ECRIT                                                     H. Schulzrinne
Internet-Draft                                       Columbia University
Intended status: Informational                             H. Tschofenig
Expires: May 9, 2011                              Nokia Siemens Networks
                                                                M. Patel
                                             InterDigital Communications
                                                        November 5, 2010


             Public Safety Answering Point (PSAP) Callbacks
                 draft-ietf-ecrit-psap-callback-02.txt

Abstract

   After an emergency call is completed (either prematurely terminated
   by the emergency caller or normally by the call-taker) it is possible
   that the call-taker feels the need for further communication or for a
   clarification.  For example, the call may have been dropped by
   accident without the call-taker having sufficient information about
   the current situation of a wounded person.  A call-taker may trigger
   a callback towards the emergency caller using the contact information
   provided with the initial emergency call.  This callback could, under
   certain circumstances, then be treated like any other call and as a
   consequence, it may get blocked by authorization policies or may get
   forwarded to an answering machine.

   The IETF emergency services architecture addresses callbacks in a
   limited fashion and thereby covers a couple of scenarios.  This
   document discusses some shortcomings and illustrates an extension.

Status of this Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at http://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on May 9, 2011.

Copyright Notice



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   Copyright (c) 2010 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.


Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
     1.1.  Routing Asymmetry  . . . . . . . . . . . . . . . . . . . .  3
     1.2.  Multi-Stage Resolution . . . . . . . . . . . . . . . . . .  4
     1.3.  Call Forwarding  . . . . . . . . . . . . . . . . . . . . .  5
     1.4.  PSTN Interworking  . . . . . . . . . . . . . . . . . . . .  7
     1.5.  Network-based Service URN Resolution . . . . . . . . . . .  7
   2.  Terminology  . . . . . . . . . . . . . . . . . . . . . . . . .  9
   3.  Architecture . . . . . . . . . . . . . . . . . . . . . . . . . 10
   4.  Callback Marking . . . . . . . . . . . . . . . . . . . . . . . 12
     4.1.  Tel URI  . . . . . . . . . . . . . . . . . . . . . . . . . 12
     4.2.  SIP URI  . . . . . . . . . . . . . . . . . . . . . . . . . 12
   5.  Security Considerations  . . . . . . . . . . . . . . . . . . . 14
   6.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 15
   7.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 16
   8.  References . . . . . . . . . . . . . . . . . . . . . . . . . . 17
     8.1.  Normative References . . . . . . . . . . . . . . . . . . . 17
     8.2.  Informative References . . . . . . . . . . . . . . . . . . 17
   Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 19

















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1.  Introduction

   Summoning police, the fire department or an ambulance in emergencies
   is one of the fundamental and most-valued functions of the telephone.
   As telephone functionality moves from circuit-switched telephony to
   Internet telephony, its users rightfully expect that this core
   functionality will continue to work at least as well as it has for
   the legacy technology.  New devices and services are being made
   available that could be used to make a request for help, which are
   not traditional telephones, and users are increasingly expecting them
   to be used to place emergency calls.

   Regulatory requirements demand that the emergency call itself
   provides enough information to allow the call-taker to initiate a
   call back to the emergency caller in case the call dropped or to
   interact with the emergency caller in case of further questions.
   Such a call, referred as PSAP callback subsequently in this document,
   may, however, be blocked or forwarded to an answering machine as SIP
   entities (SIP proxies as well as the SIP UA itself) cannot associate
   the potential importantance of the call based on the SIP signaling.

      Note that the authors are, however, not aware of regulatory
      requirements for providing preferential treatment of callbacks
      initiated by the call-taker at the PSAP towards the emergency
      caller.

   Section 10 of [I-D.ietf-ecrit-framework] discusses the identifiers
   required for callbacks, namely AOR URI and a globally routable URI in
   a Contact: header.  Section 13 of [I-D.ietf-ecrit-framework] provides
   the following guidance regarding callback handling:

      A UA may be able to determine a PSAP call back by examining the
      domain of incoming calls after placing an emergency call and
      comparing that to the domain of the answering PSAP from the
      emergency call.  Any call from the same domain and directed to the
      supplied Contact header or AoR after an emergency call should be
      accepted as a call-back from the PSAP if it occurs within a
      reasonable time after an emergency call was placed.

   This approach mimics a stateful packet filtering firewall and is
   indeed helpful in a number of cases.  It is also relatively simple to
   implement.  Below, we discuss a few cases where this approach fails.

1.1.  Routing Asymmetry

   In some deployment environments it is common to have incoming and
   outgoing SIP messaging to use different routes.




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                                                   ,-------.
                                                 ,'         `.
                      ,-------.                 /  Emergency  \
                    ,'         `.              |   Services    |
                   /  VoIP       \      I      |   Network     |
                  |   Provider    |     n      |               |
                  |               |     t      |               |
                  |               |     e      |               |
                  |   +-------+   |     r      |               |
               +--+---|Inbound|<--+-----m      |               |
               |  |   |Proxy  |   |     e      |   +------+    |
               |  |   +-------+   |     d      |   |PSAP  |    |
               |  |               |     i      |   +--+---+    |
     +----+    |  |               |     a-+    |      |        |
     | UA |<---+  |               |     t |    |      |        |
     |    |----+  |               |     e |    |      |        |
     +----+    |  |               |       |    |      |        |
               |  |               |     P  |   |      |        |
               |  |               |     r  |   |      |        |
               |  |   +--------+  |     o   |  |      |        |
               +--+-->|Outbound|--+---->v   |  |   +--+---+    |
                  |   |Proxy   |  |     i    | | +-+ESRP  |    |
                  |   +--------+  |     d    | | | +------+    |
                  |               |     e     || |             |
                  |               |     r     |+-+             |
                   \             /             |               |
                    `.         ,'               \             /
                      '-------'                  `.         ,'
                                                   '-------'

                  Figure 1: Example for Routing Asymmetry

1.2.  Multi-Stage Resolution

   Consider the following emergency call routing scenario shown in
   Figure 2 where routing towards the PSAP occurs in several stages.  An
   emergency call uses a SIP UA that does not run LoST on the end point.
   Hence, the call is marked with the 'urn:service:sos' Service URN
   [RFC5031].  The user's VoIP provider receives the emergency call and
   determines where to route it.  Local configuration or a LoST lookup
   might, in our example, reveal that emergency calls are routed via a
   dedicated provider FooBar and targeted to a specific entity, referred
   as esrp1@foobar.com.  FooBar does not handle emergency calls itself
   but performs another resolution step to let calls enter the emergency
   services network and in this case another resolution step takes place
   and esrp-a@esinet.org is determined as the recipient, pointing to an
   edge device at the IP-based emergency services network.  Inside the
   emergency services there might be more sophisticated routing taking



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   place somewhat depending on the existing structure of the emergency
   services infrastructure.


                                      ,-------.
    +----+                          ,'         `.
    | UA |--- urn:service:sos      /  Emergency  \
    +----+   \                    |   Services    |
              \  ,-------.        |   Network     |
               ,'         `.      |               |
              /   VoIP      \     |               |
             (    Provider   )    |               |
              \             /     |               |
               `.         ,'      |               |
                 '---+---'        |   +------+    |
                     |            |   |PSAP  |    |
             esrp1@foobar.com     |   +--+---+    |
                     |            |      |        |
                     |            |      |        |
                 ,---+---.        |      |        |
               ,'         `.      |      |        |
              /   Provider  \     |      |        |
             +    FooBar     )    |      |        |
              \             /     |      |        |
               `.         ,'      |   +--+---+    |
                 '---+---'        | +-+ESRP  |    |
                     |            | | +------+    |
                     |            | |             |
                     +------------+-+             |
                esrp-a@esinet.org |               |
                                   \             /
                                    `.         ,'
                                      '-------'

               Figure 2: Example for Multi-Stage Resolution

1.3.  Call Forwarding

   Imagine the following case where an emergency call enters an
   emergency network (state.org) via an ERSP but then gets forwarded to
   a different emergency services network (in our example to police-
   town.org, fire-town.org or medic-town.org).  The same considerations
   apply when the the police, fire and ambulance networks are part of
   the state.org sub-domains (e.g., police.state.org).







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                                   ,-------.
                                 ,'         `.
                                /  Emergency  \
                               |   Services    |
                               |   Network     |
                               |   (state.org) |
                               |               |
                               |               |
                               |   +------+    |
                               |   |PSAP  +--+ |
                               |   +--+---+  | |
                               |      |      | |
                               |      |      | |
                               |      |      | |
                               |      |      | |
                               |      |      | |
                               |   +--+---+  | |
             ------------------+---+ESRP  |  | |
             esrp-a@state.org  |   +------+  | |
                               |             | |
                               |    Call Fwd | |
                               |     +-+-+---+ |
                                \    | | |    /
                                 `.  | | |  ,'
                                   '-|-|-|-'           ,-------.
                            Police   | | | Fire      ,'         `.
                        +------------+ | +----+     /  Emergency  \
         ,-------.      |              |      |    |   Services    |
       ,'         `.    |              |      |    |   Network     |
      /  Emergency  \   |          Ambulance  |    | fire-town.org |
     |   Services    |  |              |      |    |               |
     |   Network     |  |              +----+ |    |   +------+    |
     |police-town.org|  |     ,-------.     | +----+---+PSAP  |    |
     |               |  |   ,'         `.   |      |   +------+    |
     |   +------+    |  |  /  Emergency  \  |      |               |
     |   |PSAP  +----+--+ |   Services    | |      |               ,
     |   +------+    |    |   Network     | |      `~~~~~~~~~~~~~~~
     |               |    |medic-town.org | |
     |               ,    |               | |
     `~~~~~~~~~~~~~~~     |   +------+    | |
                          |   |PSAP  +----+ +
                          |   +------+    |
                          |               |
                          |               ,
                          `~~~~~~~~~~~~~~~

                   Figure 3: Example for Call Forwarding




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1.4.  PSTN Interworking

   In case an emergency call enters the PSTN, as shown in Figure 4,
   there is no guarantee that the callback some time later does leave
   the same PSTN/VoIP gateway or that the same end point identifier is
   used in the forward as well as in the backward direction making it
   difficult to reliably detect PSAP callbacks.


     +-----------+
     | PSTN      |-------------+
     | Calltaker |             |
     | Bob       |<--------+   |
     +-----------+         |   v
                -------------------
            ////                   \\\\      +------------+
           |                           |     |PSTN / VoIP |
           |             PSTN          |---->|Gateway     |
            \\\\                   ////      |            |
                -------------------          +----+-------+
                           ^                      |
                           |                      |
                     +-------------+              |  +--------+
                     |             |              |  |VoIP    |
                     | PSTN / VoIP |              +->|Service |
                     | Gateway     |                 |Provider|
                     |             |<------Invite----|   Y    |
                     +-------------+                 +--------+
                                                      |     ^
                                                      |     |
                                                    Invite Invite
                                                      |     |
                                                      V     |
                                                     +-------+
                                                     | SIP   |
                                                     | UA    |
                                                     | Alice |
                                                     +-------+

                  Figure 4: Example for PSTN Interworking

1.5.  Network-based Service URN Resolution

   The mechanism described in [I-D.ietf-ecrit-framework] assumes that
   all devices at the call signaling path store information about the
   domain of the communication recipient.  This is necessary to match
   the stored domain name against the domain of the sender when an
   incoming call arrives.



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   However, the IETF emergency services architecture also considers
   those cases where the resolution from the Service URN to the PSAP URI
   happens somewhere in the network rather than immediately at the end
   point itself.  In such a case, the end device is therefore not able
   to match the domain of the sender with any information from the
   outgoing emergency call.

   Figure 5 shows this message exchange graphically.


        ,-------.
      ,'         `.
     /  Emergency  \
    |   Services    |
    |   Network     |
    |police-town.org|
    |               |
    |   +------+    |    Invite to police.example.com
    |   |PSAP  +<---+------------------------+
    |   |      +----+------------------+     ^
    |   +------+    |Invite from       |     |
    |               ,police.example.com|     |
    `~~~~~~~~~~~~~~~                   v     |
    +--------+                        ++-----+-+
    |        |            query       |VoIP    |
    | LoST   |<-----------------------|Service |
    | Server |   police.example.com   |Provider|
    |        |----------------------->|        |
    +--------+                        +--------+
                                       |     ^
                                 Invite|     | Invite
                                   from|     | to
                     police.example.com|     | urn:service:sos
                                       V     |
                                      +-------+
                                      | SIP   |
                                      | UA    |
                                      | Alice |
                                      +-------+

        Figure 5: Example for Network-based Service URN Resolution










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2.  Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [RFC2119].

   Emergency services related terminology is borrowed from [RFC5012].












































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3.  Architecture

   Section 4 describes how to mark a call as a callback.  However, the
   pure emergency service callback marking is insufficient since it
   lacks any built-in security mechanism.  Fortunately, available SIP
   security techniques for the purpose of authorization can be re-used,
   as described in the rest of the section.

   In Figure 6 an interaction is presented that allows a SIP entity to
   make a policy decision whether to bypass installed authorization
   policies and thereby providing preferential treatment.  To make this
   decision the sender's identity is compared with a whitelist of valid
   PSAPs.  The identity assurances in SIP can come in different forms,
   such as SIP Identity [RFC4474] or with P-Asserted-Identity [RFC3325].
   The former technique relies on a cryptographic assurance and the
   latter on a chain of trust.


                    +----------+
                    | List of  |+
                    | valid    ||
                    | PSAP ids ||
                    +----------+|
                     +----------+
                         *
                         * whitelist
                         *
                         V
      Incoming      +----------+    Normal
      SIP Msg       | SIP      |+   Treatment
     -------------->| Entity   ||=============>
      + Identity    |          ||(if not in whitelist)
                    +----------+|
                    +----------+
                         ||
                         ||
                         || Preferential
                         || Treatment
                         ++=============>
                           (in whitelist)

                  Figure 6: Identity-based Authorization

   The establishment of a whitelist with PSAP identities is
   operationally complex and does not easily scale world wide.  When
   there is a local relationship between the VSP/ASP and the PSAP then
   populating the whitelist is far simpler.




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   An alternative approach to an identity based authorization model is
   outlined in Figure 7.  In fact, RFC 4484 [RFC4484] already
   illustrated the basic requirements for this technique.


                  +----------+
                  | List of  |+
                  | trust    ||
                  | anchor   ||
                  +----------+|
                   +----------+
                       *
                       *
                       *
                       V
    Incoming      +----------+    Normal
    SIP Msg       | SIP      |+   Treatment
   -------------->| Entity   ||=============>
    + trait       |          ||(no indication
                  +----------+| of PSAP)
                  +----------+
                       ||
                       ||
                       || Preferential
                       || Treatment
                       ++=============>
                         (indicated as
                          PSAP)

                    Figure 7: Trait-based Authorization

   In a trait-based authorization scenario an incoming SIP message
   contains a form of trait, i.e. some form of assertion.  The assertion
   contains an indication that the sending party has the role of a PSAP
   (or similar emergency services entity).  The assertion is either
   cryptographically protected to enable end-to-end verification or an
   chain of trust security model has to be assumed.  In Figure 7 we
   assume an end-to-end security model where trust anchors are
   provisioned to ensure the ability for a SIP entity to verify the
   received assertion.











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4.  Callback Marking

   The callback marking is represented as URI parameter for an URI
   scheme.  The ABNF [RFC5234] syntax is shown below.

4.1.  Tel URI

   The 'par' production is defined in RFC 3966 [RFC3966].  The "/="
   syntax indicates an extension of the production on the left-hand
   side:

      par /= callback

      callback = callback-tag "=" callback-value

      callback-tag = "callback"

      callback-value = "normal" / "test" /

   The semantics of the callback values are described below:

      normal: This represents an normal PSAP callback.

      test: This is a test callback.

   An example of the "callback" parameter is given below:

   P-Asserted-Identity: <tel:+17005554141;callback=test>

4.2.  SIP URI

   The 'uri-parameter' production is defined in RFC 3966 [RFC3261].  The
   "/=" syntax indicates an extension of the production on the left-hand
   side:

      uri-parameter =/ callback

      callback = callback-tag "=" callback-value

      callback-tag = "callback"

      callback-value = "normal" / "test" /

   The semantics of the callback values are described below:

      normal: This represents an normal PSAP callback.





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      test: This is a test callback.

   An example of the "callback" parameter is given below:

   P-Asserted-Identity: <sip:psap@example.com;callback=normal>














































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5.  Security Considerations

   This document defines a callback marking scheme using URI parameters
   and illustrates how to handle authorization for preferential
   treatment.  The URI parameter that is included for a URI MUST be used
   in concert with either the PAI [RFC3325] or the SIP Identity
   [RFC4474] header.  A pure From header does not provide security
   assurance that the calling party is indeed a PSAP.

   An important aspect from a security point of view is the relationship
   between the emergency services network and the VSP (assuming that the
   emergency call travels via the VSP and not directly between the SIP
   UA and the PSAP).  If there is some form of relationship between the
   emergency services operator and the VSP then the identification of a
   PSAP call back is less problematic than in the case where the two
   entities have not entered in some form of relationship that would
   allow the VSP to verify whether the marked callback message indeed
   came from a legitimate source.

   The main attack surface can be seen in the usage of PSAP callback
   marking to bypass blacklists, ignore call forwarding procedures and
   similar features to interact with users and to get their attention.
   For example, using PSAP callback marking devices would be able to
   recognize these types of incoming messages leading to the device
   overriding user interface configurations, such as vibrate-only mode.
   As such, the requirement is to ensure that the mechanisms described
   in this document can not be used for malicious purposes, including
   SPIT.

   A SIP entity MAY treat the call as a normal incoming call if it
   considers the request with the included URI parameter to be
   fraudulent, i.e. if it does not recognize the originator, or the
   domain from where the call originated from as being trusted/owned by
   a PSAP.  It is NOT RECOMMENDED to drop a call that is marked as PSAP
   callback in such a case since this may severely impact the ability
   for calltakers at PSAPs to contact emergency callers.















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6.  IANA Considerations

   This document extends the registry of URI parameters for SIP, as
   defined in RFC 3969 [RFC3969].  A new SIP URI parameter is defined in
   this document as follows:

   Parameter Name: callback

   Predefined Values: Yes

   Reference: This document

   This document extends the registry of Tel URI parameters for SIP, as
   defined in RFC 5341[RFC5341].  A new Tel URI parameter is defined in
   this document as follows:

   Parameter Name: callback

   Predefined Values: Yes

   Reference: This document






























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7.  Acknowledgements

   We would like to thank members from the ECRIT working group, in
   particular Brian Rosen, for their discussions around PSAP callbacks.
   The working group discussed the topic of callbacks at their virtual
   interim meeting in February 2010 and the following persons provided
   valuable input: John Elwell, Bernard Aboba, Cullen Jennings, Keith
   Drage, Marc Linsner, Roger Marshall, Dan Romascanu, Geoff Thompson,
   Janet Gunn.










































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8.  References

8.1.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC3261]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,
              A., Peterson, J., Sparks, R., Handley, M., and E.
              Schooler, "SIP: Session Initiation Protocol", RFC 3261,
              June 2002.

   [RFC3325]  Jennings, C., Peterson, J., and M. Watson, "Private
              Extensions to the Session Initiation Protocol (SIP) for
              Asserted Identity within Trusted Networks", RFC 3325,
              November 2002.

   [RFC3966]  Schulzrinne, H., "The tel URI for Telephone Numbers",
              RFC 3966, December 2004.

   [RFC3969]  Camarillo, G., "The Internet Assigned Number Authority
              (IANA) Uniform Resource Identifier (URI) Parameter
              Registry for the Session Initiation Protocol (SIP)",
              BCP 99, RFC 3969, December 2004.

   [RFC4474]  Peterson, J. and C. Jennings, "Enhancements for
              Authenticated Identity Management in the Session
              Initiation Protocol (SIP)", RFC 4474, August 2006.

   [RFC5341]  Jennings, C. and V. Gurbani, "The Internet Assigned Number
              Authority (IANA) tel Uniform Resource Identifier (URI)
              Parameter Registry", September 2008.

8.2.  Informative References

   [I-D.ietf-ecrit-framework]
              Rosen, B., Schulzrinne, H., Polk, J., and A. Newton,
              "Framework for Emergency Calling using Internet
              Multimedia", draft-ietf-ecrit-framework-12 (work in
              progress), October 2010.

   [I-D.ietf-sip-saml]
              Tschofenig, H., Hodges, J., Peterson, J., Polk, J., and D.
              Sicker, "SIP SAML Profile and Binding",
              draft-ietf-sip-saml-08 (work in progress), October 2010.

   [RFC4484]  Peterson, J., Polk, J., Sicker, D., and H. Tschofenig,
              "Trait-Based Authorization Requirements for the Session



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              Initiation Protocol (SIP)", RFC 4484, August 2006.

   [RFC5012]  Schulzrinne, H. and R. Marshall, "Requirements for
              Emergency Context Resolution with Internet Technologies",
              RFC 5012, January 2008.

   [RFC5031]  Schulzrinne, H., "A Uniform Resource Name (URN) for
              Emergency and Other Well-Known Services", RFC 5031,
              January 2008.

   [RFC5234]  Crocker, D. and P. Overell, "Augmented BNF for Syntax
              Specifications: ABNF", STD 68, RFC 5234, January 2008.







































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Internet-Draft            PSAP Callback Marking            November 2010


Authors' Addresses

   Henning Schulzrinne
   Columbia University
   Department of Computer Science
   450 Computer Science Building
   New York, NY  10027
   US

   Phone: +1 212 939 7004
   Email: hgs+ecrit@cs.columbia.edu
   URI:   http://www.cs.columbia.edu


   Hannes Tschofenig
   Nokia Siemens Networks
   Linnoitustie 6
   Espoo  02600
   Finland

   Phone: +358 (50) 4871445
   Email: Hannes.Tschofenig@gmx.net
   URI:   http://www.tschofenig.priv.at


   Milan Patel
   InterDigital Communications


   Email: Milan.Patel@interdigital.com





















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