Network Working Group                                          A. Newton
Internet-Draft                                            VeriSign, Inc.
Expires: May 5, 2003                                   November 04, 2002


              Internet Registry Information Service (IRIS)
                     draft-ietf-crisp-iris-core-01

Status of this Memo

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.

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   This Internet-Draft will expire on May 5, 2003.

Copyright Notice

   Copyright (C) The Internet Society (2002).  All Rights Reserved.

Abstract

   This document describes an application layer client-server protocol
   for a framework of representing the query and result operations of
   the information services of Internet registries.  Specified in XML,
   the protocol defines generic query and result operations and a
   mechanism for extending these operations for specific registry
   service needs.









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Table of Contents

   1.      Introduction . . . . . . . . . . . . . . . . . . . . . . .  3
   1.1     Use of XML . . . . . . . . . . . . . . . . . . . . . . . .  3
   1.2     General Concepts . . . . . . . . . . . . . . . . . . . . .  3
   1.3     Framework Layers . . . . . . . . . . . . . . . . . . . . .  4
   1.4     Definitions  . . . . . . . . . . . . . . . . . . . . . . .  4
   1.5     Other Documents  . . . . . . . . . . . . . . . . . . . . .  5
   2.      Protocol Identification  . . . . . . . . . . . . . . . . .  6
   3.      Exchange Description . . . . . . . . . . . . . . . . . . .  7
   3.1     Request Format . . . . . . . . . . . . . . . . . . . . . .  7
   3.2     Response Format  . . . . . . . . . . . . . . . . . . . . .  7
   3.3     Extension Framework  . . . . . . . . . . . . . . . . . . .  9
   3.3.1   Derived Elements . . . . . . . . . . . . . . . . . . . . .  9
   3.3.2   Registry Identifier Requirements . . . . . . . . . . . . . 10
   3.3.3   Entity Classes . . . . . . . . . . . . . . . . . . . . . . 10
   3.3.4   Names of Entities  . . . . . . . . . . . . . . . . . . . . 11
   3.3.5   References to Entities . . . . . . . . . . . . . . . . . . 12
   3.3.6   <result> Derived Elements  . . . . . . . . . . . . . . . . 12
   3.3.6.1 <serviceIdentification>  . . . . . . . . . . . . . . . . . 12
   3.3.6.2 <simpleEntity> . . . . . . . . . . . . . . . . . . . . . . 13
   4.      Database Serialization . . . . . . . . . . . . . . . . . . 14
   5.      Formal XML Syntax  . . . . . . . . . . . . . . . . . . . . 16
   6.      Internationalization Considerations  . . . . . . . . . . . 22
   7.      IANA Considerations  . . . . . . . . . . . . . . . . . . . 23
   8.      Security Considerations  . . . . . . . . . . . . . . . . . 24
           References . . . . . . . . . . . . . . . . . . . . . . . . 25
           Author's Address . . . . . . . . . . . . . . . . . . . . . 26
   A.      Document Terminology . . . . . . . . . . . . . . . . . . . 27
   B.      Acknowledgements . . . . . . . . . . . . . . . . . . . . . 28
           Full Copyright Statement . . . . . . . . . . . . . . . . . 29




















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1. Introduction

   The specification outlined in this document is based on the
   functional requirements described in CRISP [1].

1.1 Use of XML

   This document describes the specification for the Internet Registry
   Information Service (IRIS), an XML text protocol with the purpose of
   describing the query types and result types of various registry
   information services.  IRIS is specified using the Extensible Markup
   Language (XML) 1.0 as described in [5], XML Schema notation as
   described in [7] and [8], and XML Namespaces as described in [6].

1.2 General Concepts

   Each type of Internet registry, such as address, routing, and domain,
   are identified by a registry identifier (ID).  This registry
   identifier is a URI, more specifically a URN, used within the XML
   instances to identify the XML schema formally describing the set of
   queries, results, and entity classes allowed within that type of
   registry.

   A registry information server may handle queries and serve results
   for multiple registry types.  Each registry type that a particular
   registry operator serves is a registry service instance.

   IRIS and the XML schema formally describing IRIS do not specify any
   registry, registry identifier, or knowledge of a particular service
   instance or set of instances.  IRIS is a specification for a
   framework with which these registries can be defined, used, and in
   some cases interoperate.  The framework merely specifies the elements
   for registry identification and the elements which must be used to
   derive queries and results.

   This framework allows a registry type to define its own structure for
   naming, entities, queries, etc.  through the use of XML namespaces
   and XML schemas (hence, a registry type is identified by the same URI
   that identifies its XML namespace).  In order to be useful, a
   registry type's specification must extend from this framework.

   The framework does define certain structures that can be common to
   all registry types, such as references to entities, search
   continuations, entity classes, and more.  A registry type may declare
   its own definitions for all of these, or it may mix its derived
   definitions with the base definitions.

   IRIS defines two types of referrals, an entity URI and a search



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   continuation.  An entity URI indicates specific knowledge about an
   individual entity, and a search continuation allows for distributed
   searches.  Both referrals may span differing registry types and
   instances.  No assumptions or specifications are made about roots,
   bases, or meshes of entities.

1.3 Framework Layers

   The IRIS framework can conceptually be thought of as having three
   layers.

                            ----------------------------
         Registry-Specific  |domain | address | routing|
                            ----------------------------
           Common-Registry  |          IRIS            |
                            ----------------------------
     Application-Transport  |          beep            |
                            ----------------------------

   The differing layers have the following responsibilities:

      Registry-Specific :: Defines queries, results, and entity classes
      of a specific type of registry.  Each specific type of registry is
      identified by a URN.

      Common-Registry :: Defines base operations and semantics common to
      all registry types such as referrals, entity references, etc.  It
      also defines the syntaxes for talking about specific registry
      types (using the registry ID's).

      Application-Transport :: Defines the mechanisms for
      authentication, message passing, connection and session
      management, etc.  It also defines the URI syntax specific to the
      application-transport mechanism.


1.4 Definitions

   For clarity, the following definitions are supplied:

      registry identifier (ID) - The identifier used to specify a
      particular type of registry.

      registry type - A registry serving a specific function, such as a
      domain registry or an address registry.  Each type of registry is
      assigned a registry identifier.

      registry schema - The definition for a registry type specifying



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      the queries, results, and entity classes.

      entity class - A group of entities with a common type or common
      set of characteristics.

      entity name - The identifier used to refer to a single entity
      within an entity class.

      entity URI - A formal pointer to an entity.  This URI contains a
      registry ID, entity class, and entity name.

   The terms "derivative", "derive", and "derivation" are used with the
   same meaning for deriving one type of element from another as
   specified in XML_SS [8].

1.5 Other Documents

   While this document describes the structures at the core of IRIS,
   other aspects of IRIS are described in these related documents: iris-
   beep [2], iris-dreg [3], and iris-areg [4].































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2. Protocol Identification

   The root element of all request XML instances MUST be <request>.  The
   root element of all response XML instances MUST be <response>.  These
   elements identifie the start of the IRIS elements, the XML namespace
   used as the identifier for IRIS, and the location of the schema.
   These elements and the associated closing tag MUST be applied to all
   requests and responses sent by both clients and servers.

   An abstracted example:

   <request xmlns="urn:ietf:params:xml:ns:iris1"
            xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
            xsi:schemaLocation="urn:ietf:params:xml:ns:iris1 iris.xsd">
   </request>

   The use of the schema location URI in the <xsi:schemaLocation>
   element is OPTIONAL with respect to its use by this specification,
   and IRIS implementations MAY resolve it to retrieve the schema or
   they MAY use a locally cached version of the schema.  The presence of
   this URI is mandatory according to [8].  The URI MUST be a valid URI,
   and SHOULD resolve if the appropriate network resources are
   available.

   Versioning of the IRIS protocol is the responsibility of the
   application-transport layer but MUST be associated with the XML
   namespace [6] URI representing IRIS.  A change in this URI indicates
   a change of the underlying schema and therefore a new version of the
   protocol.






















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3. Exchange Description

   This section describes the request and response exchanges of the
   protocol.  The descriptions contained within this section refer to
   XML elements and attributes and their relation to the exchange of
   data within the protocol.  These descriptions also contain
   specifications outside the scope of the formal XML syntax.
   Therefore, this section will use terms defined by RFC 2119 [15] to
   describe the specification outside the scope of the formal XML
   syntax.  While reading this section, please reference Section 5 for
   needed details on the formal XML syntax.

3.1 Request Format

   A <request> element contains <searchSet> elements.  These <searchSet>
   elements enables a client to query a particular registry identified
   by its registry ID.  found in one of it's two children:
   <lookupEntity> and <query>.

   The children of the <lookupEntity> element contains the <entityName>
   and <entityClass> element and has a 'registryID' attribute containing
   the registry identifier for the registry type in which the lookup
   operation is to take place.  The <entityClass> element contains the
   token identifying the index for which the lookup operation is to take
   place, and the <entityName> element contains the name of the entity
   to lookup.

   The <query> element is abstract and may not legally appear in an XML
   instance.  It provides the base type to be used by registry schemas
   to define derived query types.  This derivation mechanism is
   described in Section 3.3.

3.2 Response Format

   The <response> element contains <resultSet> elements.  These
   <resultSet> elements are responses to a <searchSet> request.  The
   contents of this element contain an <answer> element, an optional
   <additional> element, and error elements if applicable.

   The children of the <answer> element are of the following types:

   o  <result> is an abstract element and may not be legally placed in
      an XML instance.  It provides the base type to be used by registry
      schemas to define derived result types.  This derivation mechanism
      is described in Section 3.3.

   o  The content of <entityURI> is a URI.  This element notifies the
      client of a reference to an entity.  The URI SHOULD be an IRIS



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      URI.  Resolution of the URI is OPTIONAL by the client.

   o  The <searchContinuation> element children contains an <authority>
      element and a <searchSet> element.

   When following entity references and search continuations, clients
   SHOULD only follow an <entityURI> or <searchContinuation> response
   once.  Failure to do so may result in the client process getting
   stuck in a never-ending query loop commonly known as a referral loop.

   The <additional> element only contains <result> elements, as
   described above.

   The following elements representing error conditions may be returned:

   o  <insufficientResources> - the corresponding query requires
      resources unobtainable by the server.

   o  <invalidName> - a name given in a query is not syntactically
      correct.

   o  <invalidSearch> - parameters of the corresponding query are not
      semantically meaningful.

   o  <limitExceeded> - the corresponding query requires more resources
      than allowed.

   o  <nameNotFound> - the name given in a query does not match a known
      entity.

   o  <permissionDenied> - the authentication given does not allow
      access to a specific result entry.  This is not the same as
      denying access to all <resultSet> responses because of failed
      authentication.

   o  A derivative of <genericCode>, as described in Section 3.3.

   The <resultSet> section is divided up into the <answer> and
   <additional> sections in order to allow easier processing and
   navigation of the results by a client.  Servers MUST return the
   direct answers to queries in the <answer> element, and MAY return
   results in the <additional> element for which a reference has been
   made to in the <answer> element.  Results in the <additional> element
   MUST have been referenced in the <answer> either as direct children
   of the <answer> element or as a deeper descendant of the <answer>
   element.

   This serves two purposes.  First, it may eliminate a requery by the



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   client for references contained in the <answer> element.  Second, it
   distinguishes between results that are a direct result of query and
   those that would have been returned had the client followed the
   appropriate referrals, thus giving clients a hint as to how to
   process or display the return results.  For instance, clients
   constructing complex displays using tree navigation widgets will know
   that results in the <answer> element should all be directly beneath
   the root node of the tree, while results in the <additional> element
   are to be leaf nodes of those produced from the <answer> element.

3.3 Extension Framework

   Because the IRIS schema defines only one query type, no registry
   structure, and only two stand-alone result types, it is of limited
   use by itself.  Extension of IRIS is accomplished through the use a
   base IRIS schema, as defined in XML_SD [7] and XML_SS [8], and
   extension of it by schemas constructed on top of IRIS.

3.3.1 Derived Elements

   The XML Schema definition of IRIS requires schemas of registry types
   to derive element types from base types in the IRIS definition.  The
   registry schemas MUST derive elements for definition of typed queries
   and results.

   While the IRIS schema definition does not prohibit the derivation of
   any elements, registry schemas SHOULD restrict the derivations to the
   following types:

   o  <query> - as defined this element contains no content and has no
      valid attributes.  It is abstract and therefore only derivatives
      of it appear in an XML instances.  Registry schemas derive from
      this element to define the queries allowed.

   o  <result> - as defined this element contains no content and has one
      valid attribute, "thisEntityURI".  It is abstract and therefore
      only derivatives of it appear in an XML instances.  Registry
      schemas derive from this element to define results that may be
      returned from a query.

   o  <genericCode> - as defined, this element is an instance of
      <codeType>.  It contains the optional elements <explanation> and
      <language> to further describe the nature of the error.

   o  <entityClass> - as defined this element represents the identifier
      for an entity class.  Registry schemas SHOULD derive from this
      element or MAY use it directly.




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   o  <seeAlso> - contains one or more <entityURI> elements.  This
      element indicates one or more references to entities that have
      indirect association with a parent element representing an entity.
      Registry schemas MAY derive from this element or MAY use it
      directly.


3.3.2 Registry Identifier Requirements

   The identifier for a registry and the XML namespace identifier used
   by the XML Schema describing the registry MUST be the same.  These
   identifiers MUST be restricted to any valid URN [11].

   This is a restriction on XML_NS [6], which specifies an XML namespace
   identifier is any valid URI [10].

   When possible, registry identifiers SHOULD be URN's defined by
   XML_URN [16].  Because these URN's represent namespace identifiers
   which are to be used in XML documents for the purposes of XML
   namespaces as specified by XML_NS [6], they MUST be of the class "ns"
   as defined in XML_URN [16].

   Case sensitivity of registry ID's is dependent on the namespace
   definition of the URN itself.  Registry ID's conforming to XML_URN
   [16] are case insensitive.

   When registry identifiers are URN's defined by XML_URN [16] and the
   class component is "ns", they MAY be abbreviated to the part
   following the class component and its separator of the URN.  For
   example, the full URN "urn:ietf:params:xml:ns:dreg1" may be
   abbreviated to "dreg1", but the full URN "urn:otherOrg:ns:myreg1"
   cannot be abbreviated.

   This abbreviation MUST NOT be used inside of XML instances in use
   with IRIS where XML Schema [7] specifies the use of a URI for schema
   identification or where XML_NS [6] specifies the use of a URI for XML
   namespace identification.

3.3.3 Entity Classes

   Entity classes are provided in IRIS to help avoid collisions with
   entity names with in any given registry type.  Their specification in
   queries also allows server implementations to quickly narrow search
   or lookup scopes to a single index.  A registry schema derives the
   list of valid entity classes from the <entityClass> element.

   For instance, the entity name "10.0.1.1" would refer to separate
   entities in the "name-server" and "network" classes.  The entity



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   "10.0.1.1" in the "nameServer" class may refer to the name server
   host that is also multi-homed by address 192.178.0.1 and known in DNS
   as "ns.foo.com", whereas the entity "10.0.1.1" in the "network" class
   may refer to the network 10.0.1/24.

   IRIS defines two default entity classes of "named-query" and
   "service-definition" which MAY NOT be redefined.  These entity
   classes MUST be valid in all registry types.

   The "named-query" class is for the naming of canned queries by
   registries.  Therefore an entity lookup of a canned query MAY result
   in a search continuation on the same registry or a set of predefined
   results.  When used in URI's, this is a type of boot-strapping
   procedure.  Therefore, the resolution of "iris://com/dreg1/named-
   query/registrars" may result in the list of registrars currently
   registering domains.  The set of named queries are not specified by
   IRIS.

   The "service-definition" class is reserved for entities specific to a
   particular service instance.  It MUST contain an entity named "id"
   (see Section 3.3.4 which yields a result of <serviceIdentification>
   (see Section 3.3.6.1.  This entity class MAY contain other locally
   defined entities as well.

   The names of entity classes in a registry schema are of type token
   defined by XML_SD [7].  Their use SHOULD be transcribable.  Their
   case sensitivity MUST be defined by the definition of the registry
   type.  In general, they SHOULD be case insensitive.

3.3.4 Names of Entities

   The names of entities in a registry schema are of type token defined
   by XML_SD [7].  Their use SHOULD be transcribable.

   Names of entities SHOULD be unique within an instance of any
   particular entity class within a registry.  Two entities SHOULD NOT
   have the same name, but a single entity MAY be known by multiple
   names.  In situations where a single name may result in two entities,
   the registry schema SHOULD make allowances by defining result types
   that contain entity references to both entities (i.e.  "foo.com" can
   refer to both the domain foo.com and the host foo.com).  However,
   this type of conflict SHOULD generally be avoided by the proper use
   of entity classes.

   When specifying elements that represent entities, registry schemas
   must attach the attribute of "thisEntityURI" with the datatype of
   anyURI as specified by XML_SD [7].  This aids clients in
   understanding which parts of a result set represent an entity.  The



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   URI value in the XML instance SHOULD be an IRIS URI.

   The case sensitivity of entity names is dependent on the entity class
   in which they reside.  The definition of a registry type MUST specify
   the case sensitivity for entity names.  A registry type MAY define
   the entity names of differing entity classes to have different case
   sensitivity.  However, a registry type SHOULD be consistent with case
   sensitivity and SHOULD specify case insensitivity if possible.

3.3.5 References to Entities

   The element <entityURI> allows references to entities in result sets,
   either as a direct child of <resultSet> or within a more complex
   structure that derives from <result>.  Registry schemas MUST NOT
   derive elements from this element so that clients will have a better
   understanding of what is and what isn't an entity reference.  This is
   especially useful to clients when dealing with XML conversion
   technologies such as XPath.

   The <entityURI> element can have the two attributes "displayName" and
   "language".  These are provided so that servers may provide to
   clients a more human friendly meaning to the entity reference.  This
   is often useful to user navigating referral structures.

3.3.6 <result> Derived Elements

   The base IRIS framework does contain two elements directly derived
   from the <result> element for use by any registry type.

3.3.6.1 <serviceIdentification>

   The <serviceIdentification> element is provided to allow IRIS clients
   the ability to reference IRIS service instances.  It contains the
   following elements:

   o  <authorities> - This element contains one or more <authority>
      elements.  Each <authority> element contains a URI authority
      component for which the server has results.  While a server MAY
      only return a partial list of its authority areas depending on
      operator policy, it MUST return the authority for which the client
      has requested.

   o  <eMail> - This optional element contains an email address of the
      operator of the service instance.

   o  <phone> - This optional element contains the phone number of the
      operator of the service instance.




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   o  <seeAlso> - See Section 3.3.1 for its definition.


3.3.6.2 <simpleEntity>

   The <simpleEntity> element is provided so that service operators may
   make simple additions to other entities without the need for deriving
   entirely new registry types.  Its definition allows service operators
   to make it a referent from other entities (using, for instance, a
   <seeAlso> element).  The <simpleEntity> is meant to represent name
   and value pairs of strings, allowing each pair to be associated with
   a specific language qualifier.  Clients may easily display such
   information as a two-column table.  Uses needing binary data or
   richer data structures are out of scope for this element.  When such
   usage scenarios arise, it is likely that a client will need specific
   knowledge for handling such scenarios thus calling into question the
   need for a new registry type.


































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4. Database Serialization

   This section describes a method for serializing IRIS registry
   entities.  The descriptions contained within this section refer to
   XML elements and attributes and their relation to this serialization
   process.  These descriptions also contain specifications outside the
   scope of the formal XML syntax.  Therefore, this section will use
   terms defined by RFC 2119 [15] to describe the specification outside
   the scope of the formal XML syntax.  While reading this section,
   please reference Section 5 for needed details on the formal XML
   syntax.

   A database of IRIS entities can be serialized to file storage with
   XML [5] using the IRIS defined <serialization> element.  This element
   contains <result> element derivatives, <searchContinuation> elements,
   and <serializedNamedQuery> elements

   Derivatives of the <result> element are entities.  Servers loading
   these entities MUST place the entity in the entity class specified by
   the elements 'thisEntityURI' attribute and any entity class which the
   entity may apply according to explicitly defined children of that
   element.  For instance, if a registry type has two entity classes of
   "foo" and "bar" and a <result> derivative has the attribute
   thisEntityURI="iris://example.authority/example.registry/foo/one" and
   a child element <bar>two</bar>, the server is enter that entity into
   the entity class "foo" as named "one" and the entity class "bar" as
   named "two".

   Servers loading entities as serialized derivatives of the <result>
   element MAY translate the authority component of the URI specified in
   the 'thisEntityURI' attribute.  Server will likely need to do this if
   the authority for the entity has changed.

   <searchContinuation> elements allow for the serialization of static
   referrals.  When this element appears as a child of the
   <serialization> element, it MUST have the "thisEntityURI" attribute.

   <serializedNamedQuery> element allows for the specification of static
   results for a named query.  This element contains a <resultSet>
   element holding the results to be returned by the server if the named
   query is requested.  The server MUST place the named query in the
   "named-query" entity class.

   As mentioned above, there may be times when a server needs to
   translate the authority section of an IRIS URI when loading entities.
   The <serializedEntityURI> element is provided for conditions where
   this must also be done for entity references.  During
   deserialization, servers MAY change the authority component of an



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   IRIS URI contained within the <serializedEntityURI> element to be an
   authority for which the server answers queries.  During
   serialization, servers and their related processes MUST use the
   <serializedEntityURI> element instead of the <entityURI> element for
   entity references in which the referent of the URI is an entity for
   which the server answers queries.  The authority component contained
   within an IRIS URI in the <entityURI> element SHOULD NOT be altered
   during serialization or deserialization.

   The following is an example of serialized IRIS.


   <iris:serialization
     xmlns:iris="urn:ietf:params:xml:ns:iris1"
     xmlns="urn:ietf:params:xml:ns:iris1"
     xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
     xsi:schemaLocation="urn:ietf:params:xml:ns:iris1 iris.xsd" >

     <serviceIdentification
       thisEntityURI="iris://com/dreg1/service-definition/id" >
       <authorities>
         <authority> com </authority>
         <authority> net </authority>
       </authorities>
       <eMail>
         davidb@verisignlabs.com
       </eMail>
       <seeAlso>
         <entityURI>
           iris://com/dreg1/service-definition/notice
         </entityURI>
       </seeAlso>
     </serviceIdentification>

     <simpleEntity
       thisEntityURI="iris://com/dreg1/service-definition/notice">
       <property name="legal" language="en">
         Please use the net wisely!  We are required to tell
         you this.
       </property>
     </simpleEntity>

   </iris:serialization>








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5. Formal XML Syntax

   IRIS is specified in XML Schema notation.  The formal syntax
   presented here is a complete schema representation of IRIS suitable
   for automated validation of IRIS XML instances.


   <?xml version="1.0"?>
   <schema xmlns="http://www.w3.org/2001/XMLSchema"
           xmlns:iris="urn:ietf:params:xml:ns:iris1"
           targetNamespace="urn:ietf:params:xml:ns:iris1"
           elementFormDefault="qualified" >

     <annotation>
       <documentation>
         Internet Registry Information Service (IRIS) Schema v1
       </documentation>
     </annotation>

     <element name="request">
       <complexType>
         <sequence>
           <element name="searchSet"
             type="iris:searchSetType"
             minOccurs="0" maxOccurs="unbounded" />
         </sequence>
       </complexType>
     </element>

     <element name="response">
       <complexType>
         <sequence>
           <element name="resultSet"
             type="iris:resultSetType"
             minOccurs="0" maxOccurs="unbounded" />
         </sequence>
       </complexType>
     </element>

     <complexType name="searchSetType" >
       <choice>
         <element name="lookupEntity"
           type="iris:lookupEntityType" />
         <element ref="iris:query" />
       </choice>
     </complexType>

     <complexType name="queryType"/>



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     <element name="query"
       type="iris:queryType"
       abstract="true" />

     <simpleType name="entityClassType">
       <restriction base="token">
       </restriction>
     </simpleType>

     <element name="entityClass"
       type="iris:entityClassType" />

     <simpleType name="baseentityClassType">
       <restriction base="iris:entityClassType">
         <enumeration value="named-query" />
         <enumeration value="service-definition" />
       </restriction>
     </simpleType>

     <element name="baseentityClass"
       type="iris:baseentityClassType"
       substitutionGroup="iris:entityClass" />

     <complexType name="lookupEntityType" >
       <sequence>
         <element name="entityName" type="token" />
         <element ref="iris:entityClass" />
       </sequence>
       <attribute name="registryID"
         type="anyURI" use="required" />
     </complexType>

     <complexType name="codeType">
       <sequence minOccurs="0" maxOccurs="1">
         <element name="explanation" type="string" />
         <element name="language" type="language" />
       </sequence>
     </complexType>

     <complexType name="entityURIType">
       <simpleContent>
         <extension base="anyURI">
           <attribute name="displayName" type="string" />
           <attribute name="language" type="language" />
         </extension>
       </simpleContent>
     </complexType>




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     <element name="entityURI"
       type="iris:entityURIType" />

     <complexType name="seeAlsoType">
       <sequence>
         <element ref="iris:entityURI"
           minOccurs="1" maxOccurs="unbounded" />
       </sequence>
     </complexType>

     <element name="seeAlso" type="iris:seeAlsoType" />

     <complexType name="resultSetType" >
       <sequence>
         <element name="answer"
           minOccurs="1" maxOccurs="1">
           <complexType>
             <sequence>
               <element ref="iris:result"
                 minOccurs="0" maxOccurs="unbounded" />
               <element ref="iris:entityURI"
                 minOccurs="0" maxOccurs="unbounded" />
               <element ref="iris:searchContinuation"
                 minOccurs="0" maxOccurs="unbounded" />
             </sequence>
           </complexType>
         </element>
         <element name="additional"
           minOccurs="0" maxOccurs="1">
           <complexType>
             <sequence>
               <element ref="iris:result"
                 minOccurs="0" maxOccurs="unbounded" />
             </sequence>
           </complexType>
         </element>
         <element name="insufficientResources"
           minOccurs="0" maxOccurs="1"
           type="iris:codeType" />
         <element name="invalidName"
           minOccurs="0" maxOccurs="1"
           type="iris:codeType" />
         <element name="invalidSearch"
           minOccurs="0" maxOccurs="1"
           type="iris:codeType" />
         <element name="limitExceeded"
           minOccurs="0" maxOccurs="1"
           type="iris:codeType" />



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         <element name="nameNotFound"
           minOccurs="0" maxOccurs="1"
           type="iris:codeType" />
         <element name="permissionDenied"
           minOccurs="0" maxOccurs="1"
           type="iris:codeType" />
         <element ref="iris:genericCode"
           minOccurs="0" maxOccurs="1" />
       </sequence>
     </complexType>

     <complexType name="resultType">
       <attribute name="thisEntityURI"
         use="required"
         type="anyURI" />
     </complexType>

     <element name="result"
       type="iris:resultType"
       abstract="true" />

     <complexType name="searchContinuationType">
       <sequence>
         <element name="authority" type="token"
           minOccurs="1" maxOccurs="1" />
         <element name="searchSet"
           type="iris:searchSetType"
           minOccurs="1" maxOccurs="1"/>
       </sequence>
       <attribute name="thisEntityURI"
         type="anyURI" />
     </complexType>

     <element name="searchContinuation"
       type="iris:searchContinuationType" />

     <element name="genericCode" type="iris:codeType"
       abstract="true" />

     <element name="serializedEntityURI"
       type="iris:entityURIType"
       substitutionGroup="iris:entityURI" />

     <complexType name="serializedNamedQueryType">
       <sequence>
         <element name="resultSet"
           type="iris:resultSetType" />
       </sequence>



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       <attribute name="registryID" type="anyURI"
         use="required" />
       <attribute name="entityName" type="token"
         use="required" />
     </complexType>

     <element name="serialization">
       <complexType>
         <choice
           minOccurs="1" maxOccurs="unbounded">
           <element ref="iris:result" />
           <element ref="iris:searchContinuation" />
           <element name="serializedNamedQuery"
             type="iris:serializedNamedQueryType" />
         </choice>
       </complexType>
     </element>

     <complexType name="serviceIdentificationType">
       <complexContent>
         <extension base="iris:resultType">
           <sequence>
             <element name="authorities"
               minOccurs="1" maxOccurs="1">
               <complexType>
                 <sequence>
                   <element name="authority" type="token"
                     minOccurs="1" maxOccurs="unbounded" />
                 </sequence>
               </complexType>
             </element>
             <element name="eMail" type="string"
               minOccurs="0" maxOccurs="1" />
             <element name="phone" type="string"
               minOccurs="0" maxOccurs="1" />
             <element ref="iris:seeAlso"
               minOccurs="0" maxOccurs="1" />
           </sequence>
         </extension>
       </complexContent>
     </complexType>

     <element name="serviceIdentification"
       type="iris:serviceIdentificationType"
       substitutionGroup="iris:result" />

     <complexType name="simpleEntityType">
       <complexContent>



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         <extension base="iris:resultType">
           <sequence>
             <element name="property"
               minOccurs="1" maxOccurs="unbounded">
               <complexType>
                 <simpleContent>
                   <extension base="string">
                     <attribute name="name" type="string"
                       use="required" />
                     <attribute name="language" type="language"
                       use="required" />
                   </extension>
                 </simpleContent>
               </complexType>
             </element>
           </sequence>
         </extension>
       </complexContent>
     </complexType>

     <element name="simpleEntity"
       type="iris:simpleEntityType"
       substitutionGroup="iris:result" />

   </schema>


























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6. Internationalization Considerations

   IRIS is represented in XML, which provides native support for
   encoding information using the double-byte Unicode character set and
   its more compact representations including UTF-8.  Compliant XML
   processors are required to understand both UTF-8 and raw Unicode
   character sets; XML also includes a provision for identifying other
   character sets through use of an "encoding" attribute in an <?xml?>
   processing instruction.  The complete list of character set encoding
   identifiers is maintained by IANA and is described in  [17] and [12].

   The application-transport layer MUST define a common set of character
   set encodings to be understood by both client and server.

   Localization of internationalized strings may require additional
   information by the client.  Entity definitions SHOULD use the
   "language" type defined by XML_SD [7] to aid clients in the
   localization process.  See Section 3.3.6.2 as an example.

































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7. IANA Considerations

   XML schemas require a URI for unique identification.  Schemas MUST be
   registered to ensure URI uniqueness, but the IETF does not currently
   have a recommended repository for the registration of XML schemas.
   This document uses URNs to describe XML namespaces and XML schemas.
   IANA SHOULD maintain a registry of XML namespace and schema URI
   assignments.  Per policies described in [13], URI assignment requests
   SHOULD be reviewed by a designated expert, and values SHOULD be
   assigned only as a result of standards action taken by the IESG.

   This document makes use of a proposed XML namespace and schema
   registry specified in XML_URN [16].  Accordingly, the following URN
   will need to be registered with IANA:

      urn:ietf:params:xml:ns:iris1



































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8. Security Considerations

   IRIS provides no authentication or privacy facilities of its own.  It
   relies on the application-transport layer for all of these abilities.
   Implementers need to fully understand the application-transports
   employed by IRIS.

   Referral IRIS registry results may contain entity lookups and search
   continuations which result in a client query operation against
   another registry service.  The authentication credentials and
   mechanisms subject to replay attacks SHOULD NOT be used to conduct a
   subsequent entity lookup or search continuation.







































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References

   [1]   Newton, A., "Cross Registry Internet Service Protocol (CRISP)
         Requirements", draft-ietf-crisp-requirements-00 (work in
         progress), August 2002.

   [2]   Newton, A., "Using the Internet Registry Information Service
         (IRIS) over the Blocks Extensible Exchange Protocol (BEEP)",
         draft-ietf-crisp-iris-beep-01 (work in progress), October 2002.

   [3]   Newton, A., "IRIS Domain Registry Schema", draft-ietf-crisp-
         iris-dreg-01 (work in progress), October 2002.

   [4]   Newton, A., "IRIS Address Registry Schema", draft-ietf-crisp-
         iris-areg-01 (work in progress), October 2002.

   [5]   World Wide Web Consortium, "Extensible Markup Language (XML)
         1.0", W3C XML, February 1998, <http://www.w3.org/TR/1998/REC-
         xml-19980210>.

   [6]   World Wide Web Consortium, "Namespaces in XML", W3C XML
         Namespaces, January 1999, <http://www.w3.org/TR/1999/REC-xml-
         names-19990114>.

   [7]   World Wide Web Consortium, "XML Schema Part 2: Datatypes", W3C
         XML Schema, October 2000, <http://www.w3.org/TR/2001/REC-
         xmlschema-2-20010502/>.

   [8]   World Wide Web Consortium, "XML Schema Part 1: Structures", W3C
         XML Schema, October 2000, <http://www.w3.org/TR/2001/REC-
         xmlschema-1-20010502/>.

   [9]   World Wide Web Consortium, "Extensible Stylesheet Language
         (XSL) Version 1.0", W3C XSL, November 2000, <http://www.w3.org/
         TR/2000/CR-xsl-20001121/>.

   [10]  Berners-Lee, T., Fielding, R. and L. Masinter, "Uniform
         Resource Identifiers (URI): Generic Syntax", RFC 2396, August
         1998.

   [11]  Moats, R., "URN Syntax", RFC 2141, May 1997.

   [12]  Reynolds, J. and J. Postel, "ASSIGNED NUMBERS", RFC 1700, STD
         2, October 1994.

   [13]  Narten, T. and H. Alvestrand, "Guidelines for Writing an IANA
         Considerations Section in RFCs", RFC 2434, BCP 26, October
         1998.



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   [14]  Newman, C., "Using TLS with IMAP, POP3 and ACAP", RFC 2595,
         June 1999.

   [15]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
         Levels", RFC 2119, BCP 14, March 1997.

   [16]  Mealling, M., "The IETF XML Registry", draft-mealling-iana-
         xmlns-registry-03 (work in progress), November 2001.

   [17]  <ftp://ftp.isi.edu/in-notes/iana/assignments/character-sets>


Author's Address

   Andrew L. Newton
   VeriSign, Inc.
   21345 Ridgetop Circle
   Sterling, VA  20166
   USA

   Phone: +1 703 948 3382
   EMail: anewton@ecotroph.net
   URI:   http://www.verisignlabs.com/




























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Appendix A. Document Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC2119 [15].














































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Appendix B. Acknowledgements

   The terminology used in this document to describe namespaces and
   namespaces of namespaces is now much clearer thanks to the skillful
   debating tactics of Leslie Daigle.  Previously, it was much more
   confusing.

   Many other technical complexities were proved to be unnecessary by
   David Blacka and have been removed.  And his IRIS implementation has
   helped smooth out the rougher edges.









































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Full Copyright Statement

   Copyright (C) The Internet Society (2002).  All Rights Reserved.

   This document and translations of it may be copied and furnished to
   others, and derivative works that comment on or otherwise explain it
   or assist in its implementation may be prepared, copied, published
   and distributed, in whole or in part, without restriction of any
   kind, provided that the above copyright notice and this paragraph are
   included on all such copies and derivative works.  However, this
   document itself may not be modified in any way, such as by removing
   the copyright notice or references to the Internet Society or other
   Internet organizations, except as needed for the purpose of
   developing Internet standards in which case the procedures for
   copyrights defined in the Internet Standards process must be
   followed, or as required to translate it into languages other than
   English.

   The limited permissions granted above are perpetual and will not be
   revoked by the Internet Society or its successors or assigns.

   This document and the information contained herein is provided on an
   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

   Funding for the RFC Editor function is currently provided by the
   Internet Society.



















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