Network Working Group                                         R. Stewart
Internet-Draft                                       Cisco Systems, Inc.
Expires: November 14, 2002                                     M. Tuexen
                                                              Siemens AG
                                                            May 16, 2002


    Stream Control Transmission Protocol (SCTP) IPv4 Address Scoping
                  draft-stewart-tsvwg-sctp-ipv4-00.txt

Status of this Memo

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.

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   This Internet-Draft will expire on November 14, 2002.

Copyright Notice

   Copyright (C) The Internet Society (2002).  All Rights Reserved.

Abstract

   Stream Control Transmission Protocol RFC2960 [5] provides transparent
   multi-homing to its upper layer users.  This multi-homing is
   accomplished through the passing of address parameters in the initial
   setup message used by SCTP.  In an IPv4 network addresses SHOULD NOT
   be passed without consideration of their routeablility.  This
   document defines considerations and enumerates general rules that an
   SCTP endpoint MUST use in formulating both the INIT and INIT-ACK
   chunks when including IPv4 addresses.





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Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
   2.  Conventions  . . . . . . . . . . . . . . . . . . . . . . . . .  4
   3.  IPv4 address scoping . . . . . . . . . . . . . . . . . . . . .  5
   3.1 Classification of IPV4 addresses . . . . . . . . . . . . . . .  5
   3.2 Black-hole scenario  . . . . . . . . . . . . . . . . . . . . .  5
   3.3 Address handling for INIT chunks . . . . . . . . . . . . . . .  5
   3.4 Address handling for INIT-ACK chunks . . . . . . . . . . . . .  6
   4.  Security considerations  . . . . . . . . . . . . . . . . . . .  7
       References . . . . . . . . . . . . . . . . . . . . . . . . . .  8
       Authors' Addresses . . . . . . . . . . . . . . . . . . . . . .  8
       Full Copyright Statement . . . . . . . . . . . . . . . . . . .  9






































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1. Introduction

   Stream Control Transmission Protocol RFC2960 [5] provides transparent
   multi-homing to its upper layer users.  This multi-homing is
   accomplished through the passing of address parameters in the initial
   setup message used by SCTP.  In an IPv4 network addresses SHOULD NOT
   be passed without consideration of their routeablility.  This
   document defines considerations and enumerates general rules that an
   SCTP endpoint MUST use in formulating both the INIT and INIT-ACK
   chunks when including IPv4 addresses.

   The emphasis in the rules laid out in this document are to prevent an
   SCTP endpoint from listing an IPv4 address that is not routeable to a
   peer endpoint.  This will minimize black-hole conditions that may
   cause the unexpected failure of SCTP associations.




































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2. Conventions

   The keywords MUST, MUST NOT, REQUIRED, SHALL, SHALL NOT, SHOULD,
   SHOULD NOT, RECOMMENDED, NOT RECOMMENDED, MAY, and OPTIONAL, when
   they appear in this document, are to be interpreted as described in
   RFC2119 [4].













































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3. IPv4 address scoping

3.1 Classification of IPV4 addresses

   Several blocks of IP-addresses have been assigned by IANA for special
   use.  See IANA-SPECIAL-IPV4 [1] for further details.

   In this document the IPv4 addresses are divided into several
   different levels:

   Level 0: Addresses unusable with SCTP: 0.0.0.0/8, 224.0.0.0/4,
      198.18.0.0/24, 192.88.99.0/24.

   Level 1: Loopback addresses: 127.0.0.0/8.

   Level 2: Link-local addresses: 169.254.0.0/16.

   Level 3: Private addresses: 10.0.0.0/8, 172.16.0.0/12, 192.168.0.0/
      16.

   Level 4: Global addresses.

   Addresses of Level 0 MUST not be used

   o  as a source address of a SCTP packet.

   o  as a destination address of a SCTP packet.

   o  within an address parameter of an INIT, INIT-ACK chunk.


3.2 Black-hole scenario

   A black-hole condition is where some other host is using the same
   address.  In a IPv4 network this COULD happen if an INIT was sent to
   a global address that listed private addresses.  If the peer also has
   a separate private based addressing it MAY send a heartbeat to an
   internal peer using the address listed.  This causes the internal
   peer to send an ABORT thus destroying the association.

   The rules given in the next two sections for address handling will
   minimize the risk of having a black-hole condition.

3.3 Address handling for INIT chunks

   When the ULP requests establishment of an SCTP association to a IPv4
   destination address, the following considerations apply:




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   o  Let L be the level of the requested destination address.
      Therefore L > 0 holds.

   o  The sender of the INIT chunk SHOULD include all of its addresses
      with level greater than or equal to L in the outgoing INIT chunk.

   o  The sender of the INIT chunk SHOULD NOT include all of its
      addresses with level smaller than L in the outgoing INIT chunk.

   Note that by listing both private and global addresses to a peer that
   does NOT have any global address the peer may find the senders global
   address unreachable.  This is not a problem however since it would
   NOT cause a black-hole condition.

3.4 Address handling for INIT-ACK chunks

   The receiver of an INIT will identify the relevant address level by
   examining the source address of the SCTP packet.  In choosing
   addresses to place in the INIT-ACK the following considerations
   apply:

   o  Let L be the level of the received source address of the INIT
      chunk.  Therefore L > 0 holds.

   o  The sender of the INIT-ACK chunk SHOULD include all of its
      addresses with level greater than or equal to L in the outgoing
      INIT-ACK chunk.

   o  The sender of the INIT-ACK chunk SHOULD NOT include all of its
      addresses with level smaller than L in the outgoing INIT-ACK
      chunk.

   Note that it is possible that a sender of an INIT incorrectly places
   addresses within its INIT.  To protect against this the receiver of
   the INIT SHOULD examine carefully each address.  If the level of an
   address listed is less than the level of the received source address,
   the address SHOULD be discarded and not put into the cookie
   parameter.













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4. Security considerations

   This document does not add any security risks other than those
   already found in RFC2960 [5]















































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References

   [1]  IANA, I., "Special-Use IPv4 Addresses", draft-iana-special-ipv4-
        03 (work in progress), April 2002.

   [2]  Rekhter, Y., Moskowitz, R., Karrenberg, D., Groot, G. and E.
        Lear, "Address Allocation for Private Internets", BCP 5, RFC
        1918, February 1996.

   [3]  Bradner, S., "The Internet Standards Process -- Revision 3", BCP
        9, RFC 2026, October 1996.

   [4]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
        Levels", BCP 14, RFC 2119, March 1997.

   [5]  Stewart, R., Xie, Q., Morneault, K., Sharp, C., Schwarzbauer,
        H., Taylor, T., Rytina, I., Kalla, M., Zhang, L. and V. Paxson,
        "Stream Control Transmission Protocol", RFC 2960, October 2000.


Authors' Addresses

   Randall R. Stewart
   Cisco Systems, Inc.
   8725 West Higgins Road
   Suite 300
   Chicago, IL  60631
   USA

   Phone: +1-815-477-2127
   EMail: rrs@cisco.com


   Michael Tuexen
   Siemens AG
   ICN WN CC SE 7
   D-81359 Munich
   Germany

   Phone: +49 89 722 47210
   EMail: Michael.Tuexen@icn.siemens.de










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Full Copyright Statement

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Acknowledgement

   Funding for the RFC Editor function is currently provided by the
   Internet Society.



















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