Network Working Group                                             J. Lau
Internet-Draft                                               M. Townsley
Category: Standards Track                                  cisco Systems
<draft-ietf-l2tpext-l2tp-base-10.txt>                          I. Goyret
                                                      Lucent Technologies
                                                                  Editors
                                                              August 2003


                 Layer Two Tunneling Protocol (Version 3)

Status of this Memo

    This document is an Internet-Draft and is subject to all provisions
    of Section 10 of RFC2026.

    Internet-Drafts are working documents of the Internet Engineering
    Task Force (IETF), its areas, and its working groups.  Note that
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    Drafts.

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Copyright Notice

    Copyright (C) The Internet Society (2003).  All Rights Reserved.

Abstract

    This document describes "version 3" of the Layer Two Tunneling
    Protocol (L2TPv3). L2TPv3 defines the base control protocol and
    encapsulation for tunneling multiple layer 2 connections between two
    IP connected nodes.  Additional documents detail the specifics for
    each link-type being emulated.








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    Contents

    Status of this Memo..........................................    1

    1.  Introduction.............................................    4
       1.1  Changes from RFC 2661................................    5
       1.2  Specification of Requirements........................    5
       1.3  Terminology..........................................    5

    2.  Topology.................................................    9

    3.  Protocol Overview........................................   10
       3.1  Control Message Types................................   11
       3.2  L2TP Header Formats..................................   12
          3.2.1  L2TP Control Message Header.....................   12
          3.2.2  L2TP Data Message...............................   13
       3.3  Control Connection Management........................   14
          3.3.1  Control Connection Establishment................   15
          3.3.2  Control Connection Teardown.....................   15
       3.4  Session Management...................................   16
          3.4.1  Session Establishment for an Incoming Call......   16
          3.4.2  Session Establishment for an Outgoing Call......   16
          3.4.3  Session Teardown................................   16

    4.  Protocol Operation.......................................   17
       4.1  L2TP Over Specific Packet-Switched Networks (PSN)....   17
          4.1.1  L2TPv3 over IP..................................   18
          4.1.2  L2TP over UDP...................................   19
          4.1.3  IP Fragmentation Issues.........................   21
       4.2  Reliable Delivery of Control Messages................   21
       4.3  Control Connection and Control Message Authentication   23
       4.4  Keepalive (Hello)....................................   24
       4.5  Forwarding Session Data Frames.......................   25
       4.6  Default L2-Specific Sublayer.........................   25
          4.6.1  Sequencing Data Packets.........................   26
       4.7  L2TPv2/v3 Interoperability and Migration.............   27
          4.7.1  L2TPv3 over IP..................................   27
          4.7.2  L2TPv3 over UDP.................................   27
          4.7.3  Automatic L2TPv2 Fallback.......................   28

    5.  Control Message Attribute Value Pairs....................   28
       5.1  AVP Format...........................................   29
       5.2  Mandatory AVPs and Setting the M Bit.................   30
       5.3  Hiding of AVP Attribute Values.......................   31
       5.4  AVP Summary..........................................   33
          5.4.1  General Control Message AVPs....................   33
          5.4.2  Result and Error Codes..........................   38
          5.4.3  Control Connection Management AVPs..............   40



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          5.4.4  Session Management AVPs.........................   45
          5.4.5  Circuit Status AVPs.............................   54

    6.  Control Connection Protocol Specification................   56
       6.1  Start-Control-Connection-Request (SCCRQ).............   56
       6.2  Start-Control-Connection-Reply (SCCRP)...............   57
       6.3  Start-Control-Connection-Connected (SCCCN)...........   57
       6.4  Stop-Control-Connection-Notification (StopCCN).......   57
       6.5  Hello (HELLO)........................................   58
       6.6  Incoming-Call-Request (ICRQ).........................   58
       6.7  Incoming-Call-Reply (ICRP)...........................   59
       6.8  Incoming-Call-Connected (ICCN).......................   60
       6.9  Outgoing-Call-Request (OCRQ).........................   60
       6.10  Outgoing-Call-Reply (OCRP)..........................   61
       6.11  Outgoing-Call-Connected (OCCN)......................   62
       6.12  Call-Disconnect-Notify (CDN)........................   62
       6.13  WAN-Error-Notify (WEN)..............................   63
       6.14  Set-Link-Info (SLI).................................   63
       6.15  Explicit-Acknowledgement (ACK)......................   64

    7.  Control Connection State Machines........................   64
       7.1  Malformed Control Messages...........................   65
       7.2  Control Connection States............................   66
       7.3  Incoming Calls.......................................   68
          7.3.1  ICRQ Sender States..............................   68
          7.3.2  ICRQ Recipient States...........................   70
       7.4  Outgoing Calls.......................................   71
          7.4.1  OCRQ Sender States..............................   71
          7.4.2  OCRQ Recipient (LAC) States.....................   73
       7.5  Termination of a Control Connection..................   74

    8.  Security Considerations..................................   74
       8.1  Control Connection Endpoint and Message Security.....   74
       8.2  Data Channel Security................................   75
       8.3  End-to-End Security..................................   75
       8.4  L2TP and IPsec.......................................   75
       8.5  Impact of L2TPv3 Features on RFC 3193................   76

    9.  Internationalization Considerations......................   76

    10.  IANA Considerations.....................................   76
       10.1  Control Message Attribute Value Pairs (AVPs)........   77
       10.2  Message Type AVP Values.............................   77
       10.3  Result Code AVP Values..............................   77
          10.3.2  Error Code Field Values........................   78
       10.4  AVP Header Bits.....................................   78
       10.5  L2TP Control Message Header Bits....................   78
       10.6 Pseudowire Types.....................................   78



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       10.7 Application Code.....................................   78
       10.8 Circuit Status Bits..................................   78
       10.9 Default L2-Specific Sublayer bits....................   79
       10.10 L2-Specific Sublayer Type...........................   79
       10.11 Data Sequencing Level...............................   79

    13.  Acknowledgments.........................................   79

    11.  References..............................................   81
       11.1  Normative References................................   81
       11.2  Informative References..............................   81

    12.  Editors' Addresses......................................   83

    Appendix A: Control Slow Start and Congestion Avoidance......   83

    Appendix B: Control Message Examples.........................   84

    Appendix C: Processing Sequence Numbers......................   85

    Appendix D: Intellectual Property Notice.....................   87

    Appendix E: Full Copyright Statement.........................   88


1.  Introduction

    The Layer Two Tunneling Protocol (L2TP) provides a dynamic mechanism
    for tunneling Layer 2 (L2) "circuits" across a packet-oriented data
    network (e.g., over IP). L2TP, as originally defined in RFC 2661, is
    a standard method for tunneling Point to Point Protocol (PPP)
    [RFC1661] sessions.  L2TP has since been adopted for tunneling a
    number of other L2 protocols.  In order to provide greater
    modularity, this document describes the base L2TP protocol,
    independent of the L2 payload that is being tunneled.

    The base L2TP protocol defined in this document consists of (1) the
    control protocol for dynamic creation, maintenance, and teardown of
    L2TP sessions, and (2) the L2TP data encapsulation to multiplex and
    demultiplex L2 data streams between two L2TP nodes across an IP
    network. Additional documents are expected to be published for each
    layer 2 data link emulation type (a.k.a. pseudowire-type) supported
    by L2TP (i.e., PPP, Ethernet, Frame Relay, etc.). These documents
    will contain any individual details that are outside the scope of
    this base specification.






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1.1  Changes from RFC 2661

    Many of the protocol constructs described in this document are
    carried over from RFC 2661.  Changes include clarifications based on
    years of interoperability and deployment experience as well as
    modifications to either improve protocol operation or provide a
    clearer separation from PPP.  The intent of these modifications is to
    achieve a healthy balance between code reuse, interoperability
    experience, and a directed evolution of L2TP as it is applied to new
    tasks.

    When the designation between L2TPv2 and L2TPv3 is necessary, L2TP as
    defined in RFC 2661 will be referred to as "L2TPv2", corresponding to
    the value in the Version field of an L2TP header.  (Layer 2
    Forwarding, L2F, [RFC2341] was defined as "version 1".)  At times,
    L2TP as defined in this document will be referred to as "L2TPv3".
    Otherwise, the acronym "L2TP" will refer to L2TPv3 or L2TP in
    general.

    Notable differences between L2TPv2 and L2TPv3 include:

      Separation of all PPP-related AVPs, references, etc., including a
      portion of the L2TP data header that was specific to the needs of
      PPP.  The PPP-specific constructs are described in a companion
      document.

      Transition from a 16-bit Session ID and Tunnel ID to a 32-bit
      Session ID and Control Connection ID, respectively.

      Extension of the Tunnel Authentication mechanism to cover the
      entire control message rather than just a portion of certain
      messages.


    Details of these changes and a recommendation for transitioning to
    L2TPv3 may be found in Section 4.7.

1.2  Specification of Requirements

    The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
    "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
    document are to be interpreted as described in [RFC2119].

1.3  Terminology

    Attribute Value Pair (AVP)

       The variable-length concatenation of a unique Attribute



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       (represented by an integer), a length field, and a Value
       containing the actual value identified by the attribute.  Zero or
       more AVPs make up the body of control messages, which are used in
       the establishment, maintenance, and teardown of control
       connections.  This basic construct is sometimes referred to as a
       Type-Length-Value (TLV) in some specifications.  (See also:
       Control Connection, Control Message.)

    Call (Circuit Up)

       The action of transitioning a circuit on an L2TP Access
       Concentrator (LAC) to an "up" or "active" state.  A call may be
       dynamically established through signaling properties (e.g., an
       incoming or outgoing call through the Public Switched Telephone
       Network (PSTN)) or statically configured (e.g., provisioning a
       Virtual Circuit on an interface).  A call is defined by its
       properties (e.g., type of call, called number, etc.) and its data
       traffic.  (See also: Circuit, Session, Incoming Call, Outgoing
       Call, Outgoing Call Request.)

    Circuit

       A general term identifying any one of a wide range of L2
       connections.  A circuit may be virtual in nature (e.g., an ATM
       PVC, an ethernet VLAN, or an L2TP session), or it may have direct
       correlation to a physical layer (e.g., an RS-232 serial line).
       Circuits may be statically configured with a relatively long-lived
       uptime, or dynamically established with signaling to govern the
       establishment, maintenance, and teardown of the circuit.  For the
       purposes of this document, a statically configured circuit is
       considered to be essentially the same as a very simple, long-
       lived, dynamic circuit.  (See also: Call, Remote System.)

    Client

       (See Remote System.)

    Control Connection

       An L2TP control connection is a reliable control channel that is
       used to establish, maintain, and release individual L2TP sessions
       as well as the control connection itself.  (See also: Control
       Message, Data Channel.)

    Control Message

       An L2TP message used by the control connection.  (See also:
       Control Connection.)



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    Data Message

       Message used by the data channel.  (a.k.a. Data Packet, See also:
       Data Channel.)

    Data Channel

       The channel for L2TP-encapsulated data traffic that passes between
       two LCCEs over a Packet Switched Network (i.e. IP).  (See also:
       Control Connection, Data Message.)

    Incoming Call

       The action of receiving a call (circuit up event) on an LAC.  The
       call may have been placed by a remote system (e.g., a phone call
       over a PSTN), or it may have been triggered by a local event
       (e.g., interesting traffic routed to a virtual interface).  An
       incoming call that needs to be tunneled (as determined by the LAC)
       results in the generation of an L2TP ICRQ message.  (See also:
       Call, Outgoing Call, Outgoing Call Request.)

    L2TP Access Concentrator (LAC)

       If an L2TP Control Connection Endpoint (LCCE) is being used to
       cross-connect an L2TP session directly to a data link, we refer to
       it as an L2TP Access Concentrator (LAC). An LCCE may act as both
       an L2TP Network Server (LNS) for some sessions and an LAC for
       others, so these terms must only be used within the context of a
       given set of sessions unless the LCCE is in fact single purpose
       for a given topology.  (See also: LCCE, LNS.)

    L2TP Control Connection Endpoint (LCCE)

       An L2TP node which exists at either end of an L2TP control
       connection. May also be referred to as an LAC or LNS, depending on
       whether tunneled frames are processed at the data link (LAC) or
       network layer (LNS). (See also: LAC, LNS.)

    L2TP Network Server (LNS)

       If a given L2TP session is terminated at the L2TP node and the
       encapsulated network layer (L3) packet processed on a virtual
       interface, we refer to this L2TP node as an L2TP Network Server
       (LNS). A given LCCE may act as both an LNS for some sessions and
       an LAC for others, so these terms must only be used within the
       context of a given set of sessions unless the LCCE is in fact
       single purpose for a given topology. (See also: LCCE, LAC.)




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    Outgoing Call

       The action of placing a call by an LAC, typically in response to
       policy directed by the peer in an Outgoing Call Request message.
       (See also: Call, Incoming Call, Outgoing Call Request.)

    Outgoing Call Request

       A request sent to an LAC to place an outgoing call.  The request
       contains specific information not known a priori by the LAC (i.e.,
       a number to dial).  (See also: Call, Incoming Call, Outgoing
       Call.)

    Packet-Switched Network (PSN)

       A network that uses packet-switching technology for data delivery.
       For L2TPv3, this layer is principally IP.  Other examples include
       MPLS, Frame Relay, and ATM.

    Peer

       When used in context with L2TP, Peer refers to the far end of an
       L2TP control connection (i.e., the remote LCCE).  An LAC's peer
       may be either an LNS or another LAC.  Similarly, an LNS's peer may
       be either an LAC or another LNS.  (See also: LAC, LCCE, LNS.)

    Pseudowire (PW)

       An emulated circuit as it traverses a PSN.  There is one
       Pseudowire per L2TP Session.  (See also: Packet-Switched Network,
       Session.)

    Pseudowire Type

       The payload type being carried within an L2TP session.  Examples
       include PPP, Ethernet, and Frame Relay.  (See also: Session.)

    Remote System

       An end-system or router connected by a circuit to an LAC.

    Session

       An L2TP session is the entity which is created between two LCCEs
       in order to exchange parameters for and maintain an emulated L2
       connection. Multiple sessions may be associated with a single
       Control Connection.




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    Zero-Length Body (ZLB) Message

       A control message with only an L2TP header.  ZLB messages are used
       only to acknowledge messages on the L2TP reliable control channel.
       (See also: Control Message.)

2.  Topology

    L2TP operates between two L2TP Control Connection Endpoints (LCCEs),
    tunneling traffic across a packet network.  There are three
    predominant tunneling models in which L2TP operates: LAC-LNS (or vice
    versa), LAC-LAC, and LNS-LNS.  These models are diagrammed below.
    (Dotted lines designate network connections.  Solid lines designate
    circuit connections.)

                      Figure 2.0: L2TP Reference Models

    (a) LAC-LNS Reference Model: On one side, the LAC receives traffic
    from an L2 circuit, which it forwards via L2TP across an IP or other
    packet-based network.  On the other side, an LNS logically terminates
    the L2 circuit locally and routes network traffic to the home
    network.  The action of session establishment is driven by the LAC
    (as an incoming call) or the LNS (as an outgoing call).

    +-----+  L2  +-----+                        +-----+
    |     |------| LAC |.........[ IP ].........| LNS |...[home network]
    +-----+      +-----+                        +-----+
    remote
    system
                       |<-- emulated service -->|
          |<----------- L2 service ------------>|

    (b) LAC-LAC Reference Model: In this model, both LCCEs are LACs.
    Each LAC forwards circuit traffic from the remote system to the peer
    LAC using L2TP, and vice versa.  In its simplest form, an LAC acts as
    a simple cross-connect between a circuit to a remote system and an
    L2TP session.  This model typically involves symmetric establishment;
    that is, either side of the connection may initiate a session at any
    time (or simultaneously, in which a tie-breaking mechanism is
    utilized).

    +-----+  L2  +-----+                      +-----+  L2  +-----+
    |     |------| LAC |........[ IP ]........| LAC |------|     |
    +-----+      +-----+                      +-----+      +-----+
    remote                                                 remote
    system                                                 system
                       |<- emulated service ->|
          |<----------------- L2 service ----------------->|



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    (c) LNS-LNS Reference Model: This model has two LNSs as the LCCEs.  A
    user-level, traffic-generated, or signaled event typically drives
    session establishment from one side of the tunnel. For example, a
    tunnel generated from a PC by a user, or automatically by customer
    premises equipment.

                     +-----+                      +-----+
    [home network]...| LNS |........[ IP ]........| LNS |...[home network]
                     +-----+                      +-----+
                           |<- emulated service ->|
                           |<---- L2 service ---->|

    Note: In L2TPv2, user-driven tunneling of this type is often referred
    to as "voluntary tunneling" [RFC2809]. Further, an LNS acting as part
    of a software package on a host is sometimes referred to as an "LAC
    Client" [RFC2661].

3.  Protocol Overview

    L2TP utilizes two types of messages, control messages and data
    messages (sometimes referred to as "control packets" and "data
    packets", respectively).  Control messages are used in the
    establishment, maintenance, and clearing of control connections and
    sessions.  These messages utilize a reliable control channel within
    L2TP to guarantee delivery (see Section 4.2 for details).  Data
    messages are used to encapsulate the L2 traffic being carried over
    the L2TP session.  Unlike control messages, data messages are not
    retransmitted when packet loss occurs.

    The L2TPv3 control message format defined in this document borrows
    largely from L2TPv2. These control messages are used in conjunction
    with the associated protocol state machines that govern the dynamic
    setup, maintenance, and teardown for L2TP sessions. The data message
    format for tunneling data packets may be utilized with or without the
    L2TP control channel, either via manual configuration or other
    signaling methods to pre-configure or distribute L2TP session
    information. Utilization of the L2TP data message format with other
    signaling methods is outside the scope of this document.













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                        Figure 3.0: L2TPv3 Structure

    +-------------------+    +-----------------------+
    | Tunneled Frame    |    | L2TP Control Message  |
    +-------------------+    +-----------------------+
    | L2TP Data Header  |    | L2TP Control Header   |
    +-------------------+    +-----------------------+
    | L2TP Data Channel |    | L2TP Control Channel  |
    | (unreliable)      |    | (reliable)            |
    +-------------------+----+-----------------------+
    | Packet-Switched Network (IP, FR, MPLS, etc.)   |
    +------------------------------------------------+

    Figure 3.0 depicts the relationship of control messages and data
    messages over the L2TP control and data channels, respectively.  Data
    messages are passed over an unreliable data channel, encapsulated by
    an L2TP header, and sent over a Packet-Switched Network (PSN) such as
    IP, UDP, Frame Relay, ATM, MPLS, etc.  Control messages are sent over
    a reliable L2TP control channel, which operates over the same PSN.

    The necessary setup for tunneling a session with L2TP consists of two
    steps: (1) Establishing the control connection, and (2) establishing
    a session as triggered by an incoming call or outgoing call.  An L2TP
    session MUST be established before L2TP can begin to forward session
    frames.  Multiple sessions may be bound to a single control
    connection, and multiple control connections may exist between the
    same two LCCEs.

3.1  Control Message Types

    The Message Type AVP (see Section 5.4.1) defines the specific type of
    control message being sent.

    This document defines the following control message types (see
    Sections 6.1 through 6.13 for details on the construction and use of
    each message):

    Control Connection Management

       0  (reserved)
       1  (SCCRQ)    Start-Control-Connection-Request
       2  (SCCRP)    Start-Control-Connection-Reply
       3  (SCCCN)    Start-Control-Connection-Connected
       4  (StopCCN)  Stop-Control-Connection-Notification
       5  (reserved)
       6  (HELLO)    Hello
       TBA-M1 (ACK)  Explicit Acknowledgement




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    Call Management

       7  (OCRQ)     Outgoing-Call-Request
       8  (OCRP)     Outgoing-Call-Reply
       9  (OCCN)     Outgoing-Call-Connected
       10 (ICRQ)     Incoming-Call-Request
       11 (ICRP)     Incoming-Call-Reply
       12 (ICCN)     Incoming-Call-Connected
       13 (reserved)
       14 (CDN)      Call-Disconnect-Notify

    Error Reporting

       15 (WEN)      WAN-Error-Notify

    Link Status Change Reporting

       16 (SLI)      Set-Link-Info

3.2  L2TP Header Formats

    This section defines header formats for L2TP control messages and
    L2TP data messages.  All values are placed into their respective
    fields and sent in network order (high-order octets first).

3.2.1  L2TP Control Message Header

    The L2TP control message header provides information for the reliable
    transport of messages that govern the establishment, maintenance, and
    teardown of L2TP sessions.  By default, control messages are sent
    over the underlying media in-band with L2TP data messages.

    The L2TP control message header is formatted as follows:

                  Figure 3.2.1: L2TP Control Message Header

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |T|L|x|x|S|x|x|x|x|x|x|x|  Ver  |             Length            |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                     Control Connection ID                     |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |               Ns              |               Nr              |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The T bit MUST be set to 1, indicating that this is a control
    message.



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    The L and S bits MUST be set to 1, indicating that the Length field
    and sequence numbers are present.

    The x bits are reserved for future extensions.  All reserved bits
    MUST be set to 0 on outgoing messages and ignored on incoming
    messages.

    The Ver field indicates the version of the L2TP control message
    header described in this document.  On sending, this field MUST be
    set to 3 for all messages (unless operating in an environment which
    includes L2TPv2 [RFC2661] and/or L2F [RFC2341] as well, see Section
    4.1 for details).

    The Length field indicates the total length of the message in octets,
    always calculated from the start of the control message header itself
    (beginning with the T bit).

    The Control Connection ID field contains the identifier for the
    control connection.  L2TP control connections are named by
    identifiers that have local significance only.  That is, the same
    control connection will be given unique Control Connection IDs by
    each LCCE from within each endpoint's own Control Connection ID
    number space.  As such, the Control Connection ID in each message is
    that of the intended recipient, not the sender.  Non-zero Control
    Connection IDs are selected and exchanged as Assigned Control
    Connection ID AVPs during the creation of a control connection.

    Ns indicates the sequence number for this control message, beginning
    at zero and incrementing by one (modulo 2**16) for each message sent.
    See Section 4.2 for more information on using this field.

    Nr indicates the sequence number expected in the next control message
    to be received.  Thus, Nr is set to the Ns of the last in-order
    message received plus one (modulo 2**16).  See Section 4.2 for more
    information on using this field.

3.2.2  L2TP Data Message

    In general, an L2TP data message consists of a (1) Session Header,
    (2) an optional L2-Specific Sublayer, and (3) the Tunnel Payload, as
    depicted below.










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                   Figure 3.2.2: L2TP Data Message Header

    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                      L2TP Session Header                      |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                      L2-Specific Sublayer                     |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                        Tunnel Payload                      ...
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


    The L2TP Session Header is specific to the encapsulating PSN over
    which the L2TP traffic is delivered.  The Session Header MUST provide
    (1) a method of distinguishing traffic among multiple L2TP data
    sessions and (2) a method of distinguishing data messages from
    control messages.

    Each type of encapsulating PSN MUST define its own session header,
    clearly identifying the format of the header and parameters necessary
    to setup the session.  Section 4.1 defines two session headers, one
    for transport over UDP and one for transport over IP.

    The L2 Specific Sublayer is an intermediary layer between the L2TP
    session header and the start of the tunneled frame.  It contains
    control fields that are used to facilitate the tunneling of each
    frame (e.g. sequence numbers or flags).  The default L2-Specific
    Sublayer for L2TPv3 is defined in Section 4.6.

    The Data Message Header is followed by the Tunnel Payload, including
    any necessary L2 framing as defined in the payload-specific companion
    documents.

3.3  Control Connection Management

    The L2TP Control Connection handles dynamic establishment, teardown,
    and maintenance of the L2TP sessions and of the control connection
    itself.  The reliable delivery of control messages is described in
    Section 4.2.

    This section describes typical control connection establishment and
    teardown exchanges.  It is important to note that, in the diagrams
    that follow, the reliable control message delivery mechanism exists
    independently of the L2TP state machine.  For instance, Explicit
    Acknowledgement (ACK) messages may be sent after any of the control
    messages indicated in the exchanges below if an acknowledgment is not
    piggybacked on a later control message.

    LCCEs are identified during control connection establishment either



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    by the Host Name AVP, the Router ID AVP, or a combination of the two
    (see Section 5.4.3).  The identity of a peer LCCE is central to
    selecting proper configuration parameters (i.e. Hello interval,
    window size, etc.) for a control connection, as well as for
    determination of how to setup associated sessions within the control
    connection, password lookup for control connection authentication,
    control connection level tie-breaking, etc.

3.3.1  Control Connection Establishment

    Establishment of the control connection involves an exchange of AVPs
    that identifies the peer and its capabilities.

    A three-message exchange is used to establish the control connection.
    The following is a typical message exchange:

       LCCE A      LCCE B
       ------      ------
       SCCRQ ->
                   <- SCCRP
       SCCCN ->

3.3.2  Control Connection Teardown

    Control connection teardown may be initiated by either LCCE and is
    accomplished by sending a single StopCCN control message.  As part of
    the reliable control message delivery mechanism, the recipient of a
    StopCCN MUST send an ACK message to acknowledge receipt of the
    message and maintain enough control connection state to properly
    accept StopCCN retransmissions over at least a full retransmission
    cycle (in case the ACK message is lost).  The recommended time for a
    full retransmission cycle is at least 31 seconds (see Section 4.2).
    The following is an example of a typical control message exchange:

       LCCE A      LCCE B
       ------      ------
       StopCCN ->
       (Clean up)

                   (Wait)
                   (Clean up)

    An implementation may shut down an entire control connection and all
    sessions associated with the control connection by sending the
    StopCCN.  Thus, it is not necessary to clear each session
    individually when tearing down the whole control connection.





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3.4  Session Management

    After successful control connection establishment, individual
    sessions may be created.  Each session corresponds to a single data
    stream between the two LCCEs.  This section describes the typical
    call establishment and teardown exchanges.

3.4.1  Session Establishment for an Incoming Call

    A three-message exchange is used to establish the session.  The
    following is a typical sequence of events:

       LCCE A      LCCE B
       ------      ------
       (Call
        Detected)

       ICRQ ->
                  <- ICRP
       (Call
        Accepted)

       ICCN ->

3.4.2  Session Establishment for an Outgoing Call

    A three-message exchange is used to set up the session.  The
    following is a typical sequence of events:

       LCCE A      LCCE B
       ------      ------
                  <- OCRQ
       OCRP ->

       (Perform
        Call
        Operation)

       OCCN ->

       (Call Operation
        Completed
        Successfully)

3.4.3  Session Teardown

    Session teardown may be initiated by either the LAC or LNS and is
    accomplished by sending a CDN control message.  After the last



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    session is cleared, the control connection MAY be torn down as well
    (and typically is).  The following is an example of a typical control
    message exchange:

       LCCE A      LCCE B
       ------      ------
       CDN ->
       (Clean up)

                   (Clean up)


4.  Protocol Operation

4.1  L2TP Over Specific Packet-Switched Networks (PSN)

    If necessary, L2TP may operate over a variety of Packet Switched
    Networks. There are two modes described for operation over IPv4, L2TP
    over IP (Section 4.1.1) and L2TP over UDP (Section 4.1.2).  L2TPv3
    implementations MUST support L2TP over IP and SHOULD support L2TP
    over UDP for better NAT and FW traversal, and easier migration from
    L2TPv2.

    L2TP over other PSNs may be defined, but the specifics are outside
    the scope of this document.  Examples of L2TPv2 over other PSNs
    include [RFC3070] and [RFC3355].

    The following field definitions are defined for use in all L2TP
    Session Header encapsulations.

    Session ID

       A 32-bit field containing a non-zero identifier for a session.
       L2TP sessions are named by identifiers that have local
       significance only.  That is, the same logical session will be
       given different Session IDs by each end of the control connection
       for the life of the session.  When the L2TP control connection is
       used for session establishment, Session IDs are selected and
       exchanged as Local Session ID AVPs during the creation of a
       session.

    Cookie

       The optional Cookie field contains a variable length (maximum 64
       bits), value used to check the association of a received data
       message with the session identified by the Session ID.  The Cookie
       MUST be set to the configured or signaled random value for this
       session utilizing all bits in the field.  The Cookie provides an



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       additional level of guarantee that a data message has been
       directed to the proper session by the Session ID.  A well-chosen
       Cookie may prevent inadvertent misdirection of stray packets with
       recently reused Session IDs, Session IDs subject to packet
       corruption, etc.  The Cookie may also provide protection against
       some specific malicious packet insertion attacks, as described in
       section 8.2.

       When the L2TP control connection is used for session
       establishment, random Cookie values are selected and exchanged as
       Assigned Cookie AVPs during session creation.


4.1.1  L2TPv3 over IP

    L2TPv3 over IP utilizes the IANA assigned IP protocol ID 115.

4.1.1.1  L2TPv3 Session Header Over IP

    Unlike L2TP over UDP, the L2TPv3 session header over IP is free of
    any restrictions imposed by coexistence with L2TPv2 and L2F.  As
    such, the header format has been redesigned to optimize packet
    processing.  The following session header format is utilized when
    operating L2TPv3 over IP:

                Figure 4.1.1.1: L2TPv3 Session Header Over IP

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                           Session ID                          |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |               Cookie (optional, maximum 64 bits)...
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                                                                    |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The Session ID and Cookie fields are as defined in Section 4.1.  The
    Session ID of zero is reserved for use by L2TP control messages (see
    Section 4.1.1.2).

4.1.1.2  L2TP Control and Data Traffic over IP

    Unlike L2TP over UDP which uses the common T bit to distinguish
    between L2TP control and data packets, L2TP over IP uses the reserved
    Session ID of zero (0) when sending control messages.  It is presumed
    that checking for the zero Session ID is more efficient -- both in
    header size for data packets and in processing speed for



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    distinguishing between control and data messages -- than checking for
    the presence of a given single bit.

    The entire control message header over IP, including the zero session
    ID, appears as follows:

            Figure 4.1.1.2: L2TPv3 Control Message Header Over IP

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                      (32 bits of zeros)                       |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |T|L|x|x|S|x|x|x|x|x|x|x|  Ver  |             Length            |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                     Control Connection ID                     |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |               Ns              |               Nr              |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    Named fields are as defined in Section 3.2.1.  Note that the Length
    field is still calculated from the beginning of the control message
    header, beginning with the T bit.  It does NOT include the "(32 bits
    of zeros)" depicted above.

    When operating directly over IP, L2TP packets lose the ability to
    take advantage of the UDP checksum as a simple packet integrity
    check.  This is of particular concern for L2TP control messages.
    Control Message Authentication (Section 4.3), even with an empty
    password field, provides for a sufficient packet integrity check and
    SHOULD always be enabled.

4.1.2  L2TP over UDP

    L2TPv3 over UDP must consider other L2 tunneling protocols that may
    be operating in the same environment, including L2TPv2 [RFC2661] and
    L2F [RFC2341].

    While there are efficiencies gained by running L2TP directly over IP,
    there are possible side effects as well.  For instance, L2TP over IP
    is not as NAT-friendly as L2TP over UDP.

4.1.2.1  L2TP Session Header Over UDP

    The following session header format is utilized when operating L2TPv3
    over UDP:





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               Figure 4.1.2.1: L2TPv3 Session Header over UDP

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |T|x|x|x|x|x|x|x|x|x|x|x|  Ver  |          Reserved             |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                           Session ID                          |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |               Cookie (optional, maximum 64 bits)...
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                                                                    |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The T bit MUST be set to 0, indicating that this is a data message.

    The x bits and Reserved field are reserved for future extensions.
    All reserved values MUST be set to 0 on outgoing messages and ignored
    on incoming messages.

    The Ver field MUST be set to 3, indicating an L2TPv3 message.

    Note that the initial bits 1, 4, 6 and 7 have meaning in L2TPv2
    [RFC2661], and are deprecated and marked as reserved in L2TPv3. Thus,
    for UDP mode on a system that supports both versions of L2TP, it is
    important that the Ver field be inspected first to determine the
    Version of the header before acting upon any of these bits.

    The Session ID and Cookie fields are as defined in Section 4.1.

4.1.2.2  UDP Port Selection

    The method for UDP Port Selection defined in this section is
    identical to than defined for L2TPv2 [RFC2661].

    When negotiating a control connection over UDP, control messages MUST
    be sent as UDP datagrams using the registered UDP port 1701
    [RFC1700].  The initiator of an L2TP control connection picks an
    available source UDP port (which may or may not be 1701), and sends
    to the desired destination address at port 1701.  The recipient picks
    a free port on its own system (which may or may not be 1701) and
    sends its reply to the initiator's UDP port and address, setting its
    own source port to the free port it found.

    Any subsequent traffic associated with this control connection
    (either control traffic or data traffic from a session established
    through this control connection) must use these same UDP ports.




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    It has been suggested that having the recipient choose an arbitrary
    source port (as opposed to using the destination port in the packet
    initiating the control connection, i.e., 1701) may make it more
    difficult for L2TP to traverse some NAT devices.  Implementations
    should consider the potential implication of this capability before
    choosing an arbitrary source port.  A NAT device that can pass TFTP
    traffic with variant UDP ports should be able to pass L2TP UDP
    traffic since both protocols employ similar policies with regard to
    UDP port selection.

4.1.2.3  UDP Checksum

    UDP checksums MUST be enabled for control messages and MAY be enabled
    for data messages.  It should be noted that enabling checksums on
    data packets may significantly increase the data packet processing
    burden.

4.1.3  IP Fragmentation Issues

    IP fragmentation may occur as the L2TP packet travels over the IP
    substrate.  L2TP makes no special efforts defined in this document to
    optimize this.

4.2  Reliable Delivery of Control Messages

    L2TP provides a lower level reliable delivery service for all control
    messages.  The Nr and Ns fields of the control message header (see
    Section 3.2.1) belong to this delivery mechanism.  The upper level
    functions of L2TP are not concerned with retransmission or ordering
    of control messages.  The reliable control messaging mechanism is a
    sliding window mechanism that provides control message retransmission
    and congestion control.  Each peer maintains separate sequence number
    state for each control connection.

    The message sequence number, Ns, begins at 0.  Each subsequent
    message is sent with the next increment of the sequence number.  The
    sequence number is thus a free-running counter represented modulo
    65536.  The sequence number in the header of a received message is
    considered less than or equal to the last received number if its
    value lies in the range of the last received number and the preceding
    32767 values, inclusive.  For example, if the last received sequence
    number was 15, then messages with sequence numbers 0 through 15, as
    well as 32784 through 65535, would be considered less than or equal.
    Such a message would be considered a duplicate of a message already
    received and ignored from processing.  However, in order to ensure
    that all messages are acknowledged properly (particularly in the case
    of a lost ACK message), receipt of duplicate messages MUST be
    acknowledged by the reliable delivery mechanism.  This acknowledgment



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    may either piggybacked on a message in queue or sent explicitly via
    an ACK message.

    All control messages take up one slot in the control message sequence
    number space, except the ACK message.  Thus, Ns is not incremented
    after an ACK message is sent.

    The last received message number, Nr, is used to acknowledge messages
    received by an L2TP peer.  It contains the sequence number of the
    message the peer expects to receive next (e.g. the last Ns of a non-
    ACK message received plus 1, modulo 65536).  While the Nr in a
    received ACK message is used to flush messages from the local
    retransmit queue (see below), the Nr of the next message sent is not
    updated by the Ns of the ACK message.  Nr SHOULD be sanity-checked
    before flushing the retransmit queue.  For instance, if the Nr
    received in a control message is greater than the last Ns sent plus 1
    modulo 65536, the control message is clearly invalid.

    The reliable delivery mechanism at a receiving peer is responsible
    for making sure that control messages are delivered in order and
    without duplication to the upper level.  Messages arriving out of
    order may be queued for in-order delivery when the missing messages
    are received.  Alternatively, they may be discarded, thus requiring a
    retransmission by the peer.  When dropping out of order control
    packets, Nr MAY be updated before the packet is discarded.

    Each control connection maintains a queue of control messages to be
    transmitted to its peer.  The message at the front of the queue is
    sent with a given Ns value and is held until a control message
    arrives from the peer in which the Nr field indicates receipt of this
    message.  After a period of time (a recommended default is 1 second
    but SHOULD be configurable) passes without acknowledgment, the
    message is retransmitted.  The retransmitted message contains the
    same Ns value, but the Nr value MUST be updated with the sequence
    number of the next expected message.

    Each subsequent retransmission of a message MUST employ an
    exponential backoff interval.  Thus, if the first retransmission
    occurred after 1 second, the next retransmission should occur after 2
    seconds has elapsed, then 4 seconds, etc.  An implementation MAY
    place a cap upon the maximum interval between retransmissions.  This
    cap SHOULD be no less than 8 seconds per retransmission.  If no peer
    response is detected after several retransmissions (a recommended
    default is 10, but MUST be configurable), the control connection and
    all associated sessions MUST be cleared. As it is the first message
    to establish a control connection, the SCCRQ MAY employ a different
    retransmission maximum than other control messages in order to help
    facilitate failover to alternate LCCEs in a timely fashion.



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    When a control connection is being shut down for reasons other than
    loss of connectivity, the state and reliable delivery mechanisms MUST
    be maintained and operated for the full retransmission interval after
    the final message StopCCN message has been sent (e.g. 1 + 2 + 4 + 8 +
    8... seconds), or until the StopCCN message itself has been
    acknowledged.

    A sliding window mechanism is used for control message transmission
    and retransmission.  Consider two peers, A and B.  Suppose A
    specifies a Receive Window Size AVP with a value of N in the SCCRQ or
    SCCRP message.  B is now allowed to have a maximum of N outstanding
    (e.g. unacknowledged) control messages.  Once N messages have been
    sent, B must wait for an acknowledgment from A that advances the
    window before sending new control messages.  An implementation may
    advertise a non-zero receive window as small or as large as it
    wishes, depending on its own ability to process incoming messages
    before sending an acknowledgement. Each peer MUST limit the number of
    unacknowledged messages it will send before receiving an
    acknowledgement by this Receive Window Size. The actual internal
    unacknowledged message send-queue depth may be further limited by
    local resource allocation or by dynamic slow-start and congestion-
    avoidance mechanisms.

    When retransmitting control messages, a slow start and congestion
    avoidance window adjustment procedure SHOULD be utilized.  A
    recommended procedure is described in Appendix A. A peer MAY drop
    messages, but MUST NOT actively delay acknowledgment of messages as a
    technique for flow control of control messages. Appendix B contains
    examples of control message transmission, acknowledgment, and
    retransmission.

4.3  Control Connection and Control Message Authentication

    L2TP incorporates an optional authentication and integrity check for
    all control messages. This mechanism consists of a computed one-way
    hash over the header and body of the L2TP control message, a pre-
    configured shared secret, and a local and remote nonce (random value)
    exchanged via the Nonce AVP. This per-message authentication and
    integrity check is designed to perform a mutual authentication
    between L2TP nodes, integrity checking of all control messages, and
    guard against control message spoofing and replay attacks that would
    otherwise be trivial to mount.

    A shared secret (password) MUST exist between communicating L2TP
    nodes to obtain the benefit of message or peer authentication. If a
    shared secret is not configured on either node, the per-message
    integrity check may still be performed using an empty shared secret
    of zero length. See Section 5.4.3 for details on calculation of the



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    Message Digest and construction of the Nonce and Message Digest AVPs.

    L2TPv3 Control Connection and Control Message Authentication is
    similar to L2TPv2 [RFC2661] Tunnel Authentication in its use of a
    shared secret for peer authentication, use of a one-way hash
    calculation, and exchange of a random value. The principal difference
    is that, instead of computing the hash over selected contents of a
    received control message (e.g. the Challenge AVP and Message Type) as
    in L2TPv2, the entire message is used in the hash in L2TPv3. In
    addition, instead of including the hash digest in just the SCCRP and
    SCCCN messages, it is now included in all L2TP messages.

    The Control Message Authentication mechanism is optional, and may be
    disabled if both peers agree. For example, if IPsec is already being
    used for security and integrity checking between the LCCEs, the L2TP
    mechanism defined here becomes redundant and may be disabled.
    Presence of the Message Digest AVP in an SCCRQ or SCCRP message
    serves as the indication to a peer that Control Message
    Authentication is enabled. If an SCCRQ or SCCRP contains a Message
    Digest AVP, the receiver of the message MUST respond with a Message
    Digest AVP in all subsequent messages sent. If an SCCRQ or SCCRP is
    received with a missing or incorrect Message Digest AVP value, a
    StopCCN MAY be sent with the Result Code set to 4 (see Section
    5.4.2). Care should be taken to rate-limit such responses as to not
    end up in a denial of service situation responding to rogue SCCRQ or
    SCCRP control messages. All other control messages with missing or
    incorrect Message Digest AVPs MUST be dropped.

4.4  Keepalive (Hello)

    A keepalive mechanism is employed by L2TP to detect loss of
    connectivity between a pair of LCCEs.  This is accomplished by
    injecting Hello control messages (see Section 6.5) after a period of
    time has elapsed since the last data message or control message was
    received on an L2TP session or control connection, respectively.  As
    with any other control message, if the Hello message is not reliably
    delivered, the sending LCCE declares that the control connection is
    down and resets its state for the control connection.  This behavior
    ensures that a connectivity failure between the LCCEs is detected
    independently by each end of a control connection.

    Since the control channel is operated in-band with data traffic over
    the PSN, this single mechanism can be used to infer basic data
    connectivity between a pair of LCCEs for all sessions associated with
    the control connection.

    Periodic keepalive for the control connection MUST be implemented by
    sending a Hello if a period of time (a recommended default is 60



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    seconds, but MUST be configurable) has passed without receiving any
    message (data or control) from the peer.  An LCCE sending Hello
    messages across multiple control connections between the same LCCE
    endpoints MUST employ a jittered timer mechanism to prevent grouping
    of Hello messages.

4.5  Forwarding Session Data Frames

    Once session establishment is complete, circuit frames are received
    at an LCCE, encapsulated in L2TP (with appropriate attention to
    framing as described in documents for the particular pseudowire
    type), and forwarded over the appropriate session.  For every
    outgoing data message, the sender places the identifier specified in
    the Local Session ID AVP (received from peer during session
    establishment) in the Session ID field of the L2TP data header.  In
    this manner, session frames are multiplexed and demultiplexed between
    a given pair of LCCEs.  Multiple control connections may exist
    between a given pair of LCCEs, and multiple sessions may be
    associated with a given control connection.

    The peer LCCE receiving the L2TP data packet identifies the session
    with which the packet is associated by the Session ID in the data
    packet's header.  The LCCE then checks the Cookie field in the data
    packet against the Cookie value received in the Assigned Cookie AVP
    during session establishment.  It is important for implementers to
    note that the Cookie field check occurs after looking up the session
    context by the Session ID, and as such consists merely of a value
    match of the Cookie field and that stored in the retrieved context.
    There is no need to perform a lookup across the Session ID and Cookie
    as a single value.  Any received data packets that contain invalid
    Session IDs or associated Cookie values MUST be dropped.  Finally,
    the LCCE either forwards the network packet within the tunneled frame
    (e.g., as an LNS) or switches the frame to a circuit (e.g., as an
    LAC).

4.6  Default L2-Specific Sublayer

    This document defines a default L2-Specific Sublayer (see Section
    3.2.2) format that a pseudowire may use for features such as basic
    sequencing support, marking of packets with a single high-priority
    bit, or other general per-data-packet control operations.  The
    default L2-Specific Sublayer SHOULD be used by a given PW type to
    support these features if it is adequate, and its presence is
    requested by a peer during session negotiation.  Alternative
    sublayers MAY be defined (e.g. an encapsulation with a larger
    Sequence Number field or timing information) and identified for use
    via the L2-Specific Sublayer Type AVP.




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               Figure 4.6: Default L2-Specific Sublayer Format

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |P|S|x|x|x|x|x|x|              Sequence Number                  |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The P (Priority) bit is used to identify a data packet that should be
    dropped only as a last resort after being received by an L2TP peer.
    This bit should be set to 1 for any traffic that should be given
    higher priority than other data traffic in a congested environment.
    For example, end-to-end L2 keepalive packets (e.g. PPP keepalives) or
    other control packets vital to the life of the circuit or network may
    need special handling by an LCCE upon receipt.  This is not a
    replacement for, or to be used as, a per-hop QoS method of any sort.
    It is only to be used by the L2TP receiving node to prioritize
    incoming traffic.

    The S (Sequence) bit is set to 1 when the Sequence Number contains a
    valid number for this sequenced frame.  If the S bit is set to zero,
    the Sequence Number contents are undefined and MUST be ignored by the
    receiver.

    The Sequence Number field contains a free-running counter of 2^24
    sequence numbers.  If the number in this field is valid, the S bit
    MUST be set to 1.  The Sequence Number begins at zero, which is a
    valid sequence number.  (In this way, implementations inserting
    sequence numbers do not have to "skip" zero when incrementing.)  The
    sequence number in the header of a received message is considered
    less than or equal to the last received number if its value lies in
    the range of the last received number and the preceding (2^23-1)
    values, inclusive.

4.6.1  Sequencing Data Packets

    The Sequence Number field may be used to detect lost, duplicate, or
    out-of-order packets within a given session.

    When L2 frames are carried over an L2TP-over-IP or L2TP-over-UDP/IP
    data channel, this part of the link has the characteristic of being
    able to reorder, duplicate, or silently drop packets.  Reordering may
    break some non-IP protocols or L2 control traffic being carried by
    the link.  Silent dropping or duplication of packets may break
    protocols that assume per-packet indications of error, such as TCP
    header compression.  While a common mechanism for packet sequence
    detection is provided, the sequence dependency characteristics of
    individual protocols are outside the scope of this document.



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    If any protocol being transported by over L2TP data channels cannot
    tolerate misordering of data packets, packet duplication, or silent
    packet loss, sequencing may be enabled on some or all packets by
    using the S bit and Sequence Number field defined in the default
    L2-Specific Sublayer(see Section 4.6).  For a given L2TP session,
    each LCCE is responsible for communicating to its peer the level of
    sequencing support that it requires of data packets that it receives.
    Mechanisms to advertise this information during session negotiation
    are provided (see Data Sequencing AVP in Section 5.4.4).

    When determining whether a packet is in or out of sequence, an
    implementation SHOULD utilize a method that is resilient to temporary
    dropouts in connectivity coupled with high per-session packet rates.
    The recommended method is outlined in Appendix C.

4.7  L2TPv2/v3 Interoperability and Migration

    L2TPv2 and L2TPv3 environments should be able to coexist while a
    migration to L2TPv3 is made.  Migration issues are discussed for each
    media type in this section.  Most issues apply only to
    implementations that require both L2TPv2 and L2TPv3 operation.
    However, even L2TPv3-only implementations must at least be mindful of
    these issues in order to interoperate with implementations that
    support both versions.

4.7.1  L2TPv3 over IP

    L2TPv3 implementations running strictly over IP with no desire to
    interoperate with L2TPv2 implementations may safely disregard most
    migration issues from L2TPv2.  All control messages and data messages
    are sent as described in this document, without normative reference
    to RFC2661.

    If one wishes to tunnel PPP over L2TPv3, and fallback to L2TPv2 only
    if it is not available, then L2TPv3 over UDP with the automatic
    fallback as described in section 4.7.3 MUST be used. There is no
    deterministic method for automatic fallback from L2TPv3 over IP to
    either L2TPv2 or L2TPv3 over UDP. One could infer whether L2TPv3 over
    IP is supported by sending an SCCRQ and waiting for a response, but
    this could be problematic during periods of packet loss between L2TP
    nodes.

4.7.2  L2TPv3 over UDP

    The format of the L2TPv3 over UDP header is defined in Section
    4.1.2.1.

    When operating over UDP, L2TPv3 uses the same port (1701) as L2TPv2



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    and shares the first two octets of header format with L2TPv2. The Ver
    field is used to distinguish L2TPv2 packets from L2TPv3 packets. If
    an implementation is capable of operating in L2TPv2 or L2TPv3 modes,
    it is possible to automatically detect whether a peer can support
    L2TPv2 or L2TPv3 and operate accordingly. The details of this
    fallback capability is defined in the following section.

4.7.3  Automatic L2TPv2 Fallback

    When running over UDP, an implementation may detect whether a peer is
    L2TPv3-capable by sending a special SCCRQ that is properly formatted
    for both L2TPv2 and L2TPv3.  This is accomplished by sending an SCCRQ
    with its Ver field set to 2 (for L2TPv2), and ensuring that any
    L2TPv3-specific AVPs (i.e. AVPs present within this document and not
    defined within RFC 2661) within the message are sent with each M bit
    set to 0, and all L2TPv2 AVPs present as they would be for L2TPv2.
    This is done so that L2TPv3 AVPs will be ignored by an L2TPv2-only
    implementation.  Note that, in both L2TPv2 and L2TPv3, the value
    contained in the space of the control message header utilized by the
    32-bit Control Connection ID in L2TPv3, and the 16-bit Tunnel ID and
    16-bit Session ID in L2TPv2, is always 0 for an SCCRQ. This
    effectively hides the fact that there are a pair of 16-bit fields in
    L2TPv2, and a single 32-bit field in L2TPv3.

    If the peer implementation is L2TPv3-capable, a control message with
    Ver set to 3 and corresponding header and message format will be sent
    in response to the SCCRQ.  Operation may then continue as L2TPv3.  If
    a message is received with Ver set to 2, it must be assumed that the
    peer implementation is L2TPv2-only and fallback to L2TPv2 mode may
    safely occur.

    Note Well: The L2TPv2/v3 auto-detection mode requires that all L2TPv3
    implementations over UDP be liberal in acceptance of an SCCRQ control
    message with the Ver field set to 2 or 3 and the presence of
    L2TPv2-specific AVPs.  An L2TPv3-only implementation MUST ignore all
    L2TPv2 AVPs (e.g. those defined in RFC 2661 and not in this document)
    within an SCCRQ with the Ver field set to 2 (even if the M bit is set
    on the L2TPv2-specific AVPs).

5.  Control Message Attribute Value Pairs

    To maximize extensibility while permitting interoperability, a
    uniform method for encoding message types is used throughout L2TP.
    This encoding will be termed AVP (Attribute Value Pair) for the
    remainder of this document.






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5.1  AVP Format

    Each AVP is encoded as follows:

                           Figure 5.1: AVP Format

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |M|H| rsvd  |      Length       |           Vendor ID           |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |         Attribute Type        |        Attribute Value ...
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                        (until Length is reached)                   |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The first six bits comprise a bit mask that describes the general
    attributes of the AVP.  Two bits are defined in this document; the
    remaining bits are reserved for future extensions.  Reserved bits
    MUST be set to 0.  An AVP received with a reserved bit set to 1 MUST
    be treated as an unrecognized AVP.

    Mandatory (M) bit: Controls the behavior required of an
    implementation that receives an unrecognized AVP.  The M bit of a
    given AVP MUST only be inspected and acted upon if the AVP is
    unrecognized (see Section 5.2).

    Hidden (H) bit: Identifies the hiding of data in the Attribute Value
    field of an AVP.  This capability can be used to avoid the passing of
    sensitive data, such as user passwords, as cleartext in an AVP.
    Section 5.3 describes the procedure for performing AVP hiding.

    Length: Contains the number of octets (including the Overall Length
    and bit mask fields) contained in this AVP.  The Length may be
    calculated as 6 + the length of the Attribute Value field in octets.
    The field itself is 10 bits, permitting a maximum of 1023 octets of
    data in a single AVP.  The minimum Length of an AVP is 6.  If the
    Length is 6, then the Attribute Value field is absent.

    Vendor ID: The IANA assigned "SMI Network Management Private
    Enterprise Codes" [RFC1700] value.  The value 0, corresponding to
    IETF adopted attribute values, is used for all AVPs defined within
    this document.  Any vendor wishing to implement its own L2TP
    extensions can use its own Vendor ID along with private Attribute
    values, guaranteeing that they will not collide with any other
    vendor's extensions or future IETF extensions.  Note that there are
    16 bits allocated for the Vendor ID, thus limiting this feature to
    the first 65,535 enterprises.



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    Attribute Type: A 2-octet value with a unique interpretation across
    all AVPs defined under a given Vendor ID.

    Attribute Value: This is the actual value as indicated by the Vendor
    ID and Attribute Type.  It follows immediately after the Attribute
    Type field and runs for the remaining octets indicated in the Length
    (i.e., Length minus 6 octets of header).  This field is absent if the
    Length is 6.

5.2  Mandatory AVPs and Setting the M Bit

    If the M bit is set on an AVP that is unrecognized by its recipient,
    the session or control connection associated with the contorl message
    containing the AVP MUST be shutdown. If the control message
    containing the unrecognized AVP is associated with a session (e.g. an
    ICRQ, ICRP, ICCN, SLI, etc.) then the session MUST be issued a CDN
    with a Result Code of 2 and Error Code of 8 as defined in section
    5.4.2. and shutdown. If the control message containing the
    unrecognized AVP is associated with establishment or maintenance of a
    Control Connection (e.g. SCCRQ, SCCRP, SCCCN, Hello) then the
    associated Control Connection MUST be issued a StopCCN with Result
    Code of 2 and Error Code of 8 as defined in section 5.4.2. and
    shutdown.  If the M bit is not set on an unrecognized AVP, the AVP
    MUST be ignored when received, processing the control message as if
    the AVP was not present.

    Receipt of an unrecognized AVP that has the M bit set is catastrophic
    to the session or control connection with which it is associated.
    Thus, the M bit should only be set for AVPs that are deemed crucial
    to proper operation of the session or control connection by the
    sender.  AVPs that are considered crucial by the sender may vary by
    application and configured options.  In no case shall a receiver of
    an AVP "validate" if the M bit is set on a recognized AVP. If the AVP
    is recognized (as all AVPs defined in this document MUST be for a
    compliant L2TPv3 specification), then by definition the M bit is of
    no consequence.

    The sender of an AVP is free to set its M bit to 1 or 0 based on
    whether the configured application strictly requires the value
    contained in the AVP to be recognized or not. For example, "Automatic
    L2TPv2 Fallback" (Section 4.7.3), requires the setting of the M bit
    on all new L2TPv3 AVPs to zero if fallback to L2TPv2 is supported and
    desired, and 1 if not.

    The M bit is useful as extra assurance for support of critical AVP
    extensions.  However, more explicit methods may be available to
    determine support for a given feature rather than using the M bit
    alone. For example, if a new AVP is defined in a message for which



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    there is always a message reply (i.e. an ICRQ, ICRP, SCCRQ or SCCRP
    message) rather than simply sending an AVP in the message with the M
    bit set, availability of the extension may be identified by sending
    an AVP in the request message and expecting a corresponding AVP in a
    reply message. This more explicit method, when possible, is
    preferred.

    The M bit also plays a role in determining whether or not a malformed
    or out-of-range value within an AVP should be ignored or result in
    termination of a session or control channel. See Section 7.1 for more
    details on this.

5.3  Hiding of AVP Attribute Values

    The H bit in the header of each AVP provides a mechanism to indicate
    to the receiving peer whether the contents of the AVP are hidden or
    present in cleartext.  This feature can be used to hide sensitive
    control message data such as user passwords, IDs, or other vital
    information.

    The H bit MUST only be set if (1) a shared secret exists between the
    LCCEs and (2) Control Connection and Control Message Authentication
    is enabled (see Section 4.3).  If the H bit is set in any AVP(s) in a
    given control message, a Random Vector AVP must also be present in
    the message and MUST precede the first AVP having an H bit of 1.

    The shared secret between LCCEs is used to derive a unique shared key
    for hiding and unhiding calculations. The derived shared key is
    obtained via a one-way HMAC-MD5 hash [RFC1321] on the shared secret
    concatenated with a single octet containing the value 1.

       shared_key = HMAC_MD5 (shared_secret | 1)

    Hiding an AVP value is done in several steps.  The first step is to
    take the length and value fields of the original (cleartext) AVP and
    encode them into a Hidden AVP Subformat as follows:

                      Figure 5.3: Hidden AVP Subformat

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |   Length of Original Value    |   Original Attribute Value ...
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                   ...              |             Padding ...

    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+




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    Length of Original Attribute Value: This is length of the Original
    Attribute Value to be obscured in octets.  This is necessary to
    determine the original length of the Attribute Value that is lost
    when the additional Padding is added.

    Original Attribute Value: Attribute Value that is to be obscured.

    Padding: Random additional octets used to obscure length of the
    Attribute Value that is being hidden.

    To mask the size of the data being hidden, the resulting subformat
    MAY be padded as shown above.  Padding does NOT alter the value
    placed in the Length of Original Attribute Value field, but does
    alter the length of the resultant AVP that is being created.  For
    example, if an Attribute Value to be hidden is 4 octets in length,
    the unhidden AVP length would be 10 octets (6 + Attribute Value
    length).  After hiding, the length of the AVP will become 6 +
    Attribute Value length + size of the Length of Original Attribute
    Value field + Padding.  Thus, if Padding is 12 octets, the AVP length
    will be 6 + 4 + 2 + 12 = 24 octets.

    Next, an MD5 hash is performed (in network byte order) on the
    concatenation of the following:

       + the 2-octet Attribute number of the AVP
       + the shared key
       + an arbitrary length random vector

    The value of the random vector used in this hash is passed in the
    value field of a Random Vector AVP.  This Random Vector AVP must be
    placed in the message by the sender before any hidden AVPs.  The same
    random vector may be used for more than one hidden AVP in the same
    message.  If a different random vector is used for the hiding of
    subsequent AVPs, then a new Random Vector AVP must be placed in the
    command message before the first AVP to which it applies.

    The MD5 hash value is then XORed with the first 16-octet (or less)
    segment of the Hidden AVP Subformat and placed in the Attribute Value
    field of the Hidden AVP.  If the Hidden AVP Subformat is less than 16
    octets, the Subformat is transformed as if the Attribute Value field
    had been padded to 16 octets before the XOR.  Only the actual octets
    present in the Subformat are modified, and the length of the AVP is
    not altered.

    If the Subformat is longer than 16 octets, a second one-way MD5 hash
    is calculated over a stream of octets consisting of the shared key
    followed by the result of the first XOR.  That hash is XORed with the
    second 16-octet (or less) segment of the Subformat and placed in the



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    corresponding octets of the Value field of the Hidden AVP.

    If necessary, this operation is repeated, with the shared key used
    along with each XOR result to generate the next hash to XOR the next
    segment of the value with.

    The hiding method was adapted from [RFC2865], which was taken from
    the "Mixing in the Plaintext" section in the book "Network Security"
    by Kaufman, Perlman and Speciner [KPS].  A detailed explanation of
    the method follows:

    Call the shared key S, the Random Vector RV, and the Attribute Value
    AV.  Break the value field into 16-octet chunks p1, p2, etc., with
    the last one padded at the end with random data to a 16-octet
    boundary.  Call the ciphertext blocks c(1), c(2), etc.  We will also
    define intermediate values b1, b2, etc.

              b1 = MD5(AV + S + RV)   c(1) = p1 xor b1
              b2 = MD5(S  + c(1))     c(2) = p2 xor b2
                          .                       .
                          .                       .
                          .                       .
              bi = MD5(S  + c(i-1))   c(i) = pi xor bi

    The String will contain c(1)+c(2)+...+c(i), where + denotes
    concatenation.

    On receipt, the random vector is taken from the last Random Vector
    AVP encountered in the message prior to the AVP to be unhidden.  The
    above process is then reversed to yield the original value.

5.4  AVP Summary

    The following sections contain a list of all L2TP AVPs defined in
    this document.

    Following the name of the AVP is a list indicating the message types
    that utilize each AVP.  After each AVP title follows a short
    description of the purpose of the AVP, a detail (including a graphic)
    of the format for the Attribute Value, and any additional information
    needed for proper use of the AVP.

5.4.1  General Control Message AVPs

Message Type (All Messages)

    The Message Type AVP, Attribute Type 0, identifies the control
    message herein and defines the context in which the exact meaning of



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    the following AVPs will be determined.

    The Attribute Value field for this AVP has the following format:

     0                   1
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |         Message Type          |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The Message Type is a 2-octet unsigned integer.

    The Message Type AVP MUST be the first AVP in a message, immediately
    following the control message header (defined in Section 3.2.1).  See
    Section 3.1 for the list of defined control message types and their
    identifiers.

    The Mandatory (M) bit within the Message Type AVP has special
    meaning.  Rather than an indication as to whether the AVP itself
    should be ignored if not recognized, it is an indication as to
    whether the control message itself should be ignored.  If the M bit
    is set within the Message Type AVP and the Message Type is unknown to
    the implementation, the control connection MUST be cleared.  If the M
    bit is not set, then the implementation may ignore an unknown message
    type.  The M bit MUST be set to 1 for all message types defined in
    this document.  This AVP MAY NOT be hidden (the H bit MUST be 0).
    The Length of this AVP is 8.

    A vendor-specific control message may be defined by setting the
    Vendor ID of the Message Type AVP to a value other than the IETF
    Vendor ID of 0 (see Section 5.1).  The Message Type AVP MUST still be
    the first AVP in the control message.

    Message Digest (All Messages)

       The Message Digest AVP, Attribute Type AVP-TBA-1, is used as an
       integrity check and authentication of the L2TP Control Message
       header and body.

       The Attribute Value field for this AVP has the following format:

        0                   1                   2                   3
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |  Digest Type  | Message Digest ...
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+



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       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                                               ... (16 octets)         |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

       Where Digest Type is a one octet integer indicating the Digest
       calculation algorithm:
          0 HMAC-MD5 [RFC1321]
          1 HMAC-SHA-1 [RFC2104]

       Digest type 0 (HMAC-MD5) MUST be supported, Digest Type 1 (HMAC-
       SHA-1) MAY be supported.

       The Message Digest is of variable length and contains the result
       of the control message authenticity and integrity calculation. For
       Digest Type 0 (HMAC-MD5) the length of the digest MUST be 160
       bits. The local_nonce and remote_nonce are advertised via the
       Control Message Authentication Nonce AVP, also defined in this
       section.

       If Control Connection and Control Message Authentication is
       enabled, the Message Digest AVP MUST present in all messages and
       MUST be placed immediately after the Message Type AVP. This forces
       the Message Digest to be present within each message at a well-
       known and fixed offset.

       The shared secret between LCCEs is used to derive a unique shared
       key for Control Connection and Control Message Authentication
       calculations.  The derived shared key is obtained via a one-way
       HMAC-MD5 hash [RFC1321] on the shared secret concatenated with a
       single octet containing the value 2.

          shared_key = HMAC_MD5 (shared_secret | 2)

       Calculation of the digest is as follows for all messages other
       than the SCCRQ:

          Digest = Hash (local_nonce | remote_nonce | shared_key |
          control_message)

          Hash: Hashing algorithm identified by the Digest Type

          local_nonce: Nonce chosen locally and advertised to the remote
          LCCE.

          remote_nonce: Nonce received from the remote LCCE

          shared_key: Derived shared key for this Control Connection




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          control_message: The entire contents of the L2TP Control
          Message, including the Control Message header and all AVPs.
          Note that the Control Message header in this case begins after
          the 0 Session ID (see Section 4.1.1.2) when running over IP,
          and after the UDP header when running over UDP (see Section
          4.1.2.1).

       When calculating the Message Digest, the Message Digest AVP MUST
       be present within the control message with the Digest Type set to
       its proper value, but the Message Digest itself set to zeros.

       When receiving a control message, the contents of the Message
       Digest AVP MUST be compared against the expected digest value
       based on local calculation. This is done by performing the same
       digest calculation above, with the local_nonce and remote_nonce
       reversed. This message authenticity and integrity checking MUST be
       performed before utilizing any information contained within the
       control message. If the calculation fails, the message MUST be
       dropped.

       The SCCRQ has special treatment as it is the initial message
       commencing a new Control Connection. As such, there is only one
       nonce available. Since the nonce is present within the message
       itself as part of the Control Message Authentication Nonce AVP,
       there is no need to use it in the calculation explicitly.
       Calculation of the SCCRQ Digest is performed as follows:

          Digest = Hash (shared_key | control_message)

       This AVP MUST NOT be hidden (the H bit MUST be 0).  The M bit for
       this AVP SHOULD be set to 1, but MAY vary (see Section 5.2).  The
       Length is 28 for Digest Type 1 (HMAC-MD5), and may vary for other
       digest types.

       Control Message Authentication Nonce (SCCRQ, SCCRP)

          The Control Message Authentication Nonce AVP, Attribute Type
          AVP-TBA-15, MUST contain a cryptographically random value
          [RFC1750]. This value is used for Control Message
          Authentication.

          The Attribute Value field for this AVP has the following
          format:








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           0                   1                   2                   3
           0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
          +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-++-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
          | Nonce ... (arbitrary number of octets)
          +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-++-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

          The Nonce is of arbitrary length, though at least 16 octets is
          recommended.  The Nonce contains the random value for use in
          the Control Message Authentication hash calculation (see
          Message Digest AVP definition in this section).

          If Control Connection and Message Authentication is enabled,
          this AVP MUST be present in the SCCRQ and SCCRP messages.

          This AVP MUST NOT be hidden (the H bit MUST be 0).  The M bit
          for this AVP SHOULD be set to 1, but MAY vary (see Section
          5.2).  The Length of this AVP is 6 plus the length of the
          Nonce.

Random Vector (All Messages)

    The Random Vector AVP, Attribute Type 36, MUST contain a
    cryptographically random value [RFC1750]. This value is used for AVP
    Hiding.

    The Attribute Value field for this AVP has the following format:

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-++-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    | Random Octet String ... (arbitrary number of octets)
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-++-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The Random Octet String is of arbitrary length, though at least 16
    octets is recommended.  The string contains the random vector for use
    in computing the MD5 hash to retrieve or hide the Attribute Value of
    a hidden AVP (see Section 5.3).

    More than one Random Vector AVP may appear in a message, in which
    case a hidden AVP uses the Random Vector AVP most closely preceding
    it. As such, at least one Random Vector AVP MUST precede the first
    AVP with the H bit set.

    This AVP MUST NOT be hidden (the H bit MUST be 0).  The M bit for
    this AVP SHOULD be set to 1, but MAY vary (see Section 5.2).  The
    Length of this AVP is 6 plus the length of the Random Octet String.





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5.4.2  Result and Error Codes

Result Code (StopCCN, CDN)

    The Result Code AVP, Attribute Type 1, indicates the reason for
    terminating the control channel or session.

    The Attribute Value field for this AVP has the following format:

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |          Result Code          |     Error Code (optional)     |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    | Error Message ... (optional, arbitrary number of octets)      |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The Result Code is a 2-octet unsigned integer.  The optional Error
    Code is a 2-octet unsigned integer.  An optional Error Message can
    follow the Error Code field.  Presence of the Error Code and Message
    is indicated by the AVP Length field.  The Error Message contains an
    arbitrary string providing further (human-readable) text associated
    with the condition.  Human-readable text in all error messages MUST
    be provided in the UTF-8 charset using the Default Language
    [RFC2277].

    This AVP MUST NOT be hidden (the H bit MUST be 0).  The M bit for
    this AVP SHOULD be set to 1, but MAY vary (see Section 5.2).  The
    Length is 8 if there is no Error Code or Message, 10 if there is an
    Error Code and no Error Message, or 10 plus the length of the Error
    Message if there is an Error Code and Message.

    Defined Result Code values for the StopCCN message are as follows:

       0 - Reserved.
       1 - General request to clear control connection.
       2 - General error, Error Code indicates the problem.
       3 - Control channel already exists.
       4 - Requester is not authorized to establish a control channel.
       5 - The protocol version of the requester is not supported,
           Error Code indicates highest version supported.
       6 - Requester is being shut down.
       7 - Finite state machine error or timeout

    General Result Code values for the CDN message are as follows:

       0 - Reserved.
       1 - Session disconnected due to loss of carrier or circuit disconnect.



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       2 - Session disconnected for the reason indicated in Error Code.
       3 - Session disconnected for administrative reasons.
       4 - Session establishment failed due to lack of appropriate
           facilities being available (temporary condition).
       5 - Session establishment failed due to lack of appropriate
           facilities being available (permanent condition).
       6 - 11 Reserved (PPP-specific codes defined outside this document).
       RC-TBA-1 - Session not established due to losing tie breaker.
       RC-TBA-2 - Session not established due to unsupported PW type.
       RC-TBA-3 - Session not established, sequencing required without valid
                  L2-Specific Sublayer.
       RC-TBA-4 - Finite state machine error or timeout.


    Additional service-specific Result Codes are defined outside this
    document.

    The Error Codes defined below pertain to types of errors that are not
    specific to any particular L2TP request, but rather to protocol or
    message format errors.  If an L2TP reply indicates in its Result Code
    that a general error occurred, the General Error value should be
    examined to determine what the error was.  The currently defined
    General Error codes and their meanings are as follows:

    0 - No general error.
    1 - No control connection exists yet for this pair of LCCEs.
    2 - Length is wrong.
    3 - One of the field values was out of range.
    4 - Insufficient resources to handle this operation now.
    5 - Invalid Session ID.
    6 - A generic vendor-specific error occurred.
    7 - Try another.  If initiator is aware of other possible responder
        destinations, it should try one of them.  This can be
        used to guide an LAC or LNS based on policy.
    8 - The session or control connection was shut down due to receipt of
        an unknown AVP with the M bit set (see Section 5.2).  The Error
        Message SHOULD contain the attribute of the offending AVP in
        (human-readable) text form.
    9 - Try another directed.  If an LAC or LNS is aware of other possible
        destinations, it should inform the initiator of the control
        connection or session.  The Error Message MUST contain a
        comma-separated list of addresses from which the initiator may
        choose.  If the L2TP data channel runs over IPv4, then this would
        be a comma-separated list of IP addresses in the canonical
        dotted-decimal format (e.g. "10.0.0.1, 10.0.0.2, 10.0.0.3") in the
        UTF-8 charset using the Default Language [RFC2277].  If there are
        no servers for the LAC or LNS to suggest, then Error Code 7 should
        be used.  The delimiter between addresses MUST be precisely a



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        single comma and a single space.

    When a General Error Code of 6 is used, additional information about
    the error SHOULD be included in the Error Message field.  A vendor-
    specific AVP MAY be sent to more precisely detail a vendor-specific
    problem.

5.4.3  Control Connection Management AVPs

Control Connection Tie Breaker (SCCRQ)

    The Control Connection Tie Breaker AVP, Attribute Type 5, indicates
    that the sender desires a single control connection to exist between
    a given pair of LCCEs.

    The Attribute Value field for this AVP has the following format:

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    | Control Connection Tie Breaker Value ...
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                                               ... (64 bits)        |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The Control Connection Tie Breaker Value is an 8-octet random value
    that is used to choose a single control connection when two LCCEs
    request a control connection concurrently.  The recipient of a SCCRQ
    must check to see if a SCCRQ has been sent to the peer; if so, a tie
    has been detected.  In this case, the LCCE must compare its Control
    Connection Tie Breaker value with the one received in the SCCRQ.  The
    lower value "wins", and the "loser" MUST discard its control
    connection, sending a StopCCN if the SCCRQ that it had sent was
    acknowledged by the receiving peer.  In the case in which a tie
    breaker is present on both sides and the value is equal, both sides
    MUST discard their control connections and restart control connection
    negotiation with a new, random tie breaker value.

    If a tie breaker is received and an outstanding SCCRQ has no tie
    breaker value, the initiator that included the Control Connection Tie
    Breaker AVP "wins".  If neither side issues a tie breaker, then two
    separate control connections are opened.

    Applications which employ a distinct and well-known initiator have no
    need for tie-breaking, and this AVP MAY be omitted and the tie-
    breaking functionality disabled. Applications which require tie-
    breaking also require that an LCCE be uniquely identifiable upon
    receipt of an SCCRQ. For L2TP over IP, this MUST be accomplished via



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    the Router ID AVP.

    Note that in [RFC2661], this AVP was referred to as the "Tie-Breaker
    AVP".  Here, the AVP serves the same purpose and has the same
    attribute value and composition. The name was changed simply to
    distinguish between the Session and Control Connection Tie Breaker
    AVP.

    This AVP MUST NOT be hidden (the H bit MUST be 0).  The M bit for
    this AVP SHOULD be set to 1, but MAY vary (see Section 5.2).  The
    Length of this AVP is 14.

Host Name (SCCRQ, SCCRP)

    The Host Name AVP, Attribute Type 7, indicates the name of the
    issuing LAC or LNS, encoded in the US-ASCII charset.

    The Attribute Value field for this AVP has the following format:

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    | Host Name ... (arbitrary number of octets)
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The Host Name is of arbitrary length, but MUST be at least 1 octet.

    This name should be as broadly unique as possible; for hosts
    participating in DNS [RFC1034], a host name with fully qualified
    domain would be appropriate.  The Host Name AVP and/or Router ID AVP
    MUST be used to identify an LCCE as described in Section 3.3.

    This AVP MUST NOT be hidden (the H bit MUST be 0).  The M bit for
    this AVP SHOULD be set to 1, but MAY vary (see Section 5.2).  The
    Length of this AVP is 6 plus the length of the Host Name.

Router ID (SCCRQ, SCCRP)

    The Router ID AVP, Attribute Type AVP-TBA-2, is an identifier used to
    identify an LCCE for control connection setup, tie breaking, and/or
    tunnel authentication.

    The Attribute Value field for this AVP has the following format:








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     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                      Router Identifier                        |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The Router Identifier is a 4-octet unsigned integer.  Its value is
    unique for a given LCCE, per Section 8.1 of [RFC2072].  The Host Name
    AVP and/or Router ID AVP MUST be used to identify an LCCE as
    described in Section 3.3.

    This AVP MUST NOT be hidden (the H bit MUST be 0).  The M bit for
    this AVP SHOULD be set to 1, but MAY vary (see Section 5.2).  The
    Length of this AVP is 10.

Vendor Name (SCCRQ, SCCRP)

    The Vendor Name AVP, Attribute Type 8, contains a vendor-specific
    (possibly human-readable) string describing the type of LAC or LNS
    being used.

    The Attribute Value field for this AVP has the following format:

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |  Vendor Name ... (arbitrary number of octets)
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The Vendor Name is the indicated number of octets representing the
    vendor string.  Human-readable text for this AVP MUST be provided in
    the US-ASCII charset [RFC1958, RFC2277].

    This AVP MAY be hidden (the H bit MAY be 0 or 1).  The M bit for this
    AVP SHOULD be set to 0, but MAY vary (see Section 5.2).  The Length
    (before hiding) of this AVP is 6 plus the length of the Vendor Name.

Assigned Control Connection ID (SCCRQ, SCCRP, StopCCN)

    The Assigned Control Connection ID AVP, Attribute Type AVP-TBA-3,
    contains the ID being assigned to this control connection by the
    sender.

    The Attribute Value field for this AVP has the following format:







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     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                Assigned Control Connection ID                 |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The Assigned Control Connection ID is a 4-octet non-zero unsigned
    integer.

    The Assigned Control Connection ID AVP establishes the identifier
    used to multiplex and demultiplex multiple control connections
    between a pair of LCCEs.  Once the Assigned Control Connection ID AVP
    has been received by an LCCE, the Control Connection ID specified in
    the AVP MUST be included in the Control Connection ID field of all
    control packets sent to the peer for the lifetime of the control
    connection.  Before the Assigned Control Connection ID AVP is
    received from a peer, all control messages MUST be sent to that peer
    with a Control Connection ID value of 0 in the header.  Because a
    Control Connection ID value of 0 is used in this special manner, the
    zero value MUST NOT be sent as an Assigned Control Connection ID
    value.

    Under certain circumstances, an LCCE may need to send a StopCCN to a
    peer without having yet received an Assigned Control Connection ID
    AVP from the peer (i.e. SCCRQ sent, no SCCRP received yet).  In this
    case, the Assigned Control Connection ID AVP that had been sent to
    the peer earlier (i.e. in the SCCRQ) MUST be sent as the Assigned
    Control Connection ID AVP in the StopCCN.  This policy allows the
    peer to try to identify the appropriate control connection via a
    reverse lookup.

    This AVP MAY be hidden (the H bit MAY be 0 or 1).  The M bit for this
    AVP SHOULD be set to 1, but MAY vary (see Section 5.2).  The Length
    (before hiding) of this AVP is 10.

Receive Window Size (SCCRQ, SCCRP)

    The Receive Window Size AVP, Attribute Type 10, specifies the receive
    window size being offered to the remote peer.

    The Attribute Value field for this AVP has the following format:

     0                   1
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |         Window Size           |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+




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    The Window Size is a 2-octet unsigned integer.

    If absent, the peer must assume a Window Size of 4 for its transmit
    window.

    The remote peer may send the specified number of control messages
    before it must wait for an acknowledgment.  See Section 4.2 for more
    information on reliable control message delivery.

    This AVP MUST NOT be hidden (the H bit MUST be 0).  The M bit for
    this AVP SHOULD be set to 1, but MAY vary (see Section 5.2).  The
    Length of this AVP is 8.

Pseudowire Capabilities List (SCCRQ, SCCRP)

    The Pseudowire Capabilities List (PW Capabilities List) AVP,
    Attribute Type AVP-TBA-4, indicates the L2 payload types the sender
    can support.  The specific payload type of a given session is
    identified by the Pseudowire Type AVP.

    The Attribute Value field for this AVP has the following format:

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |           PW Type 0           |             ...               |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |              ...              |          PW Type N            |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    Defined PW types that may appear in this list are managed by IANA and
    will appear in associated pseudowire-specific documents for each PW
    type.

    If a sender includes a given PW type in the PW Capabilities List AVP,
    the sender assumes full responsibility for supporting that particular
    payload, such as any payload-specific AVPs, L2-Specific Sublayer, or
    control messages that may be defined in the appropriate companion
    document.

    This AVP MAY be hidden (the H bit MAY be 0 or 1).  The M bit for this
    AVP SHOULD be set to 1, but MAY vary (see Section 5.2).  The Length
    (before hiding) of this AVP is 8 octets with one PW type specified,
    plus 2 octets for each additional PW type.

Preferred Language (SCCRQ, SCCRP)

    The Preferred Language AVP, Attribute Type AVP-TBD-14, provides a



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    method for an LCCE to indicate to the peer the language in which
    human-readable messages it sends SHOULD be composed.  This AVP
    contains a single language tag or language range [RFC3066].

    The Attribute Value field for this AVP has the following format:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |  Preferred Language... (arbitrary number of octets)
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The Preferred Language is the indicated number of octets representing
    the language tag or language range, encoded in the US-ASCII charset.

    This AVP MAY be hidden (the H bit MAY be 0 or 1).  The M bit for this
    AVP SHOULD be set to 0, but MAY vary (see Section 5.2).  The Length
    (before hiding) of this AVP is 6 plus the length of the Preferred
    Language.

5.4.4  Session Management AVPs

Local Session ID (ICRQ, ICRP, ICCN, OCRQ, OCRP, OCCN, CDN, WEN, SLI)

    The Local Session ID AVP (analogous to the Assigned Session ID in
    L2TPv2), Attribute Type AVP-TBA-5, contains the identifier being
    assigned to this session by the sender.

    The Attribute Value field for this AVP has the following format:

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                       Local Session ID                        |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The Local Session ID is a 4-octet non-zero unsigned integer.

    The Local Session ID AVP establishes the two identifiers used to
    multiplex and demultiplex sessions between two LCCEs.  Each LCCE
    chooses any free value it desires, and sends it to the remote LCCE
    using this AVP. The remote LCCE MUST then send all data packets
    associated with this session using this value.  Additionally, for all
    session-oriented control messages sent after this AVP is received
    (e.g. ICRP, ICCN, CDN, SLI, etc.), the remote LCCE MUST echo this
    value in the Remote Session ID AVP.

    Note that a Session ID value is unidirectional.  Because each LCCE



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    chooses its Session ID independent of its peer LCCE, the value does
    not have to match in each direction for a given session.

    See Section 4.1 for additional information about the Session ID.

    This AVP MAY be hidden (the H bit MAY be 0 or 1).  The M bit for this
    AVP SHOULD be 1 set to 1, but MAY vary (see Section 5.2).  The Length
    (before hiding) of this AVP is 10.

Remote Session ID (ICRQ, ICRP, ICCN, OCRQ, OCRP, OCCN, CDN, WEN, SLI)

    The Remote Session ID AVP, Attribute Type AVP-TBA-6, contains the
    identifier that was assigned to this session by the peer.

    The Attribute Value field for this AVP has the following format:

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                      Remote Session ID                        |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The Remote Session ID is a 4-octet non-zero unsigned integer.

    The Remote Session ID AVP MUST be present in all session-level
    control messages.  The AVP's value echoes the session identifier
    advertised by the peer via the Local Session ID AVP.  It is the same
    value that will be used in all transmitted data messages by this side
    of the session.  In most cases, this identifier is sufficient for the
    peer to look up session-level context for this control message.

    When a session-level control message must be sent to the peer before
    the Local Session ID AVP has been received, the value of the Remote
    Sesson ID AVP MUST be set to zero.  Additionally, the Local Session
    ID AVP (sent in a previous control message for this session) MUST be
    included in the control message.  The peer must then use the Local
    Session ID AVP to perform a reverse lookup to find its session
    context.  Session-level control messages defined in this document
    that might be subject to a reverse lookup by a receiving peer include
    the CDN, WEN, and SLI.

    This AVP MAY be hidden (the H bit MAY be 0 or 1).  The M bit for this
    AVP SHOULD be set to 1, but MAY vary (see Section 5, but MAY vary
    (see Section 5.2).  The Length (before hiding) of this AVP is 10.

Assigned Cookie (ICRQ, ICRP, OCRQ, OCRP)

    The Assigned Cookie AVP, Attribute Type AVP-TBA-7, contains the



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    Cookie value being assigned to this session by the sender.

    The Attribute Value field for this AVP has the following format:

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |               Assigned Cookie (32 or 64 bits) ...
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The Assigned Cookie is a 4-octet or 8-octet random value.

    The Assigned Cookie AVP contains the value used to check the
    association of a received data message with the session identified by
    the Session ID.  All data messages sent to a peer MUST use the
    Assigned Cookie sent by the peer in this AVP.  The value's length (0,
    32, or 64 bits) is obtained by the Length of the AVP.

    A missing Assigned Cookie AVP or Assigned Cookie Value of zero length
    indicates that the Cookie field should not be present in any data
    packets sent to the LCCE sending this AVP.

    See Section 4.1 for additional information about the Assigned Cookie.

    This AVP MAY be hidden (the H bit MAY be 0 or 1).  The M bit for this
    AVP SHOULD be set to 1, but MAY vary (see Section 5.2).  The Length
    (before hiding) of this AVP may be 6, 10, or 14 octets.

Serial Number (ICRQ, OCRQ)

    The Serial Number AVP, Attribute Type 15, contains an identifier
    assigned by the LAC or LNS to this session.

    The Attribute Value field for this AVP has the following format:

     0 1 2 3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                        Serial Number                          |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The Serial Number is a 32-bit value.

    The Serial Number is intended to be an easy reference for
    administrators on both ends of a control connection to use when
    investigating session failure problems.  Serial Numbers should be set
    to progressively increasing values, which are likely to be unique for
    a significant period of time across all interconnected LNSs and LACs.



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    Note that in RFC 2661, this value was referred to as the "Call Serial
    Number AVP".  It serves the same purpose and has the same attribute
    value and composition.

    This AVP MAY be hidden (the H bit MAY be 0 or 1).  The M bit for this
    AVP SHOULD be set to 0, but MAY vary (see Section 5.2).  The Length
    (before hiding) of this AVP is 10.

Remote End ID (ICRQ, OCRQ)

    The Remote End ID AVP, Attribute Type AVP-TBA-8, contains an
    identifier used to bind L2TP sessions to a given circuit, interface,
    or bridging instance. It also may be used to detect session-level
    ties.

    The Attribute Value field for this AVP has the following format:

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    | Remote End Identifier ... (arbitrary number of octets)
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The Remote End Identifier field is a variable-length field whose
    value is unique for a given LCCE peer, as described in Section 3.3.

    A session-level tie is detected if an LCCE receives an ICRQ or OCRQ
    with an End ID AVP whose value matches that which was just sent in an
    outgoing ICRQ or OCRQ to the same peer.  If the two values match, an
    LCCE recognizes that a tie exists (e.g. both LCCEs are attempting to
    establish sessions for the same circuit).  The tie is broken by the
    Session Tie Breaker AVP.

    By default, the LAC-LAC cross-connect application (see section
    2.0(b)) of L2TP over an IP network MUST utilize the Router ID AVP and
    Remote End ID AVP to associate a circuit to an L2TP session. Other
    AVPs MAY be used for LCCE or circuit identification as specified in
    companion documents.

    This AVP MAY be hidden (the H bit MAY be 0 or 1).  The M bit for this
    AVP SHOULD be set to 1, but MAY vary (see Section 5.2).  The Length
    (before hiding) of this AVP is 6 plus the length of the Remote End
    Identifier value.

Application Code (ICRQ, OCRQ)

    The Application Code AVP, Attribute Type AVP-TBA-9, is a 2 octet
    value for enumerating application types for a given L2TP session.



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    The Attribute Value field for this AVP has the following format:

     0                   1
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |        Application Code         |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The Application Code is a 2 octet value used to identify a specific
    application for an L2TP session, perhaps causing certain values
    within AVPs defined in this document to be interpreted or acted upon
    in a different manner dictated by the Application Code. For example,
    a given Application Code could instruct an LCCE to perform a specific
    directory lookup on the Hostname and/or Router ID AVP information
    associated with this session (perhaps even encoding the destination
    address of the given directory server).

    An Application Code of 0, or absence of this AVP in any control
    message, indicates that all AVPs should be interpreted as defined in
    this document.

    This AVP MAY be hidden (the H bit MAY be 0 or 1).  The M bit for this
    AVP SHOULD be set to 1, but MAY vary (see Section 5.2).  The Length
    (before hiding) of this AVP is 8.

Session Tie Breaker (ICRQ, OCRQ)

    The Session Tie Breaker AVP, Attribute Type TBD, is used to break
    ties when two peers concurrently attempt to establish a session for
    the same circuit.

    The Attribute Value field for this AVP has the following format:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    | Session Tie Breaker Value ...
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                                               ... (64 bits)        |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The Session Tie Breaker Value is an 8-octet random value that is used
    to choose a session when two LCCEs concurrently request a session for
    the same circuit.  A tie is detected by examining the peer's identity
    (described in Section 3.3) plus the per-session shared value
    communicated via the End ID AVP.  In the case of a tie, the recipient
    of an ICRQ or OCRQ must compare the received tie breaker value with
    the one that it sent earlier.  The LCCE with the lower value "wins",



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    and the "loser" MUST send a CDN with result code set to RC-TBA-1 (as
    defined in Section 5.4.2) to tear down the session it instigated.  In
    the case in which a tie is detected, tie breakers are sent by both
    sides, and the tie breaker values are equal, both sides MUST discard
    their sessions and restart session negotiation with new random tie
    breaker values.

    If a tie is detected but only one side sends a Session Tie Breaker
    AVP, the session initiator that included the Session Tie Breaker AVP
    "wins".  If neither side issues a tie breaker, then both sides MUST
    tear down the session.

    This AVP MUST NOT be hidden (the H bit MUST be 0).  The M bit for
    this AVP SHOULD be set to 1, but MAY vary (see Section 5.2).  The
    Length of this AVP is 14.

Pseudowire Type (ICRQ, OCRQ)

    The Pseudowire Type (PW Type) AVP, Attribute Type AVP-TBA-10,
    indicates the L2 payload type of the packets that will be tunneled
    using this L2TP session.

    The Attribute Value field for this AVP has the following format:

     0                   1
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |           PW Type             |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    A peer MUST NOT request an incoming or outgoing call with a PW Type
    AVP specifying a value not advertised in the PW Capabilities List AVP
    it received during control connection establishment.  Attempts to do
    so MUST result in the call being rejected via a CDN with the Result
    Code set to RC-TBA-2 (see Section 5.4.2).

    This AVP MAY be hidden (the H bit MAY be 0 or 1).  The M bit for this
    AVP SHOULD be set to 1, but MAY vary (see Section 5.2).  The Length
    (before hiding) of this AVP is 8.

L2-Specific Sublayer (ICRQ, ICRP, ICCN, OCRQ, OCRP, OCCN)

    The L2-Specific Sublayer AVP, Attribute Type AVP-TBA-11, indicates
    the the presence and format of the L2-Specific Sublayer the sender of
    this AVP requires on all incoming data packets for this L2TP session.






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     0                   1
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |   L2-Specific Sublayer Type   |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The L2-Specific Sublayer Type is a 2-octet unsigned integer with the
    following values defined in this document:

       0 - There is no L2-Specific Sublayer present.
       1 - The default L2-Specific Sublayer (defined in Section 4.6)
           is used.

    If this AVP is received and has a value other than zero, the
    receiving LCCE MUST include the identified L2-Specific Sublayer in
    its outgoing data messages.  If the AVP is not received, it is
    assumed that there is no sublayer present.

    This AVP MAY be hidden (the H bit MAY be 0 or 1).  The M bit for this
    AVP SHOULD be set to 1, but MAY vary (see Section 5.2).  The Length
    (before hiding) of this AVP is 8.

Data Sequencing (ICRQ, ICRP, ICCN, OCRQ, OCRP, OCCN)

    The Data Sequencing AVP, Attribute Type AVP-TBA-12, indicates that
    the sender requires some or all of the data packets that it receives
    to be sequenced.

    The Attribute Value field for this AVP has the following format:

     0                   1
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |     Data Sequencing Level     |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The Data Sequencing Level is a 2-octet unsigned integer indicating
    the degree of incoming data traffic that the sender of this AVP
    wishes to be marked with sequence numbers.

    The following values are valid data sequencing levels:

       0 - No incoming data packets require sequencing.
       1 - Only non-IP data packets require sequencing.
       2 - All incoming data packets require sequencing.

    If a data sequencing level of 0 is specified, there is no need to
    send packets with sequence numbers.  If sequence numbers are sent,



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    they will be ignored upon receipt.  If no Data Sequencing AVP is
    received, a data sequencing level of 0 is assumed.

    If a data sequencing level of 1 is specified, only non-IP traffic
    carried within the tunneled L2 frame should have sequence numbers
    applied. Non-IP traffic here refers to any packets that cannot be
    classified as an IP packet within their respective L2 framing (i.e.,
    a PPP control packet or NETBIOS frame encapsulated by Frame Relay
    before being tunneled). All traffic that can be classified as IP MUST
    be sent with no sequencing (e.g. the S bit in the L2-Specific
    Sublayer is set to zero). If a packet is unable to be classified at
    all (e.g. due to it being compressed or encrypted at layer 2) or if
    an implementation is unable to perform such classification within L2
    frames, all packets MUST be provided with sequence numbers
    (essentially falling back to a data sequencing level of 2).

    If a data sequencing level of 2 is specified, all traffic MUST be
    sequenced.

    Data sequencing may only be requested when there is an L2-Specific
    Sublayer present that can provide sequence numbers. If sequencing is
    requested without requesting a L2-Specific Sublayer AVP, the session
    MUST be disconnected with a Result Code of RC-TBA-3.

    This AVP MAY be hidden (the H bit MAY be 0 or 1).  The M bit for this
    AVP SHOULD be set to 1, but MAY vary (see Section 5.2).  The Length
    (before hiding) of this AVP is 6.

Tx Connect Speed (ICRQ, ICRP, ICCN, OCRQ, OCRP, OCCN)

    The Tx Connect Speed BPS AVP, Attribute Type 24, contains the speed
    of the facility chosen for the connection attempt.

    The Attribute Value field for this AVP has the following format:

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                      Tx Connect Speed BPS                     |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The Tx Connect Speed BPS is a 4-octet value indicating the speed in
    bits per second.  A value of zero indicates that the speed is
    indeterminable or that there is no physical point-to-point link.

    When the optional Rx Connect Speed AVP is present, the value in this
    AVP represents the transmit connect speed from the perspective of the
    LAC (e.g. data flowing from the LAC to the remote system).  When the



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    optional Rx Connect Speed AVP is NOT present, the connection speed
    between the remote system and LAC is assumed to be symmetric and is
    represented by the single value in this AVP.

    This AVP MAY be hidden (the H bit MAY be 0 or 1).  The M bit for this
    AVP SHOULD be set to 0, but MAY vary (see Section 5.2).  The Length
    (before hiding) of this AVP is 10.

Rx Connect Speed (ICRQ, ICRP, ICCN, OCRQ, OCRP, OCCN)

    The Rx Connect Speed AVP, Attribute Type 38, represents the speed of
    the connection from the perspective of the LAC (e.g. data flowing
    from the remote system to the LAC).

    The Attribute Value field for this AVP has the following format:

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                      Rx Connect Speed BPS                     |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    Rx Connect Speed BPS is a 4-octet value indicating the speed in bits
    per second.  A value of zero indicates that the speed is
    indeterminable or that there is no physical point-to-point link.

    Presence of this AVP implies that the connection speed may be
    asymmetric with respect to the transmit connect speed given in the Tx
    Connect Speed AVP.

    This AVP MAY be hidden (the H bit MAY be 0 or 1).  The M bit for this
    AVP SHOULD be set to 0, but MAY vary (see Section 5.2).  The Length
    (before hiding) of this AVP is 10.

Physical Channel ID (ICRQ, ICRP, OCRP)

    The Physical Channel ID AVP, Attribute Type 25, contains the vendor-
    specific physical channel number used for a call.

    The Attribute Value field for this AVP has the following format:

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                      Physical Channel ID                      |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    Physical Channel ID is a 4-octet value intended to be used for



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    logging purposes only.

    This AVP MAY be hidden (the H bit MAY be 0 or 1).  The M bit for this
    AVP SHOULD be set to 0, but MAY vary (see Section 5.2).  The Length
    (before hiding) of this AVP is 10.

5.4.5  Circuit Status AVPs

Circuit Status (ICRQ, ICRP, ICCN, OCRQ, OCRP, OCCN, SLI)

    The Circuit Status AVP, Attribute Type AVP-TBA-13, indicates the
    initial status of or a status change in the circuit to which the
    session is bound.

    The Attribute Value field for this AVP has the following format:

     0                   1
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |         Reserved          |N|A|
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    The A (Active) bit indicates whether the circuit is up/active/ready
    (1) or down/inactive/not-ready (0).

    The N (New) bit indicates whether the circuit status indication is
    for a new circuit (1) or an existing circuit (0). Links which have a
    similar mechanism available (e.g. Frame Relay) MUST map the setting
    of this bit to the associated signaling for that link. Otherwise, the
    New bit SHOULD still be set the first time the L2TP session is
    established after provisioning.

    The remaining bits are reserved for future use.  Reserved bits MUST
    be set to 0 when sending and ignored upon receipt.

    The Circuit Status AVP is used to advertise whether a circuit or
    interface bound to an L2TP session is up and ready to send and/or
    receive traffic. Different circuit types have different names for
    status types.  For example, HDLC primary and secondary stations refer
    to a circuit as being "Receive Ready" or "Receive Not Ready", while
    Frame Relay refers to a circuit as "Active" or "Inactive".  This AVP
    adopts the latter terminology, though the concept remains the same
    regardless of the PW type for the L2TP session.

    In the simplest case, the circuit referred by this AVP is a single
    physical interface, port, or circuit depending on application and how
    the session was setup. The status indication in this AVP may then be
    used to provide simple ILMI interworking for a variety of circuit



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    types. For virtual or multipoint interfaces, the Circuit Status AVP
    is still utilized, but effectively refers to the state of an internal
    structure or a logical set of circuits. Each PW-specific companion
    document MUST then specify precisely how this AVP is translated for
    each circuit type.

    If this AVP is received with a Not Active notification for a given
    L2TP session, all data traffic for that session MUST cease (or not
    begin) in the direction of the sender of the Circuit Status AVP until
    the circuit is advertised as Active.

    The Circuit Status MUST be advertised by this AVP in ICRQ, ICRP,
    OCRQ, and OCRP messages.  Often, the circuit type will be marked
    Active when initiated, but MAY be advertised as Inactive, indicating
    that an L2TP session is to be created but that the interface or
    circuit is still not ready to pass traffic.  The ICCN, OCCN, and SLI
    control messages all MAY contain this AVP to update the status of the
    circuit after establishment of the L2TP session is requested.

    If additional circuit status information is needed for a given PW
    type, PW-specific AVPs MUST be defined in a separate document for
    that information.  This AVP is only for general circuit status
    information applicable to all circuit/interface types.

    This AVP MAY be hidden (the H bit MAY be 0 or 1).  The M bit for this
    AVP SHOULD be set to 1, but MAY vary (see Section 5.2).  The Length
    (before hiding) of this AVP is 8.

Circuit Errors (WEN)

    The Circuit Errors AVP, Attribute Type 34, conveys circuit error
    information to the peer.

    The Attribute Value field for this AVP has the following format:

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
                                   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-
                                   |             Reserved           |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                        Hardware Overruns                      |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                         Buffer Overruns                       |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                         Timeout Errors                        |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                        Alignment Errors                       |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+



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    The following fields are defined:

       Reserved: 2 octets of Reserved data is present (providing longword
          alignment within the AVP of the following values).  Reserved
          data MUST be zero on sending and ignored upon receipt.
       Hardware Overruns: Number of receive buffer overruns since call
          was established.
       Buffer Overruns: Number of buffer overruns detected since call was
          established.
       Timeout Errors: Number of timeouts since call was established.
       Alignment Errors: Number of alignment errors since call was
          established.

    This AVP MAY be hidden (the H bit MAY be 0 or 1).  The M bit for this
    AVP SHOULD be set to 0, but MAY vary (see Section 5.2).  The Length
    (before hiding) of this AVP is 32.

6.  Control Connection Protocol Specification

    The following control messages are used to establish, maintain, and
    tear down L2TP control connections.  All data packets are sent in
    network order (high-order octets first).  Any "reserved" or "empty"
    fields MUST be sent as 0 values to allow for protocol extensibility.

    The exchanges in which these messages are involved are outlined in
    Section 3.3.

6.1  Start-Control-Connection-Request (SCCRQ)

    Start-Control-Connection-Request (SCCRQ) is a control message used to
    initiate a control connection between two LCCEs.  It is sent by
    either the LAC or the LNS to begin the control connection
    establishment process.

    The following AVPs MUST be present in the SCCRQ:

       Message Type
       Host Name
       Router ID
       Assigned Control Connection ID
       Pseudowire Capabilities List

    The following AVPs MAY be present in the SCCRQ:

       Random Vector
       Nonce
       Message Digest
       Control Connection Tie Breaker



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       Vendor Name
       Receive Window Size
       Preferred Language

6.2  Start-Control-Connection-Reply (SCCRP)

    Start-Control-Connection-Reply (SCCRP) is the control message sent in
    reply to a received SCCRQ message.  The SCCRP is used to indicate
    that the SCCRQ was accepted and establishment of the control
    connection should continue.

    The following AVPs MUST be present in the SCCRP:

       Message Type
       Host Name
       Router ID
       Assigned Control Connection ID
       Pseudowire Capabilities List

    The following AVPs MAY be present in the SCCRP:

       Random Vector
       Nonce
       Message Digest
       Vendor Name
       Receive Window Size
       Preferred Language

6.3  Start-Control-Connection-Connected (SCCCN)

    Start-Control-Connection-Connected (SCCCN) is the control message
    sent in reply to an SCCRP.  The SCCCN completes the control
    connection establishment process.

    The following AVP MUST be present in the SCCCN:

       Message Type

    The following AVP MAY be present in the SCCCN:

       Random Vector
       Message Digest

6.4  Stop-Control-Connection-Notification (StopCCN)

    Stop-Control-Connection-Notification (StopCCN) is the control message
    sent by either LCCE to inform its peer that the control connection is
    being shut down and that the control connection should be closed.  In



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    addition, all active sessions are implicitly cleared (without sending
    any explicit session control messages).  The reason for issuing this
    request is indicated in the Result Code AVP.  There is no explicit
    reply to the message, only the implicit ACK that is received by the
    reliable control message delivery layer.

    The following AVPs MUST be present in the StopCCN:

       Message Type
       Result Code

    The following AVPs MAY be present in the StopCCN:

       Random Vector
       Message Digest
       Assigned Control Connection ID

    Note that the Assigned Control Connection ID MUST be present if the
    StopCCN is sent after an SCCRQ or SCCRP message has been sent.

6.5  Hello (HELLO)

    The Hello (HELLO) message is an L2TP control message sent by either
    peer of a control connection.  This control message is used as a
    "keepalive" for the control connection.  See Section 4.2 for a
    description of the keepalive mechanism.

    HELLO messages are global to the control connection.  The Session ID
    in a HELLO message MUST be 0.

    The following AVP MUST be present in the HELLO:

       Message Type

    The following AVP MAY be present in the HELLO:

       Random Vector
       Message Digest

6.6  Incoming-Call-Request (ICRQ)

    Incoming-Call-Request (ICRQ) is the control message sent by an LCCE
    to a peer when an incoming call is detected (although the ICRQ may
    also be sent as a result of a local event).  It is the first in a
    three-message exchange used for establishing a session via an L2TP
    control connection.

    The ICRQ is used to indicate that a session is to be established



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    between an LCCE and a peer.  The sender of an ICRQ provides the peer
    with parameter information for the session.  However, the sender
    makes no demands about how the session is terminated at the peer
    (i.e. whether the L2 traffic is processed locally, forwarded, etc.).

    The following AVPs MUST be present in the ICRQ:

       Message Type
       Local Session ID
       Remote Session ID
       Serial Number
       Pseudowire Type
       Circuit Status

    The following AVPs MAY be present in the ICRQ:

       Random Vector
       Message Digest
       Assigned Cookie
       Remote End ID
       Application ID
       Session Tie Breaker
       L2-Specific Sublayer
       Data Sequencing
       Tx Connect Speed
       Rx Connect Speed
       Physical Channel ID

6.7  Incoming-Call-Reply (ICRP)

    Incoming-Call-Reply (ICRP) is the control message sent by an LCCE in
    response to a received ICRQ.  It is the second in the three-message
    exchange used for establishing sessions within an L2TP control
    connection.

    The ICRP is used to indicate that the ICRQ was successful and that
    the peer should establish (i.e. answer) the incoming call if it has
    not already done so.  It also allows the sender to indicate specific
    parameters about the L2TP session.

    The following AVPs MUST be present in the ICRP:

       Message Type
       Local Session ID
       Remote Session ID
       Circuit Status

    The following AVPs MAY be present in the ICRP:



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       Random Vector
       Message Digest
       Assigned Cookie
       L2-Specific Sublayer
       Data Sequencing
       Tx Connect Speed
       Rx Connect Speed
       Physical Channel ID

6.8  Incoming-Call-Connected (ICCN)

    Incoming-Call-Connected (ICCN) is the control message sent by the
    LCCE that originally sent an ICRQ upon receiving an ICRP from its
    peer.  It is the final message in the three-message exchange used for
    establishing L2TP sessions.

    The ICCN is used to indicate that the ICRP was accepted, that the
    call has been established, and that the L2TP session should move to
    the established state.  It also allows the sender to indicate
    specific parameters about the established call (parameters that may
    not have been available at the time the ICRQ is issued).

    The following AVPs MUST be present in the ICCN:

       Message Type
       Local Session ID
       Remote Session ID

    The following AVPs MAY be present in the ICCN:

       Random Vector
       Message Digest
       L2-Specific Sublayer
       Data Sequencing
       Tx Connect Speed
       Rx Connect Speed
       Circuit Status

6.9  Outgoing-Call-Request (OCRQ)

    Outgoing-Call-Request (OCRQ) is the control message sent by an LCCE
    to an LAC to indicate that an outbound call at the LAC is to be
    established based on specific destination information sent in this
    message.  It is the first in a three-message exchange used for
    establishing a session and placing a call on behalf of the initiating
    LCCE.

    Note that a call may be any L2 connection requiring well-known



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    destination information to be sent from an LCCE to an LAC.  This call
    could be a dialup connection to the PSTN, an SVC connection, the IP
    address of another LCCE, or any other destination dictated by the
    sender of this message.

    The following AVPs MUST be present in the OCRQ:

       Message Type
       Local Session ID
       Remote Session ID
       Serial Number
       Pseudowire Type
       Circuit Status

    The following AVPs MAY be present in the OCRQ:

       Random Vector
       Message Digest
       Assigned Cookie
       Remote End ID
       Application ID
       Tx Connect Speed
       Rx Connect Speed
       Session Tie Breaker
       L2-Specific Sublayer
       Data Sequencing

6.10  Outgoing-Call-Reply (OCRP)

    Outgoing-Call-Reply (OCRP) is the control message sent by an LAC to
    an LCCE in response to a received OCRQ.  It is the second in a three-
    message exchange used for establishing a session within an L2TP
    control connection.

    OCRP is used to indicate that the LAC has been able to attempt the
    outbound call.  The message returns any relevant parameters regarding
    the call attempt.  Data MUST NOT be forwarded until the OCCN is
    received indicating that the call has been placed.

    The following AVPs MUST be present in the OCRP:

       Message Type
       Local Session ID
       Remote Session ID
       Circuit Status

    The following AVPs MAY be present in the OCRP:




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       Random Vector
       Message Digest
       Assigned Cookie
       L2-Specific Sublayer
       Tx Connect Speed
       Rx Connect Speed
       Data Sequencing
       Physical Channel ID

6.11  Outgoing-Call-Connected (OCCN)

    Outgoing-Call-Connected (OCCN) is the control message sent by an LAC
    to another LCCE after the OCRP and after the outgoing call has been
    completed.  It is the final message in a three-message exchange used
    for establishing a session.

    OCCN is used to indicate that the result of a requested outgoing call
    was successful.  It also provides information to the LCCE who
    requested the call about the particular parameters obtained after the
    call was established.

    The following AVPs MUST be present in the OCCN:

       Message Type
       Local Session ID
       Remote Session ID

    The following AVPs MAY be present in the OCCN:

       Random Vector
       Message Digest
       L2-Specific Sublayer
       Tx Connect Speed
       Rx Connect Speed
       Data Sequencing
       Circuit Status

6.12  Call-Disconnect-Notify (CDN)

    The Call-Disconnect-Notify (CDN) is a control message sent by an LCCE
    to request disconnection of a specific session.  Its purpose is to
    inform the peer of the disconnection and the reason for the
    disconnection.  The peer MUST clean up any resources, and does not
    send back any indication of success or failure for such cleanup.

    The following AVPs MUST be present in the CDN:

       Message Type



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       Result Code
       Local Session ID
       Remote Session ID

    The following AVP MAY be present in the CDN:

       Random Vector
       Message Digest

6.13  WAN-Error-Notify (WEN)

    The WAN-Error-Notify (WEN) is a control message sent from an LAC to an
    LNS to indicate WAN error conditions.  The counters in this message
    are cumulative.  This message should only be sent when an error
    occurs, and not more than once every 60 seconds.  The counters are
    reset when a new call is established.

    The following AVPs MUST be present in the WEN:

       Message Type
       Local Session ID
       Remote Session ID
       Circuit Errors

    The following AVP MAY be present in the WEN:

       Random Vector
       Message Digest

6.14  Set-Link-Info (SLI)

    The Set-Link-Info control message is sent by an LCCE to convey link
    or circuit status change information regarding the circuit associated
    with this L2TP session.  For example, if PPP renegotiates LCP at an
    LNS or between an LAC and a Remote System, or if a forwarded Frame
    Relay VC transitions to Active or Inactive at an LAC, an SLI message
    SHOULD be sent to indicate this event.  Precise details of when the
    SLI is sent, what PW type-specific AVPs must be present, and how
    those AVPs should be interpreted by the receiving peer are outside
    the scope of this document.  These details should be described in the
    associated pseudowire-specific documents that require use of this
    message.

    The following AVPs MUST be present in the SLI:

       Message Type
       Local Session ID
       Remote Session ID



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    The following AVPs MAY be present in the SLI:

       Random Vector
       Message Digest
       Circuit Status

6.15  Explicit-Acknowledgement (ACK)

    The Explicit Acknowledgement (ACK) message is used only to
    acknowledge receipt of a message or messages on the Control
    Connection (e.g. for purposes of updating Ns and Nr values). Receipt
    of this message does not trigger an event for the L2TP protocol state
    machine.

    A message received without any AVPs (including the Message Type AVP),
    is referred to as a Zero Length Body (ZLB) message, and serves the
    same function as the Explicit Acknowledgement. ZLB messages are only
    permitted when the Control Message Authentication defined in Section
    4.3 is not enabled.

    The following AVPs MAY be present in the ACK message:

       Message Type
       Message Digest
mi.sp
7.  Control Connection State Machines

    The state tables defined in this section govern the exchange of
    control messages defined in Section 6.  Tables are defined for
    incoming call placement and outgoing call placement, as well as for
    initiation of the control connection itself.  The state tables do not
    encode message timeout and retransmission behavior, as this is
    handled in the underlying reliable control message delivery mechanism
    (see Section 4.2).

    Timers MAY be employed to enforce a maximum period of time allowed in
    a transitional state (i.e. between idle and established). Generally,
    this is a protection mechanism for cleaning up state when an error
    has occurred, and should be treated as such.  The precise period of
    time to wait is application dependent and MUST be configurable, with
    the notable default of no timeout at all.  If a session is shutdown
    by a state transition timeout, a CDN MUST be sent with a Result Code
    set to RC-TBA-4 (see Section 5.4.2). If a control connection is
    shutdown by a state transition timeout, a StopCCN MUST be sent with a
    Result Code set to 7 (see Section 5.4.2).






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7.1  Malformed Control Messages

    Receipt of an invalid or unrecoverable malformed control message
    SHOULD be logged appropriately and the control connection cleared to
    ensure recovery to a known state.  The control connection may then be
    restarted by the initiator. An invalid control message is defined as
    (1) a message that contains a Message Type marked as mandatory (see
    Section 5.4.1) but that is unknown to the implementation, or (2) a
    control message that is received in the wrong state.

    Examples of malformed control messages include (1) a message that has
    an invalid value in its header, (2) a message that contains an AVP
    that is formatted incorrectly or whose value is out of range, and (3)
    a message that is missing a required AVP.  A control message with a
    malformed header MUST be discarded.

    If a malformed AVP is received with the M bit set, the session or
    control connection MUST be terminated with a proper Result or Error
    Code sent (see Section 5.2).  A malformed yet non-mandatory (M bit is
    not set) AVP within a control message should be handled like an
    unrecognized non-mandatory AVP.  That is, the AVP MUST be ignored
    (with the exception of logging a local error message), and the
    message MUST be accepted.

    It is impossible to list all potential malformations of a given
    message.  However, an example of a recoverable, malformed AVP might
    be if the Rx Connect Speed AVP, attribute 38, is received with a
    length of 8 rather than 10, and the BPS given in 2 octets rather than
    4.  In the Rx Connect Speed is sent with the M bit set to 0, this
    malformation should not be considered catastrophic.  As such, the
    control message should be accepted as if the AVP had not been
    received (with the exception of a local error message being logged).
    This example is by no means a license to create malformed AVPs, but
    simply a guideline for how liberal one should be in acceptance of
    messages containing errors.

    In the following tables, there are several cases where a protocol
    message is sent and then a "clean up" occurs.  Note that, regardless
    of the initiator of the control connection shutdown, the reliable
    delivery mechanism must be allowed to run (see Section 4.2) before
    destroying the control connection.  This permits the control
    connection management messages to be reliably delivered to the peer.

    Appendix B.1 contains an example of lock-step control connection
    establishment.






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7.2  Control Connection States

    The L2TP control connection protocol is not distinguishable between
    the two LCCEs but is distinguishable between the originator and
    receiver.  The originating peer is the one that first initiates
    establishment of the control connection.  (In a tie breaker
    situation, this is the winner of the tie.)  Since either the LAC or
    the LNS can be the originator, a collision can occur.  See the
    Control Connection Tie Breaker AVP in Section 5.4.3 for a description
    of this and its resolution.

    State           Event              Action               New State
    -----           -----              ------               ---------
    idle            Local open         Send SCCRQ           wait-ctl-reply
                    request

    idle            Receive SCCRQ,     Send SCCRP           wait-ctl-conn
                    acceptable

    idle            Receive SCCRQ,     Send StopCCN,        idle
                    not acceptable     clean up

    idle            Receive SCCRP      Send StopCCN,        idle
                                       clean up

    idle            Receive SCCCN      Send StopCCN,        idle
                                       clean up
    wait-ctl-reply  Receive SCCRP,     Send SCCCN,          established
                    acceptable         send control-conn
                                       open event to
                                       waiting sessions

    wait-ctl-reply  Receive SCCRP,     Send StopCCN,        idle
                    not acceptable     clean up

    wait-ctl-reply  Receive SCCRQ,     Send SCCRP,          wait-ctl-conn
                    lose tie breaker,  Clean up losing
                    SCCRQ acceptable   connection

    wait-ctl-reply  Receive SCCRQ,     Send StopCCN,        idle
                    lose tie breaker,  Clean up losing
                    SCCRQ unacceptable connection

    wait-ctl-reply  Receive SCCRQ,     Send StopCCN for     wait-ctl-reply
                    win tie breaker    losing connection

    wait-ctl-reply  Receive SCCCN      Send StopCCN,        idle
                                       clean up



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    wait-ctl-conn   Receive SCCCN,     Send control-conn    established
                    acceptable         open event to
                                       waiting sessions

    wait-ctl-conn   Receive SCCCN,     Send StopCCN,        idle
                    not acceptable     clean up

    wait-ctl-conn   Receive SCCRP,     Send StopCCN,        idle
                    SCCRQ              clean up

    established     Local open         Send control-conn    established
                    request            open event to
                    (new call)         waiting sessions

    established     Administrative     Send StopCCN,        idle
                    control-conn       clean up
                    close event

    established     Receive SCCRQ,     Send StopCCN,        idle
                    SCCRP, SCCCN       clean up

    idle,           Receive StopCCN    Clean up             idle
    wait-ctl-reply,
    wait-ctl-conn,
    established

    The states associated with an LCCE for control connection
    establishment are as follows:

    idle
       Both initiator and recipient start from this state.  An initiator
       transmits an SCCRQ, while a recipient remains in the idle state
       until receiving an SCCRQ.

    wait-ctl-reply
       The originator checks to see if another connection has been
       requested from the same peer, and if so, handles the collision
       situation described in Section 5.4.3.

    wait-ctl-conn
       Awaiting an SCCCN.  Upon receipt, the challenge response contained
       in the message is checked.  The control connection is established
       if authentication succeeds; otherwise, it is torn down.

    established
       An established connection may be terminated by either a local
       condition or the receipt of a StopCCN.  In the event of a local
       termination, the originator MUST send a StopCCN and clean up the



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       control connection.  If the originator receives a StopCCN, it MUST
       also clean up the control connection.

7.3  Incoming Calls

    An ICRQ is generated by an LCCE, typically in response to an incoming
    call or a local event.  Once the LCCE sends the ICRQ, it waits for a
    response from the peer.  However, it may choose to postpone
    establishment of the call (e.g. answering the call, bringing up the
    circuit) until the peer has indicated with an ICRP that it will
    accept the call.  The peer may choose not to accept the call if, for
    instance, there are insufficient resources to handle an additional
    session.

    If the peer chooses to accept the call, it responds with an ICRP.
    When the local LCCE receives the ICRP, it attempts to establish the
    call.  A final call connected message, the ICCN, is sent from the
    local LCCE to the peer to indicate that the call states for both
    LCCEs should enter the established state.  If the call is terminated
    before the peer can accept it, a CDN is sent by the local LCCE to
    indicate this condition.

    When a call transitions to a "disconnected" or "down" state, the call
    is cleared normally, and the local LCCE sends a CDN.  Similarly, if
    the peer wishes to clear a call, it sends a CDN and cleans up its
    session.

7.3.1  ICRQ Sender States

    State           Event              Action            New State
    -----           -----              ------            ---------

    idle            Call signal or     Initiate local    wait-control-conn
                    ready to receive   control-conn
                    incoming conn      open

    idle            Receive ICCN,      Clean up          idle
                    ICRP, CDN

    wait-control-   Bearer line drop   Clean up          idle
    conn            or local close
                    request

    wait-control-   control-conn-open  Send ICRQ         wait-reply
    conn

    wait-reply      Receive ICRP,      Send ICCN         established
                    acceptable



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    wait-reply      Receive ICRP,      Send CDN,         idle
                    Not acceptable     clean up

    wait-reply      Receive ICRQ       Send CDN,         idle
                                       clean up

    wait-reply      Receive ICRQ,      Process as        idle
                    lose tie breaker   ICRQ Recipient
                                       (Section 7.3.2)

    wait-reply      Receive ICRQ,      Send CDN          wait-reply
                    win tie breaker    for losing
                                       session

    wait-reply      Receive CDN,       Clean up          idle
                    ICCN

    wait-reply      Local close        Send CDN,         idle
                    request            clean up

    established     Receive CDN        Clean up          idle

    established     Receive ICRQ,      Send CDN,         idle
                    ICRP, ICCN         clean up

    established     Local close        Send CDN,         idle
                    request            clean up

    The states associated with the ICRQ sender are as follows:

    idle
       The LCCE detects an incoming call on one of its interfaces (e.g.
       an analog PSTN line rings, or an ATM PVC is provisioned), or a
       local event occurs.  The LCCE initiates its control connection
       establishment state machine and moves to a state waiting for
       confirmation of the existence of a control connection.

    wait-control-conn
       In this state, the session is waiting for either the control
       connection to be opened or for verification that the control
       connection is already open.  Once an indication that the control
       connection has been opened is received, session control messages
       may be exchanged.  The first of these messages is the ICRQ.

    wait-reply
       The ICRQ sender receives either (1) a CDN indicating the peer is
       not willing to accept the call (general error or do not accept)
       and moves back into the idle state, or (2) an ICRP indicating the



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       call is accepted.  In the latter case, the LCCE sends an ICCN and
       enters the established state.

    established
       Data is exchanged over the session.  The call may be cleared by
       any of the following:
          + An event on the connected interface: The LCCE sends a CDN.
          + Receipt of a CDN: The LCCE cleans up, disconnecting the call.
          + A local reason: The LCCE sends a CDN.

7.3.2  ICRQ Recipient States

    State           Event              Action            New State
    -----           -----              ------            ---------
    idle            Receive ICRQ,      Send ICRP         wait-connect
                    acceptable

    idle            Receive ICRQ,      Send CDN,         idle
                    not acceptable     clean up

    idle            Receive ICRP       Send CDN          idle
                                       clean up

    idle            Receive ICCN       Clean up          idle

    wait-connect    Receive ICCN       Prepare for       established
                    acceptable         data

    wait-connect    Receive ICCN       Send CDN,         idle
                    not acceptable     clean up

    wait-connect    Receive ICRQ,      Send CDN,         idle
                    ICRP               clean up

    idle,           Receive CDN        Clean up          idle
    wait-connect,
    established

    wait-connect    Local close        Send CDN,         idle
    established     request            clean up

    established     Receive ICRQ,      Send CDN,         idle
                    ICRP, ICCN         clean up

    The states associated with the ICRQ recipient are as follows:

    idle
       An ICRQ is received.  If the request is not acceptable, a CDN is



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       sent back to the peer LCCE, and the local LCCE remains in the idle
       state.  If the ICRQ is acceptable, an ICRP is sent.  The session
       moves to the wait-connect state.

    wait-connect
       The local LCCE is waiting for an ICCN from the peer.  Upon receipt
       of the ICCN, the local LCCE moves to established state.

    established
       The session is terminated either by sending a CDN or by receiving
       a CDN from the peer.  Clean up follows on both sides regardless of
       the initiator.

7.4  Outgoing Calls

    Outgoing calls instruct an LAC to place a call.  There are three
    messages for outgoing calls: OCRQ, OCRP, and OCCN.  An LCCE first
    sends an OCRQ to an LAC to request an outgoing call.  The LAC MUST
    respond to the OCRQ with an OCRP once it determines that the proper
    facilities exist to place the call and that the call is
    administratively authorized.  Once the outbound call is connected,
    the LAC sends an OCCN to the peer indicating the final result of the
    call attempt.

7.4.1  OCRQ Sender States

    State           Event              Action            New State
    -----           -----              ------            ---------
    idle            Local open         Initiate local    wait-control-conn
                    request            control-conn-open

    idle            Receive OCCN,      Clean up          idle
                    OCRP

    wait-control-   control-conn-open  Send OCRQ         wait-reply
    conn

    wait-reply      Receive OCRP,      none              wait-connect
                    acceptable

    wait-reply      Receive OCRP,      Send CDN,         idle
                    not acceptable     clean up

    wait-reply      Receive OCCN       Send CDN,         idle
                                       clean up

    wait-reply      Receive ICRQ,      Process as        idle
                    lose tie breaker   OCRQ Recipient



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                                       (Section 7.4.2)

    wait-reply      Receive ICRQ,      Send CDN          wait-reply
                    win tie breaker    for losing
                                       session

    wait-connect    Receive OCCN       none              established

    wait-connect    Receive OCRQ,      Send CDN,         idle
                    OCRP               clean up

    idle,           Receive CDN        Clean up          idle
    wait-reply,
    wait-connect,
    established

    established     Receive OCRQ,      Send CDN,         idle
                    OCRP, OCCN         clean up

    wait-reply,     Local close        Send CDN,         idle
    wait-connect,   request            clean up
    established

    wait-control-   Local close        Clean up          idle
    conn            request

    The states associated with the OCRQ sender are as follows:

    idle, wait-control-conn
       When an outgoing call request is initiated, a control connection
       is created as described above, if not already present.  Once the
       control connection is established, an OCRQ is sent to the LAC, and
       the session moves into the wait-reply state.

    wait-reply
       If a CDN is received, the session is cleaned up and returns to
       idle state.  If an OCRP is received, the call is in progress, and
       the session moves to the wait-connect state.

    wait-connect
       If a CDN is received, the session is cleaned up and returns to
       idle state.  If an OCCN is received, the call has succeeded, and
       the session may now exchange data.

    established
       If a CDN is received, the session is cleaned up and returns to
       idle state.  Alternatively, if the LCCE chooses to terminate the
       session, it sends a CDN to the LAC, cleans up the session, and



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       moves the session to idle state.

7.4.2  OCRQ Recipient (LAC) States

    State           Event              Action            New State
    -----           -----              ------            ---------
    idle            Receive OCRQ,      Send OCRP,        wait-cs-answer
                    acceptable         Place call

    idle            Receive OCRQ,      Send CDN,         idle
                    not acceptable     clean up

    idle            Receive OCRP       Send CDN,         idle
                                       clean up

    idle            Receive OCCN,      Clean up          idle
                    CDN

    wait-cs-answer  Call placement     Send OCCN         established
                    successful

    wait-cs-answer  Call placement     Send CDN,         idle
                    failed             clean up

    wait-cs-answer  Receive OCRQ,      Send CDN,         idle
                    OCRP, OCCN         clean up

    established     Receive OCRQ,      Send CDN,         idle
                    OCRP, OCCN         clean up

    wait-cs-answer, Receive CDN        Clean up          idle
    established

    wait-cs-answer, Local close        Send CDN,         idle
    established     request            clean up


    The states associated with the LAC for outgoing calls are as follows:

    idle
       If the OCRQ is received in error, respond with a CDN.  Otherwise,
       place the call, send an OCRP, and move to the wait-cs-answer
       state.

    wait-cs-answer
       If the call is not completed or a timer expires while waiting for
       the call to complete, send a CDN with the appropriate error
       condition set, and go to idle state.  If a circuit-switched



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       connection is established, send an OCCN indicating success, and go
       to established state.

    established
       If the LAC receives a CDN from the peer, the call MUST be released
       via appropriate mechanisms, and the session cleaned up.  If the
       call is disconnected because the circuit transitions to a
       "disconnected" or "down" state, the LAC MUST send a CDN to the
       peer and return to idle state.

7.5  Termination of a Control Connection

    The termination of a control connection consists of either peer
    issuing a StopCCN.  The sender of this message SHOULD wait a full
    control message retransmission cycle (e.g. 1 + 2 + 4 + 8 ... seconds)
    for the acknowledgment of this message before releasing the control
    information associated with the control connection.  The recipient of
    this message should send an acknowledgment of the message to the
    peer, then release the associated control information.

    When to release a control connection is an implementation issue and
    is not specified in this document.  A particular implementation may
    use whatever policy is appropriate for determining when to release a
    control connection.  Some implementations may leave a control
    connection open for a period of time or perhaps indefinitely after
    the last session for that control connection is cleared.  Others may
    choose to disconnect the control connection immediately after the
    last call on the control connection disconnects.

8.  Security Considerations

    This section addresses some of the security issues that L2TP
    encounters in its operation.

8.1  Control Connection Endpoint and Message Security

    The LCCEs may configure a shared secret (password) in order to
    perform a mutual authentication of one another, and construct an
    authentication and integrity check of all arriving Control Messages.
    This mechanism is built-in to L2TPv3, and is described in section 4.3
    and in the definition of the Message Digest and Nonce AVPs in section
    5.4.3.

    This mechanism provides strong mutual peer authentication, and
    authentication and integrity checking for individual Control
    Messages.





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8.2  Data Channel Security

    As described in section 4.1, the Assigned Cookie sent with each data
    packet MUST be selected in an unpredictable manner (with the added
    restriction that two same Cookie values not be selected within a
    short period of time for a given Session ID).

    A 64-bit Cookie provides effective protection against a blind packet
    insertion attack on a given PE. This is useful as a security feature
    only within networks where sniffing and correlating packets between
    L2TP nodes is considered impossible, though inserting IP packets
    destined to an LCCE may be considered possible (and perhaps trivial
    by an individual armed with the proper hacking tools). In such cases,
    the Cookie provides an effective barrier against packet insertion
    into a VPN by enforcing that a given Session ID match the random 64
    bit Cookie.  A 32 bit Cookie is vulnerable to brute force guessing at
    high packet rates, and as such should not be considered an effective
    barrier to insertion attacks (it still provides an additional
    integrity check for the Session ID, as described in section 4.1).

    The L2TPv3 Cookie MUST NOT be regarded as a substitute for packet-
    level security such as that of IPsec when operating over an open or
    untrusted network where packets may be sniffed and values correlated
    to spoofed packets. L2TPv3 does not attempt to provide data packet
    encryption of any kind (without the aid of IPsec).

8.3  End-to-End Security

    Protecting the L2TP packet stream with IPsec does, in turn, also
    protect the data within the tunneled session packets while
    transported from one LCCE to the other.  Such protection MUST NOT be
    considered a substitution for end-to-end security between
    communicating hosts or applications.

8.4  L2TP and IPsec

    When running over IP, IPsec [RFC2401] provides packet-level security
    via ESP [RFC3193].  All L2TP control and data packets for a
    particular control connection appear as homogeneous UDP or IP data
    packets to the IPsec system.

    In addition to IP transport security, IPsec defines a mode of
    operation that allows tunneling of IP packets.  The packet-level
    encryption and authentication provided by IPsec tunnel mode and that
    provided by L2TP secured with IPsec provide an equivalent level of
    security for these requirements.

    IPsec also defines access control features that are required of a



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    compliant IPsec implementation.  These features allow filtering of
    packets based upon network and transport layer characteristics such
    as IP address, ports, etc.  In the L2TP tunneling model, analogous
    filtering is logically performed at the network layer above L2TP.
    These network layer access control features may be handled at an LCCE
    via vendor-specific authorization features based upon the
    authenticated user, or at the network layer itself by using IPsec
    transport mode end-to-end between the communicating hosts.  The
    requirements for access control mechanisms are not a part of the L2TP
    specification and as such are outside the scope of this document.

8.5  Impact of L2TPv3 Features on RFC 3193

    [RFC3193] defines the recommended method for securing L2TPv2.  L2TPv3
    possesses identical characteristics to IPsec as L2TPv2 when running
    on UDP/IP.  When operating over IP directly, the principles defined
    in [RFC3193] still apply, though references to UDP port selection (in
    particular Section 4 "IPsec Filtering details when protecting L2TP")
    become far simpler as there are two less variable parameters (source
    and destination UDP ports) to be concerned with when applying
    filters.  Specific details for operating L2TPv3 with IPsec will be
    specified in an update to [RFC3193].

9.  Internationalization Considerations

    The Host Name and Vendor Name AVPs are not internationalized.  The
    Vendor Name AVP, although intended to be human-readable, would seem
    to fit in the category of "globally visible names" [RFC3066] and so
    is represented in US-ASCII.

    The Preferred Language AVP is not mandatory.  If an LCCE does not
    signify a language preference by the inclusion of this AVP in the
    SCCRQ or SCCRP, the Preferred Language AVP is unrecognized, or the
    requested language is not supported by the peer LCCE, the default
    language [RFC2277] MUST be used for all internationalized strings
    sent by the peer.

10.  IANA Considerations

    This document defines a number of "magic" numbers to be maintained by
    the IANA.  This section explains the criteria to be used by the IANA
    to assign additional numbers in each of these lists.  The following
    subsections describe the assignment policy for the namespaces defined
    elsewhere in this document.







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10.1  Control Message Attribute Value Pairs (AVPs)

    This number space is managed by IANA as per [RFC3438].

    New AVPs requiring assignment in this document are defined in the
    "AVP Summary," Section 5.4, with the encoding "AVP-TBA-x," where "x"
    is 1, 2, 3...

    A summary of the new AVPs follows:

       AVP-TBA-1  Message Digest
       AVP-TBA-2  Router ID,
       AVP-TBA-3  Assigned Control Connection ID
       AVP-TBA-4  Pseudowire Capabilities List
       AVP-TBA-5  Local Session ID
       AVP-TBA-6  Remote Session ID
       AVP-TBA-7  Assigned Cookie
       AVP-TBA-8  Remote End ID
       AVP-TBA-9  Application Code
       AVP-TBA-10 Pseudowire Type
       AVP-TBA-11 L2-Specific Sublayer
       AVP-TBA-12 Data Sequencing
       AVP-TBA-13 Circuit Status
       AVP-TBA-14 Preferred Language
       AVP-TBA-15 Control Message Authentication Nonce

10.2  Message Type AVP Values

    This number space is managed by IANA as per [RFC3438]. There is one
    new message type, defined in section 3.1, necessary to be allocated
    for this specification:
    TBA-M1 (ACK)  Explicit Acknowledgement

10.3  Result Code AVP Values

    This number space is managed by IANA as per [RFC3438].

    New Result Code values for the CDN message are defined in section
    5.4. Following is a summary:

    RC-TBA-1 - Session not established due to losing tie breaker.
    RC-TBA-2 - Session not established due to unsupported PW type.
    RC-TBA-3 - Session not established, sequencing required without valid
               L2-Specific Sublayer.

    There are a few cases in Section 5 where these values are referred to
    directly within the document text with the RC-TBA-x format. The
    assigned values should be inserted within the text for these cases.



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10.3.2  Error Code Field Values

    This number space is managed by IANA as per [RFC3438].

10.4  AVP Header Bits

    There are four remaining reserved bits in the AVP header.  Additional
    bits should only be assigned via a Standards Action [RFC2434].

10.5  L2TP Control Message Header Bits

    There are nine remaining reserved bits in the control message header.
    Additional bits should only be assigned via a Standards Action
    [RFC2434].

    Care should be taken before using reserved bits 6 and 7 in the L2TPv3
    control message header since these bits have meaning for L2TPv2 data
    messages.  Using these two bits in L2TPv3 MAY trigger an unforeseen
    interoperability problem with L2TPv3 implementations based on L2TPv2.
    Therefore, it is recommended that these two bits be utilized last,
    after the other reserved bits have been assigned roles.

10.6 Pseudowire Types

    The Pseudowire Type (PW Type, Section 5.4) is a two-octet value used
    in the Pseudowire Type AVP and Pseudowire Capabilities List AVP
    defined in Section 5.4.3.  0 to 32767 are assignable by Expert Review
    [RFC2434], 32768 to 65535 by a First Come First Served policy
    [RFC2434]. There are no specific pseudowire types assigned within
    this document. Each pseudowire-specific document MUST allocate its
    own PW types from IANA as necessary.

10.7 Application Code

    The Application Code (Section 5.4) is a two-octet value used in the
    Application Code AVP. Value 0 is assigned to the base application
    defined in this document. Additional Application Codes may be
    assigned by IETF Consensus [RFC2434].

10.8 Circuit Status Bits

    The Circuit Status (Section 5.4) field is a 16 bit mask, with the two
    high order bits assigned.

    Bit 15 - A (Active) bit
    Bit 16 - N (New) bit

    Additional bits may be assigned by IETF Consensus [RFC2434].



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10.9 Default L2-Specific Sublayer bits

    The Default L2 Specific Sublayer defined in Section 4.6 contains 8
    bits in the low-order portion of the header, two of which have been
    assigned and 6 remain.

    Bit 0 - P (Priority) bit
    Bit 1 - S (Sequence) bit

    Additional values may be assigned by IETF Consensus [RFC2434].

10.10 L2-Specific Sublayer Type

    The L2-Specific Sublayer Type is a 2 octet unsigned integer of which
    two values have been assigned.

    0 - No L2-Specific Sublayer
    1 - Default L2-Specific Sublayer present

    Additional values may be assigned by Expert Review [RFC2434].

10.11 Data Sequencing Level

    The Data Sequencing Level is a 2 octet unsigned integer of which
    three values have been assigned.

    0 - No incoming data packets require sequencing.
    1 - Only non-IP data packets require sequencing.
    2 - All incoming data packets require sequencing.

    Additional values may be assigned by Expert Review [RFC2434].

13.  Acknowledgments

    Many of the protocol constructs were originally defined in, and the
    text of this document began with, RFC 2661, "L2TPv2". RFC 2661
    authors are W. Townsley, A. Valencia, A. Rubens, G. Pall, G. Zorn and
    B. Palter.

    The basic concept for L2TP and many of its protocol constructs were
    adopted from L2F [RFC2341] and PPTP [RFC2637].  Authors of these
    drafts are A. Valencia, M. Littlewood, T. Kolar, K. Hamzeh, G. Pall,
    W. Verthein, J. Taarud, W. Little, and G. Zorn.

    Danny Mcpherson and Suhail Nanji published the first "L2TP Service
    Type" draft which defined the use of L2TP for tunneling of various L2
    payload types (initially, Ethernet and Frame Relay).




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    The team for splitting RFC 2661 into this base document and the
    companion PPP document consisted of Ignacio Goyret, Jed Lau, Bill
    Palter, Mark Townsley, and Madhvi Verma.  Skip Booth also provided
    very helpful review and comment.

    Some constructs of L2TPv3 were based in part on UTI (Universal
    Transport Interface), which was originally conceived by Peter
    Lothberg and Tony Bates.

    Stewart Bryant and Simon Barber provided valuable input for the
    L2TPv3 over IP header.

    Juha Heinanen provided helpful review, and input for the Application
    ID AVP.

    Jan Vilhuber, Scott Fluhrer, David McGrew, and Scott Wainner
    contributed to the Control Message and Authentication Mechanism as
    well as general discussions of security.

    James Carlson and Thomas Narten provided very helpful review.

    A number of people provided valuable input and effort for RFC2661, on
    which this document was based:

    John Bray, Greg Burns, Rich Garrett, Don Grosser, Matt Holdrege,
    Terry Johnson, Dory Leifer, and Rich Shea provided valuable input and
    review at the 43rd IETF in Orlando, FL, which led to improvement of
    the overall readability and clarity of RFC 2661.

    Thomas Narten provided a great deal of critical review and
    formatting.  He wrote the first version of the IANA Considerations
    section.

    Dory Leifer made valuable refinements to the protocol definition of
    L2TP and contributed to the editing of early drafts leading to RFC
    2661.

    Steve Cobb and Evan Caves redesigned the state machine tables.

    Barney Wolff provided a great deal of design input on the endpoint
    authentication mechanism.










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11.  References

11.1  Normative References

    [RFC1958] Carpenter, B., "Architectural Principles of the Internet",
              RFC 1958, June 1996.

    [RFC1994] Simpson, W., "PPP Challenge Handshake Authentication
              Protocol (CHAP)", RFC 1994, August 1996.

    [RFC2072] Berkowitz, H., "Router Renumbering Guide", RFC 2072,
              January 1997.

    [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

    [RFC2277] Alvestrand, H., "IETF Policy on Character Sets and
              Languages", BCP 18, RFC 2277, January 1998.

    [RFC2434] Narten, T. and H. Alvestrand, "Guidelines for Writing an
              IANA Considerations section in RFCs", BCP 26, RFC 2434,
              October 1998.

    [RFC2661] Townsley, W., et al., "Layer Two Tunneling Layer Two Tunneling
              Protocol (L2TP)", RFC 2661, August 1999.

    [RFC2865] Rigney, C., Rubens, A., Simpson, W., and Willens, S.,
              "Remote Authentication Dial In User Service (RADIUS)",
              RFC 2865, June 2000.

    [RFC3066] Alvestrand, H., "Tags for the Identification of Languages",
              RFC 3066, January 2001.

    [RFC3193] Patel, B., Aboba, B., Dixon, W., Zorn, G., and Booth, S.,
              "Securing L2TP using IPsec", RFC 3193, November 2001.

11.2  Informative References

    [KPS]     Kaufman, C., Perlman, R., and Speciner, M., "Network
              Security:  Private Communications in a Public World",
              Prentice Hall, March 1995, ISBN 0-13-061466-1.

    [RFC1034] Mockapetris, P., "Domain Names - Concepts and Facilities",
              STD 13, RFC 1034, November 1987.

    [RFC1321] R. Rivest, "The MD5 Message-Digest Algorithm", RFC 1321,
              04/16/1992




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    [RFC1661] Simpson, W., "The Point-to-Point Protocol (PPP)", STD 51,
              RFC 1661, July 1994.

    [RFC1700] Reynolds, J., and Postel, J., "Assigned Numbers", STD 2,
              RFC 1700, October 1994.  See also:
              http://www.iana.org/numbers.html.

    [RFC1750] D. Eastlake III, S. Crocker, J. Schiller, "Randomness
              Recommendations for Security", RFC 1750, December 1994

    [RFC2104] H. Krawczyk, M. Bellare, R. Canetti, "HMAC: Keyed-Hashing for
              Message Authentication", RFC 2104, February 1997

    [RFC2138] Rigney, C., Rubens, A., Simpson, W., and Willens, S.,
              "Remote Authentication Dial In User Service (RADIUS)",
              RFC 2138, April 1997.

    [RFC2341] Valencia, A., Littlewood, M., and Kolar, T.,
              "Cisco Layer Two Forwarding (Protocol) L2F", RFC 2341,
              May 1998.

    [RFC2401] Kent, S. and R. Atkinson, "Security Architecture for the
              Internet Protocol", RFC 2401, November 1998.

    [RFC2581] Allman, M., Paxson, V., Stevens, W., "TCP Congestion
              Control", RFC 2581, April 1999

    [RFC2637] Hamzeh, K., Pall, G., Verthein, W., Taarud, J., Little, W.,
              and Zorn, G., "Point-to-Point Tunneling Protocol (PPTP)",
              RFC 2637, July 1999.

    [RFC2809] Aboba, B., and Zorn, G., "Implementation of L2TP Compulsory
             Tunneling via RADIUS", RFC 2809, April 2000.

    [RFC3070] Rawat, V., Tio, R., Nanji, S., and Verma, R.,
              "Layer Two Tunneling Protocol (L2TP) over Frame Relay",
              RFC 3070, February 2001.

    [RFC3355] Singh, A., Turner, R., Tio, R., Nanji, S., "Layer Two
              Tunnelling Protocol (L2TP) Over ATM Adaptation
              Layer 5 (AAL5)", RFC 3355, August 2002

    [STEVENS] Stevens, W. Richard, "TCP/IP Illustrated, Volume I: The
              Protocols", Addison-Wesley Publishing Company, Inc.,
              March 1996, ISBN 0-201-63346-9.






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12.  Editors' Addresses

    Jed Lau
    cisco Systems
    170 W. Tasman Drive
    San Jose, CA  95134
    jedlau@cisco.com

    W. Mark Townsley
    cisco Systems
    mark@townsley.net

    Ignacio Goyret
    Lucent Technologies
    igoyret@lucent.com

Appendix A: Control Slow Start and Congestion Avoidance

    Although each side has indicated the maximum size of its receive
    window, it is recommended that a slow start and congestion avoidance
    method be used to transmit control packets.  The methods described
    here are based upon the TCP congestion avoidance algorithm as
    described in section 21.6 of TCP/IP Illustrated, Volume I, by W.
    Richard Stevens [STEVENS] (this algorithm is also described in
    [RFC2581]).

    Slow start and congestion avoidance make use of several variables.
    The congestion window (CWND) defines the number of packets a sender
    may send before waiting for an acknowledgment.  The size of CWND
    expands and contracts as described below.  Note, however, that CWND
    is never allowed to exceed the size of the advertised window obtained
    from the Receive Window AVP.  (In the text below, it is assumed any
    increase will be limited by the Receive Window Size.)  The variable
    SSTHRESH determines when the sender switches from slow start to
    congestion avoidance.  Slow start is used while CWND is less than
    SSHTRESH.

    A sender starts out in the slow start phase.  CWND is initialized to
    one packet, and SSHTRESH is initialized to the advertised window
    (obtained from the Receive Window AVP).  The sender then transmits
    one packet and waits for its acknowledgment (either explicit or
    piggybacked).  When the acknowledgment is received, the congestion
    window is incremented from one to two.  During slow start, CWND is
    increased by one packet each time an ACK (explicit ACK message or
    piggybacked) is received.  Increasing CWND by one on each ACK has the
    effect of doubling CWND with each round trip, resulting in an
    exponential increase.  When the value of CWND reaches SSHTRESH, the
    slow start phase ends and the congestion avoidance phase begins.



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    During congestion avoidance, CWND expands more slowly.  Specifically,
    it increases by 1/CWND for every new ACK received.  That is, CWND is
    increased by one packet after CWND new ACKs have been received.
    Window expansion during the congestion avoidance phase is effectively
    linear, with CWND increasing by one packet each round trip.

    When congestion occurs (indicated by the triggering of a
    retransmission) one-half of the CWND is saved in SSTHRESH, and CWND
    is set to one.  The sender then reenters the slow start phase.

Appendix B: Control Message Examples

B.1: Lock-Step Control Connection Establishment

    In this example, an LCCE establishes a control connection, with the
    exchange involving each side alternating in sending messages.  This
    example shows the final acknowledgment explicitly sent within an ACK
    message.  An alternative would be to piggyback the acknowledgment
    within a message sent as a reply to the ICRQ or OCRQ that will likely
    follow from the side that initiated the control connection.

           LCCE A                   LCCE B
           ------                   ------
           SCCRQ     ->
           Nr: 0, Ns: 0
                                    <-     SCCRP
                                    Nr: 1, Ns: 0
           SCCCN     ->
           Nr: 1, Ns: 1
                                    <-       ACK
                                    Nr: 2, Ns: 1

B.2: Lost Packet with Retransmission

    An existing control connection has a new session requested by LCCE A.
    The ICRP is lost and must be retransmitted by LCCE B.  Note that loss
    of the ICRP has two effects: It not only keeps the upper level state
    machine from progressing, but also keeps LCCE A from seeing a timely
    lower level acknowledgment of its ICRQ.












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            LCCE A                           LCCE B
            ------                           ------
            ICRQ      ->
            Nr: 1, Ns: 2
                             (packet lost)   <-      ICRP
                                             Nr: 3, Ns: 1

          (pause; LCCE A's timer started first, so fires first)

           ICRQ      ->
           Nr: 1, Ns: 2

          (Realizing that it has already seen this packet,
           LCCE B discards the packet and sends an ACK message)

                                             <-       ACK
                                             Nr: 3, Ns: 2

          (LCCE B's retransmit timer fires)

                                             <-      ICRP
                                             Nr: 3, Ns: 1
           ICCN      ->
           Nr: 2, Ns: 3

                                             <-       ACK
                                             Nr: 4, Ns: 2

Appendix C: Processing Sequence Numbers

    The Default L2-Specific Sublayer, defined in Section 4.6, provides a
    24-bit field for sequencing of data packets within an L2TP session.
    L2TP data packets are never retransmitted, so this sequence is used
    only to detect packet order, duplicate packets, or lost packets.

    The 24-bit Sequence Number field of the Default L2-Specific Sublayer
    contains a packet sequence number for the associated session.  Each
    sequenced data packet that is sent must contain the sequence number,
    incremented by one, of the previous sequenced packet sent on a given
    L2TP session. Upon receipt, any packet with a sequence number equal
    to or greater than the current expected packet (the last received in-
    order packet plus one) should be considered "new" and accepted. All
    other packets are considered "old" or "duplicate" and discarded.
    Note that the 24-bit sequence number space includes zero as a valid
    sequence number (as such, it may be implemented with a masked 32-bit
    counter if desired). All new sessions MUST begin sending sequence
    numbers at zero.




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    Larger or smaller sequence number fields are possible with L2TP if an
    alternative format to the Default L2-Specific Sublayer defined in
    this document is used. While 24 bits may be adequate in a number of
    circumstances, a larger sequence number space will be less
    susceptible to sequence number wrapping problems for very high
    session data rates across long dropout periods. The sequence number
    processing recommendations below should hold for any size sequence
    number field.

    When detecting whether a packet sequence number is "greater" or
    "less" than a given sequence number value, wrapping of the sequence
    number must be considered. This is typically accomplished by keeping
    a window of sequence numbers beyond the current expected sequence
    number for determination of whether a packet is "new" or not. The
    window may be sized based on the link speed and sequence number space
    and SHOULD be configurable with a default equal to one half the size
    of the available number space (e.g. 2^(n-1), where n is the number of
    bits available in the sequence number).

    Upon receipt, packets which exactly match the expected sequence
    number are processed immediately and the next expected sequence
    number incremented. Packets that fall within the window for new
    packets may either be processed immediately and the next expected
    sequence number updated to one plus that received in the new packet,
    or held for a very short period of time in hopes of receiving the
    missing packet(s). This 'very short period' should be configurable,
    with a default corresponding to a time lapse which is at least an
    order of magnitude less than the retransmission timeout periods of
    higher layer protocols such as TCP.

    For typical transient packet mis-orderings, dropping out-of-order
    packets alone should suffice and generally requires far less
    resources than actively reordering packets within L2TP. An exception
    is a case where a pair of packet fragments are persistently
    retransmitted and sent out-of-order. For example, if an IP packet has
    been fragmented into a very small packet followed by a very large
    packet before being tunneled by L2TP, it is possible (though
    admittedly wrong) that the two resulting L2TP packets may be
    consistently mis-ordered by the PSN in transit between L2TP nodes. If
    sequence numbers were being enforced at the receiving node without
    any buffering of out-of-order packets, then the fragmented IP packet
    may never reach its destination. It may be worth noting here that
    this condition is true for any tunneling mechanism of IP packets
    which include sequence number checking on receipt (i.e. GRE
    [RFC2890]).

    Utilization of a Data Sequencing Level (see Section 5.4.3) of 1 (only
    non-IP data packets require sequencing) allows IP data packets being



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    tunneled by L2TP to not utilize sequence numbers, while utilizing
    sequence numbers and enforcing packet order for any remaining non-IP
    data packets. Depending on the requirements of the link-layer being
    tunneled, and the network data traversing the data-link, this is
    sufficient in many cases to enforce packet order on frames which
    require it (such as end-to-end data-link control messages), while not
    on IP packets which are known to be resilient to packet reordering.

    If a large number of packets (e.g. more than one new packet window)
    are dropped due to an extended outage, or loss of sequence number
    state on one side of the connection (perhaps as part of a forwarding
    plane reset or failover to a standby node), it is possible that a
    large number of packets will be sent in-order, but be wrongly
    detected by the peer as out-of-order. This can be generally
    characterized for a window size, w, sequence number space, s, and
    number of packets lost in transit between L2TP endpoints, p, as
    follows:

    If s > p > w, then an additional (s - p) packets that were otherwise
    received in-order, will be incorrectly classified as out-of-order and
    dropped. Thus, for a sequence number space, s = 128, window size, w =
    64, and number of lost packets, p = 70; 128 - 70 = 58 additional
    packets would be dropped after the outage until the sequence number
    wrapped back to the current expected next sequence number.

    To mitigate this additional packet loss, one MUST inspect the
    sequence numbers of packets dropped due to being classified as "old"
    and reset the expected sequence number accordingly. This may be
    accomplished by counting the number of "old" packets dropped that
    were in sequence among themselves and upon reaching a threshold,
    resetting the next expected sequence number to that seen in the
    arriving data packets. Packet timestamps may also be used as an
    indicator to reset the expected sequence number by detecting a period
    of time over which "old" packets have been received in-sequence. The
    ideal thresholds will vary depending on link speed, sequence number
    space, and link tolerance to out-of-order packets, and MUST be
    configurable.

Appendix D: Intellectual Property Notice

    The IETF takes no position regarding the validity or scope of any
    intellectual property or other rights that might be claimed to
    pertain to the implementation or use of the technology described in
    this document or the extent to which any license under such rights
    might or might not be available; neither does it represent that it
    has made any effort to identify any such rights.  Information on the
    IETF's procedures with respect to rights in standards-track and
    standards-related documentation can be found in BCP-11.  Copies of



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    claims of rights made available for publication and any assurances of
    licenses to be made available, or the result of an attempt made to
    obtain a general license or permission for the use of such
    proprietary rights by implementers or users of this specification can
    be obtained from the IETF Secretariat.

    The IETF invites any interested party to bring to its attention any
    copyrights, patents or patent applications, or other proprietary
    rights that may cover technology that may be required to practice
    this standard.  Please address the information to the IETF Executive
    Director.

    The IETF has been notified of intellectual property rights claimed in
    regard to some or all of the specification contained in this
    document.  For more information consult the online list of claimed
    rights.

Appendix E: Full Copyright Statement

    Copyright (C) The Internet Society (2002).  All Rights Reserved.

    This document and translations of it may be copied and furnished to
    others, and derivative works that comment on or otherwise explain it
    or assist in its implementation may be prepared, copied, published
    and distributed, in whole or in part, without restriction of any
    kind, provided that the above copyright notice and this paragraph are
    included on all such copies and derivative works.  However, this
    document itself may not be modified in any way, such as by removing
    the copyright notice or references to the Internet Society or other
    Internet organizations, except as needed for the purpose of
    developing Internet standards in which case the procedures for
    copyrights defined in the Internet Standards process must be
    followed, or as required to translate it into languages other than
    English.

    The limited permissions granted above are perpetual and will not be
    revoked by the Internet Society or its successors or assigns.

    This document and the information contained herein is provided on an
    "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
    TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
    BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
    HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
    MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.







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