NFSv4                                                         J. Lentini
Internet-Draft                                                 M. Eisler
Intended status: Standards Track                                 R. Iyer
Expires: October 8, 2009                                  D. Kenchammana
                                                                A. Madan
                                                                  NetApp
                                                           April 6, 2009


                          NFS Server-side Copy
              draft-lentini-nfsv4-server-side-copy-01.txt

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   This Internet-Draft will expire on October 8, 2009.

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Abstract

   This document describes a set of NFS operations for offloading a file
   copy to a file server or between two file servers.


Table of Contents

   1.  Requirements notation  . . . . . . . . . . . . . . . . . . . .  3
   2.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
   3.  Protocol Overview  . . . . . . . . . . . . . . . . . . . . . .  3
     3.1.  Intra-Server Copy  . . . . . . . . . . . . . . . . . . . .  5
     3.2.  Inter-Server Copy  . . . . . . . . . . . . . . . . . . . .  5
     3.3.  Server-to-Server Copy Protocol . . . . . . . . . . . . . .  6
   4.  Operations . . . . . . . . . . . . . . . . . . . . . . . . . .  7
     4.1.  netloc4 - Network Locations  . . . . . . . . . . . . . . .  8
     4.2.  Operation T: COPY_NOTIFY - Notify a server of a future
           copy . . . . . . . . . . . . . . . . . . . . . . . . . . .  8
     4.3.  Operation U: COPY_REVOKE - Revoke a server's copy
           privileges . . . . . . . . . . . . . . . . . . . . . . . . 10
     4.4.  Operation V: COPY - Copy a file on the server  . . . . . . 11
     4.5.  Operation X: COPY_ABORT - Cancel a server-side copy  . . . 16
     4.6.  Operation Y: COPY_STATUS - Report results of a
           server-side copy . . . . . . . . . . . . . . . . . . . . . 17
     4.7.  Operation Z: CB_COPY - Report results of a server-side
           copy . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
     4.8.  Copy Offload Stateids  . . . . . . . . . . . . . . . . . . 19
   5.  Security Considerations  . . . . . . . . . . . . . . . . . . . 19
     5.1.  Inter-Server Copy Security Issues  . . . . . . . . . . . . 20
       5.1.1.  Requirements for Secure Inter-Server Copy  . . . . . . 20
       5.1.2.  Using RPCSEC_GSSv3 for Inter-Server File Copy  . . . . 20
   6.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 26
   7.  Normative References . . . . . . . . . . . . . . . . . . . . . 26
   Appendix A.  Acknowledgments . . . . . . . . . . . . . . . . . . . 26
   Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 27
















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1.  Requirements notation

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [RFC2119].


2.  Introduction

   This document describes a server-side copy feature for the NFS
   protocol.

   The server-side copy feature provides a mechanism for the NFS client
   to perform a file copy on the server without the data being
   transmitted back and forth over the network.

   Without this feature, an NFS client copies data from one location to
   another by reading the data from the server over the network, and
   then writing the data back over the network to the server.  Using
   this server-side copy operation, the client is able to instruct the
   server to copy the data locally without the data being sent back and
   forth over the network unnecessarily.

   In general, this feature is useful whenever data is copied from one
   location to another on the server.  It is particularly useful when
   copying the contents of a file from a snapshot.  Snapshot-versions of
   a file are copied for a number of reasons, including restoring and
   cloning data.

   If the source object and destination object are on different file
   servers, the file servers will communicate with one another to
   perform the copy operation.  The server-to-server protocol by which
   this is accomplished is not defined in this document.


3.  Protocol Overview

   The server-side copy offload operations support both intra-server and
   inter-server file copies.  In both cases, the server may choose to
   perform the copy operation synchronously or asynchronously.

   Throughout the rest of this document, we refer to the NFS server
   containing the source file as the "source server" and the NFS server
   to which the file is transferred as the "destination server".  In the
   case of an intra-server copy, the source server and destination
   server are the same server.

   For the inter-server copy protocol, the operations are defined to be



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   compatible with a server-to-server copy protocol in which the
   destination server reads the file data from the source server.  A
   model in which the file data is pulled from the source by the
   destination has a number of advantages over a model in which the
   source pushes the file data to the destination.  The advantages of
   the pull model include:

   o  A remote server only needs to be granted read access.  A push
      model requires a remote server to be granted write access, which
      is more privileged.

   o  The pull model allows the destination server to stop reading if it
      has run out of space.  In a push model, the destination server
      must flow control the source server in this situation.

   o  The pull model allows the destination server to easily flow
      control the data stream by adjusting the size of its read
      operations.  In a push model, the destination server does not have
      this ability.  The source server in a push model is capable of
      writing chunks larger than the destination server has requested in
      attributes and session parameters.  In theory, the destination
      server could perform a "short" write in this situation, but this
      approach is known to behave poorly in practice.

   The following operations are provided to support server-side copy:

   COPY_NOTIFY:  For inter-server copies, the client sends this
      operation to the source server to notify it of a future file copy
      from a given destination server.

   COPY_REVOKE:  Also for inter-server copies, the client sends this
      operation to the source server to revoke permission to copy a
      file.

   COPY:  Used by the client to request a file copy.

   COPY_ABORT:  Used by the client to abort an asynchronous file copy.

   COPY_STATUS:  Used by the client to poll the status of an
      asynchronous file copy.

   CB_COPY:  Used by the server to report the results of an asynchronous
      file copy to the client.

   These operations are described in detail in Section 4.  This section
   provides an overview of how these operations are used to perform
   server-side copies.




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3.1.  Intra-Server Copy

   To copy a file on a single server, the client uses a COPY operation.
   The server may respond to the copy operation with the final results
   of the copy or it may perform the copy asynchronously and deliver the
   results using a CB_COPY operation callback.  If the copy is performed
   asynchronously, the client may poll the status of the copy using
   COPY_STATUS.  This is show in the figure below:

     Client                                  Server
        +                                      +
        |                                      |
        |--- COPY ---------------------------->| Client requests
        |<------------------------------------/| a file copy
        |                                      |
        |                                      |

    If the server performs an asynchronous copy

        |                                      |
        |                                      |
        |--- COPY_STATUS --------------------->| Client may poll
        |<------------------------------------/| for status
        |                                      |
        |                  .                   | Multiple COPY_STATUS
        |                  .                   | operations may be sent.
        |                  .                   |
        |                                      |
        |<-- CB_COPY --------------------------| Server reports results
        |\------------------------------------>|
        |                                      |

3.2.  Inter-Server Copy

   A copy may also be performed between two servers.  In this case, the
   client notifies the source server that a file will be copied by the
   destination server using COPY_NOTIFY.  The client then initiates the
   copy by sending the COPY operation to the destination server.  The
   destination server may perform the copy synchronously or
   asynchronously.  An asynchronous copy is shown below:











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     Client                Source         Destination
        +                    +                 +
        |                    |                 |
        | --- COPY_NOTIFY -->|                 |
        | <-- COPY_NOTIFY ---|                 |
        |                    |                 |
        |                    |                 |
        |--- COPY ---------------------------->|
        |<------------------------------------/|
        |                    |                 |
        |                    |                 |
        |                    |<----- read -----|
        |                    |\--------------->|
        |                    |                 |
        |                    |        .        | Multiple reads may
        |                    |        .        | be necessary
        |                    |        .        |
        |                    |                 |
        |                    |                 |
        |--- COPY_STATUS --------------------->| Client may poll
        |<------------------------------------/| for status
        |                    |                 |
        |                    |        .        | Multiple COPY_STATUS
        |                    |        .        | operations may be sent
        |                    |        .        |
        |                    |                 |
        |                    |                 |
        |                    |                 |
        |<-- CB_COPY --------------------------| Server reports results
        |\------------------------------------>|
        |                    |                 |

3.3.  Server-to-Server Copy Protocol

   During an inter-server copy, the destination server reads the file
   data from the source server.  The source server and destination
   server are not required to use a specific protocol to transfer the
   file data.  The choice of what protocol to use is ultimately the
   destination server's decision.

   The destination server MAY use standard NFSv4.x to read the data from
   the source server.  If NFSv4.x is used for the server-to-server copy
   protocol, the destination server can use the filehandle contained in
   the COPY request with standard NFSv4.x operations to read data from
   the source server.

   If NFSv4.x is not used in a heterogeneous environment, the
   destination server is presented with the challenge of accessing the



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   source file given only an NFSv4.x filehandle.  Authenticating the
   destination server to the source server is also a challenge.
   Possible methods of addressing these issues include:

   o  for protocols that authenticate user names with passwords, (e.g.
      HTTP and FTP) the nfsv4 user id could be used as the user name,
      and an ASCII hexadecimal representation of the RPCSEC_GSS shared
      secret could be used as the user password.

   o  for protocols that identify source files with path names, an ASCII
      hexadecimal representation of the source filehandle could be used
      as the file name.

   In a homogeneous environment, the source and destination servers
   might be able to perform the file copy extremely efficiently using
   specialized protocols.  For example the source and destination
   servers might be two nodes sharing a common file system format for
   the source and destination file systems.  Thus the source and
   destination are in an ideal position to efficiently render the image
   of the source file to the destination file by replicating the file
   system formats at the block level.  Another possibility is that the
   source and destination might be two nodes sharing a common storage
   area network, and thus there is no need to copy any data at all, and
   instead ownership of the file and its contents might simply be re-
   assigned to the destination.  To allow for these possibilities, the
   destination server is allowed to use a server-to-server copy protocol
   of its choice.


4.  Operations

   In the sections that follow, several operations are defined that
   together provide the server-side copy feature.  These operations are
   intended to be OPTIONAL operations as defined in section 17 of
   [NFSv4.1].  The COPY_NOTIFY, COPY_REVOKE, COPY, COPY_ABORT, and
   COPY_STATUS operations are designed to be sent within an NFSv4
   COMPOUND procedure.  The CB_COPY operation is designed to be sent
   within an NFSv4 CB_COMPOUND procedure.

   Each operation is performed in the context of the user identified by
   the ONC RPC credential of its containing COMPOUND or CB_COMPOUND
   request.  For example, a COPY_ABORT operation issued by a given user
   indicates that a specified COPY operation initiated by the same user
   be canceled.  A COPY_ABORT MUST NOT interfere with a copy of the same
   file initiated by another user.

   An NFS server MAY allow an administrative user to monitor or cancel
   copy operations using an implementation specific interface.



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4.1.  netloc4 - Network Locations

   The server-side copy operations specify network locations using the
   netloc4 data type shown below:

                   enum netloc_type4 {
                           NL4_NAME      = 0,
                           NL4_URL       = 1,
                           NL4_NETADDR   = 2
                   };

                   union netloc4 switch (netloc_type4 nl_type) {
                           case NL4_NAME:    utf8str_cis nl_name;
                           case NL4_URL:     utf8str_cis nl_url;
                           case NL4_NETADDR: netaddr4    nl_addr;
                   };

   If the netloc4 is of type NL4_NAME, the nl_name field MUST be
   specified as a UTF-8 string.  The nl_name is expected to be resolved
   via DNS, LDAP, NIS, /etc/hosts, or some other means to a network
   address.  If the netloc4 is of type NL4_URL, the URL [RFC3986] of
   server appropriate for the server-to-server copy operation is
   specified at a UTF-8 string.  If the netloc4 is of type NL4_NETADDR,
   the nl_addr field MUST contain a valid netaddr4.

4.2.  Operation T: COPY_NOTIFY - Notify a server of a future copy

   ARGUMENTS

                   struct COPY_NOTIFY4args {
                           /* CURRENT_FH: source file */
                           netloc4         cna_destination_server;
                   };

   RESULTS

                   union COPY_NOTIFY4res switch (nfsstat4 cnr_status) {
                   case NFS4_OK:
                           nfstime4        cnr_lease_time;
                           netloc4         cnr_source_server<>;
                   default:
                           void;
                   };

   DESCRIPTION

   This operation is used for an inter-server copy.  A client sends this
   operation in a COMPOUND request to the source server to authorize a



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   destination server identified by cna_destination_server to read the
   file specified by CURRENT_FH.

   The cna_destination_server MUST be specified using the netloc4
   network location format.  The server is not required to resolve the
   cna_destination_server address before completing this operation.

   If this operation succeeds, the recipient will allow the
   cna_destination_server to copy the specified file exactly once before
   the copy lease time cnr_lease_time expires.  The cnr_lease_time is
   chosen by the server.  A cnr_lease_time of 0 (zero) indicates an
   infinite lease.  To renew the copy lease time the client should
   resend the same copy notification request to the source server.

   To avoid the need for synchronized clocks, copy lease times are
   granted by the server as a time delta.  However, there is a
   requirement that the client and server clocks do not drift
   excessively over the duration of the lease.  There is also the issue
   of propagation delay across the network which could easily be several
   hundred milliseconds as well as the possibility that requests will be
   lost and need to be retransmitted.

   To take propagation delay into account, the client should subtract it
   from copy lease times (e.g. if the client estimates the one-way
   propagation delay as 200 milliseconds, then it can assume that the
   lease is already 200 milliseconds old when it gets it).  In addition,
   it will take another 200 milliseconds to get a response back to the
   server.  So the client must send a lease renewal or send the copy
   offload request to the cna_destination_server at least 400
   milliseconds before the copy lease would expire.  If the propagation
   delay varies over the life of the lease (e.g. the client is on a
   mobile host), the client will need to continuously subtract the
   increase in propagation delay from the copy lease times.

   The server's copy lease period configuration should take into account
   the network distance of the clients that will be accessing the
   server's resources.  It is expected that the lease period will take
   into account the network propagation delays and other network delay
   factors for the client population.  Since the protocol does not allow
   for an automatic method to determine an appropriate copy lease
   period, the server's administrator may have to tune the copy lease
   period.

   A successful response will also contain a list of addresses, called
   cnr_source_server, on which the source is willing to accept
   connections from the destination.  These addresses might not be
   reachable from the client and might be located on networks to which
   the client has no connection.



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   For a copy only involving one server (the source and destination are
   on the same server), this operation is unnecessary.

   The COPY_NOTIFY operation may fail for the following reasons (this is
   a partial list):

   NFS4ERR_NOTSUPP:  The copy offload operation is not supported by the
      NFS server receiving this request.

   NFS4ERR_WRONGSEC:  The security mechanism being used by the client
      does not match the server's security policy.

4.3.  Operation U: COPY_REVOKE - Revoke a server's copy privileges

   ARGUMENTS

                   struct COPY_REVOKE4args {
                           /* CURRENT_FH: source file */
                           netloc4         cra_destination_server;
                   };

   RESULTS

                   struct COPY_REVOKE4res {
                           nfsstat4      crr_status;
                   };

   DESCRIPTION

   This operation is used for an inter-server copy.  A client sends this
   operation in a COMPOUND request to the source server to prevent a
   destination server identified by cra_destination_server from reading
   the file specified by CURRENT_FH.  If the cra_destination_server has
   already begun copying the file, a successful return from this
   operation indicates that further access will be prevented.

   The cra_destination_server MUST be specified using the netloc4
   network location format.  The server is not required to resolve the
   cra_destination_server address before completing this operation.

   The COPY_REVOKE operation is useful in situations involving an
   asynchronous server-to-server copy.  For example, suppose an NFS
   client initiates a copy of file X from NFS server A to NFS server B.
   If NFS server B decides to perform an asynchronous copy and a network
   partition prevents communication between the NFS client and NFS
   server B (without disrupting communication between the NFS client and
   NFS server A or between NFS server A and NFS server B), the NFS
   client may like to write new information to file X. In this



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   situation, the client may treat the copy as a failure and start
   writing to file X regardless of the ultimate status (if the network
   partition is removed and the copy operation does succeeded, the
   contents of the copied file would be uncertain).  However, if the
   client wishes to write sensitive information to file X that NFS
   server B is not intended to see, the client MUST use a COPY_REVOKE
   operation to ensure NFS server B is prevented access to the updates
   to file X.

   For a copy only involving one server (the source and destination are
   on the same server), this operation is unnecessary.

   If the server supports COPY_NOTIFY, the server is REQUIRED to support
   the COPY_REVOKE operation.

   The COPY_REVOKE operation may fail for the following reasons (this is
   a partial list):

   NFS4ERR_NOTSUPP:  The copy offload operation is not supported by the
      NFS server receiving this request.

4.4.  Operation V: COPY - Copy a file on the server

   ARGUMENTS

                   #define COPY4_GUARDED           = 0x00000001;
                   #define COPY4_METADATA          = 0x00000002;
                   #define COPY4_SPACE_RESERVED    = 0x00000004;

                   struct COPY4args {
                           /* SAVED_FH: source file */
                           /* CURRENT_FH: destination directory */
                           offset4                 ca_src_offset;
                           offset4                 ca_dst_offset;
                           length4                 ca_count;
                           uint32_t                ca_flags;
                           component4              ca_destination;
                           netloc4                 ca_source_server<>;
                   };

   RESULTS

                   union COPY4res switch (nfsstat4 cr_status) {
                           /* CURRENT_FH: destination file */
                   case NFS4_OK:
                           stateid4        cr_callback_id<1>;
                   default:
                           length4         cr_bytes_copied;



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                   };

   DESCRIPTION

   The COPY operation request that a file be copied from the location
   specified by the SAVED_FH value to the location specified by the
   combination of CURRENT_FH and ca_destination.  The COPY operation is
   used for both intra- and inter-server copies.  In both cases, the
   COPY is always sent from the client to the destination server of the
   file copy (which is the same as the source server for an intra-server
   copy).

   The SAVED_FH must be a regular file.  If SAVED_FH is not a regular
   file, the operation MUST fail and return NFS4ERR_WRONG_TYPE.

   In order to set SAVED_FH to the source file handle, the compound
   procedure requesting the COPY will include a sub-sequence of
   operations such as

                           PUTFH source-fh
                           SAVEFH

   If the request is for a server-to-server copy, the source-fh is a
   filehandle from the source server and the compound procedure is being
   executed on the destination server.  In this case, the source-fh is a
   foreign filehandle on the server receiving the COPY request.  If
   either PUTFH or SAVEFH checked the validity of the filehandle, the
   operation would likely fail and return NFS4ERR_STALE.

   In order to avoid this problem, the minor version incorporating the
   COPY operations will need to make a few small changes in the handling
   of existing operations.  If a server supports the server-to-server
   COPY feature, a PUTFH followed by a SAVEFH MUST NOT return
   NFS4ERR_STALE for either operation.  These restrictions do not pose
   substantial difficulties for servers.  The CURRENT_FH and SAVED_FH
   may be validated in the context of the operation referencing them and
   an NFS4ERR_STALE error returned for an invalid file handle at that
   point.

   The CURRENT_FH and ca_destination together specify the destination of
   the copy operation.  If ca_destination is of 0 (zero) length, then
   CURRENT_FH specifies the target file.  In this case, CURRENT_FH MUST
   be a file and not a directory.  If ca_destination is not of 0 (zero)
   length, the ca_destination argument specifies the file name to which
   the data will be copied within the directory identified by
   CURRENT_FH.  In this case, CURRENT_FH MUST be a directory and not a
   file.




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   If the file named by ca_destination does not exist and the operation
   completes successfully, the file will be visible in the file system
   namespace.  If the file does not exist and the operation fails, the
   file MAY be visible in the file system namespace depending on when
   the failure occurs and on the implementation of the NFS server
   receiving the COPY operation.  If the ca_destination name cannot be
   created in the destination file system (due to file name
   restrictions, such as case or length), the operation MUST fail.

   The ca_src_offset is the offset within the source file from which the
   data will be read, the ca_dst_offset is the offset within the
   destination file to which the data will be written, and the ca_count
   is the number of bytes that will be copied.  An offset of 0 (zero)
   specifies the start of the file.  A count of 0 (zero) requests that
   all bytes from ca_src_offset through EOF be copied to the
   destination.  If modifications to the source file overlap with the
   source file region being copied, the data copied may include all,
   some, or none of the modifications.  If the source file's end of file
   is being modified in parallel with a copy that specifies a count of 0
   (zero) bytes, the amount of data copied is implementation dependent
   (clients may guard against this case by specifying a non-zero count
   value).

   If the source offset or the source offset plus count is greater than
   or equal to the size of the source file, the operation will fail with
   NFS4ERR_INVAL.  The destination offset or destination offset plus
   count may be greater than the size of the destination file.  This
   allows for the client to issue parallel copies to implement
   operations such as "cat file1 file2 file3 file4 > dest".

   If the destination file is created as a result of this command, the
   destination file's size will be equal to the number of bytes
   successfully copied.  If the destination file already existed, the
   destination file's size may increase as a result of this operation
   (e.g. if ca_dst_offset plus ca_count is greater than the
   destination's initial size).

   If the ca_source_server list is specified, the source of the copy
   operation is on a remote server.  The client is expected to have
   previously issued a successful COPY_NOTIFY request to the remote
   source server.  The ca_source_server list SHOULD be the same as the
   COPY_NOTIFY response's cnr_source_server list.  The server-to-server
   protocol used to copy the data is not prescribed by this document.
   However, if the destination has an NFSv4.x client, NFSv4.x would be a
   reasonable server-to-server copy protocol.  The Security
   Considerations discuss specifics around security if NFSv4.x or any
   other ONC RPC protocol is used to copy the file.  In addition,
   because an element of the cnr_source_server_list can contain a URL,



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   and because URLs specify both protocol services and server names, the
   source server, indirectly via the response from COPY_NOTIFY and then
   argument to COPY, can indicate to the destination a specific copy
   protocol to use.

   The fact that the destination only knows the source file by NFS
   filehandle is not a barrier to using non-NFS protocols, because a URL
   not only indicates a server name or address and service, but also a
   port.  For example, the response to COPY_NOTICE could include
   ftp://s1.example.com:9999/.  When the destination server receives the
   source server's URL, it could convert the source filehandle to ASCII
   hexadecimal, and use that as the file name to pass to ftp server
   listening on port 9999 of s1.example.com.  On port 9999 there would
   be special instance of the ftp service that understands how to
   convert NFS filehandles to an open file descriptor (in many operating
   systems, this would require a new system call, one which is the
   inverse of the makefh() system that the pre-NFSv4 MOUNT service
   needs).  Furthermore, the shared secret discussed in the Security
   Considerations for RPCSEC_GSSv3 could be used as the secret for
   authenticating the the destination's ftp client to the source's ftp
   server, such as by converting the secret to an ASCII hexadecimal
   string for use as a password, or as input into non-password
   authentication methods like CHAP.

   The ca_flags argument allows the copy operation to be customized in
   the following ways using the guarded flag (COPY4_GUARDED), the
   metadata flag (COPY4_METADATA), and the space reserved flag
   (COPY4_SPACE_RESERVED).

   If the guarded flag is set and the destination exists on the server,
   this operation will fail with NFS4ERR_EXIST.

   If the guarded flag is not set and the destination exists on the
   server, the behavior is implementation dependent.

   If the metadata flag is set, the destination's metadata MUST match
   the source's metadata.  In particular, all of the REQUIRED,
   RECOMMENDED, and named attributes of the destination file MUST be the
   same as the source file.  To preserve namespace junctions, if access
   to the source file generates an NFS4ERR_MOVED error, access to the
   destination file MUST also generate an NFS4ERR_MOVED error.  If these
   requirements cannot be met, the server MUST return
   NFS4ERR_ATTRNOTSUPP.

   If the metadata flag is not set, the destination's metadata is
   implementation dependent.

   If the space reserved flag is set, the operation will only succeed if



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   the file server can guarantee that all writes to the copied file will
   not fail due to insufficient space.

   If space_reserved is not set, the space reservation state of the new
   file is implementation dependent.

   If the operation does not result in an immediate failure, the server
   will return NFS4_OK, and the CURRENT_FH will be set to the
   destination's filehandle.  If an immediate failure does occur,
   cr_bytes_copied will be set to the number of bytes copied to the
   destination file before the error occurred.

   A return of NFS4_OK indicates that either the operation is complete
   or the operation was initiated and a callback will be used to deliver
   the final status of the operation.

   If the cr_callback_id is returned, this indicates that the operation
   was initiated and a CB_COPY callback will deliver the final results
   of the operation.  The cr_callback_id stateid is termed a copy
   stateid in this context.  The server is given the option of returning
   the results in a callback because the data may require a relatively
   long period of time to copy.

   If no cr_callback_id is returned, the operation completed
   synchronously and no callback will be issued by the server.  The
   completion status of the operation is indicated by cr_status.

   The COPY operation may fail for the following reasons (this is a
   partial list):

   NFS4ERR_NOTSUPP:  The copy offload operation is not supported by the
      NFS server receiving this request.

   NFS4ERR_PARTNER_NOTSUPP:  The remote server does not support the
      server-to-server copy offload protocol.

   NFS4ERR_PARTNER_NO_AUTH:  The remote server does not authorize a
      server-to-server copy offload operation.  This may be due to the
      client's failure to send the COPY_NOTIFY operation to the remote
      server, the remote server receiving a server-to-server copy
      offload request after the copy lease time expired, or for some
      other permission problem.

   NFS4ERR_FBIG:  The copy operation would have caused the file to grow
      beyond the server's limit.






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   NFS4ERR_NOTDIR:  The CURRENT_FH is a file and ca_destination has non-
      zero length.

   NFS4ERR_WRONG_TYPE:  The SAVED_FH is not a regular file.

   NFS4ERR_ISDIR:  The CURRENT_FH is a directory and ca_destination has
      zero length.

   NFS4ERR_INVAL:  The source offset or offset plus count are greater
      than or equal to the size of the source file.

   NFS4ERR_DELAY:  The server does not have the resources to perform the
      copy operation at the current time.  The client should retry the
      operation sometime in the future.

   NFS4ERR_METADATA_NOTSUPP:  The destination file cannot support the
      same metadata as the source file.

   NFS4ERR_WRONGSEC:  The security mechanism being used by the client
      does not match the server's security policy.

4.5.  Operation X: COPY_ABORT - Cancel a server-side copy

   ARGUMENTS

                   struct COPY_ABORT4args {
                           /* CURRENT_FH: destination file */
                           stateid4      caa_stateid;
                   };

   RESULTS

                   struct COPY_ABORT4res {
                           nfsstat4      car_status;
                   };

   DESCRIPTION

   The COPY_ABORT operation allows the client to cancel a server-side
   copy operation that it initiated.  This operation is sent in a
   COMPOUND request from the client to the destination server (which is
   also the source server for an intra-server copy).  This operation may
   be used to cancel a copy when the application that requested the copy
   exits before the operation is completed or for some other reason.

   The request contains the filehandle and copy stateid cookies that act
   as the context for the previously initiated copy operation.




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   The result's car_status field indicates whether the cancel was
   successful or not.  A value of NFS4_OK indicates that the copy
   operation was canceled and no callback will be issued by the server.
   A copy operation that is successfully canceled may result in none,
   some, or all of the data copied.

   If the server supports asynchronous copies, the server is REQUIRED to
   support the COPY_ABORT operation.

   The COPY_ABORT operation may fail for the following reasons (this is
   a partial list):

   NFS4ERR_NOTSUPP:  The abort operation is not supported by the NFS
      server receiving this request.

   NFS4ERR_RETRY:  The abort failed, but a retry at some time in the
      future MAY succeed.

   NFS4ERR_COMPLETE_ALREADY:  The abort failed, and a callback will
      deliver the results of the copy operation.

   NFS4ERR_SERVERFAULT:  An error occurred on the server that does not
      map to a specific error code.

4.6.  Operation Y: COPY_STATUS - Report results of a server-side copy

   ARGUMENTS

                   struct COPY_STATUS4args {
                           /* CURRENT_FH: destination file */
                           stateid4      csa_stateid;
                   };

   RESULTS

                   union COPY_STATUS4res switch (nfsstat4 cr_status) {
                   case NFS4_OK:
                           length4        csr_bytes_copied;
                   default:
                           void;
                   };

   DESCRIPTION

   The COPY_STATUS operation allows the client to poll the server to
   determine the status of an asynchronous copy operation.  This
   operation is sent by the client to the destination server (which is
   also the source server for an intra-server copy).  If this operation



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   is successful, the number of bytes copied are returned to the client.
   The failure of this operation does not indicate the result of the
   asynchronous copy in any way.

   If the server supports asynchronous copies, the server is REQUIRED to
   support the COPY_STATUS operation.

   The COPY_STATUS operation may fail for the following reasons (this is
   a partial list):

   NFS4ERR_NOTSUPP:  The copy status operation is not supported by the
      NFS server receiving this request.

   NFS4ERR_BAD_STATEID:  The stateid is not valid (see Section 4.8
      below).

   NFS4ERR_EXPIRED:  The stateid has expired (see Copy Offload Stateid
      section below).

4.7.  Operation Z: CB_COPY - Report results of a server-side copy

   ARGUMENTS

                   union copy_info4 switch (nfsstat4 cca_status) {
                   case NFS4_OK:
                           void;
                   default:
                           length4       cca_bytes_copied;
                   };

                   struct CB_COPY4args {
                           nfs_fh4       cca_fh;
                           stateid4      cca_stateid;
                           copy_info4    cca_copy_info;
                   };

   RESULTS

                   struct CB_COPY4res {
                           nfsstat4      ccr_status;
                   };

   DESCRIPTION

   The CB_COPY callback informs the client of the result of a server-
   side copy operation.  This operation is sent by the destination
   server (which is also the source server for an intra-server copy) to
   the client in a CB_COMPOUND request.  The copy operation is



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   identified by the filehandle and stateid arguments.  The result is
   indicated by the status field.  If the copy failed, cca_bytes_copied
   contains the number of bytes copied before the failure occurred.

   In the absence of an established backchannel, the server cannot
   signal the completion of the COPY via a CB_COPY callback.  The loss
   of a callback channel would be indicated by the server setting the
   SEQ4_STATUS_CB_PATH_DOWN flag in the sr_status_flags field of the
   SEQUENCE operation.  The client must re-establish the callback
   channel to receive the status of the COPY operation.  Prolonged loss
   of the callback channel could result in the server dropping the COPY
   operation state and invalidating the copy stateid.

   If the client supports the COPY operation, the client is REQUIRED to
   support the CB_COPY operation.

   The CB_COPY operation may fail for the following reasons (this is a
   partial list):

   NFS4ERR_NOTSUPP:  The copy offload operation is not supported by the
      NFS client receiving this request.

4.8.  Copy Offload Stateids

   A server may perform a copy offload operation asynchronously.  An
   asynchronous copy is tracked using a copy offload stateid.  Copy
   offload stateids are include in the COPY, COPY_ABORT, COPY_STATUS,
   and CB_COPY operations.

   Section 8.2.4 of [NFSv4.1] specifies that stateids are valid until
   either (A) the client or server restart or (B) the client returns the
   resource.  Case (A) applies to a copy offload stateid, but case (B)
   does not (there is no way for the client to "return the resources").

   A copy offload stateid will be valid until either (A) the client or
   server restart or (C) the client replies to a CB_COPY operation.

   A copy offload stateid's seqid MUST NOT be 0 (zero).  In the context
   of a copy offload operation, it is ambiguous to indicate the most
   recent copy offload operation using a stateid with seqid of 0 (zero).
   Therefore a copy offload stateid with seqid of 0 (zero) MUST be
   considered invalid.


5.  Security Considerations

   The security considerations pertaining to NFSv4 [RFC3530] apply to
   this document.



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   The standard security mechanisms provide by NFSv4 [RFC3530] may be
   used to secure the protocol described in this document.

5.1.  Inter-Server Copy Security Issues

5.1.1.  Requirements for Secure Inter-Server Copy

   The authors believe that inter-server copy is driven by several
   requirements:

   o  The specification MUST NOT mandate an inter-server copy protocol.
      There are many ways to copy data.  Some will be more optimal than
      others depending on the situation that exists between a source and
      destination server.  For example the source and destination
      servers might be two nodes sharing a common file system format for
      the source and destination file systems.  Thus the source and
      destination are in an ideal position to efficiently render the
      image of the source file to the destination file by replicating
      the file system formats at the block level.  For example, the
      source and destination might be two nodes sharing a common storage
      area network, and thus there is no need to copy any data at all,
      and instead ownership of the file and its contents simply gets re-
      assigned to the destination.

   o  The specification MUST provide guidance for using NFSv4.x as a
      copy protocol.  For those source and destination servers willing
      to use NFSv4.x there are specific security considerations that
      this specification can and does address.

   o  The specification MUST NOT mandate pre-configuration between the
      source and destination server.  Requiring that the source and
      destination first have a "copying relationship" increases the
      administrative burden.  However the specification MUST NOT
      preclude implementations that require pre-configuration.

   o  The specification MUST NOT mandate a trust relationship between
      the source and destination server.  The NFSv4 security model
      requires mutual authentication between a principal on an NFS
      client and a principal on an NFS server.  This model MUST continue
      with the introduction of COPY.

5.1.2.  Using RPCSEC_GSSv3 for Inter-Server File Copy

   When the client sends a COPY_NOTIFY to the source server to expect
   the destination to attempt to copy data from the source server, it is
   expected that this copy is being done on behalf of the principal
   (called the "user principal") that sent the RPC request that encloses
   the COMPOUND procedure that contains the COPY_NOTIFY operations.  The



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   user principal is identified by the credentials.  The problem is how
   can the user principal provide an authorization that directs the
   source to allow the destination to perform the copy in a manner that
   lets the source properly authenticate the destination's copy, and
   without allowing the destination to exceed its authorization?

   One way would be to send delegated credentials of the user principal
   of the client to the destination server.  The destination would then
   be authenticated as the user principal.  If the destination were
   using the NFSv4 protocol to perform the copy, then the source would
   authenticate the destination as the user principal, and the file copy
   could securely proceed.  However, the destination would also be
   allowed to copy other files.  The user principal would have to trust
   the destination to not do so.  This is counter to the requirements,
   and so is not presented here.  Instead an approach using RPCSEC_GSSv3
   [RPCSEC_GSSv3] privileges is proposed.

   One of the stated applications of the proposed RPCSEC_GSSv3 protocol
   is:

      b. compound client host & user authentication [+ privilege
      assertion];

   For inter-server file copy, the application needed is very similar,
   and

      compound NFS server host & user authentication [+ privilege
      assertion];

   is a distinction without meaning.

   RPCSEC_GSSv3 introduces the notion of privileges.  We define three
   privileges:

   copy_from_auth

         A user principal is authorizing a source principal ("nfs@
         <source>") to allow a destination principal ("nfs@
         <destination>") to copy a file from the source to the
         destination.  This privilege is established on the source
         server before the user principal sends a COPY_NOTIFY operation
         to the source server.









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           struct copy_from_auth_priv {
               opaque              cfap_shared_secret<>;
               netloc4             cfap_destination;
               /* the NFSv4 user name that the user principal maps to */
               utf8str_mixed       cfap_username;
               /* equal to seq_num of rpc_gss_cred_vers_3_t */
               unsigned int        cfap_seq_num;
           };

         cfap_shared_secret is a secret value the user principal
         generates.

   copy_to_auth

         A user principal is authorizing a destination principal ("nfs@
         <destination>") to allow it to copy a file from the source to
         the destination.  This privilege is established on the
         destination server before the user principal sends a COPY
         operation to the destination server.



           struct copy_to_auth_priv {
              /* equal to cfap_shared_secret */
              opaque               ctap_shared_secret<>;
              netloc4              ctap_source;
              /* the NFSv4 user name that the user principal maps to */
              utf8str_mixed        ctap_username;
              /* equal to seq_num of rpc_gss_cred_vers_3_t */
              unsigned int         ctap_seq_num;
           };

   copy_confirm_auth

         A destination principal is confirming with the source principal
         that it is authorized to copy data from the source on behalf of
         the user principal.  When the inter-server copy protocol is
         NFSv4, or for that matter, any protocol capable of being
         secured via RPCSEC_GSSv3 (i.e. any ONC RPC protocol), this
         privilege is established before the file is copied from the
         source to the destination.










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           struct copy_confirm_auth_priv {
               /* equal to GSS_GetMIC() of cfap_shared_secret */
               opaque              ccap_shared_secret_mic<>;
               /* the NFSv4 user name that the user principal maps to */
               utf8str_mixed       ccap_username;
               /* equal to seq_num of rpc_gss_cred_vers_3_t */
               unsigned int        ccap_seq_num;
           };

   When the user principal wants to COPY a file between two servers, if
   it has not established copy_from_auth and copy_to_auth privileges on
   the server, it establishes them:

      o User principal generates a secret it will share with the two
      servers.  This shared secret will be placed in the
      cfap_shared_secret and ctap_shared_secret of the appropriate
      privilege data types, copy_from_auth_priv, and copy_to_auth_priv.

      o An instance of copy_from_auth_priv is filled in with the shared
      secret, the destination server, and the NFSv4 user id of the user
      principal.  It will be sent with an RPCSEC_GSS3_CREATE procedure,
      and so cfap_seq_num it set to the seq_num of the credential of the
      RPCSEC_GSS3_CREATE procedure.  Because cfap_shared_secret is a
      secret, after XDR encoding copy_from_auth_priv, GSS_Wrap() (with
      privacy) is invoked on copy_from_auth_priv.  The
      RPCSEC_GSS3_CREATE procedure's arguments are:



           struct {
               rpc_gss3_gss_binding    *compound_binding;
               rpc_gss3_chan_binding   *chan_binding_mic;
               rpc_gss3_assertion      assertions<>;
               rpc_gss3_extension      extensions<>;
           } rpc_gss3_create_args;

      The string "copy_from_auth" is placed in assertions[0].privs.  The
      output of GSS_Wrap() is placed in extensions[0].data.  The field
      extensions[0].critical is set to TRUE.  The source server calls
      GSS_Unwrap() on the privilege, and verifies that the seq_num
      matches the credential.  It then verifies that the NFSv4 user id
      being asserted matches the source server's mapping of the user
      principal.  If it does, the privilege is established on the source
      server as: <"copy_from_auth", user id, destination>.  The
      successful reply to RPCSEC_GSS3_CREATE has:






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           struct {
               opaque                  handle<>;
               rpc_gss3_chan_binding   *chan_binding_mic;
               rpc_gss3_assertion      granted_assertions<>;
               rpc_gss3_assertion      server_assertions<>;
               rpc_gss3_extension      extensions<>;
           } rpc_gss3_create_res;

      The field "handle" is the RPCSEC_GSS handle that the client will
      use on COPY_NOTIFY requests involving the source and destination
      server. granted_assertions[0].privs will be equal to
      "copy_from_auth".  The server will return a GSS_Wrap() of
      copy_to_auth_priv.

      o An instance of copy_to_auth_priv is filled in with the shared
      secret, the source server, and the NFSv4 user id.  It will be sent
      with an RPCSEC_GSS3_CREATE procedure, and so ctap_seq_num it set
      to the seq_num of the credential of the RPCSEC_GSS3_CREATE
      procedure.  Because ctap_shared_secret is a secret, after XDR
      encoding copy_to_auth_priv, GSS_Wrap() is invoked on
      copy_to_auth_priv.  The RPCSEC_GSS3_CREATE procedure's arguments
      are:



           struct {
               rpc_gss3_gss_binding    *compound_binding;
               rpc_gss3_chan_binding   *chan_binding_mic;
               rpc_gss3_assertion      assertions<>;
               rpc_gss3_extension      extensions<>;
           } rpc_gss3_create_args;

      The string "copy_to_auth" is placed in assertions[0].privs.  The
      output of GSS_Wrap() is placed in extensions[0].data.  The field
      extensions[0].critical is set to TRUE.  After unwrapping,
      verifying the seq_num, and the user principal to NFSv4 user ID
      mapping, the destination establishes a privilege of
      <"copy_to_auth", user id, source>.  The successful reply to
      RPCSEC_GSS3_CREATE has:



           struct {
               opaque                  handle<>;
               rpc_gss3_chan_binding   *chan_binding_mic;
               rpc_gss3_assertion      granted_assertions<>;
               rpc_gss3_assertion      server_assertions<>;
               rpc_gss3_extension      extensions<>;



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           } rpc_gss3_create_res;

      The field "handle" is the RPCSEC_GSS handle that the client will
      use on COPY requests involving the source and destination server.
      The field granted_assertions[0].privs will be equal to
      "copy_to_auth".  The server will return a GSS_Wrap() of
      copy_to_auth_priv.

   When the client sends a COPY_NOTIFY request to the source server, it
   uses the privileged "copy_from_auth" RPCSEC_GSS handle.  The source
   server verifies that the privilege <"copy_from_auth", user id,
   destination> exists, and annotates it with the source filehandle, if
   the user principal has read access to the source file, and if
   administrative policies give the user principal and the NFS client
   read access to the source file (i.e. if the ACCESS operation would
   grant read access).  Otherwise, COPY_NOTIFY will fail with
   NFS4ERR_ACCESS.

   When the client sends a COPY request to the destination server, it
   uses the privileged "copy_to_auth" RPCSEC_GSS handle.  The
   destination server verifies that the privilege <"copy_to_auth", user
   id, source> exists, and annotates it with the source and destination
   filehandles.  If the client has failed to establish the
   "copy_to_auth" policy it will reject the request with
   NFS4ERR_PARTNER_NO_AUTH.

   After a destination server has a "copy_to_auth" privilege established
   on it, and it receives a COPY request, if it knows it will use an ONC
   RPC protocol to copy data, it will establish a "copy_confirm_auth"
   privilege on the source server, using nfs@<destination> as the
   initiator principal, and nfs@<source> as the target principal.  The
   value of the field ccap_shared_secret_mic is a GSS_VerifyMIC() of the
   shared secret passed in the copy_to_auth privilege.  The field
   ccap_username is the mapping of the user principal to an NFSv4 user
   name ("user"@"domain" form), and MUST be the same as ctap_username
   and cfap_username.  The field ccap_seq_num is the seq_num of the
   RPCSEC_GSSv3 credential used for the RPCSEC_GSS3_CREATE procedure the
   destination will send to the source server to establish the
   privilege.  The source server verifies the privilege, and establishes
   a <"copy_confirm_auth", user id, destination> privilege.  If the
   source server fails to verify the privilege, the COPY operation will
   be rejected with NFS4ERR_PARTNER_N_AUTH.  All subsequent ONC RPC
   requests send from the destination to copy data from the source to
   the destination will use the RPCSEC_GSS handle returned by the
   source's RPCSEC_GSS3_CREATE response.  Note that the use of the
   "copy_confirm_auth" privilege accomplishes the following:





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   o  if a protocol like NFS is being used, with export policies, export
      policies can be over ridden in case the destination server as-an-
      NFS-client is not authorized

   o  manual configuration to allow a copy relationship between the
      source and destination is not needed.

   If the attempt to establish a "copy_confirm_auth" privilege fails,
   then when the user principal sends a COPY request to destination, the
   destination server will reject it with NFS4ERR_PARTNER_NO_AUTH.

   If the destination won't be using ONC RPC to copy the data, then the
   source and destination are using an unspecified copy protocol.  The
   destination uses the shared secret and the NFSv4 user id to prove to
   the source server that the user principal has authorized the copy.


6.  IANA Considerations

   This document has no actions for IANA.


7.  Normative References

   [NFSv4.1]  Shepler, S., et al., "NFS Version 4 Minor Version 1 (Work
              In Progress)", draft-ietf-nfsv4-minorversion1 , 2008.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC3530]  Shepler, S., Callaghan, B., Robinson, D., Thurlow, R.,
              Beame, C., Eisler, M., and D. Noveck, "Network File System
              (NFS) version 4 Protocol", RFC 3530, April 2003.

   [RFC3986]  Berners-Lee, T., Fielding, R., and L. Masinter, "Uniform
              Resource Identifier (URI): Generic Syntax", STD 66,
              RFC 3986, January 2005.

   [RPCSEC_GSSv3]
              Williams, N., "Remote Procedure Call (RPC) Security
              Version 3 (Work In Progress)",
              draft-williams-rpcsecgssv3 , 2008.


Appendix A.  Acknowledgments

   Tom Talpey co-authored an unpublished version of this document.  We
   thank Tom for his contributions, especially with regards to the



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   asynchronous completion callback mechanism.

   This document was reviewed by a number of individuals.  We would like
   to thank Pranoop Erasani, Tom Haynes, Arthur Lent, Trond Myklebust,
   Dave Noveck, and Nico Williams for their input and advice.


Authors' Addresses

   James Lentini
   NetApp
   1601 Trapelo Rd, Suite 16
   Waltham, MA  02451
   USA

   Phone: +1 781-768-5359
   Email: jlentini@netapp.com


   Mike Eisler
   NetApp
   5765 Chase Point Circle
   Colorado Springs, CO  80919
   USA

   Phone: +1 719-599-9026
   Email: mike@eisler.com
   URI:   http://www.eisler.com


   Rahul Iyer
   NetApp
   475 East Java Drive
   Sunnyvale, CA  94089
   USA

   Phone: +1 408-822-3980
   Email: iyer@netapp.com













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   Deepak Kenchammana
   NetApp
   475 East Java Drive
   Sunnyvale, CA  94089
   USA

   Phone: +1 408-822-4765
   Email: kencham@netapp.com


   Anshul Madan
   NetApp
   3rd Floor, Fair Winds Block EGL Software Park
   Bangalore, Karnataka  560 071
   India

   Phone: +91 80-41843349
   Email: anshul@netapp.com

































Lentini, et al.          Expires October 8, 2009               [Page 28]