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Versions: 00 01 02 rfc3007                                              
DNSIND Working Group                          Brian Wellington (NAILabs)
INTERNET-DRAFT                                                  May 2000


Updates: RFC 2535, RFC 2136,
Replaces: RFC 2137, [update2]

             Secure Domain Name System (DNS) Dynamic Update

Status of this Memo

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF), its areas, and its working groups.  Note that
   other groups may also distribute working documents as Internet-

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as ``work in progress.''

   The list of current Internet-Drafts can be accessed at

   The list of Internet-Draft Shadow Directories can be accessed at

   Comments should be sent to the authors or the DNSIND WG mailing list

   This draft expires on November 12, 2000.

   Copyright Notice

   Copyright (C) The Internet Society (2000).  All rights reserved.


   This document proposes a method for performing secure Domain Name
   System (DNS) dynamic updates.  The method described here is intended

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   to be flexible and useful while requiring as few changes to the
   protocol as possible.  The authentication of the dynamic update
   message is separate from later DNSSEC validation of the data.  Secure
   communication based on authenticated requests and transactions is
   used to provide authorization.

1 - Introduction

This document defines a means to secure dynamic updates of the Domain
Name System (DNS), allowing only authorized sources to make changes to a
zone's contents.  The existing unsecured dynamic update operations form
the basis for this work.

Familiarity with the DNS system [RFC1034, RFC1035] and dynamic update
[RFC2136] is helpful and is assumed by this document.  In addition,
knowledge of DNS security extensions [RFC2535], SIG(0) transaction
security [RFC2535], and TSIG transaction security [TSIG] is recommended.

This document updates portions of RFC 2535, in particular section 3.1.2.
This document obsoletes RFC 2137, an alternate proposal for secure
dynamic update, due to implementation experience.

1.1 - Overview of DNS Dynamic Update

DNS dynamic update defines a new DNS opcode and a new interpretation of
the DNS message if that opcode is used.  An update can specify
insertions or deletions of data, along with prerequisites necessary for
the updates to occur.  All tests and changes for a DNS update request
are restricted to a single zone, and are performed at the primary server
for the zone.  The primary server for a dynamic zone must increment the
zone SOA serial number when an update occurs or before the next
retrieval of the SOA.

1.2 - Overview of DNS Transaction Security

Exchanges of DNS messages which include TSIG [TSIG] or SIG(0) [RFC2535]
records allow two DNS entities to authenticate DNS requests and
responses sent between them.  A TSIG MAC (message authentication code)
is derived from a shared secret, and a SIG(0) is generated from a
private key whose public counterpart is stored in DNS.  In both cases, a
record containing the message signature/MAC is included as the final
resource record in a DNS message.  Keyed hashes, used in TSIG, are
inexpensive to calculate and verify.  Public key encryption, as used in
SIG(0), is more scalable as the public keys are stored in DNS.

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1.3 - Comparison of data authentication and message authentication

Message based authentication, using TSIG or SIG(0), provides protection
for the entire message with a single signing and single verification
which, in the case of TSIG, is a relatively inexpensive MAC creation and
check.  For update requests, this signature can establish, based on
policy or key negotation, the authority to make the request.

DNSSEC SIG records can be used to protect the integrity of individual
RRs or RRsets in a DNS message with the authority of the zone owner.
However, this cannot sufficiently protect the dynamic update request.

Using SIG records to secure RRsets in an update request is incompatible
with the design of update, as described below, and would in any case
require multiple expensive public key signatures and verifcations.

SIG records do not cover the message header, which includes record
counts.  Therefore, it is possibly to maliciously insert or remove
RRsets in an update request without causing a verification failure.

If SIG records were used to protect the prerequisite section, it would
be impossible to determine whether the SIGs themselves were a
prerequisite or simply used for validation.

In the update section of an update request, signing requests to add an
RRset is straightforward, and this signature could be permanently used
to protect the data, as specified in [RFC2535].  However, if an RRset is
deleted, there is no data for a SIG to cover.

1.4 - Data and message signatures

As specified in [signing-auth], the DNSSEC validation process performed
by a resolver MUST NOT process any non-zone keys unless local policy
dictates otherwise.  When performing secure dynamic update, all zone
data modified in a signed zone MUST be signed by a relevant zone key.
This completely disassociates authentication of an update request from
authentication of the data itself.

The primary usefulness of host and user keys, with respect to DNSSEC, is
to authenticate messages, including dynamic updates.  Thus, host and
user keys MAY be used to generate SIG(0) records to authenticate updates
and MAY be used in the TKEY [TKEY] process to generate TSIG shared
secrets.  In both cases, no SIG records generated by non-zone keys will
be used in a DNSSEC validation process unless local policy dictates.
Authentication of data, once it is present in DNS, only involves DNSSEC
zone keys and signatures generated by them.

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1.5 - Signatory strength

[RFC2535, section 3.1.2] defines the signatory field of a key as the
final 4 bits of the flags field, but does not define its value.  This
proposal leaves this field undefined.  Updating [RFC2535], this field
SHOULD be set to 0 in KEY records, and MUST be ignored.

2 - Authentication

TSIG or SIG(0) records MUST be included in all secure dynamic update
messages.  This allows the server to verifiably determine the originator
of a message.  If the message contains authentication in the form of a
SIG(0), the identity of the sender (that is, the principal) is the owner
of the KEY RR that generated the SIG(0).  If the message contains a TSIG
generated by a statically configured shared secret, the principal is the
same as or derived from the shared secret name.  If the message contains
a TSIG generated by a dynamically configured shared secret, the
principal is the same as the one that authenticated the TKEY process; if
the TKEY process was unauthenticated, no information is known about the
principal, and the associated TSIG shared secret MUST NOT be used for
secure dynamic update.

SIG(0) signatures SHOULD NOT be generated by zone keys, since
transactions are initiated by a host or user, not a zone.

DNSSEC SIG records (other than SIG(0)) MAY be included in an update
message, but MUST NOT be used to authenticate the update request.

If an update fails because it is signed with an unauthorized key, the
server MUST indicate failure by returning a message with RCODE REFUSED.
Other TSIG, SIG(0), or dynamic update errors are returned as specified
in the appropriate protocol description.

3 - Policy

All policy is configured by the zone administrator and enforced by the
zone's primary name server.  Policy dictates the authorized actions that
an authenticated principal can take.  Policy checks are based on the
principal and the desired action, where the principal is derived from
the message signing key and applied to dynamic update messages signed
with that key.

The server's policy defines criteria which determine if the key used to
sign the update is permitted to perform the requested updates.  By
default, a principal MUST NOT be permitted to make any changes to zone
data; any permissions MUST be enabled though configuration.

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The policy is fully implemented in the primary zone server's
configuration for several reasons.  This removes limitations imposed by
encoding policy into a fixed number of bits (such as the KEY RR's
signatory field).  Policy is only relevant in the server applying it, so
there is no reason to expose it.  Finally, a change in policy or a new
type of policy should not affect the DNS protocol or data format, and
should not cause interoperability failures.

3.1 - Standard policies

Implementations SHOULD allow access control policies to use the
principal as an authorization token, and MAY also allow policies to
grant permission to a signed message regardless of principal.

A common practice would be to restrict the permissions of a principal by
domain name.  That is, a principal could be permitted to add, delete, or
modify entries corresponding to one or more domain names.
Implementations SHOULD allow per-name access control, and SHOULD provide
a concise representation of the principal's own name, its subdomains,
and all names in the zone.

Additionally, a server SHOULD restrict updates by RR type, so that a
principal could add, delete, or modify specific record types at certain
names.  Implementations SHOULD allow per-type access control, and SHOULD
provide concise representations of all types and all ``user'' types,
where a user type is defined as one that does not affect the operation
of DNS itself.

3.1.1 - User types

User types include all data types except SOA, NS, SIG, and NXT.  SOA and
NS SHOULD NOT be modified by normal users, since these types create or
modify delegation points.  The addition of SIG records can lead to
attacks resulting in additional workload for resolvers, and the deletion
of SIG records could lead to extra work for the server if the zone SIG
was deleted.  Note that these records are not forbidden, but not
recommended for normal users.

NXT records MUST NOT be created, modified, or deleted by dynamic update,
as their update may cause instability in the protocol.  This is an
update to RFC 2136.

Issues concerning updates of KEY records are discussed in the Security
Considerations section.

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3.2 - Additional policies

Users are free to implement any policies.  Policies may be as specific
or general as desired, and as complex as desired.  They may depend on
the principal or any other characteristics of the signed message.

4 - Interaction with DNSSEC

An authorized update request MAY include SIG records with each RRset.
Since SIG records (except SIG(0) records) MUST NOT be used for
authentication of the update message, they are not required.  If the
updated zone is secured, the data affected by an update operation MUST
be secured by one or more SIG records.  For each RRset, if the update
includes a valid signature by a zone key, this signature SHOULD be
reused.  Otherwise, the server MUST generate SIG records with one or
more zone keys (of which the private components MUST be online).  If
multiple zone keys are online and an RRset requires a signature, a SIG
MUST be generated by at least one of the zone keys.

If a principal is authorized to add SIG records and there are SIG
records in the request, the following rules are applied.  If the SIG was
generated by a zone key for the relevant zone, verification is attempted
(the public key must be available if the determination that it is a zone
key was made).  If successful, the SIG is retained; otherwise, the SIG
is dropped.  Otherwise, the SIG is retained without verification, since
it is considered immaterial to the DNSSEC validation process.  The
server MAY examine SIG records and drop SIGs with a temporal validity
period in the past.  At the completion of the update process, each
updated RRset must be signed in accordance with the zone's signing
policy; the SIGs must either be included in the update or generated by
the server.

The server MUST also, if necessary, generate a new SOA record and new
NXT records, and sign these with the appropriate zone keys.  NXT records
are explicitly forbidden.  SOA updates are allowed, since the
maintenance of SOA parameters is outside of the scope of the DNS

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5 - Security considerations

This document requires that a zone key and possibly other cryptographic
secret material be held in an on-line, network-connected host, most
likely a name server.  This material is at the mercy of host security to
remain a secret.  Exposing this secret puts DNS data at risk of
masquerade attacks.  The data at risk is that in both zones served by
the machine and delegated from this machine.

Allowing updates of KEY records may lead to undesirable results, since a
principal may be allowed to insert a public key without holding the
private key, and possibly masquerade as the key owner.

6 - Acknowledgements

The author would like to thank the following people for review and
informative comments (in alphabetical order):

   Donald Eastlake
   Olafur Gudmundsson
   Andreas Gustafsson
   Bob Halley
   Stuart Kwan
   Ed Lewis

7 - References

[RFC1034]  P. Mockapetris, ``Domain Names - Concepts and Facilities,''
           RFC 1034, ISI, November 1987.

[RFC1035]  P. Mockapetris, ``Domain Names - Implementation and
           Specification,'' RFC 1035, ISI, November 1987.

[RFC2136]  P. Vixie (Ed.), S. Thomson, Y. Rekhter, J. Bound ``Dynamic
           Updates in the Domain Name System,'' RFC 2136, ISC & Bellcore
           & Cisco & DEC, April 1997.

[RFC2137]  D. Eastlake ``Secure Domain Name System Dynamic Update,'' RFC
           2137, CyberCash, April 1997.

[RFC2535]  D. Eastlake, ``Domain Name System Security Extensions,'' RFC
           2065, IBM, March 1999.

[TSIG]     P. Vixie (Ed.), O. Gudmundsson, D. Eastlake, B. Wellington
           ``Secret Key Transaction Signatures for DNS (TSIG),'' draft-
           ietf-dnsext-tsig-00.txt, ISC & NAILabs & IBM & NAILabs, March

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[TKEY]     D. Eastlake ``Secret Key Establishment for DNS (TKEY RR),''
           draft-ietf-dnsext-tkey-02.txt, IBM, April 2000.

           B. Wellington ``Domain Name System Security (DNSSEC) Signing
           Authority,'' draft-ietf-dnsext-signing-auth-01.txt, Nominum,
           May 2000.

8 - Author's Address

   Brian Wellington
       Nominum, Inc.
       950 Charter Street
       Redwood City, CA 94063
       +1 650 779 6022

9 - Full Copyright Statement

Copyright (C) The Internet Society (2000).  All Rights Reserved.

This document and translations of it may be copied and furnished to
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The limited permissions granted above are perpetual and will not be
revoked by the Internet Society or its successors or assigns.

This document and the information contained herein is provided on an "AS

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