Internet Draft                                              Seok J. Koh
 Internet Engineering Task Force                                     KNU
 draft-sjkoh-mobile-sctp-mobileip-04.txt                    Qiaobing Xie
 Expires December 2004                                          Motorola
                                                               June 2004




         Mobile SCTP with Mobile IP for Transport Layer Mobility



 Status of this Memo

    By submitting this Internet-Draft, I certify that any applicable
    patent or other IPR claims of which I am aware have been disclosed,
    and any of which I become aware will be disclosed, in accordance with
    RFC 3668 [1].

    Internet-Drafts are working documents of the Internet Engineering
    Task Force (IETF), its areas, and its working groups.  Note that
    other groups may also distribute working documents as Internet-Drafts.

    Internet-Drafts are draft documents valid for a maximum of six months
    and may be updated, replaced, or obsoleted by other documents at any
    time.  It is inappropriate to use Internet-Drafts as reference
    material or to cite them other than as "work in progress."

    The list of current Internet-Drafts can be accessed at
    http://www.ietf.org/ietf/1id-abstracts.txt.

    The list of Internet-Draft Shadow Directories can be accessed at
    http://www.ietf.org/shadow.html.



 Abstract

    Mobile SCTP (mSCTP) is defined as SCTP with the ADDIP extension. The
    mSCTP can be used for providing seamless handover by exploiting its
    multi-homing feature. On the other hand, the Mobile IP basically
    provides the location management. In this document, we discuss the
    use of mSCTP along with Mobile IP for Internet mobility support in
    the transport layer. The use of SCTP with Mobile IP is focused on the
    mobile sessions that are initiated by CN to MN.






 Koh and Xie                                                   [Page 1]


 Internet Draft           mSCTP with Mobile IP                June 2004







                            Table of Contents

    1. Introduction..................................................3
    2. Terminology...................................................3
    3. Mobility Support by Mobile IP.................................3
       3.1 Location Management in Mobile IP..........................3
       3.2 Handover Management in Mobile IP..........................4
    4. Overview of mobile SCTP.......................................4
    5. Location Management in mSCTP with Mobile IP...................5
    6. Use of SCTP with Mobile IP....................................6
       6.1 Basic SCTP Initialization.................................6
       6.2 Association Initiation in mSCTP with Mobile IP............6
       6.3 Data Transport and Handover during the Association........9
       6.4 Usage Scenarios for SCTP with Mobile IPv6.................9
    7. Discussion....................................................9
       7.1 Requirements for SCTP over Mobile IP......................9
       7.2 Route Optimization........................................9
       7.3 Other Issues.............................................10
    8. Security Considerations......................................10
    9. Acknowledgement..............................................10
    10. References..................................................10
       10.1 Normative References....................................10
       10.2 Informative References..................................10
    Author's Addresses..............................................11
    Full Copyright Statement........................................12
    Intellectual Property...........................................12




















  Koh and Xie                                                 [Page 2]


 Internet Draft           mSCTP with Mobile IP                June 2004

 1. Introduction

    The Stream Control Transmission Protocol (SCTP) [3] that provides the
    multihoming feature. Without support of routers in the networks, the
    SCTP with the ADDIP extension [4] that is called mobile SCTP (mSCTP)
    can be used to provide seamless handover for the mobile sessions that
    are originated by Correspondent Nodes (CN) toward to Mobile Nodes
    (MN) [5, 6].

    The mSCTP can also be used to support Internet mobility for the
    sessions that are initiated by CN toward MN, if it is used along with
    the Mobile IP [7, 8]. In this case, the Mobile IP is used for
    location management, and then the mSCTP will be used for seamless
    handover instead of the MIP-based handover schemes [9, 10].

    Specifically, Mobile IP will be used only for the CN to find the
    current location of MN and to establish an SCTP association. Once the
    SCTP association has been established, the SCTP session will be
    supported by the mSCTP seamless handover procedures [5, 6].

    This document is intended to continue a discussion to explore the use
    of SCTP for Internet mobility support. Please send comments to the
    mailing list <mobile@sctp.de>. To subscribe to this mailing list,
    please send a mail to <mobile-request@sctp.de>.


 2. Terminology

    The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
    "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in this
    document are to be interpreted as described in RFC 2119 [2].


 3. Mobility Support by Mobile IP

    Generically, Internet mobility issues are divided into Location
    Management and Handover Management.

 3.1 Location Management in Mobile IP

    Location Management is to identify the current location of a mobile
    node and keep track of its changes as it moves on. Basically, the
    location management is done so as to prepare the call setup for the
    sessions that are requested to mobile nodes (MN) from correspondent
    nodes (CN). With help of location management, the CN will be able to
    locate the MN and to establish a session via an appropriate call
    setup process.





  Koh and Xie                                                 [Page 3]


 Internet Draft           mSCTP with Mobile IP                June 2004

    In Mobile IPv4 [7], Home Agent (HA) and Foreign Agent (FA) are
    employed for location management. The Home Address (HoA) is used as a
    host identifier of an MN, whereas the Care-of Address (CoA) is used
    as a location identifier of the MN. The HA maintains the information
    on the current location of each mobile node by binding CoA of FA to
    HoA of MN. In case that a Collaborated CoA (CCoA) is used instead of
    CoA, MIPv4 need not use the FA. By this, an external CN will be able
    to establish a session with an MN.

    In Mobile IPv6 [8], the HA is employed for location management.
    Similar to MIPv4, HoA and CoA are used as a host identifier and a
    location identifier of the MN, respectively. The CoA of MIPv6 is the
    same as CCoA of MIPv4. By using MIPv6, an external CN will be able to
    establish a session with an MN.

    In Mobile IP, it is noted that the HoA is also used by the
    applications of an MN, since the MN binds its applications to the HoA.
    In this respect, HoA is also used for IP packet data transport.


 3.2 Handover Management in Mobile IP

    Handover Management is used to provide mobile hosts for seamless
    handover, whenever they move into different IP network regions during
    a session. The main objective of the seamless handover is to minimize
    the service disruption due to data loss and/or latency during the
    handover period.

    In Mobile IP, the Low Latency handover for MIPv4 [9] and Fast
    Handover for MIPv6 [10] have been designed for handover management.
    These MIP-based handover schemes rely on the tunneling between old
    and new Access Routers (ARs).


 4. Overview of mobile SCTP

    In terms of mobile Internet services, a session involved by a mobile
    node can be classified into one of the following two types:

        a. Session originated from MN toward CN

        b. Session originated from CN toward MN

    The mobile sessions in (a) seem to be a natural extension of the
    classical client-server model, in which the mobile host originating
    the session can be viewed as a client, while the counter endpoint
    will function as a server. For this type of session, the location
    management is not a crucial requirement. Only the seamless handover
    will be required in terms of Internet mobility management.



  Koh and Xie                                                 [Page 4]


 Internet Draft           mSCTP with Mobile IP                June 2004


    On the other hand, the case (b) requires the location management by
    which the session originator, CN, can locate the mobile host, MN, as
    supported in Mobile IP.

    Mobile SCTP (mSCTP) [5, 6], in its present form, is targeted for
    mobile sessions that are initiated by MNs toward CNs located in the
    fixed networks. The mSCTP is used to provide seamless handover for
    mobile nodes that change their IP addresses by continual moving
    across different IP subnets. These sessions do not require location
    management. The detailed schemes for seamless handover using mSCTP
    are described with some implementation issues in [5, 6].

    The mSCTP can be used to provide an alternative scheme for seamless
    handover instead of the LMIPv4 and FMIPv6 schemes. The basic
    difference between the MIP-based handover schemes and mSCTP is that
    the mSCTP intrinsically realizes the handover in the transport layer
    without any support of network routers, whereas the MIP-based schemes
    rely on the support of routers support for tunneling between old and
    new ARs.

    To support the mobile sessions that are initiated by a CN toward an
    MN, the mSCTP may be used along with a location management scheme
    such as Mobile IP.

    In this scenario, the MIP will be used for a CN to locate an MN and
    to establish an SCTP association with the MN. After an SCTP
    association is successfully setup, the mobile SCTP will be used for
    providing seamless handover for the MN, as described in [5, 6].


 5. Location Management in mSCTP with Mobile IP

    For the present, the use of SCTP with MIP is focused on the mobile
    sessions that are initiated by CN to MN. The sessions initiated by MN
    can be supported only by mobile SCTP. Specifically, Mobile IP will be
    used only for location management, by which the CN locates the
    location of MN and establishes an SCTP association. Once the SCTP
    association has been established, the on-going SCTP session will be
    supported by the mSCTP seamless handover procedures [5, 6].

    A part of the MIP functionality for data transport, will not be used
    in SCTP with MIP. If once the association is established, the data
    transport between MN and CN relies on SCTP over IP. The tunneling
    between HA and MN is not used. Furthermore, the Home Address (HoA) of
    MN is not used for the data transport. Note that the HoA is used for
    only the location management.





  Koh and Xie                                                 [Page 5]


 Internet Draft           mSCTP with Mobile IP                June 2004

 6. Use of SCTP with Mobile IP

 6.1 Basic SCTP Initialization

    When the CN has the knowledge of the current location of the MN, the
    basic SCTP initialization, as described in RFC 2960 [1] is done from
    CN to MN as follow (also see Figure 1):

      a. CN sends INIT chunk to MN for triggering the association setup.

      b. MN responds with INIT-ACK chunk to CN.

      c. Then, CN and MN exchange COOKIE-ECHO and COOKIE-ACK each other.


                    CN                    MN
                     |                     |
                     |        INIT         |
                     |-------------------->|
                     |                     |
                     |      INIT-ACK       |
                     |<--------------------|
                     |                     |
                     |     COOKIE-ECHO     |
                     |-------------------->|
                     |                     |
                     |     COOKIE-ACK      |
                     |<--------------------|


                  Figure 1. SCTP Initialization

    As shown in the figure, the establishment of an SCTP association is
    ready by exchanging INIT and INIT-ACK and completed by exchanging
    COOKIE-ECHO and COOKIE-ACK between CN and MN.


 6.2 Association Initiation in mSCTP with Mobile IP

    In Mobile IP, the HA will have information on the current location of
    an MN, which is updated by Registration or Binding Update procedures
    of the MN located at a foreign link. The location management of
    Mobile IP can be used to convey the INIT chunk message of CN to the
    MN via HA.

    After receiving the INIT chunk, the MN responds with INIT-ACK chunk
    directly to CN (not by way of HA) so as to complete the initiation of
    SCTP association. The responding INIT-ACK must contain the CCoA (in
    MIPv4) or CoA (in MIPv6), which can be addressable to the MN.



  Koh and Xie                                                 [Page 6]


 Internet Draft           mSCTP with Mobile IP                June 2004


    Mobile IPv4 considers two options to represent the location of the
    foreign link: CoA and CCoA. The CoA is the IP address of FA (possibly
    a router), whereas the CCoA is dynamically assigned by using an
    address allocation mechanism such as DHCP.

    Unfortunately, the CoA in MIPv4 cannot be applicable to SCTP, since
    it is an address of FA and thus cannot be used within the MN host
    (for its SCTP association). Note that SCTP is an end-to-end transport
    layer protocol, not a network-layer one. On the other hand, the CCoA
    in MIPv4 can be used within the SCTP hosts. Specifically, the SCTP of
    MN could bind the CCoA to an SCTP association. For this reason, in
    this document, we focus on the use of SCTP over MIPv4 for the MN
    hosts with CCoA in a foreign link. The case of using CoA is for
    further study.

    Let us consider an example of MIPv4 networks, which consists of CN,
    MN and HA. The MN is now at Location A (a foreign link), and will
    then move into Location B, as shown in Figure 2.

                                 [1.1.1.2]
                                  +----+
                                  | CN |
                                  +----+
                                    ||
                                 *******
                              ***       ***
                             **            **    ##############
                            **   Internet   **---# Home Agent #
                            **              **   ##############
                             **           **      [1.1.1.1]
                              ***       ***
                             ||  ******** ||
                             ||           ||
                          #######         #######
                         # AR1 #         # AR2 #
                         #######         #######
                            |               |
                 Location A |               | Location B
                            |               |
                         +----+          +----+
                         | MN |=========>| MN |
                         +----+          +----+
                     CCoA=[2.2.2.2]    CCoA=[3.3.3.2]
                     HoA=[1.1.1.2]     HoA=[1.1.1.2]

                 Figure 2. SCTP with Mobile IPv4 using CCoA





  Koh and Xie                                                 [Page 7]


 Internet Draft           mSCTP with Mobile IP                June 2004

    We assume that the MN has already obtained a CCoA ([2.2.2.2]) from
    the DHCP server attached to AR1, and also registered the CCoA with HA
    by using the MIPv4 Registration Procedures.

    We also assume that the applications of MN can initially bind the
    CCoA as well as HoA via the socket interface. After initialization of
    SCTP association, the HoA may be released from the application, as
    described below. It is noted that the HoA will still be used for MN
    to update its new CCoAs to HA according to the MIPv4 mechanisms.

    Now the CN initiates an SCTP association with the MN by sending INIT
    chunk message over HoA ([1.1.1.2]). The INIT chunk will first be
    routed to HA, and the HA then forwards the INIT chunk to MN by
    referring to CCoA ([2.2.2.2]) and using a tunneling mechanism.


              CN                    HA                    MN
              |                     |                     |
              |        INIT         |       INIT          |
              |-------------------->|-------------------->|
              |                     |                     |
              |       INIT-ACK (CCoA=primary address)     |
              |<------------------------------------------|
              |                     |                     |
              |       COOKIE-ECHO (over CCoA)             |
              |------------------------------------------>|
              |                     |                     |
              |                     |      COOKIE-ACK     |
              |<------------------------------------------|
              |                     |                     |
              |          SCTP Data Transport              |
              |<----------------------------------------->|
              |                     |                     |

              Figure 3. SCTP Initiation in SCTP with MIPv4

    In response to the INIT chunk, the MN sends INIT-ACK chunk to the CN.
    The INIT-ACK contains the CCoA address (as the Primary address) and
    HoA address. Here, the HoA address may only be used for the CN to
    check whether the responding MN is the authorized host or not (for
    somewhat security reason). In fact, the HoA will not be referred to
    by CN (see the Section 4 for more detailed discussion). The source
    address and destination address of IP packet containing the INIT-ACK
    chunk are CCoA [2.2.2.2] and CN [1.1.1.2], respectively.

    In turn, the COOKIE-ECHO and COOKIE-ACK chunks will be exchanged
    between CN and MN.





  Koh and Xie                                                 [Page 8]


 Internet Draft           mSCTP with Mobile IP                June 2004

 6.3 Data Transport and Handover during the Association

    After the association is established, the CN transmits data chunks to
    MN over the CCoA address, and the MN sends data chunks to CN directly.

    When the MN moves from Location A to Location B, the MN gets a new
    CCoA address [3.3.3.2] from Location B. According to the MIPv4
    mechanism, the MN will update its new location to HA, which is done
    in the Mobile IP layer regardless of the on-going SCTP association.

    On the other hand, the MN will perform the seamless handover, as it
    moves into a new IP subnet area, according to the mobile SCTP by
    adding the new IP address to the on-going association, as described
    in Section 4 of [6]. These procedures will be repeated until the
    association has been completed.


 6.4 Usage Scenarios for SCTP with Mobile IPv6

    The usage scenarios for SCTP with MIPv6 are similar to those for SCTP
    with MIPv4 that are described so far.

    In MIPv6, the CoA is used instead of CCoA in MIPv4. The CoA may be
    obtained from the foreign location via DHCPv6 or stateless address
    auto-configuration.


 7. Discussion

    This section discusses comparison of SCTP/MIP with the MIP-only
    scheme and some issues. Again, this comparison is valid for the
    mobile sessions that are initiated by CN toward to MN.

 7.1 Requirements for SCTP over Mobile IP

    The requirement for using SCTP over Mobile IP is that the CN and MN
    hosts must be aware of the mobile SCTP. In addition, the MN must be
    able to bind the CoA as well as HoA to its applications. In MIP, only
    HoA is bound to the applications of MN.


 7.2 Route Optimization

    The SCTP intrinsically provides the route optimization for data
    transport between CN and MN. No additional route optimization
    procedures are required, differently from MIPv4. No binding update
    between MN and CN is needed, differently from MIPv6. As a result, the
    tunneling of data packets between HA and MN is not required too.




  Koh and Xie                                                 [Page 9]


 Internet Draft           mSCTP with Mobile IP                June 2004



 7.3 Other Issues

    In the proposed scheme for use of SCTP over MIP, the home address
    (HoA) of MN is not involved in the data transport between CN and MN.
    The reason for this is to exploit the intrinsic route optimization
    feature of mobile SCTP. Note that the additional tunneling or binding
    update procedures are required in case that the HoA is used in the
    SCTP association.

    The HoA may be used as a backup IP address in the event of path
    failure of the primary address, CCoA or CoA. This is for further
    study.


 8. Security Considerations

    This document discusses architecture of SCTP mobility support. The
    associated security issues will be identified as further works go on.


 9. Acknowledgement

    The Authors would like to give special thanks to the following people
    for their valuable contributions and discussion:

       Hee Young Jung, ETRI
       Mee Jeong Lee, Ewha Women University
       Moon Jung Chang, Ewha Women University
       Randall Stewart, Cisco Systems
       Maximilian Riegel, Siemens AG
       Michael Tuexen, University of Applied Science in Muenster


 10. References

 10.1 Normative References

    [1] S. Bradner, " Intellectual Property Rights in IETF Technology",
       BCP 79, RFC 3668, February 2004.

    [2] S. Bradner, "Key words for use in RFCs to Indicate Requirement
       Levels", BCP, RFC 2119, March 1997.

    [3] Stewart, R., et al., "Stream Control Transmission Protocol", RFC
       2960, October 2000

 10.2 Informative References



  Koh and Xie                                                [Page 10]


INTERNET DRAFT           mSCTP with Mobile IP                June 2004


   [4] Stewart, R., "Stream Control Transmission Protocol (SCTP) Dynamic
      Address Reconfiguration", draft-ietf-tsvwg-addip-sctp-07, February
      2003

   [5] Riegel, M. and Tuexen M., "Mobile SCTP", draft-riegel-tuexen-
      mobile-sctp-03, August 2003

   [6] Koh, S. J., et al., "Mobile SCTP for Transport Layer Mobility",
      draft-sjkoh-sctp-mobility-04, June 2004

   [7] Perkins, C. (ed.), "IP mobility Support for IPv4", RFC 3344,
      August 2002

   [8] Johnson, D., et al., "Mobility Support in IPv6", draft-ietf-
      mobileip-ipv6-24, June 2003

   [9] Malki, K. L., et al., "Low Latency Handoffs in Mobile IPv4",
      draft-ietf-mobileip-lowlatency-handoffs-v4-09, June 2004

   [10] Koodli, R., et al., "Fast Handovers for Mobile IPv6", draft-
      ietf-mipshop-fast-mipv6-01, January 2004


 Author's Addresses


      Seok J. Koh
      sjkoh@knu.ac.kr
      Department of Computer Science
      Kyungpook National University, Korea

      Qiaobing Xie
      Qiaobing.Xie@motorola.com
      Motorola, Inc., USA

















 Koh and Xie                                                [Page 11]


INTERNET DRAFT           mSCTP with Mobile IP                June 2004


 Full Copyright Statement

   Copyright (C) The Internet Society (2004).  This document is subject
   to the rights, licenses and restrictions contained in BCP 78, and
   except as set forth therein, the authors retain all their rights.

   This document and the information contained herein are provided on an
   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,
   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.



 Intellectual Property

   The IETF takes no position regarding the validity or scope of any
   Intellectual Property Rights or other rights that might be claimed to
   pertain to the implementation or use of the technology described in
   this document or the extent to which any license under such rights
   might or might not be available; nor does it represent that it has
   made any independent effort to identify any such rights.  Information
   on the procedures with respect to rights in RFC documents can be
   found in BCP 78 and BCP 79.

   Copies of IPR disclosures made to the IETF Secretariat and any
   assurances of licenses to be made available, or the result of an
   attempt made to obtain a general license or permission for the use of
   such proprietary rights by implementers or users of this
   specification can be obtained from the IETF on-line IPR repository at
   http://www.ietf.org/ipr.

   The IETF invites any interested party to bring to its attention any
   copyrights, patents or patent applications, or other proprietary
   rights that may cover technology that may be required to implement
   this standard.  Please address the information to the IETF at ietf-
   ipr@ietf.org.












 Koh and Xie                                                [Page 12]