INCH Working Group J.J. Meijer INTERNET-DRAFT SURFnet bv Expires in six months R. Danyliw CERT Coordination Center Y. Demchenko TERENA April 2002 Incident Object Description and Exchange Format Data Model and Extensible Markup Language (XML) Document Type Definition <draft-meijer-inch-iodef-00.txt> Status of this Memo This document is an Internet-Draft and is in full conformance with all provisions of Section 10 of RFC2026. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet-Drafts. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." The list of current Internet-Drafts can be accessed at http://www.ietf.org/1id-abstracts.html The list of Internet-Draft Shadow Directories can be accessed at http://www.ietf.org/shadow.html Distribution of this memo is unlimited. This Internet Draft expires October, 2002. Copyright Notice Copyright (C) The Internet Society (2001). All Rights Reserved. Abstract The purpose of the Incident Object Description and Exchange Format is to define a common data format for describing and exchanging incident information between collaborating Computer Security Incident Response Teams (CSIRTs). The specific goals and requirements of the IODEF are described in [2]. One of the design principles in the IODEF is compatibility with the Intrusion Detection Message Exchange Format (IDMEF) [3] developed for intrusion detection systems. For this reason, IODEF is heavily based on the IDMEF and provides upward compatibility with it. Meijer, et al. Expires October 2002 [page 1]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 This document describes a data model for representing information produced by incident handling systems managing security incident data, and explains the rationale for using this model. An implementation of the data model in the Extensible Markup Language (XML) is presented, an XML Document Type Definition is developed, and examples are provided. TABLE OF CONTENTS 1. Conventions Used in This Document................................4 2. Introduction ....................................................4 2.1 About the IODEF Data Model ..................................5 2.1.1 Problems Addressed by the Data Model ...................6 2.1.2 Data Model Design Goals ................................7 2.2 About the IODEF XML Implementation ..........................7 2.3 Relation between IODEF and IDMEF ............................9 3. Notational Conventions and Formatting Issues ....................9 3.1 UML Conventions used for Data Model Description .............9 3.1.1 Relationships..........................................10 3.1.2 Occurrence Indicators..................................11 3.2 XML Document Type Definitions ..............................12 3.2.2 Element Declarations ..................................12 3.2.2.1 Occurrence Indicators.............................13 3.2.2.2 Alternative Content and Grouping..................13 3.2.2.3 Element Content...................................14 3.2.3 Attribute Declarations ................................15 3.2.3.1 Attribute Types...................................15 3.2.3.2 Attribute Content.................................16 3.2.4 Entity Declarations ...................................16 3.3 XML Documents ...............................................17 3.3.1 The Document Prolog ...................................17 3.3.1.1 XML Declaration ..................................17 3.3.1.2 IODEF DTD Formal Public Identifier ...............18 3.3.1.3 IODEF DTD Document Type Declaration ..............18 3.3.2 Character Data Processing in XML and IODEF ............19 3.3.2.1 Character Entity References.......................20 3.3.2.2 Character Code References.........................20 3.3.2.3 White Space Processing............................21 3.3.3 Languages in XML and IODEF ............................21 3.3.4 Inheritance and Aggregation ...........................22 3.4 IODEF Data Types ............................................22 3.4.1 Integers ..............................................23 3.4.2 Real Numbers ..........................................23 3.4.3 Characters and Strings ................................23 3.4.4 Bytes .................................................24 Meijer, et al. Expires October 2002 [page 2]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 3.4.5 Enumerated Types ......................................24 3.4.6 Date-Time Strings .....................................24 3.4.7 NTP Timestamps ........................................26 3.4.8 Port Lists ............................................26 3.4.9 Unique Identifiers ....................................27 3.4.10 Personal name.........................................28 3.4.11 Organization name.....................................28 3.4.12 Postal address........................................28 3.4.13 Telephone and Fax numbers.............................29 4. The IODEF Data Model and XML DTD................................29 4.1 Data Model Overview.........................................29 4.2 The IODEF-Description Class.................................32 4.3 The Incident Class..........................................33 4.4 The CorrelationIncident Class...............................36 4.5 The IncidentAlert Class.....................................37 4.6 The Core Classes............................................38 4.6.1 The Attack Class.......................................39 4.6.2 The Source Class.......................................42 4.6.3 The Target Class.......................................44 4.6.4 The Method Class.......................................46 4.6.5 The Attacker Class.....................................47 4.6.6 The Victim Class.......................................48 4.6.7 The Evidence Class.....................................50 4.6.8 The Assessment Class...................................51 4.6.8.1 The Impact Class..................................52 4.6.8.2 The Action Class..................................53 4.6.8.3 The Confidence Class..............................54 4.6.9 The Authority Class...................................56 4.6.10 The History Class.....................................56 4.6.11 The AdditionalData Class..............................58 4.7 The Time Classes............................................59 4.7.1 The DetectTime Class...................................59 4.7.2 The StartTime Class....................................60 4.7.3 The EndTime Class......................................60 4.7.4 The DateTime Class.....................................60 4.8 The Support Classes.........................................61 4.8.1 The Node Class.........................................61 4.8.1.1 The Address Class.................................63 4.8.1.2 The NodeRole Class................................65 4.8.2 The User Class.........................................66 4.8.2.1 The UserId Class..................................67 4.8.3 The Process Class......................................69 4.8.4 The Service Class......................................71 4.8.4.1 The WebService Class..............................72 4.8.4.2 The SNMPService Class.............................73 4.8.5 The Classification Class...............................74 4.8.6 The EvidenceData Class.................................76 4.8.6.1 The EvidenceDesc Class............................77 4.8.6.2 The EventList Class...............................78 Meijer, et al. Expires October 2002 [page 3]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 4.8.7 The Organization Class.................................79 4.8.8 The Contact Class......................................81 4.8.9 The Reported Class.....................................82 4.8.10 The Received Class....................................83 4.8.11 The ActionList Class..................................85 4.8.12 The FileList Class....................................86 4.8.12.1 The File Class...................................86 4.8.12.2 The FileAccess Class.............................89 4.8.12.3 The Linkage Class................................90 4.8.12.4 The Inode Class..................................92 4.8.13 The Analyzer Class....................................94 4.9 The Simple Classes..........................................96 4.9.1 The Description Class..................................96 4.9.2 The IRTcontact Class...................................96 4.9.3 The EvidenceItem Class.................................97 4.9.4 The CorrEvidence Class.................................98 4.9.5 The Name Class.........................................98 5. Extending the IODEF ............................................99 5.1 Extending the Data Model ...................................99 5.2 Extending the XML DTD ......................................99 6. Special Considerations ........................................101 6.1 XML Validity and Well-Formedness ..........................102 6.2 Unrecognized XML Tags .....................................102 6.3 Digital Signatures ........................................103 7. Examples ......................................................103 8. The IODEF Document Type Definition ............................104 9. References ....................................................119 10. Security Considerations ......................................120 11. IANA Considerations ..........................................120 12. Acknowledgements .............................................120 13. Authors' Addresses ...........................................121 14. Full Copyright Statement .....................................121 1. Conventions Used in This Document The key words "MUST," "MUST NOT," "REQUIRED," "SHALL," "SHALL NOT," "SHOULD," "SHOULD NOT," "RECOMMENDED," "MAY," and "OPTIONAL" in this document are to be interpreted as described in RFC 2119 [2]. Network and Computer Security related terminology used in this documents is of common use, however it contains some specific conventions described in [2] and [4]. 2. Introduction The Incident Object Description and Exchange Format (IODEF) is Meijer, et al. Expires October 2002 [page 4]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 intended to be a standard format for Computer Security Incident Response Teams (CSIRTs) to exchange operational and statistical incident information among themselves and their collaborators. It can also provide the basis for the development of interoperable tools and procedures for incident reporting. By using IODEF in their workflow and incident handling system, a CSIRT can benefit from: + a single organizational data schema that can represent information from a variety of subordinate teams or CSIRTs; + a common incident data format that facilities collaboration among affected members of the security community (e.g. users, vendors, response teams, law enforcement); + the simplification in building an incident correlation and statistics system that process incident reports from different CSIRTs. One of the design principles of the IODEF is complete compatibility with the Intrusion Detection Message Exchange Format (IDMEF) [3] developed for intrusion detection systems. For this reason, IODEF is heavily based on the IDMEF and provides upward compatibility with it. IDMEF messages may be entirely encapsulated into an explicit IDMEF container provided in the IODEF data model. A goal of this version of the Internet Draft is to provide context to discuss compatibility issues between the IODEF and the IDMEF. The IODEF description also intends to be capable of referencing relevant external computer security information (e.g., vulnerability and virus databases). The computer security related terminology used in this document is described in [1] and [4]. Specific terminology, notation, and conventions related to the data model and XML DTD are presented in Sections 3 and 4. The data model is described in Section 5 with examples of its use in Section 8. Recognizing the potentially diverse user-base implementing IODEF, Section 6 discusses the ability to extend the model. 2.1 IODEF Data Model Design principles The IODEF data model is an object-oriented representation of information reported and maintained by a CSIRT about a computer security incident. Meijer, et al. Expires October 2002 [page 5]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 2.1.1 Problems Addressed by the Data Model The data model addresses several problems in representing incident description data: + Incident data is inherently heterogeneous. It may encompass many functional purposes such as a description of intruder behavior, a vulnerability report, or analysis results correlating related incidents. However, even in a single type of incident, seemingly disparate information from many sources may need to be represented. This representation of the data is further complicated by the fact that incidents may consist of varying levels of detail depending on their stage in the lifecycle. For example, newly reported incidents may only contain a short description of the involved parties. On the other hand, closed incidents can contain a full description complete with the associated evidence and annotation of actions taken by the CSIRT. The data model that represents this information must be flexible to accommodate different needs. An object-oriented model provides extensible via aggregation and sub-classing while preserving the consistency of the model. If the data model required modification, it is extended with new classes. In implementations that do not recognize these extensions, the basic subset of the data model will still be understood. In order to address the various types of incidents, the IODEF data model creates top-level classes for each of the different incident profiles. Just as another other extensions to the data model, creating new profiles is possible through sub-classing or aggregation based on the core and supportive classes. + From the purview of a CSIRT, incident information can originate from a number of sources. The data model defines support classes that accommodate the differences in the incident reporter. This support includes various meta information to represent the reporterÆs identity as well as prescribe a confidence level to the submitted information. + Incidents may contain sensitive information. Such information should not be exposed to unauthorized parties Meijer, et al. Expires October 2002 [page 6]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 during collaboration. The data model allows for a highly granular level of element tagging to indication potential restrictions on the usage of the data. However, it is the role of the IHS to honor these labels. 2.1.2 Data Model Design Goals The IODEF data model was designed to provide a standard representation of a computer security incident. + The design of the data model is content-driven. This design dictates that new objects are introduced to accommodate additional content, not semantic differences between incidents. + The data model must be unambiguous. Functionality similar incident data (e.g. attacking hostname) must populate the same elements of the schema. Likewise, the same incident described by different CSIRTs (potentially using different initial information) should be able to be identified as the same incident. This correlation should be possible in spite of descriptions having different levels of detail or the source and target being described from a different perspective. + In order to investigate an incident across multiple sites, aggregation of incident data from the responsible CSIRTS may be required. This data model provides the facility for logically groups related incidents. However, the methods and algorithms for performing this correlation are left to the IHS. + The data model was designed with the intention to be both human and machine-readable. This level of readability will allow IODEF to be incorporated into incident handling system used by CSIRTs. + The ability to seamlessly integration IDMEF documents was explicitly designed into the data model. 2.2 Using XML for IODEF Description The current IODEF implementation is based on XML. As a meta-language, XML allows the definition of customized markup languages for different types of documents and different Meijer, et al. Expires October 2002 [page 7]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 applications. XML provides both the syntax for declaring document markup and structure (i.e., defining elements and attributes, specifying the order in which they appear, etc.) as well as, a syntax for using that markup in documents. XML-based applications define their own XML DTD or Schema and register a specific XML namespace [6]. The IETF has a defined procedure for registering an application specific XML namespace [9]. NOTE: For clarity in this document, we will use the terms "XML" and "XML documents" when speaking in the general case about the Extensible Markup Language (XML). The terms "IODEF description", "IODEF markup" and "IODEF document" will be used to refer to specific elements (tags) and attributes of the IODEF DTD. Furthermore, the terms "class" and "subclass" are synonymous to an ôelementö in the XML DTD. The implementation of the IODEF in XML has many benefits: + XML provides all the necessary features to define a specific markup language for describing security incidents. It also defines a standard way to extend this language, either for later revisions ("standard" extensions), or for vendor-specific use ("non- standard" extensions). + Software tools for processing XML documents are widely available in commercial and open source forms. Numerous tools and APIs for parsing and/or validating XML are available in a variety of languages, including Java, C, C++, Tcl, Perl, and Python. Widespread access to tools will make the adoption of the IODEF by product developers easier, and hopefully, faster. + XML meets IODEF Requirement 4.1 that message formats support full internationalization and localization. The XML standard requires support for both the UTF-8 and UTF-16 encodings of ISO/IEC 10646 (Universal Multiple-Octet Coded Character Set, "UCS") and Unicode, making all XML applications (and therefore all IODEF-compliant applications) compatible with these common character encodings. XML also provides support for specifying on a per-element basis, the language in which the element's content is written, making IODEF easy to adapt to local languages in which CSIRTs and their constituency work. + XML meets IODEF Requirement 4.2 that message formats must support modularity, filtering and aggregation. XML's integration with XSL, a style language, allows messages to be Meijer, et al. Expires October 2002 [page 8]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 combined, discarded, and rearranged. + XML is free (no license, license fees or royalties). 2.3 Relation between IODEF and IDMEF The IODEF is heavily based on the IDMEF reusing most of its data model. The data model has upward compatibility (i.e. IDMEF messages can be directly encapsulated in an IODEF document) with the IDMEF whereby ensuring the inheritance of all IDMEF data structures. IDMEF documents provide a description of an incident from the perspective of a single intrusion detection system. IODEF will be able to further annotate this information with incident handling data. Due to the close relationship between them, it is recommended that IH systems understand both the IODEF and IDMEF formats. For the most part, given a system that uses IODEF, adding IDMEF support should be trivial since IODEF duplicated the IDMEF namespace. 3. Notational Conventions and Formatting Issues This document uses three notations: Unified Modeling Language (UML) to describe the data model, Extensible Markup Language (XML) to define the markup of the IODEF, and IODEF markup to represent the documents themselves. This section describes these notations in sufficient detail that readers unfamiliar with them can understand the document. Note, however, that these descriptions are not comprehensive; they only cover the components of the notations used by the data model and document format. This section also explains several issues that apply to XML and IODEF documents such as the format of various data types, special characters, whitespace processing, character sets and languages. 3.1 Unified Modeling Language conventions used for IODEF Data Model description The IODEF data model is described using the Unified Modeling Language (UML) [10]. UML provides a simple framework to represent entities and their relationships. UML defines entities as classes. In this document, we have identified several classes and their Meijer, et al. Expires October 2002 [page 9]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 associated attributes. The symbols used in this document to represent classes and attributes are shown in Figure 3.1. +-------------+ | Class Name | <----- Name of class +-------------+ | Attribute 1 | <----- Name of first attribute | ... | | Attribute N | <----- Name of nth attribute +-------------+ Figure 3.1 - Symbols representing classes and attributes Note that the associated attributes for a class may not appear in all diagrams in which the class is used. 3.1.1 Relationships The IODEF model currently uses only two of the relationship types defined by UML: inheritance and aggregation. Inheritance denotes a superclass/subclass type of relationship where the subclass inherits all the attributes, operations, and relationships of the superclass. This type of relationship is also called a "is-a" or "kind-of" relationship. Subclasses may have additional attributes or operations that apply only to the subclass, and not to the superclass. In this document, inheritance is denoted by the /_\ symbol. In Figure 3.2, we are showing that Book and Magazine are two types of Publication. Book inherits all the attributes of Publication, plus all of its own attributes (thus, it has four attributes in total); as does Magazine (giving it three attributes in total). +-------------+ | Publication | +-------------+ | publisher | | pubDate | +-------------+ /_\ | +--------+--------+ | | +----------+ +----------+ | Magazine | | Book | Meijer, et al. Expires October 2002 [page 10]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 +----------+ +----------+ | name | | title | | | | author | +----------+ +----------+ Figure 3.2 - Inheritance relationships Aggregation is a form of association in which the whole is related to its parts. This type of relationship is also referred to as a "part-of" relationship. In this case, the aggregate class contains all of its own attributes and as many of the attributes associated with its parts as required and specified by the occurrence indicators (see Section 4.1.2). In this document, the symbol <> is used to indicate aggregation. It is placed at the end of the association line closest to the aggregate (whole) class. In Figure 4.3, we are showing that a Book is made up of pieces called Preface, Chapter, Appendix, Bibliography, and Index. +----------+ | Book | +----------+ 0..1 +--------------+ | title |<>----------| Preface | | author | +--------------+ | | 1..* +--------------+ | |<>----------| Chapter | | | +--------------+ | | 0..* +--------------+ | |<>----------| Appendix | | | +--------------+ | | 0..1 +--------------+ | |<>----------| Bibliography | | | +--------------+ | | +--------------+ | |<>----------| Index | | | +--------------+ +----------+ Figure 3.3 - Aggregation relationships 3.1.2 Occurrence Indicators Occurrence indicators show the number of objects within a class that are linked to one another by an aggregation relationship. They are placed at the end of the association line closest to Meijer, et al. Expires October 2002 [page 11]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 the part they refer to. Occurrence indicators, as used in this document, are: n exactly "n" (left blank if n=1) 0..* zero or more 1..* one or more 0..1 zero or one (i.e., "optional") n..m between "n" and "m" (inclusive) In Figure 3.3, the Book: + may have no Preface or one Preface; + must have at least one Chapter, but may have more; + may have any number of Appendixes; and + must have exactly one Index. 3.2 XML Document Type Definitions XML Document Type Definitions (DTDs) are used to declare the markup for a document. This includes the different pieces of information the document will contain (the elements), characteristics of that information (the attributes), and the relationship between the pieces (the content model). Section 9 of this document contains the complete IODEF DTD. 3.2.2 Element Declarations Elements are the main part of a document's markup; they define the names of the pieces of the document, and the content model for those pieces. <!ELEMENT Book ( Preface, Chapter, Appendix, Bibliography, Index )> In this example, the "Book" element is defined to consist of exactly one Preface, one Chapter, one Appendix, one Bibliography, and one Index. Furthermore, these parts must appear in this order (e.g., the Index cannot come before the Bibliography). The XML document associated with this DTD might look like this: <Book> <Preface> ... </Preface> Meijer, et al. Expires October 2002 [page 12]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 <Chapter> ... </Chapter> <Appendix> ... </Appendix> <Index> ... </Index> </Book> NOTE: XML is for the most part a free-format language; the line breaks and indentation used in the examples are for the purpose of improving readability only. 3.2.2.1 Occurrence Indicators In the example above, Book must contain exactly one of each part -- it cannot have more than one Chapter, the Preface is not optional, and so on. This is not a very good representation of real-life books. XML provides occurrence indicators to make it possible to represent more complex content models. The occurrence indicators are: ? the content may appear either once or not at all * the content may appear one or more times or not at all + the content must appear at least once, and may appear more than once [none] the content must appear exactly once Occurrence indicators allow us to revise our Book content model <!ELEMENT Book ( Preface?, Chapter+, Appendix*, Bibliography?, Index )> Now a Book may contain an optional Preface, one or more Chapters, any number of Appendixes, an optional Bibliography, and an Index. The parts must still occur in this order. 3.2.2.2 Alternative Content and Grouping To allow the creation of arbitrarily complex content models, Meijer, et al. Expires October 2002 [page 13]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 XML also provides: + alternatives, specified with the '|' character + parentheses, to permit grouping of elements + occurrence indicators may also be used on parenthesized groups For example: <!ELEMENT x (a, (b | c | d), e)* > would allow all of the following: <x> <x> <x> <x> <x> <a/> <a/> <a/> <a/> </x> <b/> <d/> <c/> <b/> <e/> <e/> <e/> <e/> </x> </x> <a/> <a/> <c/> <c/> <e/> <e/> </x> <a/> <d/> <e/> </x> The example above also introduces the "<tag/>" notation; this is used in XML to denote empty content. It is more or less equivalent to "<tag></tag>" (the differences are beyond the scope of this document). 3.2.2.3 Element Content An XML document has a tree structure. One element at the top is the parent of all other elements (e.g., Book); there is some number of other elements all with parents and children; and then at the bottom of the tree, there is some number of elements that have no children. These are the elements that contain the document content. XML DTDs do not support data types such as integer, real, string, and so on (more on this later). However, they do require some indication of the type(s) of content that an element will contain. There are several types available, but only two are used in the IODEF: PCDATA An XML processor will find only text (parsed character data) in this element, no tags or entity references (see Section Meijer, et al. Expires October 2002 [page 14]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 3.2.4). This is the content type for all but one of the elements at the bottom of the IODEF document tree. ANY The element may contain anything -- text, other tags, entity references, etc. This is the content type for the AdditionalData element (see Section 4.2.4.5). In the case where declaring the data is essential, future implementations of the IODEF should use an XML Schema definition instead of currently used XML DTD. 3.2.3 Attribute Declarations Attributes allow data to be associated with an element. The decision to put data in an attribute or a child element is mostly one of style, although consideration should be given to the type and quantity of data as well. Attributes are, generally, used for small, atomic data and elements are used for large or composite data. Attributes are declared with their name, their content type, and their attribute type, as shown below: <!ATTLIST Book title CDATA #REQUIRED author CDATA #REQUIRED > The declaration above defines two attributes of the Book element, title and author. Both may contain character data, and both are required. These might be given as follows in an XML document: <Book title="The Cat in the Hat" author="Dr. Seuss"> 3.2.3.1 Attribute Types There are four attribute types: #REQUIRED The attribute is required, and has no default value. The XML document must specify a value for it. #IMPLIED The attribute is optional, and has no default value. Meijer, et al. Expires October 2002 [page 15]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 #FIXED [value] The attribute must always have the default value "[value]." It is an error to specify the attribute with any other value. When an XML processor encounters an omitted attribute, it will behave as though it were present with the declared default value. [value] The attribute is optional, and has a default value of "[value]." When an XML processor encounters an omitted attribute, it will behave as though it were present with the default value. 3.2.3.2 Attribute Content There are a variety of attribute content types defined, but only two are used in the IODEF: CDATA An attribute of this type contains character data (text). Tags and entity references (see Section 4.2.4) are not processed. [values] An attribute may also be declared with a list of acceptable values; this functions somewhat like an enumerated type. For example: <!ATTLIST Person gender "unknown | male | female" "unknown" > The gender attribute may have one of three values; if a Person tag appears without a gender attribute, the XML processor will behave as though it did have one, with value "unknown." 3.2.4 Entity Declarations Entities allow symbols to be defined that will be replaced with other text when processed. There are two types of entities, "general" and "parameter." General entities are for use within XML document content; for example: <!ENTITY IODEF "Intrusion Detection Message Exchange Format"> Meijer, et al. Expires October 2002 [page 16]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 Entities are referenced by bracketing them with the characters '&' and ';' -- whenever "&IODEF;" appears in the XML document from the example above, it will be replaced with the text "Intrusion Detection Message Exchange Format". General entities (and a special case of them called character references) are used extensively in handling special characters (see Sections 4.3.2.1 and 4.3.2.2). Parameter entities are for use within DTDs (they are not recognized in document content), and are declared and referenced in a slightly different way. The declaration includes a '%' symbol before the entity name, and they are referenced by bracketing them with the characters '%' (instead of '&') and ';'. For example, attributes that must appear on every element are declared in a parameter entity: <!ENTITY % attlist.global " xmlns CDATA #FIXED 'urn:iana:xml:ns:IODEF' xmlns:IODEF CDATA #FIXED 'urn:iana:xml:ns:IODEF' xml:space (default | preserve) 'default' xml:lang NMTOKEN #IMPLIED "> and then referenced in each attribute list declaration: <!ATTLIST IODEF-Description %attlist.global; > <!ATTLIST Alert %attlist.global; > 3.3 XML Documents This section describes a number of XML document formatting rules; these rules apply to IODEF documents as well. 3.3.1 The Document Prolog The "prolog" of an XML document, that part that precedes anything else, consists of the XML declaration and the document type declaration. 3.3.1.1 XML Declaration Every XML document (and therefore every IODEF document) Meijer, et al. Expires October 2002 [page 17]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 starts with an XML declaration. The XML declaration specifies the version of XML being used; it may also specify the character encoding being used. The XML declaration looks like: <?xml version="1.0" ?> If a character encoding is specified, the declaration looks like: <?xml version="1.0" encoding="charset" ?> where "charset" is the name of the character encoding in use (see Section 3.3.2). If no encoding is specified, UTF-8 is assumed. IODEF documents being exchanged between IODEF-compliant applications MUST begin with an XML declaration, and MUST specify the XML version in use. Specification of the encoding in use is RECOMMENDED. IODEF-compliant applications MAY choose to omit the XML declaration internally to conserve space, adding it only when the message is sent to another destination (e.g., a web browser). This practice is NOT RECOMMENDED unless it can be accomplished without loss of each message's version and encoding information. 3.3.1.2 IODEF DTD Formal Public Identifier The formal public identifier (FPI) for the IODEF Document Type Definition described in this document is: "-//IETF//DTD RFCxxxx IODEF v0.0//EN" NOTE: The "RFCxxxx" text in the FPI value will be replaced with the actual RFC number, if this document is published as an RFC. This FPI MUST be used in the document type declaration within an XML document referencing the IODEF DTD defined by this document, as shown in the following section. 3.3.1.3 IODEF DTD Document Type Declaration The document type declaration for an XML document referencing the IODEF DTD will usually be specified in the following ways: Meijer, et al. Expires October 2002 [page 18]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 <!DOCTYPE IODEF-Description PUBLIC "-//IETF//DTD RFCxxxx IODEF v0.0//EN"> The last component of the document type declaration is the FPI specified in the previous section. <!DOCTYPE IODEF-Description SYSTEM "/some/path/to/the/IODEF-Description.dtd"> The last component of the document type declaration is a URI that points to a copy of the Document Type Definition. In order to be valid (see Section 7.1), an XML document must contain a document type declaration. However, this requirement imposes a significant overhead on an IODEF-compliant application in bandwidth consumption and computation for the DTD may need to be downloaded and parsed before use by the XML parser. Implementers MAY decide to have analyzers and managers agree out-of-band on the particular document type definition they will be using to exchange messages (the standard one as defined here, or one with extensions), and then omit the document type declaration from IODEF descriptions. The method for negotiating this agreement is outside the scope of this document. Note that great care must be taken in negotiating any such agreements, as the manager may have to accept messages from many different analyzers, each using a DTD with a different set of extensions. 3.3.2 Character Data Processing in XML and IODEF A document's XML declaration (see Section 4.3.1.1) specifies the character encoding to be used in the document, as follows: <?xml version="1.0" encoding="charset" ?> where "charset" is the name of the character encoding, as registered with the Internet Assigned Numbers Authority (IANA), see [11]. The XML standard requires that XML processors support the UTF-8 and UTF-16 encodings of ISO/IEC 10646 (UCS) and Unicode, making all XML applications (and therefore, all IODEF-compliant applications) compatible with these common character encodings. The XML standard also permits other character encodings to be used (e.g., UTF-7, UTF-8, UTF-32). However, support for these Meijer, et al. Expires October 2002 [page 19]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 encodings is not guaranteed to be present in all XML applications. For portability reasons, IODEF-compliant applications SHOULD NOT use, and IODEF descriptions SHOULD NOT be encoded in, character encodings other than UTF-8 and UTF-16. Consistent with the XML standard, if no encoding is specified for an IODEF description, UTF-8 is assumed. NOTE: The ASCII character set is a subset of the UTF-8 encoding, and therefore may be used to encode IODEF descriptions. Per the XML standard, IODEF documents encoded in UTF-16 MUST begin with the Byte Order Mark described by ISO/IEC 10646 Annex E and Unicode Appendix B (the "ZERO WIDTH NO-BREAK SPACE" character, #xFEFF). 3.3.2.1 Character Entity References Within XML documents, certain characters have special meanings in some contexts. To include the actual character itself in one of these contexts, a special escape sequence, called an entity reference, must be used. The characters that sometimes need to be escaped, and their entity references, are: Character Entity Reference --------------------------------- & & < < > > " " ' ' It is RECOMMENDED that IODEF-compliant applications use the entity reference form whenever writing these characters in data, to avoid any possibility of misinterpretation. 3.3.2.2 Character Code References Any character defined by the ISO/IEC 10646 and Unicode standards may be included in an XML document by the use of a character reference. A character reference is started with the characters '&' and '#', and ended with the character ';'. Between these characters, the character code for the Meijer, et al. Expires October 2002 [page 20]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 character inserted. If the character code is preceded by an 'x' it is interpreted in hexadecimal (base 16), otherwise, it is interpreted in decimal (base 10). For instance, the ampersand (&) is encoded as & or & and the less-than sign (<) is encoded as < or <. Any one-, two-, or four-byte character specified in the ISO/IEC 10646 and Unicode standards can be included in a document using this technique. 3.3.2.3 White Space Processing XML preserves white space by default. The XML processor passes all white space characters to the application unchanged. This behavior is much different from HTML (and SGML) in which the presence (or lack of) spaces is meaningful, but one space is interpreted the same as multiple spaces. XML allows elements to identify the importance of white space in their content by using the "xml:space" attribute: <tag xml:space="action"> where "action" is either "default" or "preserve." If "action" is "preserve," the application MUST treat all white space in the element's content as significant. If "action" is "default," the application is free to do whatever it normally would with white space in the element's content. The intent declared with the "xml:space" attribute is considered to apply to all attributes and content of the element where it is specified (including sub-elements), unless overridden with an instance of "xml:space" on another element within that content. All IODEF elements support the "xml:space" attribute. 3.3.3 Languages in XML and IODEF XML allows elements to identify the language their content is written in by using the "xml:lang" attribute: Meijer, et al. Expires October 2002 [page 21]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 <tag xml:lang="langcode"> where "langcode" is a language tag as described in RFC 3066 [12]. The intent declared with the "xml:lang" attribute is considered to apply to all attributes and content of the element where it is specified (including sub-elements), unless overridden with an instance of "xml:lang" on another element within that content. IODEF-compliant applications SHOULD specify the language in which their contents are encoded. In general, the language can be specified with the "xml:lang" attribute in the top-level element and letting all other elements "inherit" that definition. If no language is specified for an IODEF description, English SHALL be assumed. All IODEF tags support the "xml:lang" attribute. 3.3.4 Inheritance and Aggregation XML DTDs do not support inheritance as used by the IODEF data model (i.e., there is no support for "kind-of" relationships). This limitation does not present a major problem in practice because aggregation relationships can be used instead with little loss of functionality. As a note of interest, XML Schemas, recently approved by the W3C, will provide support for inheritance, stronger data typing and other useful features [7]. Future versions of the IODEF will probably use XML Schemas instead of DTDs. It was recognized that in the initial stage of the design of a new application, an XML DTD was useful since it provides a better human readable format for document and element descriptions. However, with further the development of applications and integration into IH systems a more detailed definition of data types and elements relations as provided by XML Schemas may be required. 3.4 IODEF Data Types Within an XML IODEF description, all data will be expressed as "text" (as opposed to "binary"), since XML is a text formatting language. We provide typing information for the attributes of the Meijer, et al. Expires October 2002 [page 22]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 classes in the data model however, to convey to the reader the type of data the model expects for each attribute. Each data type in the model has specific formatting requirements in an XML IODEF description. These requirements are set forth in this section. 3.4.1 Integers Integer attributes are represented by the INTEGER data type. Integer data MUST be encoded in Base 10 or Base 16. Base 10 integer encoding uses the digits '0' through '9' and an optional sign ('+' or '-'). For example, "123", "-456". Base 16 integer encoding uses the digits '0' through '9' and 'a' through 'f' (or their upper case equivalents), and is preceded by the characters "0x". For example, "0x1a2b". 3.4.2 Real Numbers Real (floating-point) attributes are represented by the REAL data type. Real data MUST be encoded in Base 10. Real encoding is that of the POSIX "strtod" library function: an optional sign ('+' or '-') followed by a non-empty string of decimal digits, optionally containing a radix character, then an optional exponent part. An exponent part consists of an 'e' or 'E', followed by an optional sign, followed by one or more decimal digits. For example, "123.45e02", "-567,89e-03". IODEF-compliant applications MUST support both the '.' and ',' radix characters. 3.4.3 Characters and Strings Single-character attributes are represented by the CHARACTER data type. Multi-character attributes of known length are represented by the STRING data type. Character and string data have no special formatting requirements, other than the need to occasionally use character references (see Sections 4.3.2.1 and 4.3.2.2) to represent special characters. Meijer, et al. Expires October 2002 [page 23]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 3.4.4 Bytes Binary data is represented by the BYTE (and BYTE[]) data type. Binary data MUST be encoded in its entirety using character code references (see Section 4.3.2.2). 3.4.5 Enumerated Types Enumerated types are represented by the ENUM data type, and consist of an ordered list of acceptable values. Each value has a rank (number) and a representing keyword. Within an IODEF message, the enumerated type keywords are used as attribute values, and the ranks are ignored. However, those IODEF-compliant applications that choose to represent these values internally in a numeric format MUST use the rank values identified in this memo. 3.4.6 Date-Time Strings Date-time strings are represented by the DATETIME data type. Each date-time string identifies a particular instant in time; ranges are not supported. Date-time strings are formatted according to a subset of ISO 8601:2000 [13], as show below. Section references in parentheses refer to sections of the ISO 8601:2000 standard. 1. Dates MUST be formatted as follows: YYYY-MM-DD where YYYY is the four- digit year, MM is the two-digit month (01-12), and DD is the two- digit day (01-31). (Section 5.2.1.1, "Complete representation -- Extended format.") 2. Times MUST be formatted as follows: hh:mm:ss where hh is the two-digit hour (00-24), mm is the two-digit minute (00-59), and ss is the two-digit second (00-60). (Section 5.3.1.1, "Complete representation -- Extended format.") Meijer, et al. Expires October 2002 [page 24]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 Note that midnight has two representations, 00:00:00 and 24:00:00. Both representations MUST be supported by IODEF-compliant applications, however, the 00:00:00 representation SHOULD be used whenever possible. Note also that this format accounts for leap seconds. Positive leap seconds are inserted between 23:59:59Z and 24:00:00Z and are represented as 23:59:60Z. Negative leap seconds are achieved by the omission of 23:59:59Z. IODEF-compliant applications MUST support leap seconds. 3. Times MAY be formatted to include a decimal fraction of seconds, as follows: hh:mm:ss.ss or hh:mm:ss,ss As many digits as necessary may follow the decimal sign (at least one digit must follow the decimal sign). Decimal fractions of hours and minutes are not supported. (Section 5.3.1.3, "Representation of decimal fractions.") IODEF-compliant applications MUST support the use of both decimal signs ('.' and ','). Note that the number of digits in the fraction part does not imply anything about accuracy -- i.e., "00.100000", "00,1000" and "00.1" are all equivalent. 4. Times MUST be formatted to include (a) an indication that the time is in Coordinated Universal Time (UTC), or (b) an indication of the difference between the specified time and Coordinated Universal Time. a. Times in UTC MUST be formatted by appending the letter 'Z' to the time string as follows: hh:mm:ssZ hh:mm:ss.ssZ hh:mm:ss,ssZ (Section 5.3.3, "Coordinated Universal Time (UTC) -- Extended format.") b. If the time is ahead of or equal to UTC, a '+' sign is appended to the time string; if the time is behind UTC, a '-' sign is appended. Following the sign, the number of hours and minutes representing the different from UTC is appended, as follows: Meijer, et al. Expires October 2002 [page 25]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 hh:mm:ss+hh:mm hh:mm:ss-hh:mm hh:mm:ss.ss+hh:mm hh:mm:ss.ss-hh:mm hh:mm:ss,ss+hh:mm hh:mm:ss,ss-hh:mm The difference from UTC MUST be specified in both hours and minutes, even if the minutes component is 0. A "difference" of "+00:00" is equivalent to UTC. (Section 5.3.4.2, "Local time and the difference with Coordinated Universal Time -- Extended Format.") 5. Date-time strings are created by joing the date and time strings with the letter 'T', as shown below: YYYY-MM-DDThh:mm:ssZ YYYY-MM-DDThh:mm:ss.ssZ YYYY-MM-DDThh:mm:ss,ssZ YYYY-MM-DDThh:mm:ss+hh:mm YYYY-MM-DDThh:mm:ss-hh:mm YYYY-MM-DDThh:mm:ss.ss+hh:mm YYYY-MM-DDThh:mm:ss.ss-hh:mm YYYY-MM-DDThh:mm:ss,ss+hh:mm YYYY-MM-DDThh:mm:ss,ss-hh:mm (Section 5.4.1, "Complete representation -- Extended format.") In summary, IODEF date-time strings MUST adhere to one of the nine templates identified in Paragraph 5, above. 3.4.7 NTP Timestamps NTP timestamps are represented by the NTPSTAMP data type, and are described in detail in [14] and [15]. An NTP timestamp is a 64-bit unsigned fixed-point number. The integer part is in the first 32 bits, and the fraction part is in the last 32 bits. Within IODEF descriptions, NTP timestamps MUST be encoded as two 32-bit hexadecimal values, separated by a period ('.'). For example, "0x12345678.0x87654321". 3.4.8 Port Lists Port lists are represented by the PORTLIST data type, and Meijer, et al. Expires October 2002 [page 26]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 consist of a comma-separated list of numbers (individual integers) and ranges (N-M means ports N through M, inclusive). Any combination of numbers and ranges may be used in a single list. For example, "5-25,37,42,43,53,69-119,123-514". 3.4.9 Unique Identifiers There are several types of unique identifiers used in this specification. All types are represented by STRING data types. These identifiers are implemented as attributes in the relevant XML elements, and must have unique values as follows: 1. If specified, the attribute of the Authority class (Section 5.2.6.8) OrganizationID MUST have a value that is globally unique. It may be a combination of the Registry name and unique CSIRT ID in this Registry. FIRST or industry associations normally maintain registries. The default value is "unknown", which indicates that the authority or CISRT doesnÆt have unique identifiers. 2. The Incident, Attacker, Evidence, Victim, Source, Target, Node, User, Process, Service, Address, and UserID classes (see correspondent sections) are provided with "ident" attribute, which if specified, MUST have a value that is unique across all IODEF Descriptions created by the particular CSIRT or Authority. The "ident" attribute value MUST be unique for each particular combination of data identifying an object, not for each object. Objects may have more than one ident value associated with them. For example, an identification of a host by name would have one value, while an identification of that host by address would have another value, and an identification of that host by both name and address would have still another value. Furthermore, different analyzers may produce different values for the same information. The "ident" attribute by itself provides a unique identifier only among all the "ident" values created/stored by a particular CSIRT or IHS. But when combined with the unique "OrganizationID" value for the CSIRT, there is no requirement for global uniqueness. The default value is "0", which indicates that the CSIRT/IHS cannot generate unique identifiers. The specification of methods for creating the unique values Meijer, et al. Expires October 2002 [page 27]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 contained in these attributes is outside the scope of this document. 3.4.10 Personal names Format for the Personal name data is used the same as in LDAP. It is supposed that normally personal names are obtained from different Directories used by CSIRTs for their daily work. Current suggestion for the personal name formats are a follows: Name Surname Or Surname, Name It is possible to use personal handle from the official (IP or DNS) databases: RIPE NCC, InterNIC, etc. In this case element's attribute will indicate type of personal name presentation and indirectly point on used Registry or database. 3.4.11 Organization names Organization name is presented in form of it full name, short name or identification code retrieved from official Registries. It is possible to use organization handle (or organization role from the official (IP or DNS) databases: RIPE NCC, InterNIC, etc. In this case elementÆs attribute will indicate type of personal name presentation and indirectly point on used Registry or database. 3.4.12 Postal addresses Format for the Postal addresses data is used the same as in LDAP. It is supposed that postal addresses are obtained from the Incident reports or from different Directories used by CSIRTs for their daily work. Building, Street, Zip-code, City, Country Or Post Office Box, Zip-code, City, Country Meijer, et al. Expires October 2002 [page 28]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 3.4.13 Telephone and Fax numbers Telephone and Fax numbers are expressed in format recommended by ITU documents. + (international code) (local code) (tel. Number) 4. The IODEF Data Model and XML DTD In this section, the individual components of the IODEF data model are explained in details. UML diagrams of the model are provided to illustrate the relationship between components. Likewise, relevant sections of the XML DTD are presented to describe how the model is translated into XML. 4.1 Data Model Overview The relationship between the principal components of the data model is shown in Figure 5.1 (cardinality and attributes are omitted). IODEF-Description is the top-level container class for all IODEF documents. Recognizing that incidents might require different types of data, sub-classes of this root class called incident descriptions are defined. There are presently two types of descriptions defined: the Incident class to describe an incident and the IncidentAlert class to allow seamless support for IODEF alerts. It is important to note that the data model does not define the events that constitute an incident. The notion of an incident is very site-specific. For example, a port scan may be identified by one CSIRT as a single incident with multiple victims. Another CSIRT might separate this activity as multiple incidents each from a single source to a single victim. Regardless, once the creator of the report has determined a logical grouping of events that constitute an incident, the data model dictates how that description should be formatted. +---------------------+ | IODEF-Description | +---------------------+ /_\ | +--------------------+---------------------+ Meijer, et al. Expires October 2002 [page 29]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 | | | +-------+--------+ | | IncidentAlert | | +----------------+ | +----------+ +------------+ +----------------+ +----------+ | Incident |<>-| Attack |<>-| Source |<>-| Node | +----------+ +------------+ +----------------+ +----------+ | | | | | | +----------+ | | | | | |<>-| User | | | | | | | +----------+ | | | | | | +----------+ | | | | | |<>-| Process | | | | | | | +----------+ | | | | | | +----------+ | | | | | |<>-| Service | | | | | | | +----------+ | | | | | | +----------+ | | | | | |<>-| Program | | | | | | | +----------+ | | | | | | +----------+ | | | | | |<>-| OS | | | | | +----------------+ +----------+ | | | | +----------------+ +----------+ | | | |<>-| Target |<>-| Node | | | | | +----------------+ +----------+ | | | | | | +----------+ | | | | | |<>-| User | | | | | | | +----------+ | | | | | | +----------+ | | | | | |<>-| Process | | | | | | | +----------+ | | | | | | +----------+ | | | | | |<>-| Service | | | | | | | +----------+ | | | | | | +----------+ | | | | | |<>-| Program | | | | | | | +----------+ | | | | | | +----------+ | | | | | |<>-| OS | | | | | | | +----------+ | | | | | | +----------+ | | | | | |<>-| FileList | | | | | +----------------+ +----------+ | | | | +----------------+ | | | |<>-| Description | | | | | +----------------+ | | | | +----------------+ | | | |<>-| DetectTime | Meijer, et al. Expires October 2002 [page 30]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 | | | | +----------------+ | | | | +----------------+ | | | |<>-| StartTime | | | | | +----------------+ | | | | +----------------+ | | | |<>-| EndTime | | | | | +----------------+ | | +------------+ +----------------+ | |<>-| Attacker |<>-| Contact | | | +------------+ +----------------+ | | | | +----------------+ | | | |<>-| Location | | | | | +----------------+ | | | | +----------------+ | | | |<>-| IRTcontact | | | +------------+ +----------------+ | | +------------+ +----------------+ | |<>-| Victim |<>-| Contact | | | +------------+ +----------------+ | | | | +----------------+ | | | |<>-| Location | | | | | +----------------+ | | | | +----------------+ | | | |<>-| IRTcontact | | | +------------+ +----------------+ | | +------------+ +----------------+ | |<>-| Method |<>-| Classification | | | +------------+ +----------------+ | | | | +----------------+ | | | |<>-| Description | | | +------------+ +----------------+ | | +------------+ +----------------+ | |<>-| Assessment |<>-| Reported | | | +------------+ +----------------+ | | | | +----------------+ | | | |<>-| Received | | | | | +----------------+ | | | | +----------------+ | | | |<>-| ActionList | | | +------------+ +----------------+ | | +------------+ +----------------+ | |<>-| Evidence |<>-| EvidenceData | | | +------------+ +----------------+ | | +------------+ +----------------+ | |<>-| Authority |<>-| Organization | | | +------------+ +----------------+ | | | | +----------------+ | | | |<>-| Contact | | | +------------+ +----------------+ Meijer, et al. Expires October 2002 [page 31]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 | | +------------+ +----------------+ | |<>-| History |<>-| Reported | | | +------------+ +----------------+ | | | | +----------------+ | | | |<>-| Received | | | | | +----------------+ | | | | +----------------+ | | | |<>-| ActionList | | | +------------+ +----------------+ | | +----------------+ | |<>-| AdditionalData | +----------+ +----------------+ Figure 4.1 Data model overview Note: The IODEF data model in graphical form can be found at [18]. The individual classes are described in the following sections. 4.2 The IODEF-Description Class IODEF-Description is the root container class of the IODEF data model. There are currently two main types (subclasses) of IODEF- Description: Incident and IncidentAlert. A third Experimental class is also included temporarily for testing. Since DTDs do not support subclassing (see Section 4.3.4), the inheritance relationship between the IODEF-Description and the Incident and IncidentAlert subclasses shown in Figure 5.1 has been replaced with an aggregate relationship. NOTE: The use of aggregation to implement an inheritance relationship is done throughout the data model. The IODEF-Description class is declared in the IODEF DTD as follows: <!ENTITY % attlist.IODEF " version CDATA #FIXED '0.0' "> <!ELEMENT IODEF-Description ( (Incident | IncidentAlert)* )> <!ATTLIST IODEF-Description %attlist.IODEF; > Meijer, et al. Expires October 2002 [page 32]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 The IODEF-Description class has a single attribute: version The version of the IODEF-Description specification (this document) to which the document conforms. Applications specifying a value for this attribute MUST use the value "0.0". 4.3 The Incident Class For a given incident, the CSIRT will create an instance of the Incident class. The information used to populate this class will come from the reporting infrastructure that the CSIRT already has in place. Thus, direct reports from their constituency, IDS alert messages, or collaboration with other CSIRTS could serve as potential input. An Incident description is composed of several aggregate classes, as shown in Figure 4.2. The aggregate classes themselves are described in Sections 4.2.4.1 - 4.2.4.10. +-------------------+ | Incident | +-------------------+ | STRING incidentID | 1..* +----------------+ +-------------+ | ENUM purpose |<>------| Attack |<>-| Source | | ENUM restriction | +----------------+ +-------------+ | | | | +-------------+ | | | |<>-| Target | | | | | +-------------+ | | | | +-------------+ | | | |<>-| Description | | | | | +-------------+ | | | | +-------------+ | | | |<>-| DetectTime | | | | | +-------------+ | | | | +-------------+ | | | |<>-| StartTime | | | | | +-------------+ | | | | +-------------+ | | | |<>-| EndTime | | | +----------------+ +-------------+ | | 0..* +----------------+ | |<>------| Attacker | | | +----------------+ | | 0..* +----------------+ | |<>------| Victim | Meijer, et al. Expires October 2002 [page 33]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 | | +----------------+ | | 0..* +----------------+ | |<>------| Method | | | +----------------+ | | 0..1 +----------------+ | |<>------| Evidence | | | +----------------+ | | 0..1 +----------------+ | |<>------| Aassessment | | | +----------------+ | | +----------------+ | |<>------| Authority | | | +----------------+ | | 0..1 +----------------+ | |<>------| History | | | +----------------+ | | 0..* +----------------+ | |<>------| AdditionalData | +-------------------+ +----------------+ /_\ | | +----------+----------+ | CorrelationIncident | +---------------------+ Figure 4.2 The Incident Class The aggregate classes that constitute Incident are: Attack One or more. The security event(s) that compose the incident. Attacker Zero or more. The system(s) from which the Attack originated. Victim Zero or more. The system(s) at which the Attack was targeted. Method Zero or more. The actions taken by the Attacker in the incident. Evidence Zero or one. Container for the EvidenceData. Authority Exactly one. The CSIRT or authority that created the incident. Meijer, et al. Expires October 2002 [page 34]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 History Zero or one. A log of the actions taken by the CSIRT(s) in the course of investigating the incident. AdditionalData Zero or more. Additional information about the incident included by CSIRT that cannot be readily expressed in the data model. The Incident class is represented in the XML DTD as follows: <!ENTITY % attvals.purpose " ( unknown | report | handling | communication | statistics | experimental ) "> <!ENTITY % attvals.restriction " ( default | public | internal | restricted ) "> <!ELEMENT Incident ( Attack+, Attacker*, Victim*, Method*, Evidence?, CorrelationIncident?, Authority, History?, AdditionalData*)> <!ATTLIST Incident incidentID CDATA '0' purpose %attvals.purpose; 'experimental' restriction %attvals.restriction; 'default' > The Incident class has three attributes: IncidentID Required. A unique identifier for the Incident (see Section 3.4.9). purpose Optional. The purpose of the incident being reported to the CSIRT. Rank Keyword Description ---- ------- ----------- 0 unknown Purpose of the incident is unknown 1 report Incident report 2 handling Incident is being handled 3 communication Incident is being sent to another team 4 statistics Incident was reported for statistical purposes 5 experimental Experimental Meijer, et al. Expires October 2002 [page 35]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 restriction Optional. Sets a restriction on the usage of the data in element. Rank Keyword Description ---- ------- ----------- 0 default Restriction level is defined by external policy applied to overall CSIRT process 1 public No restriction is applied to element 2 internal Data is for company's (or constituency) internal use 3 restricted Use strictly for Incident managers at CSIRT 4.4 The CorrelationIncident Class The CorrelationIncident class represents information related to the correlation of current incident. It is intended as a way by which to logically group previously reported incidents as related. The CorrelationIncident class is composed of three aggregate classes, as shown in Figure 4.3. +---------------------+ | CorrelationIncident | +---------------------+ | ENUM restriction | 0..1 +----------------+ | |<>------| IncidentID | | | +----------------+ | | 0..* +----------------+ | |<>------| EvidenceDataID | | | +----------------+ | | 0..* +----------------+ | |<>------| EventList | +---------------------+ +----------------+ Figure 4.3 - The CorrelationIncident Class The aggregate classes that constitute CorrelationIncident are: IncidentID Zero or one. STRING. Identifier of current Incident. If not included into CorrelationIncident class, this value may be derived from the top class Incident attribute. Meijer, et al. Expires October 2002 [page 36]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 EvidenceDataID Zero or more. Evidence data that are linked to current Incident. EventList One or more. Lists all events which are investigated together, or have another common denominator. This is represented in the XML DTD as follows: <!ELEMENT CorrelationIncident ( IncidentID?, EventList*, EvidenceDataID* )> <!ATTLIST CorrelationIncident restriction %attvals.restriction; 'default' > The CorrelationIncident class has one attribute: restriction Optional. Sets a restriction on the usage of the data in element. 4.5 IncidentAlert Class The IncidentAlert class is used as a container for IDMEF Alert messages. +-------------------+ | IncidentAlert | +-------------------+ | STRING incidentID | +----------------+ | ENUM purpose |<>------| Authority | | ENUM restriction | +----------------+ | | 0..1 +----------------+ | |<>------| History | | | +----------------+ | | 0..* +----------------+ | |<>------| AdditionalData | +-------------------+ +----------------+ Figure 4.4 The IncidentAlert Class The aggregate classes that constitute IncidentAlert are: Authority Meijer, et al. Expires October 2002 [page 37]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 Exactly one. The CSIRT or authority that created the incident. History Zero or one. A log of the actions taken by the CSIRT(s) in course of investigating the incident. AdditionalData Zero or more. A container for the IDMEF Alert message. This is represented in the XML DTD as follows: <!ELEMENT IncidentAlert ( Authority, History?, AdditionalData*)> <!ATTLIST Incident IncidentID ID #IMPLIED purpose %attvals.purpose; 'unknown' restriction %attvals.restriction; 'default' > The IncidentAlert class has three attributes: IncidentID Optional. A unique identifier for the alert, see Section 3.4.9. purpose Optional. The purpose of the incident being reported to the CSIRT. restriction Optional. Sets a restriction on the usage of the data in element. 4.6 The Core Classes The core classes (Attack, Source, Target, Attacker, Victim, Method, Evidence, Authority, History, and AdditionalData) are the main parts of the Incident and IncidentAlert classes, as shown in Figure 5.5. NOTE: The IODEF data model reuses the Source and Target classes (as well as their subclasses) from the IDMEF [3]. +---------------+ +----------+ 0..* +-------------+ | Incident | | Attack | +------| Source | +---------------+ +----------+ | +-------------+ Meijer, et al. Expires October 2002 [page 38]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 | | 1..* | | | 0..* +-------------+ | |<> --+------| |<>-+------| Target | | | | | | | +-------------+ | | | +----------+ | 0..* +-------------+ | | | +------| Description | | |<>+ | | +-------------+ | | | | 0..* +----------+ | 0..1 +-------------+ | | | +------| Attacker | +------| DetectTime | +---------------+ | | +----------+ | +-------------+ | | 0..* +----------+ | 0..1 +-------------+ | +------| Victim | +------| StartTime | | | +----------+ | +-------------+ | | 0..* +----------+ | 0..1 +-------------+ | +------| Method | +------| EndTime | | | +----------+ +-------------+ | | 0..* +----------+ | +------| Evidence | | | +----------+ | | 0..1 +------------+ | +------| Assessment | +---------------+ | +------------+ | IncidentAlert | | +---------------+ | +----------------+ | |<>+----------| Authority | | | | +----------------+ +---------------+ | 0..1 +----------------+ +----------| History | | +----------------+ | 0..* +----------------+ +----------| AdditionalData | +----------------+ Figure 4.5 The IODEF Core Classes 4.6.1 The Attack Class The Attack class contains information about the security events that constitute the incident. +------------------+ 0..* +---------------+ +----------+ | Attack |<>------| Source |<>-| Node | +------------------+ +---------------+ +----------+ | STRING ident | | | +----------+ | | | |<>-| User | | ENUM restriction | | | +----------+ | | | | +----------+ | | | |<>-| process | Meijer, et al. Expires October 2002 [page 39]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 | | | | +----------+ | | | | +----------+ | | | |<>-| service | | | | | +----------+ | | | | +----------+ | | | |<>-| program | | | | | +----------+ | | | | +----------+ | | | |<>-| OS | | | +---------------+ +----------+ | | 0..* +---------------+ +----------+ | |<>------| Target |<>-| Node | | | +---------------+ +----------+ | | | | +----------+ | | | |<>-| User | | | | | +----------+ | | | | +----------+ | | | |<>-| process | | | | | +----------+ | | | | +----------+ | | | |<>-| service | | | | | +----------+ | | | | +----------+ | | | |<>-| program | | | | | +----------+ | | | | +----------+ | | | |<>-| OS | | | | | +----------+ | | | | +----------+ | | | |<>-| FileList | | | +---------------+ +----------+ | | 0..* +---------------+ | |<>------| Description | | | +---------------+ | | 0..1 +---------------+ | |<>------| DetectTime | | | +---------------+ | | 0..1 +---------------+ | |<>------| StartTime | | | +---------------+ | | 0..1 +---------------+ | |<>------| EndTime | +------------------+ +---------------+ Figure 4.6 The Attack Class The aggregate classes that constitute Attack are: Meijer, et al. Expires October 2002 [page 40]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 Source Zero or more. The source(s) of the event(s) causing the incident. Target Zero or more. The target(s) of the event(s) in the incident. Description Zero or more. A free-form textual description by the CSIRT or report of the incident events. DetectTime Zero or one. The time when the incident activity was first detected by the reporter. In the case of more than one event, the time the first event was detected. In some circumstances, this time may not be the same as the RegistrationTime used in the History class. StartTime Zero or one. The start time of the incident activity. EndTime Zero or one. The end time of the incident activity. This is represented in the XML DTD as follows: <!ELEMENT Attack ( Source*, Target*, Description*, DetectTime?, StartTime?, EndTime?)> <!ATTLIST Attack %attlist.global; restriction %attvals.restriction; 'default' ident CDATA #IMPLIED > The Attack class has two attributes: ident Optional. A unique identifier for this Attack class (see Section 3.4.9). restriction Optional. Sets a restriction on the usage of the data in element. Meijer, et al. Expires October 2002 [page 41]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 4.6.2 The Source Class The Source class contains information about the possible source(s) of the incident event(s). An event may have more than one source (e.g., in a distributed denial of service attack). For the purpose of compatibility, the Source class has been reused from the IDMEF. Hence, the Source class from an IDMEF message can be included unmodified into the IODEF-Description class with the same semantics. Likewise, the data in an IDMEF-originating Source class could be decomposed between the IODEF Source and Attack classes. The definition of the Source class in the IODEF data model is a superset of the IDMEF definition. Two new classes have been added: OS and program. The Source class is composed of four aggregate classes, as shown in Figure 4.7. +------------------+ | Source | +------------------+ 0..1 +---------+ | STRING ident |<>----------| Node | | ENUM spoofed | +---------+ | STRING interface | 0..1 +---------+ | |<>----------| User | | | +---------+ | | 0..1 +---------+ | |<>----------| Process | | | +---------+ | | 0..1 +---------+ | |<>----------| Service | | | +---------+ | | 0..1 +---------+ | |<>----------| os | | | +---------+ | | 0..1 +---------+ | |<>----------| Program | | | +---------+ +------------------+ Figure 4.7 The Source Class The aggregate classes that constitute Source are: Node Zero or one. Information about the host or device that appears to be causing the events (network address, network Meijer, et al. Expires October 2002 [page 42]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 name, etc.). User Zero or one. Information about the user that appears to be causing the event(s). Process Zero or one. Information about the process that appears to be causing the event(s). Service Zero or one. Information about the network service involved in the event(s). os Zero or one. The operation system running on the Node from which the Attack originated. program Zero or one. The program that caused the Attack, that is running in the Process. This is represented in the XML DTD as follows: <!ENTITY % attvals.yesno " ( unknown | yes | no ) "> <!ELEMENT Source ( Node?, User?, Process?, Service?, os?, program? )> <!ATTLIST Source ident CDATA '0' spoofed %attvals.yesno; 'unknown' interface CDATA #IMPLIED > The Source class has three attributes: ident Optional. A unique identifier for this Source class (see Section 3.4.9). spoofed Optional. An indication of confidence as to whether this is the true Attack source. The permitted values for this attribute are shown below. The default value is "unknown". Meijer, et al. Expires October 2002 [page 43]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 Rank Keyword Description ---- ------- ----------- 0 unknown Accuracy of source information unknown 1 yes Source is believed to be a decoy 2 no Source is believed to be "real" interface Optional. Specifies the interface on which the source of the event(s) was detected. 4.6.3 The Target Class The Target class contains information about the possible target(s) of the incident event(s). An event may have more than one target (e.g., in the case of a port sweep). For the purpose of compatibility, the Target class has been reused from the IDMEF. Hence, the Target class from an IDMEF message can be included unmodified into the IODEF-Description class with the same semantics. Likewise, the data in an IDMEF-originating Source class could be decomposed between the IODEF Target and Attack classes. The definition of the Target class in the IODEF data model is a superset of the IDMEF definition. Two new classes have been added: OS and program. The Target class is composed of four aggregate classes, as shown in Figure 4.8. +------------------+ | Target | +------------------+ 0..1 +----------+ | STRING ident |<>----------| Node | | ENUM spoofed | +----------+ | STRING interface | 0..1 +----------+ | |<>----------| User | | | +----------+ | | 0..1 +----------+ | |<>----------| Process | | | +----------+ | | 0..1 +----------+ | |<>----------| Service | | | +----------+ | | 0..1 +----------+ | |<>----------| FileList | | | +----------+ Meijer, et al. Expires October 2002 [page 44]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 | | 0..1 +----------+ | |<>----------| os | | | +----------+ | | 0..1 +----------+ | |<>----------| Program | | | +----------+ +------------------+ Figure 4.8 The Target Class The aggregate classes that constitute Target are: Node Zero or one. Information about the host or device at which the event(s) (network address, network name, etc.) is being directed. User Zero or one. Information about the user at which the event(s) is being directed. Process Zero or one. Information about the process at which the event(s) is being directed. Service Zero or one. Information about the network service involved in the event(s). FileList Zero or one. Information about file(s) involved in the event(s). os Zero or one. The operation system running on the targeted Node. program Zero or one. The program running as the Process, which was targeted in the Attack. This is represented in the XML DTD as follows: <!ENTITY % attvals.yesno " ( unknown | yes | no ) "> <!ELEMENT Target ( Meijer, et al. Expires October 2002 [page 45]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 Node?, User?, Process?, Service?, FileList?, os?, program? )> <!ATTLIST Target ident CDATA '0' decoy %attvals.yesno; 'unknown' interface CDATA #IMPLIED > The Target class has three attributes: ident Optional. A unique identifier for this Target class (see Section 3.4.9). spoofed Optional. An indication of confidence as to whether this is the true Attack target. The permitted values for this attribute are shown below. The default value is "unknown". Rank Keyword Description ---- ------- ----------- 0 unknown Accuracy of target information unknown 1 yes Target is believed to be a decoy 2 no Target is believed to be "real" interface Optional. Specifies the interface on which the event(s) against the Target were detected. 4.6.4 The Method Class The Method class provides information about the method used by the Attacker in the incident. This class can reference well-known vulnerability or exploit databases, as well as allow for a free-form description of the activity. The Method class is composed of two aggregate classes, as shown in Figure 4.9. +------------------+ | Method | +------------------+ | STRING ident | 0..* +----------------+ | ENUM restriction |<>------| Classification | | | +----------------+ | | 0..* +----------------+ | |<>------| Description | +------------------+ +----------------+ Meijer, et al. Expires October 2002 [page 46]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 Figure 4.9 The Method Class The aggregate classes that constitute Method are: Classification Zero or more. A reference to a well-known vulnerability or exploit databases. Description Zero or more. A free-form text description of the attack. This is represented in the XML DTD as follows: <!ELEMENT Method ( Classification*, Description*)> <!ATTLIST Method ident ID #IMPLIED restriction %attvals.restriction; 'default' > The Method class has two attributes: ident Optional. A unique identifier for the element (see Section 4.4.9). restriction Optional. Sets a restriction on the usage of the data in element. 4.6.5 The Attacker Class The Attacker class augments information found in the Source class with further details related to the entity(ies)/person(s) identified as the source(s) of the incident activity. NOTE: Information found in the Attacker class might be derived based on address and network information found in the Source class. However, particular algorithm or procedure is defined by Incident Handling System +------------------+ | Attacker | +------------------+ Meijer, et al. Expires October 2002 [page 47]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 | STRING ident | 0..1 +---------------+ | ENUM restriction |<>------| Contact | | | +---------------+ | | 0..1 +---------------+ | |<>------| Location | | | +---------------+ | | 0..1 +---------------+ | |<>------| IRTcontact | +------------------+ +---------------+ Figure 4.10 The Attacker Class The aggregate classes that constitute Attacker are: Contact Zero or one. Contact information for the entity/person identified as an Attacker. Location Zero or one. Location of Attacker's node or system. This is a general definition of location that may depend on network structure or company's geographical distribution. IRTcontact Zero or one. Contact information for the CSIRT or Network Security manager serving the NodeÆs network. Attacker is represented in the XML DTD as follows: <!ELEMENT Attacker ( Contact?, Location?, IRTcontact?)> <!ATTLIST Attacker ident ID #IMPLIED restriction %attvals.restriction; 'default' > The Attacker class has two attributes: ident Optional. A unique identifier for the Attacker, see Section 4.4.9. restriction Optional. Sets a restriction on the usage of the data in element. 4.6.6 The Victim Class Meijer, et al. Expires October 2002 [page 48]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 The Victim class augments information found in the Target class with further details related to the entity(ies)/person(s) identified as the target(s) of the incident activity. NOTE: Information found in the Victim class might be derived based on address and network information found in the Target class. However, particular algorithm or procedure is defined by Incident Handling System. +------------------+ | Victim | +------------------+ | STRING ident | 0..1 +---------------+ | ENUM restriction |<>------| Contact | | | +---------------+ | | 0..1 +---------------+ | |<>------| Location | | | +---------------+ | | 0..1 +---------------+ | |<>------| IRTcontact | +------------------+ +---------------+ Figure 4.11 The Victim Class The aggregate classes that constitute Victim are: Contact Zero or one. Contact information for the entity/person identified as a Victim. Location Zero or one. Location of VictimÆs node or system. This is a general definition of location that may depend on network structure or companyÆs geographical distribution. IRTcontact Zero or one. Contact information for the CSIRT or Network Security manager serving the NodeÆs network. Victim is represented in the XML DTD as follows: <!ELEMENT Victim ( Contact?, Location?, IRTconact?)> <!ATTLIST Victim ident ID #IMPLIED restriction %attvals.restriction; 'default' > Meijer, et al. Expires October 2002 [page 49]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 The Victim class has two attributes: ident Optional. A unique identifier for the Victim element, see Section 4.4.9. restriction Optional. Sets a restriction on the usage of the data in element. 4.6.7 The Evidence Class The Evidence class contains evidence related to the current incident. This evidence may consist of multiple pieces of data, each in a different format, including textual information (e.g., logfiles, malicious scripts, list of changes in file system) and binary (e.g., disk images) objects. +------------------+ | Evidence | +------------------+ | STRING ident | 0..* +---------------+ | ENUM restriction |<>------| EvidenceData | +------------------+ +---------------+ Figure 4.12 The Evidence Class The aggregate class that constitutes Evidence is: EvidenceData Zero or more. Container for evidence data related to the current incident. Evidence is represented in the XML DTD as follows: <!ELEMENT Evidence ( EvidenceData*)> <!ATTLIST Evidence ident ID #IMPLIED restriction %attvals.restriction; 'default' > The Evidence class has two attributes: restriction Optional. Sets a restriction on the usage of the data in element. Meijer, et al. Expires October 2002 [page 50]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 ident Optional. A unique identifier for the Evidence element, see Section 4.4.9. 4.6.8 The Assessment Class The Assessment class is used to provide the CSIRT's assessment of an event - its impact, actions taken in response, and confidence. For the purpose of compatibility the Assessment Class is reused from the IDMEF. The Assessment class is composed of three aggregate classes, as shown in Figure 4.13. +------------------+ | Assessment | +------------------+ 0..1 +------------+ | ENUM restriction |<>----------| Impact | | | +------------+ | | 0..* +------------+ | |<>----------| Action | | | +------------+ | | 0..1 +------------+ | |<>----------| Confidence | | | +------------+ +------------------+ Figure 4.13 - The Assessment Class The aggregate classes that make up Assessment are: Impact Zero or one. The CSIRT's assessment of the impact of the event on the target(s). Action Zero or more. The action(s) taken by the CSIRT in response to the event. Confidence A measurement of the confidence the CSIRT has in its evaluation of the event. This is represented in the XML DTD as follows: <!ELEMENT Assessment ( Impact?, Action*, Confidence? Meijer, et al. Expires October 2002 [page 51]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 )> <!ATTLIST Assessment restriction %attvals.restriction; 'default' %attlist.global; > 4.6.8.1 The Impact Class The Impact class is used to provide the CSIRT's assessment of the impact of the event on the target(s). It is represented in the XML DTD as follows: <!ENTITY % attvals.severity " ( low | medium | high ) "> <!ENTITY % attvals.completion " ( failed | succeeded ) "> <!ENTITY % attvals.impacttype " ( admin | dos | file | recon | user | other ) "> <!ELEMENT Impact (#PCDATA | EMPTY)* > <!ATTLIST Impact severity %attvals.severity; #IMPLIED completion %attvals.completion; #IMPLIED type %attvals.impacttype; 'other' %attlist.global; > The Impact class has three attributes: severity An estimate of the relative severity of the event. The permitted values are shown below. There is no default value. Rank Keyword Description ---- ------- ----------- 0 low Low severity 1 medium Medium severity 2 high High severity completion An indication of whether the CSIRT believes the attempt that the event describes was successful or not. The permitted values are shown below. There is no default value. Meijer, et al. Expires October 2002 [page 52]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 Rank Keyword Description ---- ------- ----------- 0 failed The attempt was not successful 1 succeeded The attempt succeeded type The type of attempt represented by this event, in relatively broad categories. The permitted values are shown below. The default value is "other." Rank Keyword Description ---- ------- ----------- 0 admin Administrative privileges were attempted or obtained 1 dos A denial of service was attempted or completed 2 file An action on a file was attempted or completed 3 recon A reconnaissance probe was attempted or completed 4 user User privileges were attempted or obtained 5 other Anything not in one of the above categories All three attributes are optional. The element itself may be empty, or may contain a textual description of the impact, if the CSIRT is able to provide additional details. 4.6.8.2 The Action Class The Action class is used to describe any actions taken by the CSIRT owning current Incident Object in course of its handling or investigating. It is represented in the XML DTD as follows: <!ENTITY % attvals.actioncat " ( block-installed | notification-sent | taken-offline | other ) "> <!ELEMENT Action (#PCDATA | EMPTY)* > <!ATTLIST Action category %attvals.actioncat; 'other' %attlist.global; > Action has one attribute: Meijer, et al. Expires October 2002 [page 53]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 category Optional. The type of action taken by CSIRT or automatic Intrusion detection tools. The permitted values are shown below. The default value is "other." Rank Keyword Description ---- ------- ----------- 0 block-installed A block of some sort was installed to prevent an attack from reaching its destination. The block could be a port block, address block, etc., or disabling a user account. 1 notification-sent A notification message of some sort was sent out-of-band (via pager, e-mail, etc.). Does not include the transmission of this alert. 2 taken-offline A system, computer, or user was taken offline, as when the computer is shut down or a user is logged off. 3 other Anything not in one of the above categories. The element itself may be empty, or may contain a textual description of the action, if the description of the taken actions needs to be expressed in free language. 4.6.8.3 The Confidence Class The Confidence class is used to represent the CSIRT's best estimate of the validity of its Incident Assessment. It is represented in the XML DTD as follows: <!ENTITY % attvals.rating " ( low | medium | high | numeric ) "> <!ELEMENT Confidence (#PCDATA | EMPTY)* > <!ATTLIST Confidence rating %attvals.rating; 'numeric' %attlist.global; > The Confidence class has one attribute: rating The CSIRT's rating of its assessment validity. The Meijer, et al. Expires October 2002 [page 54]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 permitted values are shown below. The default value is "numeric." Rank Keyword Description ---- ------- ----------- 0 low The CSIRT/triage has little confidence in its validity 1 medium The CSIRT/triage has average confidence in its validity 2 high The CSIRT/triage has high confidence in its validity 3 numeric The CSIRT/triage has provided a posterior probability value indicating its confidence in its validity This element should be used only when the CSIRT/triage can produce meaningful information. Systems that can output only a rough heuristic should use "low", "medium", or "high" as the rating value. In this case, the element content should be omitted. Systems capable of producing reasonable probability estimates should use "numeric" as the rating value and include a numeric confidence value in the element content. This numeric value should reflect a posterior probability (the probability that an attack has occurred given the data seen by the detection system and the model used by the system). It is a floating point number between 0.0 and 1.0, inclusive. The number of digits should be limited to those representable by a single precision floating point value, and may be represented as described in Section 3.4.2. NOTE: It should be noted that different types of Incident handling Systems may compute confidence values in different ways and that in many cases, confidence values from different CSIRTs should not be compared (for example, if the CSIRTs use different methods of computing or representing confidence, or are of different types or configurations). Care should be taken when implementing systems that process confidence values (such as event correlators) not to make comparisons or assumptions that cannot be supported by the system's knowledge of the environment in which it is working. Meijer, et al. Expires October 2002 [page 55]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 4.6.9 The Authority Class The Authority class names and provides contact information for the CSIRT who created and is handling the incident. +------------------+ | Authority | +------------------+ | STRING ident | +---------------+ | ENUM restriction |<>------| Organization | | | +---------------+ | | 0..1 +---------------+ | |<>------| Contact | +------------------+ +---------------+ Figure 4.14 The Authority Class The aggregate classes that constitute Authority are: Organization Exactly one. Name or organization handling the current incident. Contact Zero or one. Contact information for the Organization handling the incident. Authority is represented in the XML DTD as follows: <!ELEMENT Authority ( Organization, Contact? )> <!ATTLIST Authority ident ID #IMPLIED restriction %attvals.restriction; 'default' > The Authority class has two attributes: ident Optional. A unique identifier for the Authority element (see Section 3.4.9). 4.6.10 The History Class History class maintains a log of significant events that occurred in the course of handling the incident. This class tracks who initially reported the incident, documents the Meijer, et al. Expires October 2002 [page 56]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 interaction between the reported and the investigating CSIRT, and lists any other actions taken by the CSIRT. When handling evidence, the History class can provide a chain of custody. The History class is composed of three aggregate classes, as shown in Figure 4.15. +------------------+ | History | +------------------+ | STRING ident | 0..1 +---------------+ | ENUM restriction |<>------| Reported | | | +---------------+ | | 0..* +---------------+ | |<>------| Received | | | +---------------+ | | 0..* +---------------+ | |<>------| ActionList | +------------------+ +---------------+ Figure 4.15 The History Class The aggregate classes that constitute History are: Reported Zero or one. Identifies who initially reported the incident. Received Zero or more. The communications of the CSIRT when handling the incident. ActionList Zero or more. The actions taken by the CSIRT in the course of handling the incident. This is represented in the XML DTD as follows: <!ELEMENT History ( Reported?, Received*, ActionList* )> <!ATTLIST History ident ID #IMPLIED restriction %attvals.restriction; 'default' > The History class has two attributes: Meijer, et al. Expires October 2002 [page 57]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 ident Optional. A unique identifier for the History element (Section 3.4.9). restriction Optional. Sets a restriction on the usage of the data in element. 4.6.11 The AdditionalData Class The AdditionalData class is used to provide information that cannot be represented by the data model. AdditionalData can be used to provide atomic data (integers, strings, etc.) in cases where only small amounts of additional information needed to be represented. However, the class can also be used to extend the data model and the DTD to support proprietary IODEF extensions or for encapsulating external XML document such as IDMEF messages. Detailed instructions for extending the data model and the DTD are provided in Section 5. The AdditionalData element is declared in the XML DTD as follows: <!ENTITY % attvals.adtype " ( boolean | byte | character | date-time | integer | ntpstamp | portlist | real | string | xml ) "> <!ELEMENT AdditionalData ANY > <!ATTLIST AdditionalData type %attvals.adtype; 'string' local CDATA #IMPLIED > The AdditionalData class has two attributes: type Required. The type of data included in the element content. The permitted values for this attribute are shown below. The default value is "string". Rank Keyword Description ---- ------- ----------- 0 boolean The element contains a boolean value, i.e., the strings "true" or "false" 1 byte The element content is a single 8-bit byte (see Section 3.4.4) 2 character The element content is a single character (see Section 3.4.3) 3 date-time The element content is a date-time string Meijer, et al. Expires October 2002 [page 58]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 (see Section 3.4.6) 4 integer The element content is an integer (see Section 3.4.1) 5 ntpstamp The element content is an NTP timestamp (see Section 3.4.7) 6 portlist The element content is a list of ports (see Section 3.4.8) 7 real The element content is a real number (see Section 3.4.2) 8 string The element content is a string (see Section 3.4.3) 9 xml The element content is XML-tagged data (see Section 5.2) local Optional. A string describing the meaning of the element content if used by CSIRT for a purpose not described in this document. These values will be vendor/implementation dependent. The method for ensuring that managers understand the string is outside the scope of this specification. 4.7 The Time Classes The data model provides four classes for representing time. The three classes DetectTime, StartTime, EndTime are aggregates of the Attack classes. The support DateTime class is used for marking up date and time information in the aggregate classes EventList, ActionList, Reported and Received. The definition of the Time classes in this document are the same as in the IDMEF to ensure compatibility. 4.7.1 The DetectTime Class The time when the incident activity was first detected by the reporter. It is represented in the XML DTD as follows: <!ELEMENT DetectTime (#PCDATA) > <!ATTLIST DetectTime ntpstamp CDATA #REQUIRED > The DATETIME format of the <DetectTime> element content is described in Section 3.4.6. Meijer, et al. Expires October 2002 [page 59]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 The DetectTime class has one attribute: ntpstamp Required. The NTP timestamp representing the same date and time as the element content. The NTPSTAMP format of this attribute's value is described in Section 3.4.7. If the date and time represented by the element content and the NTP timestamp differ (should "never" happen), the value in the NTP timestamp MUST be used. 4.7.2 The StartTime Class The start time of the incident activity. It is represented in the XML DTD as follows: <!ELEMENT StartTime (#PCDATA) > The DATETIME format of the <StartTime> element content is described in Section 3.4.6. 4.7.3 The EndTime Class The end time of the incident activity. It is represented in the XML DTD as follows: <!ELEMENT EndTime (#PCDATA) > The DATETIME format of the <StartTime> element content is described in Section 3.4.6. 4.7.4 The DateTime Class The supportive class to mark up date and time information. It is represented in the XML DTD as follows: <!ELEMENT DateTime (#PCDATA) > The DATETIME format of the <DateTime> element content is described in Section 3.4.6. Meijer, et al. Expires October 2002 [page 60]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 4.8 The Support Classes The support classes constitute the major part of the core classes and are shared between them. The IODEF reuses a number of support classes from the IDMEF: + Node, Address, User, UserId, Process, Service - as compound classes for the Source and Target classes or for the Attacker and Victim classes; + WebService, SMTPService - as used in Service class; + Classification - as a component of the Method class. 4.8.1 The Node Class The Node class is used to identify hosts and other network devices (routers, switches, etc.). The Node class is composed of five aggregate classes, as shown in Figure 4.16. +---------------+ | Node | +---------------+ 0..1 +----------+ | STRING ident |<>----------| Location | | ENUM category | +----------+ | | 0..1 +----------+ | |<>----------| name | | | +----------+ | | 0..* +----------+ | |<>----------| Address | | | +----------+ | | 0..1 +----------+ | |<>----------| DateTime | | | +----------+ | | 0..* +----------+ | |<>----------| NodeRole | | | +----------+ +---------------+ Figure 4.16 The Node Class The aggregate classes that constitute Node are: location Meijer, et al. Expires October 2002 [page 61]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 Zero or one. STRING. The physical location of the equipment. name Zero or one. STRING. The name of the equipment. This information MUST be provided if no Address information is given. Address Zero or more. The network or hardware address of the equipment. Unless a name (above) is provided, at least one address must be specified. DateTime Zero or one. Date and time when the resolution between the name and address was performed. This information SHOULD be provided if both an Address and name are given. NodeRole Zero or more. The intended role of the node. This is represented in the XML DTD as follows: <!ENTITY % attvals.nodecat " ( unknown | ads | afs | coda | dfs | dns | hosts | kerberos | nds | nis | nisplus | nt | wfw ) "> <!ELEMENT Node ( location?, (name | Address), Address*, DateTime?, NodeRole* )> <!ATTLIST Node ident CDATA '0' category %attvals.nodecat; 'unknown' > The Node class has two attributes: ident Optional. A unique identifier for the node, see Section 3.4.9. category Optional. The "domain" from which the name information obtained, if relevant. The permitted values for this attribute are shown below. The default value is "unknown". Rank Keyword Description ---- ------- ----------- 0 unknown Domain unknown or not relevant Meijer, et al. Expires October 2002 [page 62]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 1 ads Windows 2000 Advanced Directory Services 2 afs Andrew File System (Transarc) 3 coda Coda Distributed File System 4 dfs Distributed File System (IBM) 5 dns Domain Name System 6 hosts Local hosts file 7 kerberos Kerberos realm 8 nds Novell Directory Services 9 nis Network Information Services (Sun) 10 nisplus Network Information Services Plus (Sun) 11 nt Windows NT domain 12 wfw Windows for Workgroups 4.8.1.1 The Address Class The Address class represents a network, hardware, or application address. The Address class is composed of two aggregate classes, as shown in Figure 4.17. +------------------+ | Address | +------------------+ +---------+ | STRING ident |<>----------| address | | ENUM category | +---------+ | STRING vlan-name | 0..1 +---------+ | INTEGER vlan-num |<>----------| netmask | | | +---------+ +------------------+ Figure 4.17 The Address Class The aggregate classes that constitute Address are: address Exactly one. STRING. The address whose format is governed by the category attribute. netmask Zero or one. STRING. The network mask for the address, if appropriate. This is represented in the XML DTD as follows: <!ENTITY % attvals.addrcat " ( unknown | atm | e-mail | lotus-notes | mac | sna | vm | Meijer, et al. Expires October 2002 [page 63]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 ipv4-addr | ipv4-addr-hex | ipv4-net | ipv4-net-mask | ipv6-addr | ipv6-addr-hex | ipv6-net | ipv6-net-mask ) "> <!ELEMENT Address ( address, netmask? )> <!ATTLIST Address ident CDATA '0' category %attvals.addrcat; 'unknown' vlan-name CDATA #IMPLIED vlan-num CDATA #IMPLIED > The Address class has four attributes: ident Optional. A unique identifier for the address (see Section 3.4.9). category Optional. The type of address represented. The permitted values for this attribute are shown below. The default value is "unknown". Rank Keyword Description ---- ------- ----------- 0 unknown Address type unknown 1 atm Asynchronous Transfer Mode network address 2 e-mail Electronic mail address (RFC 822) 3 lotus-notes Lotus Notes e-mail address 4 mac Media Access Control (MAC) address 5 sna IBM Shared Network Architecture (SNA) address 6 vm IBM VM ("PROFS") e-mail address 7 ipv4-addr IPv4 host address in dotted-decimal notation (a.b.c.d) 8 ipv4-addr-hex IPv4 host address in hexadecimal notation 9 ipv4-net IPv4 network address in dotted-decimal notation, slash, significant bits (a.b.c.d/nn) 10 ipv4-net-mask IPv4 network address in dotted-decimal notation, slash, network mask in dotted-decimal notation (a.b.c.d/w.x.y.z) 11 ipv6-addr IPv6 host address 12 ipv6-addr-hex IPv6 host address in hexadecimal notation Meijer, et al. Expires October 2002 [page 64]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 13 ipv6-net IPv6 network address, slash, significant bits 14 ipv6-net-mask IPv6 network address, slash, network mask vlan-name Optional. The name of the Virtual LAN to which the address belongs. vlan-num Optional. The number of the Virtual LAN to which the address belongs. 4.8.1.2 The NodeRole Class The NodeRole class is used to represent the intended role of a particular node. The NodeRole class is composed of a single attribute represented in the XML DTD as follows: <!ENTITY % attvals.noderolecat " ( unknown | client | server-internal | server-public | www | mail | messaging | streaming | voice | file | ftp | p2p | name | directory | credential | print | application | database | infra | log ) "> <!ELEMENT NodeRole ()> <!ATTLIST NodeRole category %attvals.noderolecat; 'unknown' > The NodeRole class has one attribute: category Optional. The intended role this Node is to fulfill. The permitted values for this attribute are shown below. The default value is "unknown". Rank Keyword Description ---- ------- ----------- 0 unknown Unknown role 1 client Client computer 2 server-internal Server with internal services 3 server-public Server with public services 4 www WWW server 5 mail Mail server Meijer, et al. Expires October 2002 [page 65]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 6 messaging Messaging server (e.g. NNTP, IRC, instant) 7 streaming Streaming-media server 8 voice Voice server (e.g. SIP, H.323) 9 file File server (e.g. SMB, CVS, AFS) 10 ftp FTP server 11 p2p Peer-to-peer server (e.g. Napster) 12 name Name server (e.g. DNS, WINS) 13 directory Directory server (e.g. LDAP, finger, whois) 14 credential Credential server (e.g. domain controller, Kerberos) 16 print Print server 17 application Application server 18 database Database server 19 infra Infrastructure server (e.g. router, firewall, DHCP) 20 log Log server (e.g. syslog) 4.8.2 The User Class The User class describes a user account on a system. It is primarily used as a "container" class for the UserId aggregate class, as shown in Figure 4.18. More than one UserId can be used within the User class to indicate attempts to transition from one user to another, or to provide complete information about a user's (or process') privileges. +---------------+ | User | +---------------+ 1..* +--------+ | STRING ident |<>----------| UserId | | ENUM category | +--------+ +---------------+ Figure 4.18 The User Class The aggregate class contained in User is: UserId One or more. The user. This is represented in the XML DTD as follows: <!ENTITY % attvals.usercat " Meijer, et al. Expires October 2002 [page 66]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 ( unknown | application | os-device ) "> <!ELEMENT User ( UserId+ )> <!ATTLIST User ident CDATA '0' category %attvals.usercat; 'unknown' > The User class has two attributes: ident Optional. A unique identifier for the user (see Section 3.4.9). category Optional. The type of user represented. The permitted values for this attribute are shown below. The default value is "unknown". Rank Keyword Description ---- ------- ----------- 0 unknown User type unknown 1 application An application user 2 os-device An operating system or device user 4.8.2.1 The UserId Class The UserId class describes a specific user account on a system. The UserId class is composed of two aggregate classes, as shown in Figure 4.19. +--------------+ | UserId | +--------------+ 0..1 +--------+ | STRING ident |<>----------| name | | ENUM type | +--------+ | | 0..1 +--------+ | |<>----------| number | | | +--------+ +--------------+ Figure 4.19 The UserId Class Meijer, et al. Expires October 2002 [page 67]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 The aggregate classes that constitute UserId are: name Zero or one. STRING. A user or group name. number Zero or one. INTEGER. A user or group number. This is represented in the XML DTD as follows: <!ENTITY % attvals.idtype " ( current-user | original-user | target-user | user-privs | current-group | group-privs | other-privs) "> <!ELEMENT UserId ( name | number | (name, number) )> <!ATTLIST UserID ident CDATA '0' type %attvals.idtype; 'original-user' > The UserId class has two attributes: ident Optional. A unique identifier for the user id (see Section 3.4.9). type Optional. The type of user information represented. The permitted values for this attribute are shown below. The default value is "original-user". Rank Keyword Description ---- ------- ----------- 0 current-user The current user id being used by the user or process. On Unix systems, this would be the "real" user id. 1 original-user The actual identity of the user or process being reported on. On those systems that (a) do some type of auditing and (b) support extracting a user id from the "audit id" token, that value should be used. On those systems that do not support this, and where the user has logged into the system, the "login id" should be used. 2 target-user The user id the user or process is attempting to become. For example, Meijer, et al. Expires October 2002 [page 68]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 on Unix systems when the user attempts to use "su," "rlogin," "telnet," etc. 3 user-privs Another user id the user or process has the ability to use. On Unix systems, this would be the "effective" user id. Multiple UserId elements of this type may be used to specify a list of privileges. 4 current-group The current group id (if applicable) being used by the user or process. On Unix systems, this would be the "real" group id. 5 group-privs Another group id the group or process has the ability to use. On Unix systems, this would be the "effective" group id. On BSD-derived Unix systems, multiple UserId elements of this type would be used to include all the group ids on the "group list." 6 other-privs Not used in a user, group, or process context, only used in the file context. The file permissions assigned to users who do not match either the user or group permissions on the file. On Unix systems, this would be the "world" permissions. 4.8.3 The Process Class The Process class describes a process being executed on a system. The Process class is composed of five aggregate classes, as shown in Figure 4.20. +--------------+ | Process | +--------------+ +------+ | STRING ident |<>----------| name | | | +------+ | | 0..1 +------+ | |<>----------| pid | | | +------+ | | 0..1 +------+ | |<>----------| path | | | +------+ | | 0..* +------+ | |<>----------| arg | Meijer, et al. Expires October 2002 [page 69]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 | | +------+ | | 0..* +------+ | |<>----------| env | | | +------+ +--------------+ Figure 4.20 The Process Class The aggregate classes that constitute Process are: name Exactly one. STRING. The filename of the program being executed. This is a short name; path and argument information are provided elsewhere. pid Zero or one. INTEGER. The process identifier of the process. path Zero or one. STRING. The full path of the program being executed. arg Zero or more. STRING. A command-line argument to the program. Multiple arguments may be specified (they are assumed to have occurred in the same order they are provided) with multiple uses of arg. env Zero or more. STRING. An environment string associated with the process; generally of the format "VARIABLE=value". Multiple environment strings may be specified with multiple uses of env. This is represented in the XML DTD as follows: <!ELEMENT Process ( name, pid?, path?, arg*, env* )> <!ATTLIST Process ident CDATA '0' > The Process class has one attribute: ident Optional. A unique identifier for the process (see Section 3.4.9). Meijer, et al. Expires October 2002 [page 70]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 4.8.4 The Service Class The Service class describes a network service. It can identify services by name, port, and protocol. When Service occurs as an aggregate class of Source, it is understood that the service is one from which activity of interest is originating; and that the service is "attached" to the Node, Process, and User information also contained in Source. Likewise, when Service occurs as an aggregate class of Target, it is understood that the service is one to which activity of interest is being directed; and that the service is "attached" to the Node, Process, and User information also contained in Target. The Service class is composed of four aggregate classes, as shown in Figure 4.21. +--------------+ | Service | +--------------+ 0..1 +----------+ | STRING ident |<>----------| name | | | +----------+ | | 0..1 +----------+ | |<>----------| port | | | +----------+ | | 0..1 +----------+ | |<>----------| portlist | | | +----------+ | | 0..1 +----------+ | |<>----------| protocol | | | +----------+ +--------------+ /_\ | +------------+ | +-------------+ | +-------------+ | SNMPService |--+--| WebService | +-------------+ +-------------+ Figure 4.21 - The Service Class The aggregate classes that constitute Service are: name Zero or one. STRING. The name of the service. Whenever Meijer, et al. Expires October 2002 [page 71]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 possible, the name from the IANA list of well-known ports SHOULD be used. port Zero or one. INTEGER. The port number being used. portlist Zero or one. PORTLIST. A list of port numbers being used; see Section 3.4.8 for formatting rules. protocol Zero or one. STRING. The protocol being used. A Service MUST be specified as either (a) a name, (b) a port, (c) a name and a port, or (d) a portlist. The protocol is optional in all cases, but no other combinations are permitted. Because DTDs do not support subclassing (see Section 4.3.4), the inheritance relationship between Service and the SNMPService and WebService subclasses shown in Figure 5.17 has been replaced with an aggregate relationship. Service is represented in the XML DTD as follows: <!ELEMENT Service ( ((name | port | (name, port)) | portlist), protocol?, SNMPService?, WebService? )> <!ATTLIST Service ident CDATA '0' > The Service class has one attribute: ident Optional. A unique identifier for the service, see Section 3.4.9. 4.8.4.1 The WebService Class The WebService class augments the Service class with additional information related to web traffic. The WebService class is composed of four aggregate classes, as shown in Figure 4.22. +-------------+ | Service | Meijer, et al. Expires October 2002 [page 72]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 +-------------+ /_\ | +-------------+ | WebService | +-------------+ +-------------+ | |<>----------| url | | | +-------------+ | | 0..1 +-------------+ | |<>----------| cgi | | | +-------------+ | | 0..1 +-------------+ | |<>----------| http-method | | | +-------------+ | | 0..* +-------------+ | |<>----------| arg | | | +-------------+ +-------------+ Figure 4.22 The WebService Class The aggregate classes that constitute WebService are: url Exactly one. STRING. The URL in the request. cgi Zero or one. STRING. The CGI script in the request, without arguments. http-method Zero or one. STRING. The HTTP method (PUT, GET) used in the request. arg Zero or more. STRING. The arguments to the CGI script. This is represented in the XML DTD as follows: <!ELEMENT WebService ( url, cgi?, http-method?, arg* )> 4.8.4.2 The SNMPService Class The SNMPService class augments the Service class with additional information related to SNMP traffic. Meijer, et al. Expires October 2002 [page 73]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 The SNMPService class is composed of three aggregate classes, as shown in Figure 4.23. +-------------+ | Service | +-------------+ /_\ | +-------------+ | SNMPService | +-------------+ 0..1 +-----------+ | |<>----------| oid | | | +-----------+ | | 0..1 +-----------+ | |<>----------| community | | | +-----------+ | | 0..1 +-----------+ | |<>----------| command | | | +-----------+ +-------------+ Figure 4.23 The SNMPService Class The aggregate classes that constitute SNMPService are: oid Zero or one. STRING. The object identifier in the request. community Zero or one. STRING. The object's community string. command Zero or one. STRING. The command sent to the SNMP server (GET, SET. etc.). This is represented in the XML DTD as follows: <!ELEMENT SNMPService ( oid?, community?, command? )> 4.8.5 The Classification Class The Classification class provides a way to reference an external vulnerability, exposure, or virus database. The Classification class is composed of two aggregate classes, Meijer, et al. Expires October 2002 [page 74]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 as shown in Figure 4.24. +----------------+ | Classification | +----------------+ +---------+ | STRING origin |<>------| name | | | +---------+ | | +---------+ | |<>------| url | | | +---------+ +----------------+ Figure 4.24 The Classification Class The aggregate classes that constitute Classification are: name Exactly one. STRING. The name of the Vulnerability, Exposure or Virus (from one of the origins listed below) used by Attacker to cause Incident. url Exactly one. STRING. A URL at which the manager can find additional information about classified method. The document pointed to by the URL may include an in-depth description of the attack, appropriate countermeasures, or other information deemed relevant by the vendor. This is represented in the XML DTD as follows: <!ENTITY % attvals.origin " ( unknown | bugtraqid | cve | vendor-specific ) "> <!ELEMENT Classification ( name, url )> <!ATTLIST Classification origin %attvals.origin; 'unknown' > The Classification class has one attribute: origin Required. The source from which the name of the alert originates. The permitted values for this attribute are shown below. The default value is "unknown". Rank Keyword Description Meijer, et al. Expires October 2002 [page 75]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 ---- ------- ----------- 0 unknown Origin of the name is not known 1 bugtraqid The SecurityFocus.com ("Bugtraq") vulnerability database identifier (http://www.securityfocus.com/vdb) 2 cve The Common Vulnerabilities and Exposures (CVE) name (http://www.cve.mitre.org/) 3 vendor-specific A vendor-specific name (and hence, URL); this can be used to provide product-specific information 4.8.6 The EvidenceData Class The EvidenceData class contains textual (e.g., logfiles, malicious scripts, list of changes if file system, etc.) and binary (e.g., disc images) evidence data related to current Incident. +------------------+ | Evidence | +------------------+ /_\ | +------------------+ | EvidenceData | +------------------+ 0..* +----------------+ | STRING ident |<>----------| CorrEvidence | | ENUM restriction | +----------------+ | | 0..1 +----------------+ | |<>----------| EvidenceDesc | | | +----------------+ | | 0..1 +----------------+ | |<>----------| EvidenceItem | | | +----------------+ +------------------+ Figure 4.25 The EvidenceData Class The aggregate classes that constitute EvidenceData are: CorrEvidence Zero or more. EvidenceData of the Evidence class that contains Evidence data correlated with current Evidence data. EvidenceDesc Zero or one. Description of the evidence found in the Meijer, et al. Expires October 2002 [page 76]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 EvidenceItem class. EvidenceItem Zero or one. Container for a particular piece of evidence data. This is represented in the XML DTD as follows: <!ENTITY % attvals.restriction " ( default | public | internal | restricted ) "> <!ELEMENT EvidenceData ( CorrEvidence*, EvidenceDesc?, EvidenceItem? )> <!ATTLIST EvidencData ident CDATA #IMPLIED restriction %attvals.restriction; #IMPLIED > The EvidenceData class has two attributes: ident Optional. A unique identifier for this EvidenceData (see Section 3.4.9). restriction Optional. Sets a restriction on the usage of the data in element. 4.8.6.1 The EvidenceDesc Class The EvidenceDesc class contains meta-information about evidence in the EvidenceItem class. +------------------+ | EvidenceDesc | +------------------+ 0..1 +----------------+ | |------------| DetectTime | | | +----------------+ | | 0..1 +----------------+ | |<>----------| Analyzer | | | +----------------+ | | 0..1 +----------------+ | |<>----------| description | | | +----------------+ +------------------+ Meijer, et al. Expires October 2002 [page 77]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 Figure 4.26 The EvidenceDesc Class The aggregate classes that constitute EvidenceDesc are: DetectTime Zero or one. Timestamp of the evidence. This data MUST be present if it is not already represented in the EvidenceItem class. Analyzer Zero or one. The facility used to gather the evidence. The analyzer SHOULD define the name of the format, facility, tool, or device used to generate the evidence if it is not self-describing (e.g. xml). Likewise, the analyzer SHOULD define the Node which detected the evidence or from which it was extracted if this information is not represented elsewhere. description Zero or one. Free-form text to make comments on or annotate the evidence. This is represented in the XML DTD as follows: <!ELEMENT EvidenceDesc ( DetectTime?, Analyzer?, description? )> 4.8.6.2 The EventList Class The EventList class contains information about events which are treated as correlated with respect to current incident. +---------------------+ | CorrelationIncident | +---------------------+ /_\ | +--------------+ | EventList | +--------------+ 0..1 +----------------+ | |<>----------| IncidentID | | | +----------------+ | | 0..* +----------------+ | |<>----------| EvidenceDataID | | | +----------------+ | | 0..1 +----------------+ Meijer, et al. Expires October 2002 [page 78]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 | |<>----------| DateTime | | | +----------------+ +--------------+ Figure 4.27 The EventList Class The aggregate classes that constitute EventList are: IncidentID Zero or one. Identification number of the Incident. EvidenceDataID Zero or more. Identification number of the EvidenceData element related to referenced event or IncidentID. DateTime Zero or one. Date and time when the event occured. EventList is represented in the XML DTD as follows: <!ELEMENT EventList ( IncidentID?, EvidenceDataID?, DateTime?)> <!ATTLIST EventList ident ID #IMPLIED > The EventList class has one attributes: ident Optional. A unique identifier for the EventList element (see Section 3.4.9). 4.8.7 The Organization Class The Organization class describes a CSIRT involved in incident handling. This class is a mandatory subordinate element of the mandatory Authority class. +--------------+ | Authority | +--------------+ /_\ | +--------------+ | Organization | +--------------+ 0..1 +----------------+ | STRING ident |<>----------| OrganizationID | Meijer, et al. Expires October 2002 [page 79]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 | | +----------------+ | | 0..1 +----------------+ | |<>----------| OrgName | | | +----------------+ | | 0..1 +----------------+ | |<>----------| OrgAddress | | | +----------------+ | | 0..1 +----------------+ | |<>----------| Email | | | +----------------+ | | 0..1 +----------------+ | |<>----------| Telephone | | | +----------------+ | | 0..1 +----------------+ | |<>----------| Fax | | | +----------------+ +--------------+ Figure 4.28 Organization Class The aggregate classes that constitute the Organization class are: OrganizationID Zero or one. The identification number of the Organization. The ID can be derived from known registries such as RIPE NCC, TI, etc. OrgName Zero or one. Name of the organization as it used in official post address. OrgAddress Zero or one. Address of the organization. Email Zero or one. Email address of the organization. Telephone Zero or one. Telephone number of the organization. Fax Zero or one. Fax number of the organization. At a minimum, the Organization class MUST have either a an OrgName or OrganizationID. Organization is represented in the XML DTD as follows: Meijer, et al. Expires October 2002 [page 80]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 <!ELEMENT Organization ( (OrganizationID? | OrgName?), OrgAddress?, Email?, Telephone?, Fax? )> <!ATTLIST Organization ident ID #IMPLIED > The Organization class has one attributes: ident Optional. A unique identifier for the Organization element (see Section 3.4.9). 4.8.8 The Contact Class The Contact Class contains contact information for a person or role in a CSIRT handling an incident. +--------------+ | Authority | +--------------+ /_\ | +--------------+ | Contact | +--------------+ 0..1 +----------------+ | STRING ident |<>----------| PersonName | | | +----------------+ | | 0..1 +----------------+ | |<>----------| PersonAddress | | | +----------------+ | | 0..1 +----------------+ | |<>----------| ContactHandle | | | +----------------+ +--------------+ Figure 4.29 Contact Class The aggregate classes that constitute Contact class are: PersonName Zero or one. Name of the person responsible for handling the current incident. ContactHandle Meijer, et al. Expires October 2002 [page 81]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 Zero or one. Identification number (or handle) used to refer to personal (or role) information in different Registries. PersonAddress Zero or one. Contact or physical Address of the person identified by PersonName. Contact is represented in the XML DTD as follows: <!ELEMENT Contact ( PersonName?, ContactHandle?, PersonAddress?)> <!ATTLIST Contact ident ID #IMPLIED > The Contact class has one attribute: ident Optional. A unique identifier for the Contact element (see Section 3.4.9). 4.8.9 The Reported Class The Reported class is subordinate class of the History class. It provided information about who and when reported current Incident, particularly identification number of the CSIRT that reported the Incident and time when it was reported. This element contains only AuthorityID from maintained by CSIRT database or from definite public register like RIPE NCC database or Trusted Introducer CSIRT database, assuming that CSIRT normally can accept information only from trusted source. +--------------+ | History | +--------------+ /_\ | +--------------+ | Reported | +--------------+ 0..1 +----------------+ | STRING ident |<>----------| AuthorityID | | | +----------------+ | | 0..1 +----------------+ | |<>----------| IncidentID | | | +----------------+ | | 0..1 +----------------+ Meijer, et al. Expires October 2002 [page 82]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 | |<>----------| DateTime | | | +----------------+ +--------------+ Figure 4.30 Reported Class The aggregate classes that constitute Reported class are: IncidentID Zero or one. Identification number of the Incident as it reported by the Authority defined by AuthorityID. AuthorityID Zero or one. Identification number of the authority that reported current incident. DateTime Zero or one. Date and time when message was received. Reported is represented in the XML DTD as follows: <!ELEMENT Reported ( AuthorityID?, IncidentID?, DateTime?)> <!ATTLIST Reported ident ID #IMPLIED > The Reported class has one attributes: ident Optional. A unique identifier for the Reported element, see Section 3.4.9. 4.8.10 The Received Class The Received class contains information about when and from whom the information about current incident was received. In particular case it may contain reference to message received from another CSIRT about current incident. This element contains only AuthorityID from maintained by CSIRT database or from definite public register like RIPE NCC database or Trusted Introducer CSIRT database, assuming that CSIRT normally can accept information only from trusted source. +--------------+ | History | +--------------+ /_\ Meijer, et al. Expires October 2002 [page 83]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 | +--------------+ | Received | +--------------+ 0..1 +--------------+ | STRING ident |<>----------| AuthorityID | | | +--------------+ | | 0..1 +--------------+ | |<>----------| IncidentID | | | +--------------+ | | 0..1 +--------------+ | |<>----------| MessageID | | | +--------------+ | | 0..1 +--------------+ | |<>----------| DateTime | | | +--------------+ +--------------+ Figure 4.31 Received Class The aggregate classes that constitute Received class are: IncidentID Zero or one. Identification number of the Incident as it reported by the Authority defined by AuthorityID. MessageID Zero or one. Identification number of the message. AuthorityID Zero or one. Identification number of the authority that sent referenced message. DateTime Zero or one. Date and time when message was received. Received is represented in the XML DTD as follows: <!ELEMENT Received ( IncidentID?, MessageID?, AuthorityID?, DateTime?)> <!ATTLIST Received ident ID #IMPLIED > The Received class has one attributes: ident Optional. A unique identifier for the Received element, see Section 3.4.9. Meijer, et al. Expires October 2002 [page 84]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 4.8.11 The ActionList Class The ActionList class represents a list of actions undertaken by the CSIRTs in the course of handling an incident. +------------------+ | History | +------------------+ /_\ | +------------------+ | ActionList | +------------------+ 0..*+--------------+ | ENUM restriction |<>----------| Action | | | +--------------+ | | 0..*+--------------+ | |<>----------| Description | | | +--------------+ | | 0..1+--------------+ | |<>----------| DateTime | | | +--------------+ +------------------+ Figure 4.32 ActionList Class The aggregate classes that constitute ActionList are: Action Zero or more. The action taken by the CSIRT in course of incident handling. Description Zero or more. A free-form text description of the action(s) taken by the CSIRT in course of handling the incident. DateTime Zero or one. Date and time when the action was performed. ActionList is represented in the XML DTD as follows: <!ELEMENT ActionList ( Action*, Description*, DateTime?)> <!ATTLIST ActionList ident ID #IMPLIED restriction %attvals.restriction; 'default' > Meijer, et al. Expires October 2002 [page 85]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 The ActionList class has two attributes: ident Optional. A unique identifier for the ActionList element (see Section 3.4.9). restriction Optional. Sets a restriction on the usage of the data in element. 4.8.12. The FileList Class The FileList class describes files and other file-like objects on targets. It is primarily used as a "container" class for the File aggregate class, as shown in Figure 5.33. For the purpose of compatibility the FileList Class is reused from the IDMEF. +--------------+ | FileList | +--------------+ 1..* +------+ | |<>----------| File | | | +------+ +--------------+ Figure 4.33 The FileList Class The aggregate class contained in FileList is: File One or more. Information about an individual file, as indicated by its "category" and "fstype" attributes (see Section 4.8.13.1). This is represented in the XML DTD as follows: <!ELEMENT FileList ( File+ )> 4.8.12.1 The File Class The File class provides specific information about a file or other file-like object that has been created, deleted, or modified on the target. More than one File can be used Meijer, et al. Expires October 2002 [page 86]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 within the FileList class to provide information about more than one file. The description can provide either the file settings prior to the event or the file settings at the time of the event, as specified using the "category" attribute. The File class is composed of ten aggregate classes, as shown in Figure 4.34. +--------------+ | File | +--------------+ +-------------+ | |<>----------| name | | | +-------------+ | | +-------------+ | |<>----------| path | | | +-------------+ | | 0..1 +-------------+ | |<>----------| create-time | | | +-------------+ | | 0..1 +-------------+ | |<>----------| modify-time | | | +-------------+ | | 0..1 +-------------+ | |<>----------| access-time | | | +-------------+ | | 0..1 +-------------+ | |<>----------| data-size | | | +-------------+ | | 0..1 +-------------+ | |<>----------| disk-size | | | +-------------+ | | 0..* +-------------+ | |<>----------| FileAccess | | | +-------------+ | | 0..* +-------------+ | |<>----------| Linkage | | | +-------------+ | | 0..1 +-------------+ | |<>----------| Inode | | | +-------------+ +--------------+ Figure 4.34 The File Class The aggregate classes that make up File are: name Exactly one. STRING. The name of the file to which the Meijer, et al. Expires October 2002 [page 87]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 alert applies, not including the path to the file. path Exactly one. STRING. The full path to the file, including the name. The path name should be represented in as "universal" a manner as possible, to facilitate processing of the alert. For Windows systems, the path should be specified using the Universal Naming Convention (UNC) for remote files, and using a drive letter for local files (e.g., "C:\boot.ini"). For Unix systems, paths on network file systems should use the name of the mounted resource instead of the local mount point (e.g., "fileserver:/usr/local/bin/foo"). The mount point can be provided using the <Linkage> element. create-time Zero or one. DATETIME. Time the file was created. Note that this is *not* the Unix "st_ctime" file attribute (which is not file creation time). The Unix "st_ctime" attribute is contained in the "Inode" class. modify-time Zero or one. DATETIME. Time the file was last modified. access-time Zero or one. DATETIME. Time the file was last accessed. data-size Zero or one. INTEGER. The size of the data, in bytes. Typically what is meant when referring to file size. On Unix UFS file systems, this value corresponds to stat.st_size. On Windows NTFS, this value corres- ponds to VDL. disk-size Zero or one. INTEGER. The physical space on disk consumed by the file, in bytes. On Unix UFS file systems, this value corresponds to 512 * stat.st_blocks. On Windows NTFS, this value corresponds to EOF. FileAccess Zero or more. Access permissions on the file. Linkage Zero or more. File system objects to which this file is linked (other references for the file). Meijer, et al. Expires October 2002 [page 88]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 Inode Zero or one. Inode information for this file (relevant to Unix). This is represented in the XML DTD as follows: <!ENTITY % attvals.filecat " ( current | original ) "> <!ELEMENT File ( name, path, create-time?, modify-time?, access-time?, data-size?, disk-size?, FileAccess*, Linkage*, Inode? )> <!ATTLIST File ident CDATA '0' category %attvals.filecat; #REQUIRED fstype CDATA #REQUIRED %attlist.global; > The File class has three attributes: ident Optional. A unique identifier for this file, see Section 3.4.9. category Required. The context for the information being provided. The permitted values are shown below. There is no default value. Rank Keyword Description ---- ------- ----------- 0 current The file information is from after the reported change 1 original The file information is from before the reported change fstype Required. The type of file system the file resides on. The name should be specified using a standard abbreviation, e.g., "ufs", "nfs", "afs", "ntfs", "fat16", "fat32", "pcfs", "joliet", "cdfs", etc. This attribute governs how path names and other attributes are interpreted. 4.8.12.2 The FileAccess Class The FileAccess class represents the access permissions on a Meijer, et al. Expires October 2002 [page 89]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 file. The representation is intended to be usefule across operating systems. The FileAccess class is composed of two aggregate classes, as shown in Figure 4.35. +--------------+ | FileAccess | +--------------+ +------------+ | |<>----------| UserId | | | +------------+ | | 1..* +------------+ | |<>----------| permission | | | +------------+ +--------------+ Figure 4.35 The FileAccess Class The aggregate classes that make up FileAccess are: UserId Exactly one. The user (or group) to which these permissions apply. The value of the "type" attribute must be "user-privs", "group-privs", or "other-privs" as appropriate. Other values for "type" MUST NOT be used in this context. permission One or more. STRING. Level of access allowed. Recommended values are "noAccess", "read", "write", "execute", "delete", "executeAs", "changePermissions", and "takeOwnership". The "changePermissions" and "takeOwnership" strings represent those concepts in Windows. On Unix, the owner of the file always has "changePermissions" access, even if no other access is allowed for that user. "Full Control" in Windows is represented by enumerating the permissions it contains. The "executeAs" string represents the set-user-id and set-group-id features in Unix. This is represented in the XML DTD as follows: <!ELEMENT FileAccess ( UserId, permission+ )> 4.8.12.3 The Linkage Class Meijer, et al. Expires October 2002 [page 90]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 The Linkage class represents file system connections between the file described in the <File> element and other objects in the file system. For example, if the <File> element is a symbolic link or shortcut, then the <Linkage> element should contain the name of the object the link points to. Further information can be provided about the object in the <Linkage> element with another <File> element, if appropriate. The Linkage class is composed of three aggregate classes, as shown in Figure 4.36. +--------------+ | Linkage | +--------------+ +------+ | |<>----------| name | | | +------+ | | +------+ | |<>----------| path | | | +------+ | | +------+ | |<>----------| File | | | +------+ +--------------+ Figure 4.36 The Linkage Class The aggregate classes that make up Linkage are: name Exactly one. STRING. The name of the file system object not including the path. path Exactly one. STRING. The full path to the file system object, including the name. The path name should be represented in as "universal" a manner as possible, to facilitate processing of the alert. File Exactly one. A <File> element may be used in place of the <name> and <path> elements if additional information about the file is to be included. The is represented in the XML DTD as follows: <!ENTITY % attvals.linkcat " ( hard-link | mount-point | reparse-point | shortcut | stream | symbolic-link ) Meijer, et al. Expires October 2002 [page 91]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 "> <!ELEMENT Linkage ( (name, path) | File )> <!ATTLIST Linkage category %attvals.linkcat; #REQUIRED > The Linkage class has one attribute: category The type of object that the link describes. The permitted values are shown below. There is no default value. Rank Keyword Description ---- ------- ----------- 0 hard-link The <name> element represents another name for this file. This information may be more easily obtainable on NTFS file systems than others. 1 mount-point An alias for the directory specified by the parent's <name> and <path> elements. 2 reparse-point Applies only to Windows; excludes symbolic links and mount points, which are specific types of reparse points. 3 shortcut The file represented by a Windows "shortcut." A shortcut is distinguished from a symbolic link because of the difference in their contents, which may be of importance to the manager. 4 stream An Alternate Data Stream (ADS) in Windows; a fork on MacOS. Separate file system entity that is considered an extension of the main <File>. 5 symbolic-link The <name> element represents the file to which the link points. 4.8.12.4 The Inode Class The Inode class is used to represent the additional information contained in a Unix file system i-node. The Inode class is composed of six aggregate classes, as shown in Figure 4.37. Meijer, et al. Expires October 2002 [page 92]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 +--------------+ | Inode | +--------------+ +----------------+ | |<>----------| change-time | | | +----------------+ | | +----------------+ | |<>----------| number | | | +----------------+ | | +----------------+ | |<>----------| major-device | | | +----------------+ | | +----------------+ | |<>----------| minor-device | | | +----------------+ | | +----------------+ | |<>----------| c-major-device | | | +----------------+ | | +----------------+ | |<>----------| c-minor-device | | | +----------------+ +--------------+ Figure 4.37 The Inode Class The aggregate classes that make up Inode are: change-time Zero or one. DATETIME. The time of the last inode change, given by the st_ctime element of "struct stat". number Zero or one. INTEGER. The inode number. major-device Zero or one. INTEGER. The major device number of the device the file resides on. minor-device Zero or one. INTEGER. The minor device number of the device the file resides on. c-major-device Zero or one. INTEGER. The major device of the file itself, if it is a character special device. c-minor-device Zero or one. INTEGER. The minor device of the file itself, if it is a character special device. Meijer, et al. Expires October 2002 [page 93]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 Note that <number>, <major-device>, and <minor-device> must be given together, and the <c-major-device> and <c-minor-device> must be given together. This is represented in the XML DTD as follows: <!ELEMENT Inode ( change-time?, (number, major-device, minor-device)?, (c-major-device, c-minor-device)? )> 4.8.13 The Analyzer Class The Analyzer class identifies the facility used to gather the evidence or tool generated Incident Alert. In case when Initial Incident registration is produced from the IDMEF message the Analyzer description may be taken from the IDMEF message where the Analyzer Class is mandatory and only one. The analyzer SHOULD define the name of the format, facility, tool, or device used to generate the evidence if it is not self-describing (e.g. xml). Likewise, the analyzer SHOULD define the Node which detected the evidence or from which it was extracted if this information is not represented elsewhere. For the purpose of compatibility the Analyzer Class is reused from the IDMEF. The Analyzer class is composed of two aggregate classes, as shown in Figure 4.38. +---------------------+ | Analyzer | +---------------------+ 0..1 +---------+ | STRING analyzerid |<>----------| Node | | STRING manufacturer | +---------+ | STRING model | 0..1 +---------+ | STRING version |<>----------| Process | | STRING class | +---------+ | STRING ostype | | STRING osversion | +---------------------+ Figure 4.38 The Analyzer Class The aggregate classes that make up Analyzer are: Meijer, et al. Expires October 2002 [page 94]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 Node Zero or one. Information about the host or device on which the analyzer resides (network address, network name, etc.). Process Zero or one. Information about the process in which the analyzer is executing. This is represented in the XML DTD as follows: <!ELEMENT Analyzer ( Node?, Process? )> <!ATTLIST Analyzer analyzerid CDATA '0' manufacturer CDATA #IMPLIED model CDATA #IMPLIED version CDATA #IMPLIED class CDATA #IMPLIED ostype CDATA #IMPLIED osversion CDATA #IMPLIED > The Analyzer class has seven attributes: analyzerid Optional. The attribute may be taken from the IDMEF message generated by Analyzer/IDS. For details see [IDMEF]. manufacturer Optional. The manufacturer of the analyzer software and/or hardware. model Optional. The model name/number of the analyzer software and/or hardware. version Optional. The version number of the analyzer software and/or hardware. class Optional. The class of analyzer software and/or hardware. ostype Optional. Operating system name. On POSIX systems, this is the value returned in utsname.sysname by the uname() system call, or the output of the "uname -s" command. Meijer, et al. Expires October 2002 [page 95]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 osversion Optional. Operating system version. On POSIX systems, this is the value returned in utsname.release by the uname() system call, or the output of the "uname -r" command. The "manufacturer", "model", "version", and "class" attributes' contents are vendor-specific, but may be used together to identify different types of analyzers. 4.9 Simple Classes The simple classes do not have subclasses. The purpose of describing some of the simple classes in this section is to provide information about attributes used to describe the data of these classes. 4.9.1 The Description Class The Description class is a general-purpose class for any natural language free-form text. Using the XML language attribute, it is reasonable to include text in a number of different languages in different instances of the Description class. For details on declaring language attribute see section 3.3.3. <!ELEMENT Description xml:lang="langcode"> 4.9.2 The IRTcontact Class The IRTcontact class contains an IRTcontact handle to a public registry (e.g., RIPE NCC database [18], Trusted Introducer database [19]) that references contact information for the CSIRT or network security manager serving the networks referenced in the Attacker or Victim class. This is represented in the XML DTD as follows: <!ENTITY % attvals.originIRT " ( unknown | ripencc | ti | arin | apnic | afnic | local ) "> <!ELEMENT IRTcontact > <!ATTLIST IRTcontact originIRT %attvals.originirt; 'unknown' > Meijer, et al. Expires October 2002 [page 96]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 IRTcontact class has one attribute: originIRT Required. The registry which the IRTcontact handle references. The permitted values for this attribute are shown below. The default value is "unknown". Rank Keyword Description ---- ------- ----------- 0 unknown Origin of the name is not known 1 ripencc RIPE NCC database 2 ti Trusted Introducer database of CSIRTs 3 arin ARIN database 4 apnic APNIC database 5 afnic AFNIC database 6 local Name of IRT as it used by Incident object creator 4.9.3 The EvidenceItem Class The EvidenceItem class is a container for the arbitrary evidence data. This is represented in the XML DTD as follows: <!ENTITY % attvals.dtype " ( boolean | byte | character | string | binary | xml | file | path | url ) "> <!ELEMENT EvidenceItem ANY > <!ATTLIST EvidenceItem dtype %attvals.dtype; 'string' > The EvidenceItem class has one attribute: dtype Required. The type of data included in the element content. The permitted values for this attribute are shown below. The default value is "string". Rank Keyword Description ---- ------- ----------- 0 boolean The element contains a boolean value, i.e., the strings "true" or "false" 1 byte The element content is a single 8-bit byte (see Section 3.4.4) Meijer, et al. Expires October 2002 [page 97]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 2 character The element content is a single character (see Section 3.4.3) 3 integer The element content is an integer (see Section 3.4.1) 4 string The element content is a string (see Section 3.4.3) 5 binary The element content is base-64 encoded binary data. 6 xml The element content is XML-tagged data (see Section 5.2) 7 file The element contains a name of file that may be stored on any media, this information should be necessary for CSIRT 8 path The element content is a path to a file location on IHS system 9 url The element content is a URL to the data 4.9.4 The CorrEvidence Class The CorrEvidence class references the ID of other related EvidenceData for correlation. This is represented in the XML DTD as follows: <!ELEMENT CorrEvidence ( CorrEvidenceID )> <!ATTLIST CorrEvidence IncidentID ID #IMPLIED > The CorrEvidence class has one attribute: IncidentID Optional. The type of data included in the element content. The permitted values for this attribute are shown below. The default value is "string". 4.9.5 The Name Class The Name class contains the name of a contact person at a CSIRT. This is represented in the XML DTD as follows: <!ENTITY % attvals.nametype " ( dn | internic | ripencc ) "> Meijer, et al. Expires October 2002 [page 98]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 <!ELEMENT Name > <!ATTLIST Name nametype %attvals.nametype; 'file' > The Name class has one attribute: nametype Required. Type of name or source of name/role handle. Rank Keyword Description ---- ------- ----------- 0 dn Distinguished name (personal name). Format as described in section 3.4.10 1 internic Name/role handle from InterNIC database 2 ripencc Name/role handle from RIPE NCC database 5. Extending the IODEF In order to support the changing activity of CSIRTS, the IODEF data model and DTD will need to evolve along with them. To allow new features to be added, both the data model and the DTD can be extended as described in this section. As these extensions mature, they can then be incorporated into future versions of the specification. 5.1 Extending the Data Model There are two mechanisms for extending the IODEF data model: inheritance and aggregation (see Section 3.1.1). + By using inheritance, new subclasses may be derived and given additional attributes or operations not found in the superclass. + Aggregation allows for entirely new, self-contained classes to be created and associated with a parent class. Of the two extension mechanisms, inheritance is preferred, because it preserves the existing data model and the operations (methods) executed on the classes of the model. There are explicit guidelines for extending the XML DTD (see Section 5.2) which set limits on where extensions to the data model may be made. 5.2 Extending the XML DTD Meijer, et al. Expires October 2002 [page 99]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 There are two ways to extend the IODEF XML DTD: 1. The AdditionalData class (see Section 4.2.4.5) allows implementers to include arbitrary "atomic" data items (integers, strings, etc.) in an Incident or IncidentAlert class. This approach SHOULD be used whenever possible. 2. The AdditionalData class allows implementers to extend the IODEF XML DTD with additional DTD "modules" that describe arbitrarily complex data types and relationships. To extend the IODEF DTD with a new DTD "module," these guidelines MUST be followed: 1. The IODEF description MUST include a document type declaration (see Section 3.3.1.3). 2. The document type declaration MUST define a parameter entity (see Section 3.2.4) that contains the location of the extension DTD, and then reference that entity: <!DOCTYPE IODEF-Description SYSTEM "/path/to/IODEF-Description.dtd" [ <!ENTITY % x-extension SYSTEM "/path/to/extension.dtd"> %x-extension; ]> In this example, the "x-extension" parameter entity is defined and then referenced, causing the DTD for the extension to be read by the XML parser. The name of the parameter entity defined for this purpose MUST be a string beginning with "x-"; there are no other restrictions on the name (other than those imposed on all entity names by XML). Multiple extensions may be included by defining multiple entities and referencing them. For example: <!DOCTYPE IODEF-Description SYSTEM "/path/to/IODEF-Description.dtd" [ <!ENTITY % x-extension SYSTEM "/path/to/extension.dtd"> <!ENTITY % x-another SYSTEM "/path/to/another.dtd"> %x-extension; %x-another; ]> Meijer, et al. Expires October 2002 [page 100]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 3. Extension DTDs MUST declare all of their elements and attributes in a separate XML namespace. Extension DTDs MUST NOT declare any elements or attributes in the "IODEF" or default namespaces. For example, the "test" extension might be declared as follows: <!ELEMENT test:test ( test:a, test:b, test:c )> <!ATTLIST test:test xmlns CDATA #IMPLIED xmlns:test CDATA #IMPLIED > <!ELEMENT test:a (#PCDATA)> <!ATTLIST test:a test:attr CDATA #IMPLIED > <!ELEMENT test:b (#PCDATA)> <!ELEMENT test:c (#PCDATA)> 4. Extensions MUST only be included in the AdditionalData class of the Incident class whose "type" attribute is "xml". For example: <IODEF-Description version="0.0"> <Incident ident="..."> ... <AdditionalData type="xml"> <test:test xmlns:test="http://www.ietf.org/iodef/test.html" xmlns="http://www.ietf.org/iodef/test.html"> <test:a test:attr="...">...</test:a> <test:b>...</test:b> <test:c>...</test:c> </test:test> </AdditionalData> </Incident> </IODEF-Description> 6. Special Considerations This section discusses some of the special considerations that must be taken into account by implementers of the IODEF. Meijer, et al. Expires October 2002 [page 101]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 6.1 XML Validity and Well-Formedness It is expected that IODEF-compliant applications will normally not include the IODEF DTD in their communications. Instead, the DTD will be referenced in the document type declaration of the IODEF document rsee Section 3.3.1). Such IODEF documents will be well-formed and valid as defined in [5]. Other IODEF documents will be specified that do not include the document prolog (e.g., entries in an IODEF-format database). Such IODEF documents will be well-formed but not valid. Generally, well-formedness implies that a document has a single element that contains everything else (e.g., "<Book>"), and that all the other elements nest nicely within each other without any overlapping (e.g., a "chapter" does not start in the middle of another "chapter"). Validity further implies that not only is the document well-formed, but it also follows specific rules (contained in the Document Type Definition) about which elements are "legal" in the document, how those elements nest within other elements, and so on (e.g., a "chapter" does not begin in the middle of a "title"). A document cannot be valid unless it references a DTD. XML processors are required to parse any well-formed document, valid or not. The purpose of validation is to make the processing of the document (what's done with the data after it's parsed) easier. Without validation, a document may contain elements in nonsense order, elements "invented" by the author that the processing application doesn't understand, and so on. IODEF documents MUST be well-formed. IODEF documents SHOULD be valid whenever both possible and practical. 6.2 Unrecognized XML Tags On occasion, an IODEF-compliant application may receive a well- formed, or even well-formed and valid, IODEF document containing tags that it does not understand. The tags may be either: + Recognized as "legitimate" (a valid document), but the application does not know the semantic meaning of the element's content; or + Not recognized at all. IODEF-compliant applications MUST continue to process IODEF Meijer, et al. Expires October 2002 [page 102]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 documents that contain unknown tags, provided that these documents are well- formed (see Section 6.1). It is up to the individual application to decide how to process (or ignore) any content from the unknown tag(s). Special issue is related to inheritance relation between Incident/Attacker related classes IDMEF and IODEF, e.g. IODEF message may be simply wrap up into IDMEF container for the IncidentAlert class. In particular case of relations between IODEF and IDMEF, the IODEF may be treated as IDMEF extension applying inheritance to incorporate Alert/IDMEF data structure into Attack Class of IODEF. When Incident description is produced of IDMEF message, IODEF may use directly related data classes from IDMEF. In this context it is recommended that IHS understands both format - IODEF and IDMEF. This may be achieved by mapping part of IDMEF classes (XML tags) related to Attack description into IODEF classes. This is to be not difficult task because of initial approach to match IODEF and IDMEF XML namespaces. Otherwise IODEF parser will still be able to parser well- formed IDMEF document and recognize important XML tags, which meaning in IODEF is inherited from IDMEF. 6.3 Digital Signatures The joint IETF/W3C XML Signature Working Group is currently working to specify XML digital signature processing rules and syntax [16]. XML Signatures provide integrity, message authentication, and/or signer authentication services for data of any type, whether located within the XML that includes the signature or elsewhere. The IODEF requirements [2] recommend that the IODEF should support content confidentiality, integrity, authentication and non- repudiation. These requirements can be achieved by the inclusion of digital signatures within an IODEF document. Additional security considerations may be applied to the communications methods and protocols used for IODEF documents exchange. Specifications for the use of digital signatures within IODEF documents are outside the scope of this document. If such functionality is needed, the use of the XML Signature standard is RECOMMENDED. 7. Experimental implementation and examples Meijer, et al. Expires October 2002 [page 103]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 There is an ongoing effort among a few European CSIRTs to implement IODEF in their daily incident handling work [17]. The results this project should be available in late 2001. This section provides examples of IODEF encoded Incident data. The examples are provided for illustrative purposes only and do not necessarily represent the only (or even the "best") way to encode these particular incidents. 8. The IODEF Document Type Definition <?xml version="1.0" encoding="UTF-8"?> <!-- ******************************************************************** ******************************************************************** *** Incident Object Description and Exchange Format XML DTD *** *** Version 0.005, February 2002 *** *** *** *** The use and extension of the IODEF XML DTD are described in *** *** RFC XXXX, "Incident Object Description and Exchange Format *** *** Data Model and Extensible Markup Language (XML) Document *** *** Type Definition," Y. Demchenko, R. Danyliw, J. Meijer. *** ******************************************************************** ******************************************************************** --> <!-- ==================================================================== === SECTION 1. Imported Names === ==================================================================== --> <!-- | Media type, as per [RFC2045] --> <!ENTITY % ContentType "CDATA"> <!-- | comma-separated list of media types, as per [RFC2045] --> <!ENTITY % ContentTypes "CDATA"> <!-- | Character encoding, as per [RFC2045] --> <!ENTITY % Charset "CDATA"> <!-- | A space separated list of character encodings, as per [RFC2045] --> Meijer, et al. Expires October 2002 [page 104]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 <!ENTITY % Charsets "CDATA"> <!-- | Language code, as per [RFC1766] --> <!ENTITY % LanguageCode "NMTOKEN"> <!-- | A single character from [ISO10646] --> <!ENTITY % Character "CDATA"> <!-- | Date and time information. ISO date format --> <!ENTITY % Datetime "CDATA"> <!-- ==================================================================== === SECTION 2. Attribute list declarations. === ==================================================================== --> <!-- | Attributes of the IODEF element. In general, the fixed value | of this attribute will change each time a new version of | the DTD is released. --> <!ENTITY % attlist.iodef " version CDATA #FIXED '0.05' "> <!-- | Attributes of all elements. These are the "XML" attributes | that every element should have. Space handling, name space, and | language. --> <!ENTITY % attlist.global " xmlns:iodef CDATA #FIXED 'urn:iana:xml:ns:iodef' xmlns CDATA #FIXED 'urn:iana:xml:ns:iodef' xml:space (default | preserve) 'default' xml:lang %LanguageCode; #IMPLIED "> <!-- ==================================================================== === SECTION 3. Attribute value declarations. Enumerated values === === for the many element-specific attribute lists. === ==================================================================== --> <!-- | Values for the Address.category attribute. --> <!ENTITY % attvals.addrcat " Meijer, et al. Expires October 2002 [page 105]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 ( unknown | atm | e-mail | lotus-notes | mac | sna | vm | ipv4-addr | ipv4-addr-hex | ipv4-net | ipv4-net-mask | ipv6-addr | ipv6-addr-hex | ipv6-net | ipv6-net-mask ) "> <!-- | Values for the AdditionalData.type attribute. --> <!ENTITY % attvals.adtype " ( boolean | byte | character | date-time | integer | ntpstamp | portlist | real | string | xml ) "> <!-- | Values for the Data.type attribute used in EvidenceItem. --> <!ENTITY % attvals.dtype " ( boolean | byte | character | string | binary | xml | file | path | url ) "> <!-- | Values for the Id.type attribute. --> <!ENTITY % attvals.idtype " ( current-user | original-user | target-user | user-privs | current-group | group-privs ) "> <!-- | Values for the Impact.completion attribute. --> <!ENTITY % attvals.completion " ( failed | succeeded ) "> <!-- | Values for the File.category attribute. --> <!ENTITY % attvals.filecat " ( current | original ) "> <!-- | Values for the Impact.type attribute. --> <!ENTITY % attvals.impacttype " ( admin | dos | file | recon | user | other ) "> <!-- | Values for the Linkage.category attribute. --> <!ENTITY % attvals.linkcat " ( hard-link | mount-point | reparse-point | shortcut | stream | symbolic-link ) Meijer, et al. Expires October 2002 [page 106]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 "> <!-- | Values for the Confidence.rating attribute. --> <!ENTITY % attvals.rating " ( low | medium | high | numeric ) "> <!-- | Values for the Impact.severity attribute. --> <!ENTITY % attvals.severity " ( low | medium | high ) "> <!-- | Values for the PersonName.type attribute. --> <!ENTITY % attvals.nametype " ( dn | internic | ripencc ) "> <!-- | Values for the Node.category attribute. --> <!ENTITY % attvals.nodecat " ( unknown | ads | afs | coda | dfs | dns | kerberos | nds | nis | nisplus | nt | wfw ) "> <!-- | Values for the NodeRole.category attribute. --> <!ENTITY % attvals.noderolecat " ( unknown | client | server-internal | server-public | www | mail | messaging | streaming | voice | file | ftp | p2p | name | directory | credential | print | application | database | infra | log ) "> <!-- | Values for the Classification.origin attribute. --> <!ENTITY % attvals.origin " ( unknown | bugtraqid | cve | vendor-specific | irt-local ) "> <!-- | Values for the IRTcontact.originIRT attribute --> <!ENTITY % attvals.originIRT " ( unknown | ripencc | ti | arin | apnic | afnic | local ) "> <!-- | Defines purpose of the IODEF Object Meijer, et al. Expires October 2002 [page 107]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 --> <!ENTITY % attvals.purpose " ( report | handling | communication | statistics | experimental ) "> <!-- | Defines restriction on access to an element's content --> <!ENTITY % attvals.restriction " (default | public | internal | restricted ) "> <!-- | Values for the User.category attribute. --> <!ENTITY % attvals.usercat " ( unknown | application | os-device ) "> <!-- | Values for yes/no attributes such as Source.spoofed and | Target.decoy. --> <!ENTITY % attvals.yesno " ( unknown | yes | no ) "> <!-- ==================================================================== === SECTION 4. Top-level element declarations. The IODEF- === === Description element and the types of Incidents it === === may include. === ==================================================================== --> <!ELEMENT IODEF-Description ((Incident | IncidentAlert)*)> <!ATTLIST IODEF-Description %attlist.iodef; CDATA #FIXED "0.01" %attlist.global; > <!ELEMENT Incident (Attack+, Attacker*, Victim*, Method*, Evidence?, CorrelationIncident?, Authority, History?, AdditionalData*)> <!ATTLIST Incident incidentID CDATA #IMPLIED restriction %attvals.restriction; #IMPLIED purpose %attvals.purpose; #REQUIRED %attlist.global; > <!ELEMENT IncidentAlert (History?, Authority, AdditionalData+)> <!ATTLIST IncidentAlert incidentID CDATA #IMPLIED %attlist.global; restriction %attvals.restriction; #IMPLIED > <!-- Meijer, et al. Expires October 2002 [page 108]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 ==================================================================== === SECTION 5. Subclasses of the Incident or other top-level === === elements that provide more data for specific === === types of incidents. === ==================================================================== --> <!ELEMENT Attack (Target*, Source*, Description*, DetectTime?, StartTime?, EndTime?)> <!ATTLIST Attack ident CDATA "0" restriction %attvals.restriction; #IMPLIED %attlist.global; > <!ELEMENT Attacker (Contact?, Location?, IRTcontact?)> <!ATTLIST Attacker %attlist.global; ident CDATA "0" restriction %attvals.restriction; #IMPLIED spoofed %attvals.yesno; "unknown" > <!ELEMENT Victim (Contact?, Location?, IRTcontact?)> <!ATTLIST Victim restriction %attvals.restriction; #IMPLIED %attlist.global; > <!ELEMENT Method (Classification*, Description*)> <!ATTLIST Method %attlist.global; ident CDATA "0" restriction %attvals.restriction; #IMPLIED > <!ELEMENT Evidence (EvidenceData)> <!ATTLIST Evidence restriction %attvals.restriction; %attlist.global; > <!ELEMENT Assessment (Impact?, Action*, Confidence?)> <!ATTLIST Assessment restriction %attvals.restriction; #IMPLIED %attlist.global; > <!ELEMENT CorrelationIncident (EventList, IncidentID, EvidenceDataID)> <!ATTLIST CorrelationIncident restriction %attvals.restriction; #IMPLIED %attlist.global; > <!ELEMENT Authority (Organization, Contact*)> <!ATTLIST Authority Meijer, et al. Expires October 2002 [page 109]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 restriction %attvals.restriction; #IMPLIED %attlist.global; > <!ELEMENT History (Reported?, Received*, ActionList*)> <!ATTLIST History %attlist.global; restriction %attvals.restriction; #IMPLIED > <!-- ==================================================================== === SECTION 6. The AdditionalData element. This element allows === === an alert to include additional information that === === cannot be encoded elsewhere in the data model. === ==================================================================== --> <!ELEMENT AdditionalData ANY> <!ATTLIST AdditionalData type %attvals.adtype; "string" %ContentType; CDATA #IMPLIED %attlist.global; > <!-- ==================================================================== === SECTION 7. Elements related to identifying entities === === Attack, Attacker, Victim, Method, Evidence and Authority. === ==================================================================== --> <!-- Elements Target and Source of IODEF are re-used from IDMEF--> <!ELEMENT Target (Node?, User?, Process?, Service?, program?, os?, FileList?)> <!ATTLIST Target ident CDATA "0" decoy %attvals.yesno; "unknown" interface CDATA #IMPLIED %attlist.global; > <!ELEMENT Source (Node?, User?, Process?, Service?, program?, os?)> <!ATTLIST Source ident CDATA "0" spoofed %attvals.yesno; "unknown" interface CDATA #IMPLIED %attlist.global; > <!--Elements Classification of IODEF is re-used from IDMEF--> <!ELEMENT Classification (name, url)> <!ATTLIST Classification origin %attvals.origin; "unknown" %attlist.global; Meijer, et al. Expires October 2002 [page 110]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 > <!ELEMENT EvidenceData (CorrEvidence*, EvidenceDesc?, EvidenceItem?)> <!ATTLIST EvidenceData %attlist.global; ident CDATA "0" restriction %attvals.restriction; #IMPLIED > <!ELEMENT EvidenceDesc (DetectTime?, Analyzer?, Description?)> <!ATTLIST EvidenceDesc %attlist.global; > <!--Elements Analyzer of IODEF is re-used from IDMEF--> <!ELEMENT Analyzer (Node?, Process?)> <!ATTLIST Analyzer analyzerid CDATA "0" manufacturer CDATA #IMPLIED model CDATA #IMPLIED version CDATA #IMPLIED class CDATA #IMPLIED ostype CDATA #IMPLIED osversion CDATA #IMPLIED %attlist.global; > <!ELEMENT Organization (OrganizationID?, OrgName?, OrgAddress?, Email?, Telephone?, Fax?)> <!ATTLIST Organization %attlist.global; > <!ELEMENT Contact (PersonName?, PersonAddress?, ContactHandle?)> <!ATTLIST Contact %attlist.global; > <!-- ==================================================================== === SECTION 8. Support elements used for providing detailed === === information about entities - addresses, names, === === files, events, etc. === ==================================================================== --> <!ELEMENT Node (((name | Address), Address*), datetime?, name?, Address*, Location?, NodeRole*)> <!ATTLIST Node ident CDATA "0" category %attvals.nodecat; "unknown" %attlist.global; > <!ELEMENT Address (address, netmask?)> <!ATTLIST Address Meijer, et al. Expires October 2002 [page 111]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 ident CDATA "0" category %attvals.addrcat; "unknown" vlan-name CDATA #IMPLIED vlan-num CDATA #IMPLIED %attlist.global; > <!ELEMENT NodeRole EMPTY> <!ATTLIST NodeRole category %attvals.noderolecat; "unknown" > <!ELEMENT Process (name, pid?, path?, arg*, env*)> <!ATTLIST Process ident CDATA "0" %attlist.global; > <!ELEMENT Service (((name | port | (name, port)) | portlist), protocol?, SNMPService?, WebService?)> <!ATTLIST Service ident CDATA "0" %attlist.global; > <!ELEMENT SNMPService (oid?, community?, command?)> <!ATTLIST SNMPService %attlist.global; > <!ELEMENT User (UserId+)> <!ATTLIST User ident CDATA "0" category %attvals.usercat; "unknown" %attlist.global; > <!ELEMENT UserId (name | number | (name, number))> <!ATTLIST UserId ident CDATA "0" type %attvals.idtype; "original-user" %attlist.global; > <!ELEMENT WebService (url, cgi?, http-method?, arg*)> <!ATTLIST WebService %attlist.global; > <!--Elements FileList with respective subelements of IODEF are re-used from IDMEF--> <!ELEMENT FileList (File+)> <!ATTLIST FileList %attlist.global; > <!ELEMENT File (name, path, create-time?, modify-time?, access-time?, data-size?, disk-size?, FileAccess*, Linkage*, Inode?)> Meijer, et al. Expires October 2002 [page 112]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 <!ATTLIST File ident CDATA "0" category %attvals.filecat; #REQUIRED fstype CDATA #REQUIRED %attlist.global; > <!ELEMENT FileAccess (UserId, permission+)> <!ATTLIST FileAccess %attlist.global; > <!ELEMENT Inode (change-time?, (number, major-device, minor-device)?, (c-major-device, c-minor-device)?)> <!ATTLIST Inode %attlist.global; > <!ELEMENT Linkage ((name, path) | File)> <!ATTLIST Linkage category %attvals.linkcat; #REQUIRED %attlist.global; > <!ELEMENT ActionList ((Action*, Description*, datetime?))> <!ATTLIST ActionList %attlist.global; > <!ELEMENT EventList ((IncidentID?, EvidenceDataID*, datetime?)*)> <!ATTLIST EventList %attlist.global; > <!ELEMENT Received (AuthorityID?, MessageID?, IncidentID?, datetime?)> <!ATTLIST Received %attlist.global; > <!ELEMENT Reported (AuthorityID?, IncidentID?, datetime?)> <!ATTLIST Reported %attlist.global; > <!ELEMENT EvidenceItem ANY> <!ATTLIST EvidenceItem dtype %attvals.dtype; "string" > <!ELEMENT CorrEvidence (CorrEvidenceID)> <!ATTLIST CorrEvidence IncidentID ID #IMPLIED > <!-- ==================================================================== === SECTION 9. Simple elements with sub-elements or attributes. === ==================================================================== Meijer, et al. Expires October 2002 [page 113]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 --> <!--Elements Impact of IODEF is re-used from IDMEF--> <!ELEMENT Impact EMPTY> <!ATTLIST Impact severity %attvals.severity; #IMPLIED completion %attvals.completion; #IMPLIED type %attvals.impacttype; "other" %attlist.global; > <!ELEMENT Confidence EMPTY> <!ATTLIST Confidence rating %attvals.rating; "numeric" %attlist.global; > <!ELEMENT DetectTime (#PCDATA)> <!ATTLIST DetectTime ntpstamp CDATA #REQUIRED %attlist.global; > <!ELEMENT StartTime (#PCDATA)> <!ATTLIST StartTime %attlist.global; > <!ELEMENT EndTime (#PCDATA)> <!ATTLIST EndTime %attlist.global; > <!ELEMENT datetime (#PCDATA)> <!ATTLIST datetime %Datetime; %attlist.global; > <!ELEMENT IRTcontact (#PCDATA)> <!ATTLIST IRTcontact originIRT %attvals.originIRT; #REQUIRED %attlist.global; > <!ELEMENT ContactHandle (#PCDATA)> <!ATTLIST ContactHandle originIRT %attvals.originIRT; #REQUIRED %attlist.global; > <!ELEMENT PersonName (#PCDATA)> <!ATTLIST PersonName nametype CDATA #IMPLIED %attlist.global; > <!ELEMENT PersonAddress (#PCDATA)> <!ATTLIST PersonAddress Meijer, et al. Expires October 2002 [page 114]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 %attlist.global; > <!ELEMENT OrgName (#PCDATA)> <!ATTLIST OrgName %attlist.global; > <!ELEMENT OrgAddress (#PCDATA)> <!ATTLIST OrgAddress %attlist.global; > <!ELEMENT Email (#PCDATA)> <!ATTLIST Email %attlist.global; > <!ELEMENT Telephone (#PCDATA)> <!ATTLIST Telephone %attlist.global; > <!ELEMENT Fax (#PCDATA)> <!ATTLIST Fax %attlist.global; > <!--Element Description may contain arbitrary description in any/local language used by CSIRT (or IODEF object owner). Language should be indicated in the xml:lang attribute of the %attlist.global; Use of different charsets/encodings for the same language should considered.--> <!ELEMENT Action (#PCDATA)> <!ATTLIST Action %attlist.global; > <!ELEMENT Description ANY> <!ATTLIST Description %attlist.global; > <!-- ==================================================================== === SECTION 10. Simple elements with no sub-elements or === === attributes. === ==================================================================== --> <!ELEMENT IncidentID (#PCDATA)> <!ATTLIST IncidentID %attlist.global; > <!ELEMENT attackID (#PCDATA)> <!ATTLIST attackID %attlist.global; Meijer, et al. Expires October 2002 [page 115]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 > <!ELEMENT AuthorityID (#PCDATA)> <!ATTLIST AuthorityID %attlist.global; > <!ELEMENT MessageID (#PCDATA)> <!ATTLIST MessageID %attlist.global; > <!ELEMENT EvidenceDataID (#PCDATA)> <!ATTLIST EvidenceDataID %attlist.global; > <!ELEMENT CorrEvidenceID (#PCDATA)> <!ATTLIST CorrEvidenceID %attlist.global; > <!ELEMENT OrganizationID (#PCDATA)> <!ATTLIST OrganizationID %attlist.global; > <!ELEMENT access-time (#PCDATA)> <!ATTLIST access-time %attlist.global; > <!ELEMENT change-time (#PCDATA)> <!ATTLIST change-time %attlist.global; > <!ELEMENT create-time (#PCDATA)> <!ATTLIST create-time %attlist.global; > <!ELEMENT modify-time (#PCDATA)> <!ATTLIST modify-time %attlist.global; > <!ELEMENT c-major-device (#PCDATA)> <!ATTLIST c-major-device %attlist.global; > <!ELEMENT c-minor-device (#PCDATA)> <!ATTLIST c-minor-device %attlist.global; > <!ELEMENT data-size (#PCDATA)> <!ATTLIST data-size %attlist.global; > Meijer, et al. Expires October 2002 [page 116]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 <!ELEMENT disk-size (#PCDATA)> <!ATTLIST disk-size %attlist.global; > <!ELEMENT major-device (#PCDATA)> <!ATTLIST major-device %attlist.global; > <!ELEMENT minor-device (#PCDATA)> <!ATTLIST minor-device %attlist.global; > <!ELEMENT permission (#PCDATA)> <!ATTLIST permission %attlist.global; > <!ELEMENT address (#PCDATA)> <!ATTLIST address %attlist.global; > <!ELEMENT buffer (#PCDATA)> <!ATTLIST buffer %attlist.global; > <!ELEMENT cgi (#PCDATA)> <!ATTLIST cgi %attlist.global; > <!ELEMENT command (#PCDATA)> <!ATTLIST command %attlist.global; > <!ELEMENT env (#PCDATA)> <!ATTLIST env %attlist.global; > <!ELEMENT netmask (#PCDATA)> <!ATTLIST netmask %attlist.global; > <!ELEMENT community (#PCDATA)> <!ATTLIST community %attlist.global; > <!ELEMENT Location (#PCDATA)> <!ATTLIST Location %attlist.global; > <!ELEMENT http-method (#PCDATA)> Meijer, et al. Expires October 2002 [page 117]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 <!ATTLIST http-method %attlist.global; > <!ELEMENT name (#PCDATA)> <!ATTLIST name %attlist.global; > <!ELEMENT number (#PCDATA)> <!ATTLIST number %attlist.global; > <!ELEMENT url (#PCDATA)> <!ATTLIST url %attlist.global; > <!ELEMENT os (#PCDATA)> <!ATTLIST os %attlist.global; > <!ELEMENT arg (#PCDATA)> <!ATTLIST arg %attlist.global; > <!ELEMENT oid (#PCDATA)> <!ATTLIST oid %attlist.global; > <!ELEMENT path (#PCDATA)> <!ATTLIST path %attlist.global; > <!ELEMENT pid (#PCDATA)> <!ATTLIST pid %attlist.global; > <!ELEMENT port (#PCDATA)> <!ATTLIST port %attlist.global; > <!ELEMENT portlist (#PCDATA)> <!ATTLIST portlist %attlist.global; > <!ELEMENT program (#PCDATA)> <!ATTLIST program %attlist.global; > <!ELEMENT protocol (#PCDATA)> <!ATTLIST protocol Meijer, et al. Expires October 2002 [page 118]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 %attlist.global; > <!ELEMENT size (#PCDATA)> <!ATTLIST size %attlist.global; > 9. References [1] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997 [2] Arvidsson, J., Cormack, A., Demchenko, Y., Meijer J. "TERENA's Incident Object Description and Exchange Format Requirements", RFC 3067, February 2001 [3] Intrusion Detection Message Exchange Format Extensible Markup Language (XML) Document Type Definition by D. Curry - September 2001 - http://www.ietf.org/internet-drafts/draft-ietf-idwg- idmef-xml-06.txt - work in progress. [4] Taxonomy of the Computer Security Incident related terminology - http://www.terena.nl/task-forces/tf-csirt/i-taxonomy/docs/ i-taxonomy_terms.html [5] World Wide Web Consortium (W3C), "Extensible Markup Language (XML) 1.0 (Second Edition)," W3C Recommendation, October 6, 2000. http://www.w3.org/TR/2000/REC-xml-20001006. [6] World Wide Web Consortium (W3C), "Namespaces in XML," W3C Recommendation, January 14, 1999. http://www.w3.org/TR/1999/ REC-xml-names-19990114. [7] XML Schema Part 0: Primer, W3C Recommendation, 2 May 2001. http://www.w3.org/TR/xmlschema-0/ [8] Berners-Lee, T., Fielding, R.T., and L. Masinter, "Uniform Resource Identifiers (URI): Generic Syntax," RFC 2396, August 1998. [9] Mealling, M., "The IANA XML Registry," draft-mealling-iana- xmlns-registry-00.txt, November 17, 2000, work in progress. [10] Rumbaugh, J., Jacobson, I., and G. Booch, "The Unified Modeling Language Reference Model," ISBN 020130998X, Addison-Wesley, 1998. [11] Freed, N., "IANA Charset Registration Procedures," BCP 19, RFC Meijer, et al. Expires October 2002 [page 119]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 2278, January 1998. [12] Alvestrand, H., "Tags for the Identification of Languages," RFC 3066, BCP 47, January 2001. [13] International Organization for Standardization (ISO), "International Standard: Data elements and interchange formats - Information interchange - Representation of dates and times," ISO 8601, Second Edition, December 15, 2000. [14] Mills, D., "Network Time Protocol (Version 3) Specification, Implementation, and Analysis," RFC 1305, March 1992. [15] Mills, D., "Simple Network Time Protocol (SNTP) Version 4 for IPv4, IPv6 and OSI," RFC 2030, October 1996. [16] Eastlake, D., Reagle, J., and D. Solo, "XML-Signature Syntax and Processing," draft-ietf-xmldsig-core-11.txt, November 1, 2000, work in progress. [17] Incident Object Description and Exchange Format Working Group - http://www.terena.nl/task-forces/tf-csirt/iodef/ [18] Incident Object Data model - http://www.terena.nl/task-forces/tf-csirt/iodef/docs/ [19] RIPE NCC Database - http://www.ripe.net/ripe/wg/db/ [20] Trusted Introducer Service - http://www.ti.terena.nl/ 10. Security Considerations 11. IANA Considerations 12. Acknowledgements This document was built on the work done by the Incident Object Description and Exchange Format Working-Group of the TERENA task-force TF-CSIRT. Meijer, et al. Expires October 2002 [page 120]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 13. Authors' Addresses: Jan Meijer SURFnet Radboudburcht 273 Utrecht The Netherlands Phone: +31 302 305 305 Email: jan.meijer@surfnet.nl Roman Danyliw CERT Coordination Center 4500 Fifth Ave. Pittsburgh PA 15213 USA Phone: +1 412 268 7090 Email: rdd@cert.org Yuri Demchenko TERENA Singel 468 D 1017 AW Amsterdam The Netherlands Phone: +31 205 304 488 Email: demch@terena.nl 14. Full Copyright Statement Copyright (C) The Internet Society (2002). All Rights Reserved. This document and translations of it may be copied and furnished to others, and derivative works that comment on or otherwise explain it or assist in its implementation may be prepared, copied, published and distributed, in whole or in part, without restriction of any kind, provided that the above copyright notice and this paragraph are included on all such copies and derivative works. However, this document itself may not be modified in any way, such as by removing the copyright notice or references to the Internet Society or other Internet organizations, except as needed for the purpose of developing Internet standards in which case the procedures for copyrights defined in the Internet Standards process must be followed, or as required to translate it into languages other than English. Meijer, et al. Expires October 2002 [page 121]
Internet Draft draft-ietf-inch-iodef-00.txt Apr 2002 The limited permissions granted above are perpetual and will not be revoked by the Internet Society or its successors or assigns. This document and the information contained herein is provided on an "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE."