SIMPLE                                                      H. Khartabil
Internet-Draft                                               E. Leppanen
Expires: August 3, 2004                                      M. Lonnfors
                                                        J. Costa-Requena
                                                                   Nokia
                                                        February 3, 2004


         Functional Description of Event Notification Filtering
                draft-ietf-simple-event-filter-funct-00

Status of this Memo

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF), its areas, and its working groups. Note that other
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   Internet-Drafts are draft documents valid for a maximum of six months
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   The list of current Internet-Drafts can be accessed at http://
   www.ietf.org/ietf/1id-abstracts.txt.

   The list of Internet-Draft Shadow Directories can be accessed at
   http://www.ietf.org/shadow.html.

   This Internet-Draft will expire on August 3, 2004.

Copyright Notice

   Copyright (C) The Internet Society (2004). All Rights Reserved.

Abstract

   The SIP event notification framework describes the usage of the
   Session Initiation Protocol (SIP) for subscriptions and notifications
   of changes to a state of a resource. The document does not describe a
   mechanism of how filtering of event notification information can be
   achieved.

   This document describes the operations a subscriber performs in order
   to define filtering rules, how to handle responses to subscriptions
   carrying filtering rules, and how to handle notifications with
   filtering rules applied to them. The document also describes how the



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   notifier behaves when receiving such filtering rules and how a
   notification is constructed.

   The format of the filter is outside the scope of this document.

Table of Contents

   1.    Conventions  . . . . . . . . . . . . . . . . . . . . . . . .  3
   2.    Introduction . . . . . . . . . . . . . . . . . . . . . . . .  3
   3.    Client Operation . . . . . . . . . . . . . . . . . . . . . .  4
   3.1   Transport Mechanism  . . . . . . . . . . . . . . . . . . . .  4
   3.2   SUBSCRIBE Bodies . . . . . . . . . . . . . . . . . . . . . .  4
   3.3   Subscriber Generating SUBSCRIBE Requests . . . . . . . . . .  4
   3.3.1 Structure of a Filter  . . . . . . . . . . . . . . . . . . .  4
   3.3.2 Request-URI vs. Filter URI . . . . . . . . . . . . . . . . .  5
   3.3.3 Changing Filters within a Dialog . . . . . . . . . . . . . .  5
   3.3.4 Subscriber Interpreting SIP responses  . . . . . . . . . . .  5
   3.4   Subscriber Processing of NOTIFY Requests . . . . . . . . . .  6
   4.    Resource List Server Behaviour . . . . . . . . . . . . . . .  6
   4.1   Request-URI vs. Filter URI . . . . . . . . . . . . . . . . .  6
   5.    Server Operation . . . . . . . . . . . . . . . . . . . . . .  7
   5.1   NOTIFY Bodies  . . . . . . . . . . . . . . . . . . . . . . .  7
   5.2   Notifier Processing SUBSCRIBE Requests . . . . . . . . . . .  7
   5.2.1 Request-URI vs. Filter URI . . . . . . . . . . . . . . . . .  7
   5.3   Notifier Generating NOTIFY Requests  . . . . . . . . . . . .  8
   5.3.1 Generation of NOTIFY Contents  . . . . . . . . . . . . . . .  8
   5.3.2 Handling of Notification Triggering Rules  . . . . . . . . .  9
   5.4   Handling Abnormal Cases  . . . . . . . . . . . . . . . . . . 10
   6.    IANA Considerations  . . . . . . . . . . . . . . . . . . . . 10
   7.    Examples . . . . . . . . . . . . . . . . . . . . . . . . . . 10
   7.1   Presence Specific Examples . . . . . . . . . . . . . . . . . 10
   7.1.1 Subscriber Requests Messaging Related Information  . . . . . 11
   7.1.2 Subscriber Fetches Information about "Open"
         Communication Means  . . . . . . . . . . . . . . . . . . . . 12
   7.1.3 Subscriber Requests Notifications when Presentity's
         Status Changes . . . . . . . . . . . . . . . . . . . . . . . 14
   7.2   Watcher Information Specific Examples  . . . . . . . . . . . 16
   7.2.1 Watcher Subscriber Makes Subscription to Get All the
         Information about Active Watchers  . . . . . . . . . . . . . 17
   7.2.2 Watcher Subscriber Requests Information of Watchers with
         Specific Subscription Duration Conditions  . . . . . . . . . 18
   7.2.3 Watcher Subscriber Requests Specific Watcher Info On
         Specific Triggers  . . . . . . . . . . . . . . . . . . . . . 20
   8.    Security Considerations  . . . . . . . . . . . . . . . . . . 22
   9.    Acknowledgements . . . . . . . . . . . . . . . . . . . . . . 22
         References . . . . . . . . . . . . . . . . . . . . . . . . . 22
         Authors' Addresses . . . . . . . . . . . . . . . . . . . . . 23
         Intellectual Property and Copyright Statements . . . . . . . 25



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1. Conventions

   In this document, the key words 'MUST', 'MUST NOT', 'REQUIRED',
   'SHALL', 'SHALL NOT', 'SHOULD', 'SHOULD NOT', 'RECOMMENDED', 'MAY',
   and 'OPTIONAL' are to be interpreted as described in RFC 2119 [1]
   and indicate requirement levels for compliant implementations.

2. Introduction

   SIP event notification is described in [5]. It defines a general
   framework for sending subscriptions and receiving notifications in
   SIP based systems. It introduces the concept of event packages, which
   are concrete applications of the general event framework to a
   specific usage of events.

   Filtering is a mechanism for controlling the content of event
   notifications. Additionally, the subscriber may specify the rules for
   when a notification should be sent to it. Requirements for such
   mechanisms are defined in  [10] and [11].

   The filtering mechanism is expected to be particularly valuable to
   users of mobile wireless access devices. The characteristics of the
   devices typically include high latency, low bandwidth, low data
   processing capabilities, small display, and limited battery power.
   Such devices can benefit from the ability to filter the amount of
   information generated at the source of the event notification.

   It is stated in [5] that the notifier may send a NOTIFY at any time,
   but typically it is sent when the state of the resource changes. It
   also states that the notifications would contain the complete and
   current state of the resource authorized for a certain subscriber to
   see. The format of such resource state information is package
   specific. In this memo, we assume that the NOTIFY for any package
   contains an XML document.

   There is a separate approach for the rate limiting of SIP event
   notifications, namely the throttling mechanism [12]. This throttling
   mechanism allows the subscriber to specify a maximum rate at which
   event notifications are generated by a single notifier. The solution
   for such requirements is out of scope for this document.

   This document presents a mechanism for filtering whereby a subscriber
   describes its preference of when notifications are to be sent to it
   and what they are to contain. It also describes how the notifier
   functions when generating notifications by taking into account
   filters and default functionality of the package/service.

   The XML format for defining the filter is described in [9].



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3. Client Operation

3.1 Transport Mechanism

   Transportation of the filter to the server is achieved by inserting
   the XML document, as defined in [9], in the body of the SUBSCRIBE
   request. Alternatively, the XML document can be uploaded to the
   server using means outside the scope of this document.

3.2 SUBSCRIBE Bodies

   SIP entities compliant with this specification MUST support the
   content type 'application/simple-filter+xml'.

3.3 Subscriber Generating SUBSCRIBE Requests

   This section presents additional functionality required from the
   subscriber when filters are used in the bodies of the SUBSCRIBE
   requests. Normal operations of services, e.g., as defined in [4], [8]
   and [6] are otherwise followed.

   As defined in [5], the SUBSCRIBE message MAY contain a body. This
   body would serve the purpose of carrying filtering information.
   Honouring those filters is at the discretion of the notifier and
   might depend on local policies.

   No content in the body of a SUBSCRIBE indicates to the notifier that
   no filter is being requested so that the notifier is instructed to
   send all the NOTIFY requests using the notifier's own or service
   specific policy. Note that e.g. in the list case [6] the filter might
   have been uploaded to the server beforehand (by means outside the
   scope of this document).

   If the body of the SUBSCRIBE includes the filter, the body MUST be of
   the MIME-Type 'application/simple-filter+xml'.

3.3.1 Structure of a Filter

   Multiple filters MAY be included in one SUBSCRIBE. This is achieved
   by including multiple <filter> elements in the filter [9]. Each
   <filter> element may include a URI attribute.

   A SUBSCRIBE request destined to a list URI [6] MAY include multiple
   filters specific to individual resources. This is achieved by
   including multiple <filter> elements with different URIs of resources
   in each of those elements. This resource specific filter overrides
   any list specific filter, if any. The list specific filter may or may
   not include a URI.



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3.3.2 Request-URI vs. Filter URI

   The URI in the filter defines the target resource, e.g. in the
   Presence service case; it is the presentity's presence information to
   which the filter is applied. The subscriber MAY choose to leave the
   URI in the filter undefined. If the URI is not defined within the
   filter, the filter applies to the resource identified in the
   Request-URI. Similarly, the subscriber MAY define a filter URI. If
   the Request-URI is a list URI [6], the filter URI MUST be the list
   URI, a sub-list URI or resource who's URI is one of the URIs that
   result from a lookup, by an RLS, on the Request-URI. If not, the
   filter may be ignored or may be rejected.

   The URI in the filter may also carry a domain. In this case, the
   filter applies to resources in that domain. This can be used when a
   subscription is for a resource that is an event list with many
   resources from differing domains.

3.3.3 Changing Filters within a Dialog

   The client MAY reset or change the filter by re-issuing a new
   SUBSCRIBE request within the existing dialog.  A SUBSCRIBE within the
   exiting dialog that does not contain a filter is assumed to maintain
   existing filters. This means that filters are persistent and are only
   explicitly removed.

   A client requiring removal of a filter may do so by using the
   'removed="true"' attribute as defined in [9].

   In the case the URI in the filter is that of a list, a client may
   override the existing filter with a filter for an individual
   resource, that is part of the list subscribed to earlier, by issuing
   a new SUBSCRIBE within the existing dialog and including a filter
   specific for that individual resource. The new filter need not
   include the original filter since a filter is only removed in the
   manner indicated above.

3.3.4 Subscriber Interpreting SIP responses

   The SUBSCRIBE request will be confirmed with a final response. A
   200-class responses indicate that the subscription has been accepted,
   and that a NOTIFY will be sent immediately. A "200" response
   indicates that the subscription has been accepted and the filter is
   accepted. A "202" response merely indicates that the subscription has
   been understood, the content type has been accepted, and that
   authorization may or may not have been granted. A "202" response also
   indicates that the filter has not been accepted yet. The acceptance
   of the filter MAY arrive in a subsequent NOTIFY.



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   A non-200 class final responses indicate that no subscription or
   dialog has been created, and no subsequent NOTIFY message will be
   sent.  All non-200 class final responses have the same meanings and
   handling as described in [3] and [5].

   Specifically, a "415" response indicates that the MIME type
   'application/simple-filter+xml' is not understood by the notifier. A
   "488" response indicates that the content type (filter) is understood
   but some aspects of it were either not understood or not accepted.

3.4 Subscriber Processing of NOTIFY Requests

   If the 2xx response was returned for the SUBSCRIBE, the NOTIFY that
   follows MAY contain a body that describes the present state of the
   resource after the filters have been applied.

   If the NOTIFY indicates that a subscription has been terminated [5],
   the subscription is assumed to be terminated. Behaviour in such
   events is also described in [5].

   If the subscription is indicated as active, NOTIFY requests are
   handled as described in package specific documents and [5].

4. Resource List Server Behaviour

   The Resource List Server is defined in [6]. This section describes
   how such entity behaves in the presence of a filter in a subscription
   to a list.

4.1 Request-URI vs. Filter URI

   If the URI is not defined within the filter, the filter applies to
   the resource identified in the Request-URI.

   If no URI is indicated by the filter, the filter applies to all the
   notifications that the RLS issues. If the URI indicated by the filter
   is a list URI, the filter applies to all the notifications that the
   RLS issues.

   If the URI indicated by the filter is for one resource who's URI is
   one of the URIs that result from a lookup, by the RLS, on the
   Request-URI, the filter for that particular resource is extracted and
   propagated in the SUBSCRIBE request sent to that resource.  (It is
   possible to have more than one filter in a SUBSCRIBE body, and
   therefore a filter specific to a resource MUST be extracted and only
   that is propagated. For example, if the Request-URI  in a SUBSCRIBE
   has the value "sip:mybuddies@mydomain.com" where
   "bob@otherdomain.com" is a resource belonging to that list, and the
   URI in a filter is "sip:bob@otherdomain.com", the filter specific for
   Bob are extracted and placed in the body of the SUBSCRIBE sent to



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   "bob@otherdomain.com").

   If the URI indicated by the filter is for one resource who's URI is
   NOT one of the URIs that result from a lookup, by the RLS, on the
   Request-URI, the filter is propagated to all the fanned out
   subscriptions. This is to accommodate the scenario where the
   subscriber knows that there are sub-lists in the event list that the
   original subscription was sent to, and the subscriber wishes to set a
   filter for a resource in that sub-list.

   The URI in the filter may carry a domain. In this case, the filter
   applies to resources in that domain. The RLS MUST NOT apply filters
   to any notifications it sends, but instead MUST forward the filter
   with all fanned out subscriptions to the notifiers.

5. Server Operation

5.1 NOTIFY Bodies

   SIP entities compliant with this specification MUST support
   content-type 'application/simple-filter+xml'.

5.2 Notifier Processing SUBSCRIBE Requests

   This section presents addition functionality required from the
   notifier when filters are used in the bodies of the SUBSCRIBE
   requests. Normal package specific functionality are otherwise
   followed.

   The notifier will examine the content type header and will return a
   415 response if it does not understand the content type 'application/
   simple-filter+xml'.

   A 200-class responses indicate that the subscription has been
   accepted, and the NOTIFY will be sent immediately. A "200" response
   indicates that the subscription has been accepted, the user is
   authorized and the filter is accepted.  A "202" response merely
   indicates that the subscription has been understood, but the
   authorization may or may not have been granted. A "202" response also
   indicates that the filters have not been accepted yet. The acceptance
   of the filters MAY arrive in a subsequent NOTIFY.

   Procedures described in section Section 5.4 are followed if an error
   is encountered.

5.2.1 Request-URI vs. Filter URI

   The subscriber may have chosen to leave the URI in the filter



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   undefined. If the URI is not defined within the filter, the filter
   applies to the resource identified in the Request-URI.

   Similarly, the subscriber may have chosen to include a URI in the
   filter. In this case, the filter applies to all notifications send
   for this subscription. If the Request-URI and the URI in the filter
   mismatch, the filter may be ignored or may be rejected.

   The URI in the filter may carry a domain. In this case, the filter
   applies to resources in that domain. The notifier MUST NOT apply
   filters to any notifications it sends if the domain is not that of
   its own, and MUST ignore it. Notifiers belonging to domain MUST apply
   the filter to all notifications sent, unless policy dictates
   otherwise.

5.3 Notifier Generating NOTIFY Requests

   Upon receiving the SUBSCRIBE with the filter, the notifier SHOULD
   retain the filter as long as the subscription persists. The filter
   MAY be incorporated within an existing subscription (in an active
   dialog) by sending a re-SUBSCRIBE that includes the filter in the
   body.

   If the response sent to the SUBSCRIBE was the 202 and the 202 was
   chosen because the filter could not be accepted that time, the NOTIFY
   MAY be used to terminate the subscription if the filter was found
   unacceptable.

   As described in [5], the NOTIFY message MAY contain a body that
   describes the state of the resource. This body is in one of the
   formats listed in the Accept header of the SUBSCRIBE, or the package
   specific default if the Accept header is omitted.

5.3.1 Generation of NOTIFY Contents

   If the NOTIFY being sent is the immediate one sent after a 2xx
   response to the original SUBSCRIBE, its contents MUST be populated
   according to the filter. If applying  the filter results in not
   sending a NOTIFY, the NOTIFY MUST be sent with empty contents. A
   notifier may also choose not to obey the filter in the first NOTIFY
   and instead send the configured value authorised for that subscriber
   set by the notifier using means outside the scope of this document).

   The input to the content filter is a package specific XML document,
   e.g. [2] and [7] derived according to the package specific
   specifications, ([4] and [8]).

   The content is filtered according to the expressions in the <what>



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   element of the filter. The expression indicates the delivered XML
   elements and/or attributes. Prefixes of the namespaces of the items
   of the XML document to be filtered must be expanded before applying
   the filter to the items.

   The expression directly states the XML elements and attributes to be
   delivered in the NOTIFY, along with their values. In addition to the
   selected contents also the namespaces of all the selected items are
   included in the NOTIFY. The XML elements and/or attributes indicated
   by the expression in the <what> element must be items that the
   subscriber is authorised to see. If not, the notifier policy dictates
   the behaviour of the notifier (notifier can either ignore the filter,
   parts of the filter, or reject the filter completely). Implementers
   need to carefully consider such an implementation decision; the
   subscriber may not be aware of the authorised contents and therefore
   most likely will include a filter requesting unauthorised contents.
   It is therefore RECOMMENDED that notifiers just ignores the parts of
   the filter where it is requesting unauthorised info. I.e. The filter
   in the <filter> element where the unauthorised contents are requested
   is ignored. If polite blocking is used by the notifier, the notifier
   may choose to ignore the filter, by choosing to deliver notifications
   containing bogus information in the unauthorised elements or
   attributes.

   The resultant XML document MUST be well formed and valid according to
   the XML schema. This means that all mandatory elements and attributes
   along with their values MUST be included in the XML document
   regardless of the expression. In other words, if the results of
   applying a filter on an XML document is a non-valid XML document, the
   notifier MUST add elements and attributes, along with their values,
   from the original XML document into the newly formulated one in order
   for it to be a valid one. This situation can occur if the notifier
   did not closely examine the filter before accepting it

5.3.2 Handling of Notification Triggering Rules

   There can be several <trigger> elements inside one <filter> element.
   If the criteria for any of the <trigger> elements are satisfied, a
   NOTIFY SHOULD be generated.

   The items (XML elements and/or attributes) indicated by the
   expression in the <changed> element, <added> element or <removed>
   element must be items that the subscriber is authorised to access. If
   not, the notifier policy dictates the behaviour of the notifier
   (notifier can either ignore the filter, parts of the filter, or
   reject the filter completely).





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5.4 Handling Abnormal Cases

   In case of an invalid filter definition where the XML document of the
   filter is not aligned with the XML schema of the filter format[9],
   the notifier rejects the SUBSCRIBE request with a "488" response. A
   warning header in the response may give better indication why the
   filters were not accepted. If the subscription was accepted with a
   "202" response but the invalid filter was discovered after that, a
   NOTIFY with a subscription-state of value 'terminated' is sent. An
   event-reason-value "badfilter", introduced here, of subexp-params [5]
   MAY be included.

   In case of an erroneous expression in the filter definition the
   notifier either ignores the filter definition or terminates the
   subscription.

   If a <what> or <trigger> element is empty, the notifier proceeds as
   if the element did not exist.

6. IANA Considerations

   A new event-reason-value "badfilter" is defined to represent the
   event where the filter is not well formed and/or not accepted.

   OPEN ISSUE: IANA registration template must be added later. [13]

7. Examples

   The following chapters include filtering examples for Presence and
   Watcher Information. The format of filter is according to [9].

7.1 Presence Specific Examples

   This chapter describes three use cases where the presence information
   filtering solution is utilised [4]. In the first use case the watcher
   is interested in getting messaging specific information of a certain
   presentity. In the second use case the watcher is interested in
   getting information about the communication means and contact
   addresses the presentity is currently available for communication on.
   The third case shows how a presentity can request triggers to receive
   notifications

   Below is the Presentity's presence information in PIDF [2]. It
   includes two tuples: one for the instant messaging and another for
   the voice related information.






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   <?xml version="1.0" encoding="UTF-8"?>
         <presence xmlns="urn:ietf:params:xml:ns:cpim-pidf"
       xmlns:rpid="urn:example-comietf:params:ns:sip-rpid"
         entity="sip:presentity@domain.com">
            <tuple id="432sd">
               <status>
                  <basic>closed</basic>
               </status>
               <rpid:class>im</rpid:class>
               <contact>im:presentity@domain.com</contact>
            </tuple>
            <tuple id="thr76jk">
               <status>
                  <basic>open</basic>
               </status>
               <rpid:class>voice</rpid:class>
               <contact>tel:2224055555@domain.com</contact>
            </tuple>
         </presence>


7.1.1 Subscriber Requests Messaging Related Information

   The subscriber initiates a subscription to the presentity's messaging
   (MMS, IM and SMS) related presence information. The subscription
   includes the content limiting filter.

   The filtered content is indicated with an expression. This expression
   selects the <basic>  element and all the parent elements (this means
   the status, tuple and its root element), the <class> element and the
   <contact> element. The filter is: <class> elements that have values
   beginning with "MMS", "SMS" or "IM".

   In this case, the notification includes the contents of the tuple
   that has the value "IM" in its <label> element.

   SUBSCRIBE request from the subscriber including filter:

   SUBSCRIBE sip:presentity@domain.com
   Via: SIP/2.0/TCP 10.0.0.1:5060;branch=xjfdsjfk
   To: <sip:presentity@domain.com>
   From: <sip:watcher@domain.com>;tag:12341111
   Call-ID: 121212@10.0.0.1
   Cseq: 1 SUBSCRIBE
   Expires: 3600
   Event: Presence
   Contact: <sip:watcher@client.domain.com>
   Content-Type: application/simple-filter+xml



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   Content-Length: ...

   <?xml version="1.0" encoding="UTF-8"?>
   <filter-set xmlns="urn:ietf:params:xml:ns:simple-filter"
                xmlns:rpid="urn:ietf:params:xml:ns:pidf:rpid-tuple"
                xmlns:pidf="urn:ietf:params:xml:ns:pidf"
                package="presence">
         <filter id="mess" uri="sip:presentity@domain.com">
              <what>
                        <include type="xml-element">//pidf:tuple/pidf:status/pidf:basic[rpid:class="IM" or rpid:class="SMS" or rpid:class="MMS"]</include>
                        <include type="xml-element">//pidf:tuple/rpid:class[rpid:class="IM" or rpid:class="SMS" or rpid:class="MMS"]</include>
                        <include type="xml-element">//pidf:tuple/pidf:contact[rpid:class="IM" or rpid:class="SMS" or rpid:class="MMS"]</include>
               </what>
           </filter>
   </filter-set>

   Notification to the subscriber:

   NOTIFY sip:watcher@client.domain.com SIP/2.0
   Via: SIP/2.0/TCP presence.domain.com:5060;branch=xjfder
   To: <sip:watcher@domain.com>;tag:12341111
   From: <sip:presentity@domain.com>;tag:232321
   Call-ID: 121212@10.0.0.1
   Cseq: 1 NOTIFY
   Event: Presence
   Subscription-State: active; expires=3599
   Contact: sip:presentity@server.domain.com
   Content-Type: application/cpim-pidf+xml
   Content-Length: ...

   <?xml version="1.0" encoding="UTF-8"?>
      <presence xmlns="urn:ietf:params:xml:ns:cpim-pidf"
      xmlns:rpid="urn:example-com:ietf:params:ns:sip-rpid"
      entity="sip:presentity@domain.com">
         <tuple id="432sd">
            <status>
               <basic>closed</basic>
            </status>
            <rpid:class>im</rpid:class>
            <contact>im:presentity@domain.com</contact>
         </tuple>
      </presence>


7.1.2 Subscriber Fetches Information about "Open" Communication Means

   The subscriber makes a subscription to the presentity's available
   communication means. The subscription includes the content limiting



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   filter.

   The filtered content is indicated with an expression. This expression
   selects the <basic>  element and all the parent elements (this means
   the status, tuple and its root element), the <class> element and the
   <contact> element. The filter is: the <basic> element's value is
   "Open". There is also a need to indicate that only the tuples which
   have contact address information are selected.

   In this case the notification returns the contents of the tuple that
   has both the value "open" inside the <status> element and the
   existing <contact> elements.

   SUBSCRIBE request from the subscriber including filter:

   SUBSCRIBE sip:presentity@domain.com SIP/2.0
   Via: SIP/2.0/TCP 10.0.0.1:5060;branch=xjfdsjfk
   To: <sip:presentity@domain.com>
   From: <sip:watcher@domain.com>;tag:12341111
   Call-ID: 121212@10.0.0.1
   Cseq: 1 SUBSCRIBE
   Expires: 3600
   Event: Presence
   Contact: <sip:watcher@client.domain.com>
   Content-Type: application/simple-filter+xml
   Content-Length: ...

   <?xml version="1.0" encoding="UTF-8"?>
      <filter-set xmlns="urn:ietf:params:xml:ns:simple-filter">
         <filter id="open-mean" uri="sip:presentity@domain.com">
               <what>
                        <include type="xml-element">//pidf:tuple/pidf:status/pidf:basic[pidf:basic="open]</include>
                        <include type="xml-element">//pidf:tuple/rpid:class[pidf:basic="open]</include>
                        <include type="xml-element">//pidf:tuple/pidf:contact[pidf:basic="open]</include>
                </what>
         </filter>
      </filter-set>


   Notification to the subscriber:

   NOTIFY sip:watcher@client.domain.com SIP/2.0
   Via: SIP/2.0/TCP presence.domain.com:5060;branch=xjfder
   To: <sip:watcher@domain.com>;tag:12341111
   From: <sip:presentity@domain.com>;tag:232321
   Call-ID: 121212@10.0.0.1
   Cseq: 1 NOTIFY
   Event: Presence



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   Subscription-State: active; expires=3599
   Contact: sip:presentity@server.domain.com
   Content-Type: application/cpim-pidf+xml
   Content-Length: ...

   <?xml version="1.0" encoding="UTF-8"?>
      <presence xmlns="urn:ietf:params:xml:ns:cpim-pidf"
      xmlns:rpid="urn:example-com:ietf:params:ns:sip-rpid"
      entity="sip:presentity@domain.com">
         <tuple id="thr76jk">
            <status>
               <basic>open</basic>
            </status>
               <rpid:class>voice</rpid:class>
               <contact>tel:2224055555@domain.com</contact>
         </tuple>
      </presence>



7.1.3 Subscriber Requests Notifications when Presentity's Status Changes

   The subscriber subscribes to the presentity, specifying in the filter
   that it wants notifications only when the <basic>element has changed
   to value 'open'

   SUBSCRIBE request from the subscriber including filter:

   SUBSCRIBE sip:presentity@domain.com
   Via: SIP/2.0/TCP 10.0.0.1:5060;branch=xjfdsjfk
   To: <sip:presentity@domain.com>
   From: <sip:watcher@domain.com>;tag:12341111
   Call-ID: 121212@10.0.0.1
   Cseq: 1 SUBSCRIBE
   Expires: 3600
   Event: Presence
   Contact: <sip:watcher@client.domain.com>
   Content-Type: application/simple-filter+xml
   Content-Length: ...

   <?xml version="1.0" encoding="UTF-8"?>
      <filter-set xmlns="urn:ietf:params:xml:ns:simple-filter">
        <filter id = "open-mean" uri="sip:presentity@domain.com">
          <trigger>
                <changed changed-from="closed" changed-to="open">//pidf:presence/pidf:tuple/pidf:status/pidf:basic</changed>
             </trigger>
        </filter>
      </filter-set>



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   Assuming a 2nd PIDF document is created with both tuples having status of closed:

   <?xml version="1.0" encoding="UTF-8"?>
      <presence xmlns="urn:ietf:params:xml:ns:cpim-pidf"
      xmlns:rpid="urn:example-com:ietf:params:ns:sip-rpid"
      entity="sip:presentity@domain.com">
         <tuple id="432sd">
            <status>
            <basic>closed</basic>
            </status>
               <rpid:class>im</rpid:class>
               <contact>im:presentity@domain.com</contact>
         </tuple>
         <tuple id="thr76jk">
            <status>
               <basic>closed</basic>
            </status>
            <rpid:class>voice</rpid:class>
            <contact>tel:2224055555@domain.com</contact>
         </tuple>
      </presence>

   A NOTIFY is not sent to the subscriber in this case.

   Now, a 3rd PIDF document is created when IM status changes to OPEN:

   <?xml version="1.0" encoding="UTF-8"?>
      <presence xmlns="urn:ietf:params:xml:ns:cpim-pidf"
      xmlns:rpid="urn:example-com:ietf:params:ns:sip-rpid"
      entity="sip:presentity@domain.com">
         <tuple id="432sd">
            <status>
               <basic>open</basic>
            </status>
            <rpid:class>im</rpid:class>
            <contact>im:presentity@domain.com</contact>
         </tuple>
         <tuple id="thr76jk">
            <status>
               <basic>closed</basic>
            </status>
            <rpid:class>voice</rpid:class>
            <contact>tel:2224055555@domain.com</contact>
         </tuple>
      </presence>


   Notification to the subscriber is sent in this case:



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   NOTIFY sip:watcher@client.domain.com SIP/2.0
   Via: SIP/2.0/TCP presence.domain.com:5060;branch=xjfder
   To: <sip:watcher@domain.com>;tag:12341111
   From: <sip:presentity@domain.com>;tag:232321
   Call-ID: 121212@10.0.0.1
   Cseq: 1 NOTIFY
   Event: Presence
   Subscription-State: active; expires=3599
   Contact: sip:presentity@server.domain.com
   Content-Type: application/cpim-pidf+xml
   Content-Length: ...

   <?xml version="1.0" encoding="UTF-8"?>
      <presence xmlns="urn:ietf:params:xml:ns:cpim-pidf"
      xmlns:rpid="urn:example-com:ietf:params:ns:sip-rpid"
      entity="sip:presentity@domain.com">
         <tuple id="432sd">
            <status>
               <basic>closed</basic>
            </status>
            <rpid:class>im</rpid:class>
            <contact>im:presentity@domain.com</contact>
         </tuple>
         <tuple id="thr76jk">
            <status>
               <basic>open</basic>
            </status>
            <rpid:class>voice</rpid:class>
            <contact>tel:2224055555@domain.com</contact>
         </tuple>
      </presence>


7.2 Watcher Information Specific Examples

   The examples in this section use the winfo template-package with the
   presence event package [8].














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   Watcher information to a Presentity:

      <?xml version="1.0"?>
        <watcherinfo xmlns="urn:ietf:params:xml:ns:watcherinfo"
      version="0" state="full">
        <watcher-list resource="sip:presentity@domain.com"
                      package="presence">
            <watcher status="active"
               id="sr8fdsj"
               duration-subscribed="509"
               expiration="20"
               event="approved">sip:watcherA@example.com"</watcher>
            <watcher status="pending"
               id="sr8fdsj"
               duration-subscribed="501"
               expiration="100"
               event="subscribe">sip:watcherB@example.com"</watcher>
            <watcher status="terminated"
               id="sr8fdsj"
               duration-subscribed="500"
               expiration="0"
               event="rejected">sip:watcherC@example.com"</watcher>
            <watcher status="active"
               id="sr8fdsj"
               duration-subscribed="20"
               expiration="30"
               event="approved">sip:watcherD@domain.com"</watcher>
        </watcher-list>
        </watcherinfo>


7.2.1 Watcher Subscriber Makes Subscription to Get All the Information
      about Active Watchers


   SUBSCRIBE request from the presentity including the filter:

      SUBSCRIBE sip:presentity@domain.com
      Via: SIP/2.0/TCP 10.0.0.1:5060;branch=xjfdsjfk
      To: <sip:presentity@domain.com>
      From: <sip:presentity@domain.com>;tag:12341111
      Call-ID: 121212@10.0.0.1
      Cseq: 1 SUBSCRIBE
      Expires: 3600
      Event: Presence.winfo
      Contact: sip:presentity@client.domain.com
      Content-Type: application/simple-filter+xml
      Content-Length: ...



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      <?xml version="1.0" encoding="UTF-8"?>
        <filter-set xmlns="urn:ietf:params:xml:ns:simple-filter" pkgdef="winfo">
            <filter id = "active" uri="sip:presentity@domain.com">
              <what>
                   <include>//watcher[@package="presence" and @status="active"]</include>
             </what>
           </filter>
        </filter-set>


      Notification to the subscriber:

      NOTIFY sip:presentity@client.domain.com SIP/2.0
      Via: SIP/2.0/TCP presence.domain.com:5060;branch=xjfder
      To: sip:presentity@domain.com;tag:12341111
      From: sip:presentity@domain.com;tag:232321
      Call-ID: 121212@10.0.0.1
      Cseq: 1 NOTIFY
      Contact: sip:presentity@server.domain.com
      Event: Presence.winfo

      Content-Type: application/watcherinfo+xml
      Content-Length: ...

      <?xml version="1.0"?>
        <watcherinfo xmlns="urn:ietf:params:xml:ns:watcherinfo"
      version="0" state="full">
        <watcher-list resource="sip:presentity@domain.com"
                      package="presence">
            <watcher status="active"
               id="sr8fdsj"
               duration-subscribed="509"
               expiration="20"
               event="approved">sip:watcherA@example.com"</watcher>
            <watcher status="active"
               id="sr8fdsj"
               duration-subscribed="20"
               expiration="30"
               event="approved">sip:watcherD@domain.com"</watcher>
        </watcher-list>
        </watcherinfo>


7.2.2 Watcher Subscriber Requests Information of Watchers with Specific
      Subscription Duration Conditions


   SUBSCRIBE request from the presentity including the filter:



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      SUBSCRIBE sip:presentity@domain.com
      Via: SIP/2.0/TCP 10.0.0.1:5060;branch=xjfdsjfk
      To: <sip:presentity@domain.com>;tag:12341111
      From: <sip:presentity@domain.com>
      Call-ID: 121212@10.0.0.1
      Cseq: 1 SUBSCRIBE
      Expires: 0
      Event: Presence.winfo
      Contact: <sip:presentity@client.domain.com>
      Content-Type: application/simple-filter+xml
      Content-Length: ...

      <?xml version="1.0" encoding="UTF-8"?>
        <ev-filter-set xmlns="urn:ietf:params:xml:ns:simple-filter" pkgdef="winfo">
            <ev-filter id = "history" uri="sip:presentity@domain.com">
              <what>
                   <include>//watcher[@package="presence" and @duration-subscribed>500]</include>
             </what>
           </ev-filter>
        </ev-filter-set>

      Notification to the subscriber:

      NOTIFY sip:presentity@client.domain.com SIP/2.0
      Via: SIP/2.0/TCP presence.domain.com:5060;branch=xjfder
      To: sip:presentity@domain.com;tag:12341111
      From: sip:presentity@domain.com;tag:232321
      Call-ID: 121212@10.0.0.1
      Cseq: 1 NOTIFY
      Contact: sip:presentity@server.domain.com
      Event: Presence.winfo

      Content-Type: application/watcherinfo+xml
      Content-Length: ...

      <?xml version="1.0"?>
        <watcherinfo xmlns="urn:ietf:params:xml:ns:watcherinfo"
      version="0" state="full">
        <watcher-list resource="sip:presentity@domain.com"
                      package="presence">
            <watcher status="active"
               id="sr8fdsj"
               duration-subscribed="509"
               expiration="20"
               event="approved">sip:watcherA@example.com"</watcher>
            <watcher status="pending"
               id="sr8fdsj"
               duration-subscribed="501"



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               expiration="100"
               event="subscribe">sip:watcherB@example.com"</watcher>
        </watcher-list>
        </watcherinfo>


7.2.3 Watcher Subscriber Requests Specific Watcher Info On Specific
      Triggers

   This filter selects watcher information notifications [7] to be sent
   when the pending subscription status has changed from 'pending' to
   'terminated'. In the notification, only the watchers that have a
   status of 'terminated' and an event of 'rejected' are included.

   SUBSCRIBE request from the Watcher Subscriber including the filter:

      SUBSCRIBE sip:presentity@domain.com
      Via: SIP/2.0/TCP 10.0.0.1:5060;branch=xjfdsjfk
      To: <sip:presentity@domain.com>;tag:12341111
      From: <sip:presentity@domain.com>
      Call-ID: 121212@10.0.0.1
      Cseq: 1 SUBSCRIBE
      Expires: 0
      Event: Presence.winfo
      Contact: <sip:presentity@client.domain.com>
      Content-Type: application/simple-filter+xml
      Content-Length: ...

   <?xml version="1.0" encoding="UTF-8"?>
     <ev-filter-set xmlns="urn:ietf:params:xml:ns:simple-winfo-filter" pkgdef="winfo">
         <ev-filter id = "filter-X" uri="sip:presentity@domain.com">
              <what>
                   <include>//watcher[@package="presence" and @status="active" and event="rejected"]</include>
               </what>
             <trigger>
                    <changed changed-from="pending" changed-to="terminated">//@status</changed>
                </trigger>
          </ev-filter>
     </ev-filter-set>

   A 2nd Winfo document is created due to some change:

    <?xml version="1.0"?>
        <watcherinfo xmlns="urn:ietf:params:xml:ns:watcherinfo"
      version="0" state="full">
        <watcher-list resource="sip:presentity@domain.com"
                      package="presence">
            <watcher status="active"



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               id="sr8fdsj"
               duration-subscribed="509"
               expiration="20"
               event="approved">sip:watcherA@example.com"</watcher>
            <watcher status="terminated"
               id="sr8fdsj"
               duration-subscribed="501"
               expiration="100"
               event="rejected">sip:watcherB@example.com"</watcher>
            <watcher status="terminated"
               id="sr8fdsj"
               duration-subscribed="500"
               expiration="0"
               event="rejected">sip:watcherC@example.com"</watcher>
            <watcher status="active"
               id="sr8fdsj"
               duration-subscribed="20"
               expiration="30"
               event="approved">sip:watcherD@domain.com"</watcher>
       </watcher-list>
        </watcherinfo>

   Notification to the subscriber, taking into account the <trigger> and <what> elements:

      NOTIFY sip:presentity@client.domain.com SIP/2.0
      Via: SIP/2.0/TCP presence.domain.com:5060;branch=xjfder
      To: sip:presentity@domain.com;tag:12341111
      From: sip:presentity@domain.com;tag:232321
      Call-ID: 121212@10.0.0.1
      Cseq: 1 NOTIFY
      Contact: sip:presentity@server.domain.com
      Event: Presence.winfo

      Content-Type: application/watcherinfo+xml
      Content-Length: ...

    <?xml version="1.0"?>
        <watcherinfo xmlns="urn:ietf:params:xml:ns:watcherinfo"
      version="0" state="full">
        <watcher-list resource="sip:presentity@domain.com"
                      package="presence">
            <watcher status="terminated"
               id="sr8fdsj"
               duration-subscribed="501"
               expiration="100"
               event="rejected">sip:watcherB@example.com"</watcher>
            <watcher status="terminated"
               id="sr8fdsj"



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               duration-subscribed="500"
               expiration="0"
               event="rejected">sip:watcherC@example.com"</watcher>
        </watcher-list>
        </watcherinfo>

8. Security Considerations

   The presence of filters in the body in a SIP message has a
   significant effect on the ways in which the request is handled at a
   server. As a result, it is especially important that messages
   containing this extension be authenticated and authorized.

   Processing of requests and looking up filters requires set operations
   and searches, which can require some amount of computation. This
   enables a DoS attack whereby a user can send requests with
   substantial numbers messages with large contents, in the hopes of
   overloading the server. To counter this, the server SHOULD only allow
   filters with no more than about 20 occurrences of the <what>,
   <changed>, <added> and <removed> elements.

   Requests can reveal sensitive information about a UA's capabilities.
   If this information is sensitive, it SHOULD be encrypted using SIP S/
   MIME capabilities.

   All package specific security measures MUST be followed.

9. Acknowledgements

   The authors would like to thank Tim Moran, Sreenivas Addagatla and
   Juha Kalliokulju for their valuable input.

References

   [1]   Bradner, S., "Key words for use in RFCs to Indicate Requirement
         Levels", BCP 14, RFC 2119, March 1997.

   [2]   Sugano, H., "CPIM Presence Information Data Format",
         draft-ietf-impp-cpim-pidf-08.txt, May 2003.

   [3]   Rosenberg, J., "SIP: Session Initiation Protocol", RFC 3261,
         June 2002.

   [4]   Rosenberg, J., "Session Initiation Protocol (SIP) Extensions
         for Presence",  draft-ietf-simple-presence-10.txt, January
         2003.

   [5]   Roach, A., "Session Initiation Protocol (SIP)-Specific Event



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         Notification", RFC 3265, June 2002.

   [6]   Roach, A., "A Session Initiation Protocol (SIP) Event
         Notification Extension for Collections",
         draft-ietf-simple-event-list-01.txt, March 2003.

   [7]   Rosenberg, J., "An Extensible Markup Language (XML) Based
         Format for Watcher Information",
         draft-ietf-simple-winfo-format-04.txt, January 2003.

   [8]   Rosenberg, J., "A Watcher Information Event Template-Package
         for SIP",  draft-ietf-simple-winfo-package-05.txt, January
         2003.

   [9]   Khartabil, H., "An Extensible Markup Language (XML) Based
         Format for Event Notification Filtering",
         draft-ietf-simple-filter-format-00.txt, October 2003.

   [10]  Khartabil, H., "Requirements for Presence Specific Event
         Notification Filtering",
         draft-ietf-simple-pres-filter-reqs-03.txt, January 2004.

   [11]  Kiss, K., "Requirements for Filtering of Watcher Information",
         draft-ietf-simple-winfo-filter-reqs-01.txt, Jaunaury 2004.

   [12]  Niemi, A., "Session Initiation Protocol (SIP) Event
         Notification Throttles",
         draft-niemi-sipping-event-throttle-00.txt, October 2003.

   [13]  Mealling, M., "The IETF XML Registry",
         draft-mealling-iana-xmlns-registry-04.txt, June 2002.

   [14]  Bray, T., "Exensible Markup Language (XML) 1.0 (Second
         Edition)",  W3C CR CR-xml11-20011006, October 2000.


Authors' Addresses

   Hisham Khartabil
   Nokia
   P.O. Box 321
   Helsinki
   Finland

   Phone: +358 7180 76161
   EMail: hisham.khartabil@nokia.com





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   Eva Leppanen
   Nokia
   P.O BOX 785
   Tampere
   Finland

   Phone: +358 7180 77066
   EMail: eva-maria.leppanen@nokia.com


   Mikko Lonnfors
   Nokia
   Itamerenkatu 00180
   Helsinki
   Finland

   Phone: + 358 50 4836402
   EMail: mikko.lonnfors@nokia.com


   Jose Costa-Requena
   Nokia
   P.O. Box 321
   FIN-00045 NOKIA GROUP
   FINLAND

   Phone: +358 71800 8000
   EMail: jose.costa-requena@nokia.com























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Intellectual Property Statement

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   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION



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   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.


Acknowledgment

   Funding for the RFC Editor function is currently provided by the
   Internet Society.











































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