Unicode Character Repertoire Subsets
draft-bray-unichars-08

Network Working Group                                            T. Bray
Internet-Draft                                       Textuality Services
Intended status: Standards Track                              P. Hoffman
Expires: 29 October 2024                                           ICANN
                                                           27 April 2024

                  Unicode Character Repertoire Subsets
                         draft-bray-unichars-08

Abstract

   This document discusses specifying subsets of the Unicode character
   repertoire for use in protocols and data formats.  It also specifies
   those subsets in as PRECIS profiles.

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   This Internet-Draft will expire on 29 October 2024.

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Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   2
     1.1.  Notation  . . . . . . . . . . . . . . . . . . . . . . . .   3
   2.  Characters and Code Points  . . . . . . . . . . . . . . . . .   3
     2.1.  Transformation Formats  . . . . . . . . . . . . . . . . .   4
     2.2.  Problematic Code Points . . . . . . . . . . . . . . . . .   4
       2.2.1.  Surrogates  . . . . . . . . . . . . . . . . . . . . .   4
       2.2.2.  Control Codes . . . . . . . . . . . . . . . . . . . .   4
       2.2.3.  Noncharacters . . . . . . . . . . . . . . . . . . . .   5
   3.  Dealing With Problematic Code Points  . . . . . . . . . . . .   5
   4.  Subset Character Repertoires  . . . . . . . . . . . . . . . .   6
     4.1.  Unicode Scalars . . . . . . . . . . . . . . . . . . . . .   7
     4.2.  XML Characters  . . . . . . . . . . . . . . . . . . . . .   7
     4.3.  Unicode Assignables . . . . . . . . . . . . . . . . . . .   7
   5.  Restricting Character Repertoires . . . . . . . . . . . . . .   8
   6.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .   8
     6.1.  Addition to the PRECIS Base Classes Registry  . . . . . .   8
     6.2.  Additions to the PRECIS Profiles Registry . . . . . . . .   9
       6.2.1.  UnicodeScalarsClass Profile . . . . . . . . . . . . .   9
       6.2.2.  XMLCharactersClass Profile  . . . . . . . . . . . . .  10
       6.2.3.  Unicode Assignables Profile . . . . . . . . . . . . .  10
   7.  Security Considerations . . . . . . . . . . . . . . . . . . .  11
   8.  Normative References  . . . . . . . . . . . . . . . . . . . .  11
   9.  Informative References  . . . . . . . . . . . . . . . . . . .  12
   Acknowledgements  . . . . . . . . . . . . . . . . . . . . . . . .  12
   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .  12

1.  Introduction

   When a protocol or data format has text fields, that text is normally
   composed of Unicode [UNICODE] characters, to support use by speakers
   of many languages.  The "set of all Unicode characters" is generally
   not a good choice for use in text fields.  Instead, subsets such as
   those discussed in this document are typically used.

   The term "character repertoire" is a well-understood concept when
   applied to an encoding standard.  In this document, "character
   repertoire" describes subsets of the Unicode character repertoire
   that exclude some or all of the entities that are "problematic" as
   defined in Section 2.2.  Authors should have a way to concisely and
   exactly reference a stable specification that identifies a protocol
   or data format's character repertoire.

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   This document discusses issues that apply in choosing subsets, names
   two subsets that have been popular choices in specifying character
   repertoires, and suggests one new subset.  The goal is to provide a
   convenient target for cross-reference from other specifications which
   discuss character repertoires.

1.1.  Notation

   In this document, the numeric values assigned to Unicode characters
   are provided in hexadecimal.  In the text, Unicode’s standard "U+",
   zero-padded to four places, is used.  For example, "A", decimal 65,
   would be expressed as U+0041, and "🖤" (Black Heart), decimal 128,420,
   would be U+1F5A4.

   Groups of numeric values described in Section 4 are given in ABNF
   [RFC5234].  In ABNF, hexadecimal values are preceded by "%x" rather
   than "U+".

   All the numeric ranges in this document are inclusive.

   The subsets are described both in ABNF and as PRECIS profiles
   [RFC8264].

2.  Characters and Code Points

   Definition D9 in section 3.4 of [UNICODE] defines "Unicode codespace"
   as "a range of integers from 0 to 10FFFF_16".  Definition D10 defines
   "code point" as "Any value in the Unicode codespace".

   The Unicode Standard's definition of "Unicode character" is
   conceptual.  However, each Unicode character is assigned a code
   point, used to represent the characters in computer memory and
   storage systems and, in specifications, to specify the allowed
   repertoires of Unicode characters.

   There are 1,114,112 code points; as of Unicode 15.1 (2023), fewer
   than 150,000 have been assigned to characters.  It is difficult to
   specify that unassigned code points should be avoided, because they
   regularly become assigned when new characters are added to Unicode.

   Section 6.1 defines a new PRECIS base class that encompasses all
   Unicode code points.  This base class is used for the PRECIS profiles
   for the subsets defined in this document.

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2.1.  Transformation Formats

   Unicode describes a variety of "transformation formats", ways to
   marshal code points into byte sequences.  A survey of transformation
   formats is beyond the scope of this document.  However, it is useful
   to note that the "UTF-16" format represents each code point with one
   or two 16-bit chunks, and the “UTF-8” format uses variable-length
   byte sequences.

   The "IETF Policy on Character Sets and Languages", BCP 18 [RFC2277],
   says "Protocols MUST be able to use the UTF-8 charset", which becomes
   a mandate to use UTF-8 for any protocol or data format that specifies
   a single transformation format.  UTF-8 is widely used for
   interoperable data formats such as JSON, YAML, and XML.

2.2.  Problematic Code Points

   Definition D10a in section 3.4 of [UNICODE] defines seven code point
   types.  Three types of code points are assigned to entities which are
   not actually characters or whose value as Unicode characters in text
   fields is questionable: "Surrogate", "Control", and "Noncharacter".
   In this document, "problematic" refers to code points whose type is
   "Surrogate" or "Noncharacter", and to "legacy controls" as defined in
   Section 2.2.2.2.

2.2.1.  Surrogates

   A total of 2,048 code points, in the range U+D800-U+DFFF, are divided
   into two blocks called "high surrogates" and "low surrogates";
   collectively the 2,048 code points are referred to as "surrogates".
   Surrogates may only be used in Unicode texts encoded in UTF-16, where
   a high-surrogate/low-surrogate pair represents a code point greater
   than U+FFFF.

   A surrogate which occurs in text encoded in any transformation format
   other than UTF-16 has no meaning and may cause malfunction in
   software that encounters it.  In particular, it is impossible to
   represent a surrogate in well-formed UTF-8.

2.2.2.  Control Codes

   Section 23.1 of [UNICODE] introduces the "Control Codes", for
   compatibility with legacy pre-Unicode standards.  They comprise 65
   code points in the ranges U+0000-U+001F ("C0 Controls") and
   U+0080-U+009F (“C1 Controls”), plus U+007F, "DEL".

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2.2.2.1.  Useful Controls

   The C0 Controls include newline (U+000A), carriage return (U+000D),
   and tab (U+0009); this document refers to these three characters as
   the "useful controls".

2.2.2.2.  Legacy Controls

   Aside from the useful controls, the control codes are mostly obsolete
   and generally lack interoperable semantics.  This document uses the
   phrase "legacy controls" to describe control codes that are not
   useful controls.

   Since the code points for C0 Controls include the 32 smallest
   integers including zero, they are likely to occur in data as a result
   of programming errors.

2.2.3.  Noncharacters

   Certain code points are classified as "noncharacters", and [UNICODE]
   asserts repeatedly that they are not designed or used for open
   interchange.

   Code points are organized into 17 "planes", each containing 2^16 code
   points.  The last two code points in each plane are noncharacters:
   U+00FFFE, U+00FFFF, U+01FFFE, U+01FFFF, U+02FFFE, U+02FFFF, and so
   on, up to U+10FFFE, U+10FFFF.

   The code points in the range U+FDD0-U+FDEF are noncharacters.

3.  Dealing With Problematic Code Points

   [RFC9413], "Maintaining Robust Protocols", provides a thorough
   discussion of strategies for dealing with issues in input data, for
   example problematic code points.

   Different types of problematic code points cause different issues.
   Noncharacters and legacy controls are unlikely to cause software
   failures, but they cannot usefully be displayed to humans, and can be
   used in attacks based on misleading human readers of text that
   attempt to display them [TR36].

   Surrogate code points have been observed to cause software failures.
   The behavior of software which encounters them is unpredictable and
   differs in programming-language implementations, even between
   different API calls in the same language.

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   Section 3.9 of [UNICODE] makes it clear that a UTF-8 byte sequence
   which would map to a surrogate is ill-formed.  Thus, in theory, if a
   specification requires that input data be encoded with UTF-8,
   implementors should never have to concern themselves with surrogates.

   Unfortunately, industry experience teaches that problematic code
   points, including surrogates, can and do occur in program input where
   the source of input data is not controlled by the implementor.  In
   particular, the specification of JSON allows any code point to appear
   in object member names and string values [RFC8259]; the following is
   a conforming JSON text:

   {"example": "\u0000\u0089\uDEAD\uD9BF\uDFFF"}

   The value of the "example" field contains the C0 Control NUL, the C1
   Control "CHARACTER TABULATION WITH JUSTIFICATION", an unpaired
   surrogate, and the noncharacter U+7FFFF encoded per JSON rules as two
   escaped UTF-16 surrogate code points.  It is unlikely to be useful as
   the value of a text field.  That value cannot be serialized into
   well-formed UTF-8, but the behavior of libraries asked to parse the
   sample is unpredictable; some will silently parse this and generate
   an ill-formed UTF-8 string.

   Reasonable options for dealing with problematic input include, first,
   rejecting text containing problematic code points, and second,
   replacing them with placeholders.  (As an exception, [UNICODE] notes
   that it may in some cases be appropriate, specifically for
   noncharacters, to treat them as non-problematic unassigned code
   points.)

   Silently deleting an ill-formed part of a string is a known security
   risk.  Responding to that risk, [UNICODE] section 3.2 recommends
   dealing with ill-formed byte sequences by signaling an error, or
   replacing problematic code points, ideally with "�" (U+FFFD,
   REPLACEMENT CHARACTER), although some popular software platforms,
   notably Java, use "?".

   RFC9413 emphasizes that when encountering problematic input, software
   should consider the field as a whole, not individual code points or
   bytes.

4.  Subset Character Repertoires

   This section describes subsets of the code points that can be used in
   specifying character repertoires for text fields in protocols and
   data types.  Specifications can refer to these subsets by the names
   "Unicode Scalars", "XML Characters", and "Unicode Assignables".

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4.1.  Unicode Scalars

   Definition D76 in section 3.9 of [UNICODE] defines the term "Unicode
   scalar value" as "Any Unicode code point except high-surrogate and
   low-surrogate code points."

   The "Unicode Scalars" subset can be expressed as an ABNF production:

   unicode-scalar =
      %x0-D7FF / %xE000-10FFFF  ; exclude surrogates

   This subset is the default character repertoire for CBOR [RFC8949],
   and has the advantage of excluding surrogates.  However, it includes
   legacy controls and noncharacters.

   This subset is called the UnicodeScalarsClass for use in PRECIS.  Its
   registration template can be found in Section 6.2.1.

4.2.  XML Characters

   The XML 1.0 Specification [XML], in its grammar production labeled
   "Char", specifies a subset of Unicode code points that excludes
   surrogates, legacy C0 Controls, and the noncharacters U+FFFE and
   U+FFFF.

   The "XML Characters" subset can be expressed as an ABNF production:

   xml-character =
      %x9 / %xA / %xD /   ; useful controls
      %x20-D7FF /         ; exclude surrogates
      %xE000-FFFD/        ; exclude FFFE and FFFF nonchars
      %x100000-10FFFF

   While this subset does not exclude all the problematic code points,
   the C1 Controls are less likely than the C0 Controls to appear
   erroneously in data, and have not been observed to be a frequent
   source of problems.  Also, the noncharacters greater in value than
   U+FFFF are rarely encountered.

   This subset is called the XMLCharactersClass for use in PRECIS.  Its
   registration template can be found in Section 6.2.2.

4.3.  Unicode Assignables

   This document defines the "Unicode Assignables" subset as all the
   Unicode code points that are not problematic.  This subset comprises
   all code points that are currently assigned, or might in future be
   assigned, to characters that are not legacy control codes.

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   Unicode Assignables can be expressed as an ABNF production:

   unicode-assignable =
      %x9 / %xA / %xD /               ; useful controls
      %x20-7E /                       ; exclude C1 Controls and DEL
      %xA0-D7FF /                     ; exclude surrogates
      %xE000-FDCF                     ; exclude FDD0 nonchars
      %xFDF0-FFFD /                   ; exclude FFFE and FFFF nonchars
      %x10000-1FFFD / %x20000-2FFFD / ; (repeat per plane)
      %x30000-3FFFD / %x40000-4FFFD /
      %x50000-5FFFD / %x60000-6FFFD /
      %x70000-7FFFD / %x80000-8FFFD /
      %x90000-9FFFD / %xA0000-AFFFD /
      %xB0000-BFFFD / %xC0000-CFFFD /
      %xD0000-DFFFD / %xE0000-EFFFD /
      %xF0000-FFFFD / %x100000-10FFFD

   This subset is called the AssignablesClass for use in PRECIS.  Its
   registration template can be found in Section 6.2.3.

5.  Restricting Character Repertoires

   Many IETF specifications rely on well-known data formats such as
   JSON, I-JSON, CBOR, YAML, and XML.  These formats have default
   character repertoires.  For example, JSON allows object member names
   and string values to include any Unicode code point, including all
   the problematic types.

   A protocol based on JSON can be made more robust and implementor-
   friendly by restricting the contents of object member names and
   string values to one of the subsets described in Section 4.
   Equivalent restrictions are possible for other packaging formats such
   as I-JSON, XML, YAML, and CBOR.

   Note that escaping techniques such as those in the JSON example in
   Section 3 cannot be used to circumvent this sort of character-
   repertoire restriction, which applies to data content, not textual
   representation in packaging formats.  If a specification restricted a
   JSON field value to the Unicode Assignables, the example would remain
   a conforming JSON Text but the data it represents would not
   constitute Unicode Assignable code points.

6.  IANA Considerations

6.1.  Addition to the PRECIS Base Classes Registry

   This document defines a new PRECIS base class to be entered into the
   "PRECIS Base Classes" registry.

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   The registration template for this new base class is as follows:

   Base Class: UnicodeBaseClass

   Description: All Unicode code points.  It can be used by PRECIS
   profiles that are simple subsets of Unicode characters.

   Reference: Section 2 of this RFC

   Applicability: This class is undesirable for direct use in protocols
   because many code points are problematic in the sense defined in
   Section 2.2.

6.2.  Additions to the PRECIS Profiles Registry

   This document defines new PRECIS profiles to be entered into the
   "PRECIS Profiles" registry.

6.2.1.  UnicodeScalarsClass Profile

   The registration template for this class is as follows:

   Name: UnicodeScalarsClass

   Base Class: UnicodeBaseClass

   Applicability: Protocols that want to include all Unicode code points
   except surrogates

   Replaces: None

   Width Mapping Rule: None

   Additional Mapping Rule: None

   Case Mapping Rule: None

   Normalization Rule: None

   Directionality Rule: None

   Enforcement: Not specified

   Specification: Section 4.1 of this RFC

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6.2.2.  XMLCharactersClass Profile

   The registration template for this class is as follows:

   Name: XMLCharactersClass

   Base Class: UnicodeBaseClass

   Applicability: Protocols that want to allow the same Unicode code
   points that are allowed in XML

   Replaces: None

   Width Mapping Rule: None

   Additional Mapping Rule: None

   Case Mapping Rule: None

   Normalization Rule: None

   Directionality Rule: None

   Enforcement: Not specified

   Specification: Section 4.2 of this RFC

6.2.3.  Unicode Assignables Profile

   The registration template for this class is as follows:

   Name: AssignablesClass

   Base Class: UnicodeBaseClass

   Applicability: Protocols that want to allow all Unicode code points
   that are currently assigned, or might be assigned in the future, to
   characters that are not "legacy controls" as defined in
   Section 2.2.2.2

   Replaces: None

   Width Mapping Rule: None

   Additional Mapping Rule: None

   Case Mapping Rule: None

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   Normalization Rule: None

   Directionality Rule: None

   Enforcement: Not specified

   Specification: Section 4.3 of this RFC

7.  Security Considerations

   Unicode Security Considerations [TR36] is a wide-ranging survey of
   the issues implementors should consider while writing software to
   process Unicode text.  Many of the attacks it discusses are aimed at
   deceiving human readers, but vulnerabilities involving issues such as
   surrogates and noncharacters are also covered, and in fact can
   contribute to human-deceiving exploits.

   The Security Considerations in Section 12 of [RFC8264] generally
   applies to this document as well.

   Note that the Unicode-character subsets specified in this document
   include a successively-decreasing number of problematic code points,
   and thus should be less and less susceptible to vulnerabilities.  The
   Section 4.3 subset, "Unicode Assignables", excludes all of them.

8.  Normative References

   [RFC5234]  Crocker, D., Ed. and P. Overell, "Augmented BNF for Syntax
              Specifications: ABNF", STD 68, RFC 5234,
              DOI 10.17487/RFC5234, January 2008,
              <https://www.rfc-editor.org/info/rfc5234>.

   [RFC8264]  Saint-Andre, P. and M. Blanchet, "PRECIS Framework:
              Preparation, Enforcement, and Comparison of
              Internationalized Strings in Application Protocols",
              RFC 8264, DOI 10.17487/RFC8264, October 2017,
              <https://www.rfc-editor.org/info/rfc8264>.

   [TR36]     The Unicode Consortium, "Unicode Security Considerations",
              <https://www.unicode.org/reports/tr36/>.  Note that this
              reference is to the latest version of this document,
              rather than to a specific release.  It is not expected
              that future updates will affect the referenced
              discussions.

   [UNICODE]  The Unicode Consortium, "The Unicode Standard",
              <http://www.unicode.org/versions/latest/>.  Note that this
              reference is to the latest version of Unicode, rather than

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              to a specific release.  It is not expected that future
              changes in the Unicode Standard will affect the referenced
              definitions.

9.  Informative References

   [RFC2277]  Alvestrand, H., "IETF Policy on Character Sets and
              Languages", BCP 18, RFC 2277, DOI 10.17487/RFC2277,
              January 1998, <https://www.rfc-editor.org/info/rfc2277>.

   [RFC8259]  Bray, T., Ed., "The JavaScript Object Notation (JSON) Data
              Interchange Format", STD 90, RFC 8259,
              DOI 10.17487/RFC8259, December 2017,
              <https://www.rfc-editor.org/info/rfc8259>.

   [RFC8949]  Bormann, C. and P. Hoffman, "Concise Binary Object
              Representation (CBOR)", STD 94, RFC 8949,
              DOI 10.17487/RFC8949, December 2020,
              <https://www.rfc-editor.org/info/rfc8949>.

   [RFC9413]  Thomson, M. and D. Schinazi, "Maintaining Robust
              Protocols", RFC 9413, DOI 10.17487/RFC9413, June 2023,
              <https://www.rfc-editor.org/info/rfc9413>.

   [XML]      Bray, T., Paoli, J., McQueen, C.M., Maler, E., and F.
              Yergeau, "Extensible Markup Language (XML) 1.0 (Fifth
              Edition)", 26 November 2008,
              <http://www.w3.org/TR/2008/REC-xml-20081126/>.  Note that
              this reference is to a specific release, based on a
              history of previous "Edition" releases having changed this
              production.

Acknowledgements

   Thanks are due to Guillaume Fortin-Debigaré, who filed an Errata
   Report against RFC 8259, The JavaScript Object Notation, noting
   frequent references to "Unicode characters", when in fact the RFC
   formally specifies the use of Unicode Code Points.

   Thanks also to Asmus Freytag for careful review and many constructive
   suggestions aimed at making the language more consistent with the
   structure of the Unicode Standard.

   Thanks also to James Manger for the correctness of the ABNF and JSON
   samples.

Authors' Addresses

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   Tim Bray
   Textuality Services
   Email: tbray@textuality.com

   Paul Hoffman
   ICANN
   Email: paul.hoffman@icann.org

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