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Identity Assertion Authorization Grant
draft-parecki-oauth-identity-assertion-authz-grant-02

Document Type Active Internet-Draft (individual)
Authors Aaron Parecki , Karl McGuinness
Last updated 2024-10-20
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draft-parecki-oauth-identity-assertion-authz-grant-02
Web Authorization Protocol                                    A. Parecki
Internet-Draft                                                      Okta
Intended status: Standards Track                           K. McGuinness
Expires: 23 April 2025                                       Independent
                                                         20 October 2024

                 Identity Assertion Authorization Grant
         draft-parecki-oauth-identity-assertion-authz-grant-02

Abstract

   This specification provides a mechanism for an application to use an
   identity assertion to obtain an access token for a third-party API
   using Token Exchange [RFC8693] and JWT Profile for OAuth 2.0
   Authorization Grants [RFC7523].

About This Document

   This note is to be removed before publishing as an RFC.

   The latest revision of this draft can be found at
   https://drafts.aaronpk.com/draft-parecki-oauth-identity-assertion-
   authz-grant/draft-parecki-oauth-identity-assertion-authz-grant.html.
   Status information for this document may be found at
   https://datatracker.ietf.org/doc/draft-parecki-oauth-identity-
   assertion-authz-grant/.

   Discussion of this document takes place on the Web Authorization
   Protocol Working Group mailing list (mailto:oauth@ietf.org), which is
   archived at https://mailarchive.ietf.org/arch/browse/oauth/.
   Subscribe at https://www.ietf.org/mailman/listinfo/oauth/.

   Source for this draft and an issue tracker can be found at
   https://github.com/aaronpk/draft-parecki-oauth-identity-assertion-
   authz-grant.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at https://datatracker.ietf.org/drafts/current/.

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   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on 23 April 2025.

Copyright Notice

   Copyright (c) 2024 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents (https://trustee.ietf.org/
   license-info) in effect on the date of publication of this document.
   Please review these documents carefully, as they describe your rights
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   extracted from this document must include Revised BSD License text as
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   provided without warranty as described in the Revised BSD License.

Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   3
   2.  Conventions and Definitions . . . . . . . . . . . . . . . . .   3
     2.1.  Roles . . . . . . . . . . . . . . . . . . . . . . . . . .   3
   3.  Overview  . . . . . . . . . . . . . . . . . . . . . . . . . .   4
   4.  User Authentication . . . . . . . . . . . . . . . . . . . . .   6
   5.  Token Exchange  . . . . . . . . . . . . . . . . . . . . . . .   7
     5.1.  Processing Rules  . . . . . . . . . . . . . . . . . . . .   8
     5.2.  Response  . . . . . . . . . . . . . . . . . . . . . . . .   8
       5.2.1.  Error Response  . . . . . . . . . . . . . . . . . . .   9
     5.3.  Identity Assertion Authorization Grant JWT  . . . . . . .   9
   6.  Access Token Request  . . . . . . . . . . . . . . . . . . . .  11
     6.1.  Processing Rules  . . . . . . . . . . . . . . . . . . . .  11
     6.2.  Response  . . . . . . . . . . . . . . . . . . . . . . . .  12
   7.  Security Considerations . . . . . . . . . . . . . . . . . . .  12
     7.1.  Client Authentication . . . . . . . . . . . . . . . . . .  12
     7.2.  Step-Up Authentication  . . . . . . . . . . . . . . . . .  12
     7.3.  Cross-Domain Use  . . . . . . . . . . . . . . . . . . . .  13
   8.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .  13
     8.1.  Media Types . . . . . . . . . . . . . . . . . . . . . . .  13
     8.2.  OAuth URI Registration  . . . . . . . . . . . . . . . . .  13
   9.  References  . . . . . . . . . . . . . . . . . . . . . . . . .  13
     9.1.  Normative References  . . . . . . . . . . . . . . . . . .  13
     9.2.  Informative References  . . . . . . . . . . . . . . . . .  15
   Appendix A.  Use Cases  . . . . . . . . . . . . . . . . . . . . .  15
     A.1.  Enterprise Deployment . . . . . . . . . . . . . . . . . .  15

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       A.1.1.  Preconditions . . . . . . . . . . . . . . . . . . . .  16
     A.2.  Email and Calendaring Applications  . . . . . . . . . . .  16
       A.2.1.  Preconditions . . . . . . . . . . . . . . . . . . . .  16
   Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . .  17
   Document History  . . . . . . . . . . . . . . . . . . . . . . . .  17
   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .  17

1.  Introduction

   The draft specification Identity Chaining Across Trust Domains
   [I-D.ietf-oauth-identity-chaining] defines how to request a JWT
   authorization grant from an Authorization Server and exchange it for
   an Access Token at another Authorization Server in a different trust
   domain.  The specification is an application of a combination of
   OAuth 2.0 Token Exchange [RFC8693] and JSON Web Token (JWT) Profile
   for OAuth 2.0 Client Authentication and Authorization Grants
   [RFC7523].  The draft supports multiple different use cases by
   leaving many details of the token exchange request and JWT
   authorization grant unspecified.

   This specification defines the additional details necessary to
   support interoperable implementations when using identity tokens as
   the input to the token exchange request.  This specification assumes
   that there is a single authorization server that is trusted by two
   applications in different trust domains, as typically found in an
   enterprise scenario where the two applications allow users to log in
   using the same enterprise identity provider.  The same enterprise
   identity provider that is trusted by applications for single sign-on
   can be extended to broker access to APIs as well.

2.  Conventions and Definitions

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in
   BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
   capitals, as shown here.

2.1.  Roles

   Client  Application that wants to obtain an OAuth 2.0 access token on
      behalf of a signed-in user to an external/3rd party application's
      API (Resource Server below).  In
      [I-D.ietf-oauth-identity-chaining], this is the Client in trust
      domain A.

   Resource Application  Application that provides an OAuth 2.0

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      Protected Resource.  In [I-D.ietf-oauth-identity-chaining], this
      is the Protected Resource in trust domain B.

   Authorization Server (IdP)  The Identity Provider that is trusted by
      a set of applications in an organization's app ecosystem.  In
      [I-D.ietf-oauth-identity-chaining], this is the Authorization
      Server in trust domain A, which is also trusted by the
      Authorization Server of the Protected Resource in trust domain B.

3.  Overview

   The example flow is for an enterprise acme, which uses a wiki app and
   chat app from different vendors, both of which are integrated into
   the enterprise's Identity Provider using OpenID Connect.

   +===========+====================+=========================+=============+
   |Role       |App URL             |Tenant URL               |Description  |
   +===========+====================+=========================+=============+
   |Client     |https://wiki.example|https://acme.wiki.example|Wiki app that|
   |           |                    |                         |embeds       |
   |           |                    |                         |content from |
   |           |                    |                         |one or more  |
   |           |                    |                         |resource     |
   |           |                    |                         |applications |
   +-----------+--------------------+-------------------------+-------------+
   |Resource   |https://chat.example|https://acme.chat.example|Chat and     |
   |Application|                    |                         |communication|
   |           |                    |                         |app          |
   +-----------+--------------------+-------------------------+-------------+
   |Identity   |https://idp.example |https://acme.idp.example |Identity     |
   |Provider   |                    |                         |Provider     |
   +-----------+--------------------+-------------------------+-------------+

                                  Table 1

   Sequence Diagram

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 +---------+      +--------------+   +---------------+  +--------------+
 |         |      |              |   |   Resource    |  |   Resource   |
 |         |      |    IdP       |   |  Application  |  |  Application |
 | Client  |      | Authorization|   | Authorization |  |   Resource   |
 |         |      |   Server     |   |    Server     |  |    Server    |
 +----+----+      +-------+------+   +-------+-------+  +------+-------+
      |                   |                  |                 |
      |                   |                  |                 |
      |  -------------->  |                  |                 |
      |   1 User SSO      |                  |                 |
      |                   |                  |                 |
      |     ID Token      |                  |                 |
      |  <- - - - - - - - |                  |                 |
      |                   |                  |                 |
      |                   |                  |                 |
      |                   |                  |                 |
      | 2 Token Exchange  |                  |                 |
      | ----------------> |                  |                 |
      |                   |                  |                 |
      |   ID-JAG          |                  |                 |
      | <- - - - - - - -  |                  |                 |
      |                   |                  |                 |
      |                   |                  |                 |
      |                   |                  |                 |
      |  3 Present ID-JAG |                  |                 |
      | ------------------+----------------> |                 |
      |                   |                  |                 |
      |    Access Token   |                  |                 |
      | <- - - - - - - - - - - - - - - - - - |                 |
      |                   |                  |                 |
      |                   |                  |                 |
      |                   |                  |                 |
      |  4 Resource Request with Access Token|                 |
      | -----------------------------------------------------> |
      |                   |                  |                 |
      |                   |                  |                 |
      |                   |                  |                 |

   1.  User logs in to the Client, the Client obtains the Identity
       Assertion (e.g.  OpenID Connect ID Token or SAML assertion)

   2.  Client uses the Identity Assertion to request an Identity
       Assertion Authorization Grant for the Resource Application from
       the IdP

   3.  Client exchanges the Identity Assertion Authorization Grant JWT
       for an Access Token at the Resource Application's token endpoint

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   4.  Client makes an API request with the Access Token

   This specification is constrained to deployments where all Resource
   Application Resource Servers are leveraging the same IdP
   Authorization Server for Single-Sign-On (SSO) and session management
   services.  The IdP provides a consistent trust boundary enabling the
   set of Resource Application Authorization Servers to honor the JWT
   Authorization Grant (ID-JAG) issued by the IdP.  This specification
   also assumes that the Resource Server Authorization Servers delegate
   user authorization authority to the IdP (e.g. the IdP is trusted to
   ensure the scopes identified in the ID-JAG have been correctly
   authorized before issuing the ID-JAG token).

4.  User Authentication

   The Client initiates an authentication request with the IdP using
   OpenID Connect or SAML.

   The following is an example using OpenID Connect

302 Redirect
Location: https://acme.idp.example/authorize?response_type=code&scope=openid&client_id=...

   The user authenticates with the IdP, and is redirected back to the
   Client with an authorization code, which it can then exchange for an
   ID Token.

   Note: The Enterprise IdP may enforce security controls such as multi-
   factor authentication before granting the user access to the Client.

   POST /token HTTP/1.1
   Host: acme.idp.example
   Content-Type: application/x-www-form-urlencoded

   grant_type=authorization_code
   &code=.....

   HTTP/1.1 200 Ok
   Content-Type: application/json

   {
     "id_token": "eyJraWQiOiJzMTZ0cVNtODhwREo4VGZCXzdrSEtQ...",
     "token_type": "Bearer",
     "access_token": "7SliwCQP1brGdjBtsaMnXo",
     "scope": "openid"
   }

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5.  Token Exchange

   The Client makes a Token Exchange [RFC8693] request to the IdP's
   Token Endpoint with the following parameters:

   requested_token_type:  REQUIRED - The value
      urn:ietf:params:oauth:token-type:id-jag indicates that an ID
      Assertion JWT is being requested.

   resource:  REQUIRED - The Issuer URL of the Resource Application's
      authorization server.

   audience:  The audience parameter MUST NOT be used.

   scope:  OPTIONAL - The space-separated list of scopes at the Resource
      Application that is being requested.

   subject_token:  REQUIRED - The identity assertion (e.g. the OpenID
      Connect ID Token or SAML assertion) for the target end-user.

   subject_token_type:  REQUIRED - An identifier, as described in
      Section 3 of [RFC8693], that indicates the type of the security
      token in the subject_token parameter.  For an OpenID Connect ID
      Token: urn:ietf:params:oauth:token-type:id_token, or for a SAML
      assertion: urn:ietf:params:oauth:token-type:saml2.

   The additional parameters defined in Section 2.1 of [RFC8693]
   actor_token and actor_token_type are not used in this specification.

   Client authentication to the authorization server is done using the
   standard mechanisms provided by OAuth 2.0.  Section 2.3.1 of
   [RFC6749] defines password-based authentication of the client
   (client_id and client_secret), however, client authentication is
   extensible and other mechanisms are possible.  For example, [RFC7523]
   defines client authentication using bearer JSON Web Tokens using
   client_assertion and client_assertion_type.

   The example below uses an ID Token as the Identity Assertion, and
   uses a JWT Bearer Assertion ([RFC7523]) as the client authentication
   method, (tokens truncated for brevity):

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POST /oauth2/token HTTP/1.1
Host: acme.idp.example
Content-Type: application/x-www-form-urlencoded

grant_type=urn:ietf:params:oauth:grant-type:token-exchange
&requested_token_type=urn:ietf:params:oauth:token-type:id-jag
&resource=https://acme.chat.example/
&scope=chat.read+chat.history
&subject_token=eyJraWQiOiJzMTZ0cVNtODhwREo4VGZCXzdrSEtQ...
&subject_token_type=urn:ietf:params:oauth:token-type:id_token
&client_assertion_type=urn:ietf:params:oauth:client-assertion-type:jwt-bearer
&client_assertion=eyJhbGciOiJSUzI1NiIsImtpZCI6IjIyIn0...

5.1.  Processing Rules

   The IdP MUST validate the subject token, and MUST validate that the
   audience of the Subject Token (e.g. the aud claim of the ID Token)
   matches the client_id of the client authentication of the request.

   The IdP evaluates administrator-defined policy for the token exchange
   request and determines if the client should be granted access to act
   on behalf of the subject for the target audience and scopes.

   The IdP may also introspect the authentication context described in
   the SSO assertion to determine if step-up authentication is required.

5.2.  Response

   If access is granted, the IdP creates a signed Identity Assertion
   Authorization Grant JWT and returns it in the token exchange response
   defined in Section 2.2 of [RFC8693]:

   HTTP/1.1 200 OK
   Content-Type: application/json
   Cache-Control: no-store
   Pragma: no-cache

   {
     "issued_token_type": "urn:ietf:params:oauth:token-type:id-jag",
     "access_token": "eyJhbGciOiJIUzI1NiIsI...",
     "token_type": "N_A",
     "scope": "chat.read chat.history",
     "expires_in": 300
   }

   issued_token_type:  REQUIRED - urn:ietf:params:oauth:token-type:id-
      jag

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   access_token:  REQUIRED - The Identity Assertion Authorization Grant
      JWT.  (Note: Token Exchange requires the access_token response
      parameter for historical reasons, even though this is not an OAuth
      access token.)

   token_type:  REQUIRED - N_A (because this is not an OAuth access
      token.)

   scope:  OPTIONAL if the scope of the issued token is identical to the
      scope requested by the client; otherwise, it is REQUIRED.  This
      may be fewer scopes than the application requested based on
      various policies in the IdP.

   expires_in:  RECOMMENDED - The lifetime in seconds of the
      authorization grant.

   refresh_token:  OPTIONAL according to Section 2.2 of [RFC8693].  In
      the context of this specification, this parameter SHOULD NOT be
      used.

5.2.1.  Error Response

   On an error condition, the IdP returns an OAuth 2.0 Token Error
   response as defined in Section 5.2 of [RFC6749], e.g:

   HTTP/1.1 400 Bad Request
   Content-Type: application/json
   Cache-Control: no-store

   {
     "error": "invalid_grant",
     "error_description": "Audience validation failed"
   }

5.3.  Identity Assertion Authorization Grant JWT

   The Identity Assertion Authorization Grant JWT is issued and signed
   by the IdP, and describes the intended audience of the authorization
   grant as well as the client to which it was issued and the subject
   identifier of the resource owner, using the following claims:

   iss:  REQUIRED - The IdP issuer URL as defined in Section 4.1.1 of
      [RFC7519]

   sub:  REQUIRED - The subject identifier (e.g. user ID) of the
      resource owner at the Resource Application as defined in
      Section 4.1.2 of [RFC7519]

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   aud:  REQUIRED - The Issuer URL of the Resource Application's
      authorization server as defined in Section 4.1.3 of [RFC7519]

   client_id:  REQUIRED - An identifier of the client that this JWT was
      issued to, which MUST be recognized by the Resource Application's
      authorization server.  For interoperability, the client identifier
      SHOULD be a client_id as defined in Section 4.3 [RFC8693].

   jti:  REQUIRED - Unique ID of this JWT as defined in Section 4.1.7 of
      [RFC7519]

   exp:  REQUIRED - as defined in Section 4.1.4 of [RFC7519]

   iat:  REQUIRED - as defined in Section 4.1.6 of [RFC7519]

   scope:  OPTIONAL - a JSON string containing a space-separated list of
      scopes associated with the token, in the format described in
      Section 3.3 of [RFC6749]

   The typ of the JWT indicated in the JWT header MUST be oauth-id-
   jag+jwt.

   An example JWT shown with expanded header and payload claims is
   below:

   {
     "typ": "oauth-id-jag+jwt"
   }
   .
   {
     "jti": "9e43f81b64a33f20116179",
     "iss": "https://acme.idp.example",
     "sub": "U019488227",
     "aud": "https://acme.chat.example/",
     "client_id": "f53f191f9311af35",
     "exp": 1311281970,
     "iat": 1311280970,
     "scope": "chat.read chat.history"
   }
   .
   signature

   The authorization server MAY add additional claims as necessary.

   Implementation notes:

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   *  If the IdP is multi-tenant and uses the same issuer for all
      tenants, the Resource Application will already have IdP-specific
      logic to determine the tenant from the OpenID Connect ID Token
      (e.g. the hd claim in Google) or SAML assertion, and will need to
      use that if the IdP also has only one client registration for the
      Resource Application.

   *  sub should be an opaque ID, as iss+sub is unique.  The IdP might
      want to also include the user's email here, which it should do as
      a new email claim.  This would let the app dedupe existing users
      who may have an account with an email address but have not done
      SSO yet.

6.  Access Token Request

   The Client makes an access token request to the Resource
   Application's token endpoint using the previously obtained Identity
   Assertion Authorization Grant as a JWT Assertion as defined by
   [RFC7523].

   grant_type:  REQUIRED - The value of grant_type is
      urn:ietf:params:oauth:grant-type:jwt-bearer

   assertion:  REQUIRED - The Identity Assertion Authorization Grant JWT
      obtained in the previous token exchange step

   The Client authenticates with its credentials as registered with the
   Resource Application's authorization server.

   For example:

   POST /oauth2/token HTTP/1.1
   Host: acme.chat.example
   Authorization: Basic yZS1yYW5kb20tc2VjcmV0v3JOkF0XG5Qx2

   grant_type=urn:ietf:params:oauth:grant-type:jwt-bearer
   assertion=eyJhbGciOiJIUzI1NiIsI...

6.1.  Processing Rules

   All of Section 5.2 of [RFC7521] applies, in addition to the following
   processing rules:

   *  Validate the JWT typ is oauth-id-jag+jwt (per [RFC8725])

   *  The aud claim MUST identify the Issuer URL of the Resource
      Application's authorization server as the intended audience of the
      JWT.

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   *  The client_id claim MUST identify the same client as the client
      authentication in the request.

6.2.  Response

   The Resource Application token endpoint responds with an OAuth 2.0
   Token Response, e.g.:

   HTTP/1.1 200 OK
   Content-Type: application/json;charset=UTF-8
   Cache-Control: no-store
   Pragma: no-cache

   {
     "token_type": "Bearer",
     "access_token": "2YotnFZFEjr1zCsicMWpAA",
     "expires_in": 86400,
     "scope": "chat.read chat.history",
     "refresh_token": "tGzv3JOkF0XG5Qx2TlKWIA",
   }

7.  Security Considerations

7.1.  Client Authentication

   This specification SHOULD only be supported for confidential clients.
   Public clients SHOULD redirect the user with an OAuth 2.0
   Authorization Request.

7.2.  Step-Up Authentication

   In the initial token exchange request, the IdP may require step-up
   authentication for the subject if the authentication context in the
   subject's assertion does not meet policy requirements.  An
   insufficient_user_authentication OAuth error response may be returned
   to convey the authentication requirements back to the client similar
   to OAuth 2.0 Step-up Authentication Challenge Protocol [RFC9470].

HTTP/1.1 400 Bad Request
Content-Type: application/json
Cache-Control: no-store

{
  "error": "insufficient_user_authentication",
  "error_description": "Subject doesn't meet authentication requirements",
  "max_age": 5
}

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   The Client would need to redirect the user back to the IdP to obtain
   a new assertion that meets the requirements and retry the token
   exchange.

   TBD: It may make more sense to request the Identity Assertion
   Authorization Grant as an additional response_type on the
   authorization request if using OIDC for SSO when performing a step-up
   to skip the need for additional token exchange round-trip.

7.3.  Cross-Domain Use

   This specification is intended for cross-domain uses where the
   Client, Resource App, and Identity Provider are all in different
   trust domains.  In particular, the Identity Provider SHOULD NOT issue
   access tokens in response to an ID-JAG it issued itself.  Doing so
   could lead to unintentional broadening of the scope of authorization.

8.  IANA Considerations

8.1.  Media Types

   This section registers oauth-id-jag+jwt, a new media type [RFC2046]
   in the "Media Types" registry [IANA.MediaTypes] in the manner
   described in [RFC6838].  It can be used to indicate that the content
   is a Identity Assertion Authorization Grant JWT.

8.2.  OAuth URI Registration

   This section registers urn:ietf:params:oauth:token-type:id-jag in the
   "OAuth URI" subregistry of the "OAuth Parameters" registry
   [IANA.oauth-parameters].

   *  URN: urn:ietf:params:oauth:token-type:id-jag

   *  Common Name: Token type URI for a Identity Assertion JWT
      Authorization Grant

   *  Change Controller: IESG

   *  Specification Document: This document

9.  References

9.1.  Normative References

   [I-D.ietf-oauth-identity-chaining]
              Schwenkschuster, A., Kasselman, P., Burgin, K., Jenkins,
              M. J., and B. Campbell, "OAuth Identity and Authorization

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              Chaining Across Domains", Work in Progress, Internet-
              Draft, draft-ietf-oauth-identity-chaining-02, 8 July 2024,
              <https://datatracker.ietf.org/doc/html/draft-ietf-oauth-
              identity-chaining-02>.

   [IANA.MediaTypes]
              "*** BROKEN REFERENCE ***".

   [IANA.oauth-parameters]
              IANA, "OAuth Parameters",
              <https://www.iana.org/assignments/oauth-parameters>.

   [RFC2046]  Freed, N. and N. Borenstein, "Multipurpose Internet Mail
              Extensions (MIME) Part Two: Media Types", RFC 2046,
              DOI 10.17487/RFC2046, November 1996,
              <https://www.rfc-editor.org/rfc/rfc2046>.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <https://www.rfc-editor.org/rfc/rfc2119>.

   [RFC6749]  Hardt, D., Ed., "The OAuth 2.0 Authorization Framework",
              RFC 6749, DOI 10.17487/RFC6749, October 2012,
              <https://www.rfc-editor.org/rfc/rfc6749>.

   [RFC6838]  Freed, N., Klensin, J., and T. Hansen, "Media Type
              Specifications and Registration Procedures", BCP 13,
              RFC 6838, DOI 10.17487/RFC6838, January 2013,
              <https://www.rfc-editor.org/rfc/rfc6838>.

   [RFC7519]  Jones, M., Bradley, J., and N. Sakimura, "JSON Web Token
              (JWT)", RFC 7519, DOI 10.17487/RFC7519, May 2015,
              <https://www.rfc-editor.org/rfc/rfc7519>.

   [RFC7521]  Campbell, B., Mortimore, C., Jones, M., and Y. Goland,
              "Assertion Framework for OAuth 2.0 Client Authentication
              and Authorization Grants", RFC 7521, DOI 10.17487/RFC7521,
              May 2015, <https://www.rfc-editor.org/rfc/rfc7521>.

   [RFC7523]  Jones, M., Campbell, B., and C. Mortimore, "JSON Web Token
              (JWT) Profile for OAuth 2.0 Client Authentication and
              Authorization Grants", RFC 7523, DOI 10.17487/RFC7523, May
              2015, <https://www.rfc-editor.org/rfc/rfc7523>.

   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
              May 2017, <https://www.rfc-editor.org/rfc/rfc8174>.

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   [RFC8693]  Jones, M., Nadalin, A., Campbell, B., Ed., Bradley, J.,
              and C. Mortimore, "OAuth 2.0 Token Exchange", RFC 8693,
              DOI 10.17487/RFC8693, January 2020,
              <https://www.rfc-editor.org/rfc/rfc8693>.

   [RFC8725]  Sheffer, Y., Hardt, D., and M. Jones, "JSON Web Token Best
              Current Practices", BCP 225, RFC 8725,
              DOI 10.17487/RFC8725, February 2020,
              <https://www.rfc-editor.org/rfc/rfc8725>.

9.2.  Informative References

   [RFC9470]  Bertocci, V. and B. Campbell, "OAuth 2.0 Step Up
              Authentication Challenge Protocol", RFC 9470,
              DOI 10.17487/RFC9470, September 2023,
              <https://www.rfc-editor.org/rfc/rfc9470>.

Appendix A.  Use Cases

A.1.  Enterprise Deployment

   Enterprises often have hundreds of SaaS applications.  SaaS
   applications often have integrations to other SaaS applications that
   are critical to the application experience and jobs to be done.  When
   a SaaS app needs to request an access token on behalf of a user to a
   3rd party SaaS integration's API, the end-user typically needs to
   complete an interactive delegated OAuth 2.0 flow, as the SaaS
   application is not in the same security or policy domain as the 3rd
   party SaaS integration.

   It is industry best practice for an enterprise to connect their
   ecosystem of SaaS applications to their Identity Provider (IdP) to
   centralize identity and access management capabilites for the
   organization.  End-users get a better experience (SSO) and
   administrators get better security outcomes such multi-factor
   authentication and zero-trust.  SaaS applications today enable the
   administrator to establish trust with an IdP for user authentication.

   This specification can be used to extend the SSO relationship of
   multiple SaaS applications to include API access between these
   applications as well.  This specification enables federation for
   Authorization Servers across policy or administrative boundaries.
   The same enterprise IdP that is trusted by applications for SSO can
   be extended to broker access to APIs.  This enables the enterprise to
   centralize more access decisions across their SaaS ecosystem and
   provides better end-user experience for users that need to connect
   multiple applications via OAuth 2.0.

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A.1.1.  Preconditions

   *  The Client has a registered OAuth 2.0 Client with the IdP
      Authorization Server

   *  The Client has a registered OAuth 2.0 Client with the Resource
      Application

   *  Enterprise has established a trust relationship between their IdP
      and the Client for SSO and Identity Assertion Authorization Grant

   *  Enterprise has established a trust relationship between their IdP
      and the Resource Application for SSO and Identity Assertion
      Authorization Grant

   *  Enterprise has granted the Client permission to act on behalf of
      users for the Resource Application with a set of scopes

A.2.  Email and Calendaring Applications

   Email clients can be used with arbitrary email servers, and cannot
   require pre-established relationships between each email client and
   each email server.  When an email client uses OAuth to obtain an
   access token to an email server, this provides the security benefit
   of being able to use strong multi-factor authentication methods
   provided by the email server's authorization server, but does require
   that the user go through a web-based flow to log in to the email
   client.  However, this web-based flow is often seen as distruptive to
   the user experience when initiated from a desktop or mobile native
   application, and so is often attempted to be minimized as much as
   possible.

   When the email client needs access to a separate API, such as a
   third-party calendaring application, traditionally this would require
   that the email client go through another web-based OAuth redirect
   flow to obtain authorization and ultimately an access token.

   To streamline the user experience, this specification can be used to
   enable the email client to use the identity assertion to obtain an
   access token for the third-party calendaring application without any
   user interaction.

A.2.1.  Preconditions

   *  The Client does not have a pre-registered OAuth 2.0 client at the
      IdP Authorization Server or the Resource Application

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   *  The Client has obtained an Identity Assertion (e.g.  ID Token)
      from the IdP Authorization Server

   *  The Resource Application is configured to allow the Identity
      Assertion Authorization Grant from unregistered clients

Acknowledgments

   The authors would like to thank the following people for their
   contributions and reviews of this specification: Brian Campbell,
   Kamron Batmanghelich, Sofia Desenberg.

Document History

   [[ To be removed from the final specification ]]

   -02

   *  Changed the aud property to the Issuer URL instead of the token
      endpoint

   -01

   *  Corrected the scope property in the JWT to match token exchange
      and JWT access token profile

   *  Formatting and editorial fixes

   -00

   *  Initial revision

Authors' Addresses

   Aaron Parecki
   Okta
   Email: aaron@parecki.com

   Karl McGuinness
   Independent
   Email: public@karlmcguinness.com

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