified in
   [SIP] or a 'pres:' URI as specified in [CPP].

   In this document we describe mappings for addresses of the form
   <user@domain> only, ignoring any protocol-specific extensions such as
   XMPP resource identifiers or SIP telephone numbers and passwords.  In
   addition, we have ruled the mapping of domain names as out of scope
   for now since that is a matter for the Domain Name System;
   specifically, the issue for interworking between SIP and XMPP relates
   to the translation of fully internationalized domain names (which the
   SIP address format does not allow, but which the XMPP address format
   does allow via [IDNA]) into non-internationalized domain names.
   Therefore, in the following sections we discuss local-part addresses
   only (these are called variously "usernames", "instant inboxes",
   "presentities", and "node identifiers" in the protocols at issue).

   The sip:/sips:, im:/pres:, and XMPP address schemes allow different
   sets of characters.  In some cases, characters allowed in one scheme
   are disallowed in others; these characters must be mapped
   appropriately in order to ensure interoperable communications across



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   systems.  The table below summarizes our findings regarding the
   complement of allowable US-ASCII characters in each addressing scheme
   when compared individually to the other schemes.

   Table 1: Partial complements of allowable US-ASCII characters

      +----------+----------+-----------+-------+
      |          | SIP/SIPS |  IM/PRES  |  XMPP |
      +----------+----------+-----------+-------+
      | SIP/SIPS |  N/A     |  (),;     |  &'/  |
      +----------+----------+-----------+-------+
      | IM/PRES  | #%^`{|}  |  N/A      |  &'/  |
      +----------+----------+-----------+-------+
      | XMPP     |  none    |  none     |  N/A  |
      +----------+----------+-----------+-------+

   Note: Each cell shows US-ASCII characters that are disallowed in the
   column protocol but allowed in the row protocol; e.g., the last cell
   of the third row shows that the characters &'/ are allowed in sip:/
   sips: URIs but disallowed in XMPP addresses.

   The table below is another way of looking at the same issue, since it
   shows the intersection of allowable US-ASCII characters in each
   addressing scheme when compared individually to the other schemes.

   Table 2: Partial intersections of allowable US-ASCII characters

      +-------------------+------------------+----------------------+
      |  SIP/SIPS & XMPP  |  IM/PRES & XMPP  |  SIP/SIPS & IM/PRES  |
      +-------------------+------------------+----------------------+
      |  a-z  A-Z  0-9    |  a-z  A-Z  0-9   |  a-z  A-Z  0-9       |
      |  !$()*+,-.;=?_~   |  !#$%*+-.=?^_`   |  !$*+-.=?_~          |
      |  %hexhex          |  {|}~            |                      |
      +-------------------+------------------+----------------------+

   Therefore the following US-ASCII characters are allowed in all three
   addressing schemes (i.e., the intersection of all three sets of
   allowable characters):

      a-z  A-Z  0-9  ! $ * + - . = ?

   In addition to the US-ASCII characters described above, many
   non-US-ASCII (specifically, UTF-8) characters are allowed in XMPP
   addresses but not allowed in sip:/sips: or im:/pres: URIs, since XMPP
   allows internationalized local-part addresses.  A straightforward
   mapping of these characters to US-ASCII characters is provided in
   Section 2.2.5 of [URL-GUIDE], namely to encode unsafe octets using
   the %hexhex encoding.



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2.2  XMPP to SIP

   The following is a high-level algorithm for mapping an XMPP address
   to a sip:, sips:, im:, or pres: URI:

   1.  Split XMPP address into node identifier (local-part; mapping
       described in remaining steps), domain identifier (hostname;
       mapping is out of scope), and resource identifier (specifier for
       particular device or connection; discard this for cross-system
       interoperability)
   2.  Apply Nodeprep profile of [STRINGPREP] (as specified in
       [XMPP-CORE]) for canonicalization (OPTIONAL)
   3.  Translate #26; to &, #27; to ', and #2f; to / respectively
   4.  For each byte, if the byte is not in the set -A-Za-z0-9!$*.?_~+=
       then change to %hexhex
   5.  Combine resulting local-part with mapped hostname to form
       local@domain address
   6.  Prepend with 'im:' scheme (for XMPP <message/> stanzas) or
       'pres:' scheme (for XMPP <presence/> stanzas) if foreign domain
       supports these (discovered via [SRV] lookup as specified in
       [XMPP-IM]), else prepend with 'sip:' or 'sips:' scheme according
       to local service policy

2.3  SIP to XMPP

   The following is a high-level algorithm for mapping a sip:, sips:,
   im:, or pres: URI to an XMPP address:

   1.  Remove URI scheme
   2.  Split at the first '@' character into local-part and hostname
       (mapping the latter is out of scope)
   3.  Translate %hexhex to equivalent octets
   4.  Treat result as a UTF-8 string
   5.  Translate & to #26;, ' to #27;, and / to #2f respectively
   6.  Apply Nodeprep profile of [STRINGPREP] (as specified in
       [XMPP-CORE]) for canonicalization (OPTIONAL)
   7.  Recombine local-part with mapped hostname to form local@domain
       address

3.  Instant Messages

3.1  Overview

   Both XMPP and IM-aware SIP systems enable entities (often but not
   necessarily human users) to send "instant messages" to other
   entities.  The term "instant message" usually refers to messages sent
   between two entities for delivery in close to real time (rather than
   messages that are stored and forwarded to the intended recipient upon



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   request).  Generally there are three kinds of instant message:

   o  Single messages, which are sent from the sender to the recipient
      outside the context of any one-to-one chat session or multi-user
      text conference.
   o  Chat messages, which are sent from the sender to the recipient in
      the context of a "message session" between the two entities.
   o  Groupchat messages, which are sent from a sender to multiple
      recipients in the context of a text conference (along the lines of
      [IRC]).

   This document addresses single messages only, since they form the
   "lowest common denominator" for instant messaging on the Internet.
   It is likely that future versions of this document will address chat
   messages as well, especially once the SIMPLE WG completes its work on
   one-to-one message sessions (a likely candidate for finalization is
   [MSRP]).

   Instant messaging using XMPP message stanzas of type "normal" is
   specified in [XMPP-IM].  Instant messaging using SIP requests of type
   MESSAGE (often called "pager-model" messaging) is specified in
   [SIP-IM].

   As described in [XMPP-IM], a single instant message is an XML
   <message/> stanza of type "normal" sent over an XML stream (since
   "normal" is the default for the 'type' attribute of the <message/>
   stanza, the attribute is often omitted).  In this document we will
   assume that such a message is sent from an XMPP client to an XMPP
   server over an XML stream negotiated between the client and the
   server, and that the client is controlled by a human user (this is a
   simplifying assumption introduced for explanatory purposes only; the
   XMPP sender could be a bot-controlled client, a component such as a
   workflow application, a server, etc.).  Continuing the tradition of
   Shakespeare examples in XMPP documentation, we will say that the XMPP
   user has an XMPP address of <juliet@example.com>.

   As described in [SIP-IM], a single instant message is a SIP MESSAGE
   request sent from a SIP user agent to an intended recipient who is
   most generally referenced by an Instant Message URI of the form
   "im:user@domain" but who may be referenced by a SIP or SIPS URI of
   the form "sip:user@domain" or "sips:user@domain".  Here again we
   introduce the simplifying assumption that the user agent is
   controlled by a human user, whom we shall dub <romeo@example.net>.

3.2  XMPP to SIP

   When Juliet wants to send an instant message to Romeo, she interacts
   with her XMPP client, which generates an XMPP <message/> stanza.  The



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   syntax of the <message/> stanza, including required and optional
   elements and attributes, is defined in [XMPP-IM].  The following is
   an example of such a stanza:

   Example: XMPP user sends message:

   |  <message from='juliet@example.com/balcony'
   |           to='romeo@example.net'>
   |    <body>Art thou not Romeo, and a Montague?</body>
   |  </message>

   Upon receiving such a stanza, the XMPP server to which Juliet has
   connected either delivers it to a local recipient (if the hostname in
   the 'to' attribute matches one of the hostnames serviced by the XMPP
   server) or attempts to route it to the foreign domain that services
   the hostname in the 'to' attribute.  Naturally, in this document we
   assume that the hostname in the 'to' attribute is an IM-aware SIP
   service hosted by a separate server.  As specified in [XMPP-IM], the
   XMPP server needs to determine the identity of the foreign domain,
   which it does by performing one or more [SRV] lookups.  For message
   stanzas, the order of lookups recommended by [XMPP-IM] is to first
   try the "_xmpp-server" service as specified in [XMPP-CORE] and to
   then try the "_im" service as specified in [IMP-SRV].  Here we assume
   that the first lookup will fail but that the second lookup will
   succeed and return a resolution "_im._simple.example.net.", since we
   have already assumed that the example.net hostname is running a SIP
   instant messaging service.  (Note: The XMPP server may have
   previously determined that the foreign domain is a SIMPLE server, in
   which case it would not need to perform the SRV lookups; the caching
   of such information is a matter of implementation and local service
   policy, and is therefore out of scope for this document.)

   Once the XMPP server has determined that the foreign domain is
   serviced by a SIMPLE server, it must determine how to proceed.  We
   here assume that the XMPP server contains or has available to it an
   XMPP-SIMPLE gateway.  The XMPP server would then deliver the message
   stanza to the XMPP-SIMPLE gateway.

   The XMPP-SIMPLE gateway is then responsible for translating the XMPP
   message stanza into a SIP MESSAGE request from the XMPP user to the
   SIP user:










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   Example: XMPP user sends message (SIP transformation):

   |  MESSAGE sip:romeo@example.net SIP/2.0
   |  Via: SIP/2.0/TCP julietpc.example.com;branch=z9hG4bK776sgdkse
   |  Max-Forwards: 70
   |  From: sip:juliet@example.com;tag=49583
   |  To: sip:romeo@example.net
   |  Call-ID: Hr0zny9l3@example.com
   |  CSeq: 1 MESSAGE
   |  Content-Type: text/plain
   |  Content-Length: 37
   |
   |  Art thou not Romeo, and a Montague?

   The mapping of XMPP syntax elements to SIP syntax elements SHOULD be
   as follows (mappings for elements not mentioned are undefined):

   Table 3: Message syntax mapping from XMPP to SIP

      +-----------------------------+--------------------------+
      |  XMPP Element or Attribute  |  SIP Header or Contents  |
      +-----------------------------+--------------------------+
      |  <body/>                    |  body of MESSAGE         |
      |  <subject/>                 |  Subject                 |
      |  <thread/>                  |  Call-ID                 |
      |  from                       |  From                    |
      |  id                         |  CSeq [1]                |
      |  to                         |  To                      |
      |  type                       |  (no mapping)            |
      |  xml:lang                   |  Content-Language        |
      +-----------------------------+--------------------------+

   Note the following regarding these mappings:

   1.  According to Section 8.1.1.5 of RFC 3261, a SIP CSeq header must
       be expressible as a 32-bit unsigned integer.  However, the only
       restriction on the XMPP 'id' attribute is that it shall conform
       to the XML NMTOKEN datatype.  If an XMPP 'id' attribute is not
       expressible as a 32-bit unsigned integer, it SHOULD NOT be
       mapped.

3.3  SIP to XMPP

   When Romeo wants to send an instant message to Juliet, he interacts
   with his SIP user agent, which generates a SIP MESSAGE request.  The
   syntax of the MESSAGE request is defined in [SIP-IM].  The following
   is an example of such a request:




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   Example: SIP user sends message:

   |  MESSAGE sip:juliet@example.com SIP/2.0
   |  Via: SIP/2.0/TCP romeopc.example.com;branch=eskdgs677Kb4Ghz9
   |  Max-Forwards: 70
   |  From: sip:romeo@example.net;tag=38594
   |  To: sip:juliet@example.com
   |  Call-ID: M4spr4vdu@example.net
   |  CSeq: 1 MESSAGE
   |  Content-Type: text/plain
   |  Content-Length: 26
   |
   |  Neither, fair saint, if either thee dislike.

   Section 5 of [SIP-IM] stipulates that a SIP User Agent presented with
   an im: URI should resolve it to a sip: or sips: URI.  Therefore we
   assume that the To header of a request received by a SIMPLE-XMPP
   gateway will contain a sip: or sips: URI.  The gateway SHOULD resolve
   that address to an im: URI for SIP MESSAGE requests, then follow the
   rules in [IMP-SRV] regarding the "_im" SRV service for the target
   domain contained in the To header.  If SRV address resolution fails
   for the "_im" service, the gateway MAY attempt a lookup for the
   "_xmpp-server" service as specified in [XMPP-CORE] or MAY return an
   error to the sender (the SIP "502 Bad Gateway" error seems most
   appropriate).  If SRV address resolution succeeds, the gateway is
   responsible for translating the request into an XMPP message stanza
   from the SIP user to the XMPP user and returning a SIP "200 OK"
   message to the sender:

   Example: SIP user sends message (XMPP transformation):

   |  <message from='romeo@example.net'
   |           to='juliet@example.com'>
   |    <body>Neither, fair saint, if either thee dislike.</body>
   |  </message>

   The mapping of SIP syntax elements to XMPP syntax elements SHOULD be
   as follows (mappings for elements not mentioned are undefined):













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   Table 4: Message syntax mapping from SIP to XMPP

      +--------------------------+-----------------------------+
      |  SIP Header or Contents  |  XMPP Element or Attribute  |
      +--------------------------+-----------------------------+
      |  Call-ID                 |  <thread/>                  |
      |  Content-Language        |  xml:lang                   |
      |  CSeq                    |  id                         |
      |  From                    |  from                       |
      |  Subject                 |  <subject/>                 |
      |  To                      |  to                         |
      |  body of MESSAGE         |  <body/>                    |
      +--------------------------+-----------------------------+


4.  Presence Notifications

4.1  Overview

   Both XMPP and presence-aware SIP systems enable entities (often but
   not necessarily human users) to send presence notifications to other
   entities.  At a minimum, the term "presence" refers to information
   about an entity's availability for communication on a network (on/
   off), often supplemented by information that further specifies the
   entity's communications context (e.g., "do not disturb").  Some
   systems and protocols extend this notion even further and refer to
   any relatively ephemeral information about an entity as a kind of
   presence; categories of such "extended presence" include geographical
   location (e.g., GPS coordinates), user mood (e.g., grumpy), user
   activity (e.g., walking), and ambient environment (e.g., noisy).  In
   this document, we focus on the "least common denominator" of network
   availability only, although future revisions of this document may
   address broader notions of presence.  (Presence subscriptions are
   described in the following section.)

   Presence using XMPP presence stanzas of type "available" or
   "unavailable" is specified in [XMPP-IM].  SIP presence using a SIP
   event package for presence is specified in [SIP-PRES].

   As described in [XMPP-IM], presence information about an entity is
   communicated by means of an XML <presence/> stanza sent over an XML
   stream.  In this document we will assume that such a presence stanza
   is sent from an XMPP client to an XMPP server over an XML stream
   negotiated between the client and the server, and that the client is
   controlled by a human user (again, this is a simplifying assumption
   introduced for explanatory purposes only).  In general, XMPP presence
   is sent by the user to the user's server and then broadcasted to all
   entities who are subscribed to the user's presence information.



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   As described in [SIP-PRES], presence information about an entity is
   communicated by means of a SIP NOTIFY event sent from a SIP user
   agent to an intended recipient who is most generally referenced by an
   Instant Message URI of the form "pres:user@domain" but who may be
   referenced by a SIP or SIPS URI of the form "sip:user@domain" or
   "sips:user@domain".  Here again we introduce the simplifying
   assumption that the user agent is controlled by a human user.

4.2  XMPP to SIP

   When Juliet interacts with her XMPP client to modify her presence
   information (or when her client automatically updates her presence
   information, e.g. via an "auto-away" feature), her client generates
   an XMPP <presence/> stanza.  The syntax of the <presence/> stanza,
   including required and optional elements and attributes, is defined
   in [XMPP-IM].  The following is an example of such a stanza:

   Example: XMPP user sends presence notification:

   |  <presence from='juliet@example.com/balcony'/>

   Upon receiving such a stanza, the XMPP server to which Juliet has
   connected broadcasts it to all subscribers who are authorized to
   receive presence notifications from Juliet.  For each subscriber,
   broadcasting the presence notification involves either delivering it
   to a local recipient (if the hostname in the subscriber's address
   matches one of the hostnames serviced by the XMPP server) or
   attempting to route it to the foreign domain that services the
   hostname in the subscriber's address.  Naturally, in this document we
   assume that the hostname is a SIP presence service hosted by a
   separate server.  As specified in [XMPP-IM], the XMPP server needs to
   determine the identity of the foreign domain, which it does by
   performing one or more [SRV] lookups.  For presence stanzas, the
   order of lookups recommended by [XMPP-IM] is to first try the
   "_xmpp-server" service as specified in [XMPP-CORE] and to then try
   the "_pres" service as specified in [IMP-SRV].  Here we assume that
   the first lookup will fail but that the second lookup will succeed
   and return a resolution "_pres._simple.example.net.", since we have
   already assumed that the example.net hostname is running a SIP
   presence service.  (Note: The XMPP server may have previously
   determined that the foreign domain is a SIMPLE server, in which case
   it would not need to perform the SRV lookups; the caching of such
   information is a matter of implementation and local service policy,
   and is therefore out of scope for this document.)

   Once the XMPP server has determined that the foreign domain is
   serviced by a SIMPLE server, it must determine how to proceed.  We
   here assume that the XMPP server contains or has available to it an



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   XMPP-SIMPLE gateway.  The XMPP server would then deliver the presence
   stanza to the XMPP-SIMPLE gateway.

   The XMPP-SIMPLE gateway is then responsible for translating the XMPP
   presence stanza into a SIP NOTIFY request and included PIDF document
   from the XMPP user to the SIP user:

   Example: XMPP user sends presence notification (SIP transformation):

   |  NOTIFY sip:romeo@example.net SIP/2.0
   |  Via: SIP/2.0/TCP simple.example.net;branch=z9hG4bKna998sk
   |  From: <sip:juliet@example.com>;tag=ffd2
   |  To: <sip:romeo@example.net>;tag=xfg9
   |  Call-ID: j4s0h4vny@example.com
   |  Event: presence
   |  Subscription-State: active;expires=599
   |  Max-Forwards: 70
   |  CSeq: 8775 NOTIFY
   |  Contact: sip:simple.example.net
   |  Content-Type: application/cpim-pidf+xml
   |  Content-Length: 192
   |
   |  <?xml version='1.0' encoding='UTF-8'?>
   |  <presence xmlns='urn:ietf:params:xml:ns:pidf'
   |            entity='pres:juliet@example.com'>
   |    <tuple id='balcony'>
   |      <status>
   |        <basic>open</basic>
   |      </status>
   |    </tuple>
   |  </presence>

   The mapping of XMPP syntax elements to SIP syntax elements SHOULD be
   as follows (mappings for elements not mentioned are undefined):

















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   Table 5: Presence syntax mapping from XMPP to SIP

      +-----------------------------+---------------------------+
      |  XMPP Element or Attribute  |  SIP Header or PIDF Data  |
      +-----------------------------+---------------------------+
      |  <priority/>                |  PIDF priority for tuple  |
      |  <show/>                    |  TBD                      |
      |  <status/>                  |  TBD                      |
      |  from                       |  From                     |
      |  id                         |  CSeq [1]                 |
      |  to                         |  To                       |
      |  type                       |  basic status [2]         |
      |  xml:lang                   |  Content-Language         |
      |  ---                        |  "Event: presence"        |
      +-----------------------------+---------------------------+

   Note the following regarding these mappings:

   1.  According to Section 8.1.1.5 of [SIP], a SIP CSeq header must be
       expressible as a 32-bit unsigned integer.  However, the only
       restriction on the XMPP 'id' attribute is that it shall conform
       to the XML NMTOKEN datatype.  If an XMPP 'id' attribute is not
       expressible as a 32-bit unsigned integer, it SHOULD NOT be
       mapped.
   2.  Only a presence stanza which lacks a 'type' attribute or whose
       'type' attribute has a value of "unavailable" SHOULD be mapped by
       an XMPP-SIMPLE gateway to a SIP NOTIFY request.  Because the lack
       of a 'type' attribute indicates that an XMPP entity is available
       for communications, the gateway SHOULD map that information to a
       PIDF <basic/> status of "open".  Because a 'type' attribute with
       a value of "unavailable" indicates that an XMPP entity is not
       available for communications, the gateway SHOULD map that
       information to a PIDF <basic/> status of "closed".

4.3  SIP to XMPP

   When Romeo changes his presence, his SIP user agent generates a SIP
   NOTIFY request.  The syntax of the NOTIFY request is defined in
   [SIP-PRES].  The following is an example of such a request:












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   Example: SIP user sends presence notification:

   |  NOTIFY sip:juliet@example.com SIP/2.0
   |  Via: SIP/2.0/TCP simple.example.net;branch=z9hG4bKna998sk
   |  From: <sip:romeo@example.net>;tag=ffd2
   |  To: <sip:juliet@example.com>;tag=xfg9
   |  Call-ID: j0sj4sv1m@example.net
   |  Event: presence
   |  Subscription-State: active;expires=499
   |  Max-Forwards: 70
   |  CSeq: 8775 NOTIFY
   |  Contact: sip:simple.example.net
   |  Content-Type: application/cpim-pidf+xml
   |  Content-Length: 193
   |
   |  <?xml version='1.0' encoding='UTF-8'?>
   |  <presence xmlns='urn:ietf:params:xml:ns:pidf'
   |            entity='pres:romeo@example.net'>
   |    <tuple id='orchard'>
   |      <status>
   |        <basic>closed</basic>
   |      </status>
   |    </tuple>
   |  </presence>

   Upon receiving such a request, a SIMPLE-XMPP gateway is responsible
   for translating it into an XMPP presence stanza from the SIP user to
   the XMPP user:

   Example: SIP user sends presence notification (XMPP transformation):

   |  <presence from='romeo@example.net'
   |            to='juliet@example.com/balcony'
   |            type='unavailable'/>

   The mapping of SIP syntax elements to XMPP syntax elements SHOULD be
   as follows (mappings for elements not mentioned are undefined):














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   Table 6: Presence syntax mapping from SIP to XMPP

      +---------------------------+-----------------------------+
      |  SIP Header or PIDF Data  |  XMPP Element or Attribute  |
      +---------------------------+-----------------------------+
      |  basic status             |  type [1]                   |
      |  Content-Language         |  xml:lang                   |
      |  CSeq                     |  id                         |
      |  From                     |  from                       |
      |  priority for tuple       |  <priority/>                |
      |  To                       |  to                         |
      |  body of MESSAGE          |  <body/>                    |
      +---------------------------+-----------------------------+

   Note the following regarding these mappings:

   1.  A PIDF basic status of "open" SHOULD be mapped to no 'type'
       attribute, and a PIDF basic status of "closed" SHOULD be mapped
       to a 'type' attribute whose value is "unavailable".

5.  Presence Subscriptions

5.1  Overview

   Both XMPP and presence-aware SIP systems enable entities (often but
   not necessarily human users) to subscribe to the presence of other
   entities.  XMPP presence subscriptions are specified in [XMPP-IM].
   Presence subscriptions using a SIP event package for presence are
   specified in [SIP-PRES].

   As described in [XMPP-IM], XMPP presence subscriptions are managed
   using XMPP presence stanzas of type "subscribe", "subscribed",
   "unsubscribe", and "unsubscribed".  The main subscription states are
   "none" (neither the user nor the contact is subscribed to the other's
   presence information), "from" (the user has a subscription from the
   contact), "to" (the user has a subscription to the contact's presence
   information), and "both" (both user and contact are subscribed to
   each other's presence information).

   As described in [SIP-PRES], SIP presence subscriptions are managed
   through the use of SIP SUBSCRIBE events sent from a SIP user agent to
   an intended recipient who is most generally referenced by an Instant
   Message URI of the form "pres:user@domain" but who may be referenced
   by a SIP or SIPS URI of the form "sip:user@domain" or
   "sips:user@domain".

   The subscription models underlying XMPP and SIP are quite different.
   For instance, XMPP presence subscriptions are long-lived (indeed



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   permanent if not explicitly cancelled), whereas SIP presence
   subscriptions are short-lived (the default time to live of a SIP
   presence subscription is 3600 seconds, as specified in Section 6.4 of
   [SIP-PRES]).  These differences are addressed below.

5.2  XMPP to SIP

   An XMPP user initiates a subscription by sending a subscription
   request to another entity (conventionally called a "contact"), which
   the contact either accepts or declines.  If the contact accepts the
   request, the user will have a subscription to the contact's presence
   information until (1) the user unsubscribes or (2) the contact
   cancels the subscription.  The subscription request is encapsulated
   in a presence stanza of type "subscribe":

   Example: XMPP user subscribes to SIP contact:

   |  <presence from='juliet@example.com'
   |            to='romeo@example.net'
   |            type='subscribe'/>

   Upon receiving such a stanza, the XMPP server to which Juliet has
   connected needs to determine the identity of the foreign domain,
   which it does by performing one or more [SRV] lookups.  For presence
   stanzas, the order of lookups recommended by [XMPP-IM] is to first
   try the "_xmpp-server" service as specified in [XMPP-CORE] and to
   then try the "_pres" service as specified in [IMP-SRV].  Here we
   assume that the first lookup will fail but that the second lookup
   will succeed and return a resolution "_pres._simple.example.net.",
   since we have already assumed that the example.net hostname is
   running a SIP presence service.

   Once the XMPP server has determined that the foreign domain is
   serviced by a SIMPLE server, it must determine how to proceed.  We
   here assume that the XMPP server contains or has available to it an
   XMPP-SIMPLE gateway.  The XMPP server would then deliver the presence
   stanza to the XMPP-SIMPLE gateway.

   The XMPP-SIMPLE gateway is then responsible for translating the XMPP
   subscription request into a SIP SUBSCRIBE request from the XMPP user
   to the SIP user:










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   Example: XMPP user subscribes to SIP contact (SIP transformation):

   |  SUBSCRIBE sip:romeo@example.net SIP/2.0
   |  Via: SIP/2.0/TCP simple.example.net;branch=z9hG4bKna998sk
   |  From: <sip:juliet@example.com>;tag=ffd2
   |  To: <sip:romeo@example.net>;tag=xfg9
   |  Call-ID: 1h4t3s1p@example.com
   |  Event: presence
   |  Max-Forwards: 70
   |  CSeq: 8776 SUBSCRIBE
   |  Contact: sip:simple.example.net
   |  Accept: application/cpim-pidf+xml
   |  Expires: 3600
   |  Content-Length: 0

   Note: It is the responsibility of the XMPP-SIMPLE gateway to set the
   value of the Expires header and to renew the subscription accordingly
   so that the subscription appears to be permanent to the XMPP user.

   At any time after subscribing, the XMPP user may unsubscribe from the
   contact's presence.  This is done by sending a presence stanza of
   type "unsubscribe":

   Example: XMPP user unsubscribes from SIP contact:

   |  <presence from='juliet@example.com'
   |            to='romeo@example.net'
   |            type='unsubscribe'/>

   The XMPP-SIMPLE gateway is responsible for translating the
   unsubscribe command into a SIP SUBSCRIBE request with the Expires
   header set to a value of zero:

   Example: XMPP user unsubscribes from SIP contact (SIP
   transformation):

   |  SUBSCRIBE sip:romeo@example.net SIP/2.0
   |  Via: SIP/2.0/TCP simple.example.net;branch=z9hG4bKna998sk
   |  From: <sip:juliet@example.com>;tag=ffd2
   |  To: <sip:romeo@example.net>;tag=xfg9
   |  Call-ID: 1ckm32@example.com
   |  Event: presence
   |  Max-Forwards: 70
   |  CSeq: 18776 SUBSCRIBE
   |  Contact: sip:simple.example.net
   |  Accept: application/cpim-pidf+xml
   |  Expires: 0
   |  Content-Length: 0



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5.3  SIP to XMPP

   A SIP user initiates a subscription to a contact's presence
   information by sending a SIP SUBSCRIBE request to the contact.  The
   following is an example of such a request:

   Example: SIP user subscribes to XMPP contact:

   |  SUBSCRIBE sip:juliet@example.com SIP/2.0
   |  Via: SIP/2.0/TCP simple.example.net;branch=z9hG4bKna998sk
   |  From: <sip:romeo@example.net>;tag=ffd2
   |  To: <sip:juliet@example.com>;tag=xfg9
   |  Call-ID: 4wcm0n@example.net
   |  Event: presence
   |  Max-Forwards: 70
   |  CSeq: 17263 NOTIFY
   |  Contact: sip:simple.example.net
   |  Accept: application/cpim-pidf+xml
   |  Content-Length: 0

   Upon receiving such a request, a SIMPLE-XMPP gateway is responsible
   for translating it into an XMPP subscription request from the SIP
   user to the XMPP user:

   Example: SIP user subscribes to XMPP contact (XMPP transformation):

   |  <presence from='romeo@example.net'
   |            to='juliet@example.com'
   |            type='subscribe'/>

   Notice that the Expires header was not included in the SUBSCRIBE
   request; this means that the default value of 3600 (i.e., 3600
   seconds = 1 hour) applies.

   It is the responsibility of the SIMPLE-XMPP gateway to properly
   handle the difference between short-lived SIP presence subscriptions
   and long-lived XMPP presence subscriptions.  The gateway has two
   options when the SIP user's subscription expires:

   o  Send an XMPP presence stanza of type "unsubscribe" to the XMPP
      contact; this honors the SIP semantic but will seem rather odd to
      the XMPP contact.
   o  Send a SIP NOTIFY request to the SIP user containing a PIDF
      document specifying that the XMPP contact now has a basic status
      of closed; this violates the letter of the SIP semantic but will
      seem more natural to the XMPP contact.

   Which of these the SIMPLE-XMPP gateway chooses is up to the



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   implementation.

   At any time, the SIP user may cancel the subscription by sending a
   SUBSCRIBE request whose Expires header is set to a value of zero:

   Example: SIP user cancels subscription:

   |  SUBSCRIBE sip:juliet@example.com SIP/2.0
   |  Via: SIP/2.0/TCP simple.example.net;branch=z9hG4bKna998sk
   |  From: <sip:romeo@example.net>;tag=ffd2
   |  To: <sip:juliet@example.com>;tag=xfg9
   |  Call-ID: 1tsn1ce@example.net
   |  Event: presence
   |  Max-Forwards: 70
   |  CSeq: 17987 NOTIFY
   |  Contact: sip:simple.example.net
   |  Expires: 0
   |  Accept: application/cpim-pidf+xml
   |  Content-Length: 0

   Upon receiving such a request, a SIMPLE-XMPP gateway is responsible
   for translating it into an XMPP presence stanza of type "unsubscribe"
   from the SIP user to the XMPP user:

   Example: SIP user cancels subscription (XMPP transformation):

   |  <presence from='romeo@example.net'
   |            to='juliet@example.com'
   |            type='unsubscribe'/>


6.  IANA Considerations

   This document requires no action on the part of the IANA.

7.  Security Considerations

   Detailed security considerations for instant messaging and presence
   protocols are given in [IMP-REQS], specifically in Sections 5.1
   through 5.4.  Detailed security considerations for XMPP are given in
   XMPP Core [XMPP-CORE].  Detailed security considerations for
   SIP-based messaging are given in [SIP-IM] and for SIP-based presence
   are given in [SIP-PRES] (see also the security considerations for the
   Session Initiation Protocol given in [SIP]).

   This document specifies methods for exchanging instant messages and
   presence information through a gateway that translates between SIP
   and XMPP.  Such a gateway MUST be compliant with the minimum security



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   requirements of the instant messaging and presence protocols for
   which it translates (i.e., SIP and XMPP).  The introduction of
   gateways to the security model of instant messaging and presence
   specified in [IMP-REQS] introduces some new risks.  In particular,
   end-to-end security properties (especially confidentiality and
   integrity) between instant messaging and presence user agents that
   interface through a SIMPLE-XMPP gateway can be provided only if
   common formats are supported.  Specification of those common formats
   is out of scope for this document, although it is recommended to use
   [MSGFMT] for instant messages and [PIDF] for presence.

   [IMP-REQS] requires that conformant technologies shall include
   methods for blocking communications from unwanted addresses.  Such
   blocking is the responsibility of conformant technology (e.g., XMPP
   or SIP) and is out of scope for this memo.

8.  Open Issues

   This document has made certain simplifying assumptions and has ruled
   a number of issues out of scope for now.  Future revisions of this
   document will attempt to address these issues, which include:

   o  Chat messages / instant messaging sessions
   o  End-to-end object encryption using common formats (e.g., PIDF for
      presence)

9.  Acknowledgements

   The authors wish to thank Nathaniel Borenstein and Rohan Mahy for
   suggestions and encouragement.  Thanks also to Daniel-Constantin
   Mierla for earlier work on SIMPLE-XMPP interworking.

10.  References

10.1  Normative References

   [IMP-SRV]  Peterson, J., "Address Resolution for Instant Messaging
              and Presence", draft-ietf-impp-srv-04 (work in progress),
              October 2003.

   [PIDF]     Fujimoto, S., Sugano, H., Klyne, G., Bateman, A., Carr, W.
              and J. Peterson, "CPIM Presence Information Data Format",
              draft-ietf-impp-cpim-pidf-08 (work in progress), May 2003.

   [SIP]      Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,
              A., Peterson, J., Sparks, R., Handley, M. and E. Schooler,
              "SIP: Session Initiation Protocol", RFC 3261, June 2002.




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   [SIP-IM]   Campbell, B., Rosenberg, J., Schulzrinne, H., Huitema, C.
              and D. Gurle, "Session Initiation Protocol (SIP) Extension
              for Instant Messaging", RFC 3428, December 2002.

   [SIP-PRES]
              Rosenberg, J., "A Presence Event Package for the Session
              Initiation Protocol (SIP)", draft-ietf-simple-presence-10
              (work in progress), January 2003.

   [SRV]      Gulbrandsen, A., Vixie, P. and L. Esibov, "A DNS RR for
              specifying the location of services (DNS SRV)", RFC 2782,
              February 2000.

   [STRINGPREP]
              Hoffman, P. and M. Blanchet, "Preparation of
              Internationalized Strings ("STRINGPREP")", RFC 3454,
              December 2002.

   [TERMS]    Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [URL-GUIDE]
              Masinter, L., Alvestrand, H., Zigmond, D. and R. Petke,
              "Guidelines for new URL Schemes", RFC 2718, November 1999.

   [XMPP-CORE]
              Saint-Andre, P., "Extensible Messaging and Presence
              Protocol (XMPP): Core", draft-ietf-xmpp-core-23 (work in
              progress), April 2004.

   [XMPP-IM]  Saint-Andre, P., "Extensible Messaging and Presence
              Protocol (XMPP): Instant Messaging and Presence",
              draft-ietf-xmpp-im-22 (work in progress), April 2004.

10.2  Informative References

   [CPIM]     Peterson, J., "Common Profile for Instant Messaging
              (CPIM)", draft-ietf-impp-im-04 (work in progress), August
              2003.

   [CPP]      Peterson, J., "Common Profile for Presence (CPP)",
              draft-ietf-impp-pres-04 (work in progress), August 2003.

   [DRAFT-UMPP]
              Mahy, R., "A Unified Proposal for Server-to-Server
              Presence and Instant Messaging",
              draft-mahy-impp-unified-proposal-00 (work in progress),
              February 2004.



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   [IDNA]     Faltstrom, P., Hoffman, P. and A. Costello,
              "Internationalizing Domain Names in Applications (IDNA)",
              RFC 3490, March 2003.

   [IMP-MODEL]
              Day, M., Rosenberg, J. and H. Sugano, "A Model for
              Presence and Instant Messaging", RFC 2778, February 2000.

   [IMP-REQS]
              Day, M., Aggarwal, S. and J. Vincent, "Instant Messaging /
              Presence Protocol Requirements", RFC 2779, February 2000.

   [IRC]      Oikarinen, J. and D. Reed, "Internet Relay Chat Protocol",
              RFC 1459, May 1993.

   [MSGFMT]   Atkins, D. and G. Klyne, "Common Presence and Instant
              Messaging: Message Format", draft-ietf-impp-cpim-msgfmt-08
              (work in progress), January 2003.

   [MSRP]     Campbell, B., Rosenberg, J., Sparks, R. and P. Kyzivat,
              "The Message Session Relay Protocol",
              draft-ietf-simple-message-sessions-04 (work in progress),
              March 2004.

   [SIMPLE-CPIM]
              Rosenberg, J. and B. Campbell, "CPIM Mapping of SIMPLE
              Presence and Instant Messaging",
              draft-ietf-simple-cpim-mapping-01 (work in progress), June
              2002.

   [XMPP-CPIM]
              Saint-Andre, P., "Mapping the Extensible Messaging and
              Presence Protocol (XMPP) to Common Presence and Instant
              Messaging (CPIM)", draft-ietf-xmpp-cpim-04 (work in
              progress), March 2004.


Authors' Addresses

   Peter Saint-Andre
   Jabber Software Foundation


   Avshalom Houri
   IBM






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   Joe Hildebrand
   Jabber, Inc.

Appendix A.  Revision History

   Note to RFC Editor: please remove this entire appendix, and the
   corresponding entries in the table of contents, prior to publication.

A.1  Changes from draft-saintandre-xmpp-simple-00

   o  Defined handling of presence subscriptions.
   o  Specified SRV lookups from SIP to XMPP.
   o  Clarified syntax mappings.
   o  Added communications blocking to security considerations.





































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Acknowledgment

   Funding for the RFC Editor function is currently provided by the
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