SIPPING                                                  V. Gurbani, Ed.
Internet-Draft                         Bell Laboratories, Alcatel-Lucent
Intended status: Informational                            E. Burger, Ed.
Expires: December 10, 2010                           This space for sale
                                                               T. Anjali
                                        Illinois Institute of Technology
                                                             H. Abdelnur
                                                               O. Festor
                                                                   INRIA
                                                            June 8, 2010


 The Common Log Format (CLF) for the Session Initiation Protocol (SIP)
                 draft-ietf-sipclf-problem-statement-02

Abstract

   Well-known web servers such as Apache and web proxies like Squid
   support event logging using a common log format.  The logs produced
   using these de-facto standard formats are invaluable to system
   administrators for trouble-shooting a server and tool writers to
   craft tools that mine the log files and produce reports and trends.
   Furthermore, these log files can also be used to train anomaly
   detection systems and feed events into a security event management
   system.  The Session Initiation Protocol does not have a common log
   format, and as a result, each server supports a distinct log format
   that makes it unnecessarily complex to produce tools to do trend
   analysis and security detection.  We propose a common log file format
   for SIP servers that can be used uniformly by proxies, registrars,
   redirect servers as well as back-to-back user agents.

Status of this Memo

   This Internet-Draft is submitted to IETF in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF), its areas, and its working groups.  Note that
   other groups may also distribute working documents as Internet-
   Drafts.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   The list of current Internet-Drafts can be accessed at
   http://www.ietf.org/ietf/1id-abstracts.txt.



Gurbani, et al.         Expires December 10, 2010               [Page 1]


Internet-Draft                   SIP CLF                       June 2010


   The list of Internet-Draft Shadow Directories can be accessed at
   http://www.ietf.org/shadow.html.

   This Internet-Draft will expire on December 10, 2010.

Copyright Notice

   Copyright (c) 2010 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the BSD License.
































Gurbani, et al.         Expires December 10, 2010               [Page 2]


Internet-Draft                   SIP CLF                       June 2010


Table of Contents

   1.  Terminology  . . . . . . . . . . . . . . . . . . . . . . . . .  3
   2.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
   3.  Problem statement  . . . . . . . . . . . . . . . . . . . . . .  4
   4.  What SIP CLF is and what it is not . . . . . . . . . . . . . .  4
   5.  Alternative approaches to SIP CLF  . . . . . . . . . . . . . .  5
     5.1.  SIP CLF and CDRs . . . . . . . . . . . . . . . . . . . . .  5
     5.2.  SIP CLF and Wireshark packet capture . . . . . . . . . . .  6
   6.  Motivation and use cases . . . . . . . . . . . . . . . . . . .  6
   7.  Challenges in establishing a SIP CLF . . . . . . . . . . . . .  8
   8.  Data model . . . . . . . . . . . . . . . . . . . . . . . . . .  9
     8.1.  SIP CLF data model elements for an UAC . . . . . . . . . . 11
     8.2.  SIP CLF data model elements for an UAS . . . . . . . . . . 11
     8.3.  SIP CLF data model elements for a proxy  . . . . . . . . . 11
   9.  Examples . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
     9.1.  UAC registering with a proxy . . . . . . . . . . . . . . . 13
     9.2.  Direct call between Alice and Bob  . . . . . . . . . . . . 14
     9.3.  Single downstream branch call  . . . . . . . . . . . . . . 14
     9.4.  Forked call  . . . . . . . . . . . . . . . . . . . . . . . 16
   10. Security Considerations  . . . . . . . . . . . . . . . . . . . 19
   11. Operational guidance . . . . . . . . . . . . . . . . . . . . . 21
   12. IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 21
   13. Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . . 21
   14. References . . . . . . . . . . . . . . . . . . . . . . . . . . 22
     14.1. Normative References . . . . . . . . . . . . . . . . . . . 22
     14.2. Informative References . . . . . . . . . . . . . . . . . . 22
   Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 23























Gurbani, et al.         Expires December 10, 2010               [Page 3]


Internet-Draft                   SIP CLF                       June 2010


1.  Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC 2119 [RFC2119].

   RFC 3261 [RFC3261] defines additional terms used in this document
   that are specific to the SIP domain such as "proxy"; "registrar";
   "redirect server"; "user agent server" or "UAS"; "user agent client"
   or "UAC"; "back-to-back user agent" or "B2BUA"; "dialog";
   "transaction"; "server transaction".


2.  Introduction

   Servers executing on Internet hosts produce log records as part of
   their normal operations.  A log record is, in essence, a summary of
   an application layer protocol data unit (PDU), that captures in
   precise terms an event that was processed by the server.  These log
   records serve many purposes, including analysis and troubleshooting.

   Well-known web servers such as Apache and Squid support event logging
   using a Common Log Format (CLF), the common structure for logging
   requests and responses serviced by the web server.  It can be argued
   that a good part of the success of Apache has been its CLF because it
   allowed third parties to produce tools that analyzed the data and
   generated traffic reports and trends.  The Apache CLF has been so
   successful that not only did it become the de-facto standard in
   producing logging data for web servers, but also many commercial web
   servers can be configured to produce logs in this format.  An example
   of Apache CLF is depicted next:

             %h      %l     %u       %t   \"%r\"   %s    %b
        remotehost rfc931 authuser [date] request status bytes

   remotehost:  Remote hostname (or IP number if DNS hostname is not
      available, or if DNSLookup is Off.

   rfc931:  The remote logname of the user.

   authuser:  The username by which the user has authenticated himself.

   [date]:  Date and time of the request.








Gurbani, et al.         Expires December 10, 2010               [Page 4]


Internet-Draft                   SIP CLF                       June 2010


   request:  The request line exactly as it came from the client.

   status:  The HTTP status code returned to the client.

   bytes:  The content-length of the document transferred.


   The inspiration for the SIP CLF is the Apache CLF.  However, the
   state machinery for a HTTP transaction is much simpler than that of
   the SIP transaction (as evidenced in Section 7).  The SIP CLF needs
   to do considerably more.


3.  Problem statement

   The Session Initiation Protocol [RFC3261](SIP) is an Internet
   multimedia session signaling protocol that is increasingly used for
   other services besides session establishment.  A typical deployment
   of SIP in an enterprise will consist of SIP entities from multiple
   vendors.  Currently, if these entities are capable of producing a log
   file of the transactions being handled by them, the log files are
   produced in a proprietary format.  The result of multiplicity of the
   log file formats is the inability of the support staff to easily
   trace a call from one entity to another, or even to craft common
   tools that will perform trend analysis, debugging and troubleshooting
   problems uniformly across the SIP entities of multiple vendors.

   SIP does not currently have a CLF format and this document serves to
   provide the rationale to establish a SIP CLF and identifies the
   required minimal information that must appear in any SIP CLF record.


4.  What SIP CLF is and what it is not

   The SIP CLF is a standardized manner of producing a log file.  This
   format can be used by SIP clients, SIP Servers, proxies, and B2BUAs.
   The SIP CLF is simply an easily digestible log of currently occurring
   events and past transactions.  It contains enough information to
   allow humans and automata to derive relationships between discrete
   transactions handled at a SIP entity.  For example, a SIP
   administrator should be able to issue a concise command to discover
   relationships between transactions or to search a certain dialog or
   transaction.

      Note: The exact form of the "concise command" is left unspecified
      until the working group agrees to one or more formats for encoding
      the fields.




Gurbani, et al.         Expires December 10, 2010               [Page 5]


Internet-Draft                   SIP CLF                       June 2010


   The SIP CLF is amenable to quick parsing (i.e., well-delimited
   fields) and it is platform and operating system neutral.

   The SIP CLF is amenable to easy parsing and lends itself well to
   creating other innovative tools.

   The SIP CLF is not a billing tool.  It is not expected that
   enterprises will bill customers based on SIP CLF.  The SIP CLF
   records events at the signaling layer only and does not attempt to
   correlate the veracity of these events with the media layer.  Thus,
   it cannot be used to trigger customer billing.

   The SIP CLF is not a quality of service (QoS) measurement tool.  If
   QoS is defined as measuring the mean opinion score (MOS) of the
   received media, then SIP CLF does not aid in this task since it does
   not summarize events at the media layer.


5.  Alternative approaches to SIP CLF

   It is perhaps tempting to consider other approaches --- which though
   not standardized, are in wide enough use in networks today --- to
   determine whether or not a SIP CLF would benefit a SIP network
   consisting of multi-vendor products.  The two existing approaches
   that approximate what SIP CLF does are Call Detail Records (CDRs) and
   Wireshark packet sniffing.

5.1.  SIP CLF and CDRs

   CDRs are used in operator networks widely and with the adoption of
   SIP, standardization bodies such as 3GPP have subsequently defined
   SIP-related CDRs as well.  Today, CDRs are used to implement the
   functionality approximated by SIP CLF, however, there are important
   differences.

   One, SIP CLF operates natively at the transaction layer and maintains
   enough information in the information elements being logged that
   dialog-related data can be subsequently derived from the transaction
   logs.  Thus, esoteric SIP fields and parameters like the To header,
   including tags; the From header, including tags, the CSeq number,
   etc. are logged in SIP CLF.  By contrast, a CDR is used mostly for
   charging and thus saves information to facilitate that very aspect.
   A CDR will most certainly log the public user identification of a
   party requesting a service (which may not correspond to the From
   header) and the public user identification of the party called party
   (which may not correspond to the To header.)  Furthermore, the
   sequence numbers maintained by the CDR may not correspond to the SIP
   CSeq header.  Thus it will be hard to piece together the state of a



Gurbani, et al.         Expires December 10, 2010               [Page 6]


Internet-Draft                   SIP CLF                       June 2010


   dialog through a sequence of CDR records.

   Two, a CDR record will, in all probability, be generated at a SIP
   entity performing some form of proxy-like functionality of a B2BUA
   providing some service.  By contrast, SIP CLF is light- weight enough
   that it can be generated by a canonical SIP user agent server and
   user agent client as well, including those that execute on resource
   constrained devices (mobile phones).

   Finally, SIP is also being deployed outside of operator- managed VoIP
   networks.  Universities, research laboratories, and small-to-medium
   size companies are deploying SIP-based VoIP solutions on networks
   owned and managed by them.  Much of the latter constituencies will
   not have an interest in generating CDRs, but they will like to have a
   concise representation of the messages being handled by the SIP
   entities in a common format.

5.2.  SIP CLF and Wireshark packet capture

   Wireshark is a popular raw packet capture tool.  It contains filters
   that can understand SIP at the protocol level and break down a
   captured message into its individual header components.  While
   Wireshark is appropriate to capture and view discrete SIP messages,
   it does not suffice to serve in the same capacity as SIP CLF for two
   reasons.

   First, while the Wireshark format saves bulk of the information
   needed to create transaction and dialog state, the Wireshark format
   is a binary format that does not lend itself very well to being
   manipulated by text-based tools.  Second and more importantly, if the
   SIP messages are exchanged over a TLS-oriented transport, Wireshark
   will be unable to decrypt them and render them as individual SIP
   headers.


6.  Motivation and use cases

   As SIP becomes pervasive in multiple business domains and ubiquitous
   in academic and research environments, it is beneficial to establish
   a CLF for the following reasons:

   Common reference for interpreting events:  In a laboratory
      environment or an enterprise service offering there will typically
      be SIP entities from multiple vendors participating in routing
      requests.  Absent a CLF format, each entity will produce output
      records in a native format making it hard to establish commonality
      for tools that operate on the log file.




Gurbani, et al.         Expires December 10, 2010               [Page 7]


Internet-Draft                   SIP CLF                       June 2010



   Writing common tools:  A CLF format allows independent tool providers
      to craft tools and applications that interpret the CLF data to
      produce insightful trend analysis and detailed traffic reports.
      The format should be such that it retains the ability to be read
      by humans and processed using traditional Unix text processing
      tools.

   Session correlation across diverse processing elements:  In
      operational SIP networks, a request will typically be processed by
      more than one SIP server.  A SIP CLF will allow the network
      operator to trace the progression of the request (or a set of
      requests) as they traverse through the different servers to
      establish a concise diagnostic trail of a SIP session.


         Note that tracing the request through a set of servers is
         considerably less challenging if all the servers belong to the
         same administrative domain.

   Message correlation across transactions:  A SIP CLF can enable a
      quick lookup of all messages that comprise a transaction (e.g.,
      "Find all messages corresponding to server transaction X,
      including all forked branches.")

   Message correlation across dialogs:  A SIP CLF can correlate
      transactions that comprise a dialog (e.g., "Find all messages for
      dialog created by Call-ID C, From tag F and To tag T.")

   Trend analysis:  A SIP CLF allows an administrator to collect data
      and spot patterns or trends in the information (e.g., "What is the
      domain where the most sessions are routed to between 9:00 AM and
      12:00 PM?")

   Train anomaly detection systems:  A SIP CLF will allow for the
      training of anomaly detection systems that once trained can
      monitor the CLF file to trigger an alarm on the subsequent
      deviations from accepted patterns in the data set.  Currently,
      anomaly detection systems monitor the network and parse raw
      packets that comprise a SIP message -- a process that is
      unsuitable for anomaly detection systems [rieck2008].  With all
      the necessary event data at their disposal, network operations
      managers and information technology operation managers are in a
      much better position to correlate, aggregate, and prioritize log
      data to maintain situational awareness.






Gurbani, et al.         Expires December 10, 2010               [Page 8]


Internet-Draft                   SIP CLF                       June 2010



   Testing:  A SIP CLF allows for automatic testing of SIP equipment by
      writing tools that can parse a SIP CLF file to ensure behavior of
      a device under test.

   Troubleshooting:  A SIP CLF can enable cursory trouble shooting of a
      SIP entity (e.g., "How long did it take to generate a final
      response for the INVITE associated with Call-ID X?")

   Offline analysis:  A SIP CLF allows for offline analysis of the data
      gathered.  Once a SIP CLF file has been generated, it can be
      transported (subject to the security considerations in Section 10)
      to a host with appropriate computing resources to perform
      subsequent analysis.

   Real-time monitoring:  A SIP CLF allows administrators to visually
      notice the events occurring at a SIP entity in real-time providing
      accurate situational awareness.


7.  Challenges in establishing a SIP CLF

   Establishing a CLF for SIP is a challenging task.  The behavior of a
   SIP entity is more complex when compared to the equivalent HTTP
   entity.

   Base protocol services such as parallel or serial forking elicit
   multiple final responses.  Ensuing delays between sending a request
   and receiving a final response all add complexity when considering
   what fields should comprise a CLF and in what manner.  Furthermore,
   unlike HTTP, SIP groups multiple discrete transactions into a dialog,
   and these transactions may arrive at a varying inter-arrival rate at
   a proxy.  For example, the BYE transaction usually arrives much after
   the corresponding INVITE transaction was received, serviced and
   expunged from the transaction list.  Nonetheless, it is advantageous
   to relate these transactions such that automata or a human monitoring
   the log file can construct a set consisting of related transactions.

   ACK requests in SIP need careful consideration as well.  In SIP, an
   ACK is a special method that is associated with an INVITE only.  It
   does not require a response, and furthermore, if it is acknowledging
   a non-2xx response, then the ACK is considered part of the original
   INVITE transaction.  If it is acknowledging a 2xx-class response,
   then the ACK is a separate transaction consisting of a request only
   (i.e., there is not a response for an ACK request.)  CANCEL is
   another method that is tied to an INVITE transaction, but unlike ACK,
   the CANCEL request elicits a final response.




Gurbani, et al.         Expires December 10, 2010               [Page 9]


Internet-Draft                   SIP CLF                       June 2010


   While most requests elicit a response immediately, the INVITE request
   in SIP can pend at a proxy as it forks branches downstream or at a
   user agent server while it alerts the user.  RFC 3261 [RFC3261]
   instructs the server transaction to send a 1xx-class provisional
   response if a final response is delayed for more than 200 ms.  A SIP
   CLF log file needs to include such provisional responses because they
   help train automata associated with anomaly detection systems and
   provide some positive feedback for a human observer monitoring the
   log file.

   Finally, beyond supporting native SIP actors such as proxies,
   registrars, redirect servers, and user agent servers (UAS), it is
   beneficial to derive a CLF format that supports back-to-back user
   agent (B2BUA) behavior, which may vary considerably depending on the
   specific nature of the B2BUA.


8.  Data model

   The following SIP CLF fields are defined as minimal information that
   must appear in any SIP CLF record:

   Timestamp:  Date and time of the request or response represented as
      the number of seconds and milliseconds since the Unix epoch.

   Source:port:  The DNS name or IP address of the upstream client,
      including the port number.  The port number must be separated from
      the DNS name or IP address by a single ':'.

   Destination:port:  The DNS name or IP address of the downstream
      server, including the port number.  The port number must be
      separated from the DNS name or IP address by a single ':'.

   From:  The From URI, including the tag.  Whilst one may question the
      value of the From URI in light of RFC4744 [RFC4474], the From URI,
      nonetheless, imparts some information.  For one, the From tag is
      important and, in the case of a REGISTER request, the From URI can
      provide information on whether this was a third-party registration
      or a first-party one.

   To:  The To URI, including tag.

   Callid:  The Call-ID.








Gurbani, et al.         Expires December 10, 2010              [Page 10]


Internet-Draft                   SIP CLF                       June 2010


   CSeq:  The CSeq header.

   R-URI:  The Request-URI, including any URI parameters.

   Status:  The SIP response status code.

   SIP Proxies may fork, creating several client transactions that
   correlate to a single server transaction.  Responses arriving on
   these client transactions, or new requests (CANCEL, ACK) sent on the
   client transaction need log file entries that correlate with a server
   transaction.  Similarly, a B2BUA may create one or more client
   transactions in response to an incoming request.  These transactions
   will require correlation as well.  The last two data model elements
   provide this correlation.

   Server-Txn:  Server transaction identification code - the transaction
      identifier associated with the server transaction.
      Implementations can reuse the server transaction identifier (the
      topmost branch-id of the incoming request, with or without the
      magic cookie), or they could generate a unique identification
      string for a server transaction (this identifier needs to be
      locally unique to the server only.)  This identifier is used to
      correlate ACKs and CANCELs to an INVITE transaction; it is also
      used to aid in forking as explained later in this section.  (See
      Section 9 for usage.)

   Client-Txn:  Client transaction identification code - this field is
      used to associate client transactions with a server transaction
      for forking proxies or B2BUAs.  Upon forking, implementations can
      reuse the value they inserted into the topmost Via header's branch
      parameter, or they can generate a unique identification string for
      the client transaction.  (See Section 9 for usage.)

   Finally, the SIP CLF should be extensible such that future SIP
   methods, headers and bodies can be represented as well.  Besides the
   mandatory fields listed above, all other SIP headers will appear as
   an ordered pairs of header field names and values.

   This data model applies to all SIP entities --- a UAC, UAS, Proxy, a
   B2BUA, registrar and redirect server.  Note that a B2BUA is a
   degenerate case of a proxy and as such the SIP CLF field layout
   format prescribed for a proxy is equally applicable to the B2BUA.
   Similarly, registrars and redirect servers are a degenerate case of a
   UAS, and as such the SIP CLF field layout prescribed for a UAS is
   equally applicable to registrars and redirect servers.

   The following sections specify the individual SIP CLF data model
   elements that form a log record for specific instance of a SIP



Gurbani, et al.         Expires December 10, 2010              [Page 11]


Internet-Draft                   SIP CLF                       June 2010


   entity.  We limit our specification to using the minimum data model
   elements.  It is understood that a SIP CLF record is extensible using
   extension mechanisms appropriate to the specific representation used
   to generate the SIP CLF record.  This document, however, does not
   prescribe a specific representation format and it limits the
   discussion to the mandatory data elements described above.

8.1.  SIP CLF data model elements for an UAC

   When an UAC generates a request, the following data model elements
   --- in the order specified below --- are used to create a SIP CLF
   record that is subsequently logged:

          Timestamp CSeq R-URI Destination-IP:port Client-Txn
          To From Call-ID

   Similarly, when an UAC receives a response, the following data model
   elements --- in the order specified below --- are used to create a
   SIP CLF record that is subsequently logged:

          Timestamp CSeq Source-IP:port Status Client-Txn To

8.2.  SIP CLF data model elements for an UAS

   When an UAS receives a request, the following data model elements ---
   in the order specified below --- are used to create a SIP CLF record
   that is subsequently logged:

          Timestamp CSeq R-URI Source-IP:port Server-Txn To From
          Call-ID

   Similarly, when an UAS generates a response, the following data model
   elements --- in the order specified below --- are used to create a
   SIP CLF record that is subsequently logged:

          Timestamp CSeq Destination-IP:port Status Server-Txn

8.3.  SIP CLF data model elements for a proxy

   When the UAS half of a SIP proxy receives a request, the following
   data model elements --- in the order specified below --- are used to
   create a SIP CLF record that is subsequently logged:

          Timestamp CSeq R-URI Source:port Server-Txn To From
          Call-ID

   Similarly, when a UAS half of a SIP proxy generates a response, the
   following data model elements --- in the order specified below ---



Gurbani, et al.         Expires December 10, 2010              [Page 12]


Internet-Draft                   SIP CLF                       June 2010


   are used to create a SIP CLF record that is subsequently logged:

          Timestamp CSeq Destination:port Status Server-Txn Client-Txn
          To

   The Client-Txn may be empty (or null) since a downstream branch may
   not have been created when the response log record is generated.
   Imagine a proxy receiving an INVITE request and generating a "100
   Trying" response.  At the time the provisional response is generated,
   the proxy may not have progressed the INVITE transaction to the point
   of creating a client transaction or a downstream destination.  Thus,
   it is acceptable for these fields to be empty (or null.)

   When an UAC-half of a SIP proxy generates a request, the following
   data model elements --- in the order specified below --- are used to
   create a SIP CLF record that is subsequently logged:

          Timestamp CSeq  R-URI Destination:port Server-Txn
          Client-Txn To From Call-ID

   Similarly, when an UAC-half receives a response, the following data
   model elements --- in the order specified below --- are used to
   create a SIP CLF record that is subsequently logged:

          Timestamp CSeq Source:port Status Server-Txn Client-Txn To


9.  Examples

   In the examples below, we use the horizontal dash ("-") to denote
   empty (or null) elements.  Similarly, the CSeq header field is
   represented by Method-Number (e.g., INVITE-32).  It is important to
   note that the syntax for the examples in this section is for
   illustration purposes only, and is not a specific representation of a
   logging format.  It is expected that one or more documents will
   outline specific formats for logging.

   The examples use only the mandatory data elements defined in
   Section 8.  Extension elements are not considered.

   There are five principals in the examples below.  They are Alice, the
   initiator of requests.  Alice's user agent uses IPv4 address
   198.51.100.1, port 5060.  P1 is a proxy that Alice's request traverse
   on their way to Bob, the recipient of the requests.  P1 also acts as
   a registrar to Alice.  P1 uses an IPv4 address of 198.51.100.10, port
   5060.  Bob has two instances of his user agent running on different
   hosts.  The first instance uses an IPv4 address of 203.0.113.1, port
   5060 and the second instance uses an IPv6 address of 2001:db8::9,



Gurbani, et al.         Expires December 10, 2010              [Page 13]


Internet-Draft                   SIP CLF                       June 2010


   port 5060.  P2 is a proxy responsible for Bob's domain.  Table 1
   summarizes these addresses.

      +-------------------+--------------------+-------------------+
      | Principal         | IP:port            | Host/Domain name  |
      +-------------------+--------------------+-------------------+
      | Alice             | 198.51.100.1:5060  | alice.example.com |
      | P1                | 198.51.100.10:5060 | p1.example.com    |
      | P2                | 203.0.113.200:5060 | p2.example.net    |
      | Bob UA instance 1 | 203.0.113.1:5060   | bob1.example.net  |
      | Bob UA instance 2 | [2001:db8::9]:5060 | bob2.example.net  |
      +-------------------+--------------------+-------------------+

                     Principal to IP address asignment

                                  Table 1

   Illustrative examples of SIP CLF follow.  These examples use the
   <allOneLine> tag defined in [RFC4475] to logically denote a single
   line.

9.1.  UAC registering with a proxy

   Alice sends a registration registrar P1 and receives a 2xx-class
   response.  The register requests causes Alice's UAC to produce a log
   record shown below.  The mandatory data model elements correspond to
   those listed in Section 8.1.

        <allOneLine>
        1275930743.699 REGISTER-1 sip:example.com 198.51.100.10:5060
        ty7u7 sip:example.com sip:alice@example.com;tag=76yhh
        f81-d4-f6@example.com
        </allOneLine>

   After some time, Alice's UAC will receive a response from the
   registrar.  The response causes Alice's agent to produce a log record
   shown below.  The mandatory data elements correspond to those listed
   in Section 8.1.

        <allOneLine>
        1275930744.100 REGISTER-1 198.51.100.10:5060 200 ty7u7
        sip:example.com;tag=reg-98j
        <allOneLine>








Gurbani, et al.         Expires December 10, 2010              [Page 14]


Internet-Draft                   SIP CLF                       June 2010


9.2.  Direct call between Alice and Bob

   In this example, Alice sends a session initiation request directly to
   Bob's agent (instance 1.)  Bob's agent accepts the session
   invitation.  We first present the SIP CLF logging from Alice's UAC
   point of view.  In line 1, Alice's user agent sends out the INVITE.
   Shortly, it receives a "180 Ringing" (line 2), followed by a "200 OK"
   response (line 3).  Upon the receipt of the 2xx-class response,
   Alice's user agent sends out an ACK request (line 4).

        <allOneLine>
        1275930743.699 INVITE-32 sip:bob@bob1.example.net
        203.0.113.1:5060 c-1-xt6 sip:bob@example.net
        sip:alice@example.com;tag=76yhh f82-d4-f7@example.com
        </allOneLine>

        <allOneLine>
        1275930745.002 INVITE-32 203.0.113.1:5060 180 c-1-xt6
        sip:bob@example.net;tag=b-in6-iu
        <allOneLine>

        <allOneLine>
        1275930746.100 INVITE-32 203.0.113.1:5060 200 c-1-xt6
        sip:bob@example.net;tag=b-in6-iu
        <allOneLine>

        <allOneLine>
        1275930746.120 ACK-32 sip:bob@bob1.example.net
        203.0.113.1:5060 c-1-xt6 sip:bob@example.net;tag=b-in6-iu
        sip:alice@example.com;tag=76yhh f82-d4-f7@example.com
        <allOneLine>


9.3.  Single downstream branch call

   In this example, Alice sends a session invitation request to Bob
   through proxy P1, which inserts a Record-Route header causing
   subsequent requests between Alice and Bob to traverse the proxy.  The
   SIP CLF log records correspond to the viewpoint of P1.  The log
   records are presented one per logical line and the line numbers refer
   to Figure 1










Gurbani, et al.         Expires December 10, 2010              [Page 15]


Internet-Draft                   SIP CLF                       June 2010


        Alice             P1             Bob
         +---INV--------->|               |  Line 1
         |                |               |
         |<---------100---+               |  Line 2
         |                |               |
         |                +---INV-------->|  Line 3
         |                |               |
         |                |<--------100---+  Line 4
         |                |               |
         |                |<--------180---+  Line 5
         |                |               |
         |<---------180---+               |  Line 6
         |                |               |
         |                |<--------200---+  Line 7
         |                |               |
         |<---------200---+               |  Line 8
         |                |               |
         +---ACK--------->|               |  Line 9
         |                |               |
         |                |---ACK-------->|  Line 10

                  Figure 1: Simple proxy-aided call flow


        <allOneLine>
   1    1275930743.699 INVITE-43 sip:bob@example.net
        198.51.100.1:5060 s-1-tr sip:bob@example.net
        sip:alice@example.com;tag=al-1 tr-87h@example.com
        </allOneLine>

        <allOneLine>
   2    1275930744.001 INVITE-43 198.51.100.1:5060 100 s-1-tr -
        sip:bob@example.net
        </allOneLine>

        <allOneLine>
   3    1275930744.998 INVITE-43 sip:bob@bob1.example.net
        203.0.113.1:5060 s-1-tr c-1-tr sip:bob@example.net
        sip:alice@example.com;tag=a1-1 tr-87h@example.com
        </allOneLine>

        <allOneLine>
   4    1275930745.200 INVITE-43 203.0.113.1:5060 100 s-1-tr c-1-tr
        sip:bob@example.net;tag=b1-1
        </allOneLine>

        <allOneLine>
   5    1275930745.800 INVITE-43 203.0.113.1:5060 180 s-1-tr c-1-tr



Gurbani, et al.         Expires December 10, 2010              [Page 16]


Internet-Draft                   SIP CLF                       June 2010


        sip:bob@example.net;tag=b1-1
        </allOneLine>

        <allOneLine>
   6    1275930746.009 INVITE-43 198.51.100.1:5060 180 s-1-tr c-1-tr
        sip:bob@example.net;tag=b1-1
        </allOneLine>

        <allOneLine>
   7    1275930747.120 INVITE-43 203.0.113.1:5060 200 s-1-tr c-1-tr
        sip:bob@example.net;tag=b1-1
        </allOneLine>

        <allOneLine>
   8    1275930747.300 INVITE-43 198.51.100.1:5060 200 s-1-tr c-1-tr
        sip:bob@example.net;tag=b1-1
        </allOneLine>

        <allOneLine>
   9    1275930748.201 ACK-43 sip:bob@bob1.example.net
        198.51.100.1:5060 s-1-tr sip:bob@example.net;tag=b1-1
        sip:alice@example.com;tag=al-1 tr-87h@example.com
        </allOneLine>

        <allOneLine>
   10   1275930749.100 ACK-43 sip:bob@bob1.example.net
        203.0.113.1:5060 s-1-tr c-1-tr sip:bob@example.net;tag=b1-1
        sip:alice@example.com;tag=al-1 tr-87h@example.com
        </allOneLine>


9.4.  Forked call

   In this example, Alice sends a session invitation to Bob's proxy, P2.
   P2 forks the session invitation request to two registered endpoints
   corresponding to Bob's address-of-record.  Both endpoints respond
   with provisional responses.  Shortly thereafter, one of Bob's user
   agent instances accepts the call, causing P2 to send a CANCEL request
   to the second user agent.  P2 does not Record-Route, therefore the
   subsequent ACK request from Alice to Bob's user agent does not
   traverse through P2 (and is not shown below.)

   Figure 2 depicts the call flow.  The SIP CLF log records correspond
   to the viewpoint of P2.  The log records are presented one per
   logical line and the line numbers refer to Figure 2.






Gurbani, et al.         Expires December 10, 2010              [Page 17]


Internet-Draft                   SIP CLF                       June 2010


                           Bob            Bob
        Alice      P2   (Instance 1) (Instance 2)
         +---INV--->|          |         |  Line 1
         |          |          |         |
         |<---100---+          |         |  Line 2
         |          |          |         |
         |          +---INV--->|         |  Line 3
         |          |          |         |
         |          +---INV----+-------->|  Line 4
         |          |          |         |
         |          |<---100---+         |  Line 5
         |          |          |         |
         |          |<---------+---100---+  Line 6
         |          |          |         |
         |          |<---180---+---------+  Line 7
         |          |          |         |
         |<---180---+          |         |  Line 8
         |          |          |         |
         |          |<---180---+         |  Line 9
         |          |          |         |
         |<---180---+          |         |  Line 10
         |          |          |         |
         |          |<---200---+         |  Line 11
         |          |          |         |
         |<---200---+          |         |  Line 12
         |          |          |         |
         |          +---CANCEL-+-------->|  Line 13
         |          |          |         |
         |          |<---------+---487---+  Line 14
         |          |          |         |
         |          +---ACK----+-------->|  Line 15
         |          |          |         |
         |          |<---------+---200---+  Line 16


                        Figure 2: Forked call flow


        <allOneLine>
   1    1275930743.699 INVITE-43 sip:bob@example.net
        198.51.100.1:5060 s-1-tr sip:bob@example.net
        sip:alice@example.com;tag=al-1 tr-87h@example.com
        </allOneLine>

        <allOneLine>
   2    1275930744.001 INVITE-43 198.51.100.1:5060 100 s-1-tr -
        sip:bob@example.net
        </allOneLine>



Gurbani, et al.         Expires December 10, 2010              [Page 18]


Internet-Draft                   SIP CLF                       June 2010


        <allOneLine>
   3    1275930744.998 INVITE-43 sip:bob@bob1.example.net
        203.0.113.1:5060 s-1-tr c-1-tr sip:bob@example.net
        sip:alice@example.com;tag=a1-1 tr-87h@example.com
        </allOneLine>

        <allOneLine>
   4    1275930745.500 INVITE-43 sip:bob@bob2.example.net
        [2001:db8::9]:5060 s-1-tr c-2-tr sip:bob@example.net
        sip:alice@example.com;tag=a1-1 tr-87h@example.com
        </allOneLine>

        <allOneLine>
   5    1275930745.800 INVITE-43 203.0.113.1:5060 100 s-1-tr
        c-1-tr sip:bob@example.net;tag=b1-1
        </allOneLine>

        <allOneLine>
   6    1275930746.100 INVITE-43 [2001:db8::9]:5060 100 s-1-tr
        c-2-tr sip:bob@example.net;tag=b1-2
        </allOneLine>

        <allOneLine>
   7    1275930746.700 INVITE-43 [2001:db8::9]:5060 180 s-1-tr
        c-2-tr sip:bob@example.net;tag=b1-2
        </allOneLine>

        <allOneLine>
   8    1275930746.990 INVITE-43 198.51.100.1:5060 180 s-1-tr
        c-2-tr sip:bob@example.net;tag=b1-2
        <allOneLine>

        <allOneLine>
   9    1275930747.100 INVITE-43 203.0.113.1:5060 180 s-1-tr
        c-1-tr sip:bob@example.net;tag=b1-1
        </allOneLine>

        <allOneLine>
   10   1275930747.300 INVITE-43 198.51.100.1:5060 180 s-1-tr
        c-1-tr sip:bob@example.net;tag=b1-1
        </allOneLine>

        <allOneLine>
   11   1275930747.800 INVITE-43 203.0.113.1:5060 200 s-1-tr
        c-1-tr sip:bob@example.net;tag=b1-1
        </allOneLine>

       <allOneLine>



Gurbani, et al.         Expires December 10, 2010              [Page 19]


Internet-Draft                   SIP CLF                       June 2010


   12  1275930748.000 INVITE-43 198.51.100.1:5060 200 s-1-tr
       c-1-tr sip:bob@example.net;tag=b1-1
       </allOneLine>

       <allOneLine>
   13  1275930748.201 CANCEL-43 sip:bob@bob2.example.net
       [2001:db8::9]:5060 s-1-tr c-2-tr sip:bob@example.net
       sip:alice@example.com;tag=a1-1 tr-87h@example.com
       </allOneLine>

       <allOneLine>
   14  1275930748.991 INVITE-43 [2001:db8::9]:5060 487 s-1-tr c-2-tr
       sip:bob@example.net;tag=b1-2
       </allOneLine>

       <allOneLine>
   15  1275930749.455 ACK-43 sip:bob@bob2.example.net [2001:db8::9]:5060
       s-1-tr c-2-tr sip:bob@example.net;tag=b1-2
       sip:alice@example.com;tag=a1-1 tr-87h@example.com
       </allOneLine>

       <allOneLine>
   16  1275930750.001 CANCEL-43 [2001:db8::9]:5060 200 s-1-tr c-2-tr
       sip:bob@example.net;tag=b1-2
       </allOneLine>


   The above SIP CLF log makes it easy to search for specific
   transactions or a state of the session.  On a Linux/Unix system, a
   command of "grep c-1-tr" on the above log will readily yield the
   information that an INVITE was sent to sip:bob@bob1.example.com, it
   elicited a 100 followed by a 180 and then a 200.  The absence of the
   ACK request signifies that the ACK was exchanged end-to-end.

   A command of "grep c-2-tr" yields a more complex scenario of sending
   an INVITE to sip:bob@bob2.example.net, receiving 100 and 180.
   However, the log makes it apparent that the request to
   sip:bob@bob2.example.net was subsequently CANCEL'ed before a final
   response was generated, and that the pending INVITE returned a 487.
   The ACK to the final non-2xx response and a 200 to the CANCEL request
   complete the exchange on that branch.


10.  Security Considerations

   A log file by its nature reveals both the state of the entity
   producing it and the nature of the information being logged.  To the
   extent that this state should not be publicly accessible and that the



Gurbani, et al.         Expires December 10, 2010              [Page 20]


Internet-Draft                   SIP CLF                       June 2010


   information is to be considered private, appropriate file and
   directory permissions attached to the log file should be used.  The
   following threats may be considered for the log file while it is
   stored:

   o  An attacker may gain access to view the log file, or may
      surreptitiously make a copy of the log file for later vieweing;
   o  An attacker may mount a replay attack by modifying existing
      records in the log file or inserting new records;
   o  An attacker may delete parts of --- or indeed, the whole --- file.

   It is outside the scope of this document to specify how to protect
   the log file while it is stored on disk.  However, operators may
   consider using common administrative features such as disk encryption
   and securing log files [schneier-1].  Operators may also consider
   hardening the machine on which the log files are stored by
   restricting physical access to the host as well as restricting access
   to the files themselves.

   In the worst case, public access to the SIP log file provides the
   same information that an adversary can gain using network sniffing
   tools (assuming that the SIP traffic is in clear text.)  If all SIP
   traffic on a network segment is encrypted, then as noted above,
   special attention must be directed to the file and directory
   permissions associated with the log file to preserve privacy such
   that only a privileged user can access the contents of the log file.

   Transporting SIP CLF files across the network pose special challenges
   as well.  The following threats may be considered for transferring
   log files or while transferring individual log records:

   o  An attacker may view the records;
   o  An attacker may modify the records in transit or insert previously
      captured records into the stream;
   o  An attacker may remove records in transit, or may stage a man- in-
      the-middle attack to deliver a partially or entirely falsified log
      file.

   It is also outside the scope of this document to specify protection
   methods for log files or log records that are being transferred
   between hosts.  However, operators may consider using common security
   protocols described in [RFC3552] to transfer log files or individual
   records.  Alternatively, the log file may be transferred through bulk
   methods that also guarantees integrity, or at least detects and
   alerts to modification attempts.

   The SIP CLF represents the minimum fields that lend themselves to
   trend analysis and serve as information that may be deemed useful.



Gurbani, et al.         Expires December 10, 2010              [Page 21]


Internet-Draft                   SIP CLF                       June 2010


   Other formats can be defined that include more headers (and the body)
   from Section 8.  However, where to draw a judicial line regarding the
   inclusion of non-mandatory headers can be challenging.  Clearly, the
   more information a SIP entity logs, the longer time the logging
   process will take, the more disk space the log entry will consume,
   and the more potentially sensitive information could be breached.
   Therefore, adequate tradeoffs should be taken in account when logging
   more fields than the ones recommended in Section 8.

   Implementers need to pay particular attention to buffer handling when
   reading or writing log files.  SIP CLF entries can be unbounded in
   length.  It would be reasonable for a full dump of a SIP message to
   be thousands of octets long.  This is of particular importance to CLF
   log parsers, as a SIP CLF log writers may add one or more extension
   fields to the message to be logged.


11.  Operational guidance

   SIP CLF log files will take up substantive amount of disk space
   depending on traffic volume at a processing entity and the amount of
   information being logged.  As such, any enterprise using SIP CLF
   should establish operational procedures for file rollovers as
   appropriate to the needs of the organization.

   Listing such operational guidelines in this document is out of scope
   for this work.

   NOTE: Preliminary volume analysis was presented to the working group
   mailing list during the Anaheim IETF (please see
   http://www.ietf.org/mail-archive/web/sip-clf/current/msg00123.html
   for the analysis.)  An open question is whether the working group
   thinks that this analysis should be put in this document.


12.  IANA Considerations

   This document does not require any considerations from IANA.


13.  Acknowledgments

   Members of the sipping, dispatch, ipfix and syslog working groups
   provided invaluable input to the formulation of the draft.  These
   include Benoit Claise, Spencer Dawkins, John Elwell, David
   Harrington, Christer Holmberg, Hadriel Kaplan, Atsushi Kobayashi,
   Jiri Kuthan, Scott Lawrence, Chris Lonvick, Simon Perreault, Adam
   Roach, Dan Romascanu, Robert Sparks, Brian Trammell, Dale Worley,



Gurbani, et al.         Expires December 10, 2010              [Page 22]


Internet-Draft                   SIP CLF                       June 2010


   Theo Zourzouvillys and others that we have undoubtedly, but
   inadvertently, missed.

   Rainer Gerhards, David Harrington, Cullen Jennings and Gonzalo
   Salgueiro helped tremendously in discussions related to arriving at
   the beginnings of a data model.


14.  References

14.1.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

14.2.  Informative References

   [RFC3261]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,
              A., Peterson, J., Sparks, R., Handley, M., and E.
              Schooler, "SIP: Session Initiation Protocol", RFC 3261,
              June 2002.

   [RFC3552]  Rescorla, E. and B. Korver, "Guidelines for Writing RFC
              Text on Security Considerations", BCP 72, RFC 3552,
              July 2003.

   [RFC4474]  Peterson, J. and C. Jennings, "Enhancements for
              Authenticated Identity Management in the Session
              Initiation Protocol (SIP)", RFC 4474, August 2006.

   [RFC4475]  Sparks, R., Hawrylyshen, A., Johnston, A., Rosenberg, J.,
              and H. Schulzrinne, "Session Initiation Protocol (SIP)
              Torture Test Messages", RFC 4475, May 2006.

   [rieck2008]
              Rieck, K., Wahl, S., Laskov, P., Domschitz, P., and K-R.
              Muller, "A Self-learning System for Detection of Anomalous
              SIP Messages",  Principles, Systems and Applications of IP
              Telecommunications  Services and Security for Next
              Generation Networks (IPTComm),  LNCS 5310, pp. 90-106,
              2008.

   [schneier-1]
              Schneier, B. and J. Kelsey, "Secure audit logs to support
              computer forensics",  ACM Transactions on Information and
              System Security (TISSEC), 2(2), pp. 159,176, May 1999.





Gurbani, et al.         Expires December 10, 2010              [Page 23]


Internet-Draft                   SIP CLF                       June 2010


Authors' Addresses

   Vijay K. Gurbani (editor)
   Bell Laboratories, Alcatel-Lucent
   1960 Lucent Lane
   Naperville, IL  60566
   USA

   Email: vkg@bell-labs.com


   Eric W. Burger (editor)
   This space for sale
   USA

   Email: eburger@standardstrack.com
   URI:   http://www.standardstrack.com


   Tricha Anjali
   Illinois Institute of Technology
   316 Siegel Hall
   Chicago, IL  60616
   USA

   Email: tricha@ece.iit.edu


   Humberto Abdelnur
   INRIA
   INRIA - Nancy Grant Est
   Campus Scientifique
   54506, Vandoeuvre-les-Nancy Cedex
   France

   Email: Humberto.Abdelnur@loria.fr


   Olivier Festor
   INRIA
   INRIA - Nancy Grant Est
   Campus Scientifique
   54506, Vandoeuvre-les-Nancy Cedex
   France

   Email: Olivier.Festor@loria.fr





Gurbani, et al.         Expires December 10, 2010              [Page 24]