OAuth Working Group B. Campbell
Internet-Draft J. Bradley
Intended status: Standards Track Ping Identity
Expires: December 31, 2017 N. Sakimura
Nomura Research Institute
T. Lodderstedt
YES Europe AG
June 29, 2017
Mutual TLS Profile for OAuth 2.0
draft-ietf-oauth-mtls-02
Abstract
This document describes Transport Layer Security (TLS) mutual
authentication using X.509 certificates as a mechanism for both OAuth
client authentication to the token endpoint as well as for sender
constrained access to OAuth protected resources.
Status of This Memo
This Internet-Draft is submitted in full conformance with the
provisions of BCP 78 and BCP 79.
Internet-Drafts are working documents of the Internet Engineering
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This Internet-Draft will expire on December 31, 2017.
Copyright Notice
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document authors. All rights reserved.
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Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 2
1.1. Requirements Notation and Conventions . . . . . . . . . . 3
1.2. Terminology . . . . . . . . . . . . . . . . . . . . . . . 3
2. Mutual TLS for Client Authentication . . . . . . . . . . . . 3
2.1. Mutual TLS Client Authentication to the Token Endpoint . 3
2.2. Authorization Server Metadata . . . . . . . . . . . . . . 4
2.3. Dynamic Client Registration . . . . . . . . . . . . . . . 4
3. Mutual TLS Sender Constrained Resources Access . . . . . . . 5
3.1. X.509 Certificate SHA-256 Thumbprint Confirmation Method
for JWT . . . . . . . . . . . . . . . . . . . . . . . . . 5
3.2. Confirmation Method for Token Introspection . . . . . . . 6
4. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 7
4.1. JWT Confirmation Methods Registration . . . . . . . . . . 7
4.1.1. Registry Contents . . . . . . . . . . . . . . . . . . 7
4.2. Token Endpoint Authentication Method Registration . . . . 7
4.2.1. Registry Contents . . . . . . . . . . . . . . . . . . 8
4.3. OAuth Token Introspection Response Registration . . . . . 8
4.3.1. Registry Contents . . . . . . . . . . . . . . . . . . 8
4.4. OAuth Dynamic Client Registration Metadata Registration . 8
4.4.1. Registry Contents . . . . . . . . . . . . . . . . . . 8
5. Security Considerations . . . . . . . . . . . . . . . . . . . 8
5.1. TLS Versions and Best Practices . . . . . . . . . . . . . 8
5.2. Client Identity Binding by the Authorization Server . . . 9
6. References . . . . . . . . . . . . . . . . . . . . . . . . . 9
6.1. Normative References . . . . . . . . . . . . . . . . . . 9
6.2. Informative References . . . . . . . . . . . . . . . . . 10
Appendix A. Acknowledgements . . . . . . . . . . . . . . . . . . 11
Appendix B. Document(s) History . . . . . . . . . . . . . . . . 11
Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 12
1. Introduction
This document describes Transport Layer Security (TLS) mutual
authentication using X.509 certificates as a mechanism for both OAuth
client authentication to the token endpoint as well as for sender
constrained access to OAuth protected resources.
The OAuth 2.0 Authorization Framework [RFC6749] defines a shared
secret method of client authentication but also allows for the
definition and use of additional client authentication mechanisms
when interacting with the authorization server's token endpoint.
This document describes an additional mechanism of client
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authentication utilizing mutual TLS [RFC5246] certificate-based
authentication, which provides better security characteristics than
shared secrets.
Mutual TLS sender constrained access to protected resources ensures
that only the party in possession of the private key corresponding to
the certificate can utilize the access token to get access to the
associated resources. Such a constraint is unlike the case of the
basic bearer token described in [RFC6750], where any party in
possession of the access token can use it to access the associated
resources. Mutual TLS sender constrained access binds the access
token to the client's certificate thus preventing the use of stolen
access tokens or replay of access tokens by unauthorized parties.
Mutual TLS sender constrained access tokens and mutual TLS client
authentication are distinct mechanisms that don't necessarily need to
be deployed together.
1.1. Requirements Notation and Conventions
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
"OPTIONAL" in this document are to be interpreted as described in RFC
2119 [RFC2119].
1.2. Terminology
This specification uses the following phrases interchangeably:
Transport Layer Security (TLS) Mutual Authentication
Mutual TLS
These phrases all refer to the process whereby a client uses it's
X.509 certificate to authenticate itself with a server when
negotiating a TLS session. In TLS 1.2 [RFC5246] this requires the
client to send Client Certificate and Certificate Verify messages
during the TLS handshake and for the server to verify these messages.
2. Mutual TLS for Client Authentication
2.1. Mutual TLS Client Authentication to the Token Endpoint
The following section defines, as an extension of OAuth 2.0,
Section 2.3 [RFC6749], the use of mutual TLS X.509 client
certificates as client credentials. The requirement of mutual TLS
for client authentications is determined by the authorization server
based on policy or configuration for the given client (regardless of
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whether the client was dynamically registered or statically
configured or otherwise established). OAuth 2.0 requires that access
token requests by the client to the token endpoint use TLS. In order
to utilize TLS for client authentication, the TLS connection MUST
have been established or reestablished with mutual X.509 certificate
authentication (i.e. the Client Certificate and Certificate Verify
messages are sent during the TLS Handshake [RFC5246]).
For all access token requests to the token endpoint, regardless of
the grant type used, the client MUST include the "client_id"
parameter, described in OAuth 2.0, Section 2.2 [RFC6749]. The
presence of the "client_id" parameter enables the authorization
server to easily identify the client independently from the content
of the certificate and allows for trust models to vary as appropriate
for a given deployment. The authorization server can locate the
client configuration by the client identifier and check the
certificate presented in the TLS Handshake against the expected
credentials for that client. As described in Section 5.2, the
authorization server MUST enforce some method of binding a
certificate to a client.
2.2. Authorization Server Metadata
"tls_client_auth" is used as a new value of the
"token_endpoint_auth_methods_supported" metadata parameter to
indicate server support for mutual TLS as a client authentication
method in authorization server metadata such as [OpenID.Discovery]
and [I-D.ietf-oauth-discovery].
2.3. Dynamic Client Registration
This draft adds the following values and metadata parameters to OAuth
2.0 Dynamic Client Registration [RFC7591].
The value "tls_client_auth" is used to indicate the client's
intention to use mutual TLS as an authentication method to the token
endpoint for the "token_endpoint_auth_method" client metadata field.
For authorization servers that associate certificates with clients
using subject information in the certificate, the following two new
metadata parameters can be used:
tls_client_auth_subject_dn
An [RFC4514] string representation of the expected subject
distinguished name of the certificate the OAuth client will use in
mutual TLS authentication.
tls_client_auth_root_dn
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An [RFC4514] string representation of a distinguished name that
can optionally be used to constrain, for the given client, the
expected distinguished name of the root issuer of the client
certificate.
For authorization servers that use the key or full certificate to
associate clients with certificates, the existing "jwks_uri" or
"jwks" metadata parameters from [RFC7591] should be used.
3. Mutual TLS Sender Constrained Resources Access
When mutual TLS is used at the token endpoint, the authorization
server is able to bind the issued access token to the client
certificate. Such a binding is accomplished by associating the
certificate with the token in a way that can be accessed by the
protected resource, such as embedding the certificate hash in the
issued access token directly, using the syntax described in
Section 3.1, or through token introspection as described in
Section 3.2. Other methods of associating a certificate with an
access token are possible, per agreement by the authorization server
and the protected resource, but are beyond the scope of this
specification.
The client makes protected resource requests as described in
[RFC6750], however, those requests MUST be made over a mutually
authenticated TLS connection using the same certificate that was used
for mutual TLS at the token endpoint.
The protected resource MUST obtain the client certificate used for
mutual TLS authentication and MUST verify that the certificate
matches the certificate associated with the access token. If they do
not match, the resource access attempt MUST be rejected with an
error.
3.1. X.509 Certificate SHA-256 Thumbprint Confirmation Method for JWT
When access tokens are represented as a JSON Web Tokens
(JWT)[RFC7519], the certificate hash information SHOULD be
represented using the "x5t#S256" confirmation method member defined
herein.
To represent the hash of a certificate in a JWT, this specification
defines the new JWT Confirmation Method RFC 7800 [RFC7800] member
"x5t#S256" for the X.509 Certificate SHA-256 Thumbprint. The value
of the "x5t#S256" member is a base64url-encoded SHA-256[SHS] hash
(a.k.a. thumbprint or digest) of the DER encoding of the X.509
certificate[RFC5280] (note that certificate thumbprints are also
sometimes also known as certificate fingerprints).
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The following is an example of a JWT payload containing an "x5t#S256"
certificate thumbprint confirmation method.
{
"iss": "https://server.example.com",
"sub": "ty.webb@example.com",
"exp": 1493726400,
"nbf": 1493722800,
"cnf":{
"x5t#S256": "bwcK0esc3ACC3DB2Y5_lESsXE8o9ltc05O89jdN-dg2"
}
}
Figure 1: Example claims of a Certificate Thumbprint Constrained JWT
3.2. Confirmation Method for Token Introspection
OAuth 2.0 Token Introspection [RFC7662] defines a method for a
protected resource to query an authorization server about the active
state of an access token as well as to determine meta-information
about the token.
For a mutual TLS sender constrained access token, the hash of the
certificate to which the token is bound is conveyed to the protected
resource as meta-information in a token introspection response. The
hash is conveyed using same structure as the certificate SHA-256
thumbprint confirmation method, described in Section 3.1, as a top-
level member of the introspection response JSON. The protected
resource compares that certificate hash to a hash of the client
certificate used for mutual TLS authentication and rejects the
request, if they do not match.
Proof-of-Possession Key Semantics for JSON Web Tokens [RFC7800]
defined the "cnf" (confirmation) claim, which enables confirmation
key information to be carried in a JWT. However, the same proof-of-
possession semantics are also useful for introspected access tokens
whereby the protected resource obtains the confirmation key data as
meta-information of a token introspection response and uses that
information in verifying proof-of-possession. Therefore this
specification defines and registers proof-of-possession semantics for
OAuth 2.0 Token Introspection [RFC7662] using the "cnf" structure.
When included as a top-level member of an OAuth token introspection
response, "cnf" has the same semantics and format as the claim of the
same name defined in [RFC7800]. While this specification only
explicitly uses the "x5t#S256" confirmation method member, it needed
to define and register the higher level "cnf" structure as an
introspection response member in order to define and use its more
specific "x5t#S256" confirmation method.
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The following is an example of an introspection response for an
active token with an "x5t#S256" certificate thumbprint confirmation
method.
HTTP/1.1 200 OK
Content-Type: application/json
{
"active": true,
"iss": "https://server.example.com",
"sub": "ty.webb@example.com",
"exp": 1493726400,
"nbf": 1493722800,
"cnf":{
"x5t#S256": "bwcK0esc3ACC3DB2Y5_lESsXE8o9ltc05O89jdN-dg2"
}
}
Figure 2: Example Introspection Response for a Certificate
Constrained Access Token
4. IANA Considerations
4.1. JWT Confirmation Methods Registration
This specification requests registration of the following value in
the IANA "JWT Confirmation Methods" registry [IANA.JWT.Claims] for
JWT "cnf" member values established by [RFC7800].
4.1.1. Registry Contents
o Confirmation Method Value: "x5t#S256"
o Confirmation Method Description: X.509 Certificate SHA-256
Thumbprint
o Change Controller: IESG
o Specification Document(s): Section 3.1 of [[ this specification ]]
4.2. Token Endpoint Authentication Method Registration
This specification requests registration of the following value in
the IANA "OAuth Token Endpoint Authentication Methods" registry
[IANA.OAuth.Parameters] established by [RFC7591].
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4.2.1. Registry Contents
o Token Endpoint Authentication Method Name: "tls_client_auth"
o Change Controller: IESG
o Specification Document(s): Section 2.2 of [[ this specification ]]
4.3. OAuth Token Introspection Response Registration
This specification requests registration of the following value in
the IANA "OAuth Token Introspection Response" registry
[IANA.OAuth.Parameters] established by [RFC7662].
4.3.1. Registry Contents
o Claim Name: "cnf"
o Claim Description: Confirmation
o Change Controller: IESG
o Specification Document(s): Section 3.2 of [[ this specification ]]
4.4. OAuth Dynamic Client Registration Metadata Registration
This specification requests registration of the following client
metadata definitions in the IANA "OAuth Dynamic Client Registration
Metadata" registry [IANA.OAuth.Parameters] established by [RFC7591]:
4.4.1. Registry Contents
o Client Metadata Name: "tls_client_auth_subject_dn"
o Client Metadata Description: String value specifying the expected
subject distinguished name of the client certificate.
o Change Controller: IESG
o Specification Document(s): Section 2.3 of [[ this specification ]]
o Client Metadata Name: "tls_client_auth_root_dn"
o Client Metadata Description: String value specifying the expected
distinguished name of the root issuer of the client certificate
o Change Controller: IESG
o Specification Document(s): Section 2.3 of [[ this specification ]]
5. Security Considerations
5.1. TLS Versions and Best Practices
TLS 1.2 [RFC5246] is cited in this document because, at the time of
writing, it is latest version that is widely deployed. However, this
document is applicable with other TLS versions supporting
certificate-based client authentication. Implementation security
considerations for TLS, including version recommendations, can be
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found in Recommendations for Secure Use of Transport Layer Security
(TLS) and Datagram Transport Layer Security (DTLS) [BCP195].
5.2. Client Identity Binding by the Authorization Server
No specific method of binding a certificate to a client identifier at
the token endpoint is prescribed by this document. However, some
method MUST be employed so that, in addition to proving possession of
the private key corresponding to the certificate, the client identity
is also bound to the certificate. One such binding would be to
configure for the client a value that the certificate must contain in
the subject field and possibly the expected trust anchor. An
alternative method would be to configure a public key for the client
directly that would have to match the subject public key info of the
certificate.
6. References
6.1. Normative References
[BCP195] Sheffer, Y., Holz, R., and P. Saint-Andre,
"Recommendations for Secure Use of Transport Layer
Security (TLS) and Datagram Transport Layer Security
(DTLS)", BCP 195, RFC 7525, DOI 10.17487/RFC7525, May
2015, <http://www.rfc-editor.org/info/bcp195>.
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119,
DOI 10.17487/RFC2119, March 1997,
<http://www.rfc-editor.org/info/rfc2119>.
[RFC4514] Zeilenga, K., Ed., "Lightweight Directory Access Protocol
(LDAP): String Representation of Distinguished Names",
RFC 4514, DOI 10.17487/RFC4514, June 2006,
<http://www.rfc-editor.org/info/rfc4514>.
[RFC5246] Dierks, T. and E. Rescorla, "The Transport Layer Security
(TLS) Protocol Version 1.2", RFC 5246,
DOI 10.17487/RFC5246, August 2008,
<http://www.rfc-editor.org/info/rfc5246>.
[RFC5280] Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,
Housley, R., and W. Polk, "Internet X.509 Public Key
Infrastructure Certificate and Certificate Revocation List
(CRL) Profile", RFC 5280, DOI 10.17487/RFC5280, May 2008,
<http://www.rfc-editor.org/info/rfc5280>.
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[RFC6749] Hardt, D., Ed., "The OAuth 2.0 Authorization Framework",
RFC 6749, DOI 10.17487/RFC6749, October 2012,
<http://www.rfc-editor.org/info/rfc6749>.
[RFC6750] Jones, M. and D. Hardt, "The OAuth 2.0 Authorization
Framework: Bearer Token Usage", RFC 6750,
DOI 10.17487/RFC6750, October 2012,
<http://www.rfc-editor.org/info/rfc6750>.
[RFC7800] Jones, M., Bradley, J., and H. Tschofenig, "Proof-of-
Possession Key Semantics for JSON Web Tokens (JWTs)",
RFC 7800, DOI 10.17487/RFC7800, April 2016,
<http://www.rfc-editor.org/info/rfc7800>.
[SHS] National Institute of Standards and Technology, "Secure
Hash Standard (SHS)", FIPS PUB 180-4, March 2012,
<http://csrc.nist.gov/publications/fips/fips180-4/
fips-180-4.pdf>.
6.2. Informative References
[I-D.ietf-oauth-discovery]
Jones, M., Sakimura, N., and J. Bradley, "OAuth 2.0
Authorization Server Metadata", draft-ietf-oauth-
discovery-04 (work in progress), August 2016.
[IANA.JWT.Claims]
IANA, "JSON Web Token Claims",
<http://www.iana.org/assignments/jwt>.
[IANA.OAuth.Parameters]
IANA, "OAuth Parameters",
<http://www.iana.org/assignments/oauth-parameters>.
[OpenID.Discovery]
Sakimura, N., Bradley, J., Jones, M., and E. Jay, "OpenID
Connect Discovery 1.0", February 2014.
[RFC7519] Jones, M., Bradley, J., and N. Sakimura, "JSON Web Token
(JWT)", RFC 7519, DOI 10.17487/RFC7519, May 2015,
<http://www.rfc-editor.org/info/rfc7519>.
[RFC7591] Richer, J., Ed., Jones, M., Bradley, J., Machulak, M., and
P. Hunt, "OAuth 2.0 Dynamic Client Registration Protocol",
RFC 7591, DOI 10.17487/RFC7591, July 2015,
<http://www.rfc-editor.org/info/rfc7591>.
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[RFC7662] Richer, J., Ed., "OAuth 2.0 Token Introspection",
RFC 7662, DOI 10.17487/RFC7662, October 2015,
<http://www.rfc-editor.org/info/rfc7662>.
Appendix A. Acknowledgements
Scott "not Tomlinson" Tomilson and Matt Peterson were involved in
design and development work on a mutual TLS OAuth client
authentication implementation that informed some of the content of
this document.
Additionally, the authors would like to thank the following people
for their input and contributions to the specification: Sergey
Beryozkin, Vladimir Dzhuvinov, Samuel Erdtman, Phil Hunt, Sean
Leonard, Kepeng Li, James Manger, Jim Manico, Nov Matake, Sascha
Preibisch, Justin Richer, Dave Tonge, and Hannes Tschofenig.
Appendix B. Document(s) History
[[ to be removed by the RFC Editor before publication as an RFC ]]
draft-ietf-oauth-mtls-02
o Fixed editorial issue https://mailarchive.ietf.org/arch/msg/oauth/
U46UMEh8XIOQnvXY9pHFq1MKPns
o Changed the title (hopefully "Mutual TLS Profile for OAuth 2.0" is
better than "Mutual TLS Profiles for OAuth Clients").
draft-ietf-oauth-mtls-01
o Added more explicit details of using RFC 7662 token introspection
with mutual TLS sender constrained access tokens.
o Added an IANA OAuth Token Introspection Response Registration
request for "cnf".
o Specify that tls_client_auth_subject_dn and
tls_client_auth_root_dn are RFC 4514 String Representation of
Distinguished Names.
o Changed tls_client_auth_issuer_dn to tls_client_auth_root_dn.
o Changed the text in the Section 3 to not be specific about using a
hash of the cert.
o Changed the abbreviated title to 'OAuth Mutual TLS' (previously
was the acronym MTLSPOC).
draft-ietf-oauth-mtls-00
o Created the initial working group version from draft-campbell-
oauth-mtls
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draft-campbell-oauth-mtls-01
o Fix some typos.
o Add to the acknowledgements list.
draft-campbell-oauth-mtls-00
o Add a Mutual TLS sender constrained protected resource access
method and a x5t#S256 cnf method for JWT access tokens (concepts
taken in part from draft-sakimura-oauth-jpop-04).
o Fixed "token_endpoint_auth_methods_supported" to
"token_endpoint_auth_method" for client metadata.
o Add "tls_client_auth_subject_dn" and "tls_client_auth_issuer_dn"
client metadata parameters and mention using "jwks_uri" or "jwks".
o Say that the authentication method is determined by client policy
regardless of whether the client was dynamically registered or
statically configured.
o Expand acknowledgements to those that participated in discussions
around draft-campbell-oauth-tls-client-auth-00
o Add Nat Sakimura and Torsten Lodderstedt to the author list.
draft-campbell-oauth-tls-client-auth-00
o Initial draft.
Authors' Addresses
Brian Campbell
Ping Identity
Email: brian.d.campbell@gmail.com
John Bradley
Ping Identity
Email: ve7jtb@ve7jtb.com
URI: http://www.thread-safe.com/
Nat Sakimura
Nomura Research Institute
Email: n-sakimura@nri.co.jp
URI: https://nat.sakimura.org/
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Torsten Lodderstedt
YES Europe AG
Email: torsten@lodderstedt.net
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