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Using Datagram Transport Layer Security (DTLS) for Key Management for the Stream Control Transmission Protocol (SCTP) DTLS Chunk
draft-ietf-tsvwg-dtls-chunk-key-management-01

Document Type Active Internet-Draft (tsvwg WG)
Authors Michael Tüxen , Hannes Tschofenig , Tirumaleswar Reddy.K
Last updated 2026-03-02
Replaces draft-tuexen-tsvwg-dtls-chunk-key-management
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draft-ietf-tsvwg-dtls-chunk-key-management-01
Network Working Group                                           M. Tüxen
Internet-Draft                           Münster Univ. of Appl. Sciences
Intended status: Standards Track                           H. Tschofenig
Expires: 3 September 2026                                          H-BRS
                                                                T. Reddy
                                                                   Nokia
                                                            2 March 2026

 Using Datagram Transport Layer Security (DTLS) for Key Management for
       the Stream Control Transmission Protocol (SCTP) DTLS Chunk
             draft-ietf-tsvwg-dtls-chunk-key-management-01

Abstract

   This document defines how Datagram Transport Layer Security (DTLS)
   1.3 is used to establish keys for securing SCTP using the DTLS Chunk
   mechanism.  It specifies how a DTLS handshake is used to establish
   the initial security context for an SCTP association and describes
   procedures for key updates and post-handshake authentication.  The
   goal is to enable authenticated, and confidential communication over
   SCTP using the DTLS Chunk, leveraging standardized DTLS features for
   key management and rekeying.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at https://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on 3 September 2026.

Copyright Notice

   Copyright (c) 2026 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

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   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents (https://trustee.ietf.org/
   license-info) in effect on the date of publication of this document.
   Please review these documents carefully, as they describe your rights
   and restrictions with respect to this document.  Code Components
   extracted from this document must include Revised BSD License text as
   described in Section 4.e of the Trust Legal Provisions and are
   provided without warranty as described in the Revised BSD License.

Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   2
   2.  Conventions . . . . . . . . . . . . . . . . . . . . . . . . .   3
   3.  Architecture  . . . . . . . . . . . . . . . . . . . . . . . .   3
   4.  Setting the Keys Initially  . . . . . . . . . . . . . . . . .   6
   5.  Updating the Keys . . . . . . . . . . . . . . . . . . . . . .   7
   6.  Post-Handshake Authentication . . . . . . . . . . . . . . . .   7
   7.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .   7
   8.  Security Considerations . . . . . . . . . . . . . . . . . . .   8
   9.  References  . . . . . . . . . . . . . . . . . . . . . . . . .   8
     9.1.  Normative References  . . . . . . . . . . . . . . . . . .   8
   Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . .   9
   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .   9

1.  Introduction

   The Stream Control Transmission Protocol (SCTP) is a transport
   protocol designed to support message-oriented communication with
   features such as multi-streaming and multi-homing.  In many
   deployments, particularly those telecommunication networks and WebRTC
   data channels, it is essential to provide confidentiality, integrity,
   and peer authentication for SCTP traffic.

   [RFC6083] defines a mechanism for securing SCTP by encapsulating it
   over DTLS 1.0/1.2, establishing a secure channel between SCTP
   endpoints.  However, with the introduction of DTLS 1.3 [RFC9147], the
   protocol underwent significant changes, including removal of
   renegotiation, a new key schedule, and support for post-handshake
   operations.  Without additional description, RFC 6083 cannot be used
   with DTLS 1.3.

   Additionally, [I-D.ietf-tsvwg-sctp-dtls-chunk] defines a new method
   for secure and confidential transfer for SCTP packets but leaves key
   management to a separate specification.

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   This document complements [I-D.ietf-tsvwg-sctp-dtls-chunk] by
   specifying how DTLS 1.3 is used to derive and manage the
   cryptographic keys required for use with the DTLS Chunk, addressing
   key management aspects not covered in that specification.
   Specifically, it describes:

   *  How the DTLS 1.3 handshake establishes the initial security
      context between SCTP endpoints.

   *  How keying material is derived and associated with the SCTP
      association.

   *  How DTLS 1.3 features, such as key updates and post-handshake
      authentication, are leveraged to support long-lived secure
      sessions.

   The goal of this specification is to modernize and extend the
   approach defined in RFC 6083, aligning it with the architectural and
   cryptographic changes introduced in DTLS 1.3, while enabling a
   cleaner and more efficient integration with native SCTP
   functionality.

2.  Conventions

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in BCP
   14 [RFC2119] [RFC8174] when, and only when, they appear in all
   capitals, as shown here.

3.  Architecture

   This document describes how Datagram Transport Layer Security (DTLS)
   1.3 is used to establish keys for securing SCTP using the DTLS Chunk
   as defined in [I-D.ietf-tsvwg-sctp-dtls-chunk].  This approach
   combines the performance and encryption flexibility of DTLS Chunks
   with the integrated key management capabilities of DTLS.

   The key characteristics of the solution are as follows:

   *  Application data is protected using DTLS Chunks.

   *  The DTLS handshake is used to establish keying material,
      algorithms, and parameters for use with DTLS Chunks.

   *  DTLS and relevant extensions are used to negotiate cryptographic
      algorithms and parameters, perform extended key updates, enable
      larger record sizes, and support post-handshake authentication.

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   *  All other DTLS record-layer content types are protected using
      standard DTLS record framing.

   Application data (except the messages for post handshake
   authentication) is never transmitted in DTLS record-layer
   application_data records.  Instead, application data is sent via SCTP
   DATA chunks which are protected by the DTLS Chunk Protection
   Operator.  This operator encapsulates all SCTP chunks into a DTLS
   Chunk, applying appropriate protection.

   The figure below illustrates the architecture, highlighting the role
   of the upper-layer protocol (ULP), which acts as the consumer of
   SCTP's transport services.  The ULP may interface directly with the
   SCTP stack or operate through the DTLS 1.3 stack.  This specification
   builds upon DTLS 1.3 by introducing additional extensions to support
   enhanced functionality, including post-handshake authentication as
   described in [RFC9261] and the extended key update mechanism defined
   in [I-D.ietf-tls-extended-key-update].

   Following the initial SCTP association setup, a DTLS 1.3 handshake is
   performed to mutually authenticate the endpoints and to derive keying
   material for the DTLS Chunk Protection Operator.  The TLS exporter,
   as defined in Section 7.5 of [RFC8446], is used to derive this keying
   material.  It leverages the same cryptographic algorithms that were
   negotiated during the DTLS handshake for use with the DTLS Record
   Layer, thereby eliminating the need for separate algorithm
   negotiation for the DTLS Chunk.  However, this approach requires that
   only algorithm suites compatible with both DTLS 1.3 and DTLS Chunks
   be configured and supported.

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          +---------------+ +-------------------------------+
          |     Upper     | |        Post Handshake         |
          |     Layer     | |        Authentication         |
          |   Protocol    | +-------------------------------+
          |     (ULP)     | +-------------------------------+
          |               | |            DTLS 1.3           |
          |               | |    +---------------------+    |
          |               | | +->+    Key Exporter     +--+ |
          |               | | |  +---------------------+  | |
          |               | | |                           | |
          |               | | |  +---------------------+  | |
          |               | | +--+    Key Management   +  | |
          |               | | |  +---------------------+  | |
          |               | | |    +---+ +---+ +---+      | |
          |               | | |    | H | |   | | A |      | |
          |               | | |    | a | |   | | p |      | |
          |               | | | k  | n | | A | | p |    k | |
          |               | | | e  | d | | l | |   |    e | |
          |               | | | y  | s | | e | | D |... y | |
          |               | | | s  | h | | r | | a |    s | |
          |               | | |    | a | | t | | t |      | |
          |               | | |    | k | |   | | a |      | |
          |               | | |    | e | |   | |   |      | |
          |               | | |    +-+-+ +-+-+ +-+-+      | |
          |               | | |       |     |    | ...    | |
          |               | | |       +-----+----+        | |
          |               | | | ContentType |             | |
          |               | | |  +----------+----------+  | |
          |               | | +->|     DTLS Record     |  | |
          |               | |    | Protection Operator |  | |
          +               | |    +----------+----------+  | |
          +-------+-------+ +-----------------------------+-+
                  ^                         ^             |
                  |                         |             |
                  +--+----------------------+             | keys
                PPID |                                    |
                     V                                    V
          +-----------------------------------------------+-+
          |                    +---------------------+    | |
          |        SCTP        |     DTLS  Chunk     |<---+ |
          |                    | Protection Operator |      |
          |                    +---------------------+      |
          +-------------------------------------------------+

                           Figure 1: Architecture

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4.  Setting the Keys Initially

   The following figure shows when the key exporter is used to get key
   material from the DTLS connection.  Then keys are derived from that
   and the diagram also shows when these keys are configured for the
   DTLS chunk and also when the SCTP stack is instructed to discard
   received SCTP packets, when they are unprotected.

 Client                                             Server
 ------                                             ------

  Record 0
  ClientHello                -------->
  (epoch=0)
                                                      Record 0
                             <--------             ServerHello
                                                     (epoch=0)
                                         {EncryptedExtensions}
                                                     (epoch=2)
                                                 {Certificate}
                                                     (epoch=2)
                                           {CertificateVerify}
                                                     (epoch=2)
                                                    {Finished}
                                                     (epoch=2)
  Record 1
  {Certificate}              -------->
  (epoch=2)
  {CertificateVerify}
  (epoch=2)
  {Finished}
  (epoch=2)
 SET RECV KEYS
                                                      SET RECV KEYS
                                                      SET SEND KEYS
                                                      Record 1
                             <--------                   [ACK]
                                                     (epoch=3)
 ENFORCE PROTECTION
 SET SEND KEYS
                                                     on sender dry event
                                                             or
                                                     on reception of
                                                     protected packet
                                                     ENFORCE PROTECTION

                    Figure 2: Usage of Key Exporter

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   The key derivation takes into account which protection solution
   identifiers have been sent and received.  This way the communication
   is protected against downgrade attacks against the SCTP handshake.

   TBD: Take the message flow into account which was presented by
   Magnus.

   TBD: Provide formulas for deriving the keys and improve the message
   sequence diagram.

5.  Updating the Keys

   For updating the keys used for the DTLS chunk, the key updated
   described in [RFC9147] MUST NOT be used, since it does not update the
   exporter keys.  Therefore the extended key update as described in
   [I-D.ietf-tls-extended-key-update] MUST be used.  When a receive key
   for epoc n + 1 is installed, the receive key for epoc n - 1 SHOULD be
   removed.  Deriving the keys from the exported keys is done similar to
   the initial derivation.

   TBD: Provide formulas for the key derivation and a message sequence
   diagram for the extended key update.

6.  Post-Handshake Authentication

   SCTP peers may require periodic re-authentication after the DTLS
   handshake has completed.  This is needed, for example, to demonstrate
   continued possession of a private key.  In such cases, peers MUST use
   the post-handshake authentication mechanism defined in [RFC9261].

   The application-layer protocol running over DTLS MUST be used to
   transmit the Authenticator Request.  Either the SCTP client or the
   SCTP server may initiate this request using the established DTLS
   connection.

   Similarly, the application-layer protocol running over DTLS MUST be
   used to transmit the corresponding Authenticator message.

   TBD: A description of the application-layer message format(s) that
   carry the Authenticator Request and Authenticator will be provided in
   a future revision.  This includes a message sequence chart
   illustrating the communication.

7.  IANA Considerations

   Note: IANA is requested to replace RFC-to-be with a reference to this
   document.

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   IANA is requested to add the following entry to the DTLS Key
   Management Method Identifiers registry of the Stream Control
   Transmission Protocol (SCTP) Parameters group:

    +============+============================+===========+==========+
    | Identifier | Key Management Method Name | Reference | Contact  |
    +============+============================+===========+==========+
    | 1          | Single DTLS Connection     | RFC-to-be | Document |
    |            |                            |           | Authors  |
    +------------+----------------------------+-----------+----------+

                                 Table 1

8.  Security Considerations

   TBD.

9.  References

9.1.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <https://www.rfc-editor.org/info/rfc2119>.

   [RFC6083]  Tuexen, M., Seggelmann, R., and E. Rescorla, "Datagram
              Transport Layer Security (DTLS) for Stream Control
              Transmission Protocol (SCTP)", RFC 6083,
              DOI 10.17487/RFC6083, January 2011,
              <https://www.rfc-editor.org/info/rfc6083>.

   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
              May 2017, <https://www.rfc-editor.org/info/rfc8174>.

   [RFC8446]  Rescorla, E., "The Transport Layer Security (TLS) Protocol
              Version 1.3", RFC 8446, DOI 10.17487/RFC8446, August 2018,
              <https://www.rfc-editor.org/info/rfc8446>.

   [RFC9147]  Rescorla, E., Tschofenig, H., and N. Modadugu, "The
              Datagram Transport Layer Security (DTLS) Protocol Version
              1.3", RFC 9147, DOI 10.17487/RFC9147, April 2022,
              <https://www.rfc-editor.org/info/rfc9147>.

   [RFC9260]  Stewart, R., Tüxen, M., and K. Nielsen, "Stream Control
              Transmission Protocol", RFC 9260, DOI 10.17487/RFC9260,
              June 2022, <https://www.rfc-editor.org/info/rfc9260>.

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   [RFC9261]  Sullivan, N., "Exported Authenticators in TLS", RFC 9261,
              DOI 10.17487/RFC9261, July 2022,
              <https://www.rfc-editor.org/info/rfc9261>.

   [I-D.ietf-tsvwg-sctp-dtls-chunk]
              Westerlund, M., Mattsson, J. P., Porfiri, C., and M.
              Tüxen, "Stream Control Transmission Protocol (SCTP) DTLS
              Chunk", Work in Progress, Internet-Draft, draft-ietf-
              tsvwg-sctp-dtls-chunk-01, 20 October 2025,
              <https://datatracker.ietf.org/doc/html/draft-ietf-tsvwg-
              sctp-dtls-chunk-01>.

   [I-D.ietf-tls-extended-key-update]
              Tschofenig, H., Tüxen, M., Reddy, T., Fries, S., and Y.
              Rosomakho, "Extended Key Update for Transport Layer
              Security (TLS) 1.3", Work in Progress, Internet-Draft,
              draft-ietf-tls-extended-key-update-10, 2 March 2026,
              <https://datatracker.ietf.org/doc/html/draft-ietf-tls-
              extended-key-update-10>.

Acknowledgments

   The authors wish to thank Claudio Porfiri and Magnus Westerlund for
   their invaluable comments.

Authors' Addresses

   Michael Tüxen
   Münster University of Applied Sciences
   Stegerwaldstrasse 39
   48565 Steinfurt
   Germany
   Email: tuexen@fh-muenster.de

   Hannes Tschofenig
   University of Applied Sciences Bonn-Rhein-Sieg
   Email: Hannes.Tschofenig@gmx.net

   Tirumaleswar Reddy
   Nokia
   Email: kondtir@gmail.com

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