Point-to-Point Extensions Working Group           H. Haverinen (editor)
Internet Draft                                                    Nokia
                                                              June 2002



                         EAP SIM Authentication
                 draft-haverinen-pppext-eap-sim-05.txt


Status of this Memo

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF), its areas, and its working groups. Note that
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        http://www.ietf.org/ietf/1id-abstracts.txt

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        http://www.ietf.org/shadow.html.

   This document is an individual submission for the Point-to-Point
   Extensions Working Group of the Internet Engineering Task Force
   (IETF).  Comments should be submitted to the ietf-ppp@merit.edu
   mailing list.

   Distribution of this memo is unlimited.

Abstract

   This document specifies an Extensible Authentication Protocol (EAP)
   mechanism for authentication and session key distribution using the
   GSM Subscriber Identity Module (SIM). The mechanism specifies
   enhancements to GSM authentication and key agreement whereby
   multiple authentication triplets can be combined to create
   authentication responses and encryption keys of greater strength
   than the individual GSM triplets. The mechanism also includes
   network authentication.







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Table of Contents


   Status of this Memo.........................................1
   Abstract....................................................1
   Table of Contents...........................................2
   1. Introduction.............................................2
   2. Terms....................................................3
   3. Overview.................................................4
   4. Obtaining Subscriber Identity via EAP/SIM Messages.......5
   5. Identity Privacy Support.................................6
   6. Message Format...........................................9
   7. Message Integrity and Privacy Protection................11
   7.1. AT_MAC Attribute......................................11
   7.2. AT_IV and AT_ENCR_DATA Attributes.....................11
   8. EAP-Response/Identity...................................12
   9. EAP-Request/SIM/Start...................................14
   10. EAP-Response/SIM/Start.................................15
   11. EAP-Request/SIM/Challenge..............................17
   12. EAP-Response/SIM/Challenge.............................19
   13. Unsuccessful Cases.....................................21
   14. EAP/SIM Notifications..................................21
   15. Calculation of Cryptographic Values....................23
   16. IANA Considerations....................................25
   17. Security Considerations................................26
   18. Intellectual Property Right Notice.....................27
   19. Acknowledgements and Contributions.....................27
   References.................................................27
   Editor's Address...........................................29

1. Introduction

   This document specifies an Extensible Authentication Protocol (EAP)
   [1] mechanism for authentication and session key distribution using
   the GSM Subscriber Identity Module (SIM).

   GSM authentication is based on a challenge-response mechanism. The
   authentication algorithm that runs on the SIM can be given a 128-bit
   random number (RAND) as a challenge. The SIM runs an operator-
   specific confidential algorithm which takes the RAND and a secret
   key Ki stored on the SIM as input, and produces a 32-bit response
   (SRES) and a 64-bit long key Kc as output. The Kc key is originally
   intended to be used as an encryption key over the air interface.
   Please find more information about GSM authentication in [2].

   In EAP/SIM, several RAND challenges are used for generating several
   64-bit Kc keys, which are combined to constitute a longer session
   key. EAP/SIM also enhances the basic GSM authentication mechanism by
   accompanying the RAND challenges with a message authentication code
   in order to provide mutual authentication.

   EAP/SIM specifies optional support for protecting the privacy of
   subscriber identity.

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2. Terms

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC 2119 [3].

   This document frequently uses the following terms and abbreviations:

   AAA protocol

      Authentication, Authorization and Accounting protocol

   AAA server

      In this document, AAA server refers to the network element that
      resides on the border of Internet AAA network and GSM network.
      Cf. EAP server

   AuC

      Authentication Centre. The GSM network element that can
      authenticate the subscriber.

   EAP

      Extensible Authentication Protocol.

   EAP Server

      The network element that terminates the EAP protocol. Typically,
      the EAP server functionality is implemented in a AAA server.

   GSM

      Global System for Mobile communications.

   IMSI

      International Mobile Subscriber Identifier, used in GSM to
      identify subscribers.

   NAI

      Network Access Identifier

   SIM

      Subscriber Identity Module. The SIM is an application
      traditionally resident on smart cards distributed by GSM
      operators.




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3. Overview

   Figure 1 shows an overview of the EAP/SIM authentication procedure.
   This version of EAP/SIM exchange uses three roundtrips to
   authenticate the user and generate session keys. In this document,
   the term EAP Server refers to the network element that terminates
   the EAP protocol. The Authenticator typically communicates with the
   user's EAP server using an AAA protocol. The AAA communications is
   not shown in the figure.

   The first EAP Request issued by the Authenticator is EAP-
   Request/Identity. The clients response includes either the user's
   International Mobile Subscriber Identity (IMSI) or a temporary
   identity (pseudonym), as specified in Section 8.

   Following the client's EAP-Response/Identity packet, the client
   receives EAP Requests of type 18 (SIM) from the Authenticator and
   sends the corresponding EAP Responses. The EAP packets that are of
   the Type SIM also have a Subtype field. The first EAP-Request/SIM
   packet is of the Subtype 10 (Start). Usually this packet contains no
   attributes. (However, see Section 5 for an exception.) The client
   responds with the EAP-Response/SIM/Start packet, which includes the
   AT_NONCE_MT attribute that contains a random number NONCE_MT, chosen
   by the client. The client MUST NOT reuse the NONCE_MT value from
   previous sessions but the client MUST choose it freshly for each
   EAP/SIM authentication exchange. The client SHOULD use a good source
   of randomness to generate NONCE_MT.

   In this document, we assume that the EAP server has an interface to
   the GSM network and it operates as a gateway between the Internet
   AAA network and the GSM authentication infrastructure. After
   receiving the EAP Response/SIM/Start, the EAP server obtains n GSM
   triplets from the user's home operator's Authentication Centre (AuC)
   on the GSM network, where n = 2 or n = 3. From the triplets, the EAP
   server derives the keying material. Section 15 specifies how these
   cryptographic values are calculated.

   The next EAP Request the Authenticator issues is of the type SIM and
   subtype Challenge (11). It contains the RAND challenges and a
   message authentication code attribute AT_MAC to cover the
   challenges. On receipt of this message, the client runs the GSM
   authentication algorithm and calculates a copy of the message
   authentication code. The client then verifies that the calculated
   MAC equals the received MAC. If the MAC's do not match, then the
   client silently ignores the EAP packet and does not send any
   authentication values to the network. Eventually, if another EAP-
   Request/SIM/Challenge packet with a valid AT_MAC is not received,
   the connection establishment will time out.

   Since the RAND's given to a client are accompanied with the message
   authentication code AT_MAC, the client is able to verify that the
   RAND's are fresh and they have been generated by the GSM network.


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   If all checks out, the client responds with the EAP-
   Response/SIM/Challenge, containing the client's response MAC_SRES
   (Section 15). The EAP server verifies that the MAC_SRES is correct
   and sends the EAP-Success packet, indicating that the authentication
   was successful. The EAP server may also include derived keying
   material in the message it sends to the Authenticator.

     Client                                               Authenticator
       |                                                          |
       |                               EAP-Request/Identity       |
       |<---------------------------------------------------------|
       |                                                          |
       | EAP-Response/Identity                                    |
       |--------------------------------------------------------->|
       |                                                          |
       |                        EAP-Request/SIM/Start             |
       |<---------------------------------------------------------|
       |                                                          |
       | EAP-Response/SIM/Start                                   |
       | (AT_NONCE_MT)                                            |
       |--------------------------------------------------------->|
       |                                                          |
       |               EAP-Request/SIM/Challenge                  |
       |               (AT_RAND, AT_MAC)                          |
       |<---------------------------------------------------------|
       |                                                          |
   +-------------------------------------+                        |
   | Client runs GSM algorithms,         |                        |
   | verifies AT_MAC, derives AT_MAC_SRES|                        |
   | and session key                     |                        |
   +-------------------------------------+                        |
       |                                                          |
       | EAP-Response/SIM/Challenge                               |
       | (AT_MAC_SRES)                                            |
       |--------------------------------------------------------->|
       |                                                          |
       |                                                          |
       |                                             EAP-Success  |
       |<---------------------------------------------------------|
       |                                                          |

   Figure 1 EAP/SIM authentication procedure

4. Obtaining Subscriber Identity via EAP/SIM Messages

   It may be useful to obtain the identity of the subscriber through
   means other than EAP Request/Identity. This can eliminate the need
   for an identity request when using EAP method negotiation. If this
   was not possible then it might not be possible to negotiate EAP/SIM
   as the second method since it is not specified how to deal with a
   new EAP Request/Identity.



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   If the EAP server does not have any identity (IMSI or pseudonym)
   available when sending the first EAP/SIM request (EAP-
   Request/SIM/Start), then the EAP server includes the AT_IDENTITY_REQ
   attribute (specified in Section 9) in the EAP-Request/SIM/Start
   packet. This attribute does not contain any data. It requests the
   client to include the AT_IDENTITY attribute (specified in Section
   10) in the EAP-Response/SIM/Start packet. The AT_IDENTITY attribute
   contains the current identity of the subscriber (IMSI or pseudonym).
   The use of pseudonyms for anonymity is specified in Section 5.

   This case is illustrated in the figure below.

   Client                                             Authenticator
          |                                                       |
          |                            +------------------------------+
          |                            | Server does not have any     |
          |                            | Subscriber identity available|
          |                            | When starting EAP/SIM        |
          |                            +------------------------------+
          |                                                       |
          |                            EAP-Request/SIM/Start      |
          |                            (Includes AT_IDENTITY_REQ) |
          |<------------------------------------------------------|
          |                                                       |
          |                                                       |
          | EAP-Response/SIM/Start                                |
          | (Includes AT_IDENTITY and AT_NONCE_MT)                |
          |------------------------------------------------------>|
          |                                                       |

   If the AT_IDENTITY attribute contains a valid cleartext identity or
   a pseudonym identity that the EAP server is able to decode to the
   cleartext identity, then the authentication sequence proceeds as
   usual with the EAP Server issuing the EAP-Request/SIM/Challenge
   message. The operation in the case when the AT_IDENTITY attribute
   contains a pseudonym that the EAP server fails to decode is
   specified in Section 5.

5. Identity Privacy Support

   In the very first connection to an EAP server, the client always
   transmits the cleartext identity (IMSI) in the EAP-Response/Identity
   packet or in the AT_IDENTITY attribute. In subsequent connections,
   the optional identity privacy (anonymity) support can be used to
   hide the IMSI and to make the connections unlinkable to a passive
   eavesdropper.

   The EAP-Request/SIM/Challenge message MAY include an encrypted
   pseudonym in the value field of the AT_ENCR_DATA attribute. The
   AT_IV and AT_MAC attributes are also used to transport the pseudonym
   to the client, as described in Section 11. Because the identity
   privacy support is optional to implement, the client MAY ignore the
   AT_IV, AT_ENCR_DATA, and AT_MAC attributes and always transmit the

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   IMSI in the EAP-Response/Identity packet and in the AT_IDENTITY
   attribute.

   On receipt of the EAP-Request/SIM/Challenge, the client verifies the
   AT_MAC attribute before looking at the AT_ENCR_DATA attribute. If
   the AT_MAC is invalid, then the client MUST silently discard the EAP
   packet. If the AT_MAC attribute is valid, then the client MAY
   decrypt the encrypted data in AT_ENCR_DATA and use the obtained
   pseudonym used in the next authentication.

   The EAP server produces pseudonyms in an implementation-dependent
   manner. Please see [4] for examples on how to produce pseudonyms.
   Only the EAP server needs to be able to map the pseudonym to the
   cleartext identity. Regardless of construction method, the pseudonym
   MUST conform to the grammar specified for the username portion of an
   NAI. The EAP SIM server MAY produce pseudonyms that begin with a
   leading "1" character in order to be able to use the leading
   character as a hint in EAP method negotiation during next
   authentication.

   On the next connection to the EAP server, the client MAY transmit
   the received pseudonym in the first EAP-Response/Identity packet.
   The client concatenates the received pseudonym with the "@"
   character and the NAI realm portion. The client MUST use the same
   realm portion that it used in the connection when it received the
   pseudonym. If the EAP server successfully decodes the pseudonym
   received in the EAP-Response/Identity packet to a known client
   identity (IMSI), the authentication proceeds with the EAP-
   Request/SIM/Start message as usual.

   If the EAP server requests the client to include the AT_IDENTITY
   attribute in the EAP-Response/SIM/Start packet, as specified in
   Section 4, the client MAY transmit the received pseudonym in the
   AT_IDENTITY packet. If the EAP server successfully decodes the
   pseudonym to a known identity, then the authentication proceeds with
   the EAP-Request/SIM/Challenge packet as usual.

   If the EAP server fails to decode the pseudonym to a known identity,
   then the EAP server requests the regular IMSI (non-pseudonym
   identity) by including the AT_PERMANENT_IDENTITY_REQ attribute
   (Section 9) in the EAP-Request/SIM/Start message.

   The EAP server issues the EAP-Request/SIM/Start message also in the
   case when it received the undecodable pseudonym in AT_IDENTITY
   included the EAP-Response/SIM/Start packet. In this case, there are
   two EAP/SIM/Start round trips. The authentication sequence proceeds
   similarly in both cases. For example, AT_NONCE_MT is always included
   in the EAP-Response/SIM/Start packet, even if it was already
   transmitted in the previous EAP-Response/SIM/Start. The first
   EAP/SIM/Start round trip is ignored. The NONCE_MT value included in
   the second EAP-Response/SIM/Start packet is used in all
   calculations. The EAP/SIM client MAY use the same NONCE_MT value in
   both EAP-Response/SIM/Start packets.

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   The value field of the AT_PERMANENT_IDENTITY_REQ does not contain
   any data but the attribute is included to request the client to
   include the AT_PERMANENT_IDENTITY attribute (Section 10) in the EAP-
   Response/SIM/Start message. The AT_PERMANENT_IDENTITY attribute
   contains the client's identity in the clear.

   Please note that the EAP/SIM client and the EAP/SIM server only
   process the AT_PERMANENT_IDENTITY_REQ and AT_PERMANENT_IDENTITY
   attributes and entities that only pass through EAP packets do not
   process these attributes. Hence, if the EAP server is not co-located
   in the authenticator, then the authenticator and other intermediate
   AAA elements (such as possible AAA proxy servers) will continue to
   refer to the client with the original pseudonym identity from the
   EAP-Response/Identity packet regardless if the decoding fails in the
   EAP server.

   The figure below illustrates the case when the EAP server fails to
   decode the pseudonym included in the EAP-Response/Identity packet.

   Client                                             Authenticator
          |                                                       |
          |                               EAP-Request/Identity    |
          |<------------------------------------------------------|
          |                                                       |
          | EAP-Response/Identity                                 |
          | (Includes a pseudonym)                                |
          |------------------------------------------------------>|
          |                                                       |
          |                            +------------------------------+
          |                            | Server fails to decode the   |
          |                            | Pseudonym.                   |
          |                            +------------------------------+
          |                                                       |
          |                  EAP-Request/SIM/Start                |
          |                  (Includes AT_PERMANENT_IDENTITY_REQ) |
          |<------------------------------------------------------|
          |                                                       |
          |                                                       |
          | EAP-Response/SIM/Start                                |
          | (Includes AT_PERMANENT_IDENTITY and AT_NONCE_MT)      |
          |------------------------------------------------------>|
          |                                                       |

   After the EAP-Response/SIM/Start message, the authentication
   sequence proceeds as usual with the EAP Server issuing the EAP-
   Request/SIM/Challenge message.

   The figure below illustrates the case when the EAP server fails to
   decode the pseudonym included in the AT_IDENTITY attribute.





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   Client                                             Authenticator
          |                                                       |
          |                            +------------------------------+
          |                            | Server does not have any     |
          |                            | Subscriber identity available|
          |                            | When starting EAP/SIM        |
          |                            +------------------------------+
          |                                                       |
          |                            EAP-Request/SIM/Start      |
          |                            (Includes AT_IDENTITY_REQ) |
          |<------------------------------------------------------|
          |                                                       |
          |                                                       |
          |EAP-Response/SIM/Start                                 |
          |(Includes a pseudonym AT_IDENTITY and AT_NONCE_MT)     |
          |------------------------------------------------------>|
          |                                                       |
          |                                                       |
          |                            +------------------------------+
          |                            | Server fails to decode the   |
          |                            | Pseudonym in AT_IDENTITY     |
          |                            +------------------------------+
          |                                                       |
          |                  EAP-Request/SIM/Start                |
          |                  (Includes AT_PERMANENT_IDENTITY_REQ) |
          |<------------------------------------------------------|
          |                                                       |
          |                                                       |
          | EAP-Response/SIM/Start                                |
          | (Includes AT_PERMANENT_IDENTITY and AT_NONCE_MT)      |
          |------------------------------------------------------>|
          |                                                       |

   After the latter EAP-Response/SIM/Start message, the authentication
   sequence proceeds as usual with the EAP Server issuing the EAP-
   Request/SIM/Challenge message.

   If the client believes that the server should be able to decode the
   pseudonym identity, the client MAY refuse to send a clear text
   identity. In this case, the client silently ignores the EAP-
   Request/SIM/Start packet that contains AT_PERMANENT_IDENTITY_REQ.
   This is necessary in some environments to prevent Man-in-the-Middle
   attackers from claiming to be servers that do not recognize the
   pseudonym, in an effort to find out the true identity of the user.

6. Message Format

   The Type-Data of the EAP/SIM packets begins with a 1-octet Subtype
   field, which is followed by a 2-octet reserved field. The rest of
   the Type-Data consists of attributes that are encoded in Type,
   Length, Value format. The figure below shows the generic format of
   an attribute.


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       0                   1                   2                   3
       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |      Type     |    Length     |  Value...
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+



   Attribute Type

      Indicates the particular type of attribute. The attribute type
      values are listed in Section 16.

   Length

      Indicates the length of this attribute in multiples of four
      bytes. The maximum length of an attribute is 1024 bytes. The
      length includes the Attribute Type and Length bytes.

   Value

      The particular data associated with this attribute. This field is
      always included and it may be two or more bytes in length. The
      type and length fields determine the format and length of the
      value field.

   When an attribute numbered within the range 0 through 127 is
   encountered but not recognized, the EAP/SIM message containing that
   attribute MUST be silently discarded. These attributes are called
   non-skippable attributes.

   When an attribute numbered in the range 128 through 255 is
   encountered but not recognized that particular attribute is ignored,
   but the rest of the attributes and message data MUST still be
   processed. The Length field of the attribute is used to skip the
   attribute value in searching for the next attribute. These
   attributes are called skippable attributes.

   EAP/SIM packets do not include a version field. However, should
   there be reason to revise this protocol in the future, new non-
   skippable or skippable attributes could be specified in order to
   implement revised EAP/SIM versions in a backward-compatible manner.

   Unless otherwise specified, the order of the attributes in an
   EAP/SIM message is insignificant, and an EAP/SIM implementation
   should not assume a certain order to be used.

   Attributes can be encapsulated within other attributes. In other
   words, the value field of an attribute type can be specified to
   contain other attributes.




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7. Message Integrity and Privacy Protection

   This section specifies EAP/SIM attributes for attribute encryption
   and EAP/SIM message integrity protection.

   Because the K_encr and K_int keys derived from the RAND challenges
   (as specified in Section 15) are required to process the integrity
   protection and encryption attributes, these attributes can only be
   used in the EAP-Request/SIM/Challenge message and any EAP/SIM
   messages sent after EAP-Requets/SIM/Challenge. For example, these
   attributes cannot be used in EAP-Request/SIM/Start.

7.1. AT_MAC Attribute

   The AT_MAC attribute can be used for EAP/SIM message integrity
   protection. Whenever AT_ENCR_DATA (Section 7.2) is included in an
   EAP message, it MUST be followed (not necessarily immediately) by an
   AT_MAC attribute. Messages that do not meet this condition MUST be
   silently discarded.

   The value field of the AT_MAC attribute contains two reserved bytes
   followed by a message authentication code (MAC). The MAC is
   calculated over the whole EAP packet with the exception that the
   value field of the MAC attribute is set to zero when calculating the
   MAC. The reserved bytes are set to zero when sending and ignored on
   reception. The format of the AT_MAC attribute is shown below.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     AT_MAC    | Length = 5    |           Reserved            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   |                           MAC                                 |
   |                                                               |
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


   The MAC algorithm is HMAC-SHA1-128 [11] keyed hash value. (The HMAC-
   SHA1-128 value is obtained from the 20-byte HMAC-SHA1 value by
   truncating the output to 16 bytes. Hence, the length of the MAC is
   16 bytes.) The derivation of the integrity protection key (K_int)
   used in the calculation of the MAC is specified in Section 15.

7.2. AT_IV and AT_ENCR_DATA Attributes

   AT_IV and AT_ENCR_DATA attributes can be optionally used to transmit
   encrypted information between the EAP/SIM client and server.

   The value field of AT_IV contains two reserved bytes followed by a
   16-byte initialization vector required by the AT_ENCR_DATA
   attribute. The reserved bytes are set to zero when sending and

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   ignored on reception. The AT_IV attribute MUST be included if and
   only if the AT_ENCR_DATA is included. Messages that do not meet this
   condition MUST be silently discarded.

   The sender of the AT_IV attribute chooses the initialization vector
   by random. The sender MUST NOT reuse the initialization vector value
   from previous EAP SIM packets but the sender MUST choose it freshly
   for each AT_IV attribute. The sends SHOULD use a good source of
   randomness to generate the initialization vector. The format of
   AT_IV is shown below.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     AT_IV     | Length = 5    |           Reserved            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   |                 Initialization Vector                         |
   |                                                               |
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


   The value field of the AT_ENCR_DATA attribute consists of two
   reserved bytes followed by bytes encrypted using the Advanced
   Encryption Standard (AES) [5] in the Cipher Block Chaining (CBC)
   mode of operation, using the initialization vector from the AT_IV
   attribute. The reserved bytes are set to zero when sending and
   ignored on reception. Please see [6] for a description of the CBC
   mode. The format of the AT_ENCR_DATA attribute is shown below.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | AT_ENCR_DATA  | Length        |           Reserved            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   .                    Encrypted Data                             .
   .                                                               .
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


   The derivation of the encryption key (K_encr) is specified in
   Section 15.

   The plaintext consists of nested EAP/SIM attributes.

8. EAP-Response/Identity

   In the beginning of EAP authentication, the Authenticator issues the
   EAP-Request/Identity packet to the client. The client responds with


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   EAP-Response/Identity, which contains the user's identity. The
   formats of these packets are specified in [1].

   GSM subscribers are identified with the International Mobile
   Subscriber Identity (IMSI) [7]. The IMSI is composed of a three
   digit Mobile Country Code (MCC), a two or three digit Mobile Network
   Code (MNC) and a not more than 10 digit Mobile Subscriber
   Identification Number (MSIN). In other words, the IMSI is a string
   of not more than 15 digits. MCC and MNC uniquely identify the GSM
   operator.

   Internet AAA protocols identify users with the Network Access
   Identifier (NAI) [8]. When used in a roaming environment, the NAI is
   composed of a username and a realm, separated with "@"
   (username@realm). The username portion identifies the subscriber
   within the realm. The AAA nodes use the realm portion of the NAI to
   route AAA requests to the correct AAA server. The realm name used in
   this protocol MAY be chosen by the operator and it MAY a
   configurable parameter in the EAP/SIM client implementation. In this
   case, the client is typically configured with the NAI realm of the
   home operator. Operators MAY reserve a specific realm name  for
   EAP/SIM users. This convention makes it easy to recognize that the
   NAI identifies a GSM subscriber. Such reserved NAI realm may be
   useful as a hint as to the first authentication method to use during
   method negotiation.

   There are two types of NAI username portions in EAP/SIM: non-
   pseudonym permanent usernames and pseudonym usernames. When the
   optional IMSI privacy support is not used, the non-pseudonym
   permanent username is used. The non-pseudonym permanent username is
   of the format "1imsi". In other words, the first character of the
   username is the digit one (ASCII value 0x31), followed by the IMSI.
   The IMSI is an ASCII string that consists of not more than 15
   decimal digits (ASCII values between 0x30 and 0x39) as specified in
   [7].

   The EAP server MAY use the leading "1" as a hint to try EAP/SIM as
   the first authentication method during method negotiation, rather
   than for example EAP/AKA. The EAP/SIM server MAY propose EAP/SIM
   even if the leading character was not "1".

   When the optional identity privacy support is used, the client MAY
   use the pseudonym received as part of the previous authentication
   sequence as the username portion of the NAI, as specified in Section
   5. The client MUST NOT modify the pseudonym received in
   AT_PSEUDONYM. For example, the client MUST NOT append any leading
   characters in the pseudonym.

   If no configured realm name is available, the client MAY derive the
   realm name from the MCC and MNC portions of the IMSI. In this case,
   the realm name is obtained by concatenating "mnc", the MNC digits of
   IMSI, ".mcc", the MCC digits of IMSI and ".owlan.org". For example,


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   if the IMSI is 123456789098765, and the MNC is three digits long,
   then the derived realm name is "mnc456.mcc123.owlan.org".

   If the client is not able to determine whether the MNC is two or
   three digits long, the client MAY use a 3-digit MNC. If the correct
   length of the MNC is two, then the MNC used in the realm name will
   include the first digit of MSIN. Hence, when configuring AAA
   networks for operators that have 2-digit MNC's, the network SHOULD
   also be prepared for realm names with incorrect 3-digit MNC's.

9. EAP-Request/SIM/Start

   The first SIM specific EAP Request is of subtype Start. The format
   of the EAP Request/SIM/Start packet is shown below.



       0                   1                   2                   3
       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |     Code      |  Identifier   |            Length             |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |     Type      |    Subtype    |           Reserved            |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |AT_PERM..._REQ | Length = 1    |           Reserved            |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |AT_ID..._REQ   | Length = 1    |           Reserved            |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

   Code

      1 for Request

   Identifier

      See [1].

   Length

      The length of the EAP packet.

   Type

      18

   Subtype

      10

   Reserved

      Set to zero on sending, ignored on reception


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   AT_PERMANENT_IDENTITY_REQ

      The AT_PERMANENT_IDENTITY_REQ attribute is optional and it is
      included in the cases defined in Section 5. It MUST NOT be
      included if AT_IDENTITY_REQ is included. The value field only
      contains two reserved bytes, which are set to zero on sending and
      ignored on reception.

   AT_IDENTITY_REQ

      The AT_IDENTITY_REQ attribute is optional and it is included in
      the cases defined in Section 4. It MUST NOT be included if
      AT_PERMANENT_IDENTITY_REQ is included. The value field only
      contains two reserved bytes, which are set to zero on sending and
      ignored on reception.

10. EAP-Response/SIM/Start

   The format of the EAP Response/SIM/Start packet is shown below.

       0                   1                   2                   3
       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |     Code      |  Identifier   |            Length             |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |     Type      |    Subtype    |           Reserved            |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |AT_NONCE_MT    | Length = 5    |           Reserved            |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |                                                               |
      |                           NONCE_MT                            |
      |                                                               |
      |                                                               |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      | AT_PERM...    | Length        | Actual Identity Length        |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |                                                               |
      .               Cleartext Identity (optional)                   .
      .                                                               .
      |                                                               |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      | AT_IDENTITY   | Length        | Actual Identity Length        |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |                                                               |
      .                 Current Identity (optional)                   .
      .                                                               .
      |                                                               |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


   Code

      2 for Response

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   Identifier

      See [1].

   Length

      The length of the EAP packet.

   Type

      18

   Subtype

      10

   Reserved

      Set to zero when sending, ignored on reception.

   AT_NONCE_MT

      The AT_NONCE_MT attribute MUST be included. The value field
      contains two reserved bytes followed by a random number generated
      by the client (16 bytes) freshly for this EAP/SIM authentication.
      The random number is used as a seed value for the new keying
      material. The reserved bytes are set to zero upon sending and
      ignored upon reception.

   AT_PERMANENT_IDENTITY

      The AT_PERMANENT_IDENTITY attribute is optional and it is
      included in cases defined in Section 5. It MUST NOT be included
      if AT_IDENTITY is included. The value field of this attribute
      begins with 2-byte actual identity length, which specifies the
      length of the identity in bytes. This field is followed by the
      non-pseudonym permanent Network Access Identifier username
      portion of the indicated actual length. The username format is
      specified in Section 8. The username does not include any
      terminating null characters. Because the length of the attribute
      must be a multiple of 4 bytes, the sender pads the identity with
      zero bytes when necessary.

   AT_IDENTITY

      The AT_IDENTITY attribute is optional and it is included in cases
      defined in Section 4. It MUST NOT be included if
      AT_PERMANENT_IDENTITY is included. The value field of this
      attribute begins with 2-byte actual identity length, which
      specifies the length of the identity in bytes. This field is
      followed by the Network Access Identifier username portion of the
      indicated actual length. The username format is specified in
      Section 8. The username is either the non-pseudonym permanent

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      username or a pseudonym username. The username does not include
      any terminating null characters. Because the length of the
      attribute must be a multiple of 4 bytes, the sender pads the
      identity with zero bytes when necessary.

11. EAP-Request/SIM/Challenge

   The format of the EAP-Request/SIM/Challenge packet is shown below.

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |     Code      |  Identifier   |            Length             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |     Type      |    Subtype    |           Reserved            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     | AT_RAND       | Length        |           Reserved            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                                                               |
     .                            n*RAND                             .
     .                                                               .
     |                                                               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     | AT_IV         | Length = 5    |           Reserved            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                                                               |
     |                 Initialization Vector (optional)              |
     |                                                               |
     |                                                               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     | AT_ENCR_DATA  | Length        |           Reserved            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                                                               |
     .                    Encrypted Data (optional)                  .
     .                                                               .
     |                                                               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     | AT_MAC        | Length = 5    |           Reserved            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                                                               |
     |                           MAC                                 |
     |                                                               |
     |                                                               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

   Code

      1 for Request

   Identifier

      See [1]


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   Length

      The length of the EAP packet.

   Type

      18

   Subtype

      11

   Reserved

      Set to zero when sending, ignored on reception.

   AT_RAND

      The AT_RAND attribute MUST be included. The value field of this
      attribute contains two reserved bytes followed by n GSM RANDs
      (each 16 bytes long). The reserved bytes are set to zero upon
      sending and ignored upon reception.


      The number of RAND challenges MUST be two or three. The client
      MAY silently ignore the EAP-Request/SIM/Challenge message, if the
      number of RAND challenges is two while the client's local policy
      requires three challenges to be used.

   AT_IV

      The AT_IV attribute is optional. See section 7.2.

   AT_ENCR_DATA

      The AT_ENCR_DATA attribute is optional. See section 7.2. The
      plaintext consists of nested attributes as described below.

   AT_MAC

      AT_MAC MUST be included in EAP-Request/SIM/Challenge for network
      authentication. See Section 7.1.

   The AT_IV, AT_ENCR_DATA and AT_MAC attributes are used for identity
   privacy. The plaintext of the AT_ENCR_DATA value field consists of
   nested attributes, which are shown below.








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    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | AT_PSEUDONYM  | Length        | Actual Pseudonym Length       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   .                           Pseudonym                           .
   .                                                               .
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |  AT_PADDING   | Length        | Padding...                    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               |
   |                                                               |
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


   AT_PSEUDONYM

      The AT_PSEUDONYM attribute is optional. The value field of this
      attribute begins with 2-byte actual pseudonym length, which
      specifies the length of the pseudonym in bytes. This field is
      followed by a pseudonym username, of the indicated actual length,
      that the client can use in the next authentication, as described
      in Section 5. The username does not include any terminating null
      characters. Because the length of the attribute must be a
      multiple of 4 bytes, the sender pads the pseudonym with zero
      bytes when necessary.

   AT_PADDING

      The encryption algorithm requires the length of the plaintext to
      be a multiple of 16 bytes. The sender may need to include the
      AT_PADDING attribute as the last attribute within AT_ENCR_DATA.
      The AT_PADDING attribute is not included if the total length of
      other nested attributes within the AT_ENCR_DATA attribute is a
      multiple of 16 bytes. As usual, the Length of the Padding
      attribute includes the Attribute Type and Attribute Length
      fields. The Length of the Padding attribute is 4, 8 or 12 bytes.
      It is chosen so that the length of the value field of the
      AT_ENCR_DATA attribute becomes a multiple of 16 bytes. The actual
      pad bytes in the value field are set to zero (0x00) on sending.
      The recipient of the message MUST verify that the pad bytes are
      set to zero, and silently drop the message if this verification
      fails.

12. EAP-Response/SIM/Challenge

   The format of the EAP-Response/SIM/Challenge packet is shown below.

   As specified in Section 7, EAP-Response/SIM/Challenge MAY include
   the AT_MAC attribute to integrity protect the EAP packet. Later

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   versions of this protocol MAY make use of the AT_ENCR_DATA and AT_IV
   attributes in this message to include encrypted (skippable)
   attributes. AT_MAC, AT_ENCR_DATA and AT_IV attributes are not shown
   in the figure below. If present, they are processed as in EAP-
   Request/SIM/Challenge packet. The EAP server MUST process EAP-
   Response/SIM/Challenge messages that include these attributes even
   if the server did not implement these optional attributes.

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |     Code      |  Identifier   |            Length             |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |     Type      |    Subtype    |           Reserved            |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |  AT_MAC_SRES  | Length = 5    |           Reserved            |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                                                               |
    |                                                               |
    |                           MAC_SRES                            |
    |                                                               |
    |                                                               |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


   Code

      2 for Response

   Identifier

      See [1].

   Length

      The length of the EAP packet.

   Type

      18

   Subtype

      11

   Reserved

      Set to zero when sending, ignored on reception.

   AT_MAC_SRES

      The AT_MAC_SRES attribute MUST be included. The value field of
      this attribute contains two reserved bytes followed by the

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      MAC_SRES response calculated by the client (Section 15), 16
      bytes. The reserved bytes are set to zero upon sending and
      ignored upon reception.

13. Unsuccessful Cases

   As normally in EAP, the client is sent the EAP-Failure packet when
   the authentication procedure fails on the EAP Server. In EAP/SIM,
   this may occur for example if the EAP server is not able to obtain
   the GSM triplets for the subscriber or the EAP server receives an
   incorrect MAC_SRES.

   In general, if an error occurs on the client while processing a
   received EAP-Request packet, the client silently ignores the EAP
   packet and does not send any EAP messages to the network. Examples
   of such errors, specified in detail elsewhere in this document, are
   an invalid AT_MAC value, insufficient number of RAND challenges
   included in AT_RAND, and an unrecognized non-skippable attribute.

   As specified in [1], the EAP client must respond with EAP-
   Response/Nak when it receives an EAP Request of an undesired or
   unrecognized authentication type.

14. EAP/SIM Notifications

   The EAP-Request/Notification, specified in [1], can be used to
   convey a displayable message from the authenticator to the client.
   Because these messages are textual messages, it may be hard for the
   client to present them in the userÆs preferred language. Therefore,
   EAP/SIM uses a separate EAP/SIM message subtype to transmit
   localizable notification codes instead of the EAP-
   Request/Notification packet.

   The EAP server MAY issue an EAP-Request/SIM/Notification packet to
   the client. The client MAY delay the processing of EAP-
   Request/SIM/Notification and wait for other EAP/SIM requests. If a
   valid EAP/SIM request of another subtype is received, the client MAY
   silently ignore the EAP-Request/SIM notification and process the
   other EAP/SIM request instead. If the client decides to process the
   EAP-Request/SIM/Notification, then the client MAY show a
   notification message to the user and the client MUST respond to the
   EAP server with an EAP-Response/SIM/Notification packet.

   Some of the notification codes are authorization related and hence
   not usually considered as part of the responsibility of an EAP
   method. However, they are included as part of EAP/SIM because there
   are currently no other ways to convey this information to the user
   in a localizable way, and the information is potentially useful for
   the user. An EAP/SIM server implementation may decide never to send
   these EAP/SIM notifications.

   The format of the EAP-Request/SIM/Notification packet is shown
   below.

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     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |     Code      |  Identifier   |            Length             |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |     Type      |    Subtype    |           Reserved            |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |AT_NOTIFICATION| Length = 1    |      Notification Code        |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


   Code

      1 for Request

   Identifier

      See [1].

   Length

      The length of the EAP packet.

   Type

      18

   Subtype

      12

   Reserved

      Set to zero when sending, ignored on reception.

   AT_NOTIFICATION

      The AT_NOTIFICATION attribute MUST be included. The value field
      of this attribute contains a two-byte notification code. The
      following code values have been reserved. The descriptions below
      illustrate the semantics of the notifications. The client
      implementation MAY use different wordings when presenting the
      notifications to the user. The "requested service" depends on the
      environment where EAP/SIM is applied.

      1024 - Visited network does not have a roaming agreement with
      user's home operator or a suitable roaming broker

      1026 û User has been temporarily denied access to the requested
      service

      1031 - User has not subscribed to the requested service


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   The format of the EAP-Response/SIM/Notification packet is shown
   below. Because this packet is only an acknowledgement of EAP-
   Request/SIM/Notification, it does not contain any mandatory
   attributes.

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |     Code      |  Identifier   |            Length             |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |     Type      |    Subtype    |           Reserved            |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


   Code

      2 for Response

   Identifier

      See [1].

   Length

      The length of the EAP packet.

   Type

      18

   Subtype

      12

   Reserved

      Set to zero when sending, ignored on reception.

15. Calculation of Cryptographic Values

   This section specifies how keying material is generated and how the
   message authentication code MAC_SRES is calculated.

   EAP SIM requires three keys for its own purposes, the integrity
   protection keys K_sres and K_int, and the encryption key K_encr, to
   be used with the AT_MAC_SRES, AT_MAC and AT_ENCR_DATA attributes. In
   addition, it is possible to derive additional key material, such as
   a master key to be used with IEEE 802.11i.

   Key derivation is based on the random number generation specified in
   NIST Federal Information Processing Standards (FIPS) Publication
   186-2 [9]. The random number generator is specified in the change
   notice 1 (2001 October 5) of [9] (Algorithm 1). As specified in the

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   change notice (page 74), when Algorithm 1 is used as a general-
   purpose random number generator, the "mod q" term in step 3.3 is
   omitted. The function G used in the algorithm is constructed via
   Secure Hash Standard as specified in Appendix 3.3 of the standard.

   160-bit XKEY and XVAL values are used, so b = 160. The initial
   secret seed value XKEY is computed from the n GSM Kc keys and the
   NONCE_MT with the following formula:

      XKEY = SHA1(n*Kc| NONCE_MT)

   The notation n*Kc| NONCE_MT denotes the n Kc keys and the NONCE_MT
   value concatenated. The hash function SHA1 is specified in [10].

   The optional user input values (XSEED_j) are set to zero.

   The resulting 160-bit random numbers x_0, x_1, ..., x_m-1 are
   concatenated and partitioned into suitable-sized chunks and used as
   keys in the following order: K_sres (128 bits), K_encr (128 bits),
   K_int (128 bits), EAP application specific keys. The number of
   random number generator iterations (m) depends on the amount of
   required keying material.

   Even if K_encr or K_int were not used in the particular
   authentication sequence, they are derived and the EAP application
   specific material begins after K_int.

   For example, the EAP application specific material can be used for
   packet security between the client and the authenticator. Because
   the required keying material depends on the EAP application and the
   EAP key derivation standardization has not been finalized yet, exact
   rules of key derivation cannot be given here. As a guideline, the
   EAP application specific keys resulting from the key expansion
   scheme is used in the following order:

      any master session keys required,
      any encryption keys required,
      any integrity protection keys required,
      any initialization vectors required

   If separate keys or IV's are required for each direction, then the
   downlink material (to protect traffic to user) is taken before the
   uplink material (to protect traffic from user).


   K_sres is used in the calculation of MAC_SRES as follows:

   MAC_SRES

      HMAC-SHA1-128 (K_sres, n*SRES | Message Subtype)

   The keyed message authentication code function HMAC-SHA1-128 is
   specified in [11]. Message subtype above contains the contents of

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   the Subtype field of the EAP/SIM message (one octet), in which
   MAC_SRES parameter is included.

   When generating the initial seed value XKEY, the hash function is
   used as a mixing function to combine several session keys (Kc's)
   generated by the GSM authentication procedure and the random number
   NONCE_MT into a single session key. There are several reasons for
   this. The current GSM session keys are at most 64 bits, so two or
   more of them are needed to generate a longer key. By using a one-way
   function to combine the keys, we are assured that even if an
   attacker managed to learn one of the EAP/SIM session keys, it
   wouldnÆt help him in learning the original GSM Kc's. In addition,
   since we include the random number NONCE_MT in the calculation, the
   client is able to verify that the SIM authentication values it
   receives from the network are fresh and not a replay. (Please see
   also Section 17.)

16. IANA Considerations

   The realm name "owlan.org" has been reserved for NAI realm names
   generated from the IMSI.

   IANA has assigned the EAP type number 18 for this protocol.

   EAP/SIM messages include a Subtype field. The following Subtypes are
   specified:

        Start..........................................10
        Challenge......................................11
        Notification...................................12

   The Subtype-specific data is composed of attributes, which have
   attribute type numbers. The following attribute types are specified:

        AT_RAND.........................................1
        AT_PERMANENT_IDENTITY...........................5
        AT_PADDING......................................6
        AT_NONCE_MT.....................................7
        AT_MAC_SRES.....................................9
        AT_PERMANENT_IDENTITY_REQ......................10
        AT_MAC.........................................11
        AT_NOTIFICATION................................12
        AT_IDENTITY_REQ................................13
        AT_IDENTITY....................................14

        AT_IV.........................................129
        AT_ENCR_DATA..................................130
        AT_PSEUDONYM..................................132

   The AT_NOTIFICATION attribute contains a notification code value.
   Values 1024, 1026 and 1031 have been specified in Section 14 of this
   document.


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   All requests for value assignment from the various number spaces
   described in this document require proper documentation, according
   to the "Specification Required" policy described in [12]. Requests
   must be specified in sufficient detail so that interoperability
   between independent implementations is possible. Possible forms of
   documentation include, but are not limited to, RFCs, the products of
   another standards body (e.g. 3GPP), or permanently and readily
   available vendor design notes.

17. Security Considerations

   The protocol in this document is intended to provide the appropriate
   level of security to operate Extensible Authentication Protocol
   using the GSM SIM application.

   EAP/SIM includes optional IMSI privacy support that protects the
   privacy of the subscriber identity against passive eavesdropping.
   The mechanism cannot be used on the first connection with a given
   server, when the IMSI will have to be sent in the clear. EAP/SIM
   does not protect the privacy of the IMSI against active attacks. An
   active attacker that impersonates the network can easily learn the
   subscriber's IMSI. This is the same level of protection as in the
   GSM and UMTS cellular networks.

   In EAP/SIM, the client believes that the network is authentic
   because the network can calculate a correct AT_MAC value in the EAP-
   Request/SIM/Challenge packet. To calculate AT_MAC, it is sufficient
   to know the complete GSM triplets (RAND, SRES, Kc) used in the
   authentication. Because the network selects the RAND challenges and
   hereby the triplets, an attacker that knows two or three GSM
   triplets for the subscriber is able to impersonate a valid network
   to the client. Given physical access to the SIM card, it is easy to
   obtain any number of GSM triplets. Another way to obtain a RAND
   challenge and the corresponding SRES response of a GSM triplet is to
   eavesdrop on the GSM network. For these reasons, network
   authentication of EAP/SIM SHOULD NOT be used exclusively if strong
   network authentication is a concern.

   There is no known way to obtain complete GSM triplets by mounting an
   attack against EAP/SIM. A passive eavesdropper can learn n*RAND,
   AT_MAC and AT_MAC_SRES, and may be able to link this information to
   the subscriber identity. An active attacker that impersonates a GSM
   subscriber can easily obtain n*RAND and AT_MAC values from the EAP
   server for any given subscriber identity. However, calculating the
   Kc and SRES values from AT_MAC and MAC_SRES would require the
   attacker to reverse the keyed message authentication code function
   HMAC-SHA1-128.

   EAP/SIM combines several GSM triplets in order to generate a
   stronger session key and stronger AT_MAC and AT_MAC_SRES values. The
   actual strength of the resulting key depends, among other things, on
   the operator-specific authentication algorithms, the strength of the
   Ki key, and the quality of the RAND challenges, which is also

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   operator specific. For example, some SIM cards generate Kc keys with
   10 bits set to zero. Such restrictions may prevent the concatenation
   technique from yielding strong session keys. Because the strength of
   the Ki key is 128 bits, the ultimate strength of any derived secret
   key material is never more than 128 bits.

   An EAP/SIM implementation SHOULD use a good source of randomness to
   generate the random numbers required in the protocol. Please see
   [13] for more information on generating random numbers for security
   applications.

18. Intellectual Property Right Notice

   On IPR related issues, Nokia refers to the Nokia Statement on Patent
   licensing, see http://www.ietf.org/ietf/IPR/NOKIA.

19. Acknowledgements and Contributions

   The editor thanks Juha Ala-Laurila, N. Asokan, Simon Blake-Wilson,
   Jan-Erik Ekberg, Patrik Flykt, Mark Grayson, Jukka-Pekka Honkanen,
   Antti Kuikka, Jukka Latva, Lassi Lehtinen, Valtteri Niemi, Kaisa
   Nyberg, Jyri Rinnemaa, Joe Salowey, Timo Takam„ki and Raimo Vuonnala
   for theirs contributions and critiques.

   Thanks to Greg Rose of Qualcomm for his most valuable comments [14].

   The IMSI privacy support is based on the identity privacy support of
   [4]. The attribute format is based on the extension format of Mobile
   IPv4 [15].

   This protocol has been partly developed in parallel with EAP AKA
   [16], and hence this specification incorporates many ideas from Jari
   Arkko.

References



   [1]   L. Blunk, J. Vollbrecht, "PPP Extensible Authentication
         Protocol (EAP)", RFC 2284, March 1998. (NORMATIVE)

   [2]   GSM Technical Specification GSM 03.20 (ETS 300 534): "Digital
         cellular telecommunication system (Phase 2); Security related
         network functions", European Telecommunications Standards
         Institute, August 1997. (NORMATIVE)

   [3]   S. Bradner, "Key words for use in RFCs to indicate Requirement
         Levels", RFC 2119, March 1997. (NORMATIVE)

   [4]   J. Carlson, B. Aboba, H. Haverinen, "EAP SRP-SHA1
         Authentication Protocol", draft-ietf-pppext-eap-srp-03.txt,
         July 2001 (work-in-progress). (INFORMATIVE)


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   [5]   Federal Information Processing Standard (FIPS) draft standard,
         "Advanced Encryption Standard (AES)",
         http://csrc.nist.gov/publications/drafts/dfips-AES.pdf,
         September 2001. (NORMATIVE)

   [6]   US National Bureau of Standards, "DES Modes of Operation",
         Federal Information Processing Standard (FIPS) Publication 81,
         December 1980. (NORMATIVE)

   [7]   GSM Technical Specification GSM 03.03 (ETS 300 523): "Digital
         cellular telecommunication system (Phase 2); Numbering,
         addressing and identification", European Telecommunications
         Standards Institute, April 1997. (NORMATIVE)

   [8]   Aboba, B. and M. Beadles, "The Network Access Identifier", RFC
         2486, January 1999. (NORMATIVE)

   [9]   Federal Information Processing Standards (FIPS) Publication
         186-2 (with change notice), "Digital Signature Standard
         (DSS)", National Institute of Standards and Technology,
         January 27, 2000. (NORMATIVE)
         Available on-line at:
         http://csrc.nist.gov/publications/fips/fips186-2/
         fips186-2-change1.pdf


   [10]   Federal Information Processing Standard (FIPS) Publication
         180-1, "Secure Hash Standard," National Institute of Standards
         and Technology, U.S. Department of Commerce, April 17, 1995.
         (NORMATIVE)

   [11]   H. Krawczyk, M. Bellare, R. Canetti, "HMAC: Keyed-Hashing for
         Message Authentication", RFC 2104, February 1997. (NORMATIVE)

   [12]  T. Narten, H. Alvestrand, "Guidelines for Writing an IANA
         Considerations Section in RFCs", RFC 2434, October 1998.
         (NORMATIVE)

   [13]  D. Eastlake, 3rd, S. Crocker, J. Schiller, "Randomness
         Recommendations for Security",  RFC 1750 (Informational),
         December 1994. (INFORMATIVE)

   [14]  Qualcomm, "Comments on draft EAP/SIM", 3rd Generation
         Partnership Project document 3GPP TSG SA WG3 Security ù S3#22,
         S3-020125, February 2002. (INFORMATIVE)

   [15]  C. Perkins (editor), "IP Mobility Support", RFC 2002, October
         1996. (INFORMATIVE)





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   [16]  J. Arkko, H. Haverinen, "EAP AKA Authentication", draft-arkko-
         pppext-eap-aka-04.txt, June 2002 (work in progress).
         (INFORMATIVE)

Editor's Address

   Henry Haverinen
   Nokia Mobile Phones
   P.O. Box 88
   FIN-33721 Tampere
   Finland
   E-mail: henry.haverinen@nokia.com
   Phone: +358 50 594 4899
   Fax:   +358 3 318 3690







































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