EST over secure CoAP (EST-coaps)
draft-vanderstok-ace-coap-est-02

Versions: 00 01 02                                                      
ACE                                                             S. Kumar
Internet-Draft                                 Philips Lighting Research
Intended status: Standards Track                         P. van der Stok
Expires: December 14, 2017                                    Consultant
                                                           P. Kampanakis
                                                           Cisco Systems
                                                              M. Furuhed
                                                             Nexus Group
                                                                 S. Raza
                                                               RISE SICS
                                                           June 12, 2017


                    EST over secure CoAP (EST-coaps)
                    draft-vanderstok-ace-coap-est-02

Abstract

   Low-resource devices in a Low-power and Lossy Network (LLN) can
   operate in a mesh network using the IPv6 over Low-power Wireless
   Personal Area Networks (6LoWPAN) and IEEE 802.15.4 link-layer
   standards.  Provisioning these devices in a secure manner with keys
   (often called secure bootstrapping) used to encrypt and authenticate
   messages, is the subject of Bootstrapping of Remote Secure Key
   Infrastructures (BRSKI) [I-D.ietf-anima-bootstrapping-keyinfra] and
   6tisch Secure Join [I-D.ietf-6tisch-dtsecurity-secure-join].
   Enrollment over Secure Transport (EST) [RFC7030], based on TLS and
   HTTP, is used in BRSKI.  Low-resource devices often use the
   lightweight Constrained Application Protocol (CoAP) [RFC7252] for
   message exchanges.  This document defines how low-resource devices
   are expected to use EST over secure CoAP (EST-coaps) for secure
   bootstrapping and certificate enrollment. 6LoWPAN fragmentation
   management and extensions to CoAP registries are needed to enable
   EST-coaps.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at http://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any




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   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on December 14, 2017.

Copyright Notice

   Copyright (c) 2017 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
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   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.

Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   3
     1.1.  Terminology . . . . . . . . . . . . . . . . . . . . . . .   4
   2.  EST operational differences . . . . . . . . . . . . . . . . .   5
   3.  Conformance to RFC7925 profiles . . . . . . . . . . . . . . .   5
   4.  Protocol Design and Layering  . . . . . . . . . . . . . . . .   6
     4.1.  Discovery and URI . . . . . . . . . . . . . . . . . . . .   7
     4.2.  Payload format  . . . . . . . . . . . . . . . . . . . . .   9
     4.3.  Message Bindings  . . . . . . . . . . . . . . . . . . . .   9
     4.4.  CoAP response codes . . . . . . . . . . . . . . . . . . .   9
     4.5.  Message fragmentation . . . . . . . . . . . . . . . . . .  10
   5.  Transport Protocol  . . . . . . . . . . . . . . . . . . . . .  11
     5.1.  DTLS  . . . . . . . . . . . . . . . . . . . . . . . . . .  11
     5.2.  6tisch approach . . . . . . . . . . . . . . . . . . . . .  12
   6.  Proxying  . . . . . . . . . . . . . . . . . . . . . . . . . .  13
   7.  Parameters  . . . . . . . . . . . . . . . . . . . . . . . . .  14
   8.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .  14
     8.1.  Content-Format registry . . . . . . . . . . . . . . . . .  15
     8.2.  Resource Type registry  . . . . . . . . . . . . . . . . .  18
   9.  Security Considerations . . . . . . . . . . . . . . . . . . .  18
     9.1.  proxy considerations  . . . . . . . . . . . . . . . . . .  18
     9.2.  EST server considerations . . . . . . . . . . . . . . . .  18
   10. Acknowledgements  . . . . . . . . . . . . . . . . . . . . . .  19
   11. Change Log  . . . . . . . . . . . . . . . . . . . . . . . . .  20
   12. References  . . . . . . . . . . . . . . . . . . . . . . . . .  20
     12.1.  Normative References . . . . . . . . . . . . . . . . . .  20
     12.2.  Informative References . . . . . . . . . . . . . . . . .  22



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   Appendix A.  EST messages to EST-coaps  . . . . . . . . . . . . .  24
     A.1.  cacerts . . . . . . . . . . . . . . . . . . . . . . . . .  24
     A.2.  csrattrs  . . . . . . . . . . . . . . . . . . . . . . . .  26
     A.3.  enroll / reenroll . . . . . . . . . . . . . . . . . . . .  27
     A.4.  serverkeygen  . . . . . . . . . . . . . . . . . . . . . .  30
     A.5.  enrollstatus  . . . . . . . . . . . . . . . . . . . . . .  33
     A.6.  voucher_status  . . . . . . . . . . . . . . . . . . . . .  33
     A.7.  requestvoucher  . . . . . . . . . . . . . . . . . . . . .  33
   Appendix B.  EST-coaps Block message examples . . . . . . . . . .  33
   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .  36

1.  Introduction

   IPv6 over Low-power Wireless Personal Area Networks (6LoWPANs)
   [RFC4944] on IEEE 802.15.4 [ieee802.15.4] wireless networks is
   becoming common in many industry application domains such as lighting
   controls.  However, commissioning of such networks suffers from a
   lack of standardized secure bootstrapping mechanisms for these
   networks.

   Although IEEE 802.15.4 defines how security can be enabled between
   nodes within a single mesh network, it does not specify the
   provisioning and management of the keys.  Therefore, securing a
   6LoWPAN network with devices from multiple manufacturers with
   different provisioning techniques is often tedious and time
   consuming.

   Bootstrapping of Remote Secure Infrastructures (BRSKI)
   [I-D.ietf-anima-bootstrapping-keyinfra] addresses the issue of
   bootstrapping networked devices in the context of Autonomic
   Networking Integrated Model and Approach (ANIMA).
   [I-D.ietf-6tisch-minimal-security] and
   [I-D.ietf-6tisch-dtsecurity-secure-join] also address secure
   bootstrapping in the 6tisch context targeted to low-resource devices.
   BRSKI has not been developed specifically for low-resource devices in
   constrained networks.  Constrained networks use DTLS [RFC6347], CoAP
   [RFC7252], and UDP instead of TLS [RFC5246], HTTP [RFC7230] and TCP.

   BRSKI relies on Enrollment over Secure Transport (EST) [RFC7030] for
   the provisioning of the operational domain certificates.  EST-coaps
   provides a subset of EST functionality and extends EST with BRSKI
   functions.  EST-coaps replaces the invocations of TLS and HTTP by
   DTLS and CoAP invocations thus enabling EST and BRSKI for CoAP-based
   low-resource devices.

   Although EST-coaps paves the way for the utilization of EST for
   constrained devices on constrained networks, some devices will not
   have enough resources to handle the large payloads that come with



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   EST-coaps.  The specification of EST-coaps is intended to ensure that
   bootstrapping works for less constrained devices that choose to limit
   their communications stack to UDP/CoAP.  It is up to the network
   designer to decide which devices execute the EST protocol and which
   not.

   EST-coaps is designed for use in professional control networks such
   as Building Control.  The autonomic bootstrapping is interesting
   because it reduces the manual intervention during the commissioning
   of the network.  Typing in passwords is contrary to this wish.
   Therefore, the HTTP Basic authentication of EST is not supported in
   EST-coaps.

   In the constrained devices context, it is very unlikely that full PKI
   request messages will be used.  Therefore, full PKI request messages
   are not supported by EST-coaps.

   Because the relatively large EST messages cannot be readily
   transported over constrained (6LoWPAN, LLN) wireless networks, this
   document specifies the use of CoAP Block-Wise Transfer ("Block")
   [RFC7959] to fragment EST messages at the application layer.

   Support for Observe CoAP options [RFC7641] with BRSKI is not
   supported in the current BRSKI/EST message flows and is thus out-of-
   scope for this discussion.  Observe options could be used by the
   server to notify clients about a change in the cacerts or csr
   attributes (resources) and might be an area of future work.

1.1.  Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [RFC2119].

   Many of the concepts in this document are taken over from [RFC7030].
   Consequently, much text is directly traceable to [RFC7030].  The same
   document structure is followed to point out the differences and
   commonalities between EST and EST-coaps.

   The following terms are defined in the BRSKI protocol
   [I-D.ietf-anima-bootstrapping-keyinfra]: pledge, Join proxy (or
   Circuit Proxy?), Join Registrar, and Manufacturer Authorized Signing
   Authorities (MASA).








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2.  EST operational differences

   Only the differences to EST with respect to operational scenarios are
   described in this section.  EST-coaps server differs from EST server
   as follows:

   o  Replacement of TLS by DTLS and HTTP by CoAP, resulting in:

      *  DTLS-secured CoAP sessions between EST-coaps client and EST-
         coaps server.

   o  Only certificate-based client authentication is supported, which
      results in:

      *  The EST-coaps client does not support HTTP Basic authentication
         (as described in Section 3.2.3 of [RFC7030]).

      *  The EST-coaps client does not support authentication at the
         application layer (as described in Section 3.2.3 of [RFC7030]).

   o  EST-coaps does not support full PKI request messages[RFC5272].

      *  Consequently, the fullcmc request of section 4.3 of [RFC7030]
         and response MUST NOT be supported by EST-coaps].

   o  EST-coaps specifies the BRSKI extensions over CoAP as specified in
      sections 3.2, 3.4, 3.5, and 3.8.4 of
      [I-D.ietf-anima-bootstrapping-keyinfra].

3.  Conformance to RFC7925 profiles

   This section shows how EST-coaps fits into the profiles of low-
   resource devices as described in [RFC7925].  Within the bootstrap
   context a Public Key Infrastructure (PKI) is used, where the client
   is called "pledge", the Registration Authority (RA) is called Join
   Registrar, which acts at the front-end for the Certificate Authority
   (CA) and receives voucher feedback from as many Manufacturer
   Authorized Signing Authorities (MASA) as there are manufacturers.  A
   Join Proxy (Circuit Proxy?)is placed between client and RA to receive
   join requests over a 1-hop unsecured channel and transmitted over the
   secure network to the EST-server.  The EST-server of EST-coaps is
   placed between Join-Proxy (Circuit Proxy) and RA or is part of RA.

   EST-coaps can transport certificates and private keys.  Private keys
   can be transported as response to a request to a server-side key
   generation as described in section 4.4 of [RFC7030].  In the
   bootstrapping context, EST-coaps transport is limited to the EST
   certificate transport conformant to section 4.4 of [RFC7925].  For



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   BRSKI, outside the profiles of [RFC7925], EST-coaps transports
   vouchers, which are YANG files specified in [I-D.ietf-anima-voucher].

   The mandatory cipher suite for DTLS is
   TLS_ECDHE_ECDSA_WITH_AES_128_CCM_8 defined in [RFC7251] which is the
   mandatory-to-implement cipher suite in CoAP.  Additionally, the curve
   secp256r1 MUST be supported [RFC4492]; this curve is equivalent to
   the NIST P-256 curve.  The hash algorithm is SHA-256.  DTLS
   implementations MUST use the Supported Elliptic Curves and Supported
   Point Formats Extensions [RFC4492]; the uncompressed point format
   MUST be supported; [RFC6090] can be used as an implementation method.

   The EST-coaps client MUST be configured with an explicit TA database
   or at least an implicit TA database from its manufacturer.  The
   authentication of the EST-coaps server by the EST-coaps client is
   based on Certificate authentication in the DTLS handshake.

   The authentication of the EST-coaps client is based on client
   certificate in the DTLS handshake.  This can either be

   o  DTLS with a previously issued client certificate (e.g., an
      existing certificate issued by the EST CA); this could be a common
      case for simple re-enrollment of clients;

   o  DTLS with a previously installed certificate (e.g., manufacturer-
      installed certificate or a certificate issued by some other
      party);

4.  Protocol Design and Layering

   EST-coaps uses CoAP to transfer EST messages, aided by Block-Wise
   Transfer [RFC7959] to transport CoAP messages in blocks thus avoiding
   (excessive) 6LoWPAN fragmentation of UDP datagrams.  The use of
   "Block" for the transfer of larger EST messages is specified in
   Section 4.5.  The Figure 1 below shows the layered EST-coaps
   architecture.

   +------------------------------------------------+
   |    EST request/response messages               |
   +------------------------------------------------+
   |    CoAP for message transfer and signaling     |
   +------------------------------------------------+
   |    DTLS for transport security                 |
   +------------------------------------------------+
   |    UDP for transport                           |
   +------------------------------------------------+

                    Figure 1: EST-coaps protocol layers



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   The EST-coaps protocol design follows closely the EST design,
   excluding some aspects that are not relevant for automatic
   bootstrapping of constrained devices within a professional context.
   The parts supported by EST-coaps are identified by their message
   types:

   o  Simple enroll and reenroll, for CA to sign public client-identity
      key.

   o  CA certificate retrieval, needed to receive the complete set of CA
      certificates.

   o  CSR Attributes request messages, informs the pledge of the fields
      to include in generated CSR.

   o  Server-side key generation messages, to provide a private client-
      identity key when the client is too restricted or because of lack
      of an entropy source.  [Encrypting these keys is important.
      RFC7030 specifies how the private key can be encrypted with CMS
      using symmetric or asymmetric keys.]

4.1.  Discovery and URI

   EST-coaps is targeted to low-resource networks with small packets.
   Saving header space is important and the EST-coaps URI is shorter
   than the EST URI.

   The presence and location of (path to) the management data are
   discovered by sending a GET request to "/.well-known/core" including
   a resource type (RT) parameter with the value "ace.est" [RFC6690].
   Upon success, the return payload will contain the root resource of
   the EST resources.  It is up to the implementation to choose its root
   resource; throughout this document the example root resource /est is
   used.  The example below shows the discovery of the presence and
   location of management data.


     REQ: GET /.well-known/core?rt=ace.est

     RES: 2.05 Content
   </est>; rt="ace.est"


   The EST-coaps server URIs differ from the EST URI by replacing the
   scheme https by coaps and by specifying shorter resource path names:

   coaps://www.example.com/est/short-name




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   Figure 5 in section 3.2.2 of [RFC7030] enumerates the operations and
   corresponding paths which are supported by EST.  Table 1 provides the
   mapping from the EST and BRSKI URI path to the EST-coaps URI path.

            +------------------+------------------+-----------+
            | BRSKI            | EST              | EST-coaps |
            +------------------+------------------+-----------+
            |                  | /cacerts         | /crts     |
            |                  | /simpleenroll    | /sen      |
            |                  | /simplereenroll  | /sren     |
            |                  | /csrattrs        | /att      |
            |                  | /serverkeygen    | /skg      |
            | /requestvoucher  |                  | /rv       |
            | /voucher_status  |                  | /vs       |
            | /enrollstatus    |                  | /es       |
            +------------------+------------------+-----------+

                                  Table 1

   /requestvoucher and /enrollstatus are needed between pledge and
   Registrar.

   When discovering the root path for the EST resources, the server MAY
   return the full resource paths and the used content types.  This is
   useful when multiple content types are specified for EST-coaps
   server.  For example, the following more complete response is
   possible.

     REQ: GET /.well-known/core?rt=ace.est

     RES: 2.05 Content
   </est>; rt="ace.est"
   </est/crts>; rt="ace.est";ct=TBD1
   </est/sen>; rt="ace.est";ct=TBD1 TBD4
   </est/sren>; rt="ace.est";ct=TBD1 TBD4
   </est/att>; rt="ace.est";ct=TBD4
   </est/skg>; rt="ace.est";ct=TBD1 TBD4 TBD2
   </est/rv>; rt="ace.est";ct=TBD5 TBD6
   </est/vs>; rt="ace.est";ct=50
   </est/es>; rt="ace.est";ct=50


   ct=50 stands for the Content-Format "application/json"

   The return of the content-types allows the client to choose the most
   appropriate one from multiple content types.





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4.2.  Payload format

   The content-format (media type equivalent) of the CoAP message
   determines which EST message is transported in the CoAP payload.  The
   media types specified in the HTTP Content-Type header (see section
   3.2.2 of [RFC7030]) are in EST-coaps specified by the Content-Format
   Option (12) of CoAP.  The combination of URI path-suffix and content-
   format used for coap MUST map to an allowed combination of path-
   suffix and media type as defined for EST.  The required content-
   formats for these request and response messages are defined in
   Section 8.  The CoAP response codes are defined in Section 4.4.

   EST-coaps is designed for use between low-resource devices using CoAP
   and hence does not need to send base64-encoded data.  Simple binary
   is more efficient (30% less payload compared to base64) and well
   supported by CoAP.  Therefore, the content formats specification in
   Section 8 requires the use of binary for all EST-coaps Content-
   Formats.

4.3.  Message Bindings

   This section describes BRSKI to CoAP message mappings.

   All /crts, /sen, /sren, /att, /skg, /rv, /vs, and /es EST-coaps
   messages expect a response, so they are all CoAP CON messages.

   The Ver, TKL, Token, and Message ID values of the CoAP header are not
   influenced by EST.

   CoAP options are used to convey Uri-Host, Uri-Path, Uri-Port,
   Content-Format and more in CoAP.  The CoAP Options are used to
   communicate the HTTP fields specified in the BRSKI REST messages.

   BRSKI URLs are HTTPS based (https://), in CoAP these will be assumed
   to be transformed to coaps (coaps://)

   Appendix A includes some practical examples of EST messages
   translated to CoAP.

4.4.  CoAP response codes

   Section 5.9 of [RFC7252] specifies the mapping of HTTP response codes
   to CoAP response codes.  Every time the HTTP response code 200 is
   specified in [RFC7030] in response to a GET request, in EST-coaps the
   equivalent CoAP response code 2.05 MUST be used.  Response code HTTP
   202 in EST is mapped to CoAP 2.06 as specified in
   [I-D.hartke-core-pending].  All other HTTP 2xx response codes are not
   used by EST.  For the following HTTP 4xx error codes that may occur:



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   400, 401, 403, 404, 405, 406, 412, 413, 415; the equivalent CoAP
   response code for EST-coaps is 4.xx.  For the HTTP 5xx error codes:
   500, 501, 502, 503, 504 the equivalent CoAP response code is 5.xx.

4.5.  Message fragmentation

   DTLS defines fragmentation only for the handshake part and not for
   secure data exchange (DTLS records).  [RFC6347] states "Each DTLS
   record MUST fit within a single datagram".  To avoid using IP
   fragmentation, which is not supported by 6LoWPAN, invokers of the
   DTLS record layer MUST size DTLS records so that they fit within any
   Path MTU estimates obtained from the record layer.  In addition,
   invokers residing on a 6LoWPAN over IEEE 802.15.4 network SHOULD
   attempt to size CoAP messages such that each DTLS record will fit
   within one or two IEEE 802.15.4 frames.

   That is not always possible.  Even though ECC certificates are small
   in size, they can vary greatly based on signature algorithms, key
   sizes, and OID fields used.  For 256-bit curves, common ECDSA cert
   sizes are 500-1000 bytes which could fluctuate further based on the
   algorithms, OIDs, SANs and cert fields.  For 384-bit curves, ECDSA
   certs increase in size and can sometimes reach 1.5KB.  Additionally,
   there are times when the EST cacerts response from the server can
   include multiple certs that amount to large payloads.  CoAP
   [RFC7252]'s section 4.6 describes the possible payload sizes: "if
   nothing is known about the size of the headers, good upper bounds are
   1152 bytes for the message size and 1024 bytes for the payload size".
   Also "If IPv4 support on unusual networks is a consideration,
   implementations may want to limit themselves to more conservative
   IPv4 datagram sizes such as 576 bytes; per [RFC0791], the absolute
   minimum value of the IP MTU for IPv4 is as low as 68 bytes, which
   would leave only 40 bytes minus security overhead for a UDP payload".
   Thus, even with ECC certs, EST-coaps messages can still exceed sizes
   in MTU of 1280 for IPv6 or 60-80 bytes for 6LoWPAN [RFC4919] as
   explained in section 2 of [RFC7959].  EST-coaps needs to be able to
   fragment EST messages into multiple DTLS datagrams.  Fine-grained
   fragmentation of EST messages is essential.

   To perform fragmentation in CoAP, [RFC7959] specifies the "Block1"
   option for fragmentation of the request payload and the "Block2"
   option for fragmentation of the return payload of a CoAP flow.

   The BLOCK draft defines SZX in the Block1 and Block2 option fields.
   These are used to convey the size of the blocks in the requests or
   responses.

   The CoAP client MAY specify the Block1 size and MAY also specify the
   Block2 size.  The CoAP server MAY specify the Block2 size, but not



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   the Block1 size.  As explained in Section 1 of [RFC7959]), blockwise
   transfers SHOULD be used in Confirmable CoAP messages to avoid the
   exacerbation of lost blocks.

   The Size1 response MAY be parsed by the client as a size indication
   of the Block2 resource in the server response or by the server as a
   request for a size estimate by the client.  Similarly, Size2 option
   defined in BLOCK should be parsed by the server as an indication of
   the size of the resource carried in Block1 options and by the client
   as a maximum size expected in the 4.13 (Request Entity Too Large)
   response to a request.

   Examples of fragmented messages are shown in Appendix B.

5.  Transport Protocol

   EST-coaps depends on a secure transport mechanism over UDP that can
   secure (confidentiality, authenticity) the CoAP messages exchanged.

5.1.  DTLS

   DTLS is one such secure protocol.  Within BRSKI and EST when "TLS" is
   referred to, it is understood that in EST-coaps, security is provided
   using DTLS instead.  No other changes are necessary (all provisional
   modes etc. are the same as for TLS).

   CoAP was designed to avoid fragmentation.  DTLS is used to secure
   CoAP messages.  However, fragmentation is still possible at the DTLS
   layer during the DTLS handshake when using ECC ciphersuites.  If
   fragmentation is necessary, "DTLS provides a mechanism for
   fragmenting a handshake message over a number of records, each of
   which can be transmitted separately, thus avoiding IP fragmentation"
   [RFC6347].

   CoAP and DTLS can provide proof of identity for EST-coaps clients and
   server with simple PKI messages conformant to section 3.1 of
   [RFC5272].  EST-coaps supports the certificate types and Trust
   Anchors (TA) that are specified for EST in section 3 of [RFC7030].

   Channel-binding information for linking proof-of-identity with
   connection-based proof-of-possession is optional for EST-coaps.  When
   proof-of-possession is desired, a set of actions are required
   regarding the use of tls-unique, described in section 3.5 in
   [RFC7030].  The tls-unique information translates to the contents of
   the first "Finished" message in the TLS handshake between server and
   client [RFC5929].  The client is then supposed to add this "Finished"
   message as a ChallengePassword in the attributes section of the
   PKCS#10 Request Info to prove that the client is indeed in control of



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   the private key at the time of the TLS session when performing a
   /simpleenroll, for example.  In the case of EST-coaps, the same
   operations can be performed during the DTLS handshake.  In the event
   of handshake message fragmentation, the Hash of the handshake
   messages used in the MAC calculation of the Finished message

   PRF(master_secret, finished_label, Hash(handshake_messages))
      [0..verify_data_length-1];

   MUST be computed as if each handshake message had been sent as a
   single fragment [RFC6347].

   In a constrained CoAP environment, endpoints can't afford to
   establish a DTLS connection for every EST transaction.
   Authenticating and negotiating DTLS keys requires resources on low-
   end endpoints and consumes valuable bandwidth.  The DTLS connection
   SHOULD remain open for persistent EST connections.  For example, an
   EST cacerts request that is followed by a simpleenroll request can
   use the same authenticated DTLS connection.  Given that after a
   successful enrollment, it is more likely that a new EST transaction
   will take place after a significant amount of time, the DTLS
   connections SHOULD only be kept alive for EST messages that are
   relatively close to each other.

5.2.  6tisch approach

   The 6tisch bootstrapping is targeted to the "imprinting" of the
   "pledge" with layer 2 keys.  The content formats for the transport
   are being defined and may be expressed in a YANG module.

   Instead of using transport security, the 6tisch approach relies on
   application security provided by OSCOAP
   [I-D.ietf-core-object-security] and EDHOC
   [I-D.selander-ace-cose-ecdhe].  [I-D.selander-ace-eals] uses OSCOAP
   to securely enroll certificates by using Certificate Management over
   CMS (CMC) (EST is profile of CMC).

   It is suggested that the EST-coaps communication between pledge and
   registrar, specified in this document, can be freely exchanged with
   the same communication specified in
   [I-D.ietf-6tisch-dtsecurity-secure-join] and
   [I-D.ietf-6tisch-minimal-security].

   [EDNOTE: The evolution of this section depends on the directions
   taken by 6tisch and anima and the possible commonality that will be
   provided.]





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6.  Proxying

   In real-world deployments, entities like the EST server, CA or MASA
   will not always reside within the COAP boundary.  The MASA or a CA
   can exist outside the constrained network in a non-constrained
   network that supports TLS/HTTP.  In such environments EST-coaps is
   used by the pledge within the COAP boundary and TLS is used to
   transport the EST/BRSKI messages outside the CoAP boundary.  A proxy
   entity at the edge is required to operate between the COAP
   environment and the external HTTP network.  The ESTcoaps-to-HTTPS
   proxy SHOULD terminate EST-coaps downstream and initiate EST/BRSKI
   connections over TLS upstream.

   Two separate use-cases, shown in one figure below, are expected to be
   deployed in practice:

   o  A proxy between any EST-client and EST-server indepedent of BRSKI

   o  A proxy between Registrar and MASA

                                        Constrained Network
                                    .----------------------------.
                                    |.--------------------------.|
                                    ||                          ||
   .------.  HTTP   .-----------------.  COAPS  .-----------.   ||
   | MASA |<------->|ESTcoaps-to-HTTPS|<------->| Registrar |   ||
   |Server|over TLS |      Proxy      |         '-----------'   ||
   '------'         '-----------------'              /|\        ||
                                    ||         COAPS  |         ||
                                    ||           .----'-----.   ||
                                    ||           |Join proxy|   ||
                                    ||           '----------'   ||
                                    ||                /|\       ||
                                    ||          COAPS  |        ||
                                    ||             .---'----.   ||
                                    ||             | Pledge |   ||
                                    ||             '--------'   ||
   .------.  HTTP   .-----------------.  COAPS   .-----------.  ||
   | EST  |<------->|ESTcoaps-to-HTTPS|<-------->| EST Client|  ||
   |Server|over TLS |      Proxy      |          '-----------'  ||
   '------'         '-----------------'                         ||
                                    ||                          ||
                                    |'--------------------------'|
                                    '----------------------------'

               ESTcoaps-to-HTTPS proxy at the COAP boundary.





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   Table 1 contains the mapping between the EST-coaps and EST/BRSKI URIs
   the proxy SHOULD adhere to.  Section 7 of [RFC8075] and Section 4.4
   define the mapping between EST-coaps and HTTP response codes, that
   determines how a proxy translates COAP response codes from/to HTTP
   status codes.  The mapping from Content-Type to media type is defined
   in Section 8.  The conversion from binary to BSD64 needs to be done
   in the proxy.  Conversion is possible because a TLS link exists
   between EST-coaps-to-HTTP proxy and HTTP MASA or EST server and a
   corresponding DTLS linked exists between EST-coaps-to-HTTP proxy and
   EST client or Registrar.

   Due to fragmentation of large messages into blocks, an EST-coaps-to-
   HTTP proxy SHOULD reassemble the BLOCKs before translating the binary
   content to BSD64, and consecutively relay the message upstream into
   the HTTP environment.

   For the discovery of the EST server by the EST client in the coap
   environment, the EST-coaps-to-HTTP proxy MUST announce itself
   according to the rules of Section 4.1.  The available functions of
   the proxies MUST be announced with as many resource paths.  The
   discovery of MASA and EST server in the http environment follow the
   rules specified in [I-D.ietf-anima-bootstrapping-keyinfra].

   [ EDNOTE: PoP will be addressed here. ]

   A proxy SHOULD authenticate the client downstream and it should be
   authenticated by the EST or BRSKI server or CA upstream.  A trust
   relationship needs to be pre-established between the proxy and the
   TCP entities (EST, BRSKI servers) to be able to proxy these
   connections on behalf of various clients.

   [EDNOTE: To add more details about trust relations in this section. ]

7.  Parameters

   [EDNOTE: This section to be populated.  It will address transmission
   parameters for BRSKI described in sections 4.7 and 4.8 of the CoAP
   draft.  BRSKI does not impose any unique parameters that affect the
   CoAP parameters in Table 2 and 3 in the CoAP draft but the ones in
   CoAP could be affecting BRSKI.  For example, the processing delay of
   CAs could be less then 2s, but in this case they should send a CoAP
   ACK every 2s while processing.]

8.  IANA Considerations







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8.1.  Content-Format registry

   Additions to the sub-registry "CoAP Content-Formats", within the
   "CoRE Parameters" registry are needed for the below media types.
   These can be registered either in the Expert Review range (0-255) or
   IETF Review range (256-9999).

   1.

       *  application/pkcs7-mime

       *  Type name: application

       *  Subtype name: pkcs7-mime

       *  smime-type: certs-only

       *  ID: TBD1

       *  Required parameters: None

       *  Optional parameters: None

       *  Encoding considerations: binary

       *  Security considerations: As defined in this specification

       *  Published specification: [RFC5751]

       *  Applications that use this media type: ANIMA Bootstrap (BRSKI)
          and EST

   2.

       *  application/pkcs8

       *  Type name: application

       *  Subtype name: pkcs8

       *  ID: TBD2

       *  Required parameters: None

       *  Optional parameters: None

       *  Encoding considerations: binary




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       *  Security considerations: As defined in this specification

       *  Published specification: [RFC5958]

       *  Applications that use this media type: ANIMA Bootstrap (BRSKI)
          and EST

   3.

       *  application/csrattrs

       *  Type name: application

       *  Subtype name: csrattrs

       *  ID: TBD3

       *  Required parameters: None

       *  Optional parameters: None

       *  Encoding considerations: binary

       *  Security considerations: As defined in this specification

       *  Published specification: [RFC7030]

       *  Applications that use this media type: ANIMA Bootstrap (BRSKI)
          and EST

   4.

       *  application/pkcs10

       *  Type name: application

       *  Subtype name: pkcs10

       *  ID: TBD4

       *  Required parameters: None

       *  Optional parameters: None

       *  Encoding considerations: binary

       *  Security considerations: As defined in this specification




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       *  Published specification: [RFC5967]

       *  Applications that use this media type: ANIMA bootstrap (BRSKI)
          and EST

       *

          +  application/voucherrequest

          +  Type name: application

          +  Subtype name: voucherrequest

          +  ID: TBD5

          +  Required parameters: None

          +  Optional parameters: None

          +  Encoding considerations: binary

          +  Security considerations: As defined in this specification

          +  Published specification: BRSKI??

          +  Applications that use this media type: ANIMA bootstrap
             (BRSKI)

       *

          +  application/voucher+cms

          +  Type name: application

          +  Subtype name: voucher+cms

          +  ID: TBD6

          +  Required parameters: None

          +  Optional parameters: None

          +  Encoding considerations: binary

          +  Security considerations: As defined in this specification

          +  Published specification: BRSKI??




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          +  Applications that use this media type: ANIMA bootstrap
             (BRSKI)

8.2.  Resource Type registry

   Additions to the sub-registry "CoAP Resource Type", within the "CoRE
   Parameters" registry are needed for a new resource type.

   o  rt="ace.est" needs registration with IANA.

9.  Security Considerations

9.1.  proxy considerations

   In the BRSKI bootstrap protocol, there is a direct TLS connection
   from pledge to EST-server.  With the EST-coaps specification a direct
   DTLS connection from pledge to EST-server is possible thus avoiding
   the placement of a https/coaps proxy between pledge and http EST-
   server.  Such a https/coaps proxy presents a security issue because
   the proxy needs to make a TLS connection with the EST-server and a
   DTLS connection with the pledge.

   In [I-D.ietf-anima-bootstrapping-keyinfra] the EST-server and
   Registrar are co-located on the same host, thus avoiding security
   connections between Registrar and EST-server.  It is RECOMMENDED that
   the links "Registrar/MASA" and "Registrar/CA" use a http TLS
   connection, identical to BRSKI protocol.  The consequence is that the
   Registrar host provides both a coaps and a https stack.

   The proxies proposed in Section 6 must be deployed with great care,
   and only when the recommended connections are impossible.

9.2.  EST server considerations

   The security considerations of section 6 of [RFC7030] are only
   partially valid for the purposes of this document.  As HTTP Basic
   Authentication is not supported, the considerations expressed for
   using passwords do not apply.

   Given that the client has only limited resources and may not be able
   to generate sufficiently random keys to encrypt its identity, it is
   possible that the client uses server generated private/public keys to
   encrypt its certificate.  The transport of these keys is inherently
   risky.  A full probability analysis MUST be done to establish whether
   server side key generation enhances or decreases the probability of
   identity stealing.





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   When a client uses the Implicit TA database for certificate
   validation, the client cannot verify that the implicit data base can
   act as an RA.  It is RECOMMENDED that such clients include "Linking
   Identity and POP Information" Section 5.1 in requests (to prevent
   such requests from being forwarded to a real EST server by a man in
   the middle).  It is RECOMMENDED that the Implicit Trust Anchor
   database used for EST server authentication be carefully managed to
   reduce the chance of a third-party CA with poor certification
   practices from being trusted.  Disabling the Implicit Trust Anchor
   database after successfully receiving the Distribution of CA
   certificates response (Section 4.1.3 of [RFC7030]) limits any
   vulnerability to the first DTLS exchange.

   In accordance with [RFC7030], TLS cipher suites that include
   "_EXPORT_" and "_DES_" in their names MUST NOT be used.  More
   information about recommendations of TLS and DTLS are included in
   [RFC7525].

   As described in CMC, Section 6.7 of [RFC5272], "For keys that can be
   used as signature keys, signing the certification request with the
   private key serves as a POP on that key pair".  The inclusion of tls-
   unique in the certification request links the proof-of-possession to
   the TLS proof-of-identity.  This implies but does not prove that the
   authenticated client currently has access to the private key.

   Regarding the CSR attributes that the CA may list for inclusion in an
   enrollment request, an adversary could exclude attributes that a
   server may want, include attributes that a server may not want, and
   render meaningless other attributes that a server may want.  The CA
   is expected to be able to enforce policies to recover from improper
   CSR requests.

   Interpreters of ASN.1 structures should be aware of the use of
   invalid ASN.1 length fields and should take appropriate measures to
   guard against buffer overflows, stack overruns in particular, and
   malicious content in general.

10.  Acknowledgements

   The authors are very grateful to Klaus Hartke for his detailed
   explanations on the use of Block with DTLS.  The authors would like
   to thank Esko Dijk and Michael Verschoor for the valuable discussions
   that helped in shaping the solution.  They would also like to thank
   Peter Panburana from Cisco for his feedback on technical details of
   the solution.  Constructive comments were received from Eliot Lear
   and Julien Vermillard.





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11.  Change Log

   -02:

      binary instead of CBOR binary in mime types.

      supported content types are discoverable.

      DTLS POP text improved.

      First version of Security considerations section written.

      First version of Proxying section written.

      Various text improvements.

   -01:

      Merging of draft-vanderstok-ace-coap-est-00 and draft-pritikin-
      coap-bootstrap-01

      URI and discovery are modified

      More text about 6tisch bootstrap including EDHOC and OSCOAP

      mapping to DICE IoT profiles

      adapted to BRSKI progress

12.  References

12.1.  Normative References

   [I-D.hartke-core-pending]
              Stok, P. and K. Hartke, "The 'Pending' Response Code for
              the Constrained Application Protocol (CoAP)", draft-
              hartke-core-pending-00 (work in progress), February 2017.

   [I-D.ietf-anima-bootstrapping-keyinfra]
              Pritikin, M., Richardson, M., Behringer, M., Bjarnason,
              S., and K. Watsen, "Bootstrapping Remote Secure Key
              Infrastructures (BRSKI)", draft-ietf-anima-bootstrapping-
              keyinfra-06 (work in progress), May 2017.

   [I-D.selander-ace-eals]
              Selander, G., Raza, S., Vucinic, M., Furuhed, M., and M.
              Richardson, "Enrollment with Application Layer Security",
              draft-selander-ace-eals-00 (work in progress), March 2017.



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   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <http://www.rfc-editor.org/info/rfc2119>.

   [RFC5272]  Schaad, J. and M. Myers, "Certificate Management over CMS
              (CMC)", RFC 5272, DOI 10.17487/RFC5272, June 2008,
              <http://www.rfc-editor.org/info/rfc5272>.

   [RFC5751]  Ramsdell, B. and S. Turner, "Secure/Multipurpose Internet
              Mail Extensions (S/MIME) Version 3.2 Message
              Specification", RFC 5751, DOI 10.17487/RFC5751, January
              2010, <http://www.rfc-editor.org/info/rfc5751>.

   [RFC5967]  Turner, S., "The application/pkcs10 Media Type", RFC 5967,
              DOI 10.17487/RFC5967, August 2010,
              <http://www.rfc-editor.org/info/rfc5967>.

   [RFC6347]  Rescorla, E. and N. Modadugu, "Datagram Transport Layer
              Security Version 1.2", RFC 6347, DOI 10.17487/RFC6347,
              January 2012, <http://www.rfc-editor.org/info/rfc6347>.

   [RFC6690]  Shelby, Z., "Constrained RESTful Environments (CoRE) Link
              Format", RFC 6690, DOI 10.17487/RFC6690, August 2012,
              <http://www.rfc-editor.org/info/rfc6690>.

   [RFC7030]  Pritikin, M., Ed., Yee, P., Ed., and D. Harkins, Ed.,
              "Enrollment over Secure Transport", RFC 7030,
              DOI 10.17487/RFC7030, October 2013,
              <http://www.rfc-editor.org/info/rfc7030>.

   [RFC7252]  Shelby, Z., Hartke, K., and C. Bormann, "The Constrained
              Application Protocol (CoAP)", RFC 7252,
              DOI 10.17487/RFC7252, June 2014,
              <http://www.rfc-editor.org/info/rfc7252>.

   [RFC7959]  Bormann, C. and Z. Shelby, Ed., "Block-Wise Transfers in
              the Constrained Application Protocol (CoAP)", RFC 7959,
              DOI 10.17487/RFC7959, August 2016,
              <http://www.rfc-editor.org/info/rfc7959>.

   [RFC8075]  Castellani, A., Loreto, S., Rahman, A., Fossati, T., and
              E. Dijk, "Guidelines for Mapping Implementations: HTTP to
              the Constrained Application Protocol (CoAP)", RFC 8075,
              DOI 10.17487/RFC8075, February 2017,
              <http://www.rfc-editor.org/info/rfc8075>.





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12.2.  Informative References

   [I-D.ietf-6tisch-dtsecurity-secure-join]
              Richardson, M., "6tisch Secure Join protocol", draft-ietf-
              6tisch-dtsecurity-secure-join-01 (work in progress),
              February 2017.

   [I-D.ietf-6tisch-minimal-security]
              Vucinic, M., Simon, J., Pister, K., and M. Richardson,
              "Minimal Security Framework for 6TiSCH", draft-ietf-
              6tisch-minimal-security-02 (work in progress), March 2017.

   [I-D.ietf-anima-voucher]
              Watsen, K., Richardson, M., Pritikin, M., and T. Eckert,
              "Voucher Profile for Bootstrapping Protocols", draft-ietf-
              anima-voucher-03 (work in progress), June 2017.

   [I-D.ietf-core-object-security]
              Selander, G., Mattsson, J., Palombini, F., and L. Seitz,
              "Object Security of CoAP (OSCOAP)", draft-ietf-core-
              object-security-03 (work in progress), May 2017.

   [I-D.selander-ace-cose-ecdhe]
              Selander, G., Mattsson, J., and F. Palombini, "Ephemeral
              Diffie-Hellman Over COSE (EDHOC)", draft-selander-ace-
              cose-ecdhe-06 (work in progress), April 2017.

   [ieee802.15.4]
              Institute of Electrical and Electronics Engineers, "IEEE
              Standard 802.15.4-2006", 2006.

   [RFC4492]  Blake-Wilson, S., Bolyard, N., Gupta, V., Hawk, C., and B.
              Moeller, "Elliptic Curve Cryptography (ECC) Cipher Suites
              for Transport Layer Security (TLS)", RFC 4492,
              DOI 10.17487/RFC4492, May 2006,
              <http://www.rfc-editor.org/info/rfc4492>.

   [RFC4919]  Kushalnagar, N., Montenegro, G., and C. Schumacher, "IPv6
              over Low-Power Wireless Personal Area Networks (6LoWPANs):
              Overview, Assumptions, Problem Statement, and Goals",
              RFC 4919, DOI 10.17487/RFC4919, August 2007,
              <http://www.rfc-editor.org/info/rfc4919>.

   [RFC4944]  Montenegro, G., Kushalnagar, N., Hui, J., and D. Culler,
              "Transmission of IPv6 Packets over IEEE 802.15.4
              Networks", RFC 4944, DOI 10.17487/RFC4944, September 2007,
              <http://www.rfc-editor.org/info/rfc4944>.




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   [RFC5246]  Dierks, T. and E. Rescorla, "The Transport Layer Security
              (TLS) Protocol Version 1.2", RFC 5246,
              DOI 10.17487/RFC5246, August 2008,
              <http://www.rfc-editor.org/info/rfc5246>.

   [RFC5929]  Altman, J., Williams, N., and L. Zhu, "Channel Bindings
              for TLS", RFC 5929, DOI 10.17487/RFC5929, July 2010,
              <http://www.rfc-editor.org/info/rfc5929>.

   [RFC5958]  Turner, S., "Asymmetric Key Packages", RFC 5958,
              DOI 10.17487/RFC5958, August 2010,
              <http://www.rfc-editor.org/info/rfc5958>.

   [RFC6090]  McGrew, D., Igoe, K., and M. Salter, "Fundamental Elliptic
              Curve Cryptography Algorithms", RFC 6090,
              DOI 10.17487/RFC6090, February 2011,
              <http://www.rfc-editor.org/info/rfc6090>.

   [RFC7230]  Fielding, R., Ed. and J. Reschke, Ed., "Hypertext Transfer
              Protocol (HTTP/1.1): Message Syntax and Routing",
              RFC 7230, DOI 10.17487/RFC7230, June 2014,
              <http://www.rfc-editor.org/info/rfc7230>.

   [RFC7251]  McGrew, D., Bailey, D., Campagna, M., and R. Dugal, "AES-
              CCM Elliptic Curve Cryptography (ECC) Cipher Suites for
              TLS", RFC 7251, DOI 10.17487/RFC7251, June 2014,
              <http://www.rfc-editor.org/info/rfc7251>.

   [RFC7525]  Sheffer, Y., Holz, R., and P. Saint-Andre,
              "Recommendations for Secure Use of Transport Layer
              Security (TLS) and Datagram Transport Layer Security
              (DTLS)", BCP 195, RFC 7525, DOI 10.17487/RFC7525, May
              2015, <http://www.rfc-editor.org/info/rfc7525>.

   [RFC7641]  Hartke, K., "Observing Resources in the Constrained
              Application Protocol (CoAP)", RFC 7641,
              DOI 10.17487/RFC7641, September 2015,
              <http://www.rfc-editor.org/info/rfc7641>.

   [RFC7925]  Tschofenig, H., Ed. and T. Fossati, "Transport Layer
              Security (TLS) / Datagram Transport Layer Security (DTLS)
              Profiles for the Internet of Things", RFC 7925,
              DOI 10.17487/RFC7925, July 2016,
              <http://www.rfc-editor.org/info/rfc7925>.







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Appendix A.  EST messages to EST-coaps

   This section takes all examples from Appendix A of [RFC7030], changes
   the payload from Base64 to binary and replaces the http headers by
   their CoAP equivalents.

A.1.  cacerts

   In EST-coaps, a coaps cacerts message can be:

   GET coaps://[192.0.2.1:8085]/est/crts

   The corresponding CoAP header fields are shown below.  The use of
   block and DTLS are worked out in Appendix B.

     Ver = 1
     T = 0 (CON)
     Code = 0x01 (0.01 is GET)
     Options
      Option1 (Uri-Host)
        Option Delta = 0x3  (option nr = 3)
        Option Length = 0x9
        Option Value = 192.0.2.1
      Option2 (Uri-Port)
        Option Delta = 0x4  (option nr = 4+3=7)
        Option Length = 0x4
        Option Value = 8085
      Option3 (Uri-Path)
        Option Delta = 0x4   (option nr = 7+4= 11)
        Option Length = 0x9
        Option Value = /est/crts
     Payload = [Empty]

   A 2.05 Content response with a cert in EST-coaps will then be:

   2.05 Content (Content-Format: application/pkcs7-mime)
      {payload}

   with CoAP fields

     Ver = 1
     T = 2 (ACK)
     Code = 0x45 (2.05 Content)
     Options
       Option1 (Content-Format)
         Option Delta = 0xC  (option nr = 12)
         Option Length = 0x2
         Option Value = TBD1 (defined in this document)



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     Payload =

   30233906092a6206734107028c2a3023260201013100300b06092a6206734107018
   c0c3020bb302063c20102020900a61e75193b7acc0d06092a620673410105050030
   1b31193017060355040313106573744578616d706c654341204f774f301e170d313
   3303530393033353333315a170d3134303530393033353333315a301b3119301706
   0355040313106573744578616d706c654341204f774f302062300d06092a6206734
   10101050003204f0030204a022041003a923a2968bae4aae136ca4e2512c5200680
   358482ac39d6f640e4574e654ea35f48b1e054c5da3372872f7a1e429f4edf39584
   32efb2106591d3eb783c1034709f251fc86566bda2d541c792389eac4ec9e181f4b
   9f596e5ef2679cc321542b11337f90a44df3c85f1516561fa968a1914f265bc0b82
   76ebe3106a790d97d34c8c37c74fe1c30b396424664ac426284a9f6022e02693843
   6880adfcd95c98ca1dfc2e6d75319b85d0458de28a9d13fb16d620fff7541f6a25d
   7daf004355020301000130b040300f0603551d130101f10530030101fc1d0603551
   d0e04160414084d321ca0135e77217a486b686b334b00e0603551d0f0101f104030
   20106300d06092a62067341010505000320410023703b965746a0c2c978666d787a
   94f89b495a11f0d369b28936ec2475c0f0855c8e83f823f2b871a1d92282f323c45
   904ba008579216cf5223b8b1bc425a0677262047f7700240631c17f3035d1c3780b
   2385241cba1f4a6e98e6be6820306b3a786de5a557795d1893822347b5f825d34a7
   ad2876f8feba4d525b31066f6505796f71530003431a3e6bbfe788b4565029a7e20
   a51107677552586152d051e8eebf383e92288983421d5c5652a4870c3af74b9bdbe
   d6b462e2263d30f6d3020c330206bc20102020101300d06092a6206734101050500
   301b31193017060355040313106573744578616d706c654341204f774f301e170d3
   133303530393033353333325a170d3134303530393033353333325a301b31193017
   060355040313106573744578616d706c654341204e774f302062300d06092a62067
   3410101050003204f0030204a02204100ef6b677a3247c1fc03d2b9baf113e5e7e1
   1f49e0421120e6b8384160f2bf02630ef544d5fd0d5623b35713c79a7229283a790
   8751a634aa420a3e2a4b1f10519d046f02f5a5dd6d760c2a842356e067b7bd94338
   d1faa3b3ddd4813060a207b0a097067007e45b052b60fdbae4656e11562c4f5abb7
   b0cf87a79d221f1127313c53371ce1245d63db45a1203a23340ba08042c768d03b8
   076a028d3a51d87d2ef107bbd6f2305ce5e67668724002fb726df9c14476c37de0f
   55033f192a5ad21f9a2a71c20301000134b050300e0603551d0f0101f104030204c
   1d0603551d0e04160414112966e304761732fbfe6a2c823c301f0603551d2304183
   0165084d321ca0135e77217a486b686b334b00d06092a6206734101050500032041
   00b382ba3355a50e287bae15758b3beff63d34d3e357b90031495d018868e49589b
   9faf46a4ad49b1d35b06ef380106677440934663c2cc111c183655f4dc41c0b3401
   123d35387389db91f1e1b4131b16c291d35730b3f9b33c7475124851555fe5fc647
   e8fd029605367c7e01281bf6617110021b0d10847dce0e9f0ca6c764b6334784055
   172c3983d1e3a3a82301a54fcc9b0670c543a1c747164619101ff23b240b2a26394
   c1f7d38d0e2f4747928ece5c34627a075a8b3122011e9d9158055c28f020c330206
   bc20102020102300d06092a6206734101050500301b311930170603550403131065
   73744578616d706c654341204e774e301e170d3133303530393033353333325a170
   d3134303530393033353333325a301b31193017060355040313106573744578616d
   706c654341204f774e302062300d06092a620673410101050003204f0030204a022
   041003a923a2968bae4aae136ca4e2512c5200680358482ac39d6f640e4574e654e
   a35f48b1e054c5da3372872f7a1e429f4edf3958432efb2106591d3eb783c103470
   9f251fc86566bda2d541c792389eac4ec9e181f4b9f596e5ef2679cc321542b1133
   7f90a44df3c85f1516561fa968a1914f265bc0b8276ebe3106a790d97d34c8c37c7



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   4fe1c30b396424664ac426284a9f6022e026938436880adfcd95c98ca1dfc2e6d75
   319b85d0458de28a9d13fb16d620fff7541f6a25d7daf004355020301000134b050
   300e0603551d0f0101f104030204c1d0603551d0e04160414084d321ca0135e7721
   7a486b686b334b01f0603551d230418301653112966e304761732fbfe6a2c823c30
   0d06092a6206734101050500032041002e106933a443070acf5594a3a584d08af7e
   06c295059370a06639eff9bd418d13bc25a298223164a6cf1856b11a81617282e4a
   410d82ef086839c6e235690322763065455351e4c596acc7c016b225dec094706c2
   a10608f403b10821984c7c152343b18a768c2ad30238dc45dd653ee6092b0d5cd4c
   2f7d236043269357f76d13f95fb5f00d0e19263c6833948e1ba612ce8197af650e2
   5d882c12f4b6b9b67252c608ef064aca3f9bc867d71172349d510bb7651cd438837
   73d927deb41c4673020bb302063c201020209009b9dda3324700d06092a62067341
   01050500301b31193017060355040313106573744578616d706c654341204e774e3
   01e170d3133303530393033353333325a170d3134303530393033353333325a301b
   31193017060355040313106573744578616d706c654341204e774e302062300d060
   92a620673410101050003204f0030204a02204100ef6b677a3247c1fc03d2b9baf1
   13e5e7e11f49e0421120e6b8384160f2bf02630ef544d5fd0d5623b35713c79a722
   9283a7908751a634aa420a3e2a4b1f10519d046f02f5a5dd6d760c2a842356e067b
   7bd94338d1faa3b3ddd4813060a207b0a097067007e45b052b60fdbae4656e11562
   c4f5abb7b0cf87a79d221f1127313c53371ce1245d63db45a1203a23340ba08042c
   768d03b8076a028d3a51d87d2ef107bbd6f2305ce5e67668724002fb726df9c1447
   6c37de0f55033f192a5ad21f9a2a71c20301000130b040300f0603551d130101f10
   530030101fc1d0603551d0e04160414112966e304761732fbfe6a2c823c300e0603
   551d0f0101f10403020106300d06092a620673410105050003204100423f06d4b76
   0f4b42744a279035571696f272a0060f1325a40898509601ad14004f652db6312a1
   475c4d7cd50f4b269035585d7856c5337765a66b38462d5bdaa7778aab24bbe2815
   e37722cd10e7166c50e75ab75a1271324460211991e7445a2960f47351a1a629253
   34119794b90e320bc730d6c1bee496e7ac125ce9a1eca595a3a4c54a865e6b623c9
   247bfd0a7c19b56077392555c955e233642bec643ae37c166c5e221d797aea3748f
   0391c8d692a5cf9bb71f6d0e37984d6fa673a30d0c006343116f58403100

A.2.  csrattrs

   In the following valid /csrattrs exchange, the EST-coaps client
   authenticates itself with a certificate issued by the connected CA.

   The initial DTLS handhake is identical to the enrollment example.
   The CoAP GET request looks like:

   GET coaps://[192.0.2.1:8085]/est/att

   with CoAP header fields










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     Ver = 1
     T = 0 (CON)
     Code = 0x01 (0.01 is GET)
     Options
      Option1 (Uri-Host)
        Option Delta = 0x3  (option nr = 3)
        Option Length = 0x9
        Option Value = 192.0.2.1
      Option2 (Uri-Port)
        Option Delta = 0x4  (option nr = 4+3=7)
        Option Length = 0x4
        Option Value = 8085
      Option3 (Uri-Path)
        Option Delta = 0x4   (option nr = 7+4= 11)
        Option Length = 0x8
        Option Value = /est/att
     Payload = [Empty]

   A 2.05 Content response contains attributes which are relevant for
   the authenticated client.  In this example, the EST-coaps server two
   attributes that the client can ignore when they are unknown to him.:

   2.05 Content (Content-Format: application/crsattrs)
      {payload}

   with CoAP fields

     Ver = 1
     T = 2 (ACK)
     Code = 0x45 (2.05 Content)
     Options
       Option1 (Content-Format)
         Option Delta = 0xC  (option nr = 12)
         Option Length = 0x2
         Option Value = TBD3 (defined in this document)

     Payload =
   307c06072b060101010116302206038dc1311b131950617273652053455420617
   320322e3939392e31206461746106092a620673410907302c06038dc231250603
   8dc306038dc4131950617273652053455420617320322e3939392e32206461746
   106092b240303020801010b06096062016503040202

A.3.  enroll / reenroll

   [EDNOTE: We might need a new Option for the Retry-After response
   message.  We might need a new Option for the WWW-Authenticate
   response.]




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   During the Enroll/Reenroll exchange, the EST-coaps client uses a CSR
   (PKCS#10) request in the POST request payload.

   POST coaps://[192.0.2.1:8085]/est/sen
   (Content-Format: application/pkcs10)

   with CoAP header fields












































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     Ver = 1
     T = 0 (CON)
     Code = 0x02 (0.02 is POST)
     Options
      Option1 (Uri-Host)
        Option Delta = 0x3  (option nr = 3)
        Option Length = 0x9
        Option Value = 192.0.2.1
      Option2 (Uri-Port)
        Option Delta = 0x4  (option nr = 4+3=7)
        Option Length = 0x4
        Option Value = 8085
      Option3 (Uri-Path)
        Option Delta = 0x4   (option nr = 7+4= 11)
        Option Length = 0x8
        Option Value = /est/sen
      Option4 (Content-Format)
         Option Delta = 0x1  (option nr = 11+1 = 12)
         Option Length = 0x2
         Option Value = TBD5 (defined in this document)

     Payload =
   [EDNOTE: If POP is used, make sure tls-unique in the CSR is a
    valid HMAC output. ]
   30208530206d020100301f311d301b0603550403131464656d6f7374657034203
   1333638313431333532302062300d06092a620673410101050003204f0030204a
   022041005d9f4dffd3c5949f646a9584367778560950b355c35b8e34726dd3764
   54231734795b4c09b9c6d75d408311307a81f7adef7f5d241f7d5be85620c5d44
   38bbb4242cf215c167f2ccf36c364ea2618a62f0536576369d6304e6a96877224
   7d86824f079faac7a6f694cfda5b84c42087dc062d462190c525813f210a036a7
   37b4f30d8891f4b75559fb72752453146332d51c937557716ccec624f5125c3a4
   447ad3115020048113fef54ad554ee88af09a2583aac9024075113db4990b1786
   b871691e0f02030100018701f06092a620673410907311213102b72724369722f
   372b45597535305434300d06092a620673410105050003204100441b40177a3a6
   5501487735a8ad5d3827a4eaa867013920e2afcda87aa81733c7c0353be47e1bf
   a7cda5176e7ccc6be22ae03498588d5f2de3b143f2b1a6175ec544e8e7625af6b
   836fd4416894c2e55ea99c6606f69075d6d53475d410729aa6d806afbb9986caf
   7b844b5b3e4545f19071865ada007060cad6db26a592d4a7bda7d586b68110962
   17071103407553155cddc75481e272b5ed553a8593fb7e25100a6f7605085dab4
   fc7e0731f0e7fe305703791362d5157e92e6b5c2e3edbcadb40


   After verification of the certificate by the server, a 2.05 Content
   response with the issued certificate will be:

   2.05 Content (Content-Format: application/pkcs7-mime)
      {payload}




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   with CoAP fields

     Ver = 1
     T = 2 (ACK)
     Code = 0x45 (2.05 Content)
     Options
       Option1 (Content-Format)
         Option Delta = 0xC  (option nr = 12)
         Option Length = 0x2
         Option Value = TBD1 (defined in this document)

     Payload =
   3020f806092a62067341070283293020e50201013100300b06092a62067341070
   1830b3020c730206fc20102020115300d06092a6206734101050500301b311930
   17060355040313106573744578616d706c654341204e774e301e170d313330353
   0393233313535335a170d3134303530393233313535335a301f311d301b060355
   0403131464656d6f73746570342031333638313431333532302062300d06092a6
   20673410101050003204f0030204a022041005d9f4dffd3c5949f646a95843677
   78560950b355c35b8e34726dd376454231734795b4c09b9c6d75d408311307a81
   f7adef7f5d241f7d5be85620c5d4438bbb4242cf215c167f2ccf36c364ea2618a
   62f0536576369d6304e6a968772247d86824f079faac7a6f694cfda5b84c42087
   dc062d462190c525813f210a036a737b4f30d8891f4b75559fb72752453146332
   d51c937557716ccec624f5125c3a4447ad3115020048113fef54ad554ee88af09
   a2583aac9024075113db4990b1786b871691e0f020301000134b050300e060355
   1d0f0101f104030204c1d0603551d0e04160414e81d0788aa2710304c5ecd4d1e
   065701f0603551d230418301653112966e304761732fbfe6a2c823c300d06092a
   6206734101050500032041002910d86f2ffeeb914c046816871de601567d291b4
   3fabee0f0e8ff81cea27302a7133e20e9d04029866a8963c7d14e26fbe8a0ab1b
   77fbb1214bbcdc906fbc381137ec1de685f79406c3e416b8d82f97174bc691637
   5a4e1c4bf744c7572b4b2c6bade9fb35da786392ee0d95e3970542565f3886ad6
   7746d1b12484bb02616e63302dc371dc6006e431fb7c457598dd204b367b0b3d3
   258760a303f1102db26327f929b7c5a60173e1799491b69150248756026b80553
   171e4733ad3d13c0103100

A.4.  serverkeygen

   During this valid /serverkeygen exchange, the EST-coaps client
   authenticates itself using the certificate provided by the connected
   CA.

   The initial DTLS handhake is identical to the enrollment example.
   The CoAP GET request looks like:

   POST coaps://[192.0.2.1:8085]/est/skg

   with CoAP header fields





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     Ver = 1
     T = 0 (CON)
     Code = 0x02 (0.02 is POST)
     Options
      Option1 (Uri-Host)
        Option Delta = 0x3  (option nr = 3)
        Option Length = 0x9
        Option Value = 192.0.2.1
      Option2 (Uri-Port)
        Option Delta = 0x4  (option nr = 4+3=7)
        Option Length = 0x4
        Option Value = 8085
      Option3 (Uri-Path)
        Option Delta = 0x4   (option nr = 7+4= 11)
        Option Length = 0x8
        Option Value = /est/skg
      Option4 (Content-Format)
   [EDNOTE: the client incudes a CSR with a public key  that the
    server should ignore, so we need a content-format here. ]
         Option Delta = 0x1  (option nr = 12)
         Option Length = 0x2
         Option Value = TBD5 (defined in this document)
     Payload =
   [EDNote: If POP is used, make sure tls-unique in the CSR
    is a valid HMAC output. ]
   302081302069020100305b313e303c060355040313357365727665724b6579476
   56e2072657120627920636c69656e7420696e2064656d6f207374657020313220
   3133363831343139353531193017060355040513105049443a576964676574205
   34e3a3130302062300d06092a620673410101050003204f0030204a02204100f4
   dfa6c03f7f2766b23776c333d2c0f9d1a7a6ee36d01499bbe6f075d1e38a57e98
   ecc197f51b75228454b7f19652332de5e52e4a974c6ae34e1df80b33f15f47d3b
   cbf76116bb0e4d3e04a9651218a476a13fc186c2a255e4065ff7c271cff104e47
   31fad53c22b21a1e5138bf9ad0187314ac39445949a48805392390e78c7659621
   6d3e61327a534f5ea7721d2b1343c7362b37da502717cfc2475653c7a3860c5f4
   0612a5db6d33794d755264b6327e3a3263b149628585b85e57e42f6b3277591b0
   2030100018701f06092a6206734109073112131064467341586d4a6e6a6f6b427
   4447672300d06092a620673410105050003204100472d11007e5a2b2c2023d47a
   6d71d046c307701d8ebc9e47272713378390b4ee321462a3dbe54579f5a514f6f
   4050af497f428189b63655d03a194ef729f101743e5d03fbc6ae1e84486d1300a
   f9288724381909188c851fa9a5059802eb64449f2a3c9e441353d136768da27ff
   4f277651d676a6a7e51931b08f56135a2230891fd184960e1313e7a1a9139ed19
   28196867079a456cd2266cb754a45151b7b1b939e381be333fea61580fe5d25bf
   4823dbd2d6a98445b46305c10637e202856611

   Without the DecryptKeyIdentifier atttribute, the response has no
   additional encryption beyond the DTLS one.  The EST-coaps server
   response is:




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   2.05 Content (Content-Format: application/pkcs8)
      {payload}

   The response contains first a preamble that can be ignored.  The EST-
   coaps server can use the preamble to include additional explanations,
   like ownership or support information

     Ver = 1
     T = 2 (ACK)
     Code = 0x45 (2.05 Content)
     Options
       Option1 (Content-Format)
         Option Delta = 0xC  (option nr = 12)
         Option Length = 0x2
         Option Value = TBD2 (defined in this document)

     Payload =
   30213e020100300d06092a6206734101010500042128302124020100022041003
   c0bc2748f2003e3e8ea15f746f2a71e83f585412b92cf6f8e64de02e056153274
   dd01c95dd9cff3112aa141774ab655c3d56359c3b3df055294692ed848e7e30a1
   1bf14e47e0693d93017022b4cdb3e6d40325356152b213c8b535851e681a7074c
   0c6d2b60e7c32fc0336b28e743eba4e5921074d47195d3c05e43c527526e692d5
   45e562578d2d4b5f2191bff89d3eef0222764a2674637a1f99257216647df6704
   efec5adbf54dab24231844eb595875795000e673dd6862310a146ad7e31083010
   001022041004e6b3f78b7791d6377f33117c17844531c81111fb8000282816264
   915565bc7c3f3f643b537a2c69140a31c22550fa97e5132c61b74166b68626704
   260620333050f510096b6570f5880e7e1c15dc0ca6ce2b5f187e2325da14ab705
   ad004717f3b2f779127b5c535e0cee6a343b502722f2397a26126e0af606b5aa7
   f96313511c0b7eb26354f91b82269de62757e3def807a6afdf83ddcbb0614bb7c
   542e6975d6456554e7bd9988fbd1930cd44d0e01ee9182ca54539418653150254
   1ad1a2a11e5021040bfce554b642c29131e7d65455e83c5406d76771912f758f5
   ee3ee36af386f38ffa313c0f661880c5a2b0970485d36f528e7f77a2e55b4ad76
   1242d1c2f75939c8061217d31491d305d3e07d6161c43e26f7de4477b1811de92
   33dc75b426302104015bf48ac376f52887813461fc54635517bcb67293837053e
   8ce1a33da7a35565a75a370dc14555b5316cb55742380350774d769d151ff0456
   0214389a232a2258326163167504cfce44cd316f63bb8a52da53a4cb74fd87194
   c0844881f791f23b0813ea0921325edd14459d41c8a1593f04316388e40b35fef
   7d2a195a5930fa54774427ac821eee2c62790d2c17bd192af794c611011506557
   83d4efe22185cbd83368786f2b1e68a5a27067e321066f0217b4b6d7971a3c21a
   241366b7907187583b511102103369047e5cce0b65012200df5ec697b5827575c
   db6821ff299d6a69574b31ddf0fbe9245ea2f74396c24b3a7565067e41366423b
   5bdd2b2a78194094dbe333f493d159b8e07722f2280d48388db7f1c9f0633bb0e
   173de2c3aa1f200af535411c7090210401421e2ea217e37312dcc606f453a6634
   f3df4dc31a9e910614406412e70eec9247f10672a500947a64356c015a845a7d1
   50e2e3911a2b3b61070a73247166da10bb45474cc97d1ec2bc392524307f35118
   f917438f607f18181684376e13a39e07
   --estServerExampleBoundary
   Ver = 1



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     T = 2 (ACK)
     Code = 0x45 (2.05 Content)
     Options
       Option1 (Content-Format)
         Option Delta = 0xC  (option nr = 12)
         Option Length = 0x2
         Option Value = TBD1 (defined in this document)
     Payload=
   3020c506092a62067341070283363020f20201013100300b06092a62067341070
   183183020d430207cc20102020116300d06092a6206734101050500301b311930
   17060355040313106573744578616d706c654341204e774e301e170d313330353
   0393233323535365a170d3134303530393233323535365a302c312a3028060355
   0403132173657276657273696465206b65792067656e657261746564207265737
   06f6e7365302062300d06092a620673410101050003204f0030204a022041003c
   0bc2748f2003e3e8ea15f746f2a71e83f585412b92cf6f8e64de02e056153274d
   d01c95dd9cff3112aa141774ab655c3d56359c3b3df055294692ed848e7e30a11
   bf14e47e0693d93017022b4cdb3e6d40325356152b213c8b535851e681a7074c0
   c6d2b60e7c32fc0336b28e743eba4e5921074d47195d3c05e43c527526e692d54
   5e562578d2d4b5f2191bff89d3eef0222764a2674637a1f99257216647df6704e
   fec5adbf54dab24231844eb595875795000e673dd6862310a146ad7e310830100
   0134b050300e0603551d0f0101f104030204c1d0603551d0e04160414764b1bd5
   e69935626e476b195a1a8c1f0603551d230418301653112966e304761732fbfe6
   a2c823c300d06092a620673410105050003204100474e5100a9cdaaa813b30f48
   40340fb17e7d6d6063064a5a7f2162301c464b5a8176623dfb1a4a484e618de1c
   3c3c5927cf590f4541233ff3c251e772a9a3f2c5fc6e5ef2fe155e5e385deb846
   b36eb4c3c7ef713f2d137ae8be4c022715fd033a818d55250f4e6077718180755
   a4fa677130da60818175ca4ab2af1d15563624c51e13dfdcf381881b72327e2f4
   9b7467e631a27b5b5c7d542bd2edaf78c0ac294f3972278996bdf673a334ff74c
   84aa7d65726310252f6a4f41281ec10ca2243864e3c5743103100

A.5.  enrollstatus

   [EDNOTE: Include CoAP message examples. ]

A.6.  voucher_status

   [EDNOTE: Include CoAP message examples. ]

A.7.  requestvoucher

   [EDNOTE: Include CoAP message examples. ]

Appendix B.  EST-coaps Block message examples

   This section provides a detailed example of the messages using DTLS
   and BLOCK option Block2.  The minimum PMTU is 1280 bytes, which is
   the example value assumed for the DTLS datagram size.  The example
   block length is taken as 64 which gives an SZX value of 2.



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   The following is an example of a valid /cacerts exchange over DTLS.
   The content length of the cacerts response in appendix A.1 of
   [RFC7030] is 4246 bytes using base64.  This leads to a length of 2509
   bytes in binary.  The CoAP message adds around 10 bytes, the DTLS
   record 29 bytes.  To avoid IP fragmentation, the CoAP block option is
   used and an MTU of 127 is assumed to stay within one IEEE 802.15.4
   packet.  To stay below the MTU of 127, the payload is split in 39
   packets with a payload of 64 bytes each, followed by a packet of 13
   bytes.  The client sends an IPv6 packet containing the UDP datagram
   with the DTLS record that encapsulates the CoAP Request 40 times.
   The server returns an IPv6 packet containing the UDP datagram with
   the DTLS record that encapsulates the CoAP response.  The CoAP
   request-response exchange with block option is shown below.  Block
   option is shown in a decomposed way indicating the kind of Block
   option (2 in this case because used in the response) followed by a
   colon, and then the block number (NUM), the more bit (M = 0 means
   last block), and block size exponent (2**(SZX+4)) separated by
   slashes.  The Length 64 is used with SZX= 2 to avoid IP
   fragmentation.  The CoAP Request is sent with confirmable (CON)
   option and the content format of the Response is /application/
   cacerts.

   GET [192.0.2.1:8085]/est/crts     -->
                 <--   (2:0/1/39) 2.05 Content
       GET URI (2:1/1/39)                           -->
                 <--   (2:1/1/39) 2.05 Content
                         |
                         |
                         |
        GET URI (2:65/1/39)                         -->
                 <--   (2:65/0/39) 2.05 Content

   For further detailing the CoAP headers of the first two blocks are
   written out.

   The header of the first GET looks like:















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     Ver = 1
     T = 0 (CON)
     Code = 0x01 (0.1 GET)
     Options
      Option1 (Uri-Host)
        Option Delta = 0x3  (option nr = 3)
        Option Length = 0x9
        Option Value = 192.0.2.1
      Option2 (Uri-Port)
        Option Delta = 0x4   (option nr = 3+4=7)
        Option Length = 0x4
        Option Value = 8085
      Option3 (Uri-Path)
        Option Delta = 0x4    (option nr = 7+4=11)
        Option Length = 0x9
        Option Value = /est/crts
     Payload = [Empty]

   The header of the first response looks like:

     Ver = 1
     T = 2 (ACK)
     Code = 0x45 (2.05 Content.)
     Options
       Option1 (Content-Format)
         Option Delta = 0xC  (option 12)
         Option Length = 0x2
         Option Value = TBD1
       Option2 (Block2)
         Option Delta = 0xB  (option 23 = 12 + 11)
         Option Length = 0x1
         Option Value = 0x0A (block number = 0, M=1, SZX=2)
     Payload =
   30233906092a6206734107028c2a3023260201013100300b06092a6206734107018
   c0c3020bb302063c20102020900a61e75193b7acc0d06092a6206734101

   The second Block2:














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     Ver = 1
     T = 2 (means ACK)
     Code = 0x45 (2.05 Content.)
     Options
       Option1 (Content-Format)
         Option Delta = 0xC   (option 12)
         Option Length = 0x2
         Option Value = TBD1
       Option2 (Block2)
         Option Delta = 0xB  (option 23 = 12 + 11)
         Option Length = 0x1
         Option Value = 0x1A (block number = 1, M=1, SZX=2)
     Payload =
   05050030
   1b31193017060355040313106573744578616d706c654341204f774f301e170d313
   3303530393033353333315a170d3134303530393033353333315a

   The 40th and final Block2:

     Ver = 1
     T = 2 (means ACK)
     Code = 0x21
     Options
       Option1 (Content-Format)
         Option Delta = 0xC   (option 12)
         Option Length = 0x2
         Option Value = TBD1
       Option2 (Block2)
         Option Delta = 0xB  (option 23 = 12 + 11)
         Option Length = 0x2
         Option Value = 0x272 (block number = 39, M=0, SZX=2)
     Payload = 73a30d0c006343116f58403100

Authors' Addresses

   Sandeep S. Kumar
   Philips Lighting Research
   High Tech Campus 7
   Eindhoven  5656 AE
   NL

   Email: ietf@sandeep.de


   Peter van der Stok
   Consultant

   Email: consultancy@vanderstok.org



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   Panos Kampanakis
   Cisco Systems

   Email: pkampana@cisco.com


   Martin Furuhed
   Nexus Group

   Email: martin.furuhed@nexusgroup.com


   Shahid Raza
   RISE SICS
   Isafjordsgatan 22
   Kista, Stockholm  16440
   SE

   Email: shahid@sics.se
































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