MSEC                                                            S. Fries
Internet-Draft                                             H. Tschofenig
Expires: November 24, 2005                                       Siemens
                                                            May 23, 2005


                          Bootstrapping TESLA
               draft-ietf-msec-bootstrapping-tesla-01.txt

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Copyright Notice

   Copyright (C) The Internet Society (2005).

Abstract

   With the Timed Efficient Stream Loss-tolerant Authentication protocol
   (TESLA) a protocol for providing source authentication in multicast
   scenarios has been introduced.  TESLA uses MAC chaining for this
   purpose.  A mapping for TESLA to the Secure Real-time Transport
   Protocol (SRTP) has been published which assumes that TESLA
   parameters are made available by out-of-band mechanisms.

   This document specifies MIKEY payloads for bootstrapping TESLA for



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   source authentication of secure group communications using SRTP.
   TESLA may be bootstrapped using one of the MIKEY key management
   approaches, e.g., by using a digitally signed MIKEY message sent via
   unicast, multicast or broadcast.

Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
   2.  Terminology  . . . . . . . . . . . . . . . . . . . . . . . . .  4
   3.  TESLA Parameter Overview . . . . . . . . . . . . . . . . . . .  4
   4.  Parameter encoding within MIKEY  . . . . . . . . . . . . . . .  5
     4.1   Security Policy payload (SP) . . . . . . . . . . . . . . .  5
     4.2   TESLA policy . . . . . . . . . . . . . . . . . . . . . . .  6
     4.3   Time synchronization . . . . . . . . . . . . . . . . . . .  7
     4.4   Key data transport within MIKEY's General Extension
           Payload  . . . . . . . . . . . . . . . . . . . . . . . . .  9
   5.  Security Considerations  . . . . . . . . . . . . . . . . . . .  9
     5.1   MitM Attack  . . . . . . . . . . . . . . . . . . . . . . . 10
     5.2   Downgrading Attack . . . . . . . . . . . . . . . . . . . . 11
     5.3   Denial of Service Attack . . . . . . . . . . . . . . . . . 11
     5.4   Replay Attack  . . . . . . . . . . . . . . . . . . . . . . 11
     5.5   Traffic Analysis . . . . . . . . . . . . . . . . . . . . . 12
   6.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 12
   7.  Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . . 14
   8.  References . . . . . . . . . . . . . . . . . . . . . . . . . . 14
     8.1   Normative References . . . . . . . . . . . . . . . . . . . 14
     8.2   Informative References . . . . . . . . . . . . . . . . . . 15
       Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . 15
       Intellectual Property and Copyright Statements . . . . . . . . 16






















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1.  Introduction

   [I-D.ietf-msec-srtp-tesla] describes extensions for SRTP [RFC3711] in
   order to support TESLA [I-D.ietf-msec-tesla-intro] for source
   authentication in multicast scenarios.  Therefore the cryptographic
   context needs to be enhanced with a set of TESLA parameters.  It is
   necessary to provide these parameters before the actual multicast
   session starts.  [I-D.ietf-msec-srtp-tesla] does not address the
   bootstrapping for these parameters.

   This document details bootstrapping of TESLA using the Multimedia
   Internet Keying (MIKEY) [RFC3830] protocol.  MIKEY defines an
   authentication and key management framework that can be used for
   real-time applications (both for peer-to-peer communication and group
   communication).  In particular, [RFC3830] is defined in a way to
   support SRTP in the first place but is open to enhancements to be
   used for other purposes too.  Following the description in RFC 3830
   [RFC3830] MIKEY is targeted for point to point as well as for group
   communication.  In the context of group communication an
   administrator entity can distributes session keys to the associated
   entities participating in the communication session.  This scenario
   is also applicable for TESLA where one entity may provide information
   to many others in a way that the integrity of the communicated
   information can be assured.  The combination of MIKEY and TESLA
   supports this group based approach by utilizing the MIKEY framework
   to distribute TESLA parameter information to all involved entities.

   The three authentication and key exchange protocols defined in
   [RFC3830] as well as the fourth protocol provided by [I-D.ietf-msec-
   mikey-dhhmac] may be used to provide also the TESLA parameters.  The
   required TESLA parameters to be exchanged are already described in
   [I-D.ietf-msec-srtp-tesla], while this document describes their
   transport within MIKEY.

   The following security requirements have to be placed on the exchange
   of TESLA parameters:
   o  Integrity MUST be provided when sending the TESLA parameters,
      especially for the initial key.
   o  Confidentiality MAY be provided for the TESLA parameter
   These security requirements apply to the TESLA bootstrapping
   procedure only.  Security requirements for applications using TESLA
   are beyond the scope of this document.  Security aspects that relate
   to TESLA itself are described in [I-D.ietf-msec-tesla-intro] and
   security issues for TESLA usage for SRTP is covered in [I-D.ietf-
   msec-srtp-tesla].






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2.  Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC 2119 [RFC2119].

3.  TESLA Parameter Overview

   According to [I-D.ietf-msec-srtp-tesla] the following transform
   dependent parameters need to be provided for proper TESLA operation:

   1.   An identifier for the PRF, implementing the one-way function
        F(x) in TESLA (F(x) is used to calculate keys using a hash
        chain), e.g. to indicate a keyed hashing function like HMAC-
        SHA1.

   2.   A non-negative integer, determining the length of the F output,
        i.e. the length of the keys in the chain (that is also the key
        disclosed in an SRTP packet if TESLA is used in the SRTP
        context).

   3.   An identifier for the PRF, implementing the one-way function
        F'(x) in TESLA (to derive the keys for the TESLA MAC, from the
        keys in the chain), e.g. to indicate a keyed hashing function
        like HMAC-SHA1.

   4.   A non-negative integer, determining the length of the output of
        F', i.e. the length of the key for the TESLA MAC.

   5.   An identifier for the TESLA MAC, that accepts the output of
        F'(x) as its key, e.g. to indicate a keyed hashing function like
        HMAC-SHA1.

   6.   A non-negative integer, determining the length of the output of
        the TESLA MAC.

   7.   The beginning of the session for which a key will be applied.

   8.   The interval duration (in milliseconds), for which a dedicated
        key will be used.

   9.   The key disclosure delay (in number of intervals), characterizes
        the period after which the key will be sent to the involved
        entities (e.g., as part of SRTP packets).

   10.  Non-negative integer, determining the length of the key chain,
        which is determined based up the expected duration of the
        stream.



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   11.  The initial key of the chain to which the sender has committed
        himself.

   Section 6.2 in [I-D.ietf-msec-srtp-tesla] provides information about
   the default value for the above-listed parameters.

4.  Parameter encoding within MIKEY

   As mentioned in Section 3, TESLA parameters need to be transported
   before actually starting a session.  MIKEY currently only defines a
   payload for transporting the SRTP policy (see Section 6.10 of
   [RFC3830]).  This section describes the enhancement of MIKEY to allow
   the transport of a TESLA policy and additionally the initial TESLA
   key.

4.1  Security Policy payload (SP)

   The Security Policy payload defines a set of policies that apply to a
   specific security protocol.  The definition here relies on the
   security policy payload definition in [RFC3830].


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ! Next payload  ! Policy no     ! Prot type     ! Policy param  ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ~ length (cont) ! Policy param                                  ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


      *  Next payload (8 bits):
         Identifies the payload that is added after
         this payload. See Section 6.1 of [RFC3830] for
         more details.


      *  Policy no (8 bits):
         Each security policy payload must be given a
         distinct number for the current MIKEY session by the
         local peer. This number is used to map a cryptographic session
         to a specific policy (see also Section 6.1.1 of [RFC3830]).








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      *  Prot type (8 bits):
         This value defines the security protocol.
         A second value needs to be defined as shown below:
         (MIKEY already defines the value 0.)

         Prot type     | Value |
         ---------------------------
         SRTP          |     0 |
         TESLA         |     1 |


      *  Policy param length (16 bits):
         This field defines the total length of the
         policy parameters for the selected security protocol.


      *  Policy param (variable length):
         This field defines the policy for the specific
         security protocol.

   The Policy param part is built up by a set of Type/Length/Value (TLV)
   payloads.  For each security protocol, a set of possible type/value
   pairs can be negotiated as defined.


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ! Type          ! Length        ! Value                         ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

      *  Type (8 bits):
         Specifies the type of the parameter.

      *  Length (8 bits):
         Specifies the length of the Value field (in bytes).

      *  Value (variable length):
         Specifies the value of the parameter.


4.2  TESLA policy

   This policy specifies the parameters for TESLA.  The types/values
   that can be negotiated are defined by the following table.  The
   concrete default values are taken from [I-D.ietf-msec-srtp-tesla],
   but other values may also be used:




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      Type | Meaning                                | Possible values
      ---------------------------------------------------------------
         1 | PRF identifier for f, realising F(x)   | see below
         2 | Length of PRF f output                 | 160
         3 | PRF identifier for f', realising F'(x) | see below
         4 | Length of PRF f' output                | 160
         5 | Identifier for the TESLA MAC           | see below
         6 | Length of TESLA MAC output             | 80 (trunkened)
         7 | Start of session                       | in bytes
         8 | Interval duration (in msec)            | in bytes
         9 | Key disclosure delay                   | in bytes
         10| Key chain length (numer of intervals)  | in bytes
         11| local timestamp media receiver         | see below


      For the PRF realising F(x), a one byte length is sufficient.
      The currently defined possible values are:

        TESLA PRF F(x)  | Value
        -----------------------
        HMAC-SHA1       |  0


      For the PRF realising F'(x), a one byte length is enough.
      The currently defined possible values are:

        TESLA PRF F'(x) | Value
        -----------------------
        HMAC-SHA1       |  0


      For the TESLA MAC, a one byte length is enough.
      The currently defined possible values are:

        TESLA MAC       | Value
        -----------------------
        HMAC-SHA1       |  0


4.3  Time synchronization

   MIKEY as well as TESLA require the time synchronization of the
   communicating peers.  MIKEY requires time sychronization to provide
   timestamp based replay protection for the one-roundtrip
   authentication and key exchange protocols.  TESLA, on the other hand,
   needs this information to determine the clock drift between the
   senders and the receivers in order to appropriately release the
   disclosed key.  Two alternatives are available for time



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   synchronization:
   1.  Usage of out of band synchronization using NTP [RFC1305].  This
       approach is already recommended within [RFC3830].  The advantage
       of this approach is the option to use the MIKEY key management
       variants that perform within a half roundtrip.  The disadvantage
       is the required time synchronization via an additional protocol.
   2.  [I-D.ietf-msec-tesla-intro] also sketches a possible inband
       synchronization in Section 3.3.1.  This approach is shortly
       repeated here in the context of MIKEY.  Note, that here the
       actual TESLA policy payload is transmitted as part of the MIKEY
       responder message.
       *  The data receiver, which would be the MIKEY initiator sets the
          local time parameter t_r and sends it as part of the timestamp
          payload as described in [RFC3830].  This value t_r needs to be
          stored locally.
       *  Upon receipt of the MIKEY initiator message the data sender
          replies with the MIKEY responder message, setting the local
          time stamp at data receiver (parameter 11) to the value t_r
          received in the MIKEY initiator message and sets his local
          time as 64 bit UTC value t_s in the timestamp payload as
          described in [RFC3830].

           MIKEY initiator message
           [MIKEY parameter incl. local timestamp (t_r)]
           ------------------>

           MIKEY responder message
           [MIKEY parameter incl. local timestamp (t_s), TESLA policy
            payload, received local time stamp t_r]
           <------------------

       *  Upon receiving the MIKEY responder message the data receiver
          sets D_t = t_s - t_r + S, where S is an estimated bound on the
          clock drift throughout the duration of the session.
       This approach has the advantage that it does not require an
       additional time synchronization protocol.  The disadvantage is
       the necessity to perform a full MIKEY handshake, to enable
       correct parameter transport.  Moreover this approach is direction
       dependent, as it may only be applied if the media receiver is
       also the MIKEY initiator.

       Therefore, in scenarios, where the media receiver is also the
       MIKEY initiator, alternative 2, piggybacking timestamp
       information in MIKEY, MAY be chosen, while in any other case NTP
       SHOULD be used (alternative 1).






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4.4  Key data transport within MIKEY's General Extension Payload

   The General Extensions Payload was defined to allow possible
   extensions to MIKEY without the need for defining a completely new
   payload each time.  This payload can be used in any MIKEY message and
   is part of the authenticated/signed data part.


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ! Next payload  ! Type          ! Length                        !
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ! Data                                                          ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


      *  Next payload (8 bits):
         Identifies the payload following this payload.


      *  Type (8 bits):
         Identifies the type of general payload. MIKEY
         already defines the Values 0 and 1.
         This document introduces a new value (2).

         Type          | Value | Comments
         ----------------------------------------------------
         Vendor ID     |     0 | Vendor specific byte string
         SDP IDs       |     1 | List of SDP key mgmt IDs
         TESLA I-Key   |     2 | TESLA initial key


      *  Length (16 bits):
         The length in bytes of the Data field.


      *  Data (variable length):
         The general payload data.


5.  Security Considerations

   The security properties of multi-media data in a multicast
   environment depends on a number of building blocks.

   SRTP-TESLA [I-D.ietf-msec-srtp-tesla] describes extensions for SRTP
   [RFC3711] in order to support TESLA [I-D.ietf-msec-tesla-intro] for



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   source authentication in multicast scenarios.  As such, security
   considerations described with TESLA (see [PCST] and [I-D.ietf-msec-
   tesla-intro]), the TESLA SRTP mapping [I-D.ietf-msec-srtp-tesla] and
   SRTP [RFC3711] itself are relevant in this context.

   Furthermore, since this document details bootstrapping of TESLA using
   the Multimedia Internet Keying (MIKEY) [RFC3830] protocol the
   security considerations of MIKEY are applicable to this document.

   As a summary, in order for a multi-media application to support TESLA
   the following protocol interactions (in relationship to this draft
   are necessary):
   o  MIKEY [RFC3830] is executed between the desired entities to
      perform authentication and a secure distribution of keying
      material.  In order to subsequently use TESLA the parameters
      described in this document are distributed using MIKEY.  MIKEY
      itself uses another protocol for parameter transport, namely SDP
      that might again be used within SIP to setup a session between the
      desired entities.
   o  After the algorithms, parameters and the session keys are
      available at the respective communication entities data traffic
      protection via SRTP-TESLA [I-D.ietf-msec-srtp-tesla] can be used.
      SRTP-TESLA itself applies TESLA to the SRTP protocol and as such
      the processing guidelines of TESLA need to be followed.

5.1  MitM Attack

   Threat:

      The exchange of security related parameters and algorithms without
      proper authentication can allow an adversary to perform a man-in-
      the-middle attack.  The mechanisms described in this document do
      not itself provide such an authentication and integrity
      protection.

   Countermeasures:

      Throughout the document it is assumed that the parameter exchange
      is secured using another protocol, i.e., the exchange parameters
      and algorithms are part of a authentication and key exchange
      protocol, namely MIKEY.  Source authentication of group and
      multicast communication cannot be provided for the data traffic if
      the prior signaling exchange did not provide facilities to
      authenticate the source.  Using an authentication protocol that
      does not provide session keys as part of a successful protocol run
      it is not possible to derive the necessary parameters required by
      TESLA.  MIKEY provides session key establishment.  Additionally,
      the exchange of parameters and algorithms MUST be authenticated



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      with the strength necessary in the specific context in which the
      protocol is used.

5.2  Downgrading Attack

   Threat:

      The exchange of security related parameters and algorithms is
      always subject to downgrading whereby an adversary modifies some
      (or all) of the provided parameters.  For example, a few
      parameters require that a supported hash algorithm is listed.  An
      adversary might want to modify the list of provided algorithsm to
      select the weakes one.

   Countermeasures:

      The parameter exchange provided in this document MUST be integrity
      protected to prevent modification of fields and their values.
      This functionality is not provided by mechanisms described in this
      document.  Instead the capabilities of the underlying
      authentication and key exchang protocol (MIKEY) are reused for
      this purpose.

5.3  Denial of Service Attack

   Threat:

      An adversary might want to modify parameters exchange between the
      communicating entities in order to establish different state
      information at the respective communication entities.  For
      example, an adversary might want to modify the key disclosure
      delay or the interval duration in order to discurpt the
      communication at a later state since the TESLA algorithm assumes
      that the participating communication entities know the same
      parameter set.

   Countermeasures:

      The exchanged parameters and the parameters and algorithms MUST be
      integrity protected to allow the recipient to detect whether an
      adversary attempted to modify the exchanged information.
      Authentication and key exchange algorithms provided by MIKEY
      provide this protection.

5.4  Replay Attack






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   Threat:

      An adversary who is able to eavesdrop one or multiple protocol
      exchanges (MIKEY exchanges with the parameters described in this
      document) might be able to replay the payloads in a later protocol
      exchange.  If the recipients accept the parameters and algorithms
      (or even the messages that carry these payloads as well then a
      Denial of Service, downgrading or a man-in-the-middle attack might
      be the consequence (depending on the entire set of replayed
      attributes and messages).

   Countermeasures:

      In order to prevent replay attacks a freshness guarantee MUST be
      provided.  As such, the TESLA bootstrapping message exchange MUST
      be unique and fresh and the corresponding authentication and key
      exchange protocol MUST provide the same properties.  In fact, it
      is essential to derive a unique and fresh session key as part of
      the authentication and key exchange protocol run that MUST be
      bound to the protocol session including the exchange parameters.

5.5  Traffic Analysis

   Threat:

      An adversary might be able to learn parameters and algorithms, if
      located along the signaling path.  This information can then later
      be used to mount attacks against the end-to-end multi-media
      communication.  In some high-security and military environments it
      might even be desireable not to reveal information about the used
      parameters to make it more difficult to launch an attack.

   Countermeasures:

      Confidentity protection can be provided by a subset of the
      available MIKEY authentication and key exchange protocols, namely
      those providing public key encryption and symmetric key
      encryption.  Please note that the initial hash key, which is also
      one of the TESLA bootstrapping parameters, does not require
      confidentiality protection due to the properties of a hash chain.
      This aspect is described in great detail in the respective TESLA
      documents since hash chains represent a core concept of TESLA.

6.  IANA Considerations

   This document requires an IANA registration for the following
   attributes:




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   Prot Type:

      This attribute specifies the protocol type for the security
      protocol as described in Section 4.1.

   Pseudo-random Function (PRF) used in the TESLA policy:

      This attribute specifies values for pseudo-random functions used
      in the the TESLA policy (see Section 4.2).

   MAC Function used in TESLA:

      This attribute specifies values for pseudo-random functions used
      in the the TESLA policy (see Section 4.2).

   Type:

      Identifies the type of the general payload.  The General
      Extensions Payload was defined to allow possible extensions to
      MIKEY without the need for defining a completely new payload each
      time.  Section 4.4 describes this attribute in more detail.


   Following the policies outline in [RFC2434] the values in the range
   up to 240 (including 240) for the above attributes are assigned after
   Expert Review by the MSEC working group or its designated successor.
   The values in the range from 241 to 255 are reserved for Private Use.

   IANA needs to register the following attributes and their respective
   values:

   Prot Type:


         Prot Type     | Value | Description
         -----------------------------------------------------
         TESLA         |     1 | TESLA as a security protocol


   PRF:


         PRF Function     | Value
         --------------------------
         HMAC-SHA1        |  0






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   MAC:


            MAC Function     | Value
            --------------------------
            HMAC-SHA1        |  0


   Type:


         Type          | Value | Description
         -------------------------------------------
         TESLA I-Key   |     2 | TESLA initial key


      The values of 0 and 1 are already registered.

7.  Acknowledgments

   The authors would like to thank Mark Baugher and Ran Canetti for the
   discussions in context of time synchronization.  Additionally, we
   would like to thank Lakshminath Dondeti for his document reviews.

8.  References

8.1  Normative References

   [I-D.ietf-msec-srtp-tesla]
              Baugher, M., "The Use of TESLA in SRTP",
              draft-ietf-msec-srtp-tesla-03 (work in progress),
              February 2005.

   [I-D.ietf-msec-tesla-intro]
              Perrig, A., Canetti, R., Song, D., Tygar, D., and B.
              Briscoe, "TESLA: Multicast Source Authentication Transform
              Introduction", draft-ietf-msec-tesla-intro-04 (work in
              progress), December 2004.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC2434]  Narten, T. and H. Alvestrand, "Guidelines for Writing an
              IANA Considerations Section in RFCs", BCP 26, RFC 2434,
              October 1998.

   [RFC3830]  Arkko, J., Carrara, E., Lindholm, F., Naslund, M., and K.
              Norrman, "MIKEY: Multimedia Internet KEYing", RFC 3830,



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              August 2004.

8.2  Informative References

   [I-D.ietf-msec-mikey-dhhmac]
              Euchner, M., "HMAC-authenticated Diffie-Hellman for
              MIKEY", draft-ietf-msec-mikey-dhhmac-11 (work in
              progress), April 2005.

   [PCST]     Perrig, A., Canetti, R., Song, D., and D. Tygar,
              ""Efficient and Secure Source Authentication for
              Multicast", in Proc. of Network and Distributed System
              Security Symposium NDSS 2001, pp. 35-46", 2001.

   [RFC1305]  Mills, D., "Network Time Protocol (Version 3)
              Specification, Implementation", RFC 1305, March 1992.

   [RFC3711]  Baugher, M., McGrew, D., Naslund, M., Carrara, E., and K.
              Norrman, "The Secure Real-time Transport Protocol (SRTP)",
              RFC 3711, March 2004.


Authors' Addresses

   Steffen Fries
   Siemens
   Otto-Hahn-Ring 6
   Munich, Bavaria  81739
   Germany

   Email: steffen.fries@siemens.com


   Hannes Tschofenig
   Siemens
   Otto-Hahn-Ring 6
   Munich, Bavaria  81739
   Germany

   Email: Hannes.Tschofenig@siemens.com











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